Mlnlstty of Municipal Attains • nd Houelng Financial Statement - Auditor's Report fJ;>Ontario Form4 Municipal Becffons Act 1996 (Section 78)

Instructions: All candidates must complete Boxes A and B. Candidates who receive contributions or incur expenses beyond the nomination fee must complete Boxes C, 0, Schedule 1, and Schedule 2 as appropriate. Candidates who receive contributions or incur expenses in excess of$10,000 must also attach an Auditor's Report. All surplus funds (after any refund to the candidate or his or her spouse) shall be paid immediately over to the cleric who was responsible for the conduct of the election. YYYY MM DD yyyy MM OD For tho campaign period from (day candld1ta flied nomination) 1 2014 I 06 10 to 2014 12 31 [81 Primary filing reflecting finances to December 31 (or 45" day after voting day in a by-election) D Supplementary filing including finances after December 31 (or 45" day after voting day in a by-election)

Box A: Name of Candidate and Office Candidate's name as shown on the ballot Last Name Given Name(s) Henry John Name of office for which the candidate sought election Ward name or no. (if any) Oshawa Mayor

Name of Municipality Durham Spending limit issued by clert< s101,206.55

D I did not accept any contmutions or incur any expenses other than the nomination fee. (Complete Box A and B only)

Box B: Declaration

I. John Henry , a candidate in the municipality of _O_sh_a_w_a,_;_O_n_t_an_·o______•hereby declare that to the best of my knowledge and belief that these financial statements and attached supporting schedules are true and correct.

Declared before (clerk or commissioner) in th e City of Oshawa on (yyyy/mm/dd) EGc<: k a':\ a Q , < ~ - ' } Signature or Cieri< or Commissioner M~ a 'i , a ot5 Date Filed in the Clerk's Office (yyyy/mm/dd)

9503P (20 13111) C Qu&en'a Printer torOntJirlo, 2013 Oisponiblo on fnln~s Page 1ol 8 Box C: Statement of Campaign Income and Expenses LOAN Name of bank or recognized lending Institution Amount borrowed • - - • --- - + ....;;;..s ______INCOME Total amount of all contributions (From line 1A in Schedule 1) + s 43,438.60 Refund of nomination filing fee + s 200.00 Sign deposit refund + s Revenue from fund-raising events not deemed a contribution (From Part Ill of Sdledule 2) + s Interest earned by campaign bank account + s Other (provide full details) 1. + s ----~2. _____ ------______------_+ s 3. + s ------~---~--- Total Campaign Income (Do not include loan) = _..s____43,638.60 --...;;~;.;..;;...;;_. C1 EXPENSES (Note: include the value of contributions of goods and serviees) Expenses subject to spending llmlt Nomination filing fee + -"-s______200.00""-'-'­ lnventory from prev10us campaign used in this campaign (Ost details in Table 5 of Schedule 1) + -""s_ ___._3,138__.60_ Advertising + _s-'--___...... 3.396....._~...._.75 Brochureslftyers + _s______10,508.19-""­ Signs (including sign deposit) + _s=------­ Meetings hosted + _s______4_____,341.68___ Office expenses incurred until voting day + ---"-s ___..-....~....._.9,453. 15 - Phone and/or Internet expenses incurred until voting day + s SaIa rie s, benefits, honoraria, professional fees incurred until voting day + ------....::;..s ______Bank charges incurred until voting day + ....::;..s ___...... ::~;.:.;..:-572.17 lnterest charged on loan until voting day + .....:;..S ______Other (provide full details) _1 ._vv_e__b s__ite_rr_e_____chno l o~gy..______+ s 2,690.45 2. Rent/Utilities/Insurance + s 7,138.56 _3---~------""""~...._• ______~~-----______----____----_- + s Total Expenses subject to spending limit = s 41,439.55 C2 ExpenHa not subject to spending llmlt Accounting and audit + _ s-'-----'-'-'--..;.-'--1,779.95 Cost of fund-raising events/activities (list details in Part IV of Schedule 2) + s Voting day party/appreciation notices + -'------­s ------..:.r.::~.;.:;...:l.l 19.90'- - Office expenses Incurred after voting day + _s=------....:....;;;-=-~408.49 Phone and/or Internet expenses incurred after voting day + ....;;;..s ______Salaries, benefits, honoraria, professional fees incurred after voling day + ---"'------s -­ Bank charges incurred after voting day + ------s Interest charged on loan after voting day + .....;:;;.s ______Expenses related to recount + .....;:;;.s ______Expenses related to controverted election + _s.______Expenses related to compliance audit + s Expenses related to candidate's disability (provide full details) ------1. + --s ------2. + s 3. + ------s 0th er (provide run details) ------1. + -'----s - --­ 2. + -s------­ 3 + $ ------~---- Total Expenses not aubjact to spending llmlt :. s 3,308.34 C3 Total Campaign Expenses (C2 + C3) = s 44,747.89 C4

9503P (2013111) Page2c0 Box 0: Calculation of Surplus or Deficit

Excess (deficiency) of income over expenses (Income - Total Expenses) (C1 - C4) + $ (1.109 .29) 01 E.llgible deficit carried forward by the candidate from the last election - $ 02 Total (01 - 02) = s Ifthere Is a surplus, deduct any refund ofcandidate's or spouse's contributions to the campaign - $ Surplus (or deficit) for the campaign • $ (l,109.29) 03

If fine 03 shows a surplus. the amount must be paid in trust, at the tine the financial statements are filed, to the municipal clerk who was responsible for the conduct of the election.

Amount of _s______paid to municipal clertc in the municipafity of------­

9503P (2013111) Pege 3 cl 8 Schedule 1 - Contributions Part 1- Summ.ary of Contributions Contribution from candidate (Include tt1e value of inventory listed In Table 5) + s 13,138.60 Contribution from spouse + s Total value of contributions not exceeding $100 per contributor • Include ticket revenue. contributions in money, goods and services where the total contribution from a contributor is $100 or less (do not include contributions from candidate or spouse). + s 11000.00 Total value of contributions exceeding $100 per oontributor (from line 18; list details in Tables 1 - 4) • Include ticket revenue. contributions In money, goods and services where the total contribution from a contributor exceeds $100 (do not include contributions from candidate or spouse). + s 29,300.00 l.eH: Contributions returned or payable to the contributor - s Contributions paid or payable to the clel1<, including contributions from anonymous sources exceeding $10 - s Tolal Amount of Contributions (Record In Box C) • s 43!438.60 1A

Part II - List ofContributions from Each Slngle Contributor Totalllng more than $100 Tabla 1: Monetary contrlbutJona from Individuals other than candidate or spouse Name Full Address Amount$ Mark Sheriff 706 Athol St, Unit I, Whitby, LIN4A2 300.00

Kevin Miyauchi 4 Wood Glen Road 18, Roseneath, KOK2XO 150.00

Annette Henry 7276-6 County Road 18, Roseneath, KOK2XO 100.00

Andrew Wilk 1305 Glenridge Court, Oshawa, LIH8L9 400.00

Oleg Rudnitsky 38 Quail Run Blvd, Maple, L6A IE9 150.00

Andrew Kowlsky 2083 Lake Shore Blvd W, Unit 711, Toronto, M8V4G2 500.00

Shufeng Jiang 481 Rougemount Dr, Pickering. LI W288 200.00

John Kellam 152 King St E, Oshawa. LIHIB6 250.00

John McGovern I 1795 Woodbine Ave, Box 553, Gonnley, LOH IGO 750.00

Sandra Lauzon 156 Sheridan St, Oshawa, L1G8A4 300.00

Gerald A Anderson 104 King St E, Bowmanville, LICIN5 400.00

Michael Rice 15 Gonnley Industrial Ave, Gonnley, LOHIGO 750.00

181 Additional information ls fisted on separate supplementary attachment To1al 5,450.00

~03P (2013111) Page4' of& Table 2: Monetary contributions from corporations or union• Name (Legal and Carrying on Full Address President or Authorized Amounts Business As) Business Manager Rep111sentatlve None

0 Additional infonnation is listed on separate supplementary attachment Total

Table 3: Contribution• In good• or eervlces from Individuals other than candidate or epcuse (Note: must also be recorded H eJtDenees In Box Cl Name Full AddreH Description of Goode Value S or services None

0 Additional infonnation is Usted on separate supplementaty attachment Total

9503P (2013/11) Page 5 of 8 Table 4: Contributions In goods or servlcea from corooratforus or unions (Note: mustalso be recorded as exoenses In Box C) Name of Corporation Full Addre88 President or Authorized Description of Value$ (Legat and Carrying on Business Manager Representative Goods or Services Business Asl None

0 Additional information is listed on separate supplementary attachment Total Total Part II Contributions {Add Totals from Tables 1-4) (Record in Part I - Summary) -----s 1B Part Ill - Inventory Table 5: Inventory of Campaign Goods and Materials from Previous Campaign used In this Campaign (Note: value must be recorded as a contribution from the candidate and as an expense) Description Date Acquired Supplier Current Market Quantlty Total Value $ (yyyy/mm/dd) Value$ Lawn signs- Large 2010/08/20 Callaghan & Assoc. 6.70 363 2,432. 10

Lawn signs· Small 2010/08/20 Callaghan & Assoc. 2.25 314 706.50

0 Additional informauon is listed on separate supplementary attachment Total 3,138.60

95031' (2013111) Page 6 of 8 Schedule 2 - Fundralslng Events and Activities Fundralslng EvenUActivlty Complete a separate schedule for each event or activity held

0 Additional schedule(s) attached

Description of fundraising event/activity _N_o_n_e______Date ofevent/activity (yyyy/mm/dd)

Part l - Ticket Revenue Admission charge (per person) (If lhere are a range ofticket prices, attach complete breakdown ofall ticket sales) + ------S 2A Number of tickets sold x ------2B Total Tk:ket Revenue (2A x 2B) (Include In Schedule 1) .. s

Part11- Other revenue deemed a contribution (provide details (e.g. revenue from goods sold in excess offair market value)) 1. + --'-$ ______2. + $ ------3. ----+ s 4------~. ------+ ------~s ---5. ------+ $ ------~ Total Part II Revenue (Include In Schedule 1) = ------s Part Ill - Other revenue not deemed a contribution (provide details (e.g. contributions of $10 or less ~ market value ofgoods or services sold)) 1. + ------$ 2. + ------$ 3. + ------s _4.______~+ s

_s....._• ______~• s Total Part Ill Revenue (Include In Box C) .. _s...______

Part IV - Expenses related to fundralalng eventoractivity (provide details) 1. + ------s 2. + s 3. + s ------~------~----- 4. + s ------_5 _. ______+ s 6. + $ ------7. + $ ~------~------~- ~a______~ + s Total Part IV Expenses (Include In Box C) = s

9503P (2013/11) Pa;e 7 of8 Auditor's Report Municipal Elections Act, 1996 (Section 78) A candidate who has received contributions or incurred expenses In excess of $10,000 must attach an auditor's report. Professional Designation of Auditor CPA, CA, Licensed Public Accountant Municipality Date (yyyy/mmldd) Oshawa 2015/03/27 Contact lnformaUon Name Licence Number Last Name First Name MNP LLP Address Suite/Unit No. Street No. Street Name 7 475 Bond Street West City/Town Province Postal Code Oshawa ON L1J2M2 Telephone No. (Including area code) Fax No. Email Address 905-579-6245 ext 905-519-7667 The report must be done in accordance with generally accepted auditing standards and must • set out the S<:ape of the examination • provide an opinion as to the completeness and accuracy of the financial statement and whether It Is free of material misstatement

l:8J Report 1s attached

Personal information, if any. collected on this form is obtained under the authority of sections 78 and 95 of the Municipal Elections Act, 1996. Under section 88 of the Mun/clpal Elections Act, 1996 (and despite anything in the Municipal Freedom oftnfonnation and Protection ofPrivacy Act) documents and materials filed with or prepared by the derk or any other election official under the Munlcipsl Elections Act, 1996 are public records and, until their destruction, may be Inspected by any person at the clerk's office at a time When the office is open. Campaign financial statements shall also be made avallable by the clerk In an electronic format free of charge upon request.

9503!> (201311 t) P•ge 8 of 8 CONTRIBUTION LISTING Mayor John Heniy C.mpalgn Decernber31,2014

Overs100 Name Amount Date Addresa Mark Sheriff 300.00 16-Jun-14 706 Athol St. Unit 1. Whitby, L 1N4A2 Kevin Miyauchl 750.00 08.Jul-14 4 Wood Glen Road, Toronto, M1N2V7 Annette Henry 100.00 06-JUl·14 7276-6 County Road 18, Rosenealh, KOK2XO Andrew Wilk 400.00 06..Ju!-14 1305 Glenlidge Court, Oshawa, L1H8L9 Oleg Rudnilsky 750.00 07..Jul-14 38 Qua~ Run Blvd, Maple, L6A1E9 Andrew Kowalsky 500.00 07.Jul·14 2083 Lake Shore Blvd W, Unit 711, Toronto, M8V4G2 Shufeng Jiang 200.00 10.Jul-14 481 Rougemount Or. Pickering, L1W2B8 John Kellam 250.00 10.Jul·14 152 King St E, Oshawa, L1H1B6 John McGovern 750.00 10.Jul-14 11795 Woodbine Ave, Box 553. Gormley, LOH1GO Sandra Lauzon 300.00 10.Jul-14 156 Sheridan St. OshaWa. l1G8A4 Gerald A Anderson 400.00 10.Jul-14 104 King St E. Bowmanvilte, L1C1N5 Michael Rice 750.00 10.Jul-14 15 Gormley lodusltialAve, Gonnley, LOH1GO Jeffrey Hrooclch 500.00 10.Jul· 14 110 Roseboroogh Dr, Port Perry. 1.9L2E2 DeanMatkie 200.00 11.Jul-14 933 Bloor Stw. Oshawa. l1J5Y7 Gecxge Zapara 100.00 11.Juf.14 105 Park Rd N. Oshawa. L1J4L2 Danny Kalllnteris 750.00 18.Jul-14 55 lakeview Park Ave. Oshawa, l 1H8S7 Bii Creamer 300.00 21..Jul-14 an Mount A.Han Ave, Oshawa. L1J7M7 Howard Paskowitz 750.00 22.Juf.14 970 Lawrence Ave W, Suite 304, Torooto. M6A386 Keith Miller 100.00 06-Aug-14 2sa KalSerCres. Oshawa. L1G4A1 Cris Douglas 750.00 14-Aug-14 1200 Skae Drive. Oshawa, L1J7A1 Ian Paul Greenway 500.00 19-Aug-14 67 Rossland Rd E. Oshawa. L1G22W2 Bernard O'Brien 500.00 05-Sep·14 219 King St E. Oshawa, l1H1C5 Clem Foley 250.00 18-$ep·14 1105·900 Wiisen Rd N. Oshawa, L1G7T2 Jerry Coughlan 750.00 25-Sep-14 25 Buggey Ln. Ajax, L1Z1X4 Wes Schell 5(1(),00 26-Sep-14 1220 Con~n Rd E. 0$hawa, l1H8L7 Peter Kolobutin 100.00 30.Sep-14 1915 Walreg Dr, Oshawa, L1G7V9 Josh Carrick 750.00 06-0ct-14 1880 Concession 3, GoodWood, LOC1AO Bruce Baird 100.00 10.0ct-14 437 Femhlll Blvd, Oshawa, L1J5J6 Randaft Jeffery 200.00 22-0Cl-14 1050 Simcoe St N. Suite 1000, Oshawa. L1G4W5 David Hare 200.00 11-Jun.14 25 Trinity Cres, Whilby, L1N6l1 Robert Amos 100,00 01-Jul-14 555 Mayfair Ave, Apt 1106, Oshawa, L1G6Z8 Judith Manilla 200.00 02..Jul-14 369 Welland Ave, Oshawa, l.1J3C7 Nancy Lee- Olender 100.00 02..Jut-14 2 Emmett Place, Whitby, L1R2B4 Sprague Furey 100.00 02-Jul·14 362 Welland Ave, Osllawa. L1J3C6 Fred Appleton 200.00 04-Jul-14 1018 PeggotyClr, Oshawa, L1K2C4 David Miller 750.00 07.Jul-14 200 Bond StW. Suile 209, Oshawa, L1J2L7 Janet Hruska-SchDI 150.00 08-Jul-14 275 Sheiwood Crt, Oshawa, L1G6P5 Palrfcia C8mpbell 150.00 08..JUl-14 729 SUndance Ctr, 0Shawa. l1J8N9 Rebecca Homer-Kanarowskl 150.00 09-Jul· 14 2314 Pindar Cres. Osnawa, L1LOC7 Blake Grundy 200.00 10-Jul·14 1261 Maddock Cr.. Oshawa, L1K OC7 Bohdan Onyschuk 500.00 10-Jul-14 2 Ravensboume Cres, Etoblcoke. M9A2A6 Donald Wotton 200.00 10..Jul·14 247 Gibbons St, Oshawa, L1J4Y5 John Klygsman 300.00 10-Jul-14 18 Tom Edwards Olive. Whitby, L1R2R4 Fred Eismont 100.00 10-Jul-14 244 Sheiwood Crt, Oshawa, L1G6R8 Jeffery Robinson 750.00 10..Jul-14 660 Farewell Ave, Oshawa. l 1H6N6 George McCormack 100.00 10..Jul-14 417 Ritson Rd N. Oshawa, l 1G5P9 James FOid 100.00 10.JUl-14 659 PerciVal Crt. Oshawa, L1K1 M4 Gordon Marshall 200.00 1O.Jul-14 131 Springdale Cres, Oshawa. L1 H7B9 Mlk:heft Newbold 750.00 10.Jul-1-4 14 Cawker Coves Rd . Port Perry. L9l1P4 Rita Urraslo 750.00 10.Jul-14 3711 Cochrane St, Whilby, L1R2T2 Leonardo Lembo 250.00 10-Jul-14 1496OneidaCrt,Oshawa,L1G4M5 Gerald Beatty 500.00 10-Jul-14 251 Sherwood Crt. Oshawa. L1G6P5 John Osso 750.00 10.Jul-14 115 Taylofwood Crt. Oshawa, l.1G7V7 Robin Bums 100.00 10.Jul·14 #173-422 Canonbeny Crt. Oshawa, l1G6S3 Denis O'Connell 750.00 10-Jul-14 639 Oshawa Blvd N, Oshawa, L1G5T6 Thomas Henry 200.00 10.Jul-14 373 Welland Ave, Oshawa, L1JJC7 Ray Abbott 400.00 10.Jul-14 2342 Pindar Cres, Oshaws. LtLOC7 Doug Klr1< 250.00 10-Jut-14 11 Blandlam Rd. Toronto, M4N3M1 Kimberty Mas1rolannl 200.00 10-Jul-14 200 Samac Crt. OshaWa, L 1G7\/9 Lynn Tomlinson 150.00 10-JUl-14 22 Beatrice SI E, unit 206, Oshawa, L1G7X6 Giulio Rocchio 200.00 1O.Jul-14 543 Rilson Rd S, L 1H5K5 Giulio ROCGhlo 150.00 1O-Jul-14 Tweedsmuir SI, Oshawa, 1.1J6H8 Devon Biddle 250.00 10-Juf-14 393 Hillcroft St. Oshawa. L 1G2M4 Laura Bouma 250.00 05-Aug-14 127 Riverside Dr S. Oshawa, L1H6P1 Joe KondyjOwalll 500.00 08.,t,ug-14 703 Mary St N, Oshawa. L1G5G2 Al ll>feld 750.00 18-Sep-14 c/o 1815 lronstona Manor Unll 1, Picbring, L1W3W9 Roger Greenberg 500.00 18-$ep-14 45 Saddlebrook street, Nepean, K2G5N5 B. F,.nclsco 200.00 02-0d-14 212 Lu~ Or. Whllby. l tN1Y1 Bnllt Mclelan 350.00 02-0ct-14 16 Oshawa BIYd St N, Oshawa, LtG5R9 Andrew Kozlar 200.00 1.C-Oct-14 119 Alexandra St, OshlW8, l 1G2C5 John GOOOW!n 100.00 1.C-Oct-14 19·11 11 Wlllon Rd N, Oshawa, l1G8C2 Peter Sall.mo 750.00 14·0d·14 110 samac Tral, Oshawa, L 1G7Wt Merlo VelVI 400.00 1.t-Oct-14 1038 Plnettee ctt, Oshawa, L1K1P4 Lawrence Smilh 750.00 16-0ct-14 372 Straehmore Blvd, Toronlo, M4C1V3 M81thal Forrest 150.00 20-0ct-14 2268 Winlord Place, Oshawa, ltLOB7 Ed Malactlow1lki 2.50.00 11-Sep.14 57 Simcoe St S . Oshawa. l1H4G4 Bruce MeAr1hur 200.00 24-Sep-14 856 logan Crt. Oshawa, Lt J7N6 Chrtshldrew 200.00 26·0d·14 767 King st W, Oshawa, LtJ2l2 John Thompson 500.00 13~ov-1 4 3012 Su,..rac dr RR1, Brectin. LOK180 lany HaRfing 500.00 14·0ct·14 625 conlln1 Rd. WhM~ LtR 2W8 29.300.00 ..

Independent Auditors' Report

To Oshawa City Clerk:

We have audited the accompanying Financial Statement - Auditor's Report, Form 4 (the "Financial Statement") of candidate for mayor, John Henry, which comprises Sox D. calculation of surplus or deficit as at December 31, 2014 and Box C, statement of campaign income and expenses; Schedule 1, contributions; and Schedule 2. fundraising events and activities for the campaign period from June 10, 2014 to December 31 , 2014, relating to the election held on October 27, 2014. This Financial Statement has been prepared by candidate for mayor, John Henry, based on the financial reporting provisions of the Municipal Elections Act. 1996 (the "Act").

Candidate Responsibility for ths Financial Statement Candidate for mayor, John Henry, is responsible for the preparation and fair presentation of the Financial Statement in accordance with the financial reporting provisions of the Act. and for such internal control as the candidate detennines necessary to enable the preparation of the Financial Statement that is free from material misstatement, whether due to fraud or error.

Auditors' Responsibility Our responsibility is to express an opinion on the Financial Statement based on our audit. We conducted our audit in accordance with Canadian generally accepted auditing standards. Those standards require that we comply with ethfcal requirements and plan and perform an audit to obtain reasonable assurance whether the Financial Statement Is free of material misstatement.

An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the Financial Statement. The procedures selected depend on the auditors' judgment including the assessment of the risks of material misstatement of the Financial Statement, whether due to fraud or error. In making those risk assessments, the auditor considers Internal control relevant to the preparation of the Financial Statement in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Internal control. An audit also includes assessing the accounting principles used and significant estimates made by the candidate for mayor, as well as evaluating the overall presentation of the Financial Statement.

We believe that the audit evidence we have obtained Is sufficient and appropriate to provide a basis for our qualified audit opinion.

Basis for Qualified Opinion Due to the nature of the types of transactions inherent in an election campaign, the completeness of contributions and other revenue and expenses is not susceptible to satisfactory audit verification. Accordingly, our verification of these amounts was limited to the amounts recorded in the campaign's accounting records and we were not able to determine whether any adjustments might be necessary to contributions. other revenue, expenses. and surplus or deficit.

Qualified Opinion In our opinion, except for the effects of the matter described in the Basis for Qualified Opinion paragraph, this Financial Statement is prepared, in all material respects. in accordance with the financial reporting provisions prescribed by the Act.

MN~ Basis of Accounting and Restrictions on Use Without modifying our opinion, we draw attention to the fact that the Financial Statement has been prepared in accordance with the Act. The Financial Statement is prepared to assist the candidate for mayor, John Henry, to meet the requirements of the Act. As a result, the Financial Statement may not be suitable for another purpose. Our report Is intended solely for the candidate for mayor and the Oshawa City Clerk and should not be used by any other parties.

MNPLLf'

Oshawa, Ontario Chartered Professional Accountants March 19, 2015 Licensed Public Accountants

MN~