Foundation to Promote Open Society
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Return of Private Foundation OMB No 1545-0052 Form 990 -PF or Section 4947(a)(1) Trust Treated as Private Foundation 10, Do not enter Social Security numbers on this form as it may be made public. 2013 Department of the Treasury 990-PF and its separate instructions is at www.1rs.gov/form990pf. • •' • ' • Internal RevenueSennce ► Information about Form For calendar y ear 2013 or tax year be g inning , 2013, and endin g , 20 Name of foundation A Employer identification number FOUNDATION TO PROMOTE OPEN SOCIETY 26-3753801 Number and street (or P 0 box number A mail is not delivered to street address ) Room /suite B Telephone number (see instructions) (212) 548-0600 224 WEST 57TH STREET City or town, state or province, country, and ZIP or foreign postal code C If exemption application is ► pending . check here NEW YORK, NY 10019 Check Initial return Initial return of a former public charity D I G all that apply- Foreign organizations , check here • ► Final return Amended return 2 Foreign organizations meeting the 85% test, check here and attach . ► Address char a Name chang e computation El H Check type of organization X Section 501(c 3 exempt private foundation E If private foundation status was terminated Other taxable rivate foundation Section 4947 ( a )( 1 nonexem pt charitable trust p under section 507(bX1XA), check here . ► El I Fair market value of all assets at J Accounting method Cash X Accrual I F If the foundation is in a 60-month termination end of year (from Part ll, co!. (c), line 0 Other (specify) _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ under section 5o7(bXt)( B). check here , 10. 3,330,839,478 . (Part 1, column (d) must be on cash basis.) 16) ► $ (d) Disbursements lj^ Analysis of Revenue and Expenses (The (a) Revenue and (b) Net investment (c) Adjusted net for charitable total of amounts in columns (b), (c), and (d) expenses per not necessarily equal the amounts in income purposes may booksks column (a) (see instructions ( cash basis only) 784,245. 1 Contributions dts, grants, etc , received (attach schedule) , if the foundation is not required to 2 Check ► LJ attach Sch B . 3 Interest on savings and temporary cash investments ATCH 1 4 Dividends and interest from securities , . 309, 000, 000. 5 a Gross rents . b Net rental income or (loss) o 6a Net gain or (loss) from sale of assets not on line 10 376,909,635. c b Gross sales puce for all 87 4,000,000. o assets on l ine 6a 4) 7 Capital gain net income (from Part IV, line 2) , 93,083,636. 8 Net short-term capital gain . 9 Income modifications . 10 a Gross sales less returns an d a ll owances b Less Cost of goods sold , c Gross profit or (loss) (attach schedule) . 11 Other income (attach schedule) ATCH. 2 12,880,000. - 12 Total. Add lines 1 throug h 11 390, 573, 880. 402, 083, 636 . 13 Compensation of officers, directors, trustees, etc 14 Other employee salaries and wages . 15 Pension plans , employee benefits . , 16a Legal fees (attach schedule) ATCH 3 . 284. 287, 769 W b Accounting fees (attach schedule)ATCH 4 295, 575. 17 c Other professional fees (attach schedule). 7. _ TO 17 Interest. ATGH 6. .. .. .. 12,880,000. ,ten 0 = ,J U `^ II y 18 Taxes (attach schedule) (see tostn,cbons)ATCli . 7 , 29,166,245. E 19 Depreciation (attach schedule) and depletion. i I n I<^II I9UV Q 20 Occupancy . (I L _ )I , • 1^( 21 Travel, conferences, and meetings . ^^l___ 22 Printing and publications • • • • • • . • Cn ^y - . T 23 Other expenses (attach schedule)A.TCH • 8• 1,019,158. U 1,840,216 24 Total operating and administrative expenses. 2, 128, 002 0 Add lines 13 through 23 . 43, 361, 269. 380, 512, 799 25 Contributions, gifts, grants paid . .. 355, 072, 530. 382,640,801 26 Total expenses and disbursements Add lines 24 and 25 398,433,799. 0 27 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursement -7,859,919. b Net Investment income (if negative, enter -0-) 402,083,636. 1 c Adj usted net Income ( if negative, enter -0- ) . .ISA For Paperwork Reduction Act Notice, see Instructions . *A'1'c:tt 5 Form VVU-1rr (2013) 3e1410 1 000 52840X 720F V 13-7.5F FPOS i PAGE 2 Form 990 -PF(2013) FOUNDATION TO PROMOTE OPEN SOCIETY 26-3753801 Page 2 Attached schedules and amounts in the Beginning of year End of year Balance Sheets d escription column should be for end-of-year amounts only (See instructions ) ( a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-interest-bearing .. .. .. .. ... 12,532,613. 51,381,199. 51,381,199 2 Savings and temporary cash investments . , 3 Accounts receivable ► ----------------------- Less allowance for doubtful accounts ► --- ---------- 4 Pledges receivable ► ------------------------ Less allowance for doubtful accounts ► _ _ _ _ _ _ _ _ _ _ _ 5 Grants receivable . .. .. .. ... 6 Receivables due from officers, directors, trustees, and other disqualified persons ( attach schedule ) ( see instructions) • • • 7 Other loans notes and receivable (attach schedule) ► _ - _ _ Less allowance for doubtful accounts ► ---- -- --- --- , 8 Inventories for sale or use N 9 Prepaid expenses and deferred charges . ATCH 9. 23,836. 882,024. 882 , 024 10 a Investments - US and state government obligations (attach schedule). b Investments - corporate stock (attach schedule ) , , , , , , , , c Investments - corporate bonds ( attach schedule ), , , , , , 11 Investments - land, buildings, ► and equipment basis ______ ____________ Less accumulated depreciation ► (attach schedule ) ------------------- 12 Investments - mortgage loans . 13 Investments - other (attach schedule). .. , .ATCH 10 2,616,763,929. 3,253,576,255. 3,253,576,255 14 Land , buildings, and ► equipment basis _____ _____________ Less accumulated depreciation ► (attach schedule ) --- - --------------- ATCH _ 11_ -__ ) 80, 000, 000. 25, 000, 000. 25, 000, 000 15 Other assets ( describe ► ____ _ ____ 16 Total assets ( to be completed by all filers - see the instructions Also, see page 1 ,item l) • 2,709,320,378. 3,330,839,478. 3,330,839,478 17 Accounts payable and accrued expenses • • , • • , , , • • • 18 Grants payable • • • , , • • • , , • • , , , • • , , , • • , .263,097,239. 237, 218, 199. 19 Deferred revenue . • . 20 Loans from officers, d rectors, trustees , and other disqualified persons 0 4 5, 0 0 0, 0 0 0. 5 4 5, 0 0 0, 0 0 0. ATCH 12 21 Mortgages and other notes payable (attach schedule) , • • • , 22 Other liabilities ( describe ATCH 13) 10, 441, 634. 31, 797, 002 . 23 Total liabilities ( add lines 17 through 22) 318 , 53 8 , 873. 814 , 015 , 2 01 . Foundations that follow SFAS 117 , check here . X y and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted . 390,781,505 2,516,824,277. 25 Temporarily restricted • . • • 26 Permanently restricted • • • . Foundations that do not follow SFAS 117, .. q check here and complete lines 27 through 31. 27 Capital stock , trust principal , or current funds 28 Paid-in or capital surplus, or land , bldg , and equipment fund . 29 Retained earnings, accumulated income, endowment , or other funds m 30 Total net assets or fund balances (see instructions ). 390,781,505. 2,516,824,277 Z 31 Total liabilities and net assets/fund balances (see instructions ) 709, 320, 378. 3, 330, 839, 478 . -Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 ( must agree with end-of-year figure reported on prior year's return ) ... ... .. .. .. 1 1, 390, 781, 505 2 Enter amount from Part I , line 27a . .• . .. ........ ..........•.......... 2 -7,859,919 3 Other increases not included in line 2 (Itemize) ATCH 14 3 1, 133, 902, 691 ►------------------------------------ 4 Add lines 1 , 2, and 3 4 2, 516, 824, 277 5 Decreases not included in line 2 (itemize) ► 5 6 Total net assets or fund balances at end of year line 4 minus line 5 Part II column ( b), line 30 . 6 2,516 ,824,277 Form 990-PF (2013) JSA 3E1420 1 000 52840X 720F V 13-7. 5F FPOS PAGE 3 • 0 FOUNDATION TO PROMOTE OPEN SOCIETY 26-3753801 Form 990-PF (2013) Page 3 Capital Gains and Losses for Tax on Investment Income (b) How (c ) Date (a) List and describe the kind(s) of property sold (e g , real estate , acquired d) Date sold (mo, 2-story brick warehouse ; or common stock, 200 shs MLC Co ) pP - Purchase (mo,, day,, yr dayy, ) la SEE PART IV SCHEDULE b c d e f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price ( (or allowable) plus expense of sale ( e) plus ( f) minus (g) a b c d e Com p lete onl y for assets showin g g ain in column ( h ) and owned by the foundation on 12/31 /69 (I) Gains ( Col (h) gain minus Adjusted basis (k) Excess of col (i) col ( k ), less than -0-) or (I) F M.V as of 12/31/69 (1) as of 12 / 31 /69 over col 6), if any Lossesbut not(from col ( h )) a b c d e If gain , also enter in Part I, line 7 2 Capital gain net income or ( net capital loss) { If (loss ), enter -0- in Part I , line 7 } 2 93,083,636. 3 Net short-term capital gain or (loss ) as defined in sections 1222 ( 5) and (6): If gain, also enter in Part I , line 8, column (c) (see instructions ) If (loss), enter -0- in l Part I, line 8 1 3 0 FORM Qualification Under Section 4940 (e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank.