DOCSLIB.ORG

Proxy Voting Records

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
Proxy Voting Records Vote Summary Report Date range covered: 07/01/2020 to 06/30/2021 Institution Account(s): TD Canadian Equity Index ETF Tricon Capital Group Inc. Meeting Date: 07/07/2020 Country: Canada Primary Security ID: 89612W102 Record Date: 05/19/2020 Meeting Type: Annual/Special Ticker: TCN Primary CUSIP: 89612W102 Primary ISIN: CA89612W1023 Primary SEDOL: B4NP281 Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt 1a Elect Director David Berman Mgmt Yes For For No 1b Elect Director J. Michael Knowlton Mgmt Yes For For No 1c Elect Director Peter D. Sacks Mgmt Yes For For No 1d Elect Director Sian M. Matthews Mgmt Yes For For No 1e Elect Director Ira Gluskin Mgmt Yes For For No 1f Elect Director Camille Douglas Mgmt Yes For For No 1g Elect Director Tracy Sherren Mgmt Yes For For No 1h Elect Director Gary Berman Mgmt Yes For For No 1i Elect Director Geoff Matus Mgmt Yes For For No 2 Approve PricewaterhouseCoopers LLC as Mgmt Yes For For No Auditors and Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan Mgmt Yes For Against Yes 4 Approve Deferred Share Unit Plan Mgmt Yes For For No 5 Change Company Name to Tricon Residential Mgmt Yes For For No Inc. Alacer Gold Corp. Meeting Date: 07/10/2020 Country: Canada Primary Security ID: 010679108 Record Date: 06/01/2020 Meeting Type: Special Ticker: ASR Primary CUSIP: 010679108 Primary ISIN: CA0106791084 Primary SEDOL: B40B271 Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt 1 Approve Acquisition by SSR Mining Inc. Mgmt Yes For For No Page 1 of 222 Vote Summary Report Date range covered: 07/01/2020 to 06/30/2021 Institution Account(s): TD Canadian Equity Index ETF Canacol Energy Ltd. Meeting Date: 07/10/2020 Country: Canada Primary Security ID: 134808203 Record Date: 05/21/2020 Meeting Type: Annual/Special Ticker: CNE Primary CUSIP: 134808203 Primary ISIN: CA1348082035 Primary SEDOL: B97DSV1 Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt 1 Fix Number of Directors at Eight Mgmt Yes For For No 2a Elect Director Charle Gamba Mgmt Yes For For No 2b Elect Director Michael Hibberd Mgmt Yes For For No 2c Elect Director Oswaldo Cisneros Mgmt Yes For For No 2d Elect Director Francisco Diaz Mgmt Yes For For No 2e Elect Director Gregory D. Elliot Mgmt Yes For For No 2f Elect Director Ariel Merenstein Mgmt Yes For For No 2g Elect Director Gonzalo Fernandez-Tinoco Mgmt Yes For Withhold Yes 2h Elect Director David Winter Mgmt Yes For For No 3 Approve KPMG LLP as Auditors and Authorize Mgmt Yes For For No Board to Fix Their Remuneration 4 Amend Stock Option Plan Mgmt Yes For Against Yes SSR Mining Inc. Meeting Date: 07/10/2020 Country: Canada Primary Security ID: 784730103 Record Date: 06/01/2020 Meeting Type: Special Ticker: SSRM Primary CUSIP: 784730103 Primary ISIN: CA7847301032 Primary SEDOL: BF7MPL9 Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt 1 Issue Shares in Connection with the Mgmt Yes For For No Acquisition of Alacer Gold Corp. 2 Conditional on the Completion of the Mgmt Yes For For No Arrangement: Fix Number of Directors at Ten Page 2 of 222 Vote Summary Report Date range covered: 07/01/2020 to 06/30/2021 Institution Account(s): TD Canadian Equity Index ETF Onex Corporation Meeting Date: 07/21/2020 Country: Canada Primary Security ID: 68272K103 Record Date: 05/22/2020 Meeting Type: Annual/Special Ticker: ONEX Primary CUSIP: 68272K103 Primary ISIN: CA68272K1030 Primary SEDOL: 2659518 Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt Meeting for Subordinate Voting and Multiple Mgmt No Voting Shareholders 1 Ratify PricewaterhouseCoopers LLP as Mgmt Yes For For No Auditors 2 Authorize Board to Fix Remuneration of Mgmt Yes For For No Auditors 3.1 Elect Director William A. Etherington Mgmt Yes For For No 3.2 Elect Director Mitchell Goldhar Mgmt Yes For For No 3.3 Elect Director Arianna Huffington Mgmt Yes For For No 3.4 Elect Director Arni C. Thorsteinson Mgmt Yes For For No 3.5 Elect Director Beth A. Wilkinson Mgmt Yes For For No 4 Advisory Vote on Executive Compensation Mgmt Yes For For No Approach 5 Adopt By-Law No. 4 Mgmt Yes For For No InterRent Real Estate Investment Trust Meeting Date: 08/04/2020 Country: Canada Primary Security ID: 46071W205 Record Date: 06/22/2020 Meeting Type: Annual Ticker: IIP.UN Primary CUSIP: 46071W205 Primary ISIN: CA46071W2058 Primary SEDOL: B1L9R12 Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt 1 Fix Number of Trustees at Six Mgmt Yes For For No 2a Elect Trustee Paul Amirault Mgmt Yes For For No 2b Elect Trustee Paul Bouzanis Mgmt Yes For For No 2c Elect Trustee John Jussup Mgmt Yes For For No 2d Elect Trustee Ronald Leslie Mgmt Yes For For No 2e Elect Trustee Michael McGahan Mgmt Yes For For No Page 3 of 222 Vote Summary Report Date range covered: 07/01/2020 to 06/30/2021 Institution Account(s): TD Canadian Equity Index ETF InterRent Real Estate Investment Trust Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt 2f Elect Trustee Cheryl Pangborn Mgmt Yes For For No 3 Approve RSM Canada LLP as Auditors and Mgmt Yes For For No Authorize Board to Fix Their Remuneration 4 Elect Paul Amirault, Paul Bouzanis, Ronald Mgmt Yes For For No Leslie, John Jussup, Ronald Leslie, Mike McGahan, and Cheryl Pangborn as Trustees of InterRent Trust 5 Elect Paul Bouzanis, Brad Cutsey, Mike Mgmt Yes For For No McGahan, and Curt Millar as Directors of InterRent Holdings General Partner Limited Constellation Software Inc. Meeting Date: 08/05/2020 Country: Canada Primary Security ID: 21037X100 Record Date: 07/02/2020 Meeting Type: Special Ticker: CSU Primary CUSIP: 21037X100 Primary ISIN: CA21037X1006 Primary SEDOL: B15C4L6 Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt 1.1 Elect Director John Billowits Mgmt Yes For Withhold Yes 1.2 Elect Director Donna Parr Mgmt Yes For For No 1.3 Elect Director Andrew Pastor Mgmt Yes For Withhold Yes 1.4 Elect Director Barry Symons Mgmt Yes For Withhold Yes MediPharm Labs Corp. Meeting Date: 08/05/2020 Country: Canada Primary Security ID: 58504D100 Record Date: 06/26/2020 Meeting Type: Annual/Special Ticker: LABS Primary CUSIP: 58504D100 Primary ISIN: CA58504D1006 Primary SEDOL: BG87WT7 Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt 1a Elect Director Patrick McCutcheon Mgmt Yes For For No 1b Elect Director Christopher Hobbs Mgmt Yes For For No 1c Elect Director Shelley Martin Mgmt Yes For For No Page 4 of 222 Vote Summary Report Date range covered: 07/01/2020 to 06/30/2021 Institution Account(s): TD Canadian Equity Index ETF MediPharm Labs Corp. Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt 1d Elect Director Miriam McDonald Mgmt Yes For For No 1e Elect Director Marufur Raza Mgmt Yes For For No 1f Elect Director Keith Strachan Mgmt Yes For For No 1g Elect Director Paul Tam Mgmt Yes For For No 2 Approve KPMG LLP as Auditors and Authorize Mgmt Yes For For No Board to Fix Their Remuneration 3 Approve 2020 Equity Incentive Stock Plan Mgmt Yes For Against Yes 4 Approve Private Placement-Related Mgmt Yes For For No Transactions Canaccord Genuity Group Inc. Meeting Date: 08/06/2020 Country: Canada Primary Security ID: 134801109 Record Date: 06/08/2020 Meeting Type: Annual Ticker: CF Primary CUSIP: 134801109 Primary ISIN: CA1348011091 Primary SEDOL: B01R1T5 Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt 1 Fix Number of Directors at Ten Mgmt Yes For For No 2.1 Elect Director Charles N. Bralver Mgmt Yes For For No 2.2 Elect Director Daniel J. Daviau Mgmt Yes For For No 2.3 Elect Director Gillian (Jill) H. Denham Mgmt Yes For For No 2.4 Elect Director Michael D. Harris Mgmt Yes For For No 2.5 Elect Director Merri L. Jones Mgmt Yes For For No 2.6 Elect Director David J. Kassie Mgmt Yes For For No 2.7 Elect Director Terrence (Terry) A. Lyons Mgmt Yes For Withhold Yes 2.8 Elect Director Eric S. Rosenfeld Mgmt Yes For For No 2.9 Elect Director Dipesh J. Shah Mgmt Yes For For No 2.10 Elect Director Sally J. Tennant Mgmt Yes For For No 3 Approve Ernst & Young LLP as Auditors and Mgmt Yes For For No Authorize Board to Fix Their Remuneration Page 5 of 222 Vote Summary Report Date range covered: 07/01/2020 to 06/30/2021 Institution Account(s): TD Canadian Equity Index ETF Lightspeed POS Inc. Meeting Date: 08/06/2020 Country: Canada Primary Security ID: 53227R106 Record Date: 06/08/2020 Meeting Type: Annual Ticker: LSPD Primary CUSIP: 53227R106 Primary ISIN: CA53227R1064 Primary SEDOL: BGHVW01 Vote Proposal Votable Vote Against Number Proposal Text Proponent Proposal Mgmt Rec Instruction Mgmt Meeting for Subordinate Voting Shareholders Mgmt No and Multiple Voting Shareholders 1.1 Elect Director Patrick Pichette Mgmt Yes For For No 1.2 Elect Director Dax Dasilva Mgmt Yes For For No 1.3 Elect Director Jean Paul Chauvet Mgmt Yes For For No 1.4 Elect Director Marie-Josee Lamothe Mgmt Yes For For No 1.5 Elect Director Paul McFeeters Mgmt Yes For For No 1.6 Elect Director Rob Williams Mgmt Yes For For No 2 Ratify PricewaterhouseCoopers LLP as Mgmt Yes For For No Auditors 3 Approve Omnibus Incentive Plan Mgmt Yes For Against Yes Saputo Inc.
Load more

Recommended publications
  • DFA Canada Canadian Vector Equity Fund - Class a As of July 31, 2021 (Updated Monthly) Source: RBC Holdings Are Subject to Change
    DFA Canada Canadian Vector Equity Fund - Class A As of July 31, 2021 (Updated Monthly) Source: RBC Holdings are subject to change. The information below represents the portfolio's holdings (excluding cash and cash equivalents) as of the date indicated, and may not be representative of the current or future investments of the portfolio. The information below should not be relied upon by the reader as research or investment advice regarding any security. This listing of portfolio holdings is for informational purposes only and should not be deemed a recommendation to buy the securities. The holdings information below does not constitute an offer to sell or a solicitation of an offer to buy any security. The holdings information has not been audited. By viewing this listing of portfolio holdings, you are agreeing to not redistribute the information and to not misuse this information to the detriment of portfolio shareholders. Misuse of this information includes, but is not limited to, (i) purchasing or selling any securities listed in the portfolio holdings solely in reliance upon this information; (ii) trading against any of the portfolios or (iii) knowingly engaging in any trading practices that are damaging to Dimensional or one of the portfolios. Investors should consider the portfolio's investment objectives, risks, and charges and expenses, which are contained in the Prospectus. Investors should read it carefully before investing. Your use of this website signifies that you agree to follow and be bound by the terms and conditions of
    [Show full text]
  • Speaker Biographies
    Speaker Biographies Catherine Anderson Bringing her business acumen and nearly a Jill Krop as a veteran Canadian journalist has a wealth of decade of retail experience overseeing operations and strategy, experience to draw on as the host of Unfiltered, Global BC’s Catherine Anderson’s track record of evaluating and capitalizing evening talk show on BC1. Over the course of her 27 year career, upon growth opportunities through sound, scalable operations Jill has covered major breaking events, including anchoring the positions her as a well-regarded retail leader whose perspective live evening coverage of 9/11 and the 2011 Stanley Cup riot. She is in demand for retailers looking to grow. She utilized this has interviewed politicians, actors, athletes, rock stars and reputation to develop the role of Principal at Stalwart Advisors, "everyday" people. After being interviewed by Jill in his where she counseled retailers with growth aspirations. Catherine Saltspring Island home, renowned Canadian artist Robert previously held a variety of leadership roles at Aritzia, including Bateman said, “That didn’t feel like an interview – it felt like a Director of Business Development and VP of Store Development. conversation.” She was a driving force for the company’s growth, a women’s fashion apparel retailer based in Vancouver, which grew from a Jeff Lucas is a true strategist at marketing and advertising, Jeff national player to a highly profitable international success story. leads, develops and implements marketing programs for Catherine has recently taken on a new role overseeing real celebrated clients like Hyundai Canada, COBS Bread, Newcap estate and construction for Starbucks as Director of Store Radio (various stations), BC Government’s Ministry of Health, Development, Western Canada.
    [Show full text]
  • Annual Information Form
    ARITZIA INC. ANNUAL INFORMATION FORM Fiscal year ended February 25, 2018 May 10, 2018 TABLE OF CONTENTS Introductory Information / Certain References ......................................................... 1 Glossary ........................................................................................................... 1 Non-IFRS Measures Including Retail Industry Metrics .................................................. 3 Forward-Looking Information ............................................................................... 4 Corporate Structure ........................................................................................... 8 Incorporation and Head Office ........................................................................... 8 Intercorporate Relationships ............................................................................. 8 Development of the Business ................................................................................ 8 The Business of Aritzia ........................................................................................ 9 Risk Factors .................................................................................................... 21 Dividend Policy ............................................................................................... 45 Description of Capital Structure .......................................................................... 45 Market for Securities ........................................................................................ 50 Trading
    [Show full text]
  • Women in Leadership at S&P/Tsx Companies
    WOMEN IN LEADERSHIP AT S&P/TSX COMPANIES Women in Leadership at WOMEN’S S&P/TSX Companies ECONOMIC Welcome to the first Progress Report of Women on Boards and Executive PARTICIPATION Teams for the companies in the S&P/TSX Composite Index, the headline AND LEADERSHIP index for the Canadian equity market. This report is a collaboration between Catalyst, a global nonprofit working with many of the world’s leading ARE ESSENTIAL TO companies to help build workplaces that work for women, and the 30% Club DRIVING BUSINESS Canada, the global campaign that encourages greater representation of PERFORMANCE women on boards and executive teams. AND ACHIEVING Women’s economic participation and leadership are essential to driving GENDER BALANCE business performance, and achieving gender balance on corporate boards ON CORPORATE and among executive ranks has become an economic imperative. As in all business ventures, a numeric goal provides real impetus for change, and our BOARDS collective goal is for 30% of board seats and C-Suites to be held by women by 2022. This report offers a snapshot of progress for Canada’s largest public companies from 2015 to 2019, using the S&P/TSX Composite Index, widely viewed as a barometer of the Canadian economy. All data was supplied by MarketIntelWorks, a data research and analytics firm with a focus on gender diversity, and is based on a review of 234 S&P/TSX Composite Index companies as of December 31, 2019. The report also provides a comparative perspective on progress for companies listed on the S&P/TSX Composite Index versus all disclosing companies on the TSX itself, signalling the amount of work that still needs to be done.
    [Show full text]
  • EQUITY RESEARCH Cibcwminc
    EQUITY RESEARCH CIBCWMInc. CIBCWMInc. April 28, 2021 Industry Update Canadian Research Review And Common Stock Universe The Canadian Research Review compiles the ratings, price targets and estimates for all companies under our coverage. Our Research analysts offer their three main sector takeaways and provide their current top picks. All figures in Canadian dollars unless otherwise stated. For required regulatory disclosures please refer to "Important Disclosures" beginning on page 42. Canadian Research Review And Common Stock Universe - April 28, 2021 In This Issue Company Ratings ...............................................................................................................3 Economics – Avery Shenfeld and Katherine Judge ............................................................6 Analyst Coverage Bryce Adams .....................................................................................................................12 Robert Bek ........................................................................................................................14 Jacob Bout ........................................................................................................................16 Robert Catellier .................................................................................................................18 Kevin Chiang .....................................................................................................................19 Cosmos Chiu ....................................................................................................................21
    [Show full text]
  • OSC Bulletin, Volume 44, Issue 33
    The Ontario Securities Commission OSC Bulletin August 19, 2021 Volume 44, Issue 33 (2021), 44 OSCB The Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20) The Ontario Securities Commission Published under the authority of the Commission by: Cadillac Fairview Tower Thomson Reuters 22nd Floor, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4 416-593-8314 or Toll Free 1-877-785-1555 416-609-3800 or 1-800-387-5164 Contact Centre – Inquiries, Complaints: Fax: 416-593-8122 TTY: 1-866-827-1295 Office of the Secretary: Fax: 416-593-2318 42869967 The OSC Bulletin is published weekly by Thomson Reuters Canada, under the authority of the Ontario Securities Commission. Thomson Reuters Canada offers every issue of the Bulletin, from 1994 onwards, fully searchable on SecuritiesSource™, Canada’s pre-eminent web-based securities resource. SecuritiesSource™ also features comprehensive securities legislation, expert analysis, precedents and a weekly Newsletter. For more information on SecuritiesSource™, as well as ordering information, please go to: https://www.westlawnextcanada.com/westlaw-products/securitiessource/ or call Thomson Reuters Canada Customer Support at 1-416-609-3800 (Toronto & International) or 1-800-387-5164 (Toll Free Canada & U.S.). Claims from bona fide subscribers for missing issues will be honoured by Thomson Reuters Canada up to one month from publication date. Space is available in the Ontario Securities Commission Bulletin for advertisements. The publisher will accept advertising aimed at the securities industry or financial community in Canada.
    [Show full text]
  • VANCOUVER Cushman & Wakefield Global Cities Retail Guide
    VANCOUVER Cushman & Wakefield Global Cities Retail Guide Cushman & Wakefield | Vancouver | 2019 0 Vancouver is a top shopping destination in Canada, offering a diverse mix of high-end luxury boutiques and charming one-of-a kind shops that appeal to tourists and locals alike. Robson Street and neighbouring Alberni Street make up the downtown hub for internationally recognized brands and luxury retailers. Shoppers looking for local designers and boutiques can find them in South Granville, Gastown, Yaletown, Main Street, and Kitsilano. Each neighborhood offers its own distinctive character, from the trendy converted warehouses in Yaletown and cobblestone streets of Gastown to the established Robson Street and up-and-coming Main Street and Olympic Village areas. Not surprisingly, this famous tourist destination is a major draw to international retailers. Top brands that have recently entered the Vancouver market include IWC Schaffhausen Versace, Prada, Kate Spade, and Moncler. Vancouver has also given rise to famous brands such as Lululemon, Roots, Aritzia, Mountain Equipment Corp, and Saje, which have all grown from humble beginnings to become hugely successful on the international stage. VANCOUVER Famous for its natural beauty, urban sophistication, cultural diversity, and stable economy, Vancouver attracts newcomers and visitors from all over the world. A record- OVERVIEW breaking 10.3 million people visited the city and region in 2017, infusing $4.8 billion into the local economy. Cushman & Wakefield | Vancouver | 2019 1 VANCOUVER KEY RETAIL STREETS & AREAS ROBSON STREET YALETOWN Robson Street is Vancouver’s most famous shopping Primarily known as a warehouse district, Yaletown is now district, offering a wide range of international and local fully established as one of Vancouver’s most trendy nodes brands for both tourist and locals.
    [Show full text]
  • Vote Summary Report
    Vote Summary Report Reporting Period: 07/01/2020 to 06/30/2021 Location(s): All Locations Institution Account(s): NBI Canadian Equity Index Fund Tricon Capital Group Inc. Meeting Date: 07/07/2020 Country: Canada Primary Security ID: 89612W102 Record Date: 05/19/2020 Meeting Type: Annual/Special Ticker: TCN Shares Voted: 901 Proposal Voting Vote Number Proposal Text Proponent Mgmt Rec Policy Rec Instruction 1a Elect Director David Berman Mgmt For For For 1b Elect Director J. Michael Knowlton Mgmt For For For 1c Elect Director Peter D. Sacks Mgmt For For For 1d Elect Director Sian M. Matthews Mgmt For For For 1e Elect Director Ira Gluskin Mgmt For For For 1f Elect Director Camille Douglas Mgmt For For For 1g Elect Director Tracy Sherren Mgmt For For For 1h Elect Director Gary Berman Mgmt For For For 1i Elect Director Geoff Matus Mgmt For For For 2 Approve PricewaterhouseCoopers LLC as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan Mgmt For For For 4 Approve Deferred Share Unit Plan Mgmt For For For 5 Change Company Name to Tricon Residential Mgmt For For For Inc. Alacer Gold Corp. Meeting Date: 07/10/2020 Country: Canada Primary Security ID: 010679108 Record Date: 06/01/2020 Meeting Type: Special Ticker: ASR Shares Voted: 2,033 Proposal Voting Vote Number Proposal Text Proponent Mgmt Rec Policy Rec Instruction 1 Approve Acquisition by SSR Mining Inc. Mgmt For For For Vote Summary Report Reporting Period: 07/01/2020 to 06/30/2021 Location(s): All Locations Institution Account(s): NBI Canadian Equity Index Fund SSR Mining Inc.
    [Show full text]
  • Week 4: Ending January 29, 2021 S&P/TSX Composite Index Recap by the Sunday Investor
    The Sunday Investor Week 4: Ending January 29, 2021 S&P/TSX Composite Index Recap By The Sunday Investor It was a good week for Canada judging by the economic reports released, but unfortunately the S&P/TSX Composite Index joined global equities and dropped 509 points, or 2.85% to end up negative for the month of January. Amateur investors on Reddit proved they are a quick study as they continued their fight against Wall Street hedge funds, driving up “stonks” to unreal prices as market participants lie in wait to see what additional regulatory interventions will be made. In Canada, every sector except for Health Care ended up in the red, with Energy (-5.63%) and Technology (-4.45%) being hit the hardest. The Materials sector did its job in limiting the pain with only a 1.02% loss, but commodities in general were either flat or down. Despite a huge draw in U.S. crude oil inventories, the price of WTI remained still again at just over $52, while the discount on Western Canadian Select narrowed a dollar to $13.12. The Canadian – U.S. dollar pair fell 0.33% to 0.7827, and the price of gold fell $6 to $1,850. Volatility for TSX stocks was steady again at about 5%. Canadian GDP was 0.7% on a 0.4% forecast, which gave a little boost to government bond yields. With all the news this week about short-sellers, I decided to compile some data on Canada’s most shorted stocks in case the situation down south crosses the border.
    [Show full text]
  • M Funds Quarterly Holdings 3.31.2020*
    M International Equity Fund 31-Mar-20 CUSIP SECURITY NAME SHARES MARKET VALUE % OF TOTAL ASSETS 233203421 DFA Emerging Markets Core Equity P 2,263,150 35,237,238.84 24.59% 712387901 Nestle SA, Registered 22,264 2,294,710.93 1.60% 711038901 Roche Holding AG 4,932 1,603,462.36 1.12% 690064001 Toyota Motor Corp. 22,300 1,342,499.45 0.94% 710306903 Novartis AG, Registered 13,215 1,092,154.20 0.76% 079805909 BP Plc 202,870 863,043.67 0.60% 780087953 Royal Bank of Canada 12,100 749,489.80 0.52% ACI07GG13 Novo Nordisk A/S, Class B 12,082 728,803.67 0.51% B15C55900 Total SA 18,666 723,857.50 0.51% 098952906 AstraZeneca Plc 7,627 681,305.26 0.48% 406141903 LVMH Moet Hennessy Louis Vuitton S 1,684 625,092.87 0.44% 682150008 Sony Corp. 10,500 624,153.63 0.44% B03MLX903 Royal Dutch Shell Plc, Class A 35,072 613,753.12 0.43% 618549901 CSL, Ltd. 3,152 571,782.15 0.40% ACI02GTQ9 ASML Holding NV 2,066 549,061.02 0.38% B4TX8S909 AIA Group, Ltd. 60,200 541,577.35 0.38% 677062903 SoftBank Group Corp. 15,400 539,261.93 0.38% 621503002 Commonwealth Bank of Australia 13,861 523,563.51 0.37% 092528900 GlaxoSmithKline Plc 26,092 489,416.83 0.34% 891160954 Toronto-Dominion Bank (The) 11,126 473,011.14 0.33% B1527V903 Unilever NV 9,584 472,203.46 0.33% 624899902 KDDI Corp.
    [Show full text]
  • List of Securities Eligible for Reduced Margin [Effective from June 4, 2019 Until Replaced by a Subsequent List]
    Attachment #1 List of Securities Eligible for Reduced Margin [effective from June 4, 2019 until replaced by a subsequent list] Compiled by the Investment Industry Regulatory Page 1 of 21 March 31, 2019 Organization of Canada IIROC Notice 19-0088 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol TORONTO STOCK EXCHANGE (TSX) ALTIUS MINERALS CORP ALS ADVANTAGE OIL & GAS AAV ALTIUS MINERALS PR ALS.PR.A ABSOLUTE SOFTWARE J ABT ALLIED PROP. REIT UN AP.UN BARRICK GOLD CORP ABX AUTOMOTIVE PPTY UN APR.UN AIR CANADA VOTE & VV AC APTOSE BIOSCIENCES APS AURORA CANNABIS J ACB ALGONQUIN PWR & UTIL AQN ALTAGAS CANADA INC. ACI ALGONQUIN PWR A PR AQN.PR.A ATCO LTD. CL I NV ACO.X ALGONQUIN PWR D PR AQN.PR.D ATCO LTD. CL II ACO.Y ALIGNVEST ACQUISA RV AQY.A AUTOCANADA INC. ACQ AECON GROUP INC. ARE ALARIS ROYALTY CORP. AD ARC RESOURCES LTD. ARX ANDREW PELLER A NV ADW.A ALACER GOLD CORP. J ASR ANDREW PELLER LTD. B ADW.B ATS AUTOMATION TOOL ATA AGNICO EAGLE MINES AEM ALIMENTATION CL A MV ATD.A AG GROWTH INT'L INC. AFN ALIMENTATION CL B SV ATD.B AGF MANAGEMENT B NV AGF.B ATLANTIC POWER ATP ALAMOS GOLD INC. J AGI ARITZIA INC. SV ATZ ATRIUM MTG INVEST AI AURINIA PHARMA INC J AUP ALTUS GROUP LIMITED AIF A&W REVENUE RYLTY UN AW.UN AIMIA INC. AIM ARTIS REIT UN AX.UN AIMIA INC. SER 1 PR AIM.PR.A ARTIS REIT SER A PR AX.PR.A AIMIA INC.
    [Show full text]
  • American Century Investments® Quarterly Portfolio Holdings Avantis
    American Century Investments® Quarterly Portfolio Holdings Avantis® International Equity ETF (AVDE) November 30, 2020 Avantis International Equity ETF - Schedule of Investments NOVEMBER 30, 2020 (UNAUDITED) Shares/ Principal Amount ($) Value ($) COMMON STOCKS — 99.7% Australia — 6.5% Accent Group Ltd. 14,526 23,059 Adairs Ltd. 9,223 21,547 Adbri Ltd. 12,481 28,274 Afterpay Ltd.(1) 48 3,354 AGL Energy Ltd. 8,984 89,075 Alkane Resources Ltd.(1)(2) 41,938 31,367 Alliance Aviation Services Ltd.(1) 5,187 13,148 ALS Ltd. 2,039 14,302 Altium Ltd. 1,563 40,787 Alumina Ltd. 16,346 20,996 AMA Group Ltd.(1) 16,885 9,258 AMP Ltd. 223,348 280,458 Ampol Ltd. 2,595 58,421 Ansell Ltd. 1,333 36,644 APA Group 16,232 123,383 Appen Ltd. 1,821 42,222 ARB Corp. Ltd. 3,172 64,616 Ardent Leisure Group Ltd.(1) 22,550 13,624 Aristocrat Leisure Ltd. 12,775 300,907 ASX Ltd. 1,422 80,525 Atlas Arteria Ltd. 5,725 27,252 Atlassian Corp. plc, Class A(1) 2,086 469,454 Aurelia Metals Ltd. 60,190 18,351 Aurizon Holdings Ltd. 113,756 355,100 AusNet Services 71,401 97,009 Austal Ltd. 23,896 51,252 Australia & New Zealand Banking Group Ltd. 67,427 1,121,525 Australian Agricultural Co. Ltd.(1) 32,331 25,519 Australian Ethical Investment Ltd. 3,654 13,530 Australian Finance Group Ltd. 21,308 37,254 Australian Pharmaceutical Industries Ltd. 29,606 26,147 Bank of Queensland Ltd.
    [Show full text]