09.08.10.Van Der Moolen

Total Page：16

File Type：pdf, Size：1020Kb

CONTACT | Media: CONTACT | Investor Relations: +31.20.550.4488 (Amsterdam), +32.2.509.1392 (Brussels) +1.212.656.5700 (New York) +351.217.900.029 (Lisbon), +44.20.7379.2789 (London) +33.1.49.27.58.60 (Paris) +1.212.656.2411 (New York), +33.1.49.27.11.33 (Paris) Listing measure Van der Moolen Holding N.V. Amsterdam, 10 August 2009 – NYSE Euronext hereby announces that as from 11 August 2009 prices and volumes relating to the ordinary shares of Van der Moolen Holding N.V. listed on Euronext Amsterdam will be reported in the special section for securities subject to a listing measure, with reference to the press release Van der Moolen Holding N.V. issued on 10 August. This measure is to conform to Rule A – 2706/1 Euronext Rule Book, Book II and Euronext Announcement 2009-001. This measure will endure for a maximum of one year. If the listing measure has not been lifted by the end of this period NYSE Euronext will delist the ordinary shares of Van der Moolen Holding N.V. For more information please contact: NYSE Euronext Communications Amsterdam: +31 (0)20 550 4488 NYSE Euronext (NYX) is a leading global operator of financial markets and provider of innovative trading technologies. The company's exchanges in Europe and the United States trade equities, futures, options, fixed-income and exchange-traded products. With more than 8,000 listed issues, NYSE Euronext's equities markets -- the New York Stock Exchange, Euronext, NYSE Arca and NYSE Amex -- represent nearly 40 percent of the world's equities trading, the most liquidity of any global exchange group. NYSE Euronext also operates NYSE Liffe, the European derivatives business and the world's second-largest derivatives business by value of trading. The company offers comprehensive commercial technology, connectivity and market data products and services through NYSE Technologies. NYSE Euronext is in the S&P 500 index, and is the only exchange operator in the S&P 100 index and Fortune 500. For more information, please visit: http://www.nyx.com .

Copy Link

Recommended publications

Calpers Class Action Lawsuit Against NYSE Specialists
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK x CALIFORNIA PUBLIC EMPLOYEES’ : Civil Action No. RETIREMENT SYSTEM, On Behalf of Itself : and All Others Similarly Situated, : COMPLAINT FOR VIOLATION OF THE : SECURITIES EXCHANGE ACT OF 1934 Plaintiff, : : vs. : : THE NEW YORK STOCK EXCHANGE, : INC., LaBRANCHE & CO., INC., : LaBRANCHE & CO. LLC, GEORGE M.L. : LaBRANCHE, IV, BEAR WAGNER : SPECIALISTS LLC, SPEAR, LEEDS & : KELLOGG SPECIALISTS LLC, SPEAR, : LEEDS & KELLOGG, LP, THE GOLDMAN : SACHS GROUP, INC., VAN DER MOOLEN : SPECIALISTS USA, LLC, VAN DER : MOOLEN HOLDING N.V., FLEETBOSTON : FINANCIAL CORPORATION, FLEET : SPECIALIST, INC., PERFORMANCE : SPECIALIST GROUP, LLC, : SUSQUEHANNA SPECIALISTS, INC. and : SUSQUEHANNA INTERNATIONAL : GROUP, LLP, : : Defendants. : : x JURY TRIAL DEMANDED This writing/publication is a creative work fully protected by all applicable copyright laws, as well as by misappropriation, trade secret, unfair competition and other applicable laws. The authors of this work have added value to the underlying factual materials herein through one or more of the following: unique and original selection, coordination, expression, arrangement, and classification of the information. No copyright is claimed in the text of statutes, regulations, and any excerpts from analysts’ reports or articles quoted within this work. Copyright © 2003 by William S. Lerach and Milberg Weiss Bershad Hynes & Lerach LLP. William S. Lerach and Milberg Weiss Bershad Hynes & Lerach LLP will vigorously defend all of their rights to this writing/publication. All rights reserved – including the right to reproduce in whole or in part in any form. Any reproduction in any form by anyone of the material contained herein without the permission of William S. Lerach and Milberg Weiss Bershad Hynes & Lerach LLP is prohibited.
[Show full text]
Dimensional Investment Group
SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2008-04-29 | Period of Report: 2008-02-29 SEC Accession No. 0001104659-08-027772 (HTML Version on secdatabase.com) FILER DIMENSIONAL INVESTMENT GROUP INC/ Business Address 1299 OCEAN AVE CIK:861929| IRS No.: 000000000 | State of Incorp.:MD | Fiscal Year End: 1130 11TH FLOOR Type: N-Q | Act: 40 | File No.: 811-06067 | Film No.: 08784216 SANTA MONICA CA 90401 2133958005 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-6067 DIMENSIONAL INVESTMENT GROUP INC. (Exact name of registrant as specified in charter) 1299 Ocean Avenue, Santa Monica, CA 90401 (Address of principal executive offices) (Zip code) Catherine L. Newell, Esquire, Vice President and Secretary Dimensional Investment Group Inc., 1299 Ocean Avenue, Santa Monica, CA 90401 (Name and address of agent for service) Registrant's telephone number, including area code: 310-395-8005 Date of fiscal year end: November 30 Date of reporting period: February 29, 2008 ITEM 1. SCHEDULE OF INVESTMENTS. Dimensional Investment Group Inc. Form N-Q February 29, 2008 (Unaudited) Table of Contents Definitions of Abbreviations and Footnotes Schedules of Investments U.S. Large Cap Value Portfolio II U.S. Large Cap Value Portfolio III LWAS/DFA U.S. High Book to Market Portfolio DFA International Value Portfolio Copyright © 2012 www.secdatabase.com.
[Show full text]
Infineon Technologies AG Securities Litigation 04-CV-04156-Plaintiffs
Case 5:04-cv-04156-JW Document 69-1 Filed 02/14/2006 Page 1 of 5 1 LERACH COUGHLIN STOIA GELLER RUDMAN & ROBBINS LLP 2 JOHN K. GRANT (169813) SYLVIA SUM (207511) 3 100 Pine Street, Suite 2600 San Francisco, CA 94111 4 Telephone: 415/288-4545 415/288-4534 (fax) 5 [email protected] [email protected] 6 – and – WILLIAM S. LERACH (68581) 7 655 West Broadway, Suite 1900 San Diego, CA 92101 8 Telephone: 619/231-1058 619/231-7423 (fax) 9 [email protected] 10 MURRAY, FRANK & SAILER LLP BRIAN P. MURRAY 11 ERIC J. BELFI 275 Madison Avenue, Suite 801 12 New York, NY 10016 Telephone: 212/682-1818 13 212/682-1892 (fax) 14 Co-Lead Counsel for Plaintiffs 15 [Additional counsel appear on signature page.] 16 UNITED STATES DISTRICT COURT 17 NORTHERN DISTRICT OF CALIFORNIA 18 SAN JOSE DIVISION 19 In re INFINEON TECHNOLOGIES AG ) Master File No. C-04-4156-JW SECURITIES LITIGATION ) 20 ) CLASS ACTION ) 21 This Document Relates To: ) PLAINTIFFS’ NOTICE OF SUBSEQUENT ) AUTHORITY 22 ALL ACTIONS. ) ) 23 24 25 26 27 28 Case 5:04-cv-04156-JW Document 69-1 Filed 02/14/2006 Page 2 of 5 1 Pursuant to Local Rule 7-3(d), plaintiffs’ counsel hereby brings to the Court’s attention the 2 following judicial opinions published after the date Plaintiffs’ Opposition to Defendants’ Motions to 3 Dismiss the Consolidated Complaint was served. For the Court’s convenience, copies of the 4 opinions are attached hereto. 5 1. Brumbaugh v. Wave Sys. Corp., __ F.
[Show full text]
Market Professionals 2
September 2002 Market 2 Professionals >> Local news >> Migration Editorial UK: workshops held Clearing 21® V4 in in London testing phase in Dialogue and synergy: top priorities Portugal: three ISVs Amsterdam for the cash business committed to big Amsterdam line bang migration in derivatives market Portugal update Euronext's cash business line has this year intensified its >> ISVs dialogue with market Euronext first to go >> Events professionals – members, ISVs and vendors live on Bloomberg's – in order to enhance customer satisfaction new STP solution Click here to see the and to adapt to the international scope of events table Euronext's cash market. ISV validation for Switch contributes to Both the Market Operations and Customer acceleration of Technical Support (CTS) departments now Amsterdam migration >> Technology offer help-desk services through a multi- lingual team and local contact people. The Dissemination of the Quality of Cash Markets department has set Volume Weighted >> Members up a hotline to answer brokers’ questions Average Price about the liquidity provider scheme, and Liquidity provider (VWAP) account managers have been assigned to status: taking stock each operational liquidity provider. after one year Customer Technical Support – playing a Meetings with users of each market segment Euronext welcomes pivotal role for are organised regularly to discuss product Euronext clients newcomers! developments or specific topics. This close co-operation and intensified dialogue International broker between Euronext and market professionals Bulltick plans to has already spawned new projects, such as become a member of >> Products the implementation of a new trading platform Euronext Launch of for warrants and the dissemination of the NextWarrants, Volume Weighted Average Price mechanism, now under review with market regulators.
[Show full text]
Sa Funds Investment Trust
SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2007-11-29 | Period of Report: 2007-09-30 SEC Accession No. 0001104659-07-086055 (HTML Version on secdatabase.com) FILER SA FUNDS INVESTMENT TRUST Mailing Address Business Address 3055 OLIN AVENUE SUITE 3055 OLIN AVENUE SUITE CIK:1075065| IRS No.: 770216379 | State of Incorp.:DE | Fiscal Year End: 0630 2000 2000 Type: N-Q | Act: 40 | File No.: 811-09195 | Film No.: 071275109 SAN JOSE CA 95128 SAN JOSE CA 95128 408-260-3100 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09195 SA Funds Investment Trust (Exact name of registrant as specified in charter) 3055 Olin Avenue, Suite 2000 San Jose, California 95128 (Address of principal executive offices) (Zip code) Steven K. McGinnis, Esq. Chief Legal Officer SA Funds Investment Trust 3055 Olin Ave., Suite 2000 San Jose, CA 95128 (Name and address of agent for service) Copies to: Julie Tedesco R. Darrell Mounts Senior Vice President and Senior Counsel Counsel to the Trust State Street Bank and Trust Company Kirkpatrick & Lockhart Preston Gates Ellis LLP 2 Avenue de Lafayette, 6th Floor 1601 K Street, N.W. Boston, Massachusetts 02111 Washington, D.C. 20006 Registrants Telephone Number, Including Area Code: (408) 260-3100 Date of fiscal year end: June 30 Date of reporting period: September 30, 2007 Item 1.
[Show full text]
Onderzoeksverslag Van Der Moolen
VERSLAG VAN BEVINDINGEN naar aanleiding van het onderzoek naar het beleid en de gang van zaken van de naamloze vennootschap Van der Moolen Holding N.V., als opgedragen door de Ondernemingskamer van het Gerechtshof Amsterdam bij beschikking van 5 juli 2010, kenmerk 200.051.512/01 OK Onderzoekers: S. Hepkema C.J.M. Scholtes Afgegeven ter griffie van het Gerechtshof te Amsterdam op 13 mei 2011 INHOUDSOPGAVE Onderwerp Pagina 1. Inleiding ..........................................................................................................................................1 1.1 Opzet verslag ................................................................................................................1 1.2 Werkwijze en verloop van het onderzoek ......................................................................2 1.3 Van der Moolen Holding N.V. ......................................................................................5 2. Strategie VDM...............................................................................................................................15 2.1 Inleiding......................................................................................................................15 2.2 Curvalue .....................................................................................................................17 2.3 Online Trader..............................................................................................................30 2.4 Avalon en aanverwante zaken .....................................................................................41
[Show full text]
Lehman Brothers 2007 Annual Report 3
2007 Annual Report Financial Highlights Lehman Brothers Principal Offices Worldwide In millions, except per common share and selected data. At or for the year ended November 30. FINANCIAL Information 2007 2006 2005 2004 2003 Americas Europe and the Middle East Asia Pacific Net revenues $ 19,257 $ 17,583 $ 14,630 $ 11,576 $ 8,647 Net income $ 4,192 $ 4,007 $ 3,260 $ 2,369 $ 1,699 New York London Tokyo Total assets $ 691,063 $ 503,545 $ 410,063 $ 357,168 $ 312,061 (Global Headquarters) (Regional Headquarters) (Regional Headquarters) Long-term borrowings (1) $ 123,150 $ 81,178 $ 53,899 $ 49,365 $ 35,885 745 Seventh Avenue 25 Bank Street Roppongi Hills Total stockholders’ equity $ 22,490 $ 19,191 $ 16,794 $ 14,920 $ 13,174 New York, NY 10019 London E14 5LE Mori Tower, 31st Floor (212) 526-7000 United Kingdom 6-10-1 Roppongi Total long-term capital (2) $ 145,640 $ 100,369 $ 70,693 $ 64,285 $ 50,369 44-20-7102-1000 Minato-ku, PER COMMON SHARE Data (3) Atlanta, GA Tokyo 106-6131 Earnings (diluted) $ 7.26 $ 6.81 $ 5.43 $ 3.95 $ 3.17 Boston, MA Amsterdam Japan Buenos Aires Doha-Qatar 81-3-6440-3000 Dividends declared $ 0.60 $ 0.48 $ 0.40 $ 0.32 $ 0.24 Calgary, AB Dubai Book value (4) $ 39.44 $ 33.87 $ 28.75 $ 24.66 $ 22.09 Chicago, IL Frankfurt Bangkok Closing stock price $ 62.63 $ 73.67 $ 63.00 $ 41.89 $ 36.11 Dallas, TX Geneva Beijing Denver, CO Istanbul Hong Kong SELECTED Data Florham Park, NJ Luxembourg Melbourne Return on average common Greenwich, CT Madrid Mumbai stockholders’ equity (5) 20.8% 23.4% 21.6% 17.9% 18.2% Hoboken, NJ Milan Seoul
[Show full text]
Sales Executive
ALLAN BROWN 9 NetSuite Street Red Bank, NJ 07701 (732) 555-5555 [email protected] PERSONAL BANKER Accomplished equities specialist transitioning to personal banking. Well-versed in financial services, client relationship management, risk management & business development. Highlights: Won, then managed clients through two (2) IPOS; member, New York Stock Exchange (NYSE); educated clients on performance & trends; regularly exceed sales / revenue quotas. Thrive in fluid, high-pressure scenarios. Proven ability in increasing revenues in underperforming products. Continually create and lead teams / environments fostering energy, enthusiasm, creativity, and explosive ideation. Skilled at harnessing people, resources, technology & creativity to provide clients with superb service, and performance. Certifications: Series 7, 55, 63 & 66 licenses. Core Strengths Include: Market Trend Research Discovering Client Needs Key Account Management Client Relationship Management P&L Exploiting Opportunities Cross- / Up-Selling New Product Launches Team-Building Generating Referrals Compliance Specialist Big Bank Experience Creating Sales Strategies Boosting Operational Processes FINANCE SERVICES HISTORY THE BEST BANK EVER New York, NY 1997 – 2014 Assistant VP, 2008 – 2014 Orchestrated trading & sustained 120+ NYSE equities, including Con Edison & Krispy Kreme. Ascertained market trends & followed global news impacting markets, while cultivating client relationships & continually growing book of business. Won two (2) IPOs: Rhino Resources & Nuveen.
[Show full text]
09.08.10.Van Der Moolen NL
CONTACT | Media: CONTACT | Investor Relations: +31.20.550.4488 (Amsterdam), +32.2.509.1392 (Brussels) +1.212.656.5700 (New York) +351.217.900.029 (Lisbon), +44.20.7379.2789 (London) +33.1.49.27.58.60 (Paris) +1.212.656.2411 (New York), +33.1.49.27.11.33 (Paris) Noteringsmaatregel Van der Moolen Holding N.V. Amsterdam, 10 augustus 2009 – NYSE Euronext heeft besloten om de gewone aandelen van Van der Moolen Holding N.V. per 11 augustus 2009 over te brengen naar de rubriek ‘Aandelen met een noteringsmaatregel’ (‘strafbankje’). De noteringsmaatregel vindt plaats naar aanleiding van hetgeen Van der Moolen Holding N.V. heeft gemeld in haar persbericht van 10 augustus. De maatregel is opgelegd conform Rule A – 2706/1 Euronext Rule Book, Book II en Euronext Announcement 2009- 001. De noteringsmaatregel zal maximaal een jaar duren. Indien na 12 maanden de noteringsmaatregel niet is opgeheven zal NYSE Euronext de notering van de gewone aandelen Van der Moolen Holding N.V. beëindigen. Voor nadere informatie: NYSE Euronext Communications Amsterdam: 020 550 4488 NYSE Euronext (NYX) is a leading global operator of financial markets and provider of innovative trading technologies. The company's exchanges in Europe and the United States trade equities, futures, options, fixed-income and exchange-traded products. With more than 8,000 listed issues, NYSE Euronext's equities markets -- the New York Stock Exchange, Euronext, NYSE Arca and NYSE Amex -- represent nearly 40 percent of the world's equities trading, the most liquidity of any global exchange group. NYSE Euronext also operates NYSE Liffe, the European derivatives business and the world's second-largest derivatives business by value of trading.
[Show full text]
In Re: Van Der Moolen Holding N.V. Securities Litigation 03-CV-08284
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ---------------------------------------------------------------------------------- X IN RE VAN DER MOOLEN HOLDING N.V. : Civil Action No. 1:03-CV-8284 (RWS) SECURITIES LITIGATION : : ---------------------------------------------------------------------------------- X NOTICE OF PENDENCY OF CLASS ACTION, HEARING ON PROPOSED SETTLEMENT, PLAN OF ALLOCATION AND ATTORNEYS’ FEES AND EXPENSES TO: ALL PERSONS OR ENTITIES WHO PURCHASED OR OTHERWISE ACQUIRED VAN DER MOOLEN HOLDING N.V. (“VAN DER MOOLEN” OR “HOLDING”) AMERICAN DEPOSITORY RECEIPTS (“ADRs”) FROM OCTOBER 18, 2001 TO OCTOBER 15, 2003, INCLUSIVE (THE “CLASS PERIOD”) (THE “SETTLEMENT CLASS”). YOU MAY BE ELIGIBLE TO PARTICIPATE IN A CLASS ACTION SETTLEMENT. YOUR LEGAL RIGHTS ARE AFFECTED WHETHER OR NOT YOU ACT. READ THIS NOTICE CAREFULLY. SUMMARY OF SETTLEMENT AND RELATED MATTERS CLAIMS DEADLINE: CLAIMANTS MUST SUBMIT PROOFS OF CLAIM AND RELEASES ON THE FORM ACCOMPA- NYING THIS NOTICE, SO THAT THEY ARE RECEIVED NO LATER THAN FEBRUARY 20, 2007. EXCLUSION DEADLINE: CLAIMANTS MUST SUBMIT REQUESTS FOR EXCLUSION FROM THE SETTLEMENT CLASS SO THAT THEY ARE RECEIVED NO LATER THAN NOVEMBER 20, 2006. SECURITIES BROKERS AND OTHER NOMINEES: PLEASE SEE INSTRUCTIONS BELOW. The Hon. Robert W. Sweet, United States District Judge for the Southern District of New York (the “Court”), authorized that this Notice be sent to you. All terms are defined in the Stipulation of Settlement (“Stipulation”) on file with the Court. This is not a solicitation.
[Show full text]
Sea Carriers, LP I, Et Al. V. NYSE Euronext, Et Al. 07-CV-04658
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SEA CARRIERS, LP I and SEA CARRIERS CORPORATION (individually and on behalf of those similarly situated), 101 t;W 465ts Plaintiffs, NYSE EURONEXT., et als, 7 JUN '0 Defendants. ^p/^ ?^ ^,'¢ ^$ Kr)^CASSiH^4^1 5 INTRODUCTION 1. Sea Carriers LP I and Sea Carriers Corporation (collectively "Sea Carriers" or "Plaintiffs") bring this class action on behalf of all persons who placed market orders to purchase or sell securities on the New York Stock Exchange through the New York Stock Exchange's Super Designated Order Turnaround ("SuperDOT") System between October 17, 1998 and the present (the "Class Period") 2. SuperDOT is an electronic trading system designed to facilitate the transmission of both market and limit orders directly to the trading post (and specialist) where the security is traded. The goal of SuperDOT, at least ostensibly, is to allow for a more rapid - and, therefore, more efficient - transaction, because the order can be delivered directly to the specialist rather than phoned down to a floor trader and done manually. SuperDOT is intended to be used for smaller orders (under 10,000 shares). 3. During the Class Period, defendants materially misrepresented to Class Members the market for execution services and costs of execution of trades on the New York Stock Exchange; manipulated trading on the New York Stock Exchange; and colluded to, and did, raise, fix and maintain at anti-competitive levels the costs of execution services provided to Class Members. These practices were consistent with Defendants' stated willingness (as admitted to the SEC) to "Screw the Dots" or "[Expletive] the Dots".
[Show full text]
Annual Presentation by Fred Alger Management, Inc. – Large-Cap Growth Manager (April 13, 2016, Regular Retirement Board Meeting)
Item No. 14: Annual Presentation by Fred Alger Management, Inc. – Large-Cap Growth Manager (April 13, 2016, Regular Retirement Board Meeting) INVESTMENT MANAGER SUMMARY MANAGEMENT Firm Name Fred Alger & Company, Inc. Manager Tenure with Fund 12 Years Investment Strategy/Vehicle Large-Cap Growth Equity Contract Expiration 07/31/2018 ASSETS Total Firm AUM (12/31/2015) $22.1 Billion Total Firm Assets in Strategy (12/31/2015) $863.7 Million Total Assets Managed for WPERP (02/29/16) RP - $407.2 Million HP - $68.4 Million PERFORMANCE As of 02/29/2016 1 Year 3 Year 5 Year Inception Fred Alger LCG (gross) -12.15% 10.67% 7.79% 7.59% Fred Alger LCG (est. net) -12.40% 10.36% 7.48% 7.23% Russell 1000 Growth Index -5.05% 12.54% 10.95% 7.31% Difference (net of fees) -7.35% -2.18% -3.47% -0.08% FEES Schedule 28.5 bps on all assets WATCH STATUS Recommended for short-term performance watch status April 13, 2016. 14 Los Angeles Department of Water & Power April 13, 2016 Los Angeles Department of Water & Power Table of Contents 1. Company Overview 2. Investment Process and Discipline 3. Market Overview 4. Performance Review 5. Portfolio Review and Characteristics 6. Fee Schedule 7. Additional Information and Disclosure 8. Appendix 9. Glossary of Investment Terms For Institutional Presentation Purposes Only. Not for Distribution to the Public. Presenters’ Biographies Daniel C. Chung, CFA® Chief Executive Officer, Chief Investment Officer, Portfolio Manager Daniel C. Chung is Chief Executive Officer, Chief Investment Officer and Portfolio Manager of several Alger strategies.
[Show full text]