May 1–2, 2014 | Chicago
May 1–2, 2014 | Chicago Practical Guidance For Today’s Legal Challenges Diane Swonk, Chief Economist, Mesirow Financial, presenting an economic overview of the market A Conversation with Keith F. Higgins, Director, Division of Corporation Finance, SEC Remarks by James R. Doty, Chairman, Public Company Accounting Oversight Board Two-session hypothetical addressing the Lifecycle of Managing Shareholder Activism www.law.northwestern.edu/professionaled PROGRAM Thursday, May 1, 2014 7:30 a.m. | Registration and continental breakfast 12:30–1:45 p.m. | Institute Lunch Sponsored by Houlihan Lokey, Inc. 8:15–8:30 a.m. | Welcome and Overview Daniel B. Rodriguez, Dean, Harold Washington Professor, 1:45–2:45 p.m. | A Conversation with the Director of Northwestern University School of Law, Chicago the Division of Corporation Finance Joseph P. Gromacki, Institute Chair, Jenner & Block LLP, Chicago Keith F. Higgins, Director, Division of Corporation Finance, SEC, Washington, D.C. 8:30–9 a.m. | Keynote Address Moderators Diane Swonk, Chief Economist, Mesirow Financial Holdings, Robert C. Shrosbree, Executive Director Legal, Corporate & Inc., Chicago Securities, General Motors Company, Detroit William J. Tolbert Jr., Jenner & Block LLP, Washington, D.C. 9–9:15 a.m. | Break 2:45–4:15 p.m. | Key Disclosure Issues for 2014 9:15 a.m.–12:30 p.m. Including Shelley Parratt’s THE LIFECYCLE OF MANAGING “Top Ten” SHAREHOLDER ACTIVISM: THE CORPORATE • Lessons learned from the JOBS Act confidential PROCESS EXAMINED review process A two-session hypothetical examining the legal, • Practical advice on responding to SEC Staff financial, and investor communication challenges comments presented by shareholder activism.
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