Barclays Ireland PLC (BBI) – KYC Documentation

Dear Client, The following collection of documents should be used to support your KYC requirements for BBI. Where you require additional information or documentation please contact brexitsupport@.com.

Please note the attached documents are the latest versions, though some of these may be updated over time. Please see the below links for the latest version, or access our on-boarding page at https://home.barclays/who- we-are/our-strategy/preparing-for-brexit/bbi-kyc-information.

Companies Registration Office (CRO)

Full Legal Entity Name: Barclays Bank Ireland Public Limited Company

Company Number: 396330

Address: One Molesworth Street, Dublin 2, D02 RF29, Ireland

List of Corporate Information

Confirmation of key information required to KYC BBI e.g. LEI, Companies Number, List of Directors, Registered Address, Telephone Number, etc. Dated, 03rd December 2018.

LEI: 2G5BKIC2CB69PRJH1W31

Bank Constitution

Memorandum of association of BBI PLC dated 22nd March 2018, including BBI PLC’s ‘Articles of Association’.

Irish Tax ID

Certificate of Tax Clearance issued to BBI PLC on 14th March 2018 to confirm all tax affairs for the entity are in order.

PPSN/Tax Reference: 6416330R

Access Number: 297887

CRS Self Certification

BBI PLC’s self certification form including information on tax residency and citizenship status.

TIN: 6416330R

GIIN: E1QAZN.00200.ME.372

US W-8 BEN-E Tax Form Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (entities). Germany W-8 BEN-E Tax Form Certificate of Status of Beneficial Owner for Germany Tax Withholding and Reporting (entities). Spain W-8 BEN-E Tax Form Certificate of Status of Beneficial Owner for Spain Tax Withholding and Reporting (entities). Sweden W-8 BEN-E Tax Form Certificate of Status of Beneficial Owner for Sweden Tax Withholding and Reporting (entities).

US W-8 IMY Tax Form (pending set-up)

USA Patriot Act Foreign Bank Certification

Barclays Group has prepared a Global Certificate for use by any financial institution that believes it requires a USA PATRIOT ACT Certificate from a Barclays entity, for example BBI PLC. Certificate of Incorporation

Certification that Barclays Ireland PLC is incorporated on 12th January 2005 under the Companies Acts 1963 to 2006 and that the company is limited.

Certificate of Incorporation Amendment – Change of Entity Name

Certification that Barclays Ireland PLC changed name to Barclays Bank Ireland PLC on 24th February 2005, and is now incorporated as a limited company under this new name.

Proof of Registration (with Regulator)

Confirmation that BBI PLC has a licence for banking business, granted by the Irish Regulatory in pursuance of its powers under Section 9 of the Central Bank Act, 1971, dated 25th February 2005.

Registration Number & Agreement Details

Confirmation that BBI PLC is a credit institution authorised under Irish Legislation to carry on banking business in the State, regulated by the Central . Banking Licence Number: C36964

Ownership Structure

Confirmation that BBI PLC is a 100% owned subsidiary of BBPLC, with BBPLC a 100% owned subsidiary of Barclays PLC, dated 18th April 2018.

Website Details

Barclays Bank Ireland PLC website: https://www.barclays.ie/

Compliance Officer Contact Details

BBI PLC Compliance Officer Name and Address

Wolfsberg Questionnaire (Available on request, please contact [email protected])

Wolfsberg Group Questionnaire for BBI PLC covering anti-money laundering (AML), Know Your Customer (KYC) and counter-terrorist financing (CTF/CFT).

Compliance Officer Contact Details

BBI PLC Compliance Officer Name and Address.

Venues and Exchanges

List of exchanges and venues where Barclays Bank Ireland PLC (BBI) holds full membership.

Kind Regards,

Barclays Bank Ireland PLC Barclays Bank PLC Barclays Capital Securities Limited

Disclaimer

BARCLAYS This communication has been prepared by Barclays. “Barclays” means any entity within the Barclays Group of companies, where “Barclays Group” means Barclays Bank PLC, Barclays PLC and any of their subsidiaries, affiliates, ultimate holding company and subsidiaries of the holding company.

CONFLICTS OF BARCLAYS IS A FULL SERVICE INVESTMENT BANK. In the normal course of offering investment INTEREST banking products and services to clients, Barclays may act in several capacities (including issuer, market maker and/or liquidity provider, underwriter, distributor, index sponsor, swap counterparty and calculation agent) simultaneously with respect to a product, giving rise to potential conflicts of interest which may impact the performance of a product.

FOR INFORMATION THIS COMMUNICATION IS PROVIDED FOR INFORMATION PURPOSES ONLY AND IT IS SUBJECT ONLY TO CHANGE. IT IS INDICATIVE ONLY AND IS NOT BINDING.

NO LIABILITY Neither Barclays nor any of its directors, officers, employees, representatives or agents, accepts any liability whatsoever for any direct, indirect or consequential losses (in contract, tort or otherwise) arising from the use of this communication or its contents or reliance on the information contained herein, except to the extent this would be prohibited by law or regulation.

NO ADVICE Barclays is acting solely as principal and not as fiduciary. Barclays does not provide, and has not provided, any regulatory, legal, investment advice or personal recommendation to you in relation to any information provided in this email is not responsible for providing or arranging for the provision of any general financial, strategic or specialist advice, including legal, regulatory, accounting, model auditing or taxation advice or services or any other services in relation to any information provided. You must determine, on your own behalf or through independent professional advice, the merits, terms, conditions and risks associated with the information provided herein or activity arising from or related to the information provided herein.

THIRD PARTY Barclays is not responsible for information stated to be obtained or derived from third party INFORMATION sources or statistical services.

OPINIONS SUBJECT TO All are given as of the date hereof and are subject to change. Barclays is not obliged to inform the CHANGE recipients of this communication of any change to such opinions or estimates unless required to do so pursuant to any legal or regulatory obligations.

IMPORTANT For important regional disclosures you must read, click on the link relevant to your region. Please DISCLOSURES contact your Barclays representative if you are unable to access. EMEA: https://www.home.barclays/disclosures/important-emea-disclosures.html US: https://www.home.barclays/disclosures/important-us-disclosures.html APAC: https://www.home.barclays/disclosures/important-apac-disclosures.html

CONFIDENTIAL This communication is confidential and is for the benefit and internal use of the recipient and no part of it may be reproduced, distributed or transmitted without the prior written permission of Barclays.

ABOUT BARCLAYS Barclays offers premier products and services to its clients through Barclays Bank PLC. Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the . Barclays Bank PLC is registered in England No. 1026167 with its registered office at 1 Churchill Place, London E14 5HP.

COPYRIGHT © Copyright Barclays Bank PLC, 2019 (all rights reserved).

Barclays USA PATRIOT ACT Certificate

Pursuant to the USA Patriot Act and final rules issued by the U.S. Department of the Treasury, a U.S. bank or a U.S. broker-dealer in securities (a “Covered Financial Institution”) is required to obtain certain information from any “Foreign Bank” that maintains a correspondent account with it.

As permitted by the final rules, the Barclays Group has prepared a Global Certificate for use by any financial institution that believes it requires a USA PATRIOT ACT Certificate from a Barclays entity, for example, an overseas branch of Barclays bank PLC.

Please use this certificate in preference to requesting individual Barclays businesses to complete a separate certificate. If the particular Barclays business that maintains a correspondent account with your institution is not listed in out certificate, or if you have any questions with regard to this Certificate, please advise us by e-mailing Barclays.

1

CERTIFICATION REGARDING CORRESPONDENT ACCOUNTS FOR FOREIGN

[OMB CONTROL NUMBER 1506-0043]

The information contained in this Certification is sought pursuant to Sections 5318(j) and 5318(k) of Title 31 of the United State Code, as added by sections 313 and 319(b) of the USA PATRIOT Act of 2001 (Public Law 107-56).

This Certification should be completed by any foreign bank that maintains a correspondent account with any U.S. bank or broker-dealer in securities (a covered financial institution as defined in 31 CFR 1010.605(e)). An entity that is not a foreign bank is not required to complete this Certification.

A foreign bank is a bank organized under foreign law and located outside of the United States (see definition at 31 CFR 1010.100(u)). A bank includes offices, branches, and agencies of commercial banks or trust companies, private banks, national banks, thrift institutions, credit unions, and other organizations chartered under banking laws and supervised by banking supervisors of any state (see definition at 31 CFR 1010.100(d)).1 1 A “foreign bank” does not include any foreign central bank or monetary authority that functions as a central bank, or any international financial institution or regional development bank formed by treaty or international agreement.

A correspondent account for a foreign bank is any account to receive deposits from, make payments or other disbursements on behalf of a foreign bank, or handle other financial transactions related to the foreign bank.

Special instructions for foreign branches of U.S. banks: A branch or office of a U.S. bank outside the United State is a foreign bank. Such a branch or office is not required to complete this Certification with respect to Correspondent Accounts with U.S. branches and offices of the same U.S. bank.

Special instructions for covering multiple branches on a single Certification: A foreign bank may complete one Certification for its branches and offices outside the United States. The Certification must list all of the branches and offices that are covered and must include the information required in Part C for each branch or office that maintains a Correspondent Account with a Covered Financial Institution. Use attachment sheets as necessary.

A. The undersigned financial institution, Barclays Bank PLC and its foreign branches and entities listed in the attachment (collectively, the “Foreign Bank”) hereby certifies as follows:

2

B. Correspondent Accounts Covered by this Certification: Check one box.

x This Certification applies to all accounts established for Foreign Bank by Covered Financial Institutions. This Certification applies to Correspondent Accounts established by ______(name of Covered Financial Institution(s)) for Foreign Bank.

C. Physical Presence/Regulated Affiliate Status: Check one box and complete the blanks.

x Foreign Banks maintains a physical presence in any country. That means:

 Each of the Foreign Banks has a place of business at the following street address set out in the attachment hereto, where it employs one or more individuals on a full-time basis and maintains operating records related to its banking activities.  The address is in the country where the particular Foreign Bank is authorised to conduct conduct banking activities.  The particular Foreign Bank is subject to inspection by the banking authority that licenses the particular Foreign bank to conduct banking activities as set out in the attachment hereto.

Foreign Bank does not have a physical presence in any country, but Foreign Bank is a regulated affiliate. That means:

 Foreign Bank is an affiliate of a depository institution, credit union, or a foreign bank that maintains a physical presence at the following street address: ______, where it employs one or more persons on a full-time basis and maintains operating records related to its banking activities.  The above address is in ______(insert country), where the depository institution, credit union, or foreign bank is authorized to conduct banking activities.  Foreign Bank is subject to supervision by ______, (insert Banking Authority), the same banking authority that regulates the depository institution, credit union, or foreign bank.

Foreign Bank does not have a physical presence in a country and is not a regulated affiliate.

D. Indirect Use of Correspondent Accounts: Check box to certify. x No Correspondent Account maintained by a Covered Financial Institution may be used to indirectly provide banking services to certain foreign banks. Each of the Foreign Banks

3

hereby certifies that it does not use any Correspondent Account with a Covered Financial Institution to indirectly provide banking services to any foreign bank that does not maintain a physical presence in any country and that is not a regulated affiliate.

E. Ownership Information: Check box 1 or 2 below, if applicable.

1. Form FR Y-7 is on file. Foreign Bank has filed with the Federal Reserve Board a current Form FR Y-7 and has disclosed its ownership information on Item 4 of Form FR Y- 7.

2. Foreign Bank’s shares are publicly traded. Publicly traded means that the shares are traded on an exchange or an organized over-the-counter market that is regulated by a foreign securities authority as defined in section 3(a)(50) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(50)).

If neither box 1 or 2 of Part E is checked, complete Item 3 below, if applicable. x 3. Each of the Foreign Banks has no owner(s) except as set forth below. For purposes of this Certification, owner means any person who, directly or indirectly, (a) owns, controls, or has power to vote 25 percent or more of any class of voting securities or other voting interests of Foreign Bank; or (b) controls in any manner the election of a majority of the directors (or individuals exercising similar functions) of Foreign Bank. For purposes of this Certification, (i) person means any individual, bank, corporation, partnership, limited liability company or any other legal entity; (ii) voting securities or other voting interests means securities or other interests that entitle the holder to vote for or select directors (or individuals exercising similar functions); and (iii) members of the same family2 shall be considered one person.

In the case of Barclays Bank PLC and all branches thereof, Barclays PLC (Whose registered address is 1 Churchill place, London, E14 5HP, United Kingdom) is the sole shareholder.

In the case of the entities listed in the section headed “wholly owned subsidiaries” in the attachment hereto, Barclays Bank PLC (whose address is 1 Churchill Place, London, E14 5HP, United Kingdom) is the sole shareholder.

In the case of the entities listed in the section headed “Majority owned subsidiaries” in the attachment hereto, Barclays Bank PLC (whose address is 1 Churchill Place, London, E14 5HP, United Kingdom) is the majority shareholder with a shareholding of the percentage shown alongside the particular entity. Other owners of the relevant foreign bank for the purposes of this certification are listed alongside the relevant Foreign Bank in the attachment hereto, with a shareholding of the percentage shown alongside the entity.

4

F. Process Agent: complete the following.

The following individual or entity: Barclays Bank PLC, New York Branch is a resident of the United States at the following street address: 745 7th Avenue, New York, NY 10019 USA, and is authorized to accept service of legal process on behalf of Foreign Bank from the Secretary of the Treasury or the Attorney General of the United States pursuant to Section 5318(k) of title 31, United States Code.

G. General

Each of the Foreign Banks hereby agrees to notify in writing each Covered Financial Institution at which it maintains any Correspondent Account of any change in facts or circumstances reported in this Certification. Notification shall be given within 30 calendar days of such change.

Each of the Foreign Banks understands that each Covered Financial Institution at which it maintains a Correspondent Account may provide a copy of this Certification to the Secretary of the Treasury and the Attorney General of the United States. Each of the Foreign Banks further understands that the statements contained in this Certification may be transmitted to one or more departments or agencies of the United States of America for the purpose of fulfilling such departments’ and agencies’ governmental functions.

I, Geraldine Lawlor, certify that I have read and understand this Certification, that the statements made in this Certification are complete and correct, and that I am authorized to execute this Certification on behalf of Foreign Bank.

5

Received and reviewed by:

Name: ______Title: ______For: ______[Name of Covered Financial Institution]

Date: ______

6

Company Name Type Country Address Key Regulator(s) Barclays Bank PLC Company UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom (Registered Address) Financial Conduct Authority (UK) Prudential Regulation Authority (UK)

Branches of Barclays Bank PLC with a Physical Presence

Company Name Type Country Address Key Regulator(s) Barclays Bank PLC Branch AUSTRALIA Floor 42, 225 George Street, , NSW 2000, Australia Australian Prudential Regulatory Authority Australian Securities and Investment Commission Barclays Bank PLC Branch CANADA Bay Adelaide Centre, 333 Bay Street, Suite 4910, Box 9, Toronto, Ontario The Office of the Superintendent of M5H 2R2, Canada Financial Institutions Canada (OSFI) Investment Industry Regulatory Organisation of Canada (IIROC) Ontario Securities Commission (OSC) Quebec Securities Commission (QSC) Alberta Securities Commission (ASC) British Columbia Securities Commission (BCSC) Barclays Bank PLC Branch CAYMAN ISLANDS CIBC Financial Centre, 11 Dr. Roy’s Drive, P.O. Box 694, Grand Cayman Cayman Islands Monetary Authority (CIMA) JY1 – 1107, Cayman Islands (registered address) Barclays Bank PLC Branch , HONG KONG 41/F, Cheung Kong Center, 2 Queen’s Road Central, Hong Kong, P.R.C. Hong Kong Monetary Authority (HKMA)

Securities & Futures Commission (SFC) Barclays Bank PLC Branch CHINA, SHANGHAI Suite 3101, 3102B, Azia Centre, 1233 Lujiazui Ring Road, Pudong, China Banking Regulatory Commission Shanghai, 200120, P.R.C People’s (PBOC) State Administration of Foreign Exchange China Securities Regulatory Commission Barclays Bank PLC Branch Globe House, 23 Kennedy Avenue, 1075 , Cyprus Cyprus Securities and Exchange Commission Barclays Bank PLC Branch United Arab Emirates – Dubai Level 6, Building No.10, Gate Village, DIFC, Dubai Dubai Financial Services Authority International Financial Centre Barclays Bank PLC Branch FRANCE 32 Avenue George V, 75008 Paris, France (UK)Banque de France Autorité des Marchés Financiers (AMF) Autorité de Contrôle Prudentielle (ACP) Barclays Bank PLC Branch GERMANY Bockenheimer Landstrasse 38-40, 60323 Frankfurt, Germany Bundesanstalt Für Finanzdienstleistungsaufsicht (Bafin) Barclays Bank PLC Branch GIBRALTAR Regal House, 3 Queensway, Gibraltar Gibraltar Financial Services Commission PO Box 196, 84/90 Main Street, Gibraltar (FSC) Barclays Bank PLC Branch PO Box 41, Le Marchant House, Le Truchot, St Peter Port, Guernsey, GY1 Guernsey Financial Services 3BE Commission(GFSC) Barclays Bank PLC Branch INDIA 801-808, Ceejay House, Shivsagar Estate, Reserve Bank of India (RBI) Dr Annie Besant Road, Worli, Mumbai 400018, India Securities & Exchange Board of India (SEBI) Regulatory & Development Authority of India (IRDI)

7

Branches of Barclays Bank PLC with a Physical Presence

Barclays Bank PLC Branch ISLE OF MAN Barclays House, Victoria Street, Douglas, IM1 2LE, Isle of Man Isle of Man Financial Supervision Commission Barclays Bank PLC Branch ITALY Via della Moscova 18, 20121 Milan, Italy The Commissione Nazionale per le Società e la Borsa (CONSOB) Bank Of Italy

Barclays Bank PLC Branch JAPAN 31F Roppongo Hills, Mori Tower, 6-10-1, Minato-ku, Tokyo 106-6131, Bank of Japan JAPAN Japan Financial Services Agency (JFSA)

Barclays Bank PLC Branch JERSEY PO Box 82, 39/41 Borad Street, St Helier, Jersey JE4 8PU Jersey Financial Services Commission

Barclays Bank PLC Branch KOREA (SOUTH) 23rd Floor, Ferrum Tower Building, 66 Suha-Dong, Jung-gu, Seoul 100- Financial Supervisory Service (FSS_ 210, Korea Financial Services Commission

Barclays Bank PLC Branch LABUAN (Malaysia) Level 5(A), Main Office Tower, Financial Park Labuan, Jalan Merdeka Labuan Offshore Financial Services 87000 Federal Territory Of Labuan, Malaysia Authority (LOFSA) Securities Commission Malaysia Barclays Bank PLC Branch MONACO 31, Avenue De La Costa, Monte Carlo, Monaco Autorité de contrôle prudentiel et de résolution (ACPR) Commission de contrôle des activités financières (CCAF) Barclays Bank PLC Branch PORTUGAL Av. Colégio Militar, Torre Oriente nº 37 F, 13rd Floor, 1500-180 Lisboa, (UK)The Portuguese Securities Market Portugal Commission (CMVM) The Bank of Portugal (BdP – Banco de Portugal) The Portuguese Insurance Institute (ISP – Instituto de Seguros de Portugal)

Barclays Bank PLC Branch SINGAPORE 10 Marina Boulevard, #23-01 Marina Bay Financial Centre Tower 2, Monetary Authority of Singapore Singapore, 01983

Barclays Bank PLC Branch SPAIN Plaza De Colon, 1, 28046 Madrid, Spain Bank of Spain (Spain) National Commission for the Secutiries Market (CNMV) –(Spain) Dirección General Seguros y Fondos de Pensiones (DGSFP)- (Spain) Servicio Ejecutivo Comisión de Prevención de Blanqueo de Capitales e Infracciones Monetarias (SEPBLAC) – (Spain)

8

Branches of Barclays Bank PLC with a Physical Presence

Barclays Bank PLC Branch QATAR QFC Tower, Level 10, Office 1002, West Bay, PO Box 15891, Doha, Qatar Qatar Financial Centre Regulatory Authority Barclays Bank PLC Branch SWITZERLAND Swiss Financial Market Supervisory Beethovenstrasse 19, 8027 Zurich, Switzerland Authority (FINMA)

Barclays Bank PLC Branch TAIWAN 5F Cathay Xin-Yi Trading Building, #108, Xin-Yi Road Sec. 5, Taipei City, Taiwan Financial Supervisory Commission Taiwan 110

Barclays Bank PLC Branch UNITED ARAB EMIRATES Level 1, Building No.6, Emaar Square, Sheikh Zayed Road, PO Box 1891, UAE Central Bank U.A.E Dubai Financial Services Authority

9

Wholly-owned (100%) Subsidiaries

Company Name Country Address Key Regulator(s) Barclays Bank Ireland PLC IRELAND 2 Park Place, Hatch Street, Dublin 2, Ireland. Central Bank of Ireland

Barclays Capital Securities UNITED KINGDOM 5 The North Colonnade, Canary Wharf, London, E14 4BB, United Kingdom (Trading Address) Financial Conduct Authority (UK) Limited 1 Churchill Place, London. E14 5HP, United Kingdom (Registered Office Address) Prudential Regulation Authority (UK)

AUSTRALIA GPO Box 1592, Sydney NSW 2001, Australia (Foreign Entity Address) Australian Prudential Regulatory Authority Australian Securities and Investment Commission

Securities Commission (SC) Barclays Capital Asia CHINA, HONG KONG 41/F, Cheung Kong Center, 2 Queen’s Road Central, Central, Hong Kong SAR, PRC Securities and Futures Commission (SFC) Limited

Barclays Private Clients GUERNSEY PO Box 41, Le Marchant House, Le Truchot, St Peter Port, Guernsey, GY1 3BE (Branch Address) Guernsey Financial Services Commission International Limited Isle of Man Financial Supervision ISLE OF MAN PO Box 9, Douglas, Isle of Man, UK, IM99 1AJ (Registered Office Address) Commission

Jersey Financial Services Commission JERSEY PO Box 8, 13 Library Place, St Helier, Jersey JE4 8NE (Branch Address)

Barclays Trust Company JERSEY 39/41 Broad Street, St Helier, Jersey, JE4 8PU, Channel Islands Jersey Financial Services Commission (Jersey) Limited Barclays Jersey Limited

BIFML PTC Limited JERSEY 39/41 Broad Street, St Helier, Jersey, JE4 8PU, Channel Islands Jersey Financial Services Commission

Barclays Securities (India) INDIA 208 Ceejay House, Shivsagar Estate, Dr A Beasant Road, Worli, Mumbai, 400 018, India Securities and Exchange Board of India Private Limited (SEBI) Barclays Capital Securities INDONESIA Wisma GKBI 39th Floor, Suite 3906, Jl. Jend. Sudirman No.28, Jakarta, 10210, Indonesia Otoritas Jasa Keuangan (Financial Services Indonesia PT Authority)

Bapepam (Capital Market Supervisory Agency and Financial Institutions) Barclays Capital Markets MALAYSIA Level 45, Menara Maxis, Kuala Lumpur City Centre, 50088 Kuala Lumpur, Wilayah Persekutuan, Securities Commission Malaysia Malaysia Sdn Bhd Malaysia Barclays Bank (Suisse) S.A. SWITZERLAND 18-20 Chemin de Grange-Canal, P.O. Box 3941, 1211 Geneva, Switzerland Swiss Financial Market Supervisory Authority (FINMA)

10

Wholly-owned (100%) Subsidiaries

Barclays Merchant Bank SINGAPORE 10 Marina Boulevard, #23-01 Marina Bay Financial Centre, Singapore, 018983, Singapore Monetary Authority of Singapore (MAS) (Singapore) Ltd Barclays Capital Futures SINGAPORE 10 Marina Boulevard, #23-01 Marina Bay Financial Centre, Singapore, 018983, Singapore Monetary Authority of Singapore (MAS) (Singapore) Private Limited Barclays Capital Securities TAIWAN 11/F, 106 Xin-Yi Road, Sec. 5, Taipei 110, Taiwan, ROC, Taiwan, Province of China Securities and Futures Bureau (SFB) of Taiwan Limited Financial Supervisory Commission (FSC) Barclays Capital THAILAND 21st Floor, CRC Tower, All Seasons Place, 87/2 Wireless Road, Kwaeng Lumpini, Khet Phatumwan Securities and Exchange Commission Securities (Thailand) Ltd Bangkok 10330 (SEC) Thailand Barclays Bank Egypt SAE EGYPT Barclays Star Capital A1 building-City Stars, Omar Ibn El Khattab St. Nasr City, Cairo, Egypt Central Bank of Egypt

Barclays Bank Mexico SA MEXICO Paseo de la Reforma 505 Piso 41, Torre Mayor Col. Cuauhtemoc C.P. 06500 Mexico City, Mexico Mercado Mexicano de Derivados (Mexican Derivatives Exchange) Secretaría de Hacienda y Crédito Público de México (Ministry of Finance and Public Credit) Barclays Capital Casa de MEXICO Paseo de la Reforma 505 Piso 41, Torre Mayor Col. Cuauhtemoc C.P. 06500 Mexico City, Mexico Bolsa Mexicana de Valores (Mexican Stock Bolsa S.A. Exchange Comision Nacional Bancaria y de Valores (National Banking and Securities Commission) Comision Nacional Bancaria y de Valores (National Banking and Securities Commission) Comisión Nacional Bancaria y de Valores (CNBV) Insrgentes Sur No. 1971 Col Guadalupe Inn C.P. 01020 Mexico City Grupo Financiero Barclays MEXICO Paseo de la Reforma 505 Piso 41, Torre Mayor Col. Cuauhtemoc C.P. 06500 Mexico City, Mexico Banco de Mexico (Mexican central bank) México, S.A. de C.V. Comision Nacional Bancaria y de Valores (National Banking and Securities Commission) Comision Nacional para la Protección y Defensa de los Usuarios de Servicios Financieros (National Financial Services Users Protection and Defense Commission) Secretaría de Hacienda y Crédito Público de México (Ministry of Finance and Public Credit) Barclays Securities Japan JAPAN 10-1, Roppongi 6-chome, Minato-ku, Tokyo, JAPAN Bank of Japan Limited Japan Financial Services Agency (JFSA) Barclays Funds and JAPAN 31F Roppongo Hills, Mori Tower, 6-10-1, Minato-ku, Tokyo 106-6131, JAPAN Japan Financial Services Agency (JFSA) Advisory Japan Limited

11

Wholly-owned (100%) Subsidiaries

Barclays Asset UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK) Management Limited Barclays Sharedealing

Barclays Stockbrokers UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK) Limited Barclays Bank Trust UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK) Company Limited Prudential Regulation Authority (UK) Gerrard Financial Planning UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK) Limited Gerrard Investment UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK) Management Limited Barclays Insurance Services UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK) Company Limited Barclays Assurance (Dublin) IRELAND 2 Park Place, Hatch Street, Dublin 2, Ireland (Registered Office Address) The Financial Regulator (Ireland) Limited 47 St. Stephen's Green, Dublin 2, Co Dublin Barclays Insurance (Dublin) IRELAND 2 Park Place, Hatch Street, Dublin 2, Ireland The Financial Regulator (Ireland) Limited

Majority-owned (50 %+) Subsidiaries

Company Name Country Address Barclays Bank PLC Other Owner(s) Other Owner(s) Key Regulator(s) Shareholding % shareholding (%) Barclays Africa Group SOUTH AFRICA 7th Floor, Barclays Towers West, 15 50.1 Multiple, with no single 49.9 South African Reserve Bank Limited Troye Street, Johannesburg shareholder holding > 2001, South Africa 10%.

Barclays Bank of Zimbabwe ZIMBABWE 2nd Floor Barclay House, Cnr First 67.68 Multiple, with no single 32.32% Reserve Bank of Zimbabwe Limited Street/Jason Moyo Avenue, PO Box shareholder holding > 1279, Harare, Zimbabwe 10%.

Banco Barclays SA BRAZIL Avenida Brig. Faria Lima, 4440, 120 99.996 Barclays Corporation 0.004 Central Bank of Brazil andar, Bairro Itaim Bibi, Limited 04538-132 São Paulo - SP - Brazil

12

Barclays Bank Ireland PLC – Compliance Officer Contact Details

March 19

Officer Name John Hall

Officer Capacity Head of Compliance, Barclays Bank Ireland Plc

One Molesworth Street, Officer Address Dublin 2, D02 RF29, Ireland

Last Updated – 25/03/2019 Barclays Bank Ireland PLC – Exchanges & Venues

March 19

The following is a list of exchanges and venues where Barclays Bank Ireland PLC (BBI) holds full membership.

If you are due to migrate to BBI and you hold one or more of the related asset classes for these vendors, please ensure you:

- Communicate with the related vendor(s) to confirm whether any additional ‘client to vendor’ set-up is required prior to trading (e.g. permissions, confirmations)

- Review the current list of available third-party vendor system ID codes for BBI (e.g. Alert, SWIFT), which can be found in the “Confirmation and Other Third Party Vendor Identifiers” section of this webpage

- Please note this only contains IDs, which are due to change for BBI. If you require confirmation for a specific vendor / venue not listed on the website, please request this via [email protected]

Any existing vendor IDs with Barclays Bank PLC (BBPLC), Barclays Capital Services (BCSL) or Barclays Capital Inc (BCI) remain unchanged.

BBI holds full membership at the following Trading Venues:

Business Area FMI FMI Name Cash - Eq - Cross- Type FX Rates Credit ADS FIF Eq Derivs Product Bloomberg MTF MTF x x x x x x BrokerTec MTF MTF x x TradeWeb MTF MTF x x x x x Euronext (Amsterdam) EXCH x x x x Euronext (Brussels) EXCH x x x x Euronext (Lisbon) EXCH x x x x Euronext (Paris) EXCH x x x x Nasdaq Deriv Mkts EXCH x x CBOE Europe EXCH x x Nasdaq OMX (Copenhagen) EXCH x x Nasdaq OMX (Helsinki) EXCH x x Nasdaq OMX (Stockholm) EXCH x x Oslo Bors EXCH x ITG Posit MTF MTF x x MarketAxess MTF MTF x x x Aurel BGC OTF OTF x x x x x GFI Securities Limited OTF x x x x x

Last Updated – 25/03/2019 ICAP WCLK MTF MTF x x i-Swap - D2C i-Swap Euro MTF MTF x i-Swap - D2D i-Swap Euro MTF MTF x Trad-X MTF MTF x Par FX Spot TV x Tullett Prebon Europe MTF MTF x x Tullett Prebon Securities MTF MTF x x ICAP Securities OTF OTF x x x x x x Integral MTF x GFI Brokers Limited OTF x x x x GFI Brokers Limited MTF x x x GFI Securities Limited MTF x x x BGC Brokers LP OTF x x Kyte Broking Limited OTF x x x x x Sunrise OTF (BGC Partners) OTF x x x x AFS Interest BV OTF x Institutional Services OTF OTF x (Tullett Prebon) Tullett Prebon Securities OTF OTF x x x x x Tullett Prebon Europe OTF OTF x x x Vantage Capital Markets LLP OTF x x x x IGDL (ICAP UK-based SEF) SEF/MTF x SQUA OTF x x VolBroker MTF x Tradition (UK) Limited OTF x x Thomson / FXAll MTF x 360T MTF x EBS MTF MTF x CM Capital Markets OTF x x Forte Securities OTF x x Dowgate MTF x Aquis MTF MTF x Kepler Cheuvreux SA OTF x x CreditEx Brokerage LLP MTF x Forwards Matching MTF x MTS AM (Belgium, Denmark, MTF x x Finland) Reuters Spot Interbank Spot TV x Matching Fastmatch Spot TV x Italian Derivatives Market EXCH x x (IDEM) Borsa Italiana EXCH x Spanish Futures and Options EXCH x x Exchange (MEFF) SIX Swiss Exchange EXCH x Bolsa de Madrid (SIBE) EXCH x

Last Updated – 25/03/2019 London Stock Exchange EXCH x x Borsa Italiana MOT Bond EXCH x Exchange Deutsche Börse - XETRA EXCH x Deutsche Börse EUREX EXCH x x x CBOE FX Spot TV x MTS BondVision MTF x x Euro MTS Limited (UK) MTF x x Currenex MTF x MTS France MTF x 360TGTX Spot TV x Turquoise MTF MTF x MTS S.p.A (Italy) MTF x x x FX Connect MTF x Euronext (Dublin) EXCH x x x Eurex Repo MTF x SENAF MTF x Treasury Bondspot MTF x

BBI holds full membership at the following Middleware Vendors:

FMI Name Type FMI Business Alignment AcadiaSoft Collateral Mgt All Bloomberg CMS Matching FX Settlements Broadridge All Confirmations DTCC (DS Match) Matching Credit, FX DTCC (GTR) - Global trade Repository Reporting All (BBI: UK TR) Matching DTCC OMGEO - ALERT Settlements Credit DTCC OMGEO - CTM Affirmation Credit Affirmation Equilend Equities Settlements FXAll Affirmation FX GTSS Affirmation, Matching FX ADS ICE Link Affirmation Credit MarkItWire Credit Affirmation Credit MarkItWire Equities Affirmation Equities MarkItWire Rates Affirmation Rates FX Misys Confirmations Rates MTS (SIA) Matching Rates Opentext Confirmations Equities Allocation Traiana EFG Matching Compressions TriOptima (TriResolve) All Collateral Mgt

Last Updated – 25/03/2019 FX TRAX (BBI: MiFID Reporting) Reporting Rates FX Tradeweb (BBI: UK APA) Reporting Rates TradeEcho (BBI: UK APA) Reporting Equities Pirum Affirmation Equities Confirmations ETCMS ADS Matching VCon Affirmation Rates CLS (Settlements) Settlements FX FX TriBalance Collateral Mgt Rates Aladdin Collateral Mgt Rates Quantile Technologies Collateral Mgt FX CapitalLab Collateral Mgt Rates BBG TOMS Collateral Mgt Rates MarkitWire Prime Confirmations Confirmations Equities DTCC DerivServ Asset Lifecycle Services Equities

Last Updated – 25/03/2019 Disclaimer

The information contained on this document is being made available by Barclays for information purposes only. Barclays shall not be obliged by having made the information on this document available to provide any financial advisory services or to sell, acquire, place or underwrite any securities or to lend moneys or to provide any other commitment, facility, product, risk management solution or service, nor does Barclays represent by providing the information on this document that it will be possible for Barclays to provide, arrange or undertake any of the aforementioned services, activities, products or solutions. Barclays does not provide, and has not provided, any investment advice or personal recommendation through this document in relation to the matters described herein and is not responsible for providing or arranging for the provision of any specialist advice, including legal, regulatory, structuring, actuarial, accounting, model auditing or taxation advice or services in relation to the matters described in this document. Further, nothing in this document constitutes or should be relied upon as legal, tax, accounting or regulatory advice and you should seek your own professional advice as you deem necessary. In addition, not all of the information contained on this document may relate to you or to every aspect of your business with Barclays.

Any financial information set out anywhere on this document is for illustrative purposes only, is not a forecast of present or future financial condition or performance of Barclays Bank PLC or any other entity within the Barclays Group of companies and is subject to change. Such illustrative financial information, including any indications of total assets, revenue, funding, balance sheet estimations and ratios has been compiled on a pro forma basis has not been independently verified and, in some cases, may illustrate a modelled view (including estimates) based on Barclays’ current planning assumptions. Moreover, with respect to any financial or operating forecasts and analyses provided in the information on this document, Barclays has assumed that they are achievable and have been reasonably and properly prepared on bases reflecting currently available information, estimates and judgments as to the future financial and operational performance in connection with the matters described herein.

The consequences of the United Kingdom’s exit from the European Union (EU) (Brexit) are still unknown and the outcome of the negotiations between the EU and the United Kingdom may require Barclays to reconsider its planning strategy. Consequently, Barclays may reconsider or modify its position or alter its plans. Further, Barclays ability to implement its current plans is subject to third party approval including, but not limited to, regulatory approval, Court approval and management discretion, and so are subject to changes which may be significant. In that regard, the information provided to you through this document is subject to change, and such change may be significant depending on any final deal between the EU and the United Kingdom as well as third party approvals. The information provided through this document is reflective of Barclays’ Brexit response as of the date when this document had been last updated. Barclays does not undertake any obligation to provide any additional information or to update any of the information or the conclusions contained on this document or to correct any inaccuracies which may become apparent. The information on this document was prepared on the basis of information and data, obtained from publicly available sources and, where applicable, Barclays work product in connection with the matters contemplated by the relevant parts of this document, in each case prior to or on the date when this document had been last updated. Barclays has relied on any information provided by third party or public sources as complete, true, fair, accurate and not misleading. Barclays does not make any warranty or representation, express or implied, as to the accuracy, completeness or reasonableness of the information (including projections and assumptions) contained in this document whether obtained from or based upon third party or public sources or otherwise. The information on this document is given as at the date of the most recent update of this document and may not be final, is based on information available to Barclays as at the date of the most recent update of this document, is subject to any assumptions set out therein and is subject to change without notice.

“Barclays” means any entity within the Barclays Group of companies, where “Barclays Group” means Barclays Bank PLC, Barclays PLC and any of their subsidiaries, affiliates, ultimate holding company and subsidiaries of the holding company. Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange. Barclays Bank PLC is registered in England No. 1026167 with its registered office at 1 Churchill Place, London E14 5HP.

Last Updated – 10/01/2019