Design and synthesis of pentacene derivatives
Design und Synthese von Pentacenderivaten
Der Naturwissenschaftlichen Fakultät
der Friedrich-Alexander-Universität Erlangen-Nürnberg
zur
Erlangung des Doktorgrades Dr. rer. nat.
vorgelegt von
Andreas R. Waterloo
aus Eschenbach i. d. Opf. Als Dissertation genehmigt von der Naturwissenschaftlichen Fakultät der Friedrich- Alexander Universität Erlangen-Nürnberg
Tag der mündlichen Prüfung: 26.11.2014
Vorsitzender des Promotionsorgans: Prof. Dr. Jörn Wilms
Gutachter/in: Prof. Rik R. Tykwinski PhD
Prof. Dr. Nicolai Burzlaff Die vorliegende Arbeit wurde am Institut für Organische Chemie der Friedrich- Alexander-Universität Erlangen-Nürnberg in der Zeit von Juni 2010 bis September 2014 unter Anleitung von Prof. Rik R. Tykwinski PhD angefertigt. For my family, my friends, and for Simone “Learn the rules like a pro, so you can break them like an artist.“ – Pablo Picasso Acknowledgments
First of all I want to thank my supervisor Prof. Rik R. Tykwinski for giving me the chance to carry out research in his laboratories. He has put enormous efforts in my education and helped me to understand at least some parts of the world of organic chemistry. He has made a synthetic organic chemist out of me. Working in his group has also the great side effect of reinventing own English skills. Thanks also to Dr. Milan Kivala who helped with chemical problems at any time.
The Graduate School of Molecular Science (GSMS) and the Georg-Kurlbaum- Stiftung are gratefully acknowledged for financial support.
Thanks to Prof. Oana Jurchescu at Wake Forest University (Winston-Salem, United States), to Sebastian Etschel, and the Halik group at FAU for performing the transistor devices. Thanks to Frank Strinitz (Burzlaff group) at FAU for the collaboration and the interest in our precursor materials. Thanks to Dr. Rubén D. Costa and Ruben Casillas (Guldi group) at FAU for performing the singlet fission topic.
I want to thank the whole Tykwinski group as well as the Kivala group for the very nice group atmosphere, especially, Dominik Prenzel, Maximilian Krempe, Vincent Oerthel, Johanna Januszewski, Stephanie Frankenberger, Michael Franz, Dominik Wendinger, Vroni Walter, Katrin Schmidt, Sebastian Etschel, Matthias Schulze, Julia Tyrach, Fabian Fritze, Bettina Gliemann, Theresa Mekelburg, Michael Grunst, Tobias Schaub, and Ute Meinhardt for some unforgettable times during my PhD studies, most of them in our “Souschl Room”. Special thanks go to Dr. Adrian Murray. During his stay in Erlangen we have become good friends. Thank you to Dr. Eike Jahnke for the help at the very beginning of my career. Thank you to Matthias Adam (Maze) for the discussions about computer problems.
Special thanks go to the X-ray crystallographic staff members, Dr. Frank Hampel and Wolfgang Donaubauer, for the large number of solved structures. Thank you to the service staff members: Christian Placht (NMR), Dr. Harald Maid (NMR), Prof. Dr. Walter Bauer (NMR), Margarte Dzialach (MS analysis), Wolfgang Donaubauer (MS analysis), Eva Zeisel (microanalysis), Holger Wolfarth (electricity facility), Horst Meier (mechanics facility), Stefan Fronius (glas blower facility), Bahram Saberi (glas blower facility), and Pamela Hampel (group secretary). Thank you very much Simone Berngruber. You are simply great!
Special thanks to Dr. Wolfgang Brenner. We have tried to revolutionize the GSMS Winterschool in Kirchberg. Thanks to Thomas Nasser, Thomas Dotzauer, Sebastian Lohner, Dominik Brütting, and Johannes Bayerl for being the closest friends I have. Thanks to Arno Lücken, with whom I have betted that he will make it into this thesis.
Last but not least, I say thank you very much to my parents and my whole family. Without your endless support and understatement this thesis would not have been possible. Curriculum vitae
Personal data
Name: Andreas Reinhard Waterloo
Date of birth: 20.02.1983
Born in: Eschenbach i.d. Opf.
Academic career
June 2010 - present PhD program in the group of Prof. Rik R. Tykwinski at the Institut für Organische Chemie at FAU Erlangen
Thesis title: “Design and synthesis of pentacene derivatives”
August 2009 - May 2010 Diploma thesis in the group of Prof. Rik R. Tykwinski at the Insitut für Organische Chemie at FAU Erlangen
Thesis title: “Unsymmetrically substituted pentacenes”
October 2003 - July 2009 Academic studies of chemistry at FAU Erlangen
Military service
July 2002 - May 2003 Obligatory military service at the german army (Bundeswehr) in Oberviechtach, Bavaria
School education
September 1993 - June 2002 Gymnasium Eschenbach i. d. Opf. (Abitur)
September 1989 - 1993 Primary school, Eschenbach i . d. Opf List of publications
[1] “Acenes with a Click” Waterloo, A. R.; Kunakom, S.; Hampel, F.; Tykwinski, R. R. Macromol. Chem. Phys. 2012, 213, 1020–1032. [2] “Isomerically Pure syn-Anthradithiophenes: Synthesis, Properties, and FET Performance” Lenherr, D.; Waterloo, A. R.; Goetz, K. P.; Payne, M. M.; Hampel, F.; Jurchescu, O. D.; Anthony, J. E.; Tykwinski, R. R. Org. Lett. 2012, 14, 3660–3663. [3] “An unsymmetrical pentacene derivative with ambipolar behavior in organic thin-film transistors” Etschel, S.; Waterloo, A. R.; Markgraf, J. T.; Amin, A. Y.; Hampel, F.; Jäger, C. M.; Clark, T.; Halik, M.; Tykwinski, R. R. Chem. Commun. 2013, 49, 67256727. [4] “Allenylidene Complexes Based on Pentacenequinone” Strinitz, F.; Waterloo, A. R.; Tucher, J.; Hübner, E.; Tykwinski, R. R.; Burzlaff, N. Eur. J. Inorg. Chem. 2013, 51815186. [5] “Aryl Substitution of Pentacenes” Waterloo, A. R.; Sale, A.-C.; Lehnherr, D.; Hampel, F.; Tykwinski, R. R. Beilstein J. Org. Chem. 2014, 10, 16921705. [6] “Carbon-Rich Ruthenium Allenyliden Complexes Bearing Heteroscorpionate Ligands” Strinitz, F.; Tucher, J.; Januszewski, J. A.; Waterloo, A. R.; Stegner, P.; Förtsch, S.; Hübner, E.; Tykwinski, R. R.; Burzlaff, N. Organometallics, 2014, DOI: 10.1021/om5002777. Poster presentations
[1] Waterloo, A. R.; Hampel, F.; Tykwinski, R. R. “Pentacenechinocumulenes: New Semiconductors?” Gordon Research Conference on Physical Organic Chemistry, June 2013, Holderness School, USA. [2] Waterloo, A. R.; Lehnherr, D.; Hampel, F.; Goetz, K. P.; Payne, M. M.; Jurchescu, O. D.; Anthony, J. E. Tykwinski, R. R. “Isomerically Pure syn- Anthradithiophenes” ORGCHEM 2012, September 2012, Weimar, Germany. [3] Waterloo, A. R.; Kunakom, S.; Hampel F.; Tykwinski R. R. “Pentacene Chromophores via Click Chemistry.” International Symposium of Novel Aromatic Compounds (ISNA 14), July 2011, Eugene (Oregon), USA. [4] Tykwinski, R. R.; Waterloo, A. R.; Konishi, A.; Lehnherr, D.; Hampel, F. “Tautomerization in 6,13-Derivatives of Pentacene.” International Symposium of Novel Aromatic Compounds (ISNA 14), July 2011, Eugene (Oregon), USA. [5] Waterloo, A. R.; Hampel, F.; Tykwinski, R. R. “Functionalization of Pentacene.” European Association of Chemical and Molecular Science (EuChems 3), August 2010, Nürnberg, Germany. [6] Waterloo, A. R.; Hampel, F.; Tykwinski, R. R. “Pentacenes and Click- Chemistry.” Funmols workshop, April 2010, Muggendorf, Germany. Summary
The scope of this research work was the synthesis and characterization of pentacene derivatives and pentacene-related materials. The most important characterization method for the products formed in the present work has been X-ray crystallographic analysis. On the basis of this work, pentacene derivatives can be classified by generally observed solid-state arrangements, of which some are beneficial for the use in optoelectronic devices. The solid-state motifs are closely related to the substitution pattern of pentacene derivatives. The present work discusses the influence of different substituents on the solid-state arrangement of pentacenes. The X-ray crystallographic theme is applied to the characterization of isomerically pure syn-anthradithiophenes, as analogs to pentacenes, and the characterization of 6,13- pentacenequinone-based materials. An attempt is made to draw correlations between solid-state structures of the detailed compounds and their properties, although this evaluation is extremely complex.
Chapter 1 of this thesis gives a short introduction into the chemistry of pentacene and the distinct features of pentacene derivatives evaluated by X-ray crystallography. The introduction summarizes the current state of the field, also bridging to material science, and gives examples of previously synthesized pentacenes.
Chapter 2 discusses the synthesis of unsymmetrically substituted pentacene derivatives in 6- and 13-positions. The functional groups appended to the pentacene framework include 1,2,3-triazolyl-, aryl-, and alkyl moieties. The synthesized 1,2,3- triazolyl-pyridyl-substituted pentacene derivatives can be used to investigate pentacene-porphyrin assemblies. The applied groups at the 6-and 13-postions have little effect on electronic properties of the pentacene derivatives, which is verified by UV-vis spectroscopy, emission spectroscopy, and electrochemical measurements. Nevertheless, functionalization by anthracenyl groups affords pentacene derivatives that show interesting solid-state packing and several packing motifs are compared. The reactivity of a methyl-substituted pentacene derivative is briefly discussed. The chapter closes with the synthesis and characterization of a monosubstituted pentacene derivative.
Chapter 3 discusses the successful synthesis of isomerically pure syn- anthradithiophenes. A detailed study comparing syn-isomers and isomerically mixed anthradithiophenes has been conducted by UV-vis spectroscopy, emission spectroscopy, thermal analysis, and X-ray crystallographic analysis. The present work determines only small differences between the syn-isomers and the isomerically mixed analogs. The chapter closes with attempted derivatizations of isomerically pure syn-anthradithiophenes.
Chapter 4 discusses the Knoevenagel reaction of pentacenone building blocks with malononitrile. The discussion explores different reaction pathways to investigate the conversion of ketones to 1,1-dicyanovinyl species. The targeted products could potentially be used to provide an electron-acceptor group on the pentacenone scaffold. A general protocol for the functionalization of the 6,13-pentacenequinone framework by the [3]cumulene skeleton is also described, and this general protocol offers the possibility to functionalize the pentacenone framework by Ru-containing allenylidene complexes.
Chapter 5 gives the experimental details of the compounds discussed in this research work and Chapter 6 provides the NMR spectral data of selected compounds. Zusammenfassung
Die vorliegende Arbeit hatte das voranginge Ziel neuartige Synthesen von Pentacenderivaten zu entwickeln. Die wichtigste Methode zur Charakterisierung der in dieser Arbeit vorgestellten Moleküle ist die Röntgenstrukturanalyse. Auf der Basis der zugrundeliegenden Arbeit lassen sich Pentacenderivate in verschiedene Festkörperanordnungen, das sogenannte Packungsmuster, klassifizieren. Einige dieser Packungsmuster sind vorteilhaft für die potentielle Anwendung, beispielsweise in Feldeffekttransistoren. Diese Festkörperanordnung ist jedoch stark von der Art des Substituenten am Pentacengrundgerüst abhängig, und in dieser Forschungsarbeit wird der Einfluss von Substituenten am Pentacengrundgerüst auf die Anordnung im Festkörper diskutiert. Das Thema Röntgenstrukturanalyse leitet als roter Faden durch die gesamte Arbeit und wird sowohl auf die Charakterisierung von syn- Anthradithiophenen als auch auf die Charakterisierung von 6,13- Pentacenquinonähnlichen Verbindungen angewendet. Es wurde, trotz der Kompexität des Themengebiets, versucht einen Zusammenhang zwischen Festkörperstruktur der untersuchten Verbindungen und deren physikalischen Eigenschaften herauszuarbeiten.
Kapitel 1 der vorliegenden Arbeit gibt eine kurze Einführung in die „Chemie der Pentacene“. Die physikalischen Eigenschaften und unterschiedliche Festkörperanordnungen einiger Pentacenderivate werden vorgestellt.
Kapitel 2 zeigt die erfolgreiche Synthese von in 6- und 13-Position unsymmetrisch substituierten Pentacenderivaten. Das Substitutionsmuster deckt 1,2,3-Triazoyl-, Aryl-, und Alkyl-Reste ab. Speziell die durch Cycloaddition erhaltenen 1,2,3-Triazolyl- Pyridyl-Pentacene können an Porphyrinsysteme koordinativ gebunden werden. Es konnte mittels UV-vis Spektroskopie, Fluoreszenzspektroskopie und elektrochemischen Messungen gezeigt werden, dass sich die elektronischen Eigenschaften nahezu aller unsymmetrisch funktionalisierten Pentacenderivate weitestgehend ähneln. Nichtsdestotrotz führt die Funktionalisierung mit Anthracenyl- Resten zu interessanten Festkörperanordnungen. Einige Anthracenyl-substituierte Pentacene werden gegenüberstellend in ihrem Packungsmuster verglichen. Kurz wird noch die Reaktivität eines Methyl-substituierten Pentacenderivats beleuchtet und abschließend wird die Synthese und die Charakterisierung eines monosubstituierten Pentacenderivats vorgestellt. Kapitel 3 zeigt die erfolgreiche Darstellung von isomerenreinen syn- Anthradithiophenen. In einer detaillierten Studie werden die dargestellten syn- Isomere mit Isomerengemischen von Anthradithiophenen verglichen. Ein signifikanter Unterschied in den elektronischen, optischen und thermischen Eigenschaften zwischen isomerenreinen syn-Anthradithiophenen und den analogen Isomerengemischen konnte nicht gefunden werden. Speziell die Anordnung im Festkörper ist fast komplett identisch. Abschließend werden Versuche gezeigt um das isomerenreine syn-Anthradithiophengerüst weiter zu funktionalisieren.
Kapitel 4 behandelt die Knoevenagel Reaktion des Pentacenongrundgerüstes und Malonsäuredinitril. Verschiedenste Reaktionswege um ein Keton in einen 1,1- Dicyanovinyl-Rest umzuwandeln, werden diskutiert. Die so erhaltenen Verbindungen könnten synthetisch genutzt werden um Pentacenoneinheiten mit Elektronakzeptor Strukturen zu funktionalisieren. Im Allgemeinen ist eine Synthesestrategie erläutert die es zulässt den 6,13-Pentacenquinongrundkörper mit einem [3]Kumulen zu funktionalisieren. Die beschriebene allgemeine Syntheseroute ebnet schließlich den Weg um Ru-basierte Allenylidenkomplexe zu erhalten.
Kapitel 5 enthält alle experimentellen Details zu den in dieser Arbeit synthetisierten Verbindungen und in Kapitel 6 sind NMR spektroskopische Daten ausgewählter Zielverbindungen abgebildet. List of Symbols
Å Angstrom chemical shift (NMR) molar extinction coefficient
max wavelength of maximum absorbance micro, absorption coefficient (X-ray) J coupling constant (NMR)
List of Abbreviations
ADT anthradithiophene AFM atomic force microscopy APPI atmospheric pressure photoionization aq aqueous ATR attenuated total reflection BnBr benzylbromide bdmpza bis(3,5-dimethylpyrazol-1-yl)acetate calcd calculated CCDC Cambridge Crystallographic Data Centre cm centimeter(s) conc concentrated Compd compound CSP crystal structure prediction CuAAC Cu(I)-catalyzed alkyne-azide Huisgen cycloaddition CV cyclic voltammetry d doublet (NMR), day(s) DCTB trans-2-[3-{4-tert-butylphenyl}-2-methyl-2-propenylidene]malononitrile DMF N,N-dimethylformamide DSC differential scanning calorimetry
Eg band gap energy Elemt Anal elemental analysis equiv equivalent(s) ESI electrospray ionization EtOAc ethylacetate EtOH ethanol (m)eV (milli)electron volts g gram(s) h hour(s) HOMO highest occupied molecular orbital HRMS high resolution mass spectrometry Hz Hertz i iso i-PrOH iso-propanol IUPAC International Union of Pure and Applied Chemistry IR infrared LDI laser desorption ionization LDA lithium diisopropylamide LiHMDS lithium hexamethyldisilazide LUMO lowest unoccupied molecular orbital m multiplet (NMR), medium (IR) M molar MALDI matrix assisted laser desorption ionization MeI Iodomethane MeOH methanol mg milligram(s) MHz megaHertz min minute(s) mL milliliter(s) mmol millimole(s) mol mole(s) Mp melting point MPA melting point analysis MS mass spectrometry m/z mass-to-charge ratio NBS N-bromosuccinimide n-BuLi n-butyllithium NFSI N-fluorbenzenesulfonimide nm nanometer(s) NMR nuclear magnetic resonance OFET organic field-effect transistor ORTEP oak ridge thermal ellipsoid plot OPV organic photovoltaic PAH polycyclic aromatic hydrocarbon PCBM [6,6]-phenyl-C61-butyric acid methyl ester Ph phenyl ppm parts per million (NMR) q quartet (NMR) ref reference
Rf retention factor rt room temperature SAM self-assembled monolayers s singlet (NMR), strong (IR) satd saturated t triplet (NMR) TBAF tetra-n-butylammonium fluoride t-Bu tert-butyl TCNE tetracyanoethylene Td decomposition temperature TES triethylsilyl TGA thermogravimetric analysis TMEDA tetramethylenediamine TMS trimethylsilyl THF tetrahydrofuran TIPS triisopropylsilyl
TIPS-Pc 6,13bis(triisopropylsilylethynyl)pentacene TLC thin layer chromatography Tr* supertrityl = [tris(3,5-di-t-butylphenyl)methyl] UV-vis ultraviolet-visible w weak (IR) XRD X-ray diffraction Table of Contents
Chapter 1 Introduction 1 1.1. A brief history of polycyclic aromatic hydrocarbons 1 1.2. From PAHs to pentacene 1 1.3. Functionalization, solid-state structure, and semiconductive materials 3 1.3.1. Functionalization of pentacene 3 1.3.2. Solid-state structures 4 1.3.3. From crystal structures to device performance 5 1.4. Synthesis of pentacene derivatives 8 1.4.1. Halogenated pentacene 8 1.4.2. Alkyne functionalization of pentacenes 10 1.4.3. Oligomers and polymers based on pentacene 12 1.4.4. Unsymmetrically substituted pentacene derivatives 13 1.5. Summary 15 1.6. References 16
Chapter 2 Unsymmetrically functionalized pentacenes 22 2.1. Introduction 22 2.2. Functionalization by click chemistry 22 2.2.1. Acenes with a click 22 2.2.2. Electronic properties of 1,2,3-triazole containing pentacenes 29 2.2.3. Solid-state analysis of 2.7a and 2.7e 31 2.2.4. Synthetic limits of the CuAAC reaction 33 2.2.5. Pentacene-porphyrin assemblies 34 2.3. Aryl substitution of pentacenes 40 2.3.1. Functionalization by nucleophilic addition 40 2.3.2. Functionalization by Suzuki reaction 43 2.3.3. Electronic properties of aryl-substituted pentacenes 43 2.3.4. Thermal analysis of aryl-substituted pentacenes 51 2.3.5. Solid-state analysis of aryl-substituted pentacenes 52 2.3.6. Comparison of anthracene-substituted pentacenes 62 2.3.7. Synthetic limits of aryl substitution of pentacenes 64 2.3.8. From anthracenyl-substituted pentacenes to higher PAHs 65 2.4. Alkyl substitution of pentacenes 67 2.4.1. Functionalization by nucleophilic addition 67 2.4.2. Electronic properties of alkyl-substituted pentacene derivatives 69 2.4.3. Solid-state analysis of alkyl-substituted pentacene derivatives 70 2.4.4. Synthetic limits of alkyl substitution of pentacene derivatives 73 2.4.5. Reactivity of 2.32a 74 2.5. Monosubstituted pentacene 77 2.5.1. Reduction toward monosubstituted pentacene 77 2.5.2. Electronic properties of pentacenes 2.35a and 2.35b 80 2.5.3. Solid-state analysis of pentacene 2.35a 82 2.6. Conclusion 83 2.7. Outlook 85 2.7.1. CuAAC reaction 85 2.7.2. Larger PAHs from anthracenyl-substituted pentacenes 85 2.7.3. Pentacene dimers for studies of singlet fission 86 2.7.4. Monosubstituted pentacene as building block 87 2.8. References 87
Chapter 3 Isomerically pure syn-anthradithiophenes 96 3.1. Introduction 96 3.2. Synthesis of fluorinated isomerically pure syn-ADTs 99 3.2.1. Synthesis of building blocks 99 3.2.2. Attempted synthesis of fluorinated syn-ADTs via deprotonation 101 3.2.3. Changing the synthetic strategy via halogen-lithium exchange 104 3.3. Synthesis of brominated mix-ADTs 106 3.4. Comparison between syn-ADTs and mix-ADTs 108 3.4.1. Electronic properties of syn-ADTs and mix-ADTs 108 3.4.2. Electronic properties of by-products 115 3.4.3. Summary of electronic properties 117 3.4.4. Thermal properties of syn-ADTs and mix-ADTs 119 3.4.5. Solid-state analysis of syn-ADTS and mix-ADTs 121 3.4.6. Solid-state analysis of by-products 130 3.4.7. Summary of solid-state analysis 132 3.5. Attempted derivatizations of syn-isomers 136 3.5.1. A pentacene-ADT chromophore 136 3.5.2. Reduction of syn-3.4 140 3.6. Conclusion 141 3.7. Outlook 141 3.8. References 142
Chapter 4 Pentacenequinone-based building blocks 146 4.1. Introduction 146 4.2. Attempts to realize a [5]cumulene-based acceptor 148 4.2.1. A [5]cumulene via the Knoevenagel reaction 148 4.2.2. Finding the right leaving group 151 4.2.3. Exploring different reaction conditions 153 4.2.4. Solid-state analysis 155 4.3. Attempts to realize a [3]cumulene-based acceptor 158 4.3.1. Synthesis of a pentacenequinone-based [3]cumulene 158 4.3.2. Electronic properties of 4.20a 161 4.3.3. Solid-state analysis of 4.20a 162 4.4. Organometallic approaches 164 4.4.1. Synthesis of building blocks for allenyliden complexes 164 4.5. Conclusion 166 4.6. References 167
Chapter 5 Experimental data 170 5.1. General Information 170 5.2. Synthesis of known compounds 171 5.3. Synthesis of new compounds 174 5.4. Appendix compounds 250 5.5. References 255
Chapter 6 Spectral data 257 Chapter 1 – Pentacene, a short journey from synthesis to material science Chapter 1 – Pentacene, a short journey from synthesis to material science
1.1 A brief history of polycyclic aromatic hydrocarbons
Polyarenes – or more commonly referred to as polycyclic aromatic hydrocarbons (PAHs) – are a class of organic molecules which have been investigated in both academic and industrial research. PAHs are also found in oil and coal sources and hence, are also of considerable importance as sources of energy. From a historic perspective, Erich Clar is considered as one of the most important scientist in the field of PAH chemistry, and provided Clar´s rule, which gives a theoretical and straightforward model for the stability of PAHs and which is commonly accepted in the scientific community.[1,2] Since the postulation of the first field-effect transistor in the 1930s[3] and the discovery of the first organic field-effect transistor based on polythiophene thin films,[4] PAHs have gained significant scientific interest outside of pure synthetic organic chemistry. The discovery of graphene in 2004 by Geim and Novoselov,[5] which was awarded with the Nobel Prize in Physics in 2010,[6] can be regarded as the latest benchmark in PAHs history, as (nano-)graphene can be seen as an infinite network of polyarenes.[7]
1.2 From PAHs to pentacene
In the large field of PAHs, linearly fused benzene rings are classified as acenes. Pentacene (1.1) is a PAH consisting of five linearly fused benzene rings (Figure 1.1). From a historic perspective, research on pentacene suffered a small setback, because of the scandalous reports of Jan Hendrik Schön, who falsely reported superconductive properties of pentacene in 2000 amongst other properties.[8] Nevertheless, pentacene has proved useful as a semiconductor in several interdisciplinary fields bridging chemistry, physics, and engineering.
Figure 1.1. Chemical structure of pentacene (left) and its schematic numbering (right) as proposed by IUPAC.
1 Chapter 1 – Pentacene, a short journey from synthesis to material science
Pentacene was first synthesized by Erich Clar in 1929.[2] Later in 1953, Ried and Anthöfer published a formal synthetic route (Scheme 1.1) involving a base-catalyzed four-fold aldol condensation of o-phthalaldehyde and 1,4-cyclohexandione, giving 6,13-pentacenequinone (1.2).[9] Pentacene can then be obtained by reduction of 1.2 with aluminium in cyclohexanol.[10] Alternative reduction reagents have also been used more conveniently and more efficiently to afford pentacene, such as hydriodic [11] [12] acid or LiAlH4. A second synthesis was also reported in 1953, although it uses a less convenient methodology (Scheme 1.2), based on the addition of 1,2- dimethylenecyclohexane with 1,4-benzoquinone to yield dione 1.3. The latter is deoxygenated by formation of the bisdithioacetale followed by treatment with Raney- Nickel (1.4) and subsequent catalytic dehydrogenation affords pentacene.[13]
Scheme 1.1. Synthetic pathway to afford pentacene.[9,10]
Scheme 1.2. Alternative synthesis to afford pentacene.[13]
Pentacene is a deep blue crystalline solid with a molecular weight of 278.33 g/mol. Unfortunately, it has limited solubility in most common organic solvents, but it does [14] show a characteristic UV-vis absorption maxima at max = 576 nm in benzene. X- ray analysis of pentacene shows C-C bond alternations which are in good agreement with structures derived from theoretical calculations.[15,16] Pentacene is a reactive molecule that undergoes photooxidation of the chromophore when solutions
2 Chapter 1 – Pentacene, a short journey from synthesis to material science are exposed to air (Scheme 1.3). Several decomposition pathways of pentacene have been explored including, a) the reaction with molecular oxygen to give the endo-peroxide 1.5[17] or b) dimerization to form butterfly-shaped compounds 1.6.[18]
Scheme 1.3. Major decomposition pathways of pentacene.[17,18]
1.3 Functionalization, solid-state structure, and semiconductive materials
1.3.1 Functionalization of pentacene
Pentacene shows an excellent charge carrier mobility and has been identified as a good candidate for p-type semiconducting devices,[19a] due to, in part, the high electron density of the conjugated framework.[19b] To address the solubility and stability problems of pentacene, chemical modification has been used. The field of semiconductive and optoelectronic materials based on PAHs has profited enormously from synthetic organic chemistry; namely the research areas including field-effect transistors,[20] OLEDs,[21] photovoltaics,[22] and, more recently, battery technologies.[23] A landmark discovery in the field of pentacene chemistry was the synthesis of 6,13bis(triisopropylsilylethynyl)pentacene (TIPS-Pc, 1.7a, Figure 1.2) by Anthony in 2001.[24,25] Pentacene 1.7a is stable in solution and in the solid state with high solubility in many common organic solvents and can therefore be easily processed from solution. This is beneficial for purification and thin film deposition for semiconductive devices. Interestingly, pentacene 1.7b has been prepared in comparison to 1.7a, but, is unstable when exposed to air.
3 Chapter 1 – Pentacene, a short journey from synthesis to material science
Figure 1.2. Pentacene derivatives 1.7a and 1.7b, respectively.[24]
In addition to the improved stability of pentacene 1.7a, it also demonstrates changes in its electronic properties, compared to bare pentacene 1.1. The lowest energy absorption maximum is red shifted to max = 643 nm (measured in CH2Cl2) which is due to extended conjugation via the two alkyne substituents.[26] A more significant red shift in the UV-vis absorption is observed for films of 1.7a drop casted from CH2Cl2 [26] with absorption maximum at max = 705 nm. This has been attributed due to better --interactions of neighboring molecules in the solid state.
1.3.2 Solid-state structures
One of the most powerful methods to characterize pentacene derivatives is X-ray crystallography, which allows for elucidating -stacking interactions in the solid state. This rather simple analysis can potentially give predictions of effectiveness of these pentacene derivatives for further use in electronic devices based on the observed packing motif (vide infra). Pentacene was first crystallographically analyzed by Campbell in 1961 and the structure was revised in 1962.[15] It has also been described that pentacene can crystallize in several different polymorphs.[27,28] Similar to anthracene and tetracene, pentacene crystallizes in a 1-D face-to-edge motif which is referred to as herringbone motif (Figure 1.3).[29]
The crystal packing of acenes generally depends on CH and CC interactions as investigated by Gavezzotti.[30] If the acene contains a relatively large number of H- atoms, a herringbone structure is observed, although the exact ratio is, unfortunately, not given by the authors.[30] In contrast, a more graphite-like structure is present if the number of CC interactions is increased.[30]
4 Chapter 1 – Pentacene, a short journey from synthesis to material science
Figure 1.3. Herringbone packing of pentacene.[15,31]
The packing motif also changes dramatically upon functionalization with alkyne groups in the 6- and 13-positions of the aromatic pentacene skeleton such as of TIPS-Pc (1.7a). TIPS-Pc adopts face-to-face -stacking, which is often referred to as 2-D bricklayer arrangement, with interplanar distances of 3.47 Å (Figure 1.4). This two-dimensional solid-state arrangement is sought to positively influence the electronic communication between the aromatic pentacene molecules.[32]
Figure 1.4. Face-to-face bricklayer packing of pentacene derivative 1.7a.[33]
1.3.3 From crystal structures to device performances
Efforts have been made to employ pentacene in organic semiconductors, optoelectronic devices, and organic field-effect transistors (OFET).[34] The charge carrier mobility is an effective unit to characterize an organic semiconductor and is defined as how quickly a charged particle (holes in cases of p-type and electrons in
5 Chapter 1 – Pentacene, a short journey from synthesis to material science the case of n-type materials) can move through a metal or semiconductor when an electric field is applied.[35] Pentacene 1.1 shows excellent charge carrier mobilities of 2 1.4 cm /Vs for a single crystal device using SiO2 as the gate dielectric which was treated with self-assembled monolayers.[36] Charge carrier mobilities of up to 35 cm2/Vs at room temperature (or even up to 58 cm2/Vs at 225 K) have been reported for ultrapure pentacene single crystals.[37] In contrast to single crystal devices, thin films of pentacene 1.7a can be easily processed from solution to afford high charge carrier mobilities of about 1.5 cm2/Vs.[38]
The charge carrier mobilities in OFET devices are typically dependent on the solid- state packing motif of pentacene derivatives. X-ray crystallographic analysis helps to elucidate the solid state arrangement of the pentacene materials. As outlined in Figure 1.5, pentacene derivatives typically pack in four major solid-state arrangements. Most commonly found are (a) herringbone packing, (b) sandwich- herringbone packing, (c) a 1-D slipped packing along one of the crystallographic axes, and (d) the 2-D bricklayer packing.
(a) (b)
(c) (d)
Figure 1.5. Schematic classification of four common solid-state arrangements of pentacene derivatives (a) herringbone packing, (b) sandwich-herringbone packing (c) 1-D slipped packing, and (d) 2-D bricklayer packing.
6 Chapter 1 – Pentacene, a short journey from synthesis to material science
Interestingly, it has been observed by Anthony and coworkers that pentacene derivatives, which adopt a 2-D bricklayer motif, show excellent charge carrier mobilities in planar devices, such as OFETs where 2-D bricklayer packing motifs form large crystalline domains. The large crystalline domains are seemingly beneficial for superior performance in OFET devices.[38] The same derivatives which show a 2-D bricklayer packing motif, however, perform poorly in solar cell devices. In sharp contrast, pentacene derivatives which adopt a sandwich-herringbone packing motif are seemingly beneficial for organic solar cell applications, such as bulk heterojunction solar cells.[39] This is due to domains that are formed, which have a characteristic size on the order of exciton diffusion lengths.[40] Unfortunately, it is in general hard to predict the crystal structure for pentacene materials based on chemical structure, since small chemical modifications can lead to completely different solid-state arrangements.
Polymorphism plays a role in the performance of OFET devices. As a result of weak interaction energies, organic molecules can adopt different crystal structures, depending on the crystallization conditions.[41] For thin films of pentacene, at least four different polymorphs have been identified with different d001 spacing of 14.1, 14.5, 15.1, and 15.4 Å.[27b] Two of these polymorphs are usually found in films formed by vacuum deposition, depending on the growth conditions, such as substrate, temperature, and film thickness.
It has been found that not only the molecular arrangement, but also the morphology of the organic (pentacene) semiconducting layer plays a significant role in the performance of OFETs. If the molecules pack along the current direction in the conducting channel, device performance would be achieved in a more efficient way.[34] In 2011, Bao and coworkers published a way of improving the charge carrier mobility of a solution-processed TIPS-Pc device by increasing the strain of the thin film.[42] The increase in lattice strain alters significantly the -stacking distances to 3.08 Å and modified the molecular packing leading to an improved charge carrier mobility from 0.8 cm2V 1s 1 to 4.6 cm2V 1s 1. Recently, Brédas and coworkers published theoretical work on pentacene monolayers on an amorphous silica dielectric,[43] and explained that effective charge carrier transport in thin film OFETs takes place in the first molecular layers of pentacene in contact with the gate dielectric. Calculations by molecular dynamics simulations show that the 7 Chapter 1 – Pentacene, a short journey from synthesis to material science electrostatics of the SiO2 surface of the dielectric has influence on the molecular packing of the pentacene thin films and, thus, the electrostatics of the dielectric have influence on the charge carrier mobilities.
Pentacene gives high performances in OFET devices, but nevertheless, such high performances have only been achieved in top-contact devices by evaporating the source and drain electrodes onto the pentacene film. The interactions between the pentacene semiconductor and the metal electrodes have also influence on the morphology of the organic (pentacene) layer within the OFET device.[41]
It is clear that device performance of pentacene derivatives strongly relies on many different physical factors. The solid-state arrangement may not be the most important, but it is the first and easiest way to predict and interpret performance of a pentacene derivative in a device. It is not only synthetic methods of the organic compounds that have to be considered for the design of organic electronic devices, but also morphological aspects and the control of polymorphism of the organic active layer plays an important role in device performance.
1.4 Synthesis of pentacene derivatives
1.4.1 Halogenated pentacene
Synthetic strategies to improve the electronic properties of pentacene involve incorporating electron withdrawing groups such as fluorine into the pentacene skeleton (Scheme 1.4). This has been successfully accomplished by Tokito and coworkers,[44] beginning with a Friedel-Crafts reaction from tetrafluorophthalic anhydride 1.8 with hydroquinone under harsh conditions to yield anthraquinone derivative 1.9 in 71%. Subsequently, 1.9 was reduced using tin under acidic conditions to give 2,3-dihydro-1,4-anthracenedione 1.10 in 95% yield. A Friedel- Crafts reaction of 1.10 with 1.8 gives pentacenequinone 1.11 in 85%. Complete fluorination of 1.11 was achieved with sulfur tetrachloride in hydrogenfluoride at 150 °C, followed by treatment with zinc to give perfluorinated pentacene derivative 1.13.
8 Chapter 1 – Pentacene, a short journey from synthesis to material science
Scheme 1.4. Synthetic procedure to afford perfluorinated pentacene derivative 1.13.[44]
Interestingly, fluorinated pentacene derivative 1.13 also crystallizes in the herringbone packing motif as observed for pentacene 1.1 (Figure 1.6). The edge-to- face angle found in derivative 1.13 is nearly 90°, however, which is in sharp contrast to an edge-to-face angle of 52° in pentacene 1.1. OFET devices built from 1.13 show n-type character with electron mobilities of up to 0.022 cm2/Vs. These results show that fluorination of pentacene can change the physical properties towards n-type semiconductors.
Figure 1.6. Solid sate arrangement of perfluorinated pentacene derivative 1.13.[44] 9 Chapter 1 – Pentacene, a short journey from synthesis to material science
1.4.2 Alkyne functionalization of pentacenes
The discovery that alkyne substituents in the 6- and 13-positions of pentacene dramatically improve the stability and processability, has led to the synthesis of hundreds of symmetrically substituted pentacene derivates. The topic is simply too large to be comprehensively shown in this thesis and, hence, only a few representative derivatives are discussed herein.[19,26,29,34]
Anthony and coworkers have reported on the influence of trialkylsilylethynyl groups on the pentacene -stacking interactions.[25] Commonly, these pentacene derivatives are synthetically accessible via a two-step protocol, starting from 6,13- pentacenequinone (1.2). Without the isolation of the intermediate diol, pentacene derivatives 1.7a and 1.141.17 are typically obtained via reductive aromatization, using SnCl2 under acidic conditions, in good to excellent yields (Scheme 1.5). The authors systematically analyzed the -stacking motif via X-ray crystallographic analysis and suggested that a silyl substituent connected to the pentacene framework with a relatively rigid acetylenic spacer requires approximately half the spherical diameter of the acene framework in order to adopt a 2-D bricklayer packing motif.
Scheme 1.5. Synthetic procedure to afford trialkylsilylethynyl substituted pentacene derivative 1.7a1.17.[19,25]
Another synthetic strategy toward functionalized pentacene derivatives is substitution in the 2,3- and 9,10-positions (or pro cata-positions), in order to provide a method to further tune the electronic properties. Prominent examples include introduction of cyclic ether functionalities (Figure 1.7) which improve the donor qualities of the
10 Chapter 1 – Pentacene, a short journey from synthesis to material science molecule.[45] Pentacene derivative 1.18 shows a significant red shift in absorption maxima to max = 674 nm compared to 1.7a (max = 643 nm), suggesting that the lone pairs of the ether functionality contribute to the conjugated pentacene backbone. Notably, it has been reported that pentacenes bearing a non-cyclic ether substituent such as methoxy-groups in the pro cata-positions are unstable under ambient conditions.[45a]
Figure 1.7. Selected examples of pentacene ethers.[45]
Introduction of alkyl- and alkyne substituents to the pro cata-positions has been realized by Anthony[19a] and Neckers.[46] Alkyl-substituted pentacene derivative 1.21 shows a decreased oxidation potential compared to pentacene 1.7a (about 0.7 V for 1.21 and 0.85 V for 1.7a), and -stacking was significantly disrupted towards a 1-D packing motif.[19a] Alkyne substituted pentacene derivatives 1.22 show a significant red shift in max of up to 70 nm in thin film UV-vis analysis, suggesting strong intermolecular -interactions in the solid state.[46]
Figure 1.8. Pentacene derivatives 1.21 and 1.22, substituted by alkyl- or alkyne groups in their pro cata-positions, respectively.[19a,46] 11 Chapter 1 – Pentacene, a short journey from synthesis to material science
The decrease of interplanar distances in the solid-state arrangement of pentacene derivatives should also improve the electronic properties. To achieve a decrease of interplanar distances, partial fluorination as well as cyanation of the pentacene backbone has been realized. Pentacene derivatives 1.23 and 1.24 (Figure 1.9) have been synthesized via a three-step protocol starting from tetrafluoranhydride 1.8.[47] Substitution of CN-groups has been accomplished via Pd-catalyzed cross coupling of a brominated pentacene derivative using CuCN as the transmetalation agent, affording 1.25 in 40% yield. Partial fluorination of pentacene derivate 1.24 shows an interplanar distance of 3.28 Å and improved charge carrier mobilities of up to 0.045 cm2/Vs (under the same applied deposition conditions reported in this study, TIPS-Pc 1.7a shows charge carrier mobilities of 0.001 cm²/Vs).[47]
Figure 1.9. Pentacene derivatives 1.231.25 bearing electron withdrawing groups in the pro cata-positions.[47]
1.4.3 Oligomers and polymers based on pentacene
Both oligomeric and polymeric materials based on pentacene building blocks have been synthesized in order to improve the electronic properties or in order to improve the solid-state packing. Wu and coworkers have reported pentacene dimer 1.26 (Figure 1.10) where the pentacene aromatic skeleton is directly linked in the 13- position.[48] The authors propose a new method for minimizing the macroscopic disorder which is present in the organic layer of a semiconductive device. The new method includes an improved solid-state packing of the parent pentacene. Indeed, pentacene dimer 1.26 shows a zig-zag--stacking along two crystallographic axes, which could potentially facilitate charge transport in an electronic device. Another approach involves connecting pentacene units by acetylenic spacers,[49] to effectively
12 Chapter 1 – Pentacene, a short journey from synthesis to material science alter the HOMO-LUMO gap by elongation of the conjugated electronic system (Figure 1.10). Tykwinski and coworkers have used Hay coupling and Cadiot- Chodkiewicz coupling to build up pentacene oligomers, such as dimer 1.27. Unfortunately, solubility issues are a major drawback of the higher order oligomers. Single crystal analysis of pentacene dimer 1.27 shows a 2-D slipped stack arrangement, which is proposed to provide even 3-D electronic communication in the solid state.
Figure 1.10. Pentacene dimers 1.26 and 1.27.[48,49]
Only a few pentacene-based polymers have been realized since the first report of a polymer based on pentacene units by Tokito[26] in 2001. Since this time, various approaches toward pentacene polymers have been reported, using different synthetic pathways, such as Suzuki cross-coupling or Sonogashira cross-coupling reactions.[26,50,51] Also dendrimers, where the pentacene units are linked via non- conjugated ester moieties, have been synthesized.[52] This thesis does, however, not focus on either pentacene polymers or co-polymers, so the described examples are representative models.
1.4.4 Unsymmetrically substituted pentacene derivatives
In contrast to approaches that have been developed to form symmetrically functionalized pentacenes, unsymmetrical functionalization has also been used to modify the electronic properties of the conjugated pentacene skeleton. Different alkyne substituents have been appended to the reactive 6- and 13-positions (short molecular axis) by Tykwinski and coworkers, creating electronically polarized (donor- acceptor-like) pentacene derivatives 1.281.35 (Figure 1.11).[53] The electronically 13 Chapter 1 – Pentacene, a short journey from synthesis to material science polarized chromophores are air and moisture stable and show good solubility in organic solvents. Alkoxy-groups introduced at the alkyne substituents in 1.28 and 1.29 alter the HOMO-LUMO gaps of the pentacene derivatives, compared to symmetrically substituted analogue 1.7a, which was determined by UV-vis and emission spectroscopy. X-ray crystallographic analysis for compound 1.30 shows, however, that the overall -stacking arrangement does not adopt the optimal 2-D packing motif. Another prominent example of unsymmetrically substituted pentacene derivatives has been achieved by Lehnherr et al. by linking large PAHs and pentacene skeletons via acetylenic spacers (1.361.41, Figure 1.11).[54] This substitution pattern leads to cofacial -stacking interactions between the different aromatic moieties, as well as improved absorption in thin films in the low-energy IR region.
Figure 1.11. Unsymmetrical pentacenes 1.281.35 and pentacene-based PAHs 1.361.41.[53,54]
Another example of an unsymmetrically substituted pentacene is, from Dehaen and coworkers,[55] derivative 1.42, in which different aryl-groups are placed in the 6- and 13-positions of the pentacene core (Figure 1.12). Monosubstituted pentacene compounds such as 1.43 and 1.44 were synthesized by Nuckolls.[56] and Wong,[57] respectively. In 2013, Teki and coworkers reported the first pentacene derivatives appended with stable free radicals which demonstrated increased stability against
14 Chapter 1 – Pentacene, a short journey from synthesis to material science photodegradation.[58] Compounds 1.45 and 1.46 have been obtained from aldehyde precursors in a two-step synthetic approach. These radical species offer an opportunity for magnetic control of hole or electron transport in electronic devices based on pentacene derivatives. Finally, the substitution pattern of compound 1.47 has been shown to afford pentacene derivatives that are stable against photodecomposition through a combination of steric and electronic effects.[59]
Figure 1.12. Examples of unsymmetrically substituted pentacenes.[55,56,57,58,59]
1.5 Summary
Over the last decade, a wide variety of functionalized pentacene derivatives has been synthesized and implemented in semiconductive devices as the active layer specifically in OFETs. Synthetically, the reactive 6- and 13-positions along the short molecular axis of the pentacene backbone are the most promising sites for functionalization to alter the electronic properties. These positions allow for the introduction of a plethora of functionalities by a simple synthetic manner.
One of the most important methods to characterize new pentacene derivatives is by X-ray crystallographic analysis, which allows for a quick and relatively straightforward evaluation of the intermolecular -interactions. This specific information is important for the elaboration of pentacene derivatives in materials for use in
15 Chapter 1 – Pentacene, a short journey from synthesis to material science optoelectronic devices as well as developing a fundamental understanding of structure-property relationships for packing of pentacene derivatives.
1.6 References
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21 Chapter 2 – Unsymmetrically functionalized pentacenes Chapter 2 – Unsymmetrically functionalized pentacenes
2.1 Introduction
Substitution by trialkylsilylethynyl groups in the reactive 6- and 13-positions of the pentacene skeleton established bench-top stable materials.[1] By far the most promising group to date is triisopropylsilylethynyl (TIPS-group) as it provides both stability and solubility to the parent pentacene backbone.[2] Due to the relative bulk of the TIPS-group, the aromatic, linear pentacene molecules crystallizes with significant face-to-face arrangements in the solid state.[3] This face-to-face arrangement is seemingly beneficial for the improvement of optoelectronic devices with pentacene derivatives. Although functionalization of pentacene has been successfully realized,[4] unsymmetrically substitution is in the focus of synthetic chemists only since a few years.[5] The implementation of a TIPS-group in the 6-position of the pentacene skeleton should allow for the control of solubility, stability, and solid-state arrangement, while the 13-position of the pentacene skeleton can then be functionalized with other groups, such as aryl or alkyl groups. This substitution method addresses some questions:
How does this substitution pattern influence the electronic properties?
What is the influence of such groups on stability?
What is the solid-state order of such unsymmetrically functionalized pentacene derivatives?
2.2 Functionalization by click chemistry †
2.2.1 Acenes with a click
Ideally, functionalization of pentacenes should implement cheap starting materials, non-toxic reagents, and mild reaction conditions. The Cu(I)-catalyzed alkyne-azide Huisgen cycloaddition (CuAAC) fulfills these requirements in large part.[6] Unfortunately, a terminal acetylene moiety directly attached to an aromatized
†Portions of this section have been published. Reproduced with permission from: Waterloo, A. R.; Kunakom, S.; Hampel, F.; Tykwinski, R. R Macromol. Chem. Phys. 2012, 213, 1020–1032. Copyright @2012 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim. 22 Chapter 2 – Unsymmetrically functionalized pentacenes pentacene backbone such as in compound 2.1 is not easily applicable for synthetic or post-synthetic elaborations (Figure 2.1).[7] The combined presence of the reactive aromatic core and a terminal acetylene unit leads to decomposition of the pentacene chromophore, most likely to Diels-Alder reactions, forming undefined polymeric products.[8] Although the conversion of 2.2 to 2.1 has been successfully performed in some cases,[9] an alternative synthetic route has to be sought in order to prevent unwanted side reactions. Protected pentacene precursor 2.3 presents an opportunity to use terminal acetylenes in the CuAAC reaction. Compound 2.3 offers an attractive synthetic starting point, as the formation of 2.3 has been developed earlier by Tykwinski and coworkers for the use as a building block for oligomeric pentacene derivatives,[10] and the two ether groups are easily removed in the last synthetic step to yield the pentacene framework.
Figure 2.1. Pentacenes 2.1, 2.2, and precursor 2.3.
The synthesis for precursor 2.3 starts with selective functionalization of 6,13- pentacenequinone 1.2 (Scheme 2.1).[11] A suspension of 1.2 in dry, deoxygenated THF was treated with lithiated TIPS-acetylene at 78 °C to afford mono-addition product 2.4 in good isolated yield after aqueous workup and purification. Notably, when the reaction is performed in THF very little bis-addition product is observed.[11] Thus, ketone 2.4 is further treated with lithiated TMS-acetylene in dry THF and was stirred for 24 h at rt. The reaction is quenched by an excess of MeI to trap the resulting alkoxide. After further 18 h at rt, aqueous workup, and following purification, compound 2.5 is isolated in 90% yield. Selective removal of the TMS-group with KOH in THF (or alternatively with K2CO3) affords terminal acetylene 2.3 in 71% yield.
23 Chapter 2 – Unsymmetrically functionalized pentacenes
Scheme 2.1. Selective functionalization of 1.2 to afford 2.3.
The general synthetic protocol, as envisioned for combining the CuAAC reaction with the pentacene chromophore, has been outlined in Scheme 2.2. It derives from the reaction of 2.3 with an azide partner to provide intermediates 2.6. The formation of triazoles was first explored using Cu(OAc)2 as catalyst. Thus, compound 2.3 and a slight excess of the corresponding azide were dissolved in dry, deoxygenated THF.
After adding a solution of Cu(OAc)2 and sodium ascorbate in H2O as reducing agent, the mixture was stirred for 1214 h at rt. After aqueous workup, the mixture was further purified using a simple method, namely the crude mixture was adsorbed on silica gel and eluted first with CH2Cl2 to remove all by-products and unreactive starting material. Then, the triazole products 2.6 could be eluted from the silica gel plug using EtOAc.
24 Chapter 2 – Unsymmetrically functionalized pentacenes
Scheme 2.2. Derivatization of pentacene precursor 2.3 via CuAAC reaction.
The combined results for the CuAAC reaction of 2.3 with a variety of azide partners have been summarized in Table 2.1. Notably, the CuAAC reaction with Cu(OAc)2 as catalyst gave mixed results in terms of product purity and isolated yields. Therefore,
CuSO4 was also explored as catalyst but gave similar mixed results. Although it seemed that yields deriving from alkyl azides were little higher than the aryl azide analogues, no specific trend in terms of the choice of the catalyst could be determined.
Table 2.1. Synthesis of 1,2,3-triazole containing pentacenes 2.7ah.
Compound R Catalyst 2.6 (%)[a] 2.7 (%)[c]
[b] Cu(OAc)2 46 (>95%) 42 a [b] CuSO4 26 (>95) 21
[b] Cu(OAc)2 76 (>95) 73 b CuSO 90 (90)[b] 78 4
[b] Cu(OAc)2 90 (>95) 73 c [b] CuSO4 72 (85) 48
[b] Cu(OAc)2 58 (90) 40 d [d] CuSO4 43
25 Chapter 2 – Unsymmetrically functionalized pentacenes
Compound R Catalyst 2.6 (%)[a] 2.7 (%)[c]
[d] Cu(OAc)2 15 e [d] CuSO4 15
[d] Cu(OAc)2 34 f [e] CuSO4 34
g CuSO [e] 55 4
[e] h CuSO4 35
[a] isolated yield. [b] Purity estimated by 1H NMR spectroscopy. [c] Yield over two steps from 2.3. [d] Product isolated with purity <85%, no yields detected. [e] Product carried on directly to aromatization.
Following the general procedure as described in Scheme 2.2, the pentacene precursors 2.6af were subjected to reductive aromatization in THF using a slight
excess of SnCl2 2H2O under acidic conditions. The resulting deep blue mixtures were stirred for 46 h at rt under the absence of light. In many cases, the resulting pentacene derivatives 2.7 could be isolated by simply filtering the mixture through a short pad of silica gel (e.g., 2.7af). When necessary, further purification was achieved by column chromatography or recrystallization (e.g., 2.7g and2.7h). Notably, the yields over two steps vary from good to moderate, only with the exception of 2.7e and 2.7f. Compound 2.7e was isolated in 15% yield over two steps, and 2.7f was isolated in 34% yield over two steps, regardless which catalyst was used.
As this synthetic study proceeded, however, it became clear that purification of pentacene derivatives 2.7 could be achieved after the aromatization step, thus, 2.7g and2.7h were synthetically realized without the isolation of the intermediates 2.6gand2.6h. This procedure greatly simplified the synthetic elaboration of pentacenes via the CuAAC reaction. It is worth to notice, that all isolated pentacenes 2.7ah were bench-top stable materials in the solid state and could be stored over
26 Chapter 2 – Unsymmetrically functionalized pentacenes months under ambient laboratory conditions without showing any decomposition.
Compounds 2.7ah were soluble in common organic solvents such as CH2Cl2,
CHCl3, toluene, and THF.
Besides the optimization of the purification process, it was possible to isolate some of the intermediates of the CuAAC reaction with precursor 2.3 in analytically purity by recrystallization from n-pentane (2.6ac), and a curious outcome was observed during the analysis of the 1,2,3-triazole containing intermediates 2.6a and 2.6b, using 1 either Cu(OAc)2 or CuSO4 as a catalyst. Analysis by H NMR spectroscopy suggested partial or complete transformation of one of the OMe-groups in an OH- group during the CuAAC reaction. While it was difficult to assign which of the methyl groups was affected, based on NMR spectra, X-ray crystallographic analysis for 2.6a and 2.6b provided a conclusive answer, that is, loss of one of the methyl groups appears to occur at the propargylic alcohol moiety (Figure 2.2). Notably, in any case where the intermediate could be isolated (2.6ad) such a transformation was observed by NMR spectroscopy. However, a detailed understanding of the mechanistic details of this transformation has not been investigated during the scope of this thesis.
(a) (b)
Figure 2.2. X-ray crystallographic analysis showing molecular structures of (a) 2.6a, (b) 2.6b. Solvent molecules and hydrogen atoms are omitted for clarity (ORTEPs drawn at 50% probability level).
The synthetic route developed for triazole-containing pentacene derivatives allows for the formation of larger, oligomeric pentacene systems,[12] using azides 2.82.10 (Scheme 2.3). Hence, a slight excess of precursor 2.3 along with the corresponding azide partner 2.8, 2.9, or 2.10[13] was dissolved in dry THF. To this solution was
added CuSO4 5H2O and sodium ascorbate, both dissolved in H2O. The resulting homogenous mixture was stirred for 24 h at rt. After aqueous workup and removal of 27 Chapter 2 – Unsymmetrically functionalized pentacenes unreactive 2.3 and by-products by passing the crude residue through a pad of silica
gel, the mixture was subjected to reductive aromatization using SnCl2 2H2O and diluted H2SO4. Purification was accomplished by recrystallization (2.11), by passing the crude mixture through a small pad of silica gel (2.12), or by column chromatography (2.13) at the stage of the final pentacene oligomers. Compounds 2.112.13 were isolated in reasonable yields (1537%) considering the complexity of the synthesized pentacene oligomers.
Scheme 2.3. Syntheses of pentacene oligomers 2.112.13; Reagents and
conditions: a) CuSO4 5H2O, Na-ascorbate, THF/H2O (1:1), 24 h, rt; b) SnCl2 2H2O, aq. H2SO4, THF, 6 h, rt. 28 Chapter 2 – Unsymmetrically functionalized pentacenes
Although the oligomeric intermediates of the CuAAC reaction of 2.3 with azides 2.8, 2.9, or 2.10 were not isolated, in one case single crystals suitable for X-ray crystallographic analysis of an intermediate could be obtained. The crude product of the CuAAC reaction of 2.3 with azide 2.8 was crystallized, and interestingly, X-ray analysis shows clearly that all OMe-groups remained intact for this sample (Figure 2.3). Unfortunately, NMR spectra of the crude mixture were not measured. Therefore, a more detailed discussion about the intact OMe-groups has not been possible.
Figure 2.3. Molecular structure of precursor of 2.11. Solvent molecules and hydrogen atoms are omitted for clarity (ORTEPs drawn at 50% probability level).
2.2.2 Electronic properties of 1,2,3-triazole containing pentacenes
The electronic absorption characteristics of 1,2,3-triazole containing pentacene derivatives 2.7ah have been examined by UV-vis spectroscopy in CH2Cl2 solutions. Two representative examples are shown in Figure 2.4, containing either an alkyl (2.7a) or an aryl (2.7e) substituent.
29 Chapter 2 – Unsymmetrically functionalized pentacenes
Figure 2.4. UVvis spectra of pentacene derivatives 2.7a and 2.7e, as measured in
CH2Cl2.
The synthesized pentacene derivatives 2.7ah show characteristic absorption bands at ca. 310 nm and a weak band at ca. 350 nm. In the lower energy region, three absorption maxima with a characteristic band structure are observed at 535, 574, and 621 nm. Conclusively, the triazole substituent is seemingly inefficient in mediating electronic coupling between pentacene fragments.[4,14]
There is little variance observed in the absorption maxima for pentacene dimers 2.112.13 compared to pentacene monomers 2.7ah (2 nm) (Figure 2.5). This effect is attributed to a lack of electronic conjugation between the pentacene 3 fragment, the triazole substituent, and the sp -hybridized benzyl group. The max values of compounds 2.7ah and oligomers 2.112.13 are blue shifted compared to [11] symmetrical analogue TIPS-Pc (1.7a; max = 643 nm measured in CH2Cl2), but strongly red shifted compared to unsubstituted pentacene (max = 576 nm measured in benzene).[4a,15] Finally, as it can be seen in Figure 2.5, the molar extinction coefficient steadily increases from 2.7a to 2.13 due to the increasing number of pentacene chromophores.
30 Chapter 2 – Unsymmetrically functionalized pentacenes
Figure 2.5. UVvis spectra of pentacene derivatives 2.7a, 2.11, and 2.13, as measured in CH2Cl2.
2.2.3 Solid-state analysis of 2.7a and 2.7e
X-ray crystallographic analysis has been accomplished for two derivatives, namely benzyl substituted chromophore 2.7a and phenyl substituted chromophore 2.7e.
Compound 2.7a crystallizes in the space group P21/c with four molecules in the unit cell. The triazole substituent is twisted by an angle of 61° relative to the pentacene backbone (Figure 2.6). Pentacene 2.7a crystallizes as centrosymmetric pair of molecules centered about the triazole moieties. This motif places the triazole moieties in a face-to-face arrangement with an interplanar distance of about 3.13 Å.[16] The packing motif can be regarded as 1-D slipped packing of neighboring pentacene units with an interplanar distance of 3.45 Å[17] and approximately two of the aromatic pentacene rings overlapping.
31 Chapter 2 – Unsymmetrically functionalized pentacenes
(a) (b)
(c)
Figure 2.6. X-ray crystallographic analysis showing (a) molecular structure of 2.7a, and (b) illustration of the overlapping aromatic rings, and (c) packing motif (triisopropylsilyl group, benzyl group, and hydrogen atoms omitted for clarity); ORTEPs drawn at 50% probability level.
Pentacene 2.7e crystallizes in the space group P1 with two molecules in the unit cell. The triazole substituent and the phenyl moiety are nearly coplanar, showing only a slight twist of ca. 9°, while the triazole unit and the pentacene backbone are arranged with a twisting angle of ca. 68°, such as similarly observed for the case of 2.7a (Figure 2.7). In contrast to the packing of 2.7a, phenyl substituted derivative 2.7e packs in a 1-D slipped stacking arrangement in which the pentacene chromophores show two different interplanar distances of 3.38 Å and 3.44 Å.[17] Neighboring pentacene chromophores show an overlap of approximately four
32 Chapter 2 – Unsymmetrically functionalized pentacenes aromatic rings. Additionally, the co-crystallized CDCl3 molecules do not allow for - interactions between the triazole moieties.
(a) (b)
(c)
Figure 2.7. X-ray crystallographic analysis showing (a) molecular structure of 2.7e, and (b) packing motif (solvent molecules, triisopropylsilyl group, phenyl group, and hydrogen atoms omitted for clarity, ORTEPs drawn at 50% probability level).
2.2.4 Synthetic limits of the CuAAC reaction
Water-soluble organic molecules consisting of large -systems are of interest, because of their aggregation behavior in polar media.[18] Hence, it was anticipated that azide containing amino acid 2.14, after removal of the protecting Boc-group, could facilitate the solubility of the pentacene backbone in more polar solvents such as MeOH or even H2O via attachment by the CuAAC reaction (Scheme 2.4). Thus, azide 2.14 was treated together with precursor 2.3 under the developed CuAAC
33 Chapter 2 – Unsymmetrically functionalized pentacenes reaction conditions using CuSO4 as the catalyst. Without the isolation of the intermediate, reductive aromatization with SnCl2/H2SO4 in THF formed a deep blue solution as it is typically observed for aromatized pentacene derivatives. The desired compound 2.15 could not be isolated, however, due to decomposition during aqueous workup. Unfortunately, it was not possible to isolate and characterize any decomposition product.
Scheme 2.4. Attempted synthesis of amino acid containing pentacene derivative
2.15 via CuAAC reaction. Reagents and conditions: a) CuSO4 5H2O, Na-ascorbate,
THF/H2O (1:1), 14 h, rt; b) SnCl2 2H2O, aq. H2SO4, THF, 6 h, rt.
2.2.5 Pentacene-porphyrin assemblies
Metal-pyridine complexation has been extensively used in coordination chemistry[19] especially in the formation of porphyrin-containing architectures.[20] Axial complexation of pyridyl moieties to metalloporphyrin centers can lead to supramolecular assemblies such as cages,[21] polymers,[22] or tweezers.[23] It was anticipated that a combination of pyridyl containing pentacene derivatives 2.7gand2.7h and a metalloporphyrin could lead to pentacene-porphyrin dyads with potentially interesting electronic and/or optical properties.[24] Thus, compound 2.7g or2.7h was dissolved in benzene along with a stoichiometric amount of Ru(II)- porphyrin 2.16 (Scheme 2.5).[25] The solution was slightly heated to 50 °C for 3 h. After removal of the solvent and purification by precipitation from n-hexanes, pentacene-porphyrin dyads 2.17 and 2.18 were obtained in good yields (67% and 74%, respectively).
34 Chapter 2 – Unsymmetrically functionalized pentacenes
Scheme 2.5. Synthesis of pentacene-porphyrin dyads 2.17 and 2.18.
IR spectroscopic analysis of 2.17 suggests that the desired supramolecular assembly has formed, which can be attributed to the shift of the CO vibrational band from 1943 cm 1 (for 2.16) to 1966 cm 1 (for 2.17), as can be seen in Figure 2.8.
35 Chapter 2 – Unsymmetrically functionalized pentacenes
Figure 2.8. Shift of CO vibration of 2.16 compared to 2.17.
1H NMR spectroscopy was finally used to provide the evidence of formation for the pentacene-porphyrin dyad 2.17. In the 1H NMR spectrum of compound 2.7h, the pyridyl protons give rise to signals at 8.84 and 7.91 ppm.[26] The triazole proton resonates at 8.48 ppm (Figure 2.9, top). Upon coordination to Ru(II)-porphyrin 2.16 the pyridyl signals of 2.17 shift drastically toward 1.86 and 4.72 ppm, while that of the triazole shifts to 6.30 ppm. This is due to the diamagnetic anisotropy of the porphyrin ring, and is especially drastic for the ortho-protons of the pyridin ring.[20] Similar shifts in resonances have been observed for the pyridyl protons of pentacene-porphyrin complex 2.18 (Figure 2.10). The ortho-pyridyl protons of 2.7g give rise to signals at 9.29 ppm and 8.81 ppm and are shifted in the case of 2.18 to 2.42 ppm and 1.95 ppm, respectively. Furthermore, the meta-proton in 2.7g resonates at 7.63 ppm and the para-proton at 8.43 ppm. These signals are also shifted in the case of compound 2.18 to 4.30 ppm (for the meta-proton) and 5.62 ppm (for the ortho-proton). The triazole proton is shifted upfield from 8.46 ppm in the case of 2.7h to 6.80 ppm in the case of complex 2.18. Unfortunately, the synthesized pentacene-porphyrin dyads are relatively unstable in solution and therefore 13C NMR spectroscopic analysis has not been possible to perform.
36 Chapter 2 – Unsymmetrically functionalized pentacenes
1 1 Figure 2.9. H NMR spectrum (300 MHz, CDCl3) of pentacene 2.7h (top). H NMR spectrum (300 MHz, C6D6) of 2.17 (bottom). In both cases, the resonances assigned to the pyridyl and triazolyl protons are highlighted. + = silicon grease; * = hexanes.
37 Chapter 2 – Unsymmetrically functionalized pentacenes
1 1 Figure 2.10. H NMR spectrum (400 MHz, CDCl3) of pentacene 2.7g (top). H NMR spectrum (300 MHz, C6D6) of 2.18 (bottom). In both cases, the resonances assigned to the pyridyl and triazolyl protons are highlighted.
38 Chapter 2 – Unsymmetrically functionalized pentacenes
Solution-state UV-vis analysis gives, to some extent, rise to the electronic properties of the synthesized pentacene-porphyrin assembly and was investigated for 2.18 (Figure 2.11). Pentacene 2.7h, in comparison, shows a strong absorption at 308 nm along with a weak absorption band at 348 nm. In the low energy region, absorption bands at 574 nm and 621 nm are present. Pentacene-porphyrin dyad 2.18 shows a strong and a weak absorption centered at 309 nm and 346 nm. The porphyrinic Soret-band at 415 nm is characteristically observed. The low energy region shows three absorption maxima centered at 533, 571, and 622 nm. Ultimately, the UV-vis spectrum of 2.18 demonstrates that there is no significant change in electronic properties of pentacene-porphyrin dyad 2.18 compared to pentacene 2.7h. The electronic communication between the porphyrin and the pentacene chromophore is limited and thus the UV-vis absorption spectrum of 2.18 can be regarded as a summation of pentacene and porphyrin absorptions.
39 Chapter 2 – Unsymmetrically functionalized pentacenes
Figure 2.11. UV-vis spectra of 2.7g (top) and of 2.18 (bottom), as measured in
CH2Cl2.
2.3 Aryl substitution of pentacenes ‡
2.3.1 Functionalization by nucleophilic addition
Previous work on unsymmetrically substituted pentacene derivatives has shown promising solid-state arrangements and interesting electronic properties.[7] If the pentacene skeleton is linked by an acetylenic spacer to other PAH moieties, the - ‡ Portions of this section have been published, see: Waterloo, A. R.; Sale, A.-C.; Lehnherr, D.; Hampel, F.; Tykwinski, R. R. Beilstein J. Org. Chem., 2014, 10, 16921705. 40 Chapter 2 – Unsymmetrically functionalized pentacenes systems can arrange in a coplanar fashion, which can help to maximize the intermolecular overlap of the aromatic systems in the solid state. Hence, as can be seen in Figure 2.12, the anthracene substituent of 1.41 packs between two pentacene units and vice versa in a 1-D slipped stacking arrangement.[7] Thus, this solid-state arrangement is anticipated to be beneficial for the use in electronic devices, although this hypothesis has not yet been thoroughly tested.
(a) (b)
Figure 2.12. Example of pentacene-based PAH 1.41 showing (a) molecular structure and (b) packing in the solid state; hydrogen atoms omitted for clarity (ORTEPs drawn at 50% probability level, X-ray data from ref. [7], CCDC 736052).
To provide an opportunity to explore the effect of a substitution pattern based on a direct linkage between the PAH moieties and a pentacene chromophore, a general synthetic route has been targeted to give easy access to unsymmetrically substituted pentacenes 2.21aj, shown in Scheme 2.6. A starting point for the envisioned synthetic pathway is either ketone 2.4 or 2.22.[11,27] Commercially available aryl halides[28] dissolved in dry, deoxygenated THF were subjected to lithium-halogen exchange at 78 °C using n-BuLi. A substoichiometric amount of n-BuLi was used in each case to ensure complete consumption of the n-BuLi through lithium-halogen exchange and thus avoid the possibility of competitive addition of the nucleophilic butyl anion to the ketone group. After adding the corresponding ketone 2.4 or 2.22 and reaction with the appropriate aryl lithium species, the reaction was quenched with a proton source, resulting in a crude residue containing diol intermediates 2.23ai. Previous work (Section 2.2) has shown that aromatized products were more easily purified following the last step, and, hence, it was deemed procedurally more efficient to eliminate the intermediate purification step for diols 2.23ai. Thus, once formed the diols 2.23ai were carried on directly to reductive aromatization with 41 Chapter 2 – Unsymmetrically functionalized pentacenes
SnCl2/H2SO4 without further purification, ultimately yielding pentacene products 2.21ai. Pentacenes 2.21ai were obtained in moderate yield over two steps as deep-blue solids.
To expand the system in a linear fashion along the short molecular axis of the pentacene core, the general synthetic procedure described above was changed slightly, and ketone 2.4 was treated with a solution of, commercially available, biphenyl-magnesiumbromide in dry, deoxygenated THF. After workup and isolation of the crude intermediate diol 2.23j, reductive aromatization gave pentacene 2.21j in moderate yield over the two steps.