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Alpha Sorted by Symbol; Numerical Sorted by NSCC Clearing Participant Then Executing Broker) November 2014

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Alpha Sorted by Symbol; Numerical Sorted by NSCC Clearing Participant Then Executing Broker) November 2014 OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014 Clearing ALLU Alluvion Securities, LLC 0750 MPID Name No. ALLX ABN AMRO Clearing Chicago LLC 0695 AACC ABN AMRO Clearing Chicago LLC/Institutional 0541 ALPS Alpine Securities Corporation 8072 ABAI Abacus Investments, Inc. 0309 ALTN Allston Trading, LLC 0695 ABGS ABG Sundal Collier, Inc. 0103 ALTR Allston Trading, LLC 0695 ABLE Natixis Securities Americas LLC 0031 ALTX AlterNet Securities Inc. 0099 ABNA ABN AMRO Securities (USA) LLC 0349 AMUR AMUR Advisors, LLC 0309 ABND ABN AMRO Clearing Chicago LLC/Bonds 0575 ANDG Garrett (Andrew) Inc. 0235 ACAD Academy Securities, Inc. 0352 SunGard Brokerage & Securities Services, ANDZ LLC 0050 ACAP ACAP Financial, Inc. 8072 ANOS Abel/Noser Corp. 0100 ACBD American Century Brokerage, Inc. 0443 ANOV Anovest Financial Services, Inc. 0750 ACCP Aegis Capital Corp. 0158 AOSD Trading Block 0158 ACCU AltaCorp Capital (USA) Inc. 0158 APBI APB Financial Group, LLC 0103 ACGP Andes Capital Group, LLC 0235 APCC Apex Clearing Corporation 0158 ACII ARCA Capital Investments, Inc. 0158 ACLP Alexander Capital, L.P. 0235 ABN AMRO Clearing Chicago LLC/Portfolio APMA Margining 0396 ACPL American Capital Partners 0235 APOG Citadel Securities LLC 0395 ACRA Archipelago Securities, LLC 0436 APTO Apto Partners, LLC 0103 ACRN Acorns Securities, LLC 0235 AQUA Cantor Fitzgerald & Co./Aqua Securities, L.P. 7310 ADAK Adirondack Trading Group, LLC 0052 ARBI Aufhauser Securities, Inc. 0443 ADAM Canaccord Genuity Inc. 0352 ARCA Archipelago Trading Services, Inc. 0436 ADFG American Diversified Financial Group, LLC 0235 ARCD Arcadia Securities, LLC 0443 ADKT Adirondack Trading Group LLC 0309 ARCH Investacorp, Inc. 0226 ADRD G-Trade Services LLC 0161 ARDR Ardour Capital Investments, LLC 0103 ADVA Advanced Equities, Inc. 0052 ARGA Auriga USA, Inc. 0443 AEGC Aegis Capital Corp. 0512 ARIV Arive Capital Markets LLC 0309 AEGS Aegis Investments, Inc. 0750 ARRB Archipelago Securities, LLC 0436 AESX Credit Suisse Securities (USA) LLC 0355 ARTI Arbor Research & Trading, LLC. 0388 AEXG Alternative Execution Group 0052 ARUS Autonomous Research US, LP 2154 AFCO Fried (Albert) & Company, LLC 0284 ARVS Arvest Investments, Inc. 0141 AFGI Access Financial Group, Inc. 0352 ASCM Ascendiant Capital Markets, LLC 0158 AFGL Atlas One Financial Group, LLC 0161 ASCR Ascendiant Capital Markets, LLC 0595 AFGR Avenir Financial Group, Inc. 0052 ASEL Tradition Asiel Securities, Inc. 0370 AFGT Ambassador Financial Group, Inc. 0279 ASGI Alton Securities Group Inc. 0235 AFSM Atlantic Financial Services of Maine, Inc. 0750 ASLB Tradition Asiel Securities, Inc. 0370 AFSS Four Points Capital Partners LLC 0750 ASPN Aspen Equity Partners, LLC 0309 AGBD AG BD, LLC 0352 SunGard Brokerage & Securities Services, AGCO Auerbach Grayson & Co. Inc. 0443 ASSD LLC 0050 AGCP Aegis Capital Corp. 0235 ASSO Associated Securities Corporation 0075 AGIS Aegis Capital Corp. 0235 Automated Trading Desk Financial Services, AHBI Abner, Herrman & Brock, Inc. 0352 ATDF LLC 0505 AICB Ameritas Investment Corp. 0235 ATGP Agency Trading Group, Inc. 0226 AICO Arcadia Investment Corp. 0352 ATGX ABN AMRO Clearing Chicago LLC 0396 AIGF Sagepoint Financial, Inc. 0443 ATIX ABN AMRO Clearing Chicago LLC 0695 AIRS Hand Securities, Inc. 0309 ATMC ATM Execution LLC 0161 AISG American Independent Securities Group, LLC 0235 ATPA Concept Capital Markets, LLC 0161 AJAY Pace (A.J.) & Co., Inc. 0352 ATRM Atrium Trading, Inc. 0017 AKGS Alliance Financial Group, Inc. 0141 ATRU Altrushare Securities LLC 0100 ALAC Alamo Capital 0309 ATTR Atlantic Trading Partners Incorporated 0235 ALFA Alforma Capital Markets, Inc. 0443 AURA Aura Financial Services, Inc. 0750 ALGF Algo Engineering Execution Services LLC 0541 AURC Aurora Capital LLC 0052 ALGO Stock USA Execution Services, Inc 0873 Automated Trading Desk Financial Services, AUTO LLC 0505 ALGR Fred Alger & Company, Incorporated 0158 AUTX Reuters Transaction Services LLC 0100 ALIS Alexander Investment Services Co. 0235 AVIL Avila Capital Markets, Inc. 0226 ALLC Archipelago Securities, LLC 0436 AVML AVM, L.P. 0443 ALLN Allen & Company LLC 0443 1 OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014 AVON Avondale Partners, LLC 0226 BELS Bel Air Securities LLC 0352 AVUS Aviate Global LP 2154 BELV Belvedere Trading LLC 0501 AXCB Access Securities, Inc. 0443 BELZ Dash Financial LLC 0627 AXCS Access Securities, Inc. 0443 BENS Benjamin Securities Investment Co., Inc. 0279 AXGP Access Securities, Inc. 0501 BERN Bernstein (Sanford C.) & Co., Inc. 0013 AXIO Axiom Capital Management, Inc. 0352 BEST J.P. Morgan Securities, Inc. 0352 AYME Martinez-Ayme Securities 0052 BETC Bayes Capital LLC 0873 AZAD Alzaid Financial Services, Inc. 0750 BFEC Benjamin F. Edwards & Co. 0443 BAIN Bankers & Investors Co. 0279 Berthel, Fisher & Company Financial Services, BALE M&T Securities, Inc. 0443 BFFI Inc. 0226 BAND Broadband Capital Management, LLC 0103 BFSA Berwyn Financial Services 0226 BANF Banif Securities Inc. 0443 BFSL Briggs-Ficks Securities, LLC 0235 BANK Cetera Investment Services LLC 0701 BGCE BGC Financial, Inc. 0161 BAQP Burke & Quick Partners LLC 0443 BGCF BGC Financial, L.P. 0537 BARD Baird (Robert W.) & Co., Incorporated 0547 BGCM BGB Securities Inc. 0103 BARR Barrett & Company 0226 BGIA Biondo Asset Management LLC 0226 BATM BATS Trading, Inc. 0050 BGIS BlackRock Execution Services 0352 BATS BATS Trading, Inc. 0103 BGSG CBIZ Financial Solutions, Inc. 0226 BAUM Baum (George K.) & Co. 0129 BHSE The Bond House 0309 BAYC Bay Crest Partners, LLC 0161 BIAD Sagetrader, LLC 0551 BAYS Bayes Capital LLC 0824 BIDS BIDS Trading L.P. 0161 BAYT BTIG, LLC 0501 BIGG Brownstone Investment Group 0501 BAYZ Bayes Capital Markets LLC 0873 BIGP Brownstone Investment Group, LLC 0443 BBAY Blue Bay Capital Ltd. 0750 BIGS PCBB Capital Markets, LLC 0352 BBCC BankersBanc Capital Corporation 0750 BIGZ Brownstone Investment Group, LLC 0443 BBGC Graham (B.B.) & Company 0235 BIMI Banca IMI Securities Corp. 0136 BBHC Brown Brothers Harriman & Co. 0010 BIRM Sanford C. Bernstein & Co., LLC 0013 BBII Sierra Equity Group Ltd. 0235 BISH Bishop, Rosen & Co., Inc. 0226 BBNT BB&T Securities, LLC 0702 BISI Banorte-Ixe Securities International, LTD 0309 BBOX Blinkbox, Ltd. 0873 BJCM Essex Securities LLC 0750 BBTT BB&T Investment Services, Inc. 0702 BJRC Cascade Investment Group, Inc. 0235 BCAP Barclays Capital, Inc. 5101 BKCM BNY Capital Markets Inc. 0443 BCDX Barclays Captial Inc. 0229 BKKY Block Kelly Company 0750 BCEP Merrill Lynch, Pierce, Fenner & Smith, Inc. 0551 BKMM BNY Mellon Capital Markets LLC 0443 BCEX Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 BKRT Buckman, Buckman & Reid, Inc. 0235 BCHY Barclays Capital, Inc. 5101 BLAV Sanford C. Bernstein & Co., LLC 0013 BCLT Riviere Securities Inc. 0309 BLAY Bley Investments Group, Inc. 0443 BCMI Blackwall Capital Markets, Inc. 0235 BLCK Black (James I.) & Co. 7031 BCOM Baker & Co., Incorporated 0235 BLNS Braymen, Lambert and Noel Securities, Ltd. 0309 BCPI GVC Capital LLC 0309 BLOC Trading Block 0158 BCPL Britannica Capital Partners, LLC 0750 BLTK Bulltick, LLC 0443 BCPP Barclays Capital, Inc. 5101 BLTN Bolton Securities Corporation 0235 BCRK Bear Creek Securities, LLC 0309 BLVS Blue Vase Securities, LLC 0161 BCSB Blue Capital Securities, Inc. 0352 BMAC BMA Securities 0052 BCZC Ziegler (B.C.) & Company 0443 BMAK BMA Securities 0824 BDIR Jefferies & Co., Inc. 0352 BMIC Biltmore International Corporation 0824 BDON Bond One, LLC 0750 BMKS Benchmark Securities LLC 0309 BDSE Best Direct Securities, LLC 0750 BMOC BMO Capital Markets Corp. 0045 BEAF Beaconsfield Financial Services, Inc. 0235 BMRK Benchmark Investments, Inc. 0235 BEAG Beacon Gate LLC 0501 BMSS BMA Securities 0512 BEAR J.P. Morgan Securities, Inc. 0352 BMUR Brean Capital, LLC 0443 BECM Beta Capital Management 0352 BNBB Bellamah, Neuhauser & Barrett, Inc. 0750 BEGK Benjamin & Jerold Brokerage I, LLC 0100 BNCH Benchmark Company, LLC (The) 0352 BEJB Benjamin & Jerold Brokerage I, LLC 0873 BNJM Benjamin Securities, Inc. 0235 BEJJ Benjamin & Jerold Brokerage, Inc. 0052 BNKS FIG Partners, LLC 0141 BELO Beloyan Investment Securities, Inc. 0052 BNPB BNP Paribas Securities Corp. 2154 2 OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014 BNPS BNP Paribas Securities Corp. 2154 BZYH Goldman Sachs Execution & Clearing, L.P. 0501 BNPX BNP Paribas Securities Corp. 2154 BZYJ Goldman Sachs Execution & Clearing, L.P. 0501 BNYN Banyan Securities, LLC 0226 BZZH Goldman Sachs Execution & Clearing 0501 BOBO Penates Group Inc. 0235 BZZK Goldman Sachs Execution & Clearing, L.P. 0501 BOIN Boursa Investments 0873 BZZN Goldman Sachs Execution & Clearing, L.P. 0501 BOKI BOSC, Inc. 0443 CAAA Akar Capital Management, Inc. 0750 BOLL Bodell Overcash Anderson & Co. 0309 CABA Cabrera Capital Markets, Inc. 0161 BOOK Bloomberg Tradebook LLC 7001 CABR Cabrera Capital Markets, Inc. 0443 BOSC Boenning & Scattergood, Inc. 0141 CACX ABN AMRO Clearing Chicago LLC 0396 BOSE Boe Securities Inc. 0099 CADG Saxis Group, Inc. 0501 BOTZ Botzum (C.A.) & Company 0052 CADP Cadwyn Point Partners LLC 0100 BPBI BNP Paribas Prime Brokerage, Inc. 2154 CAES NASDAQ Stock Market, LLC. (The) 0734 BRBR Brown & Brown Securities, Inc. 0279 CAGI Crescent Securities Group, Inc. 0279 BRCY BCP Securities, LLC 0443 CALD Caldwell Securities, Incorporated
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