PASLA RMA Conference Attendee List as of 25 February 2014

First Name Middle Name Last Name Company Country Valerie Rossi ABN AMRO NV Hong Kong Takeshi Shinoda Aristagora Advisors Co., Ltd Japan Blair Harrison ASX Australia Jayne Clifton-Forbes AXA Investment Managers United Kingdom Christophe Roupie AXA Investment Managers France Eric Champion Bank of America Merrill Lynch Hong Kong Manish Ghia Bank of America Merrill Lynch Hong Kong Rajeev Patel Bank of America Merrill Lynch United Kingdom Itaru Fukuda Bank of Japan Japan Nobukazu Ono Bank of Japan Japan Hiromi Yamaoka Bank of Japan Japan Kirtes Bharti Bank of Nova Scotia Asia Ltd Singapore Anthony Chiu Barclays Hong Kong Renaud Isman Barclays Singapore Saurabh Seth Barclays United Kingdom Prem Vadiveloo Barclays Singapore Sam Kim BlackRock Hong Kong Kunio Kojima Blackrock Japan Yoshihiko Aoyama BlackRock Hong Kong Matthew Boyd BlackRock United Kingdom Stefan Kaiser BlackRock United Kingdom Nicolas Roc BlackRock Hong Kong Jason P. Strofs BlackRock USA Michale Weaver BlackRock USA Jason C. Yanagihara BlackRock Hong Kong Jonathan Dunn BMO Capital Markets United Kingdom Carolyn Mitchem BMO Capital Markets Australia Vincent Andraud BNP Paribas United Kingdom Francois Artigala BNP Paribas France Benjamin Dufour BNP Paribas Hong Kong David W. Egliskis BNP Paribas Hong Kong Jon Isherwood BNP Paribas Hong Kong Hamid Latreche BNP Paribas Singapore Munetaka Nagoya BNP Paribas Japan Christian Oger BNP Paribas France Matthew John Pinnock BNP Paribas United Kingdom Yannick Bierre BNP Paribas France Natalie Floate BNP Paribas Australia David Raccat BNP Paribas France Phil Shepley BNP Paribas Australia Staffan Ahlner BNY Mellon United Kingdom Dominick F. Falco BNY Mellon Hong Kong Toru Hanakawa BNY Mellon Japan Shinya Kato BNY Mellon Japan Connie Leung BNY Mellon Singapore James Malgieri BNY Mellon USA Serge Micallef BNY Mellon Hong Kong James Slater BNY Mellon USA Paul Solway BNY Mellon Hong Kong Yun Deng BOCI Securities Limited Hong Kong Daniel Tse BOCI Securities Limited Hong Kong Keith Haberlin Brown Brothers Harriman USA Zubair Nizami Brown Brothers Harriman Hong Kong Robert Lees Brown Brothers Harriman Investor Services Limited United Kingdom Shahrul Amry Bursa Malaysia Berhad Malaysia Henry Lee CIMB Bank Bernhad Malaysia Martin J. Corrall Citi Hong Kong Gareth Mitchell Citi Ireland Jifeng He CITIC Securities Co., LTD China PASLA RMA Conference Attendee List as of 25 February 2014

First Name Middle Name Last Name Company Country Wen Li CITIC Securities Co., LTD China Junwen Wu CITIC Securities Co., LTD China Louis Yung CITIC Securities Co., LTD Hong Kong Queenie Yeung CITIC Securities International Hong Kong Karen Diu Citigroup Hong Kong Eusebio Sanchez Citigroup Australia Anthony McDonald Citigroup Global Markets Hong Kong Louise Riley Citigroup Global Markets United Kingdom Ben Sofoluwe Citigroup Global Markets Hong Kong Davin Cheung Clearstream Singapore Stuart Cornock Clearstream Singapore Pascal Morosini Clearstream Luxembourg Takashi Kimori Clearstream Japan Christian Rossler Clearstream Singapore Paget Dare Bryan Clifford Chance LLP Hong Kong Tatyana Dachyshyn Commerzbank United Kingdom Stewart Weatherill Commerzbank United Kingdom Jason Kendall Credit Suisse Hong Kong Ralph Lehnis Credit Suisse Switzerland Mizuki Rikimaru Credit Suisse Japan John Vaughan Credit Suisse Japan Richard Wright Credit Suisse Hong Kong Dave Blaney DataLend United Kingdom Lawrence Lee DBS Bank Singapore Singapore Matthew Board Dealreporter Australia Thomas Cane Dealreporter Hong Kong Gregory J. Lyons Debevoise & Plimpton LLP USA Dirk Bruckmann Deutsche Asset & Wealth Management GmbH Germany Mike Steinbrecher Deutsche Asset & Wealth Management GmbH Germany James Aldworth Deutsche Bank Hong Kong Greg Chamberlain Deutsche Bank Hong Kong James Jennings Deutsche Bank Australia Peter E. Knight Deutsche Bank Australia Kehinde Longe Deutsche Bank Hong Kong Nick Silver Deutsche Bank Hong Kong Philip Winter Deutsche Bank Hong Kong Yuka Hasumi EquiLend Hong Kong Brian P. Lamb EquiLend USA Laurence Marshall EquiLend United Kingdom Andrew McCardle EquiLend Hong Kong Ed Oliver eSecLending United Kingdom Jeff O'Neill eSecLending USA Mark Wilson eSecLending United Kingdom Kanetaka Ken Anraku Euroclear SA/NV Japan Gaetan Gosset Euroclear SA/NV Hong Kong Olivier Grimonpont Euroclear SA/NV Hong Kong Ryo Kosuda Euroclear SA/NV Japan Masayuki Sato Financial Services Agency Japan Stephanie Baxter Global Investor/ISF United Kingdom Tim Willmott Global Investor/ISF United Kingdom Alastair O'Dell Global Investor/ISF United Kingdom Thomas J. Harrop Goldman Sachs USA Rasheed Jibraan Goldman Sachs Hong Kong Matthew Ketley Goldman Sachs Hong Kong Nehal Mehra Goldman Sachs Hong Kong Jason K. Ng Goldman Sachs Hong Kong Roy Zimmerhansl HSBC United Kingdom Melvyn Ford HSBC Hong Kong Rheza Lascano HSBC Hong Kong PASLA RMA Conference Attendee List as of 25 February 2014

First Name Middle Name Last Name Company Country Adam J. York HSBC Hong Kong Gusrinaldi Akhyar Indonesian Central Securities Depository Indonesia Heri Sunaryadi Indonesian Central Securities Depository Indonesia Syafruddin Indonesian Central Securities Depository Indonesia Delonika Yuki Eka Putra Indonesian Central Securities Depository Indonesia Christopher Baker ING Singapore Michael Baudo ING USA Aditya Bhargava ING Singapore Bernard Y. Chin ING Singapore Heath Dacre ING Singapore Richard Pryce ING United Kingdom Trent Fraser J.P. Morgan Australia Darren P. Measures J.P. Morgan Hong Kong Keishi Mitsuda J.P. Morgan Japan Ian Ross J.P. Morgan Hong Kong John W. Shellard J.P. Morgan United Kingdom Daniel Sofianos J.P. Morgan Hong Kong Edward Bond J.P. Morgan Hong Kong Michael Garrett J.P. Morgan Australia Robert Nichols J.P. Morgan Hong Kong Hiroshi Asakura Japan Securities Finance Co., Ltd Japan Yasuhiro Hirama Japan Securities Finance Co., Ltd Japan Ichiro Kasahara Japan Securities Finance Co., Ltd Japan Toshihiro Oritate Japan Securities Finance Co., Ltd Japan Satoshi Sawada Japan Securities Finance Co., Ltd Japan Junji Ihashi Japan Trustee Service Bank Japan Naotsune Nagaoka Japan Trustee Service Bank Japan Jun Sogabe Japan Trustee Service Bank Japan Matthew A. Baldassano Jefferies USA Ina Kim Jefferies Hong Kong Shawn Mahoney Jefferies USA Roderick J. Murray Jefferies USA Joshua Ng Jefferies Hong Kong Seunk Rok Lee Korea Investment & Securities Korea Seog Jae Kim Korea Securities Depository Korea Kwang Il Sohn Korea Securities Depository Korea Jens Ebinger Maple Bank GmbH Germany Maria Lam Maple Financial Group United Kingdom Brad Hunt Markit Singapore Pierre Khemdoudi Markit Japan Karen A. King Markit Hong Kong Steven Lin MasterLink Securities Corp Taiwan Lilan Yeh MasterLink Securities Corp Taiwan Robert Etre Millennium Management Singapore Hisakazu Kojima Mitsubishi UFJ Morgan Stanley Securities Japan Yuko Suzuki Mitsubishi UFJ Morgan Stanley Securities Japan Scott Knightbridge Mizuho International plc United Kingdom Tomoaki Kinoshita Mizuho Securities Japan William Liang Mizuho Securities Japan Anthony J. Merola Mizuho USA USA Edward Bracken Morgan Stanley Hong Kong Stuart Jones Morgan Stanley Hong Kong Stephen A. Scott Morgan Stanley Hong Kong Sean Bunyan Morgan Stanley Hong Kong David Wraight Morgan Stanley & Co. Int'l Ltd. Hong Kong Peter Betros National Australia Bank Limited Hong Kong Ian Beattie NATIXIS Japan Sylvain Nicolay NATIXIS Hong Kong Kasumi Shibano NATIXIS Japan PASLA RMA Conference Attendee List as of 25 February 2014

First Name Middle Name Last Name Company Country Chika Takahara NATIXIS Japan Christopher Antonelli Nomura Hong Kong Ben Challice Nomura United Kingdom Sriram Iyer Nomura India Nicholas Lewis Nomura Hong Kong James Martin Nomura Hong Kong Prateebha Narayan Nomura India Thomas Vickerton Nomura Hong Kong Tomo Kinoshita Nomura Japan Kenji Takada Nomura Asset Management Japan Matthew S. Brunette Norges Bank Norway Jeffrey S. Benner Northern Trust USA Dane Fannin Northern Trust Hong Kong Joshua Silver Och Ziff Capital Management Hong Kong Gabi Solway Pan Asia Securities Lending Assoc. Ltd. Hong Kong Yvonne Goh Phillip Securities Pte Ltd Singapore Brian Rooney PrimeOne Solutions Hong Kong Azwar Antonius Herman PT Kliring Penjaminan Efek Indonesia (KPEI) Indonesia Hasan Fawzi PT Kliring Penjaminan Efek Indonesia (KPEI) Indonesia Sunandar Sulaiman Musanip PT Kliring Penjaminan Efek Indonesia (KPEI) Indonesia Stuart Dale Pure Search Hong Kong Alan Kan Rabobank International Hong Kong Thomas J. Fredericks RBC USA Johnathan King RBC USA Andrew Moore RBC USA Gordon Pearce RBC Canada Michael Tang RBC United Kingdom Barry M. Withnell RBC United Kingdom Trevor Amoils RBC Investor & Treasury Services Australia Simon Waddington RBC Investor & Treasury Services United Kingdom Mark Barnard RBS United Kingdom Thomson Liu RBS Hong Kong Karim Luqman RBS Hong Kong Casey Spezzano RBS USA Richard Casey RBS United Kingdom Fran Garritt RMA USA Kimberly A. Gordon RMA USA Daryn L. McCullough RMA USA Rosemarie Casler RMA USA Jeffery Coyle Robeco Hong Kong Naima Le Noble-Saghir Robeco Norway Seopro Kong Samsung Electronics America Inc Korea James Lee Samsung Securites Korea Adam Alexander Smith SEB Hong Kong Ludovic Debard Societe Generale Hong Kong Eriko Kachi Societe Generale Japan Lloyd Michaels Societe Generale United Kingdom Pawel Toumi Societe Generale Hong Kong Ariel Winiger Societe Generals Hong Kong Maggie Caldeira Standard Chartered Bank Singapore Steven K. Choe Standard Chartered Bank Hong Kong Edward Donald Standard Chartered Bank Singapore Matthew Johnson State Street USA Neil Lyons State Street Hong Kong Jason Wells State Street Hong Kong Philip Garrett State Street Australia Glenn Horner State Street USA Peter Martin State Street Australia PASLA RMA Conference Attendee List as of 25 February 2014

First Name Middle Name Last Name Company Country Jarrod Polseno State Street USA Kieran Richardson State Street Australia Matthew P. Thomas State Street Australia Sakuaki Yasuda State Street Japan Paul York State Street Hong Kong Armeet Sandhu Stonewain Systems Inc USA Koji Sugime Sumitomo Mitsui Banking Corp Japan Keigo Matsunaga Sumitomo Mitsui Banking Corporation Japan Carl Smithies Sumitomo Mitsui Trust International Limited United Kingdom Richard C. Allin SunGard Hong Kong Gerard Flynn SunGard Singapore Timothy J. Smith SunGard USA Carol Kemm SunGard United Kingdom Yue Ma SunGard Japan Todd Slater SunGard Singapore Patrick Gorta Taconic Capital Advisors China Wenyi Chang Taiwan Stock Exchange Taiwan Rong-Lii Yen Taiwan Stock Exchange Taiwan Joseph Serpe TD Securities (USA) Inc Canada Mayu Tanaka The Master Trust Bank of Japan, Ltd Japan Matthew J.B. Harrison Trading Apps Ltd United Kingdom Jean-Paul Musicco Trading Apps Ltd USA Norihiro Yazaki Trust & Custody Services Bank, LTD Japan Stephan Demoulin UBS Switzerland Roland Iberg UBS Switzerland Craig Watson UBS Australia Robert C. Waugh UBS Australia Bryan Kipping UBS Securities Inc. Japan Sylvia Chen Wells Fargo USA Christopher R. Kunkle Wells Fargo USA Koshi Morishita Wells Fargo Japan Felix Oegerli Zurcher Kantonalbank Switzerland Ueli von Burg Zurcher Kantonalbank Switzerland