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Tigress Financial Partners Capital Markets Services and Capabilities 2020 Tigress Financial Partners Tigress Financial Partners is a certified disabled Women-Owned & Operated Broker-Dealer, Investment Bank & Asset Manager. Member FINRA, SIPC & MSRB. Confidential – Not for public distribution. Please refer to important certifications, disclosures and disclaimer information in this presentation. @2020 Tigress Financial Partners. All Rights Reserved. Tigress Financial Partners Important Notice This presentation is for informational purposes only and is not a solicitation to buy or sell any services or securities from any companies or issuers mentioned herein or to participate in any particular trading strategy or in any jurisdiction in which such an offer or solicitation would violate applicable laws or regulations. This presentation does not provide individually tailored investment advice and has been prepared without regard to the individual financial circumstances and investment objectives of any person(s) receiving it. Investing in stocks, bonds and other types of securities involves a high degree of risk of loss of principal and is not suitable for all investors. Tigress Research makes investment ratings and recommendations based on each company or stock’s own attributes and may not be appropriate for all investors. The Tigress Research Focus List is an opportunistic list of stocks based on each stock’s own attributes without regard for sector and industry diversification. The lack of diversification and concentrated nature of the portfolio will lead to greater volatility and may not be suitable for all investors. The market value and expected income from any investment may vary because of changes in interest rates or foreign exchange rates, securities prices or market indexes, operational or financial conditions of the underlying companies or other factors. Past performance is not indicative of future performance. Estimates of future performance, research ratings and target prices are based on assumptions that may not be realized. Please refer to the last two pages of this presentation for important certifications, disclosure and disclaimer information. PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS 2 Tigress Financial Partners Why Tigress Financial Partners 3 Tigress Financial Partners . Certified disabled women-owned research, trading and investment OVERVIEW banking firm. Staffed by highly experienced industry professionals ‒ average industry experience of over 20 years. A well capitalized firm, specializing in international and offshore financial Our services and business services including; facilitating International Origination, International Trade infrastructure are built on a Execution, Global Markets Access, NYSE Floor Access, Offshore Transaction Services and Multi-Country Distribution.* state-of-the-art technology platform. Positioned with the most expansive international distribution platform among minority and woman owned broker dealers with access to tens of thousands family office, high-net-worth and institutional investors.* Our Services Include: . Extensive capital markets experience ‒ participated in over 200 capital GlobalWealth markets transactions with a total market value in excess of $220 billion. Management Asset Management . Partnered in corporate stock re-purchase programs with S&P 500 companies. Capital Markets . Highly ranked proprietary research along with corporate access services – Proprietary Research proprietary database of over 2,200 companies and currently publishing on 80+ companies. Equity & Debt Underwriting . Full service trading capabilities – equity, debt and options execution on an Investment Banking agency only basis using an advanced EMS/OMS with access to every major Stock Buy-Backs exchange and Electronic Communications Network (ECN). Corporate Access . Clients include pension funds, government and state agencies, asset Consulting Services managers, foundations and endowments, as well as domestic and foreign SWAP Advisory high-net worth investors and family offices. Services 4 Tigress Financial Partners Expanded International Reach & Capabilities Through our Strategic Partnership with BCS Global Markets 5 Tigress Financial Partners BCS Prime Brokerage BCS Global Markets (an affiliate of Tigress Financial Partners) Limited and Tigress . BCS Global Markets is the largest independent securities brokers on the Russian Financial Partners Form exchange and its affiliates include: BCS Prime Brokerage Limited, headquartered in the UK, is the regulated arm of Partnership BCS Financial Group. In September 2018, Tigress Financial BCS Americas, headquartered in New York, is a FINRA Broker-Dealer and Member Partners entered into a strategic of the NYSE. partnership with BCS Prime BCS Financial Group, headquartered in Moscow, the full financial service Brokerage Limited (BCS UK), in the platform. UK, part of BCS Global Markets, to BCS Cyprus, headquartered in Cyprus, is a Cypriot investment company regulated jointly market capital markets, by the Cyprus Securities and Exchange Commission offering retail and institutional investment banking, credit facilities, brokerage services. research, asset management and Tigress Financial Partners, headquartered in NY is the diversity financial services global wealth management services to partner to BCS companies. BCS Prime Brokerage Limited owns a minority stake in institutional and high net worth clients Tigress. in U.S. and global markets. International distribution to 300,000+ high net worth, family office and As part of the transaction BCS UK institutional accounts. invested directly in Tigress Financial Partners in addition to injecting . Providing brokerage services, advisory and prime services to professional and high substantial regulatory capital into the net worth investors combining state-of-the-art brokerage technologies with a deep broker dealer. understanding of the market. The strength of BCS in international . Full financial services and capabilities: origination, international trade International Trading execution and multi-country International Research distribution network enhances Tigress NYSE Floor Access (MOO | MOC | ALGO) Financial Partners’ access to global Selected ADR Market Making markets squarely positioning Tigress Tailored Trading Strategies Including Pairs &ADR Financial Partners with the most Trading In Equity, Distressed Equities, Market Making, Research,Structured expansive international distribution Finance & Fixed Income platform among minority and woman Full Range Of Debt / Equity Origination & Distribution Services owned broker dealers, consisting of Credit Facilities more than 300,000 clients in London, Expansion & GrowthFinance Moscow, Cyprus and around the Acquisition Financing world. 6 Tigress Financial Partners In 7 Tigress Financial Partners . Our unique combination of proprietary research, execution capabilities and CAPITAL MARKETS unmatched client service, together with our diverse client base, creates a powerful international distribution channel for our clients. We provide: . We are dedicated to expanding diversity in capital markets through our emphasis of working with women and minority entrepreneurs and women/minority Capital Raising led businesses. StrategicAdvisory . We act as a WBE co-manager in the securities offerings of large issuers M & AServices looking to add diversity to their underwritinggroups. Our ability to add value to capital market transactions is derived from our We work with: unique capabilities in marketing and execution. We provide unique insight to Corporate Issuers corporate issuers through our business intelligence and valuation models created from the proprietary Tigress Research database. Financial Sponsors Government Entities . We provide advice and execution on mergers, acquisitions, divestures, strategic alternatives, and valuation, including fairness opinions, restructuring, recapitalization and leveraged buyouts. We have the unique ability to facilitate credit facilities to help manage liquidity cycles and we maintain close relationships with an extensive network of capital providers enabling us to efficiently access the best capital solution for our clients. We offer flexible financing solutions for public companies, high growth privately owned and middle market companies including revolving credit, term loans, committed facilities and letters of credit. 8 Tigress Financial Partners EXPERTISE IN PRIVATE . We are a disabled woman-owned investment bank and broker dealer offering long CAPITAL MARKETS & standing relationships with leading providers of debt and equity capital and we are committed to supporting our clients in achieving an array of strategic THE INTERSECTION OF objectives. ESG . For the past 8 years we have raised private equity from high-quality institutional We are committed to investors, family offices, and ultra high net worth global investors in Regulation delivering value-add to the D and Regulation S offerings. growing business landscape for minority and women- owned businesses that are . Our global distribution team has a geographical footprint in 13 countries with often underserved. Tigress is investor relationships in more than 20 countries. dedicated to closing that gap by deploying a consortium of . In addition to raising capital, we are committed to assisting our clients with our strategic alliances, garnering intellectual capital to achieve best practices in diversity and inclusion expertise, and resources to both internally and
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