The Mandala Culture of Anarchy: The Pre-Colonial Southeast Asian International Society
Pandu Utama Manggala Australian National University, Australia
Abstract Throughout the years, study on pre-colonial Southeast Asian international relations has not garnered major attention because it had long been seen as an integral part of the China- centred tribute system. There is a need to provide greater understanding of the uniqueness of the international system as different regions have different ontologies to comprehend its dynamics and structures. This paper contributes to the pre-colonial Southeast Asian literature by examining the interplay that had existed between pre-colonial Southeast Asian empires and the hierarchical East Asian international society, in particular during the 13th- 16th Century. The paper argues that Southeast Asian international relations in pre-colonial time were characterized by complex political structures with the influence of Mandala values. In that structural context, the Majapahit Empire, one of the biggest empires at that time had its own constitutional structures of an international society, albeit still sought close relations with China.
Keywords: Pre-Colonial History, Southeast Asia, Mandala, Tributary System
Introduction Southeast Asian countries were far from peaceful and stable under the tribute Throughout the years, study on pre- system. Fierce competition for survival and colonial Southeast Asian international domination had characterized the balance relations has not garnered major attention of power politics throughout the pre- because it had long been seen as an integral colonial era (Shu 2012b, p. 46). part of the China-centred tribute system. For that reason, there is a need to Moreover, Southeast Asia has often been provide greater understanding of the regarded as a political backwater uniqueness of the international system as compared to East Asia because Southeast different regions have different ontologies Asia as a region is seen as relatively to comprehend its dynamics and structures. passive , always subjected to the influence This paper contributes to the pre-colonial of great powers (PengEr & Teo 2012, p.2). It Southeast Asian literature by examining the is often said that under the Chinese interplay that had existed between pre- hierarchical order, Asian international colonial Southeast Asian empires and the relations was seen as stable and regional hierarchical East Asian international order had been achieved until the arrival of society, in particular during the 13th-16th the Western powers in the 19th Century Century. The paper draws a boundary from (Kang 2007). However, pre-colonial Kang s and Suzuki s 9 article
Journal of ASEAN Studies, Vol.1,No.1 (2013), pp. 1–13
©2013by CBDS Bina Nusantara University and Indonesian Association for International Relations ISSN 2338-1361 print / ISSN2338-1353 electronic
2 The Mandala Culture of Anarchy
that too much focus on the centrality of purpose of state , the organizing principle China-dominated regional hierarchy. of sovereignty , and the norm of procedural Nevertheless, both articles are used to justice . understand the nature of China s The rest of the paper is organized in the hegemonic presence in pre-colonial following way. The next part elaborates Southeast Asia. some theoretical grounding to be used in The paper argues that Southeast Asian the analysis. The comparative investigation international relations in pre-colonial time of Kang s and Suzuki s article is the starting were characterized by complex political point to analyse the complex political structures with the influence of Mandala structure that existed in the East Asian values. In that structural context, the international society and further added Majapahit Empire, one of the biggest with Wendt s conception of anarchy. The empires at that time had its own second part discusses some essential constitutional structures of an international characteristics and the constitutional society, albeit still sought close relations structure of the Majapahit Empire. The third with China. Therefore, the paper debates part explores the interaction between the the nature of hierarchical China s tributary Majapahit Empire and hierarchical East system in pre-colonial Southeast Asia. In Asian international society. The focus is to policy terms, the findings of the article highlight the international structures that indicate that the interactive dynamics existed and how those structures shape the within the subsidiary system created norms relationship between the Majapahit Empire that are rooted in what Rother (2012) calls and the China s tributary system. Lastly, the as the cultural memory of a region . This paper concludes with a summary of the helps to explain, for example the conduct of main findings and discusses the implication foreign policy in the Southeast Asia. of the study. The method of this paper is cross- disciplinary studies which combine the finding of area studies and international Anarchy, Hierarchy and the East Asian relations theory to provide a deeper International Society understanding of the process of socialization and mutual adaptation Anarchy is a crucial yet highly between the Southeast Asian and the East contentious concept in international Asia international society. The term relations. In its formal sense, Anarchy international society used in the article means that there is no supreme authority refers to Bull & Watson (1984) above states. In the classical texts of understanding of international system international relations theory, anarchy is which is a society of state that is built upon often became the central theoretical debate. inter-subjectivity through common interests On the one hand are proponents of the and common values. This society bound realist theory who accept the condition of themselves by a common set of rules and anarchy but argue that this does not institutions for the conduct of their necessarily preclude order, society, and relations. Furthermore, detailed analysis of community beyond the nation state. The pre-colonial Southeast Asian international other hand are liberalists who assert that relations is elaborated using Reus Smit s anarchy is incompatible with order and the three normative beliefs of constitutional realization is only possible once anarchy is structures of an international society (1999). replaced by governance of one sort of These three normative beliefs are the moral another (Evans & Newnham 1998, p. 19). Journal of ASEAN Studies 3
In the development stage of the debate, coordinated efforts to constrain China. Kenneth Waltz with his influential Theory Kang derives the hierarchic model from of International Politics employed anarchy assumptions that states are the main unit of and power as central analytical concepts to analysis and anarchy is the prevailing the balance of power theory. Waltz (1979) condition for international system. argued that the international system Although he draws on his argument from functions like a market which is interposed realist assumptions, Kang rejects the neo- between the economic actors and the results realist notion that hierarchy cannot coexist they produce. It conditions their with anarchy in the international system, calculations, their behaviour and their and instead uses hierarchy as shorthand interactions pp. 9 -91). By this, Waltz for unequal relations amongst states, but asserted that it is structure that shapes and short of hegemony or empire Goh 9, p. constrains the political relationship of the 107). In short, Kang tries to combine the component units. In an anarchical world, logic of anarchy and hierarchy in the sense states need to rely only on self-help and of realist understanding. balance of power is created through The main premise for Kang s argument balancing behaviour by weaker states is that the region more comfortable with a towards the potential hegemon (Shu 2012a, strong China because of the cultural p. 4). Moreover, Waltz and other neorealist prominence of Confucianism, the disparity proponents have sought to contrast the in economic and military strength, and the concept of anarchy with the idea of long-standing influences of the tribute hierarchy. According to neorealist, because system Kang . In contrast with neo- the system is anarchy it cannot be a realist that emphasizes balancing against hierarchy (Evans & Newnham 1998, p. 224). the predominant power, Kang believes that Several IR scholars have made lesser states will most likely bandwagon for surpassing arguments to reject the profit (Kang 2007, p. 167). Some of the exclusiveness of anarchy and hierarchy. For benefits are security protection, bigger example, Lake (2009) uses the notion of opportunities for market and trade, and degrees of hierarchy along a single- external arbitration. The hierarchical order dimensional continuum between total itself is preserved through a combination of anarchy and complete hierarchy to identify benefits and sanctions that the central different forms of hierarchical relations. power provides to the lesser power. However, not many scholars have Kang s article provides a new analytical specifically examined the relationship framework for Asian international relations. between anarchy and hierarchy from an His elaboration shows that Eurocentric s Asian international relations perspective. international relations theories do poor David Kang (2007) and Shogo Suzuki (2009) jobs as they are applied to “sia Rother are among those who have analysed from 2012, p. 53). Nonetheless, his conclusion an Asian perspective. with the focus on bandwagoning and the Kang s article explains that “sian absence of balancing in Asian international international relations have historically relations is not convincing and tends to be been hierarchical order under Chinese reductionist realism (Rother 2012, p. 53). domination prior to the intervention of Kang s claim neglected the fact that Western powers (p. 164). Nevertheless, it Southeast “sia as part of the China s tribute was the hierarchical order that had created system was also dominated by competition stability in the region as there was no for survival and domination throughout the evidence of external balancing or other pre-colonial time (Lieberman 1993). 4 The Mandala Culture of Anarchy
Furthermore, states are in no position to elements that constitute the structure of choose black and white between balancing international society, which are: and bandwagoning. In the real world, states 1) A hegemonic belief about the moral purpose opt for other options such as hedging, of centralized, autonomous political containment, neutrality, engagement, and organization. Such purposes are moral non-alignment. Therefore, Kang s argument because they always entail a conception is not able to decode the complexity of of the individual or social good served interaction between the pre-colonial by autonomous political organization, Southeast Asian and the Chinese empires. and are hegemonic because they Shogo Suzuki s 9 article tries to constitute the prevailing, socially elaborate more deeply in the East Asian sanctioned justification for sovereign international society. It helps to rights. comprehend the complexity of the deep 2) An organizing principle of sovereignty that constitutive values that define the social differentiates political units on the basis identity of the state and brings discursive of particularity and exclusivity, creating mechanism that link intersubjective ideas of a system of territorially demarcated. legitimate statehood and rightful state 3) 3) A norm of procedural justice. These action to the constitution of fundamental norms specify the correct procedures institution. that legitimate or good states In elaborating his arguments, Suzuki employ, internally and externally, to adopts Hedley ”ull s view on international formulate basic rules of internal and system. Bull asserted that international external conduct. (Reus Smit 1999, pp. system is a society of states and this society 30-33) is built upon inter-subjectivity through Grounding on Reus Smit s three common interests and common values normative belief, Suzuki explains that the which they bound themselves by a common moral purpose of the state within the East set of rules and institutions for the conduct Asian international society was derived of their relations (Bull & Watson 1984). Any from Confucianism that aimed the support given international system does not exist and maintenance of the moral, social, and because of unchallengeable structures, but cultural order of social peace and harmony rather the very structures are dependent (Suzuki 2009, p. 34). As a consequence, the for their reproduction on the practices of the justificatory foundations for the principle of actors Koslowski & Kratochwil 1994, p. sovereignty within the order were to 216). Therefore, Suzuki recognizes that the maintain the social hierarchy that would identity of state is grounded in a larger promote cosmic harmony. Moreover, complex of values and these values provide drawing his analysis from the time of the states with substantive reasons for action. Ming (1368-1644) and Qing (1644-1911), Suzuki accepts the notion of hierarchical Suzuki (2009) claims that the systemic norm order in the East Asian international society. of procedural justice were the Tribute However, quite different from Kang s System that prescribed rightful state action arguments, Suzuki uses Reus-Smit s 999 (p. 37-38). conceptualization of the constitutional ”oth Kang s and Suzuki s article are structure of international society to help giving insights into an Asian international understand the dynamics of interaction in relations. Nevertheless, the position of other the East Asian international society. Reus non-Chinese states within the hierarchical Smit offers three primary normative order has not been really elaborated. In Suzuki s 9 article, he admits that the Journal of ASEAN Studies 5 position of non-Chinese states depended on and, Kantian anarchies. A Hobbesian the degree to which the Chinese judged anarchy refers to the true self-help system them to have been assimilated into Chinese where there are constant existential threats culture and their geographical proximity to of warfare between states (Wendt 1999, pp. China (pp. 37-38). Hence, it is necessary to 259-260). Lockean anarchy is characterised explores pre-colonial Southeast Asia as by a rivalry and as a consequence, states there are evidences of interactive dynamics will form status-quoism towards each that constitute international structure other. Moreover, violence is recognised as a within that region. legitimate way to settle disagreements and Having been comparing and contrasting warfare is one way to form a balance of Kang s and Suzuki s article, this paper tries power (Wendt 1999, pp. 279). Whereas to synthesize their arguments to understand Kantian anarchy is the most cooperative the dynamic of interaction between the pre- culture of anarchy in which states identify colonial Southeast Asian Empires and the the other as friends and collective security is hierarchical East Asian international society. the dominant norm (Wendt 1999, p. 297). The paper explores the pre-colonial However, these three configurations are not Southeast Asian empires using Reus Smit s mutually exclusive. As Rother pointed out, three normative beliefs of constitutional in the above Wendt s argument, there are structure and draws on Wendtian still rooms for different configurations constructivism to explain the logic of based on different identities because states anarchy that shaping the interaction. have the ability to transform the social Wendt (1992) makes his famous claim structure within which they operate (Rother on the logic of anarchy that anarchy is what 2012, p. 57) states make of it . He asserts that the Before elaborating the dynamics of absence of hierarchic authority in the interaction between the two regions, there international system does not inevitably has to be an understanding of what equate to perpetual interstate conflict in a constitute the pre-colonial Southeast Asian self-help environment, as neo-realists international structures in which is contend. Moreover, Wendt argues that discussed in the following section. anarchy is only a permissive cause of conflict and not an efficient cause. In relation to Kang s article, Wendt is The Majapahit Empire and The Southeast taking different position as he argues that it Asian International Society is the social and ideational, rather than material aspect of international politics In the course of Asian studies prior to which determines how actors behave. the European intrusion in the Indian Furthermore, Wendt also asserts that states archipelago in mid-19th Century, the have the ability to transform the social traditional international order is often structure within which they operate. From considered consisted of civilized (China) this understanding, Wendt creates the and barbarians (Southeast Asian states). As concept of culture of anarchy which is the Kang (2007) points out in his article, the bodies of norms and institutions that make Chinese emperor required the barbarians to up an international social structure (Flawith demonstrate formal obedience in the form 2011, p.266). of kowtow in order not to be invaded (p. Wendt argues that there are at least 9 . In Kang s view, Southeast “sia was a three configurations that the international peripheral region, a part of the rim land . society may take, the Hobbesian , Lockean , The minimal role of Southeast Asia 6 The Mandala Culture of Anarchy
continued to play until well into the Scholars who study the Majapahit twentieth century where both the US and Empire are mostly interested in the course the Soviet Union, superpowers at that time, of history, the matter of structure, foreign were vitally interested in the politics and relations, and how the Majapahit shape the economic potential of the region. international relations in the region Despite very few studies have unfortunately have been neglected for many specifically examined pre-colonial decades. In this part, an attempt has been Southeast Asian region from an IR made to examine the structure of the perspective, this region was in fact Majapahit, the type of order, and the sources interesting to examine due to its unique of legitimacy that bounded the empire. structures. The Southeast Asian region is The constitutional structures of the not a unit in the religious, historical, Southeast Asian international society were geographical, or ethnic senses. There are at primarily derived from ancient Indian least four different religions in Southeast political discourse based on the book of Asia, which are Islam, Hinduism, Arthasastra by Mauryan Chief Minister, Buddhism, and Christianity. Historically, Kautilya in the 4th Century (Boesche 2003, p. the whole Southeast Asia never came under 9 . Furthermore, Kautilya s concept, the the rule of a single state or empire. On the Mandala was then adopted by Wolters mainland, the Khmers created a large (1968) to denote pre-colonial Southeast empire, which at its height in the 9th to the Asian political formations. The regional 13th Centuries embraced the region from system was built of larger political unit, in Burma, Thailand, Laos, Cambodia, and which the dependencies preserved a great South Vietnam (SarDesai 2010, p. 2). There deal of internal autonomy in exchange for were other large polities in pre-colonial acknowledging the pole s spiritual Southeast Asia, but they did not cover the authority (Gesick 1983, p. 3). Southeast entire region. However, during the golden Asian polities did not conform to the era of the Majapahit Empire notably under Chinese view as the polity defined by its the Prime Minister, Gajah Mada (1331- centre rather than its boundaries, and it 1364), large area of Southeast Asia was could be composed of numerous other under the Majapahit Empire. tributary polities without undergoing Therefore, in the pre-colonial Southeast administrative integration (Dellios 2003). Asia era, the greatness of the Majapahit The Mandala displayed the Empire could not be neglected. The cosmopological characteristics of Hindu- Majapahit, literally means the bitter fruit, Buddhist persuasion prior to the expansion was an empire of 98 tributaries stretching of European international society. Mandala from Sumatra to New Guinea which is a Sanskrit word for sacred circle in consists of present day Indonesia, which humans become centred and diffuse Singapore, Malaysia, Brunei, Southern that state of being outwards into action Thailand, the Philippines, and East Timor (Grey 2001, p. 2). Therefore, the Mandala (SarDesai 2010). Moreover, the capital of highlights the importance of charismatic Majapahit was situated in Trowulan, East leadership in a political system that Java. It was one of the last major empires of fluctuates. Moreover, whoever can claim the the region and considered to be one of the centre of this system, can claim the title of greatest and most powerful empires in the universal emperor, the cakravartin . history of Southeast Asia due to its political, The Mandala in its sacred dimensions is economic, and social influences. a centring device for spiritual purposes. When this idea was applied to the political Journal of ASEAN Studies 7 field within religiously oriented society, it In relations to this concentric circle, the permits a political leader to claim a degree Majapahit foreign relations also adopted the of divinity. Such was the case in the geopolitical of Mandala. The Majapahit Empire, particularly when its Majapahitcreated its concentric circle, Prime Minister Gajah Mada took his famous defining its mitra, ari, madhyama, and, oath SumpahPalapa . Gajah Mada said that udasina. Nagarakretagama book by the poet he would not taste palapa