Alpha Sorted by Symbol; Numerical Sorted by NSCC Clearing Participant Then Executing Broker) November 2014

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Clearing ALLU Alluvion Securities, LLC 0750 MPID Name No. ALLX ABN AMRO Clearing Chicago LLC 0695 AACC ABN AMRO Clearing Chicago LLC/Institutional 0541 ALPS Alpine Securities Corporation 8072 ABAI Abacus Investments, Inc. 0309 ALTN Allston Trading, LLC 0695 ABGS ABG Sundal Collier, Inc. 0103 ALTR Allston Trading, LLC 0695 ABLE Natixis Securities Americas LLC 0031 ALTX AlterNet Securities Inc. 0099 ABNA ABN AMRO Securities (USA) LLC 0349 AMUR AMUR Advisors, LLC 0309 ABND ABN AMRO Clearing Chicago LLC/Bonds 0575 ANDG Garrett (Andrew) Inc. 0235 ACAD Academy Securities, Inc. 0352 SunGard Brokerage & Securities Services, ANDZ LLC 0050 ACAP ACAP Financial, Inc. 8072 ANOS Abel/Noser Corp. 0100 ACBD American Century Brokerage, Inc. 0443 ANOV Anovest Financial Services, Inc. 0750 ACCP Aegis Capital Corp. 0158 AOSD Trading Block 0158 ACCU AltaCorp Capital (USA) Inc. 0158 APBI APB Financial Group, LLC 0103 ACGP Andes Capital Group, LLC 0235 APCC Apex Clearing Corporation 0158 ACII ARCA Capital Investments, Inc. 0158 ACLP Alexander Capital, L.P. 0235 ABN AMRO Clearing Chicago LLC/Portfolio APMA Margining 0396 ACPL American Capital Partners 0235 APOG Citadel Securities LLC 0395 ACRA Archipelago Securities, LLC 0436 APTO Apto Partners, LLC 0103 ACRN Acorns Securities, LLC 0235 AQUA Cantor Fitzgerald & Co./Aqua Securities, L.P. 7310 ADAK Adirondack Trading Group, LLC 0052 ARBI Aufhauser Securities, Inc. 0443 ADAM Canaccord Genuity Inc. 0352 ARCA Archipelago Trading Services, Inc. 0436 ADFG American Diversified Financial Group, LLC 0235 ARCD Arcadia Securities, LLC 0443 ADKT Adirondack Trading Group LLC 0309 ARCH Investacorp, Inc. 0226 ADRD G-Trade Services LLC 0161 ARDR Ardour Capital Investments, LLC 0103 ADVA Advanced Equities, Inc. 0052 ARGA Auriga USA, Inc. 0443 AEGC Aegis Capital Corp. 0512 ARIV Arive Capital Markets LLC 0309 AEGS Aegis Investments, Inc. 0750 ARRB Archipelago Securities, LLC 0436 AESX Credit Suisse Securities (USA) LLC 0355 ARTI Arbor Research & Trading, LLC. 0388 AEXG Alternative Execution Group 0052 ARUS Autonomous Research US, LP 2154 AFCO Fried (Albert) & Company, LLC 0284 ARVS Arvest Investments, Inc. 0141 AFGI Access Financial Group, Inc. 0352 ASCM Ascendiant Capital Markets, LLC 0158 AFGL Atlas One Financial Group, LLC 0161 ASCR Ascendiant Capital Markets, LLC 0595 AFGR Avenir Financial Group, Inc. 0052 ASEL Tradition Asiel Securities, Inc. 0370 AFGT Ambassador Financial Group, Inc. 0279 ASGI Alton Securities Group Inc. 0235 AFSM Atlantic Financial Services of Maine, Inc. 0750 ASLB Tradition Asiel Securities, Inc. 0370 AFSS Four Points Capital Partners LLC 0750 ASPN Aspen Equity Partners, LLC 0309 AGBD AG BD, LLC 0352 SunGard Brokerage & Securities Services, AGCO Auerbach Grayson & Co. Inc. 0443 ASSD LLC 0050 AGCP Aegis Capital Corp. 0235 ASSO Associated Securities Corporation 0075 AGIS Aegis Capital Corp. 0235 Automated Trading Desk Financial Services, AHBI Abner, Herrman & Brock, Inc. 0352 ATDF LLC 0505 AICB Ameritas Investment Corp. 0235 ATGP Agency Trading Group, Inc. 0226 AICO Arcadia Investment Corp. 0352 ATGX ABN AMRO Clearing Chicago LLC 0396 AIGF Sagepoint Financial, Inc. 0443 ATIX ABN AMRO Clearing Chicago LLC 0695 AIRS Hand Securities, Inc. 0309 ATMC ATM Execution LLC 0161 AISG American Independent Securities Group, LLC 0235 ATPA Concept Capital Markets, LLC 0161 AJAY Pace (A.J.) & Co., Inc. 0352 ATRM Atrium Trading, Inc. 0017 AKGS Alliance Financial Group, Inc. 0141 ATRU Altrushare Securities LLC 0100 ALAC Alamo Capital 0309 ATTR Atlantic Trading Partners Incorporated 0235 ALFA Alforma Capital Markets, Inc. 0443 AURA Aura Financial Services, Inc. 0750 ALGF Algo Engineering Execution Services LLC 0541 AURC Aurora Capital LLC 0052 ALGO Stock USA Execution Services, Inc 0873 Automated Trading Desk Financial Services, AUTO LLC 0505 ALGR Fred Alger & Company, Incorporated 0158 AUTX Reuters Transaction Services LLC 0100 ALIS Alexander Investment Services Co. 0235 AVIL Avila Capital Markets, Inc. 0226 ALLC Archipelago Securities, LLC 0436 AVML AVM, L.P. 0443 ALLN Allen & Company LLC 0443

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

AVON Avondale Partners, LLC 0226 BELS Bel Air Securities LLC 0352 AVUS Aviate Global LP 2154 BELV Belvedere Trading LLC 0501 AXCB Access Securities, Inc. 0443 BELZ Dash Financial LLC 0627 AXCS Access Securities, Inc. 0443 BENS Benjamin Securities Investment Co., Inc. 0279 AXGP Access Securities, Inc. 0501 BERN Bernstein (Sanford C.) & Co., Inc. 0013 AXIO Axiom Capital Management, Inc. 0352 BEST J.P. Morgan Securities, Inc. 0352 AYME Martinez-Ayme Securities 0052 BETC Bayes Capital LLC 0873 AZAD Alzaid Financial Services, Inc. 0750 BFEC Benjamin F. Edwards & Co. 0443 BAIN Bankers & Investors Co. 0279 Berthel, Fisher & Company Financial Services, BALE M&T Securities, Inc. 0443 BFFI Inc. 0226 BAND Broadband Capital Management, LLC 0103 BFSA Berwyn Financial Services 0226 BANF Banif Securities Inc. 0443 BFSL Briggs-Ficks Securities, LLC 0235 BANK Cetera Investment Services LLC 0701 BGCE BGC Financial, Inc. 0161 BAQP Burke & Quick Partners LLC 0443 BGCF BGC Financial, L.P. 0537 BARD Baird (Robert W.) & Co., Incorporated 0547 BGCM BGB Securities Inc. 0103 BARR Barrett & Company 0226 BGIA Biondo Asset Management LLC 0226 BATM BATS Trading, Inc. 0050 BGIS BlackRock Execution Services 0352 BATS BATS Trading, Inc. 0103 BGSG CBIZ Financial Solutions, Inc. 0226 BAUM Baum (George K.) & Co. 0129 BHSE The Bond House 0309 BAYC Bay Crest Partners, LLC 0161 BIAD Sagetrader, LLC 0551 BAYS Bayes Capital LLC 0824 BIDS BIDS Trading L.P. 0161 BAYT BTIG, LLC 0501 BIGG Brownstone Investment Group 0501 BAYZ Bayes Capital Markets LLC 0873 BIGP Brownstone Investment Group, LLC 0443 BBAY Blue Bay Capital Ltd. 0750 BIGS PCBB Capital Markets, LLC 0352 BBCC BankersBanc Capital Corporation 0750 BIGZ Brownstone Investment Group, LLC 0443 BBGC Graham (B.B.) & Company 0235 BIMI Banca IMI Securities Corp. 0136 BBHC Brown Brothers Harriman & Co. 0010 BIRM Sanford C. Bernstein & Co., LLC 0013 BBII Sierra Equity Group Ltd. 0235 BISH Bishop, Rosen & Co., Inc. 0226 BBNT BB&T Securities, LLC 0702 BISI Banorte-Ixe Securities International, LTD 0309 BBOX Blinkbox, Ltd. 0873 BJCM Essex Securities LLC 0750 BBTT BB&T Investment Services, Inc. 0702 BJRC Cascade Investment Group, Inc. 0235 BCAP Barclays Capital, Inc. 5101 BKCM BNY Capital Markets Inc. 0443 BCDX Barclays Captial Inc. 0229 BKKY Block Kelly Company 0750 BCEP Merrill Lynch, Pierce, Fenner & Smith, Inc. 0551 BKMM BNY Mellon Capital Markets LLC 0443 BCEX Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 BKRT Buckman, Buckman & Reid, Inc. 0235 BCHY Barclays Capital, Inc. 5101 BLAV Sanford C. Bernstein & Co., LLC 0013 BCLT Riviere Securities Inc. 0309 BLAY Bley Investments Group, Inc. 0443 BCMI Blackwall Capital Markets, Inc. 0235 BLCK Black (James I.) & Co. 7031 BCOM Baker & Co., Incorporated 0235 BLNS Braymen, Lambert and Noel Securities, Ltd. 0309 BCPI GVC Capital LLC 0309 BLOC Trading Block 0158 BCPL Britannica Capital Partners, LLC 0750 BLTK Bulltick, LLC 0443 BCPP Barclays Capital, Inc. 5101 BLTN Bolton Securities Corporation 0235 BCRK Bear Creek Securities, LLC 0309 BLVS Blue Vase Securities, LLC 0161 BCSB Blue Capital Securities, Inc. 0352 BMAC BMA Securities 0052 BCZC Ziegler (B.C.) & Company 0443 BMAK BMA Securities 0824 BDIR Jefferies & Co., Inc. 0352 BMIC Biltmore International Corporation 0824 BDON Bond One, LLC 0750 BMKS Benchmark Securities LLC 0309 BDSE Best Direct Securities, LLC 0750 BMOC BMO Capital Markets Corp. 0045 BEAF Beaconsfield Financial Services, Inc. 0235 BMRK Benchmark Investments, Inc. 0235 BEAG Beacon Gate LLC 0501 BMSS BMA Securities 0512 BEAR J.P. Morgan Securities, Inc. 0352 BMUR Brean Capital, LLC 0443 BECM Beta Capital Management 0352 BNBB Bellamah, Neuhauser & Barrett, Inc. 0750 BEGK Benjamin & Jerold Brokerage I, LLC 0100 BNCH Benchmark Company, LLC (The) 0352 BEJB Benjamin & Jerold Brokerage I, LLC 0873 BNJM Benjamin Securities, Inc. 0235 BEJJ Benjamin & Jerold Brokerage, Inc. 0052 BNKS FIG Partners, LLC 0141 BELO Beloyan Investment Securities, Inc. 0052 BNPB BNP Paribas Securities Corp. 2154

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

BNPS BNP Paribas Securities Corp. 2154 BZYH Goldman Sachs Execution & Clearing, L.P. 0501 BNPX BNP Paribas Securities Corp. 2154 BZYJ Goldman Sachs Execution & Clearing, L.P. 0501 BNYN Banyan Securities, LLC 0226 BZZH Goldman Sachs Execution & Clearing 0501 BOBO Penates Group Inc. 0235 BZZK Goldman Sachs Execution & Clearing, L.P. 0501 BOIN Boursa Investments 0873 BZZN Goldman Sachs Execution & Clearing, L.P. 0501 BOKI BOSC, Inc. 0443 CAAA Akar Capital Management, Inc. 0750 BOLL Bodell Overcash Anderson & Co. 0309 CABA Cabrera Capital Markets, Inc. 0161 BOOK Bloomberg Tradebook LLC 7001 CABR Cabrera Capital Markets, Inc. 0443 BOSC Boenning & Scattergood, Inc. 0141 CACX ABN AMRO Clearing Chicago LLC 0396 BOSE Boe Securities Inc. 0099 CADG Saxis Group, Inc. 0501 BOTZ Botzum (C.A.) & Company 0052 CADP Cadwyn Point Partners LLC 0100 BPBI BNP Paribas Prime Brokerage, Inc. 2154 CAES NASDAQ Stock Market, LLC. (The) 0734 BRBR Brown & Brown Securities, Inc. 0279 CAGI Crescent Securities Group, Inc. 0279 BRCY BCP Securities, LLC 0443 CALD Caldwell Securities, Incorporated 0103 BRGE Newbridge Securities Corporation 0052 CALE Cales Investments, Inc. 0750 BRGI Advanced Asset Trading, Inc. 0235 CALL Callaway Financial Services, Inc. 0309 BRIL Brill Securities, Inc. 0352 CALT Calton & Associates, Inc. 0279 BRIX ABN AMRO Clearing Chicago LLC 0396 CAMC Cambria Capital, LLC 0052 BRMF First Bermuda Securities (BVI), Ltd. 0158 CANA Canaccord Genuity Inc. 0443 BRMS Biremis Corporation 0100 CANR Cantone Research, Inc. 0103 BRNM Burnham Securities Inc. 0352 CANT Cantor Fitzgerald & Co. 0696 BRNT Brent (H.D.) & Company, Inc. 0235 CAPB Capital Investment Brokerage Inc. 0750 BROC Pavilion Global Markets Ltd 0443 CAPE Cape Securities, Inc. 0279 BRPR Brasil Plural Securities LLC 0443 CAPF Capital Financial Services, Inc. 0235 BRRR Barrington Research Associates, Inc. 0352 CAPG Capital Investment Group, Inc. 0750 BRSA Boursa Investments 0103 CARC Carolina Capital Markets, Inc. 0702 BRSE Bradesco Securities, Inc. 0226 CASH Planner Securities LLC 0158 BRUT NASDAQ Execution Services, LLC 0568 CATC Chicago Analytic Trading Company, LLC 0017 BRVL Blaylock Robert Van, LLC 0443 CATE Carter, Terry & Company, Inc. 0235 BSCO Brookshire Securities Corporation 0750 CATH Cathay Securities, Inc. 0309 BSSC J.P. Morgan Clearing Corp. 0352 CATS Citadel Securities LLC 0395 BTBK Bloomberg Tradebook LLC 7001 CBFG CBG Financial Group, Inc. 0750 BTGG Goldman Sachs Execution & Clearing, L.P. 0501 CBOL Mutual Securities, Inc. 0226 BTIG BTIG, LLC 0501 CBRA Cobra Trading, Inc. 0103 BTIS BTIG, LLC 0443 CBTD Synovus Securities Inc. 0226 BTIX BTIG, LLC 0352 CCAI Canaccord Capital Corporation/CDS 5046 BTSI B&T Securities, Inc. 0595 CCAL Collins Capital Advisors, LLC 0750 Buckingham Research Group Incorporated CCAT Citigroup Global Markets Inc. 0418 BUCK (The) 0226 CCCM Concept Capital Markets, LLC 0352 BUEL Buell Securities Corp. 0443 CCCO Carnes Capital Corp. 0352 BUNT UBS Securities Canada Inc./CDS 5017 CCMB Concept Capital Markets, LLC 0443 BVCM Unicredit Capital Markets, Inc. 0443 CCML Concept Capital Markets, LLC 0551 BVIS BestVest Investments, Ltd. 0235 CCMX Citadel Securities LLC 0395 BWEL Barclays Capital, Inc. 0443 CDEL Citadel Securities LLC 0161 BWEX Birchwood Securities Corp. 0595 CDFS CD Funding Securities, LLC 0052 BWNA Brown Associates, Inc. 0235 CDGO Citadel Securities LLC 0551 BYXM BATS Trading, Inc. 0050 CDRG Citadel Securities LLC 0395 BYXX BATS Trading, Inc. 0103 CDSO Cert Direct Securities Inc. 0750 BZWV Goldman Sachs Execution & Clearing, L.P. 0501 CEDL Citadel Securities LLC 0395 BZWW Goldman Sachs Execution & Clearing, L.P. 0501 CEFG Cowen Equity Finance LP 0580 BZWX Goldman Sachs Execution & Clearing, L.P. 0501 CEMM Citadel Securities LLC 0395 BZXL Volant Liquidity, LLC 0695 CENT Central Securities, LLC 0750 BZYD Goldman Sachs Execution & Clearing, L.P. 0501 CEON Rice, Voelker LLC 0512 BZYE Goldman Sachs Execution & Clearing, L.P. 0501 CERS Ceros Financial Services, Inc. 0226 BZYF Goldman Sachs Execution & Clearing, L.P. 0501 CFCD Cantor Fitzgerald & Co. 0501 BZYG Goldman Sachs Execution & Clearing, L.P. 0501 CFCO Cantor Fitzgerald & Co./Debt Capital Markets 7311

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

CFCS Cantor Fitzgerald & Co. 0501 CMPT Compass Point Research & Trading, LLC 0443 CFDI CFD Investments 0235 CMSI Capital Management Securities, Inc. 0279 CFGM Trustmont Financial Group, Inc. 0235 CMTT CMT Trading LLC 0695 CFGN Celadon Financial Group LLC 0824 CNBS CNBS, LLC 0309 CFGT CF Global Trading, LLC 0161 CNCD Concorde Investment Services, LLC 0235 CFII Consolidated Financial Investments, Inc. 0352 CNFR Conifer Securities, LLC 0443 CFIN Chelsea Financial Services 0309 CNFX Conifer Securities LLC 0100 CFPT Cantor Fitzgerald & Co. 0197 CNTR Precision Securities, LLC 0103 CFSC Citicorp Financial Services Corporation 0418 COAK CastleOak Securities, L.P 0197 CGAT Cadaret, Grant & Co., Inc. 0443 COFS Colorado Financial Service Corporation 0309 CGDN Capital Guardian, LLC 0443 COGX ABN AMRO Clearing Chicago LLC 0695 Citigroup Global Markets Inc./Correspondent COHI High Point Capital Group, Inc. 0873 CGMI Clearing 0505 COHN Cohen Bros. & Company 0235 CGQT Citigroup Global Markets Inc. 0418 COKE Coker & Palmer, Inc. 0235 CGWM Citigroup Global Markets Inc. 0443 COLL Collins & Co. 0235 CHAS Charles Schwab & Co., Inc. 0164 CONF Conservative Financial Services, Inc. 0235 CHBC Cheevers & Company Inc 0161 CONR Conners & Co., Inc. 0235 CHCH Churchill Financial LLC 0352 CORR COR Clearing LLC 0052 CHCK Chickasaw Securities, LLC 0352 COSE Cosse International Securities Inc. 8153 CHDN Chardan Capital Markets LLC 0824 COWN Cowen & Company, LLC 0226 CHIL Chilian Partners L.P. 0352 COWP Cowen & Company, LLC 0226 CHLC Churchill Capital USA, Inc. 0443 COWR Cowen and Company, LLC 0443 CHLM Craig-Hallum Capital Group, LLC 0161 COWX Cowen and Company, LLC 0161 CHNR Chauner Securities, Inc. 0235 COYL Coyle Securities LLC 0235 CHPP Tullett Prebon Financial Services LLC 0624 CPBC Baker (C.P.) Securities Incorporated 0750 CHPR Chopper Securities LLC 0695 CPCS CP Capital Securities 0052 CHTS Chatsworth Securities LLC 0279 CPES ConvergEx Execution Solutions LLC 0100 CHVX ABN AMRO Clearing Chicago LLC 0695 CPET Clearpool Execution Services, LLC 0873 CICC CICC US Securities, Inc. 0443 CPEX Clearpool Execution Services, LLC 0824 CICF Canaccord Genuity Corp.CDS 5046 CPLC Cova Capital Partners LLC 0235 CIIV Corporate Investments Group Inc. 0052 CPMI Capital Portfolio Management Inc. 0352 CIMS CIM SECURITIES, LLC 0279 CPSE Capstone Investments 0873 CIRI Cambridge Investment Research, Inc. 0443 CPSI Casey Professional Services, LLC 0501 CISC Caldwell International Securities Corporation 0279 CPSL Charter Pacific Securities, LLC 0750 CISI Chase Investment Services Corp. 0352 CRAG Credit Agricole Cheuvreux North America, Inc. 0651 CIST Capital Institutional Services, Inc. 0161 CRDL Cardinal Investments Inc. 0235 CITA Citation Financial Group, L.P. 0443 CRFN Robinhood Financial, LLC. 0158 CJSC CJS Securities, Inc. 0443 CROS Credit Suisse Securities (USA) LLC 0355 CLAN Clancy Financial Services, Inc 0284 CRTC CRT Capital Group, LLC 0443 CLCI Clayton, Lowell & Conger Inc. 0052 CRTS CertusSecurities, Inc. 0226 CLDN Celadon Financial Group LLC 0551 CRUS China Renaissance Securities (US) Inc. 0824 CLDS Coldwater Securities Incorporated 0352 CSCP Craig Scott Capital, LLC 0052 CLGL CLG Investment Company, Inc 0443 CSCV Capitol Securities Management, Inc. 0702 CLKS Clarkson Capital Markets 0100 Charles Schwab & Co., Inc./Schwab Global CLRK Clark Dodge & Co., Inc. 0235 CSGI Investing Account 7587 CLSA CLSA Americas, LLC 0651 CSIN Capital Select Investment 0235 CLSC Cabot Lodge Securities LLC 0235 CSIS Citic Securities International USA, LLC 0824 CLSI Caprock Securities, Inc. 0279 CSIU Citic Securities International USA, LLC 0501 CLSS Cabot Lodge Securities LLC 0235 CSMI Capitol Securities Management, Inc. 0443 CLVU Clearview Trading Advisors Inc. 0501 CSMS Cornerstone Macro LLC 0161 CMCA Comerica Securities 0443 CSNT Crescent Securities Group, Inc. 0309 CMCE Commerce Brokerage Services 0226 Cantor Fitzgerald & Co. - Cantor Clearing CMDN Camden Financial Services 0052 CSPD Services 0197 CMGT Country Capital Inc. 0235 CSPI Capital Synergy Partners 0235 CMKT Concept Capital Markets, LLC 0824 CSSX ABN AMRO Clearing Chicago LLC 0695 CMMW Commonwealth Financial Network 0226 CSTI Canaccord Genuity Securities LLC 0352

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

CTAS Infinex Investments, Inc. 0443 DEMA DeMatteo Moness, LLC 0501 CTCO Citco Securities, Inc 0017 DEMP E*Trade Capital Markets/DEMP 0100 CTDL Citadel Securities LLC 0395 DENI H.C. Denison Co. 0279 CTLA Cantella & Co., Inc. 0443 DESJ Desjardins Securities Inc./CDS 5028 CTRD Choice Trade 0595 DETF Dart Executions, LLC 0501 CTSC Creditex Securities Corporation 0443 DFIN Electronic Brokerage Systems, LLC 0161 CUFT Frost Brokerage Services, Inc. 0226 DHCO David Harris & Co., Inc. 0235 CUGS Cuttone & Co., Inc. 0050 DHLN Equinox Group Distributors, LLC 0235 CUPS Cuttone & Co., Inc. 0443 DIRA Title Securities, Inc. 0103 CURN Curian Clearing, LLC 0300 DIRL Title Securities, Inc. 0103 CURR Curren & Company 0352 DIRW Direct Access Brokerage Services, Inc. 0103 CUTT Cutter & Company Brokerage, Inc. 0141 DITO Ditto Trade, Inc. 0158 CUTW Cutter & Company, Inc. 0702 DIVA Divine Capital Markets, LLC 0103 CVBR CV Brokerage Inc. 0824 DJSA Dawson James Securities, Inc. 0750 CWMC CIBC World Markets Corp. 0438 DJST D.J. St Germain Co., Inc. 0443 CWMK CIBC World Markets Corp. 0438 DLAE Lerner (David) Associates, Inc. 5144 CXCX Citigroup Global Markets Inc. 0505 DLNY Delaney Equity Group LLC 0052 CXPS ConvergEx Prime Services LLC 0017 DLSC DLS Capital Partners, Inc. 0309 DADA Davidson (D.A.) & Co. Inc. 0361 DLTA Dealerweb Inc. 0161 DAII Alexander (Don) Investments, Inc. 0235 DLWB Dealerweb Inc. 0161 DAIN RBC Capital Markets Corporation 0235 DMKC Kelley (D.M.) & Co. 0141 DAKO Dakota Securities International, Inc. 0052 DNID E*Trade Capital Markets, LLC 0100 DALE America Northcoast Securities, Inc. 0443 DNOR DNB Nor Markets, Inc. 0501 DARA Darwood Associates, Inc. 0235 DNSR Dinosaur Securities, L.L.C. 0017 DARQ NASDAQ Execution Services, LLC 0568 DNWL Duncan & Williams, Inc. 0443 DART Dart Executions, LLC 0501 DOFT Doft & Co., Inc. 0443 DAVA Davenport & Company LLC 0715 DOMI Dominion Investor Services Inc. 0309 DAVE Diamant Investment Corp. 0344 DOMK Dominick & Dominick, Inc./CDS 0443 DAVS Davis Securities LLC 0103 DORN Dorn & Co., Inc. 0235 DAWA Daiwa Capital Markets America Inc. 0647 DORS Dorsey & Co. Inc. 0141 DBAB Deutsche Bank Securities Inc. 0573 DOTC Dougherty & Company LLC 0352 DBAE Deutsche Bank Securities Inc. 0573 DOWL Dowling & Partners Securities LLC 0443 DBAT Deutsche Bank Securities Inc. 0573 DPAA Palmieri (Angnardo) & Co., Inc. 0235 DBAX Deutsche Bank Securities Inc. 0573 DPFH Donnelly Penman & Partners Inc. 0750 DBIB Deutsche Bank Securities Inc. 0573 DRAT Dratel Group, Inc. (The) 0571 DBLV Deutsche Bank Securities Inc. 0573 DREX Drexel Hamilton, LLC 0501 DBMS Deutsche Bank Securities Inc. 0573 DRKW Commerz Markets LLC 0126 DBPC Deutsche Bank Securities Inc. 0443 DRTG Dart Executions, LLC 0501 DBPR Deutsche Bank Securities Inc. 0573 DRTL Dart Executions, LLC 0396 DBPT Deutsche Bank Securities Inc. 0573 DRTM DART Executions, LLC 0551 DBQT Deutsche Bank Securities Inc. 0573 DRTR Dart Executions, LLC 0501 DBRC Deutsche Bank Securities Inc. 0573 DRVW DriveWealth, LLC 0824 DBRT Deutsche Bank Securities Inc. 0573 DRXL Drexel Hamilton, LLC 0443 DBST Deutsche Bank Securities Inc. 0573 DSCS Dundee Securities Corporation 5039 DBUL Deutsche Bank Securities Inc. 0573 DSTC DST Market Services, LLC 0626 DCAF Scotia Capital Inc./Hollis Wealth/CDS 5039 DTRC Dart Executions, LLC 2154 DCHF Dart Executions, LLC 0695 DTTX Knight Execution & Clearing Services LLC 0295 DCPI Dynasty Capital Partners, Inc 0279 DXSI Omega Research Corporation 0279 DCRN Discern Securities, Inc. 0100 EADA Electronic Access Direct, Inc. 0750 DCSD Dain Correspondent Services 0235 EAMC Empire Asset Management Company 0352 DCUS Dubeau Capital USA, Inc. 0052 EBKR BGC Financial, Inc. 0537 DCVL Dart Executions, LLC 0501 EBRD Earlybird Capital, Inc. 0103 DEAN Morgan Stanley Smith Barney LLC 0015 EBXL EBX LLC 0161 DECK Decker & Co, LLC 0161 ECUT ConvergEx Execution Solutions LLC 0100 DEFA Jefferies LLC 0443 EDGA Direct Edge ECN LLC 0161 DEGS Dart Executions, LLC 0501 EDGX Direct Edge ECN LLC 0161

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

EDIR EDI Financial, Inc. 0235 ETBD Electronic Transaction Clearing, Inc. 0873 EDJC Edward Jones / CDS 5012 ETBE Electronic Transaction Clearing, Inc. 0873 EDJO Jones (Edward D.) & Co. 0057 ETBF Electronic Transaction Clearing, Inc. 0873 EFGC EFG Capital International 0352 ETBG Electronic Transaction Clearing, Inc. 0873 EGAM BATS Trading, Inc. 0050 ETBH Electronic Transaction Clearing, Inc. 0873 EGAW BATS Trading, Inc. 0103 ETBI Electronic Transaction Clearing, Inc. 0873 EGRO Emerging Growth Equities, Ltd. 0100 ETBJ Electronic Transaction Clearing, Inc. 0873 EGXM BATS Trading, Inc. 0050 ETBK Electronic Transaction Clearing, Inc. 0873 EGXW BATS Trading, Inc. 0103 ETBL Electronic Transaction Clearing, Inc. 0873 EHSC Smith (E.H.) Jacobs & Co., Inc. 0161 ETBN Electronic Transaction Clearing, Inc. 0873 ELEV Elevation, LLC 0161 ETBO Electronic Transaction Clearing, Inc. 0873 ELSH Elish & Elish Brokerage and Research 0052 ETBP Electronic Transaction Clearing, Inc. 0873 ELTD Elevation LLC 0161 ETBQ Electronic Transaction Clearing, Inc. 0873 EMOC Magnus (E.) Oppenheim & Co., Inc. 0750 ETBR Electronic Transaction Clearing, Inc. 0873 EMPR Selkirk Investments, Inc. 0279 ETBS Electronic Transaction Clearing, Inc. 0873 EMRP Empirical Research Partners LLC 0161 ETBT Electronic Transaction Clearing, Inc. 0873 ENCL Enclave Capital LLC 0100 ETBU Electronic Transaction Clearing, Inc. 0873 EQNX Equinox Securities, Inc. 0052 ETBW Electronic Transaction Clearing, Inc. 0873 ERCO Essex-Radez LLC 0613 ETBX Electronic Transaction Clearing, Inc. 0873 EROM Eroom Securities L.L.C. 0551 ETBZ Electronic Transaction Clearing, Inc. 0873 EROP Eroom Securities LLC 0158 ETCB ETC Brokerage Services, LLC 0052 ERPO Europa Securities, LLC 0750 ETCC Electronic Transaction Clearing, Inc. 0873 ESFS E.S. Financial Services, Inc. 0443 ETCD Electronic Transaction Clearing, Inc. 0873 ESNA ESN North America, Inc. 2154 ETCE Electronic Transaction Clearing, Inc. 0873 ESPD Cantor Fitzgerald & Co. 0696 ETCG Electronic Transaction Clearing, Inc. 0873 ESPO Esposito Securities, LLC 0501 ETCH Electronic Transaction Clearing, Inc. 0873 ESTR Estrada Hinojosa & Co. 0309 ETCI Electronic Transaction Clearing, Inc. 0873 ETAA Electronic Transaction Clearing, Inc. 0873 ETCJ Electronic Transaction Clearing, Inc. 0873 ETAB Electronic Transaction Clearing, Inc. 0873 ETCK Electronic Transaction Clearing, Inc. 0873 ETAC Electronic Transaction Clearing, Inc. 0873 ETCL E*Trade Clearing, LLC 0385 ETAD Electronic Transaction Clearing, Inc. 0873 ETCN Electronic Transaction Clearing, Inc. 0873 ETAE Electronic Transaction Clearing, Inc. 0873 ETCO Electronic Transaction Clearing, Inc. 0873 ETAF Electronic Transaction Clearing, Inc. 0873 ETCP Electronic Transaction Clearing, Inc. 0873 ETAG Electronic Transaction Clearing, Inc. 0873 ETCQ Electronic Transaction Clearing, Inc. 0873 ETAH Electronic Transaction Clearing, Inc. 0873 ETCR Electronic Transaction Clearing, Inc. 0873 ETAI Quantlab Securities LP 0873 ETCS Electronic Transaction Clearing, Inc. 0873 ETAJ Electronic Transaction Clearing, Inc. 0873 ETCT Electronic Transaction Clearing, Inc. 0873 ETAK Electronic Transaction Clearing, Inc. 0873 ETCU Electronic Transaction Clearing, Inc. 0873 ETAL Electronic Transaction Clearing, Inc. 0873 ETCV Electronic Transaction Clearing, Inc. 0873 ETAM Electronic Transaction Clearing, Inc. 0873 ETCW Electronic Transaction Clearing, Inc. 0873 ETAN Electronic Transaction Clearing, Inc. 0873 ETCX Electronic Transaction Clearing, Inc. 0873 ETAO Electronic Transaction Clearing, Inc. 0873 ETCY Electronic Transaction Clearing, Inc. 0873 ETAP Electronic Transaction Clearing, Inc. 0873 ETCZ Electronic Transaction Clearing, Inc. 0873 ETAQ Electronic Transaction Clearing, Inc. 0873 ETDA Electronic Transaction Clearing, Inc. 0873 ETAR Electronic Transaction Clearing, Inc. 0873 ETDB Electronic Transaction Clearing, Inc. 0873 ETAS Electronic Transaction Clearing, Inc. 0873 ETDC Electronic Transaction Clearing, Inc. 0873 ETAT Electronic Transaction Clearing, Inc. 0873 ETDD Electronic Transaction Clearing, Inc. 0873 ETAU Electronic Transaction Clearing, Inc. 0873 ETDE Electronic Transaction Clearing, Inc. 0873 ETAV Electronic Transaction Clearing, Inc. 0873 ETDF Electronic Transaction Clearing, Inc. 0873 ETAW Electronic Transaction Clearing, Inc. 0873 ETDH Electronic Transaction Clearing, Inc. 0873 ETAX Electronic Transaction Clearing, Inc. 0873 ETDI Electronic Transaction Clearing, Inc. 0873 ETAY Electronic Transaction Clearing, Inc. 0873 ETLS E*Trade Capital Markets, LLC 0100 ETAZ Electronic Transaction Clearing, Inc. 0873 ETMM E*Trade Cap MKTS/CHXL Trading 0100 ETBA Electronic Transaction Clearing, Inc. 0873 ETNF Electronic Transaction Clearing, Inc. 0873 ETBB Electronic Transaction Clearing, Inc. 0873 ETNY E*Trade Capital Markets, LLC 0100 ETBC Electronic Transaction Clearing, Inc. 0873 ETRD E*Trade Capital Markets, LLC 0100

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

ETRF G1 Execution Services, LLC 0161 FINW Financial West Group 0226 ETRS E*Trade Securities, LLC 0385 FINX Fintech Securities 0161 EURP Euro Pacific Capital, Inc. 0226 FIPC Family Income Planning, Inc 0750 EVRC Evercore Group LLC 0443 FIRE BlueFire Capital, LLC 0695 EVRS E1 Asset Management, Inc. 0052 FIRF First Research Finance Inc. 0279 EWTT Virtu Financial Capital Markets LLC 0749 FISA Advisors Asset Management, Inc. 0443 EWTV EWT, LLC 0749 FISH Fisher (L.B.) & Company 0235 EXAN Exane, Inc. 0443 FKSC First Kentucky Securities Corporation 0235 EXCU XCU Capital Corp. 0443 FLAT Florida Atlantic Securities Corp. 0226 EXTF Wynston Hill Capital, LLC 0235 FLIB First Liberties Financial 0235 EZOP Optionshouse Corporation 0158 FLOW LavaFlow, Inc. 0641 FALC Falcon Square Capital, LLC 0103 FLSC First London Securities Corporation 0309 FALK Steven L. Falk & Associates 0235 FLTG ABN AMRO Clearing Chicago LLC/CPM 0330 FAMS First American Securities 0279 FLTL Feltl and Company 0226 FANA First Analysis Securities Corporation 0161 FMAF NBCN, Inc./CDS 5008 FANC Finance 500, Inc. 0052 FMAT Newedge USA LLC 0608 FARA Farina & Associates, Inc. 0103 FMCO First Manhattan Co. 0443 FAST First Allied Securities Inc. 0352 FMGF ABN AMRO Clearing Chicago LLC 0695 FATS First Brokers Securities LLC 0443 FNBS Alerus Securities Corporation 0235 FBCO Credit Suisse Securities (USA) LLC 0355 FNET Wachovia Securities Financial Network, LLC 0141 FBLC Freimark Blair & Co., Inc. 0161 FNIC Financial Network Investment Corporation 0443 FBLT First Ballantyne, LLC 0750 FNSJ Financial Northeastern Securities Inc. 0352 FBNW Floor Broker Network Inc. 0443 FNXI Fenix Securities, LLC 0824 FBPC Credit Suisse Securities (USA) LLC 0443 FNYG First New York Securities, LLC. 0501 FBRC Friedman, Billings, Ramsey & Co., Inc. 0352 FOGS FOG Equities LLC 0103 FBSB U.S. Bancorp Investments Inc. 0280 FOMA TD Ameritrade Clearing, Inc. 0188 FCAP Fairbridge Capital Markets 0235 FORD Fordham Financial Management, Inc. 0052 FCCP First Clearing LLC 0141 FORE Forest Securities, Inc. 0235 FCCU Fidelity Clearing Canada ULC/CDS 5059 FOXN Fox Run Alpha Fund, L.P. 0352 FCGA FCG Advisors LLC 0226 FPCI Financial Planning Consultants Inc. 0235 FCML FNBB Capital Markets, LLC 0279 FQLB Quantlab Securities LP 0396 FCST Intl FC Stone Securities Inc. 0443 FQLS Quantlab Securities LP 0396 FDMI Freedom Investments, Inc. 0571 SunGard Brokerage & Securities Services, FRET LLC 0501 FDSC 1st Discount Brokerage, Inc. 0158 SunGard Brokerage & Securities Services, FDSI First Dallas Securities, Inc. 0141 FREX LLC 0050 FEDR Federated Securities Inc. 0235 FRGP Forge Financial Group Inc. 0750 FESI First Empire Securities, Inc. 0443 FRIC Freedom Investors Corp. 0279 FFCB Forefront Capital Markets LLC 0235 FRIS J.D. Nicholas & Associates, Inc. 0052 FFCM Forefront Capital Markets LLC 0235 FRST First Southern Securities LLC 0309 FFEC First Financial Equity Corp. 0279 FRWY Pinnacle Capital Markets, LLC 0017 FFSI Firstrade Securities Inc. 0158 FSCS FSC Securities Inc. 0443 FGCC 1st Global Capital Corp. 0226 FSFS ING Investment Management Services LLC 0352 FGCS FGC Securities, LLC 0595 FSII Forsyth Securities 0235 FGIC Financorp Group International Corp. 0226 FSRP First Republic Securities Co. 0443 FGIS Sterne Agee Capital Markets, Inc. 0750 FSSO First State Securities, Inc. 0279 FHON First Honolulu Securities Inc. 0235 FSTN Fieldstone Services Corp. 0052 FIBS Fidelity Brokerage Services LLC 0226 FSWC First Southwest Company 0309 FIDT Fidelity Clearing Canada ULC 5040 FTBR FOLIOfn Investments, Inc 0728 FIFS First Independent Financial 0309 FTEN FTB Advisors, Inc. 0226 FIGG The Fig Group, LLC 0750 FTLP First Trust Portfolios, L.P. 8244 FILL Tradestation Securities, Inc. 0352 FTSC FTN Financial Services Corp. 0202 FIMU Newedge USA, LLC 0608 FUND Wunderlich Securities, Inc. 0226 FINA Valores Finamax International, Inc. 0352 FWBA ABN AMRO Clearing Chicago LLC 0396 FINC AWM Securities, Inc. 0279 FWIL First Wilshire Securities Management, Inc. 0103 FINF Finance 500, Inc. 0235 GABE G.Research, Inc. 0443 FINT Fintegra, LLC 0443

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

GAFI Gardner Financial Services Inc. 0235 GPTG Greenwich Prime Trading Group, LLC 0161 GAGN Gagnon Securities LLC 0352 GPTX ABN AMRO Clearing Chicago LLC 0695 GARB ICAP Corporates LLC 0148 GRAD Gradient Securities, LLC 0235 GARC ICAP Corporates LLC 0501 GRBF GRB Financial LLC 0750 GARL ICAP Corporates, LLC 0501 GRCP Fifth Street Capital, LLC 0750 GARQ ICAP Corporates, LLC 0501 GRDK SecondMarket, Inc. 0443 GARR Garrett Nagle & Company, Inc. 0226 GRFC GRF Capital Investors Inc. 0235 GARW Gar Wood Securities, LLC 0824 GRFN Griffin Financial Group, LLC 0103 GATE Citigroup Global Markets Inc. 0418 GRIL Global Resource Investments, Ltd. 0235 GATS Gates Capital Corporation 0443 GRST Garden State Securities Inc. 0235 GBMS GBM International, Inc. 0158 GSAA Goldman Sachs Execution & Clearing, L.P. 0501 GBMT GBM International, Inc. 0443 GSBB Goldman Sachs Execution & Clearing, L.P. 0501 GBSI Greentree Brokerage Services, Inc. 0103 GSBI Global Brokerage Services, Inc. 0279 GDEQ Global Direct Equities, LLC 0103 GSCC Goldman Sachs Execution & Clearing, L.P. 0501 GDNR Gardner Rich, LLC 0100 GSCF Global Securities Corporation/CDS 5069 GELB Gelber Securities, LLC 0695 GSCL Obsidian Financial Group LLC 0750 GELP RBC Capital Markets, LLC 0235 GSCO Goldman, Sachs & Co. 0005 GENS General Securities Corp. 0279 GSCS Goldman, Sachs & Co. 0005 GETS GETCO Securities, LLC 0103 GSDD Goldman Sachs Execution & Clearing, L.P. 0501 GFGH Grace Financial Group, LLC 0501 GSEC Griffin Securities, Inc. 0100 GFGO Grace Financial Group LLC 0501 GSEE Goldman Sachs Execution & Clearing, L.P. 0501 GFIS GFI Securities, LLC 0501 GSFF Goldman Sachs Execution & Clearing 0501 GFLO Knight Capital Americas LLC 0295 GSGG Goldman Sachs Execution & Clearing 0501 GFMS Grace Financial Group LLC 0050 GSIC Global Strategic Investments, LLC 0052 GFSI Global Financial Services, Inc. 0352 GSII Goldman Sachs Execution & Clearing 0501 GHAS Gordon Hasket & Co. 0226 GSIL Global Strategic Investments, LLC 0158 GHCC Gordon, Haskett Capital Corporation 0226 GSLL Goldman Sachs Execution & Clearing 0501 GILG Gilder, Gagnon, Howe & Co., LLC 0352 GSMM Goldman Sachs Execution & Clearing 0501 GIRL Girard Securities, Inc. 0226 GSPP Goldman Sachs Execution & Clearing 0501 GISJ Global Investor Services, L.C. 0352 GSQQ Goldman Sachs Execution & Clearing 0501 GJEF Jefferies LLC 0501 GSRR Goldman Sachs Execution & Clearing 0501 GJSS Schwartz, Gregory J. & Co. Inc. 0235 GSSC Georgeson Shareholder Securities Corp. 0161 GLBY Gelber Securities, LLC 0551 GSTT Goldman Sachs Execution & Clearing 0501 GLED Glendale Securities, Inc. 0595 GSUU Goldman Sachs Execution & Clearing 0501 GLEE Glendale Securities, Inc. 0873 GSVV Goldman Sachs Execution & Clearing 0501 GLII TD Waterhouse Canada Inc. #2/CDS 5005 GSWW Goldman Sachs Execution & Clearing 0501 GLIP TD Waterhouse Canada Inc. #6/ATP 5062 GSXX Goldman Sachs Execution & Clearing 0501 GLIR TD Waterhouse Canada Inc. #5/CDS 5021 GSYY Goldman Sachs Execution & Clearing 0501 GLIS TD Waterhouse Canada Inc./CDS 5036 GSZZ Goldman Sachs Execution & Clearing 0501 GLLL Gill Capital Partners 0309 GTSX GTS Securities, LLC 0103 GLPS Essex Radez LLC 0613 GTSY GTS Securities, LLC 0161 GLYN Glynn (J.A.) & Co. 0443 GTSZ GTS Securities, LLC 0501 GMAX Global Maxfin Capital Inc./CDS 5026 GTTX ABN AMRO Clearing Chicago LLC 0695 GMCI Gardnyr Michael Capital, Inc. 0750 GUGG Guggenheim Securities, LLC 0352 GMCK McKelvey (George) Co., Inc. 0226 GUGI Guggenheim Funds Distributors, LLC 0526 GMOR Lightspeed Trading, LLC 0551 GUGS Guggenheim Securities, LLC 0443 GMPS GMP Securities L.P./CDS 5016 GVSA E*Trade Cap Mkts/Special Account 0100 GMSG GMS Group (The), LLC 0443 GWDS Gar Wood Securities, LLC 0017 GNAV Green Street Advisors, Inc. 0352 GWEP Grey Wolf Execution Partners, Inc. 0103 GNLP G&L Partners, Inc. 0103 GWLP Grant Williams, L.P. 0309 GNTS Great Nation Investment Group 0309 GZML Guzman & Company 0161 GOAL Bannockburn Partners, LLC 0750 HACA Harvest Capital LLC 0701 GOLA Gotham Lawrence Corporation 0750 HACL Halen Capital Management, Inc 0235 GOTO LavaFlow, Inc. 0641 HAFS Hantz Financial Services, Inc. 0279 GPNI GP Nurmenkari, Inc. 0284 HAMR W.R. Hambrecht + Co., LLC 0235 GPSS Great Pacific Securities 0161 HARS Harvestons Securities, Inc. 0226

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

HASF Haywood Securities Inc. 5058 IELP Citadel Securities LLC 0395 HAYV Haywood Securities (USA) Inc. 0279 IESI Itau Europa Securities Inc. 0443 HAZL Hazlett, Burt & Watson, Inc. 0226 IEXG IEX Services, LLC 0161 HBCO Global Investor Services, LLC 0443 IFSG IFS Securities, Inc. 0100 HBIF RGM Securities, LLC 0695 ILND NASDAQ Execution Services, LLC 0520 HBIQ Wedbush Morgan Securities, Inc. 0103 Indiana Merchant Banking & Brokerage Co., IMBB Inc. 0279 HCBD Halcyon Cabot Partners, Ltd. 0052 IMCX ABN AMRO Clearing Chicago LLC 0396 HCPL Halen Capital, Inc. 0052 IMMX ABN AMRO Clearing Chicago LLC 0695 HCTA Hardcastle Trading USA, LLC 0501 IMPC Imperial Capital, LLC 0443 HDLY J.J.B. Hilliard, W.L. Lyons, LLC 0768 IMSS IMS Securities Inc. 0279 HEDX ABN AMRO Clearing Chicago LLC 0396 INAR Instinet, LLC 0436 HEFR Hefren-Tillotson, Inc. 0443 INAT Instinet, LLC 0067 HENN Hennig (Carl M.) Inc. 0235 INBA Instinet, LLC 0067 HENY Henley & Company LLC 0443 INCA Instinet, LLC 0067 HERO Herold (Bernard) & Co. 0443 INCP Incapital, LLC 0235 HFLD Hartfield, Titus & Donnelly, LLC 0443 INDE Independent Brokers LLC 0309 HFSB Heritage Financial Systems, Inc. 0235 INDX Fusion Analytics Securities LLC 0103 HIGG Higgins Capital Management, Inc. 0235 INET NASDAQ Execution Services, LLC 0568 HITS Height Securities, LLC 0443 INFI Integral Financial, LLC 0279 HLIX Lucia Securities, LLC 0235 INGF ING Financial Markets, LLC 0270 HLLC Hollencrest Securities, LLC 0352 INGG ING Financial Markets LLC 0270 HMPT Hampton Securities (USA), Inc. 0235 INGS Ingalls & Snyder, LLC 0124 HMRK Hallmark Investments, Inc. 0052 INHC Instinet, LLC 0067 HNCA ABN AMRO Clearing Chicago LLC 0396 INII Integrated Trading and Investments, Inc. 0017 HNTR Hunter Associates Inc. 0443 INJX Instinet, LLC 0536 HORW Horwitz & Associates, Inc. 0352 INMB Instinet, LLC 0067 HOVD Hovde Group, LLC 0103 INML Instinet, LLC 0067 HPPO Potamus Trading, LLC 0161 INMP Instinet, LLC 0067 HPWD Piper Jaffray & Co. 0311 INMU Instinet, LLC 0067 HRBF American Enterprise Investment Services Inc. 0756 INPI Investment Planners Inc. 0235 HRGR Harger and Company, Inc. 0235 INPR Investment Professionals, Inc. 0443 HSBC HSBC Securities (USA), Inc./Stock Loan 0816 INST Arca Capital Investments, Inc. 2154 HSBK HSBC Securities (USA) Inc. 0816 INTG Lightspeed Trading, LLC 0158 HTJP Hightower Securities, LLC 0352 INTL INTL Trading, Inc. 0161 HUCO Huntington Investment Company 0226 INTU Instinet, LLC 0067 HVST Harvest Financial Corporation 0235 INTW Instinet, LLC 0067 HWJC HWJ Capital Partners II, LLC 0052 INVE Investacorp, Inc. 0352 HWLS Howells (M.S.) & Co. 0443 INVM Invemed Associates, LLC 0352 IAAK Isaak Bond Investment, Inc. 0279 IOIX Bloomberg Tradebook LLC 0651 IAEC Israel A. Englander & Co., LLC 0551 IPAC Interpacific Investors Services, Inc. 0226 IBER IBERIA Capital Partners L.L.C. 0226 IPOC IPO Capital 5039 Industrial and Commerical Bank of China IPRV DPEC Capital, Inc. 0750 IBFS Financial Services LLC/Equity Clearance 0824 ISCN Institutional Securities Corporation 0279 IBKR Interactive Brokers LLC 0017 ISIG International Strategy & Investment Group, Inc. 0352 IBKW Wedbush Morgan Securities, Inc. 0017 ISIL ISI Capital, LLC 0103 IBSH Integrity Brokerage Services, Inc. 0595 ITAU Itau BBA USA Securities Inc. 0443 IBSJ Integrity Brokerage Services, Inc. 0595 ITBS ITB Securities, LLC 0750 Industrial and Commerical Bank of China ITCC Sterne Agee Financial Services, Inc. 0750 ICBK Financial Services LLC 0388 ITDC ITradedirect.com Corp. 0750 ICBX Instinet, LLC 0067 ITEC Hapoalim Securities USA, Inc. 0443 ICCP Investors Capital Corporation 0443 ITGC ITG Canada 5059 ICDS ICD Securities 0750 ITGI ITG, Inc. 0099 ICEN Investment Center, Inc. (The) 0443 ITLC InTrade, LLC 0238 ICMH Institutional Capital Management, Inc. 0235 ITUS InterTrading USA Securities, Inc. 0309 ICRD Citadel Securities LLC 0395 IVEX Invex, Inc. 0352 ICTI International Correspondent Trading, Inc. 0226

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

IVNT Investment Network, Inc. 0235 KBWI Keefe, Bruyette & Woods, Inc. 0793 IVOL Union Capital Company 0235 KCAP Kildare Capital, Inc. 0103 IVYS IVY Securities, Inc. 0100 KCBC Wealthfront Brokerage Corporation 0017 JANE Jane Street Markets, LLC 0352 KCGM KCG Americas LLC 0295 JANS Jane Street Markets, LLC 0352 KCIM Investment Management Corporation 0235 JANY Janney Montgomery Scott LLC 0374 KCIX Kiley Partners, Inc. 0309 JDCO Cummins Financial Corporation 0235 KCMP Knight Capital Markets, LLC 0295 JEFF Jefferies LLC 0019 KCWF Ward (K.C.) Financial 0052 JEFM Jeffrey Matthews Financial Group, LLC 0235 KEDM Kedem Capital Corp. 0352 JEFX Jefferies Execution Services, Inc. 0536 KEEL Keeley Investment Corp. 0226 JEVO Atis, Inc. 0235 KEEN St Bernard Financial Services, Inc 0309 JEXF ABN AMRO Clearing Chicago LLC 0536 KELG Knight Capital Americas, L.P. 0295 JGRC Joseph Grace 0103 KELL Knight Capital Americas, L.P. 0295 JGUN Gunnar (Joseph) & Co., LLC 0226 KENS Kensington Capital Corp. 0309 JHDR JH Darbie & Co. Inc. 0052 KERC Kercheville & Company 0443 JHYT Jeffries Partner Opportunity Fund II, LLC 0019 KEYB KeyBanc Capital Markets Inc. 0443 JINS Archey & Co. LLC 0052 KEYW Key West Investments, LLC 0017 JJKE Dealerweb Inc. 0161 KIML Kimelman & Baird, LLC 0352 JJKS Rafferty Capital Markets, LLC 0161 KING King (C.L.) & Associates, Inc. 0743 JKFS J.K. Financial Services, Inc. 0279 KJER Kenneth, Jerome & Co., Inc. 0052 JMAT Matthews (Joseph) & Co. 0750 KLDC Kun-Lun Development Corporation 0279 JMSI Janney Montgomery Scott LLC 0374 KLRG KLR Group, LLC 0100 JNGF Jones Gable & Company LTD./CDS 5070 KOSE Koonce Securities Inc. 0712 JNKK JNK Securities Corp. 0161 KOVP Kovack Securities Inc. 0443 JOHN Scottsdale Capital Advisors 8072 KOVS Kovack Securities, Inc. 0226 JOLE Johnston, Lemon & Co. Incorporated 0443 KRCO K.R. Securities LLC 0352 JONE JonesTrading 0161 KRSH Kershner Securities, LLC 0501 JPII Jaypee International, Inc. 0017 KRTH Korth (J.W.) & Company, Inc. 0235 JPME J.P. Morgan Securities, Inc. 0352 KUYK Kuykendall & Schneider, Inc. 0309 JPMG J.P. Morgan Securities, Inc. 0352 KWIL Key West Investments, LLC 0052 JPMP J.P. Morgan Securities, Inc. 0352 KWSC KW Securities Corporation 0235 JPMS J.P. Morgan Securities, Inc. 0352 KYSN Kyson & Co 0103 JPMT J.P. Morgan Securities LLC 0352 LAFB Lafferty (R.F.) & Co., Inc. 0235 JPMX J.P. Morgan Securities LLC 0352 LAFC R.F. Lafferty & Co., Inc. 0443 JPTC Turner (J.P.) & Co. LLC 0158 LAFF R.F. Lafferty & Co., Inc. 0443 JPTR Jackson Partners & Associates Inc. 0100 LAKE Lake Forest Securities, LLC 0235 JPTS Turner (J.P.) & Company, LLC 0158 LAMA Lara, Shull & May, Ltd. 0235 JRCO Johnson, Rice & Company LLC 0352 LAMP Lampost Capital, L.C. 0512 JRLC JRL Capital Corporation 0279 LANP Lancaster Pollard & Co. 0309 JSCL Joseph Stone Capital L.L.C. 0052 LARC Larimer Capital Corporation 0235 JSES Jane Street Execution Services, LLC 0352 LARK Larkin (Emmett A.) Co., Inc. 0750 JSOP Jane Street Markets, LLC 0551 LARX ABN AMRO Clearing Chicago LLC 0695 JSPT Jane Street Markets, LLC 0352 LASE Legacy Asset Securities Inc. 0235 JSSF JMP Securities, LLC 0352 LASS LaSalle Street Securities, Inc. 0226 JVBF Jack V. Butterfield Investments Company 0235 LATM LATAM Securities LLC 0501 JVBG J.V.B. Financial Group LLC 0443 LATS Barclays Capital, Inc./LE 0229 JWML Millegan (J.W.), Inc. 0235 LAVA Lavaflow, Inc. 0501 JXLI Lime Brokerage LLC 0536 LAZA Lazard Capital Markets LLC 0443 KACI First Integrity Capital Partners Corp 0279 LAZF Lazard Freres & Co. LLC 0443 KALA K.A. Associates Inc. 0352 LBCO Lebanthal & Co., LLC 0443 KAPE Cape Securities, Inc. 0279 LBKI Libucki & Co., LLC 0100 KAPG Kapitall Generation, LLC 0158 LBKX ABN AMRO Clearing Chicago LLC 0695 KART Revere Securities Corp. 0750 LBNN Lime Brokerage LLC 0161 KASH Kashner Davidson Securities Corporation 0750 LBOW Longbow Securities, LLC 0443 KBCO Kahn Brothers & Co., Inc. 0443 LBWA Lebenthal & Co., LLC. 0235 KBKF Kabrik Trading 0695 LCHX Lek Securities Corporation 0512

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

LCSS LCS Securities, LLC 0352 LSSI EJ Sterling Inc. 0750 LDLW Laidlaw & Company (UK) Ltd. 0750 LSTE Lightspeed Trading, LLC 0873 LEAF Silver Leaf Partners, LLC 0443 LSTR Lodestar Securities Corp. 0824 LEBO Baldwin (Leigh) & Co., LLC 0226 LTCO Ladenburg, Thalmann & Co. Inc. 0226 LEDE Leede Financial Markets Inc./CDS 5071 LTPL Credit Suisse Securities (USA) LLC 0355 LEER Leerink Swann & Company 0443 LVLX Livevol Securities, Inc. 0017 LEGD Legend Securities, Inc. 0052 LVMR Livermore Trading Group, Inc. 0100 LEHB Barclays Capital, Inc./LE 0229 LWFL Lawson Financial Corporation 0443 LEHM Barclays Capital, Inc./LE 0229 LXMG LXM Group 0824 LEHP Barclays Capital, Inc./LE 0229 LYON Credit Agricole Securities (USA) Inc. 0651 LEON Leonard Securities, Inc. 0235 MACC Mid Atlantic Capital Corp. 0226 LESW Leerink Swann & Company 0443 MACM Madison Capital Markets, Inc. 0161 LEVY Levy, Harkins & Co., Inc. 0352 MACQ Macquarie Capital (USA) Inc. 0114 LEXI Lexington Investment Co. Inc. 0352 MAIA Maia Securities, Inc. 0235 LEYA Lemley, Yarling & Co. 0235 MAMA Securevest Financial Group 0352 LFRO LF Rothschild, LLC 0235 MANI Manning (V.M.) & Co., Inc. 0750 LGNT COR Clearing LLC 0052 MAPL Maple Securities USA, Inc. 0269 LGSA Woori Investment & Securities America, Inc. 0158 MASU Mirae Asset Securities(USA) Inc. 0279 LHMA Barclays Capital, Inc./LE 0229 MAVB Great Point Capital LLC 0103 LHMB Barclays Capital, Inc./LE 0229 MAVS Madison Avenue Securities 0443 LHMS Barclays Capital, Inc./LE 0229 MAWI Montecito Advisors, Inc. 0103 LHSB Barclays Capital, Inc./LE 0229 MAXC BGC Financial Inc. 0537 LIBE KCG Americas LLC 0443 MAXM Maxim Group, LLC 0443 LIFG Long Island Financial Group, Inc 0309 MAXN BGC Financial, Inc. 0537 LIFW Wedbush Morgan Securities, Inc. 0695 MBAY Monarch Bay Associates, LLC 0052 LIJP Lime Brokerage LLC 0352 MBSC MBSC Securities Corporation 0161 LIMA Lime Brokerage LLC 0436 Manhattan Beach Trading Financial Services, LINC Liberum Capital Inc. 0352 MBTS Inc. 0158 LITB Lime Brokerage LLC 0100 MCBT Moors & Cabot, Inc. 0141 LITE Lime Brokerage LLC 0103 MCCL McClurg Capital Corporation 0443 LIWE Lime Brokerage LLC 0103 MCIN Moors & Cabot, Inc. 0161 LLSI Inlet Securities, LLC 0750 MCME McMillion Securities, Inc. 0702 LMFI Lauren & Merlin Inc. 0235 MCMF Raymond James Ltd./CDS 5076 LMGP Lime Brokerage LLC 0103 MCMG Municipal Capital Market Group 0309 LMGT Lime Brokerage LLC 0103 MCTY McCourtney-Breckenridge & Company 0235 LMKO Kohn (L.M.) & Company 0235 MDBC MDB Capital Group, LLC 0226 LMSE LAM Securities 0750 MDGS Middlegate Securities Ltd. 0226 LNCL Lincoln Investment 0443 MDWD Wellington Shields & Co., LLC 0750 LNRT L&R Trading L.L.C. 0501 MEAL M. E. Allison & Co., Inc. 0226 LOBR Loeb Partners Corporation/Retail 0352 MEAT J&C Global Securities, LLC 0052 LOMB Lombard Securities Incorporated 0279 MEBO MEB Options, LLC 0695 LOMU Loewen, Ondaatje, McCutcheon USA Limited 0235 MEFG Meritus Financial Group, Inc. 0750 LOOP Loop Capital Markets, LLC 0443 MERC Mercadien Securities 0235 LOUI Louis Capital Markets, L.P. 0501 MERI Merriman Curhan Ford & Company 0443 LOWL Lowell & Company 0309 MERL Merlin Securities, LLC 0352 LPCM Lampert Capital Markets Inc. 0103 MERP Meridian Equity Partners Inc. 0824 LPFS Liberty Partners Financial Services, Inc. 0235 MERQ Mercator Associates, LLC 0052 LPSP LPS Partners Inc. 0501 MERS Merrion Securities, LLC 0352 LQFI Citigroup Global Markets Inc. 0418 MERX Merrimac Corporate Securities, Inc. 0052 LQNA Liquidnet, Inc. 0352 MESF Mesirow Financial, Inc. 0443 LQNB Liquidnet, Inc. 0352 MEXD Dynamex Trading, LLC 0551 LQNT Liquidnet, Inc. 0352 MFPC Manna Capital Management 0750 LSAH Barclays Capital, Inc./LE 0229 MFSI Midamerica Financial Services, Inc. 0052 LSCI LEK Securities Corporation 0512 MGIS Industrial Alliance Securities Inc. 5008 LSCM Lake Street Capital Markets, LLC 0103 MHAF MHA Financial Corp 0750 LSPS Lightspeed Trading, LLC 0158 MICA Spartan Securities Group, Ltd. 0052

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

MILE I-Bankers Securities, Inc. 0052 Merrill Lynch, Pierce, Fenner & Smith MINP Ministry Partners Securities, LLC 0235 MLUC Incorporated 0161 MINT BGC Financial Inc. 0537 MLVM McNicoll, Lewis & Vlak LLC 0161 MINV Mack Investments Securities, Inc. 0235 MNCO Nelson (Martin) & Co., Inc. 0279 MISL Mischler Financial Group, Inc. 0161 MNDX TJM Investments, LLC 0161 MITC CapNet Securities Corporation 0279 MNRC Monarch Capital Group LLC 0443 MITR GMP Securities, LLC 0352 MNTX ABN AMRO Clearing Chicago LLC 0396 MJWH Whitman (M.J.) & Co., Inc. 0352 MOFO Mid Florida Equities, Inc. 0750 MKMP MKM Partners LLC 0161 MOKO Mocho Trading LLC 0695 MKVA Loyal3 Securities Inc. 0472 MOLO Moloney Securities 0235 Merrill Lynch, Pierce, Fenner & Smith MOMY Ashton Young, Inc. 0279 MLBB Incorporated 0651 MONR Monroe Securities Inc. 0352 Merrill Lynch, Pierce, Fenner & Smith MORA Mora WM Securities 0352 MLBC Incorporated 0161 MORE Mitchell Securities Corporation of Oregon 0361 MLCA Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 MORG Morgenthau & Associates, Inc. 0750 MLCB Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 MOTF Motif Investing, Inc. 0158 MLCC Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 MPLM Momentum Trading Partners, LLC 0651 MLCD Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 MPLW Maplewood Investment Advisors, Inc. 0226 MLCG Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 MPSC Marco Polo Securities Inc. 0873 MLCO Merrill Lynch, Pierce, Fenner & Smith Inc. 0161 MPSG E D & F Man Capital Markets Inc. 0161 MLEL Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 MPWA PWMCO, LLC 0467 MLEX Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 MQRX ABN AMRO Clearing Chicago LLC 0396 Merrill Lynch, Pierce, Fenner & Smith MRAD Macro Risk Advisors, LLC 0501 MLMA Incorporated 0161 MREC Mackie Research Capital Corporation/CDS 5029 Merrill Lynch, Pierce, Fenner & Smith MRKS Ramsey (M.) King Securities, Inc. 0443 MLPK Incorporated 0161 MRSC Marsco Investment Corporation 0287 MLPL Mutual Service Corporation 0075 MRSW Mesirow Financial, Inc. 0727 Merrill Lynch, Pierce, Fenner & Smith MSCB Maine Securities Corporation 0279 MLRM Incorporated 0161 MSCO Morgan Stanley & Co. LLC 0050 Merrill Lynch, Pierce, Fenner & Smith MSEA Morgan Stanley & Co. Incorporated 0050 MLSE Incorporated 0161 MSEB Morgan Stanley & Co. Incorporated 0050 Merrill Lynch, Pierce, Fenner & Smith MSEC Mission Securities Corporation 0750 MLSK Incorporated 0161 MSED Morgan Stanley & Co. Inc. 0050 Merrill Lynch, Pierce, Fenner & Smith MSEK Morgan Stanley & Co. Inc. 0050 MLSL Incorporated 0161 MSEL Morgan Stanley & Co. LLC 0050 Merrill Lynch, Pierce, Fenner & Smith MSEM Morgan Stanley & Co. LLC 0050 MLTA Incorporated 0161 MSET Morgan Stanley & Co. LLC 0050 Merrill Lynch, Pierce, Fenner & Smith MSFS Mystockfund Securities, Inc. 0052 MLTC Incorporated 0161 MSHI M. S. Howells & Co. 0824 Merrill Lynch, Pierce, Fenner & Smith MSII Metlife Securities, Inc. 0443 MLTE Incorporated 0161 MSIT Montrose Securities International 0161 Merrill Lynch, Pierce, Fenner & Smith MSLC Mercor Securiteis LLC 0017 MLTI Incorporated 0161 MSML Morgan Stanley & Co. LLC 0050 Merrill Lynch, Pierce, Fenner & Smith MSMP Morgan Stanley & Co. LLC 0050 MLTJ Incorporated 0161 MSNY Morgan Stanley & Co., Inc. 0015 Merrill Lynch, Pierce, Fenner & Smith MSOT Morgan Stanley & Co., Inc. 0050 MLTK Incorporated 0161 MSPD Morgan Stanley & Co. LLC 0050 Merrill Lynch, Pierce, Fenner & Smith MSPL Morgan Stanley & Co. LLC 0050 MLTL Incorporated 0161 MSPW Morgan Stanley Smith Barney LLC 0050 MLTQ Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 MSRO Mesirow Financial, Inc. 0226 MLTV Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 MSRP Morgan Stanley & Co. LLC 0050 MLTX Merrill Lynch, Pierce, Fenner & Smith Inc. 0161 MSTW Morgan Stanley & Co., Inc. 0050 Merrill Lynch, Pierce, Fenner & Smith MSTX Morgan Stanley & Co. LLC 0050 MLUA Incorporated 0161 MSUS Macquarie Capital (USA) Inc. 0114 Merrill Lynch, Pierce, Fenner & Smith MTCA Mutual Trust Co. of America Securities 0279 MLUB Incorporated 0161 MTDB M&T Securities, Inc. 0443

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

MTGO MTG, LLC 0158 NITX Knight Capital Americas LLC 0295 MTLE MTL Equity Products, Inc. 0235 NMRA Nomura Securities International, Inc. 0180 MTON Millington Securities, Inc. 0443 NMRB Nomura Securities International, Inc. 0180 MUFG Mitsubishi UFJ Securities (USA), Inc. 0076 NOBL Noble Financial Capital Markets 0100 MULA Mundial Financial Group, LLC 0873 NOPO ConvergEx Prime Services LLC 0352 MURF Murphy & Durieu 0443 NORC Northern Capital Sec. Corp. 0235 MURG Murphy & Durieu 0103 NORP Pareto Securities Inc 0443 MVPF Grace Financial Group, LLC 0501 NORT Northland Securities, Inc. 0443 MVSC Mountainview Securities, LLC 0443 NORW Wells Fargo Brokerage Services, LLC 0250 MVSG MV Securities Group, Inc. 0226 NOSO North South Capital LLC 0443 MWCC Monness, Crespi, Hardt & Co., Inc. 0501 NPNT Convergex Execution Solutions LLC 0501 MWIL Morgan Wilshire Securities, Inc. 0235 NPTP Convergex Prime Services LLC 0443 MXSI Maxwell Simon Inc. 0309 NQBX NASDAQ OMX BX, INC 0163 MYDM MYD Market, Inc 0595 NQMR NASDAQ Execution Services, LLC 0050 MYLG Meyers Associates, L.P. 0052 NQOP NASDAQ Execution Services, LLC/Options 0520 MYRS Meyers Associates, L.P. 0750 NQPX NASDAQ OMX PHLX LLC 0237 MZHO Mizuho Securities USA Inc. 0892 NQRB NASDAQ Execution Services, LLC 0568 NACL National Alliance Securities Corporation 0309 NRAM Canaccord Wealth Management (USA) Inc. 0443 NACM Nab Securities, LLC 0443 NSCB Newbury Street Capital Limited Partnership 0443 NADL Warren D. Nadel & Company 0235 NSDQ NASDAQ Stock Market LLC/Omnibus Account 0759 NAFA NAFA Capital Markets, LLC 0309 NSFP Northstar Financial Partners 0235 NAMB Nunami Services, LLC 0330 NSIF TD Waterhouse - Norstar Securities/CDS 5061 NAMI Nunami Services, LLC 0695 NSMS NSM Securities, Inc. 0750 NAPK National Securities Corporation 0052 NSRD Nestlerode & Co., Inc. 0235 NASC National Alliance Securities Corporation 0100 NTBC Neidiger, Tucker, Bruner, Inc. 0279 NASJ Jane Street Markets, LLC 0352 NTBF BMO Nesbitt Burns Inc./CDS 5043 NATL National Securities Corporation 0226 NTCP Marv Capital Inc. 0309 NAVP Range Global LLC 0443 NTFN Network 1 Financial Securities Inc. 0052 NBFI NBF Securities (USA) Corp. 5008 NTMG Fieldpoint Private Services, LLC 0443 NBKT National Banc Financial Inc. 5008 NTRC Northern Trust Securities, Inc. 0226 NBLB Neuberger Berman, LLC 0352 NVEN Nuveen Securities, LLC 0448 NBSL BMO Nesbitt Burns Securities, Ltd. 0352 NVGT Navigate Advisors LLC 0388 NCFS New Castle Financial Group, Inc 0052 NWCM NW Capital Markets Inc. 0279 NCIS Newport Coast Securities 0052 NWCT Newcourt Securities, Ltd. 0309 NCSI Newport Coast Securities 0103 NYFT BNY Convergex Execution Solutions, LLC 0100 NDCM Nanes Delorme Capital Management, LLC 0352 NYFX BNY Convergex Execution Solutions, LLC 0100 NEAT Newedge USA, LLC 0608 NYPP NYPPEX, LLC 0235 NEED Needham & Company, LLC 0352 OAKR The Oak Ridge Financial Services Group, Inc. 0235 NEFO Newedge USA, LLC 0608 OBDS OBD Securities LLC 0695 NEGB Newedge USA, LLC 0608 OBDX ABN AMRO Clearing Chicago LLC 0695 NEHL Greenberg Financial Group 0235 OBEX Obex Securities LLC 0017 NELD Newedge USA, LLC 0608 OBSH O'Brien & Shepard, Inc. 0279 NELS Nelson Securities, Inc. 0235 OBWS Oberweis Securites, Inc. 0226 NENB Newedge USA, LLC 0608 OCAC Olson, Cross & Alamo LLC 0235 NESC Northeast Securities, Inc. 0443 OCEA Ocean Financial Services, LLC 0052 NESP Newedge USA, LLC 0608 OCTG OCTEG LLC 0295 NESS New England Securities Corporation 0443 ODNC Odeon Capital Group LLC 0443 NEXC Nexcore Capital, Inc. 0750 OFGF OFG Financial Services Inc. 0235 NFGI Northeastern Financial Group Inc. 0017 OFKS Fulcrum Securities, Inc. 0235 NFSC National Financial Services Corporation 0226 OFSX ABN AMRO Clearing Chicago LLC 0695 NFTY Infinity Financial Services 0235 OGRU Oscar Gruss & Son, Incorporated 0161 NIKH Nikoh Securities Corporation 0750 OHIO Fifth Third Securities, Inc. 0226 NITC KCG Americas LLC 0295 OLDM Old Mission Capital, LLC 0501 NITD Knight Execution & Clearing Services LLC 0295 OLMM Olmsted & Mulhall, Inc. 0750 NITE Knight Equity Markets, L.P. 0295 OLMP Olympus Securities, LLC 0052 NITP Knight Equity Markets, L.P. 0295 OMSL OM Securities, LLC 0158

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

ONEL O'Neil (William) & Co. Inc. 0161 PIAC Protected Investors of America 0226 OPCO Oppenheimer & Co., Inc. 0571 PICC Planned Investment Co., Inc. 0235 OPTU Optiver US, LLC 0695 PICF Pictet Canada L.P./CDS 5027 OREO Orion Trading, LLC 0052 PICI Polar Investment Counsel, Inc. 0279 OTAA OTA Limited Partnership 0551 PICK Pickering Energy Partners, Inc. 0161 OTAM OTA, LLC 0050 PICT Pictet Overseas, Inc. 5027 OTAS OTA, LLC 0551 PINO Advantage GFC LLC 0750 OTFX ABN AMRO Clearing Chicago LLC 0396 PINT Precision Securities, LLC 0873 OTGN Octagon Capital Corp./CDS 5042 PIPR Piper Jaffray & Co. 0311 OTKR Otkritie Inc. 0352 PIPS Piper Jaffray & Co. 0311 OTRT OTR Global Trading LLC 0551 PIPX Piper Jaffray & Co. 0311 OTUS Olivetree USA, LLC 0443 PISC Pacific Investment Securities Corp. 0750 OXPS OptionsXpress, Inc. 0338 PISX ABN AMRO Clearing Chicago LLC 0695 PAAI Portfolio Advisors A 0235 PITG Penson Financial Services, Inc. 0099 PACS Pacific Crest Securities 0226 PITX ABN AMRO Clearing Chicago LLC 0541 PACT BTG Pactual US Capital LLC 0443 PJEF Jefferies LLC 0443 PAPA Papamarkou Wellner & Co. 0352 PLAT RS Platou Markets, Inc. 0443 PARI BNP Paribas Securities Corp. 2154 PLCP Hunter Scott Financial, LLC 0750 PASL Pershing Advisor Solutions, LLC 0443 PLMA Paloma Securities 0352 PATH Capital Path Securities, LLC 0052 PMAC Permac Securities 0158 PATR Tullett Liberty Securities Inc. 0624 PMFS Portsmouth Financial Services 0443 PAUL Paulson Investment Company, Inc. 0235 PMLC Prager, Sealy & Co., LLC 0443 PBON Prebon Financial Products Inc. 0501 PMRY Primary Capital, LLC 8072 PBSI Portfolio Brokerage Services Inc. 8052 PNCC PNC Investments 0226 PCAP Newedge USA LLC 0608 PNCI PNC Investments 0768 PCCM Porter Christie Partners, L.P. 0352 PNSA Penserra Securities, LLC 0161 PCFF PI Financial Corp./CDS 5075 PNSR Penserra Securities, LLC 0161 PCMC Pacific Commonwealth Corporation 0750 PODE Podesta & Co. 0235 PCMT Pinnacle Capital Markets, LLC 0052 POLI Hapoalim Securities USA, Inc. 0443 PDQM PDQ ATS 0161 POWL Powell (Elmer E.) Company 0443 PDQX PDQ ATS, Inc. 0161 PPSI Pension Planners Securities, Inc. 0235 PEAR Penson Financial Services, Inc. 0436 PPSL Amherst Pierpont Securities LLC 0443 PECA Peraza Capital and Investment, LLC 0279 PRAG Pragma Securities LLC 0161 PEMA Victor Securities, Inc. 0551 PRBC Pointe Capital, LLC 0235 PENA Pennaluna & Company Inc. 0226 PRDG Citadel Securities LLC 0395 PENC Penrod Financial Group 0052 PREB Prebon Financial Products Inc. 0501 PEOP People's Securities, Inc. 0220 PREC Precision Securities LLC 0100 PERB Pershing LLC 0443 PRGA Gilboy (P.R.) & Associates, Inc. 0279 PERC Percival Financial Partners, Ltd. 0279 PROE ProEquities 0443 PERD Perdiue Securities, LLC 0100 PROS Pro Securities, L.L.C. 0873 PERK Perkins, Smart & Boyd, Inc. 0309 PRPX ABN AMRO Clearing Chicago LLC 0541 PERS Pershing LLC 0443 PRRX River Cross Securities, LLLP 0100 PERT Pershing LLC, Principal Trading 0443 PRSG Princeton Securities Group, LLC 0824 PERX Pershing LLC 0443 PRST Merrill Lynch Professional Clearing Corp. 0551 PFAI Pacific Financial Associates, Inc. 0750 PSGX PSG Executions, Inc. 0501 PFAR Penson Financial Services, Inc. 0099 PTCM CAVU Securities LLC. 0443 PFCG Preferred Client Group, Inc. 0279 PTFI UBS Financial Services Inc. 0221 PFCL Apex Clearing Corporation 0158 PTIS PTI Securities & Futures L.P. 0235 PFCM Penson Financial Services, Inc. 0158 PTIX PTI Securities & Futures L.P. 0017 PFFR M.M. Dillon & Co. LLC 0750 PTLV National Bank Financial of Canada Inc. 0443 PFIS Professional Investments Services, Inc. 0279 PULX State Street Global Markets, LLC 0189 PFPI Prebon Financial Products Inc. 0161 PUMA Puma Capital, LLC 0158 PFSM Princor Financial Securities, Inc. 0188 PUPL Puplava Securities, Inc. 0226 PHCO Phillips & Company Securities, Inc. 0443 PURP Liberty Capital Investment Corp. 0309 PHLY NASDAQ Execution Services, LLC 0520 PWJC UBS Financial Services Inc. 0221 PHRS Navaid Financial Services 0309

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Merrill Lynch, Pierce, Fenner & Smith RJLB RJL Capital Group, LLC 0161 PXCJ Incorporated 0161 RJLC RJL Capital Group, LLC 0824 QBSI CFT Securities LLC 0352 RKWS Rockwell Securities LLC 0235 QEDA Quantum Edge Derivatives Trading LLC 0695 RLCC GWM Group, Inc. 0443 QEDX ABN AMRO Clearing Chicago LLC 0695 RLIN Merlin Securities, LLC 0501 QETC Quantlab Securities LP 0873 RLUK Robinson & Lukens, Inc. 7607 QLBX ABN AMRO Clearing Chicago LLC 0396 RMAC Renaissance Macro Securities, LLC. 0161 QLTX ABN AMRO Clearing Chicago LLC 0695 RMAT Ramat Securities Ltd. 0352 QMSR Quattro M Securities Inc. 0100 RMST Stark (R.M.) & Co., Inc. 0443 QNTX Quantex Clearing, LLC 0294 RNSI Rivernorth Securities, LLC 0017 QRQR QuantRiver Financial, LLC 0017 ROAR Dinosaur Securities, L.L.C. 0103 QSEC Quad Securities LLC 0551 ROBI Robinson & Robinson, Inc. 0235 QUET Quest Capital Strategies, Inc. 0235 ROBO Rodgers Brothers, Inc. 0235 QUOI Quoin Capital LLC 0309 ROBT Robotti & Company, LLC 0443 RABO Rabo Securities USA, Inc. 0443 ROCK Rockwell Global Capital, LLC 0235 RACO Shearman, Ralston, Inc. 0158 ROCM RIM Securities LLC 0443 RACX Raven Securities Corp. 0100 ROGO Rogo Capital LLC 0750 RAFF Rafferty Capital Markets, LLC 0161 RONB Financial Designs Corporation 0750 RAFI RSG Capital Corp. 0750 ROND McKim Capital, Inc. 0750 RAJA Raymond James & Associates, Inc. 0725 RONI Ronin Capital, LLC 0501 RAYF Raymond C. Forbes & Co., Inc. 0161 ROSN Rosenblatt Securities Inc. 0501 RAYG Bolton Global Capital 0443 ROTH Roth Capital Partners, LLC 0161 RBAC Robert B. Ausdal & Co., Inc. 0235 ROYL Royal Alliance Associates, Inc. 0443 RBCD RBC Capital Markets Corporation 0235 RPEX Repex & Co., Inc. 0352 RBCF RBC Dominion Securities Inc./CDS 5002 RPTR Dinosaur Securities, L.L.C. 0235 RBCM RBC Capital Markets Corporation 0235 RREZ Samuel A. Ramirez & Company, Inc. 0352 RBCX RBC Capital Markets Corporation 0235 RRIC Retirement Resources Investment Corp. 0235 RBLT Rosenblatt Securities Inc. 0501 RRTC Radnor Research & Trading Company, LLC 0052 RBSG RBS Securities Inc./Equities 0425 RRUD Reid & Rudiger, LLC 0235 RCKF Rockfleet Financial Services, Inc. 0309 RSAI Ross Sinclaire & Associates, LLC 0443 RCLF Olympia Asset Management, Ltd. 0235 RSFO Redsky Financial, LLC 0695 RCMA RBC Captial Markets Arbitrage, S.A. 0235 RSKY RedSky Financial, LLC 0279 RCMI Dealerweb Inc. 0608 Russell Implementation Srvs., Inc. Pt of RCML Dealerweb Inc. 0161 RSSE Russell Inv. 0443 RCRS Roosevelt & Cross, Incorporated 0352 RTHS Rothschild Investment Corporation 0443 RCSK Ruane, Cunniff & Goldbarb LLC 0443 RWCI Ridgeway & Conger, Inc. 0052 RCSL River Cross Securities, LLLP 0100 RWPC R.W. Pressprich & Co, Inc 0443 RDBN Redburn Partners (USA) LP 2154 RWPS Pressprich (R.W.) & Company Inc. 0352 RDNK Woodstock Financial Group Inc. 0279 RWSM Smith (R.W.) & Associates, Inc. 0279 REAV W.H. Reaves & Co., Inc 0443 RWWI Reliance Worldwide Investments, LLC 0279 RECA Mackie Research Capital Corporation/CDS 5029 RYAL Royal Securities Company 0235 REDG Redsky Financial, LLC 0099 RYDS RBC Dominion Securities Corporation 0235 RENC Rencap Securities, Inc. 0352 SABS Sabadell Securities USA, Inc. 0443 REVR Revere Securities Corp. 0100 SACM Sterne Agee Capital Markets, Inc. 0750 REYN Thomas P. Reynolds Securities Ltd 0352 SAFS Sterne Agee Financial Services 0750 RFRC The Rockwell Financial Group, Inc. 0309 SAGW SageTrader, LLC 0103 RGEL Regal Securities, Inc. 0309 SAIN Securities America, Inc. 0226 RGIL Gilford Securities Incorporated 0750 SALC Sterne Agee & Leach, Inc 0443 RGLS Regal Securities, Inc. 0235 SALI Sterne, Agee & Leach, Inc. 0750 RHCO SunTrust Capital Markets, Inc. 0226 SALT Watkins Financial Services, Inc. 0750 RHIC R H Investment Corporation 0279 SAMI Spectrum Asset Management Inc. 0352 RIED Riedl, First Securities Company of Kansas 0235 SAMU Samurai Trading, LLC 0103 RILY Riley (B.) & Co., Inc. 0226 SANT Santander Investment Securities Inc. 0443 RINO Rhino Trading Partners, LLC 0443 SAVY Savoy Capital Management, Inc. 0235 RJFI Raymond James & Associates, Inc./Fl 0390 SBER Bernstein (Sanford C.) & Co., LLC 0013 RJJZ RJJ Pasadena Securities, Inc. 0443 SBLT SunAmerica Capital Services, Inc./Valic 0226

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

SBRT Siebert (Muriel) & Co., Inc. 0226 SKTR Stock Traders 0279 SBSC Siebert Brandford Shank & Co., LLC 0226 SKYC Sky Capital LLC 0750 SBSH Citigroup Global Markets Inc. 0418 SLAK Southlake Capital LLC 0279 SCAR Scarsdale Equities, LLC 0443 SLHC SL Hare Capital, Inc. 0103 SCBO Sanford C. Bernstein & Co., LLC 0013 SLRD Reed (S.L.) & Company 0352 Standard Chartered Securities (North America) SLTX ABN AMRO Clearing Chicago LLC 0695 SCBS Inc. 0443 SLWY Solowey & Co. 0226 SCIL Strategic Capital Investments, LLC 0052 SMCO Smith, Moore & Co. 0235 SCMC Scotia Capital (USA) Inc. 0096 SMHI Sanders Morris Harris Inc. 0443 SCMF Scotia Capital Inc./CDS 5011 SMRD Sumridge Partners, LLC 0352 SCRI Gramercy Securities, Inc. 0750 SMRI Securities Management & Research, Inc. 0226 SCSI Standard Credit Securities 0370 SNCC SNC Capital Management Corp. 0017 SCSS Stonecastle Securities, LLC 0161 SOCO Capital One Securities, Inc. 0443 SCTO Scottrade, Inc. 0158 SOGO Wang Investment Associates, Inc. 0158 SDIC Sauer Dazey Investments Co. 0235 SOHO Two Sigma Securities, LLC 0161 SDLR Sandler, O'Neill & Partners, L.P. 0352 SOLM Solium Financial Services LLC 0352 SEAB Seaboard Securities, Inc. 0052 SOLO Solowey & Co. 8006 SEAI Seaboard Securities, Inc. 0100 SORE Source Capital Group, Inc. 0750 SEAP Seaport Securities Corp. 0352 SORS Sorsby Financial Corp. 0235 SEBR Sentinel Brokers Company 0279 SOUZ Souza Barros Securities, Inc. 0443 SEDS Spencer Edwards, Inc. 0052 SPAC Sierra Pacific Securities, LLC 0309 SEGI Sterling Enterprise Group, Inc. 0750 SPDR ISERoute, LLC 0100 SEIB Seibert (J.D.) & Company, Inc. 0158 SPGS Seaport Global Securities LLC 0161 SEIC SEI Investments Distribution 0352 SPHN Stephens, Inc. 0419 SEID Seidel & Shaw LLC 0388 SPIN Spencer Edwards, Inc. 0750 SEII Spencer Edwards, Inc. 8072 SPLN Celadon Financial Group, LLC 0443 SEMT Mint Brokers 0197 SPNT Seven Points Capital, LLC 0100 SEND Sendero Securities, LLC 0352 SPOT Spot Trading 0501 SEQU Sequoia Investments, Inc. 0309 SPTC Seven Points Capital, LLC 0052 SERL Searle & Co. 0443 SPTD Stock USA Execution Services, Inc. 0052 SESL Seslia Securities 0099 SPTS Seven Points Capital, LLC 2154 SETX ABN AMRO Clearing Chicago LLC 0695 SPWI Spencer Winston Securities Corporation 0279 SEVP Seven Points Capital, LLC 0158 SQTF SQT Trading, LLC 0695 SFGB Susquehanna Financial Group, LLP 0161 SRES Security Research Associates Inc. 0103 SFPS S.F. Investments, Inc. 0443 SREX SpiderRock EXS LLC 0100 SFSI Superior Financial Services, Inc. 0235 SRFL Securities Research, Inc. 0443 SFSS SF Sentry Securities, Inc. 0352 SSBS State Street Global Markets, LLC 0189 SGAS SG Americas Securities, LLC 0286 SSCO Safra Securities Corp. 0443 SGCM S. Goldman Capital LLC 0161 SSFG Sethi Financial Investments 0750 SGLC Long (S.G.) & Company 0235 SSGC Signature Securities 0226 SGMA Goldman Sachs Execution & Clearing, L.P. 0501 SSGI Seton Securiteis Group, Inc. 0052 SGNL Signal Securities, Inc. 0279 SSGM State Street Global Markets, LLC 0226 SGOV SG Americas Securities, LLC 0286 SSGR Shareholders Services Group Inc. 0443 SHAY Shay Financial Services, Inc. 0443 SSGT Steward Securities Group LLC 0309 SHFS Smith Hayes Financial Services Corporation 0226 SSIC Scottrade, Inc. 0705 SHMR ABN AMRO Clearing Chicago LLC 0695 SSIN SunTrust Investment Services, Inc. 0226 SHOT Schottenfeld Group LLC 0501 SSLC Sanderlin Securities, LLC 0309 SHRE Shufro, Rose & Company, LLC 0352 SSLL State Street Global Markets, LLC 0189 SIBO Prime Executions, Inc. 0100 SSNG Sisung Securities Corp. 0443 SIDC Sidoti & Company, LLC 0100 SSNI Securities Service Network, Inc. 0226 SIGI Simmons First Investment Group, Inc. 0309 SSNY Samsung Securities Services, Inc. 0651 SILK Goldman Sachs Execution & Clearing, L.P. 0501 First American Capital and Trading STCS Corporation 0158 SILK LPS Partners Inc. 0501 STEP Ferretti Group, Inc. 0100 SIMA ABN AMRO Clearing Chicago LLC 0330 STEW Collins Stewart, Inc. 0352 SIMM Simmons & Company International 0443 STFC Stuart Frankel & Co., Inc. 0443 SJLS Levinson (S.J.) & Sons LLC 0501

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

STFL Stifel, Nicolaus & Company Incorporated 0793 TDSC Track Data Securities Corporation 0158 STGC Sterling Grace Municipal Securities Co. 0279 TDSI TD Securities (USA) LLC 0352 STHL Sterling Trader Execution Services, Inc. 0873 TEJS Tejas Securities Group, Inc. 0158 STHR StormHarbour Securities LP 0352 TFAS Tradition Aisel 0443 STJT Success Trade Securities, Inc 0052 TFSC Twenty-First Securities Corporation 0235 STKP Stockpile Investments, Inc. 0158 TFSL Teckmeyer Financial Services 0235 STLR Prime Solutions Securities, Inc. 0235 TFSV TFS Derivatives Corporation 0595 STLZ Bedrok Securities, LLC 0443 TGEQ TriPoint Global Equities, LLC 0052 STND First Standard Financial Company LLC 0309 TGUL Cleary Gull Inc. 0235 STOS Stockcross Financial Services, Inc. 0226 THEM Themis Trading LLC 0161 STOV Stoever,Glass & Company Inc. 0443 TIAB Triad Securities Corp 2154 STOX Stockcross Financial Services, Inc. 0445 TIAN Triad Securities Corp 0226 STRL Sterling Trader Execution Services, Inc. 0873 TIGC Nelsonreid, Inc. 0235 STRS Strategas Research Partners, LLC 0161 TJMI TJM Investments, LLC 0551 STSE Southern Trust Securities, Inc. 0052 TKNG Tradeking 0158 STSI Spencer Trask Ventures, Inc. 0235 TMBI Thurston, Springer, Miller, Herd & Titak, Inc. 0235 STSS Success Trade Securities, Inc. 0052 TMBR Timber Hill LLC 0549 STTT StateTrust Investments Inc. 0052 TOCQ Tocqueville Securities, L.P. 0443 STUR Sturdivant & Co 0100 TOPK Topeka Capital Markets, Inc. 0161 STVT Standard Investment Chartered, Inc. 0103 TORA Torc Investments and Research LLC 0695 STXG Stockcross Financial Services, Inc. 0445 TORO Valdes & Moreno, Inc. 0309 SUBR Sunrise Brokers LLC 0100 TORQ Torc Investments and Research LLC 0695 SUFI Susquehanna Financial Group, LLC 0551 TORR Tora Trading Services 0501 SUMI SMBC Nikko Securities America, Inc. 0443 TORX Torc Investments and Research LLC 0284 SUMM Summer Street Research Partners 0443 TOUR Tourmaline Partners, LLC 0501 SUMT Summit Brokerage Services, Inc. 0141 TOVC TOV Capital Markets, Inc. 0235 SunGard Brokerage & Securities Services, TOWT R.W. Towt & Associates 0750 SUNB LLC 0501 TRAD TradeStation Securities, Inc. 0271 SUNF Sun Trading, LLC 0695 TRAS Tradition Asiel Securities, Inc. 0443 SUNI Sun Trading, LLC 0396 TRBT Tradebot Systems, Inc. 0083 SUNX ABN AMRO Clearing Chicago LLC 0695 TRCO Tryco Securities, Inc. 0279 SURG Surge Trading Inc. 0100 TREA Treasure Financial Corp. 0279 SUSQ Susquehanna Capital Group 0551 TREX Dinosaur Securities, L.L.C. 0226 SUST Sunstreet Securities, LLC 0235 TRIM Knight Capital Markets, LLC 0295 SUTT Sutter Securities Incorporated 0443 TRIP Trident Partners Ltd. 0235 SVB Securities, Inc./A Non-Bank Affiliate of TRKA Troika Dialog USA, Inc. 0443 SVBS Silicon Valley Bank 0158 TRLN Tradelink Securities, LLC 0551 SWDX ABN AMRO Clearing Chicago LLC 0541 TRNP CCM Securities, LLC 0551 SWEN Sweney, Cartwright & Company 7027 Lombard Odier Transatlantic, Limited SWFS Swedbank First Securities, LLC 0443 TRNS Partnership 0408 SWIM TD Ameritrade, Inc. 0158 TRSC Transcend Capital, LP 0052 SWST Southwest Securities, Inc. 0279 TRSH Thrasher & Company 0309 SYCA Syndicated Capital, Inc. 0443 TRSQ Tower Square Securities, Inc. 0443 TAGC Telsey Advisory Group LLC 0161 TRUN Triune Capital Advisors, LLC 0750 TAGS Taglich Brothers, Inc. 0443 TRWN T.R. Winston & Company, LLC 0443 TAIG Geoffrey Richards Securities Corp. 0235 TSCD Sturges Company (The) 0235 TANA Portales Partners, LLC 0443 TSGI Tejas Securities Group, Inc. 0158 TBIS Tradier Brokerage, Inc. 0309 TSIB The Street, Inc. 0750 TBRO Tuohy Brothers Investment Research, Inc. 0103 TSII TradeStar Investments, Inc. 0226 TCFF Take Charge Financial 0750 TTAL Tibra Trading America LLC 0695 TCPX Toussaint Capital Partners, LLC 0443 TTTX ABN AMRO Clearing Chicago LLC 0695 TCTD TCT Securities & Derivatives, LLC 0750 TUNA Bluefin Research Partners, Inc. 0443 TDAR TD Ameritrade, Inc. 0188 TURN CCM Securities, LLC 0161 TDCO Thompson Davis & Co., Inc. 0443 TWPL Stifel, Nicolaus & Company, Incorporated 0161 TDFS Traderfield Securities Inc. 0052 UBII UBS International, Inc. 0221 TDNY TD Securities (USA) LLC 0551 UBSB UBS Securities LLC 0642

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

UBSC UBS Securities, LLC 0642 WACL Wachtel & Co., Inc. 0709 UBSG UBS Securities, LLC 0642 WACX Commonwealth Funding, Inc. 0750 UBSS UBS Securities, LLC 0642 WAIN H.C. Wainwright & Co., Inc. 0103 UBST UBS Securities, LLC 0642 WAMC Wall Street Money Center Corp. 0750 UBSW UBS Securities LLC 0642 WANG Wang Investment Associates, Inc. 0279 UBSX UBS Securities, LLC 0642 WAYN Wayne Hummer Investments LLC 0141 UCCM CU Investment Solutions, Inc. 0279 WBBC WBB Securities, LLC 0226 UCMI United Capital Markets, Inc. 0443 WBCO Blue Trading, Inc. 0501 UCML United Capital Markets, Inc. 0052 WBET Wallach Beth Capital LLC 0161 UFPA United First Partners, LLC 0501 WBJB Wedbush Securities Inc. 0103 UFSM Nelnet Capital LLC 0750 WBLL Wedbush Securities Inc. 0103 UGAM Union Gaming Advisors, LLC 0443 WBLR Blair (William) & Company, LLC 0771 UHLM Uhlmann Price Securities, LLC 0235 WBRO Wiley Bros.-Aintree Capital, LLC 0443 UMBF UMB Financial Services, Inc. 0226 WCHV Wells Fargo Securities, LLC 0250 UPLN United Planners Financial Services of America 0443 WCIG Willow Cove Investment Group, Inc. 0750 USAA USAA Investment Management Company 0226 WCMS Westport Capital Markets, LLC 0352 USCA U.S. CA Securities LLC 0226 WCSC Wilmington Capital Securities, LLC 0235 USCO Underhill Securities Corp 0052 WCSO World Choice Securities, Inc. 0052 USDB U.S. Brokerage, Inc. 0279 WDAC Wilson-Davis & Company, Inc. 0279 USFB U.S. Financial Investments, Inc 0595 WDCO Wilson-Davis & Co., Inc. 0283 USLF PI Financial Corp. 5075 WDLF W.D. Latimer Company LTD./CDS 5078 USSI U.S. Sterling Securities, Inc. 0309 Jefferies LLC/Jefferies Execution Services, VALM Valmark Securities, Inc. 0235 WDSB Inc./Service Bureau 0536 VARI Variant Research Corporation 0352 WEBX ABN AMRO Clearing Chicago LLC 0396 VASL Vasiliou & Company Inc. 0352 WECK Weckstein (D.) & Co., Inc. 0595 VBSL Vision Brokerage Services, LLC 0595 WEDB Wedbush Securities Inc. 0103 VCAP Vanguard Capital 0443 WEDE Wedbush Morgan Securities, Inc. 0355 VCAS VCA Securities, LP 0352 WEDP Wedbush Morgan Securities, Inc. 0103 VCLM Van Clemens & Co., Inc. 0279 WEED Weeden & Co. L.P. 0161 VERN Success Trade Securities, Inc. 0052 WEFI Western Financial Corporation 0103 VERT Vertical Trading Group, LLC (The) 2154 WEGE World Equity Group, Inc. 0443 VFGS VFG Securities, LLC 0750 WEGI World Equity Group Inc. 0235 VFIN vFinance Investments, Inc. 0226 WEGP Western Equity Group, Inc. 0235 VGRD Vanguard Marketing Corporation 0062 WELC H. G. Wellington & Co., Inc. 0702 VGRP The Vertical Trading Group, LLC 8072 WELD White, Weld & Co. Securities, LLC 0443 VIEW Viewtrade Securities, Inc. 0595 WELL Wells Nelson & Associates, LLC 0309 VIRT Virtu Financial BD LLC 0063 WELX Wells Fargo Securities, LLC 0250 VKMI Invesco Capital Markets, Inc. 0692 WEMM Wells Fargo Securities, LLC 0250 VMDI Desjardins Securities International, Inc. 0443 WEPA Western Pacific Securities, Inc. 0750 VMEX Vectormex WMG, Inc. 0352 WESC Wellington Shields & Co., LLC 0141 VNDM Vandham Securities Corp. 0161 WETF Wedbush Securities Inc. 0103 VNDS Vandham Securities Corp. 0161 WEXA Wolverine Execution Services, LLC 0695 VOTO Banco Votorantim Securities, Inc. 0443 WEXI Wolverine Execution Services LLC 0501 VPEW VPE Wertpapierhandelsbank AG 0158 WEXL Wolverine Execution Services, LLC 0501 VRTS Veritas Securities Corp. 0100 WEXM Wolverine Execution Services LLC 0161 VRTU Virtu Financial BD LLC 0063 WEXX Wolverine Execution Services LLC 0501 VRTX ConvergEx Execution Solutions LLC 0100 WFBC Wealthfront Brokerage Corporation 0158 VSIN Vision Financial Markets LLC 0595 WFGO Wells Fargo Securities, LLC 0352 VSRF VSR Financial Services, Inc. 0141 WFGP Waterstone Financial Group, Inc 0075 VSTS Vista Securities, Inc. 0279 WFIS Wells Fargo Institutional Securities, LLC 0250 VTBI VTB Capital Inc. 0443 WFPB Wells Fargo Prime Services, LLC 0250 VTDT ViewTrade Securities, Inc. 0158 WFSI Windham Financial Services Inc. 0352 VTMW Emergent Financial Group, Inc. 0235 WGIF CIBC World Markets, Inc. 5030 VTSB ViewTrade Securities, Inc. 2154 WHBB BGC Financial, L.P. 0537 WABN Wedbush Securities Inc. 0396 WHCG Whitaker Securities, LLC 0443 WABR Wall Street Access 0443 WHOT Whotrades, Inc. 0595

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

WICK Bonwick Capital Partners, LLC 0309 Incorporated WIDS Wisconsin Discount Securities Corp. 0279 WWLD Whiteweld Trading, LLC 0647 WILB Wilbanks Securities, Inc. 0235 WWTH Wentworth Securities, Inc. 0750 WISC Windsor, Sheffield & Company, Inc. 0235 WYNS Winslow, Evans & Crocker Inc. 0443 WISI Western International Securities, Inc. 0352 XBLA Xambala Capital, LLC 0103 WISW Western International Securities, Inc. 0103 XGWD Latour Trading LLC 0695 WLMS Williams Capital Group, L.P. (The) 0443 XGWX Latour Trading LLC 0695 WLSC Wedbush Securities Inc. 0396 XIST Instinet, LLC 0067 WMBU WFG Investments, Inc. 0226 XPUS XP Securities, LLC 0443 WMCL White Mountain Capital, LLC 0352 XSTM National Financial Services LLC 0226 WMEI Meeschaert Capital Markets, Inc. 0279 XXEW Wolverine Execution Services, LLC 0501 WMEU Wedbush Securities Inc. 0103 YAMN Trade Manage Capital, Inc. 0443 WMGT Wedbush Morgan Securities, Inc. 0103 YKTN Macquarie Private Wealth/CDS 5016 WMIT Wedbush Securities Inc. 0099 YLPL LPL Financial Corporation 0075 WMLF Wedbush Morgan Securities, Inc. 0330 YOST Young Stovall & Company 0235 WMLK Wedbush Securities Inc. 0512 ZACK Zacks & Company 0352 WMLL Watermill Institutional Trading, LLC 0501 ZEDD Van Kampen Funds, Inc. 0099 WMLP Wedbush Securities Inc. 0103 ZENA ABN AMRO Clearing Chicago LLC 0396 WMLT Wedbush Securities Inc. 0158 ZEUS Zeus Securities, Inc 0309 WMMO Wedbush Morgan Securities, Inc. 0103 ZIVI ZIV Investment Co. 8082 WMPB Hahn Securities, Inc. 0750 ZOUL Zoullas (N.B.) Securities, Inc. 0352 WMRA Wedbush Morgan Securities, Inc. 0103 WMSF Wedbush Securities Inc. 0103 WMSR Wedbush Morgan Securities, Inc. 0103 WMSS Wedbush Morgan Securities, Inc. 0695 WNDR Wunderlich Securities, Inc. 0161 WNJC WNJ Capital, Inc 0309 WNUT Walnut Street Securities, Inc. 0443 WOLF Wolfe Research Securities 0100 WORD Worden Capital Management, LLC 0052 WORL World Trade Financial Corporation 0052 WORX World Trade Financial Corporation 0052 WPCC Westpark Capital, Inc. 0052 WPSX Weeden Prime Services, LLC. 0824 WRDN Wordentrade, Inc. 0017 WRET Wells Fargo Advisors, LLC 0141 WRGR Warner Group Inc. (The) 0235 WRIS Westport Resources Investment Services, Inc. 0443 WRPI WRP Investments, Inc. 0750 WRRF WR Rice Financial Services, Inc. 0750 WRTC W.R. Taylor & Company, LLC 0750 WSAG Wall Street Access 0824 WSCC Washington Securities Corporation 0235 WSCX Workman Securities Corp. 0235 WSGD Wedbush Securities Inc./P3 8199 WSLT Wedbush Securities Inc. 0695 WSRK Westrock Capital Management, Inc. 0750 WSSS WM Smith & Co. 0443 WTCO Williams Trading, LLC 0501 WTKR Whitaker Securities, LLC 0443 WTOF Wolverton Securities Ltd./CDS 5079 WTOU Wolverton Securities (USA), Ltd. 0052 WTRI Waterford Investors Services, Inc. 0235 WUND Wunderlich Securities, Inc. 0141 WUSA West America Securities Corp. 0750 WVBD Merrill Lynch Pierce Fenner & Smith 0161

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Clearing 0050 MSET Morgan Stanley & Co. LLC No. MPID Name 0050 MSML Morgan Stanley & Co. LLC 0005 GSCO Goldman, Sachs & Co. 0050 MSMP Morgan Stanley & Co. LLC 0005 GSCS Goldman, Sachs & Co. 0050 MSOT Morgan Stanley & Co., Inc. 0010 BBHC Brown Brothers Harriman & Co. 0050 MSPD Morgan Stanley & Co. LLC 0013 BERN Bernstein (Sanford C.) & Co., Inc. 0050 MSPL Morgan Stanley & Co. LLC 0013 BIRM Sanford C. Bernstein & Co., LLC 0050 MSPW Morgan Stanley Smith Barney LLC 0013 BLAV Sanford C. Bernstein & Co., LLC 0050 MSRP Morgan Stanley & Co. LLC 0013 SBER Bernstein (Sanford C.) & Co., LLC 0050 MSTW Morgan Stanley & Co., Inc. 0013 SCBO Sanford C. Bernstein & Co., LLC 0050 MSTX Morgan Stanley & Co. LLC 0015 DEAN Morgan Stanley Smith Barney LLC 0050 NQMR NASDAQ Execution Services, LLC 0015 MSNY Morgan Stanley & Co., Inc. 0050 OTAM OTA, LLC 0017 IBKR Interactive Brokers LLC 0052 LGNT COR Clearing LLC 0017 ATRM Atrium Trading, Inc. 0052 ADAK Adirondack Trading Group, LLC 0017 CATC Chicago Analytic Trading Company, LLC 0052 ADVA Advanced Equities, Inc. 0017 CTCO Citco Securities, Inc 0052 AEXG Alternative Execution Group 0017 CXPS ConvergEx Prime Services LLC 0052 AFGR Avenir Financial Group, Inc. 0017 DNSR Dinosaur Securities, L.L.C. 0052 AURC Aurora Capital LLC 0017 FRWY Pinnacle Capital Markets, LLC 0052 AYME Martinez-Ayme Securities 0017 GWDS Gar Wood Securities, LLC 0052 BEJJ Benjamin & Jerold Brokerage, Inc. 0017 IBKW Wedbush Morgan Securities, Inc. 0052 BELO Beloyan Investment Securities, Inc. 0017 INII Integrated Trading and Investments, Inc. 0052 BMAC BMA Securities 0017 JPII Jaypee International, Inc. 0052 BOTZ Botzum (C.A.) & Company 0017 KCBC Wealthfront Brokerage Corporation 0052 BRGE Newbridge Securities Corporation 0017 KEYW Key West Investments, LLC 0052 CAMC Cambria Capital, LLC 0017 LVLX Livevol Securities, Inc. 0052 CDFS CD Funding Securities, LLC 0017 MSLC Mercor Securiteis LLC 0052 CIIV Corporate Investments Group Inc. 0017 NFGI Northeastern Financial Group Inc. 0052 CLCI Clayton, Lowell & Conger Inc. 0017 OBEX Obex Securities LLC 0052 CMDN Camden Financial Services 0017 PTIX PTI Securities & Futures L.P. 0052 CORR COR Clearing LLC 0017 QRQR QuantRiver Financial, LLC 0052 CPCS CP Capital Securities 0017 RNSI Rivernorth Securities, LLC 0052 CSCP Craig Scott Capital, LLC 0017 SNCC SNC Capital Management Corp. 0052 DAKO Dakota Securities International, Inc. 0017 WRDN Wordentrade, Inc. 0052 DCUS Dubeau Capital USA, Inc. 0019 JEFF Jefferies LLC 0052 DLNY Delaney Equity Group LLC 0019 JHYT Jeffries Partner Opportunity Fund II, LLC 0052 ELSH Elish & Elish Brokerage and Research 0031 ABLE Natixis Securities Americas LLC 0052 EQNX Equinox Securities, Inc. 0045 BMOC BMO Capital Markets Corp. 0052 ETCB ETC Brokerage Services, LLC 0050 MSCO Morgan Stanley & Co. LLC 0052 EVRS E1 Asset Management, Inc. SunGard Brokerage & Securities Services, 0052 FANC Finance 500, Inc. 0050 ANDZ LLC 0052 FORD Fordham Financial Management, Inc. SunGard Brokerage & Securities Services, 0050 ASSD LLC 0052 FRIS J.D. Nicholas & Associates, Inc. 0050 BATM BATS Trading, Inc. 0052 FSTN Fieldstone Services Corp. 0050 BYXM BATS Trading, Inc. 0052 GSIC Global Strategic Investments, LLC 0050 CUGS Cuttone & Co., Inc. 0052 HCBD Halcyon Cabot Partners, Ltd. 0050 EGAM BATS Trading, Inc. 0052 HCPL Halen Capital, Inc. 0050 EGXM BATS Trading, Inc. 0052 HMRK Hallmark Investments, Inc. SunGard Brokerage & Securities Services, 0052 HWJC HWJ Capital Partners II, LLC 0050 FREX LLC 0052 JHDR JH Darbie & Co. Inc. 0050 GFMS Grace Financial Group LLC 0052 JINS Archey & Co. LLC 0050 MSEA Morgan Stanley & Co. Incorporated 0052 JSCL Joseph Stone Capital L.L.C. 0050 MSEB Morgan Stanley & Co. Incorporated 0052 KCWF Ward (K.C.) Financial 0050 MSED Morgan Stanley & Co. Inc. 0052 KJER Kenneth, Jerome & Co., Inc. 0050 MSEK Morgan Stanley & Co. Inc. 0052 KWIL Key West Investments, LLC 0050 MSEL Morgan Stanley & Co. LLC 0052 LEGD Legend Securities, Inc. 0050 MSEM Morgan Stanley & Co. LLC 0052 MBAY Monarch Bay Associates, LLC

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0052 MEAT J&C Global Securities, LLC 0067 INTW Instinet, LLC 0052 MERQ Mercator Associates, LLC 0067 XIST Instinet, LLC 0052 MERX Merrimac Corporate Securities, Inc. 0075 YLPL LPL Financial Corporation 0052 MFSI Midamerica Financial Services, Inc. 0075 ASSO Associated Securities Corporation 0052 MICA Spartan Securities Group, Ltd. 0075 MLPL Mutual Service Corporation 0052 MILE I-Bankers Securities, Inc. 0075 WFGP Waterstone Financial Group, Inc 0052 MSFS Mystockfund Securities, Inc. 0076 MUFG Mitsubishi UFJ Securities (USA), Inc. 0052 MYLG Meyers Associates, L.P. 0083 TRBT Tradebot Systems, Inc. 0052 NAPK National Securities Corporation 0096 SCMC Scotia Capital (USA) Inc. 0052 NCFS New Castle Financial Group, Inc 0099 ITGI ITG, Inc. 0052 NCIS Newport Coast Securities 0099 ALTX AlterNet Securities Inc. 0052 NTFN Network 1 Financial Securities Inc. 0099 BOSE Boe Securities Inc. 0052 OCEA Ocean Financial Services, LLC 0099 PFAR Penson Financial Services, Inc. 0052 OLMP Olympus Securities, LLC 0099 PITG Penson Financial Services, Inc. 0052 OREO Orion Trading, LLC 0099 REDG Redsky Financial, LLC 0052 PATH Capital Path Securities, LLC 0099 SESL Seslia Securities 0052 PCMT Pinnacle Capital Markets, LLC 0099 WMIT Wedbush Securities Inc. 0052 PENC Penrod Financial Group 0099 ZEDD Van Kampen Funds, Inc. 0052 RRTC Radnor Research & Trading Company, LLC 0100 ECUT ConvergEx Execution Solutions LLC 0052 RWCI Ridgeway & Conger, Inc. 0100 ANOS Abel/Noser Corp. 0052 SCIL Strategic Capital Investments, LLC 0100 ATRU Altrushare Securities LLC 0052 SEAB Seaboard Securities, Inc. 0100 AUTX Reuters Transaction Services LLC 0052 SEDS Spencer Edwards, Inc. 0100 BEGK Benjamin & Jerold Brokerage I, LLC 0052 SPTC Seven Points Capital, LLC 0100 BRMS Biremis Corporation 0052 SPTD Stock USA Execution Services, Inc. 0100 CADP Cadwyn Point Partners LLC 0052 SSGI Seton Securiteis Group, Inc. 0100 CLKS Clarkson Capital Markets 0052 STJT Success Trade Securities, Inc 0100 CNFX Conifer Securities LLC 0052 STSE Southern Trust Securities, Inc. 0100 CPES ConvergEx Execution Solutions LLC 0052 STSS Success Trade Securities, Inc. 0100 DCRN Discern Securities, Inc. 0052 STTT StateTrust Investments Inc. 0100 DEMP E*Trade Capital Markets/DEMP 0052 TDFS Traderfield Securities Inc. 0100 DNID E*Trade Capital Markets, LLC 0052 TGEQ TriPoint Global Equities, LLC 0100 EGRO Emerging Growth Equities, Ltd. 0052 TRSC Transcend Capital, LP 0100 ENCL Enclave Capital LLC 0052 UCML United Capital Markets, Inc. 0100 ETLS E*Trade Capital Markets, LLC 0052 USCO Underhill Securities Corp 0100 ETMM E*Trade Cap MKTS/CHXL Trading 0052 VERN Success Trade Securities, Inc. 0100 ETNY E*Trade Capital Markets, LLC 0052 WCSO World Choice Securities, Inc. 0100 ETRD E*Trade Capital Markets, LLC 0052 WORD Worden Capital Management, LLC 0100 GDNR Gardner Rich, LLC 0052 WORL World Trade Financial Corporation 0100 GSEC Griffin Securities, Inc. 0052 WORX World Trade Financial Corporation 0100 GVSA E*Trade Cap Mkts/Special Account 0052 WPCC Westpark Capital, Inc. 0100 IFSG IFS Securities, Inc. 0052 WTOU Wolverton Securities (USA), Ltd. 0100 IVYS IVY Securities, Inc. 0057 EDJO Jones (Edward D.) & Co. 0100 JPTR Jackson Partners & Associates Inc. 0062 VGRD Vanguard Marketing Corporation 0100 KLRG KLR Group, LLC 0063 VRTU Virtu Financial BD LLC 0100 LBKI Libucki & Co., LLC 0063 VIRT Virtu Financial BD LLC 0100 LITB Lime Brokerage LLC 0067 INCA Instinet, LLC 0100 LVMR Livermore Trading Group, Inc. 0067 ICBX Instinet, LLC 0100 NASC National Alliance Securities Corporation 0067 INAT Instinet, LLC 0100 NOBL Noble Financial Capital Markets 0067 INBA Instinet, LLC 0100 NYFT BNY Convergex Execution Solutions, LLC 0067 INHC Instinet, LLC 0100 NYFX BNY Convergex Execution Solutions, LLC 0067 INMB Instinet, LLC 0100 PERD Perdiue Securities, LLC 0067 INML Instinet, LLC 0100 PREC Precision Securities LLC 0067 INMP Instinet, LLC 0100 PRRX River Cross Securities, LLLP 0067 INMU Instinet, LLC 0100 QMSR Quattro M Securities Inc. 0067 INTU Instinet, LLC 0100 RACX Raven Securities Corp.

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0100 RCSL River Cross Securities, LLLP 0103 LIWE Lime Brokerage LLC 0100 REVR Revere Securities Corp. 0103 LMGP Lime Brokerage LLC 0100 SEAI Seaboard Securities, Inc. 0103 LMGT Lime Brokerage LLC 0100 SIBO Prime Executions, Inc. 0103 LPCM Lampert Capital Markets Inc. 0100 SIDC Sidoti & Company, LLC 0103 LSCM Lake Street Capital Markets, LLC 0100 SPDR ISERoute, LLC 0103 MAVB Great Point Capital LLC 0100 SPNT Seven Points Capital, LLC 0103 MAWI Montecito Advisors, Inc. 0100 SREX SpiderRock EXS LLC 0103 MURG Murphy & Durieu 0100 STEP Ferretti Group, Inc. 0103 NCSI Newport Coast Securities 0100 STUR Sturdivant & Co 0103 ROAR Dinosaur Securities, L.L.C. 0100 SUBR Sunrise Brokers LLC 0103 SAGW SageTrader, LLC 0100 SURG Surge Trading Inc. 0103 SAMU Samurai Trading, LLC 0100 VRTS Veritas Securities Corp. 0103 SLHC SL Hare Capital, Inc. 0100 VRTX ConvergEx Execution Solutions LLC 0103 SRES Security Research Associates Inc. 0100 WOLF Wolfe Research Securities 0103 STVT Standard Investment Chartered, Inc. 0103 WEDB Wedbush Securities Inc. 0103 TBRO Tuohy Brothers Investment Research, Inc. 0103 ABGS ABG Sundal Collier, Inc. 0103 WAIN H.C. Wainwright & Co., Inc. 0103 APBI APB Financial Group, LLC 0103 WBJB Wedbush Securities Inc. 0103 APTO Apto Partners, LLC 0103 WBLL Wedbush Securities Inc. 0103 ARDR Ardour Capital Investments, LLC 0103 WEDP Wedbush Morgan Securities, Inc. 0103 BAND Broadband Capital Management, LLC 0103 WEFI Western Financial Corporation 0103 BATS BATS Trading, Inc. 0103 WETF Wedbush Securities Inc. 0103 BGCM BGB Securities Inc. 0103 WISW Western International Securities, Inc. 0103 BRSA Boursa Investments 0103 WMEU Wedbush Securities Inc. 0103 BYXX BATS Trading, Inc. 0103 WMGT Wedbush Morgan Securities, Inc. 0103 CALD Caldwell Securities, Incorporated 0103 WMLP Wedbush Securities Inc. 0103 CANR Cantone Research, Inc. 0103 WMMO Wedbush Morgan Securities, Inc. 0103 CBRA Cobra Trading, Inc. 0103 WMRA Wedbush Morgan Securities, Inc. 0103 CNTR Precision Securities, LLC 0103 WMSF Wedbush Securities Inc. 0103 DAVS Davis Securities LLC 0103 WMSR Wedbush Morgan Securities, Inc. 0103 DIRA Title Securities, Inc. 0103 XBLA Xambala Capital, LLC 0103 DIRL Title Securities, Inc. 0114 MSUS Macquarie Capital (USA) Inc. 0103 DIRW Direct Access Brokerage Services, Inc. 0114 MACQ Macquarie Capital (USA) Inc. 0103 DIVA Divine Capital Markets, LLC 0124 INGS Ingalls & Snyder, LLC 0103 EBRD Earlybird Capital, Inc. 0126 DRKW Commerz Markets LLC 0103 EGAW BATS Trading, Inc. 0129 BAUM Baum (George K.) & Co. 0103 EGXW BATS Trading, Inc. 0136 BIMI Banca IMI Securities Corp. 0103 FALC Falcon Square Capital, LLC 0141 FCCP First Clearing LLC 0103 FARA Farina & Associates, Inc. 0141 AKGS Alliance Financial Group, Inc. 0103 FOGS FOG Equities LLC 0141 ARVS Arvest Investments, Inc. 0103 FWIL First Wilshire Securities Management, Inc. 0141 BNKS FIG Partners, LLC 0103 GBSI Greentree Brokerage Services, Inc. 0141 BOSC Boenning & Scattergood, Inc. 0103 GDEQ Global Direct Equities, LLC 0141 CUTT Cutter & Company Brokerage, Inc. 0103 GETS GETCO Securities, LLC 0141 DMKC Kelley (D.M.) & Co. 0103 GNLP G&L Partners, Inc. 0141 DORS Dorsey & Co. Inc. 0103 GRFN Griffin Financial Group, LLC 0141 FDSI First Dallas Securities, Inc. 0103 GTSX GTS Securities, LLC 0141 FNET Wachovia Securities Financial Network, LLC 0103 GWEP Grey Wolf Execution Partners, Inc. 0141 MCBT Moors & Cabot, Inc. 0103 HBIQ Wedbush Morgan Securities, Inc. 0141 SUMT Summit Brokerage Services, Inc. 0103 HOVD Hovde Group, LLC 0141 VSRF VSR Financial Services, Inc. 0103 INDX Fusion Analytics Securities LLC 0141 WAYN Wayne Hummer Investments LLC 0103 ISIL ISI Capital, LLC 0141 WESC Wellington Shields & Co., LLC 0103 JGRC Joseph Grace 0141 WRET Wells Fargo Advisors, LLC 0103 KCAP Kildare Capital, Inc. 0141 WUND Wunderlich Securities, Inc. 0103 KYSN Kyson & Co 0148 GARB ICAP Corporates LLC 0103 LITE Lime Brokerage LLC 0158 PFCL Apex Clearing Corporation 22

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0158 ACCP Aegis Capital Corp. 0161 BAYC Bay Crest Partners, LLC 0158 ACCU AltaCorp Capital (USA) Inc. 0161 BCEX Merrill Lynch, Pierce, Fenner & Smith, Inc. 0158 ACII ARCA Capital Investments, Inc. 0161 BGCE BGC Financial, Inc. 0158 ALGR Fred Alger & Company, Incorporated 0161 BIDS BIDS Trading L.P. 0158 AOSD Trading Block 0161 BLVS Blue Vase Securities, LLC 0158 APCC Apex Clearing Corporation 0161 CABA Cabrera Capital Markets, Inc. 0158 ASCM Ascendiant Capital Markets, LLC 0161 CDEL Citadel Securities LLC 0158 BLOC Trading Block 0161 CFGT CF Global Trading, LLC 0158 BRMF First Bermuda Securities (BVI), Ltd. 0161 CHBC Cheevers & Company Inc 0158 CASH Planner Securities LLC 0161 CHLM Craig-Hallum Capital Group, LLC 0158 CRFN Robinhood Financial, LLC. 0161 CIST Capital Institutional Services, Inc. 0158 DITO Ditto Trade, Inc. 0161 COWX Cowen and Company, LLC 0158 EROP Eroom Securities LLC 0161 CSMS Cornerstone Macro LLC 0158 EZOP Optionshouse Corporation 0161 DECK Decker & Co, LLC 0158 FDSC 1st Discount Brokerage, Inc. 0161 DFIN Electronic Brokerage Systems, LLC 0158 FFSI Firstrade Securities Inc. 0161 DLTA Dealerweb Inc. 0158 GBMS GBM International, Inc. 0161 DLWB Dealerweb Inc. 0158 GSIL Global Strategic Investments, LLC 0161 EBXL EBX LLC 0158 INTG Lightspeed Trading, LLC 0161 EDGA Direct Edge ECN LLC 0158 JPTC Turner (J.P.) & Co. LLC 0161 EDGX Direct Edge ECN LLC 0158 JPTS Turner (J.P.) & Company, LLC 0161 EHSC Smith (E.H.) Jacobs & Co., Inc. 0158 KAPG Kapitall Generation, LLC 0161 ELEV Elevation, LLC 0158 LGSA Woori Investment & Securities America, Inc. 0161 ELTD Elevation LLC 0158 LSPS Lightspeed Trading, LLC 0161 EMRP Empirical Research Partners LLC Manhattan Beach Trading Financial Services, 0161 ETRF G1 Execution Services, LLC 0158 MBTS Inc. 0161 FANA First Analysis Securities Corporation 0158 MOTF Motif Investing, Inc. 0161 FBLC Freimark Blair & Co., Inc. 0158 MTGO MTG, LLC 0161 FINX Fintech Securities 0158 OMSL OM Securities, LLC 0161 GPSS Great Pacific Securities 0158 PFCM Penson Financial Services, Inc. 0161 GPTG Greenwich Prime Trading Group, LLC 0158 PMAC Permac Securities 0161 GSSC Georgeson Shareholder Securities Corp. 0158 PUMA Puma Capital, LLC 0161 GTSY GTS Securities, LLC 0158 RACO Shearman, Ralston, Inc. 0161 GZML Guzman & Company 0158 SCTO Scottrade, Inc. 0161 HPPO Potamus Trading, LLC 0158 SEIB Seibert (J.D.) & Company, Inc. 0161 IEXG IEX Services, LLC 0158 SEVP Seven Points Capital, LLC 0161 INTL INTL Trading, Inc. 0158 SOGO Wang Investment Associates, Inc. 0161 JJKE Dealerweb Inc. First American Capital and Trading 0161 JJKS Rafferty Capital Markets, LLC 0158 STCS Corporation 0161 JNKK JNK Securities Corp. 0158 STKP Stockpile Investments, Inc. 0161 JONE JonesTrading SVB Securities, Inc./A Non-Bank Affiliate of 0161 LBNN Lime Brokerage LLC 0158 SVBS Silicon Valley Bank 0161 MACM Madison Capital Markets, Inc. 0158 SWIM TD Ameritrade, Inc. 0161 MBSC MBSC Securities Corporation 0158 TDSC Track Data Securities Corporation 0161 MCIN Moors & Cabot, Inc. 0158 TEJS Tejas Securities Group, Inc. 0161 MISL Mischler Financial Group, Inc. 0158 TKNG Tradeking 0161 MKMP MKM Partners LLC 0158 TSGI Tejas Securities Group, Inc. Merrill Lynch, Pierce, Fenner & Smith 0158 VPEW VPE Wertpapierhandelsbank AG 0161 MLBC Incorporated 0158 VTDT ViewTrade Securities, Inc. 0161 MLCA Merrill Lynch, Pierce, Fenner & Smith, Inc. 0158 WFBC Wealthfront Brokerage Corporation 0161 MLCB Merrill Lynch, Pierce, Fenner & Smith, Inc. 0158 WMLT Wedbush Securities Inc. 0161 MLCC Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 MLCO Merrill Lynch, Pierce, Fenner & Smith Inc. 0161 MLCD Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 ADRD G-Trade Services LLC 0161 MLCG Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 AFGL Atlas One Financial Group, LLC 0161 MLEL Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 ATMC ATM Execution LLC 0161 MLEX Merrill Lynch, Pierce, Fenner & Smith, Inc. 0161 ATPA Concept Capital Markets, LLC

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

Merrill Lynch, Pierce, Fenner & Smith 0161 SCSS Stonecastle Securities, LLC 0161 MLMA Incorporated 0161 SFGB Susquehanna Financial Group, LLP Merrill Lynch, Pierce, Fenner & Smith 0161 SGCM S. Goldman Capital LLC 0161 MLPK Incorporated 0161 SOHO Two Sigma Securities, LLC Merrill Lynch, Pierce, Fenner & Smith 0161 SPGS Seaport Global Securities LLC 0161 MLRM Incorporated 0161 STRS Strategas Research Partners, LLC Merrill Lynch, Pierce, Fenner & Smith 0161 TAGC Telsey Advisory Group LLC 0161 MLSE Incorporated 0161 THEM Themis Trading LLC Merrill Lynch, Pierce, Fenner & Smith 0161 TOPK Topeka Capital Markets, Inc. 0161 MLSK Incorporated 0161 TURN CCM Securities, LLC Merrill Lynch, Pierce, Fenner & Smith 0161 TWPL Stifel, Nicolaus & Company, Incorporated 0161 MLSL Incorporated 0161 VNDM Vandham Securities Corp. Merrill Lynch, Pierce, Fenner & Smith 0161 VNDS Vandham Securities Corp. 0161 MLTA Incorporated 0161 WBET Wallach Beth Capital LLC Merrill Lynch, Pierce, Fenner & Smith 0161 WEED Weeden & Co. L.P. 0161 MLTC Incorporated 0161 WEXM Wolverine Execution Services LLC Merrill Lynch, Pierce, Fenner & Smith 0161 WNDR Wunderlich Securities, Inc. 0161 MLTE Incorporated Merrill Lynch Pierce Fenner & Smith 0161 WVBD Incorporated Merrill Lynch, Pierce, Fenner & Smith 0161 MLTI Incorporated 0163 NQBX NASDAQ OMX BX, INC 0164 CHAS Charles Schwab & Co., Inc. Merrill Lynch, Pierce, Fenner & Smith 0161 MLTJ Incorporated 0180 NMRA Nomura Securities International, Inc. 0180 NMRB Nomura Securities International, Inc. Merrill Lynch, Pierce, Fenner & Smith 0161 MLTK Incorporated 0188 FOMA TD Ameritrade Clearing, Inc. 0188 PFSM Princor Financial Securities, Inc. Merrill Lynch, Pierce, Fenner & Smith 0188 TDAR TD Ameritrade, Inc. 0161 MLTL Incorporated 0161 MLTQ Merrill Lynch, Pierce, Fenner & Smith, Inc. 0189 SSBS State Street Global Markets, LLC 0189 PULX State Street Global Markets, LLC 0161 MLTV Merrill Lynch, Pierce, Fenner & Smith, Inc. 0189 SSLL State Street Global Markets, LLC 0161 MLTX Merrill Lynch, Pierce, Fenner & Smith Inc. Merrill Lynch, Pierce, Fenner & Smith Cantor Fitzgerald & Co. - Cantor Clearing 0161 MLUA Incorporated 0197 CSPD Services 0197 CFPT Cantor Fitzgerald & Co. Merrill Lynch, Pierce, Fenner & Smith 0197 COAK CastleOak Securities, L.P 0161 MLUB Incorporated 0197 SEMT Mint Brokers Merrill Lynch, Pierce, Fenner & Smith 0161 MLUC Incorporated 0202 FTSC FTN Financial Services Corp. 0161 MLVM McNicoll, Lewis & Vlak LLC 0220 PEOP People's Securities, Inc. 0161 MNDX TJM Investments, LLC 0221 PWJC UBS Financial Services Inc. 0221 PTFI UBS Financial Services Inc. 0161 MPSG E D & F Man Capital Markets Inc. 0221 UBII UBS International, Inc. 0161 MSIT Montrose Securities International 0161 OGRU Oscar Gruss & Son, Incorporated 0226 NFSC National Financial Services Corporation 0226 ARCH Investacorp, Inc. 0161 ONEL O'Neil (William) & Co. Inc. 0226 ATGP Agency Trading Group, Inc. 0161 PDQM PDQ ATS 0226 AVIL Avila Capital Markets, Inc. 0161 PDQX PDQ ATS, Inc. 0226 AVON Avondale Partners, LLC 0161 PFPI Prebon Financial Products Inc. 0226 BARR Barrett & Company 0161 PICK Pickering Energy Partners, Inc. 0161 PNSA Penserra Securities, LLC Berthel, Fisher & Company Financial Services, 0226 BFFI Inc. 0161 PNSR Penserra Securities, LLC 0226 BFSA Berwyn Financial Services 0161 PRAG Pragma Securities LLC 0226 BGIA Biondo Asset Management LLC Merrill Lynch, Pierce, Fenner & Smith 0226 BGSG CBIZ Financial Solutions, Inc. 0161 PXCJ Incorporated 0226 BISH Bishop, Rosen & Co., Inc. 0161 RAFF Rafferty Capital Markets, LLC 0226 BNYN Banyan Securities, LLC 0161 RAYF Raymond C. Forbes & Co., Inc. 0226 BRSE Bradesco Securities, Inc. 0161 RCML Dealerweb Inc. Buckingham Research Group Incorporated 0161 RJLB RJL Capital Group, LLC 0226 BUCK (The) 0161 RMAC Renaissance Macro Securities, LLC. 0226 CBOL Mutual Securities, Inc. 0161 ROTH Roth Capital Partners, LLC

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0226 CBTD Synovus Securities Inc. 0226 SBSC Siebert Brandford Shank & Co., LLC 0226 CERS Ceros Financial Services, Inc. 0226 SHFS Smith Hayes Financial Services Corporation 0226 CMCE Commerce Brokerage Services 0226 SLWY Solowey & Co. 0226 CMMW Commonwealth Financial Network 0226 SMRI Securities Management & Research, Inc. 0226 COWN Cowen & Company, LLC 0226 SSGC Signature Securities 0226 COWP Cowen & Company, LLC 0226 SSGM State Street Global Markets, LLC 0226 CRTS CertusSecurities, Inc. 0226 SSIN SunTrust Investment Services, Inc. 0226 CUFT Frost Brokerage Services, Inc. 0226 SSNI Securities Service Network, Inc. 0226 EURP Euro Pacific Capital, Inc. 0226 STOS Stockcross Financial Services, Inc. 0226 FCGA FCG Advisors LLC 0226 TIAN Triad Securities Corp 0226 FGCC 1st Global Capital Corp. 0226 TREX Dinosaur Securities, L.L.C. 0226 FGIC Financorp Group International Corp. 0226 TSII TradeStar Investments, Inc. 0226 FIBS Fidelity Brokerage Services LLC 0226 UMBF UMB Financial Services, Inc. 0226 FINW Financial West Group 0226 USAA USAA Investment Management Company 0226 FLAT Florida Atlantic Securities Corp. 0226 USCA U.S. CA Securities LLC 0226 FLTL Feltl and Company 0226 VFIN vFinance Investments, Inc. 0226 FTEN FTB Advisors, Inc. 0226 WBBC WBB Securities, LLC 0226 FUND Wunderlich Securities, Inc. 0226 WMBU WFG Investments, Inc. 0226 GARR Garrett Nagle & Company, Inc. 0226 XSTM National Financial Services LLC 0226 GHAS Gordon Hasket & Co. 0229 LEHM Barclays Capital, Inc./LE 0226 GHCC Gordon, Haskett Capital Corporation 0229 BCDX Barclays Captial Inc. 0226 GIRL Girard Securities, Inc. 0229 LATS Barclays Capital, Inc./LE 0226 GMCK McKelvey (George) Co., Inc. 0229 LEHB Barclays Capital, Inc./LE 0226 HARS Harvestons Securities, Inc. 0229 LEHP Barclays Capital, Inc./LE 0226 HAZL Hazlett, Burt & Watson, Inc. 0229 LHMA Barclays Capital, Inc./LE 0226 HUCO Huntington Investment Company 0229 LHMB Barclays Capital, Inc./LE 0226 IBER IBERIA Capital Partners L.L.C. 0229 LHMS Barclays Capital, Inc./LE 0226 ICTI International Correspondent Trading, Inc. 0229 LHSB Barclays Capital, Inc./LE 0226 IPAC Interpacific Investors Services, Inc. 0229 LSAH Barclays Capital, Inc./LE 0226 JGUN Gunnar (Joseph) & Co., LLC 0235 DAIN RBC Capital Markets Corporation 0226 KEEL Keeley Investment Corp. 0235 ACGP Andes Capital Group, LLC 0226 KOVS Kovack Securities, Inc. 0235 ACLP Alexander Capital, L.P. 0226 LASS LaSalle Street Securities, Inc. 0235 ACPL American Capital Partners 0226 LEBO Baldwin (Leigh) & Co., LLC 0235 ACRN Acorns Securities, LLC 0226 LTCO Ladenburg, Thalmann & Co. Inc. 0235 ADFG American Diversified Financial Group, LLC 0226 MACC Mid Atlantic Capital Corp. 0235 AGCP Aegis Capital Corp. 0226 MDBC MDB Capital Group, LLC 0235 AGIS Aegis Capital Corp. 0226 MDGS Middlegate Securities Ltd. 0235 AICB Ameritas Investment Corp. 0226 MEAL M. E. Allison & Co., Inc. 0235 AISG American Independent Securities Group, LLC 0226 MPLW Maplewood Investment Advisors, Inc. 0235 ALIS Alexander Investment Services Co. 0226 MSRO Mesirow Financial, Inc. 0235 ANDG Garrett (Andrew) Inc. 0226 MVSG MV Securities Group, Inc. 0235 ASGI Alton Securities Group Inc. 0226 NATL National Securities Corporation 0235 ATTR Atlantic Trading Partners Incorporated 0226 NTRC Northern Trust Securities, Inc. 0235 BBGC Graham (B.B.) & Company 0226 OBWS Oberweis Securites, Inc. 0235 BBII Sierra Equity Group Ltd. 0226 OHIO Fifth Third Securities, Inc. 0235 BCMI Blackwall Capital Markets, Inc. 0226 PACS Pacific Crest Securities 0235 BCOM Baker & Co., Incorporated 0226 PENA Pennaluna & Company Inc. 0235 BEAF Beaconsfield Financial Services, Inc. 0226 PIAC Protected Investors of America 0235 BFSL Briggs-Ficks Securities, LLC 0226 PNCC PNC Investments 0235 BJRC Cascade Investment Group, Inc. 0226 PUPL Puplava Securities, Inc. 0235 BKRT Buckman, Buckman & Reid, Inc. 0226 RHCO SunTrust Capital Markets, Inc. 0235 BLTN Bolton Securities Corporation 0226 RILY Riley (B.) & Co., Inc. 0235 BMRK Benchmark Investments, Inc. 0226 SAIN Securities America, Inc. 0235 BNJM Benjamin Securities, Inc. 0226 SBLT SunAmerica Capital Services, Inc./Valic 0235 BOBO Penates Group Inc. 0226 SBRT Siebert (Muriel) & Co., Inc. 0235 BRGI Advanced Asset Trading, Inc.

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0235 BRNT Brent (H.D.) & Company, Inc. 0235 HFSB Heritage Financial Systems, Inc. 0235 BVIS BestVest Investments, Ltd. 0235 HIGG Higgins Capital Management, Inc. 0235 BWNA Brown Associates, Inc. 0235 HLIX Lucia Securities, LLC 0235 CAPF Capital Financial Services, Inc. 0235 HMPT Hampton Securities (USA), Inc. 0235 CATE Carter, Terry & Company, Inc. 0235 HRGR Harger and Company, Inc. 0235 CFDI CFD Investments 0235 HVST Harvest Financial Corporation 0235 CFGM Trustmont Financial Group, Inc. 0235 ICMH Institutional Capital Management, Inc. 0235 CHNR Chauner Securities, Inc. 0235 INCP Incapital, LLC 0235 CLRK Clark Dodge & Co., Inc. 0235 INPI Investment Planners Inc. 0235 CLSC Cabot Lodge Securities LLC 0235 IVNT Investment Network, Inc. 0235 CLSS Cabot Lodge Securities LLC 0235 IVOL Union Capital Company 0235 CMGT Country Capital Inc. 0235 JDCO Cummins Financial Corporation 0235 CNCD Concorde Investment Services, LLC 0235 JEFM Jeffrey Matthews Financial Group, LLC 0235 COHN Cohen Bros. & Company 0235 JEVO Atis, Inc. 0235 COKE Coker & Palmer, Inc. 0235 JVBF Jack V. Butterfield Investments Company 0235 COLL Collins & Co. 0235 JWML Millegan (J.W.), Inc. 0235 CONF Conservative Financial Services, Inc. 0235 KCIM Investment Management Corporation 0235 CONR Conners & Co., Inc. 0235 KRTH Korth (J.W.) & Company, Inc. 0235 COYL Coyle Securities LLC 0235 KWSC KW Securities Corporation 0235 CPLC Cova Capital Partners LLC 0235 LAFB Lafferty (R.F.) & Co., Inc. 0235 CRDL Cardinal Investments Inc. 0235 LAKE Lake Forest Securities, LLC 0235 CSIN Capital Select Investment 0235 LAMA Lara, Shull & May, Ltd. 0235 CSPI Capital Synergy Partners 0235 LARC Larimer Capital Corporation 0235 DAII Alexander (Don) Investments, Inc. 0235 LASE Legacy Asset Securities Inc. 0235 DARA Darwood Associates, Inc. 0235 LBWA Lebenthal & Co., LLC. 0235 DCSD Dain Correspondent Services 0235 LEON Leonard Securities, Inc. 0235 DHCO David Harris & Co., Inc. 0235 LEYA Lemley, Yarling & Co. 0235 DHLN Equinox Group Distributors, LLC 0235 LFRO LF Rothschild, LLC 0235 DORN Dorn & Co., Inc. 0235 LMFI Lauren & Merlin Inc. 0235 DPAA Palmieri (Angnardo) & Co., Inc. 0235 LMKO Kohn (L.M.) & Company 0235 EDIR EDI Financial, Inc. 0235 LOMU Loewen, Ondaatje, McCutcheon USA Limited 0235 EXTF Wynston Hill Capital, LLC 0235 LPFS Liberty Partners Financial Services, Inc. 0235 FALK Steven L. Falk & Associates 0235 MAIA Maia Securities, Inc. 0235 FCAP Fairbridge Capital Markets 0235 MCTY McCourtney-Breckenridge & Company 0235 FEDR Federated Securities Inc. 0235 MERC Mercadien Securities 0235 FFCB Forefront Capital Markets LLC 0235 MINP Ministry Partners Securities, LLC 0235 FFCM Forefront Capital Markets LLC 0235 MINV Mack Investments Securities, Inc. 0235 FHON First Honolulu Securities Inc. 0235 MOLO Moloney Securities 0235 FINF Finance 500, Inc. 0235 MTLE MTL Equity Products, Inc. 0235 FISH Fisher (L.B.) & Company 0235 MWIL Morgan Wilshire Securities, Inc. 0235 FKSC First Kentucky Securities Corporation 0235 NADL Warren D. Nadel & Company 0235 FLIB First Liberties Financial 0235 NEHL Greenberg Financial Group 0235 FNBS Alerus Securities Corporation 0235 NELS Nelson Securities, Inc. 0235 FORE Forest Securities, Inc. 0235 NFTY Infinity Financial Services 0235 FPCI Financial Planning Consultants Inc. 0235 NORC Northern Capital Sec. Corp. 0235 FSII Forsyth Securities 0235 NSFP Northstar Financial Partners 0235 GAFI Gardner Financial Services Inc. 0235 NSRD Nestlerode & Co., Inc. 0235 GELP RBC Capital Markets, LLC 0235 NYPP NYPPEX, LLC 0235 GJSS Schwartz, Gregory J. & Co. Inc. 0235 OAKR The Oak Ridge Financial Services Group, Inc. 0235 GRAD Gradient Securities, LLC 0235 OCAC Olson, Cross & Alamo LLC 0235 GRFC GRF Capital Investors Inc. 0235 OFGF OFG Financial Services Inc. 0235 GRIL Global Resource Investments, Ltd. 0235 OFKS Fulcrum Securities, Inc. 0235 GRST Garden State Securities Inc. 0235 PAAI Portfolio Advisors A 0235 HACL Halen Capital Management, Inc 0235 PAUL Paulson Investment Company, Inc. 0235 HAMR W.R. Hambrecht + Co., LLC 0235 PICC Planned Investment Co., Inc. 0235 HENN Hennig (Carl M.) Inc. 0235 PODE Podesta & Co.

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0235 PPSI Pension Planners Securities, Inc. 0250 WELX Wells Fargo Securities, LLC 0235 PRBC Pointe Capital, LLC 0250 WEMM Wells Fargo Securities, LLC 0235 PTIS PTI Securities & Futures L.P. 0250 WFIS Wells Fargo Institutional Securities, LLC 0235 QUET Quest Capital Strategies, Inc. 0250 WFPB Wells Fargo Prime Services, LLC 0235 RBAC Robert B. Ausdal & Co., Inc. 0269 MAPL Maple Securities USA, Inc. 0235 RBCD RBC Capital Markets Corporation 0270 INGF ING Financial Markets, LLC 0235 RBCM RBC Capital Markets Corporation 0270 INGG ING Financial Markets LLC 0235 RBCX RBC Capital Markets Corporation 0271 TRAD TradeStation Securities, Inc. 0235 RCLF Olympia Asset Management, Ltd. 0279 SWST Southwest Securities, Inc. 0235 RCMA RBC Captial Markets Arbitrage, S.A. 0279 AFGT Ambassador Financial Group, Inc. 0235 RGLS Regal Securities, Inc. 0279 BAIN Bankers & Investors Co. 0235 RIED Riedl, First Securities Company of Kansas 0279 BENS Benjamin Securities Investment Co., Inc. 0235 RKWS Rockwell Securities LLC 0279 BRBR Brown & Brown Securities, Inc. 0235 ROBI Robinson & Robinson, Inc. 0279 CAGI Crescent Securities Group, Inc. 0235 ROBO Rodgers Brothers, Inc. 0279 CALT Calton & Associates, Inc. 0235 ROCK Rockwell Global Capital, LLC 0279 CAPE Cape Securities, Inc. 0235 RPTR Dinosaur Securities, L.L.C. 0279 CHTS Chatsworth Securities LLC 0235 RRIC Retirement Resources Investment Corp. 0279 CIMS CIM SECURITIES, LLC 0235 RRUD Reid & Rudiger, LLC 0279 CISC Caldwell International Securities Corporation 0235 RYAL Royal Securities Company 0279 CLSI Caprock Securities, Inc. 0235 RYDS RBC Dominion Securities Corporation 0279 CMSI Capital Management Securities, Inc. 0235 SAVY Savoy Capital Management, Inc. 0279 DCPI Dynasty Capital Partners, Inc 0235 SDIC Sauer Dazey Investments Co. 0279 DENI H.C. Denison Co. 0235 SFSI Superior Financial Services, Inc. 0279 DXSI Omega Research Corporation 0235 SGLC Long (S.G.) & Company 0279 EMPR Selkirk Investments, Inc. 0235 SMCO Smith, Moore & Co. 0279 FAMS First American Securities 0235 SORS Sorsby Financial Corp. 0279 FCML FNBB Capital Markets, LLC 0235 STLR Prime Solutions Securities, Inc. 0279 FFEC First Financial Equity Corp. 0235 STSI Spencer Trask Ventures, Inc. 0279 FINC AWM Securities, Inc. 0235 SUST Sunstreet Securities, LLC 0279 FIRF First Research Finance Inc. 0235 TAIG Geoffrey Richards Securities Corp. 0279 FRIC Freedom Investors Corp. 0235 TFSC Twenty-First Securities Corporation 0279 FSSO First State Securities, Inc. 0235 TFSL Teckmeyer Financial Services 0279 GENS General Securities Corp. 0235 TGUL Cleary Gull Inc. 0279 GSBI Global Brokerage Services, Inc. 0235 TIGC Nelsonreid, Inc. 0279 HAFS Hantz Financial Services, Inc. 0235 TMBI Thurston, Springer, Miller, Herd & Titak, Inc. 0279 HAYV Haywood Securities (USA) Inc. 0235 TOVC TOV Capital Markets, Inc. 0279 IAAK Isaak Bond Investment, Inc. 0235 TRIP Trident Partners Ltd. Indiana Merchant Banking & Brokerage Co., 0279 IMBB Inc. 0235 TSCD Sturges Company (The) 0279 IMSS IMS Securities Inc. 0235 UHLM Uhlmann Price Securities, LLC 0279 INFI Integral Financial, LLC 0235 VALM Valmark Securities, Inc. 0279 ISCN Institutional Securities Corporation 0235 VTMW Emergent Financial Group, Inc. 0279 JKFS J.K. Financial Services, Inc. 0235 WCSC Wilmington Capital Securities, LLC 0279 JRLC JRL Capital Corporation 0235 WEGI World Equity Group Inc. 0279 KACI First Integrity Capital Partners Corp 0235 WEGP Western Equity Group, Inc. 0279 KAPE Cape Securities, Inc. 0235 WILB Wilbanks Securities, Inc. 0279 KLDC Kun-Lun Development Corporation 0235 WISC Windsor, Sheffield & Company, Inc. 0279 LOMB Lombard Securities Incorporated 0235 WRGR Warner Group Inc. (The) 0279 MASU Mirae Asset Securities(USA) Inc. 0235 WSCC Washington Securities Corporation 0279 MITC CapNet Securities Corporation 0235 WSCX Workman Securities Corp. 0279 MNCO Nelson (Martin) & Co., Inc. 0235 WTRI Waterford Investors Services, Inc. 0279 MOMY Ashton Young, Inc. 0235 YOST Young Stovall & Company 0279 MSCB Maine Securities Corporation 0237 NQPX NASDAQ OMX PHLX LLC 0279 MTCA Mutual Trust Co. of America Securities 0238 ITLC InTrade, LLC 0279 NTBC Neidiger, Tucker, Bruner, Inc. 0250 WCHV Wells Fargo Securities, LLC 0279 NWCM NW Capital Markets Inc. 0250 NORW Wells Fargo Brokerage Services, LLC

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0279 OBSH O'Brien & Shepard, Inc. 0309 ALAC Alamo Capital 0279 PECA Peraza Capital and Investment, LLC 0309 AMUR AMUR Advisors, LLC 0279 PERC Percival Financial Partners, Ltd. 0309 ARIV Arive Capital Markets LLC 0279 PFCG Preferred Client Group, Inc. 0309 ASPN Aspen Equity Partners, LLC 0279 PFIS Professional Investments Services, Inc. 0309 BCLT Riviere Securities Inc. 0279 PICI Polar Investment Counsel, Inc. 0309 BCPI GVC Capital LLC 0279 PRGA Gilboy (P.R.) & Associates, Inc. 0309 BCRK Bear Creek Securities, LLC 0279 RDNK Woodstock Financial Group Inc. 0309 BHSE The Bond House 0279 RHIC R H Investment Corporation 0309 BISI Banorte-Ixe Securities International, LTD 0279 RSKY RedSky Financial, LLC 0309 BLNS Braymen, Lambert and Noel Securities, Ltd. 0279 RWSM Smith (R.W.) & Associates, Inc. 0309 BMKS Benchmark Securities LLC 0279 RWWI Reliance Worldwide Investments, LLC 0309 BOLL Bodell Overcash Anderson & Co. 0279 SEBR Sentinel Brokers Company 0309 CALL Callaway Financial Services, Inc. 0279 SGNL Signal Securities, Inc. 0309 CATH Cathay Securities, Inc. 0279 SKTR Stock Traders 0309 CFIN Chelsea Financial Services 0279 SLAK Southlake Capital LLC 0309 CNBS CNBS, LLC 0279 SPWI Spencer Winston Securities Corporation 0309 COFS Colorado Financial Service Corporation 0279 STGC Sterling Grace Municipal Securities Co. 0309 CSNT Crescent Securities Group, Inc. 0279 TRCO Tryco Securities, Inc. 0309 DLSC DLS Capital Partners, Inc. 0279 TREA Treasure Financial Corp. 0309 DOMI Dominion Investor Services Inc. 0279 UCCM CU Investment Solutions, Inc. 0309 ESTR Estrada Hinojosa & Co. 0279 USDB U.S. Brokerage, Inc. 0309 FIFS First Independent Financial 0279 VCLM Van Clemens & Co., Inc. 0309 FLSC First London Securities Corporation 0279 VSTS Vista Securities, Inc. 0309 FRST First Southern Securities LLC 0279 WANG Wang Investment Associates, Inc. 0309 GLLL Gill Capital Partners 0279 WDAC Wilson-Davis & Company, Inc. 0309 GNTS Great Nation Investment Group 0279 WIDS Wisconsin Discount Securities Corp. 0309 GWLP Grant Williams, L.P. 0279 WMEI Meeschaert Capital Markets, Inc. 0309 INDE Independent Brokers LLC 0280 FBSB U.S. Bancorp Investments Inc. 0309 ITUS InterTrading USA Securities, Inc. 0283 WDCO Wilson-Davis & Co., Inc. 0309 KCIX Kiley Partners, Inc. 0284 AFCO Fried (Albert) & Company, LLC 0309 KEEN St Bernard Financial Services, Inc 0284 CLAN Clancy Financial Services, Inc 0309 KENS Kensington Capital Corp. 0284 GPNI GP Nurmenkari, Inc. 0309 KUYK Kuykendall & Schneider, Inc. 0284 TORX Torc Investments and Research LLC 0309 LANP Lancaster Pollard & Co. 0286 SGAS SG Americas Securities, LLC 0309 LIFG Long Island Financial Group, Inc 0286 SGOV SG Americas Securities, LLC 0309 LOWL Lowell & Company 0287 MRSC Marsco Investment Corporation 0309 MCMG Municipal Capital Market Group 0294 QNTX Quantex Clearing, LLC 0309 MXSI Maxwell Simon Inc. 0295 NITC KCG Americas LLC 0309 NACL National Alliance Securities Corporation 0295 DTTX Knight Execution & Clearing Services LLC 0309 NAFA NAFA Capital Markets, LLC 0295 GFLO Knight Capital Americas LLC 0309 NTCP Marv Capital Inc. 0295 KCGM KCG Americas LLC 0309 NWCT Newcourt Securities, Ltd. 0295 KCMP Knight Capital Markets, LLC 0309 PERK Perkins, Smart & Boyd, Inc. 0295 KELG Knight Capital Americas, L.P. 0309 PHRS Navaid Financial Services 0295 KELL Knight Capital Americas, L.P. 0309 PURP Liberty Capital Investment Corp. 0295 NITD Knight Execution & Clearing Services LLC 0309 QUOI Quoin Capital LLC 0295 NITE Knight Equity Markets, L.P. 0309 RCKF Rockfleet Financial Services, Inc. 0295 NITP Knight Equity Markets, L.P. 0309 RFRC The Rockwell Financial Group, Inc. 0295 NITX Knight Capital Americas LLC 0309 RGEL Regal Securities, Inc. 0295 OCTG OCTEG LLC 0309 SEQU Sequoia Investments, Inc. 0295 TRIM Knight Capital Markets, LLC 0309 SIGI Simmons First Investment Group, Inc. 0300 CURN Curian Clearing, LLC 0309 SPAC Sierra Pacific Securities, LLC 0309 FSWC First Southwest Company 0309 SSGT Steward Securities Group LLC 0309 ABAI Abacus Investments, Inc. 0309 SSLC Sanderlin Securities, LLC 0309 ADKT Adirondack Trading Group LLC 0309 STND First Standard Financial Company LLC 0309 AIRS Hand Securities, Inc. 0309 TBIS Tradier Brokerage, Inc.

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0309 TORO Valdes & Moreno, Inc. 0352 FILL Tradestation Securities, Inc. 0309 TRSH Thrasher & Company 0352 FINA Valores Finamax International, Inc. 0309 USSI U.S. Sterling Securities, Inc. 0352 FNSJ Financial Northeastern Securities Inc. 0309 WELL Wells Nelson & Associates, LLC 0352 FOXN Fox Run Alpha Fund, L.P. 0309 WICK Bonwick Capital Partners, LLC 0352 FSFS ING Investment Management Services LLC 0309 WNJC WNJ Capital, Inc 0352 GAGN Gagnon Securities LLC 0309 ZEUS Zeus Securities, Inc 0352 GFSI Global Financial Services, Inc. 0311 PIPR Piper Jaffray & Co. 0352 GILG Gilder, Gagnon, Howe & Co., LLC 0311 HPWD Piper Jaffray & Co. 0352 GISJ Global Investor Services, L.C. 0311 PIPS Piper Jaffray & Co. 0352 GNAV Green Street Advisors, Inc. 0311 PIPX Piper Jaffray & Co. 0352 GUGG Guggenheim Securities, LLC 0330 FLTG ABN AMRO Clearing Chicago LLC/CPM 0352 HLLC Hollencrest Securities, LLC 0330 NAMB Nunami Services, LLC 0352 HORW Horwitz & Associates, Inc. 0330 SIMA ABN AMRO Clearing Chicago LLC 0352 HTJP Hightower Securities, LLC 0330 WMLF Wedbush Morgan Securities, Inc. 0352 INVE Investacorp, Inc. 0338 OXPS OptionsXpress, Inc. 0352 INVM Invemed Associates, LLC 0344 DAVE Diamant Investment Corp. 0352 ISIG International Strategy & Investment Group, Inc. 0349 ABNA ABN AMRO Securities (USA) LLC 0352 IVEX Invex, Inc. 0352 BSSC J.P. Morgan Clearing Corp. 0352 JANE Jane Street Markets, LLC 0352 ACAD Academy Securities, Inc. 0352 JANS Jane Street Markets, LLC 0352 ADAM Canaccord Genuity Inc. 0352 JPME J.P. Morgan Securities, Inc. 0352 AFGI Access Financial Group, Inc. 0352 JPMG J.P. Morgan Securities, Inc. 0352 AGBD AG BD, LLC 0352 JPMP J.P. Morgan Securities, Inc. 0352 AHBI Abner, Herrman & Brock, Inc. 0352 JPMS J.P. Morgan Securities, Inc. 0352 AICO Arcadia Investment Corp. 0352 JPMT J.P. Morgan Securities LLC 0352 AJAY Pace (A.J.) & Co., Inc. 0352 JPMX J.P. Morgan Securities LLC 0352 AXIO Axiom Capital Management, Inc. 0352 JRCO Johnson, Rice & Company LLC 0352 BCSB Blue Capital Securities, Inc. 0352 JSES Jane Street Execution Services, LLC 0352 BDIR Jefferies & Co., Inc. 0352 JSPT Jane Street Markets, LLC 0352 BEAR J.P. Morgan Securities, Inc. 0352 JSSF JMP Securities, LLC 0352 BECM Beta Capital Management 0352 KALA K.A. Associates Inc. 0352 BELS Bel Air Securities LLC 0352 KEDM Kedem Capital Corp. 0352 BEST J.P. Morgan Securities, Inc. 0352 KIML Kimelman & Baird, LLC 0352 BGIS BlackRock Execution Services 0352 KRCO K.R. Securities LLC 0352 BIGS PCBB Capital Markets, LLC 0352 LCSS LCS Securities, LLC 0352 BNCH Benchmark Company, LLC (The) 0352 LEVY Levy, Harkins & Co., Inc. 0352 BRIL Brill Securities, Inc. 0352 LEXI Lexington Investment Co. Inc. 0352 BRNM Burnham Securities Inc. 0352 LIJP Lime Brokerage LLC 0352 BRRR Barrington Research Associates, Inc. 0352 LINC Liberum Capital Inc. 0352 BTIX BTIG, LLC 0352 LOBR Loeb Partners Corporation/Retail 0352 CCCM Concept Capital Markets, LLC 0352 LQNA Liquidnet, Inc. 0352 CCCO Carnes Capital Corp. 0352 LQNB Liquidnet, Inc. 0352 CFII Consolidated Financial Investments, Inc. 0352 LQNT Liquidnet, Inc. 0352 CHCH Churchill Financial LLC 0352 MAMA Securevest Financial Group 0352 CHCK Chickasaw Securities, LLC 0352 MERL Merlin Securities, LLC 0352 CHIL Chilian Partners L.P. 0352 MERS Merrion Securities, LLC 0352 CISI Chase Investment Services Corp. 0352 MITR GMP Securities, LLC 0352 CLDS Coldwater Securities Incorporated 0352 MJWH Whitman (M.J.) & Co., Inc. 0352 CPMI Capital Portfolio Management Inc. 0352 MONR Monroe Securities Inc. 0352 CSTI Canaccord Genuity Securities LLC 0352 MORA Mora WM Securities 0352 CURR Curren & Company 0352 NASJ Jane Street Markets, LLC 0352 DOTC Dougherty & Company LLC 0352 NBLB Neuberger Berman, LLC 0352 EAMC Empire Asset Management Company 0352 NBSL BMO Nesbitt Burns Securities, Ltd. 0352 EFGC EFG Capital International 0352 NDCM Nanes Delorme Capital Management, LLC 0352 FAST First Allied Securities Inc. 0352 NEED Needham & Company, LLC 0352 FBRC Friedman, Billings, Ramsey & Co., Inc. 0352 NOPO ConvergEx Prime Services LLC

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0352 OTKR Otkritie Inc. 0395 CDRG Citadel Securities LLC 0352 PAPA Papamarkou Wellner & Co. 0395 APOG Citadel Securities LLC 0352 PCCM Porter Christie Partners, L.P. 0395 CATS Citadel Securities LLC 0352 PLMA Paloma Securities 0395 CCMX Citadel Securities LLC 0352 QBSI CFT Securities LLC 0395 CEDL Citadel Securities LLC 0352 RCRS Roosevelt & Cross, Incorporated 0395 CEMM Citadel Securities LLC 0352 RENC Rencap Securities, Inc. 0395 CTDL Citadel Securities LLC 0352 REYN Thomas P. Reynolds Securities Ltd 0395 ICRD Citadel Securities LLC 0352 RMAT Ramat Securities Ltd. 0395 IELP Citadel Securities LLC 0352 RPEX Repex & Co., Inc. 0395 PRDG Citadel Securities LLC 0352 RREZ Samuel A. Ramirez & Company, Inc. ABN AMRO Clearing Chicago LLC/Portfolio 0352 RWPS Pressprich (R.W.) & Company Inc. 0396 APMA Margining 0352 SAMI Spectrum Asset Management Inc. 0396 ATGX ABN AMRO Clearing Chicago LLC 0352 SDLR Sandler, O'Neill & Partners, L.P. 0396 BRIX ABN AMRO Clearing Chicago LLC 0352 SEAP Seaport Securities Corp. 0396 CACX ABN AMRO Clearing Chicago LLC 0352 SEIC SEI Investments Distribution 0396 DRTL Dart Executions, LLC 0352 SEND Sendero Securities, LLC 0396 FQLB Quantlab Securities LP 0352 SFSS SF Sentry Securities, Inc. 0396 FQLS Quantlab Securities LP 0352 SHRE Shufro, Rose & Company, LLC 0396 FWBA ABN AMRO Clearing Chicago LLC 0352 SLRD Reed (S.L.) & Company 0396 HEDX ABN AMRO Clearing Chicago LLC 0352 SMRD Sumridge Partners, LLC 0396 HNCA ABN AMRO Clearing Chicago LLC 0352 SOLM Solium Financial Services LLC 0396 IMCX ABN AMRO Clearing Chicago LLC 0352 STEW Collins Stewart, Inc. 0396 MNTX ABN AMRO Clearing Chicago LLC 0352 STHR StormHarbour Securities LP 0396 MQRX ABN AMRO Clearing Chicago LLC 0352 TDSI TD Securities (USA) LLC 0396 OTFX ABN AMRO Clearing Chicago LLC 0352 VARI Variant Research Corporation 0396 QLBX ABN AMRO Clearing Chicago LLC 0352 VASL Vasiliou & Company Inc. 0396 SUNI Sun Trading, LLC 0352 VCAS VCA Securities, LP 0396 WABN Wedbush Securities Inc. 0352 VMEX Vectormex WMG, Inc. 0396 WEBX ABN AMRO Clearing Chicago LLC 0352 WCMS Westport Capital Markets, LLC 0396 WLSC Wedbush Securities Inc. 0352 WFGO Wells Fargo Securities, LLC 0396 ZENA ABN AMRO Clearing Chicago LLC 0352 WFSI Windham Financial Services Inc. Lombard Odier Transatlantic, Limited 0352 WISI Western International Securities, Inc. 0408 TRNS Partnership 0352 WMCL White Mountain Capital, LLC 0418 SBSH Citigroup Global Markets Inc. 0352 ZACK Zacks & Company 0418 CCAT Citigroup Global Markets Inc. 0352 ZOUL Zoullas (N.B.) Securities, Inc. 0418 CFSC Citicorp Financial Services Corporation 0355 FBCO Credit Suisse Securities (USA) LLC 0418 CGQT Citigroup Global Markets Inc. 0355 AESX Credit Suisse Securities (USA) LLC 0418 GATE Citigroup Global Markets Inc. 0355 CROS Credit Suisse Securities (USA) LLC 0418 LQFI Citigroup Global Markets Inc. 0355 LTPL Credit Suisse Securities (USA) LLC 0419 SPHN Stephens, Inc. 0355 WEDE Wedbush Morgan Securities, Inc. 0425 RBSG RBS Securities Inc./Equities 0361 DADA Davidson (D.A.) & Co. Inc. 0436 ACRA Archipelago Securities, LLC 0361 MORE Mitchell Securities Corporation of Oregon 0436 ALLC Archipelago Securities, LLC 0370 ASEL Tradition Asiel Securities, Inc. 0436 ARCA Archipelago Trading Services, Inc. 0370 ASLB Tradition Asiel Securities, Inc. 0436 ARRB Archipelago Securities, LLC 0370 SCSI Standard Credit Securities 0436 INAR Instinet, LLC 0374 JANY Janney Montgomery Scott LLC 0436 LIMA Lime Brokerage LLC 0374 JMSI Janney Montgomery Scott LLC 0436 PEAR Penson Financial Services, Inc. 0385 ETCL E*Trade Clearing, LLC 0438 CWMK CIBC World Markets Corp. 0385 ETRS E*Trade Securities, LLC 0438 CWMC CIBC World Markets Corp. Industrial and Commerical Bank of China 0443 PERS Pershing LLC 0388 ICBK Financial Services LLC 0443 ACBD American Century Brokerage, Inc. 0388 ARTI Arbor Research & Trading, LLC. 0443 AGCO Auerbach Grayson & Co. Inc. 0388 NVGT Navigate Advisors LLC 0443 AIGF Sagepoint Financial, Inc. 0388 SEID Seidel & Shaw LLC 0443 ALFA Alforma Capital Markets, Inc. 0390 RJFI Raymond James & Associates, Inc./Fl 0443 ALLN Allen & Company LLC 30

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0443 ARBI Aufhauser Securities, Inc. 0443 DOWL Dowling & Partners Securities LLC 0443 ARCD Arcadia Securities, LLC 0443 DRXL Drexel Hamilton, LLC 0443 ARGA Auriga USA, Inc. 0443 ESFS E.S. Financial Services, Inc. 0443 AVML AVM, L.P. 0443 EVRC Evercore Group LLC 0443 AXCB Access Securities, Inc. 0443 EXAN Exane, Inc. 0443 AXCS Access Securities, Inc. 0443 EXCU XCU Capital Corp. 0443 BALE M&T Securities, Inc. 0443 FATS First Brokers Securities LLC 0443 BANF Banif Securities Inc. 0443 FBNW Floor Broker Network Inc. 0443 BAQP Burke & Quick Partners LLC 0443 FBPC Credit Suisse Securities (USA) LLC 0443 BCZC Ziegler (B.C.) & Company 0443 FCST Intl FC Stone Securities Inc. 0443 BFEC Benjamin F. Edwards & Co. 0443 FESI First Empire Securities, Inc. 0443 BIGP Brownstone Investment Group, LLC 0443 FINT Fintegra, LLC 0443 BIGZ Brownstone Investment Group, LLC 0443 FISA Advisors Asset Management, Inc. 0443 BKCM BNY Capital Markets Inc. 0443 FMCO First Manhattan Co. 0443 BKMM BNY Mellon Capital Markets LLC 0443 FNIC Financial Network Investment Corporation 0443 BLAY Bley Investments Group, Inc. 0443 FSCS FSC Securities Inc. 0443 BLTK Bulltick, LLC 0443 FSRP First Republic Securities Co. 0443 BMUR Brean Capital, LLC 0443 GABE G.Research, Inc. 0443 BOKI BOSC, Inc. 0443 GATS Gates Capital Corporation 0443 BRCY BCP Securities, LLC 0443 GBMT GBM International, Inc. 0443 BROC Pavilion Global Markets Ltd 0443 GLYN Glynn (J.A.) & Co. 0443 BRPR Brasil Plural Securities LLC 0443 GMSG GMS Group (The), LLC 0443 BRVL Blaylock Robert Van, LLC 0443 GRDK SecondMarket, Inc. 0443 BTIS BTIG, LLC 0443 GUGS Guggenheim Securities, LLC 0443 BUEL Buell Securities Corp. 0443 HBCO Global Investor Services, LLC 0443 BVCM Unicredit Capital Markets, Inc. 0443 HEFR Hefren-Tillotson, Inc. 0443 BWEL Barclays Capital, Inc. 0443 HENY Henley & Company LLC 0443 CABR Cabrera Capital Markets, Inc. 0443 HERO Herold (Bernard) & Co. 0443 CANA Canaccord Genuity Inc. 0443 HFLD Hartfield, Titus & Donnelly, LLC 0443 CCMB Concept Capital Markets, LLC 0443 HITS Height Securities, LLC 0443 CGAT Cadaret, Grant & Co., Inc. 0443 HNTR Hunter Associates Inc. 0443 CGDN Capital Guardian, LLC 0443 HWLS Howells (M.S.) & Co. 0443 CGWM Citigroup Global Markets Inc. 0443 ICCP Investors Capital Corporation 0443 CHLC Churchill Capital USA, Inc. 0443 ICEN Investment Center, Inc. (The) 0443 CICC CICC US Securities, Inc. 0443 IESI Itau Europa Securities Inc. 0443 CIRI Cambridge Investment Research, Inc. 0443 IMPC Imperial Capital, LLC 0443 CITA Citation Financial Group, L.P. 0443 INPR Investment Professionals, Inc. 0443 CJSC CJS Securities, Inc. 0443 ITAU Itau BBA USA Securities Inc. 0443 CLGL CLG Investment Company, Inc 0443 ITEC Hapoalim Securities USA, Inc. 0443 CMCA Comerica Securities 0443 JOLE Johnston, Lemon & Co. Incorporated 0443 CMPT Compass Point Research & Trading, LLC 0443 JVBG J.V.B. Financial Group LLC 0443 CNFR Conifer Securities, LLC 0443 KBCO Kahn Brothers & Co., Inc. 0443 COWR Cowen and Company, LLC 0443 KERC Kercheville & Company 0443 CRTC CRT Capital Group, LLC 0443 KEYB KeyBanc Capital Markets Inc. 0443 CSMI Capitol Securities Management, Inc. 0443 KOVP Kovack Securities Inc. 0443 CTAS Infinex Investments, Inc. 0443 LAFC R.F. Lafferty & Co., Inc. 0443 CTLA Cantella & Co., Inc. 0443 LAFF R.F. Lafferty & Co., Inc. 0443 CTSC Creditex Securities Corporation 0443 LAZA Lazard Capital Markets LLC 0443 CUPS Cuttone & Co., Inc. 0443 LAZF Lazard Freres & Co. LLC 0443 DALE America Northcoast Securities, Inc. 0443 LBCO Lebanthal & Co., LLC 0443 DBPC Deutsche Bank Securities Inc. 0443 LBOW Longbow Securities, LLC 0443 DEFA Jefferies LLC 0443 LEAF Silver Leaf Partners, LLC 0443 DJST D.J. St Germain Co., Inc. 0443 LEER Leerink Swann & Company 0443 DNWL Duncan & Williams, Inc. 0443 LESW Leerink Swann & Company 0443 DOFT Doft & Co., Inc. 0443 LIBE KCG Americas LLC 0443 DOMK Dominick & Dominick, Inc./CDS 0443 LNCL Lincoln Investment

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0443 LOOP Loop Capital Markets, LLC Russell Implementation Srvs., Inc. Pt of 0443 LWFL Lawson Financial Corporation 0443 RSSE Russell Inv. 0443 MAVS Madison Avenue Securities 0443 RTHS Rothschild Investment Corporation 0443 MAXM Maxim Group, LLC 0443 RWPC R.W. Pressprich & Co, Inc 0443 MCCL McClurg Capital Corporation 0443 SABS Sabadell Securities USA, Inc. 0443 MERI Merriman Curhan Ford & Company 0443 SALC Sterne Agee & Leach, Inc 0443 MESF Mesirow Financial, Inc. 0443 SANT Santander Investment Securities Inc. 0443 MNRC Monarch Capital Group LLC 0443 SCAR Scarsdale Equities, LLC 0443 MRKS Ramsey (M.) King Securities, Inc. Standard Chartered Securities (North America) 0443 MSII Metlife Securities, Inc. 0443 SCBS Inc. 0443 MTDB M&T Securities, Inc. 0443 SERL Searle & Co. 0443 MTON Millington Securities, Inc. 0443 SFPS S.F. Investments, Inc. 0443 MURF Murphy & Durieu 0443 SHAY Shay Financial Services, Inc. 0443 MVSC Mountainview Securities, LLC 0443 SIMM Simmons & Company International 0443 NACM Nab Securities, LLC 0443 SMHI Sanders Morris Harris Inc. 0443 NAVP Range Global LLC 0443 SOCO Capital One Securities, Inc. 0443 NESC Northeast Securities, Inc. 0443 SOUZ Souza Barros Securities, Inc. 0443 NESS New England Securities Corporation 0443 SPLN Celadon Financial Group, LLC 0443 NORP Pareto Securities Inc 0443 SRFL Securities Research, Inc. 0443 NORT Northland Securities, Inc. 0443 SSCO Safra Securities Corp. 0443 NOSO North South Capital LLC 0443 SSGR Shareholders Services Group Inc. 0443 NPTP Convergex Prime Services LLC 0443 SSNG Sisung Securities Corp. 0443 NRAM Canaccord Wealth Management (USA) Inc. 0443 STFC Stuart Frankel & Co., Inc. 0443 NSCB Newbury Street Capital Limited Partnership 0443 STLZ Bedrok Securities, LLC 0443 NTMG Fieldpoint Private Services, LLC 0443 STOV Stoever,Glass & Company Inc. 0443 ODNC Odeon Capital Group LLC 0443 SUMI SMBC Nikko Securities America, Inc. 0443 OTUS Olivetree USA, LLC 0443 SUMM Summer Street Research Partners 0443 PACT BTG Pactual US Capital LLC 0443 SUTT Sutter Securities Incorporated 0443 PASL Pershing Advisor Solutions, LLC 0443 SWFS Swedbank First Securities, LLC 0443 PERB Pershing LLC 0443 SYCA Syndicated Capital, Inc. 0443 PERT Pershing LLC, Principal Trading 0443 TAGS Taglich Brothers, Inc. 0443 PERX Pershing LLC 0443 TANA Portales Partners, LLC 0443 PHCO Phillips & Company Securities, Inc. 0443 TCPX Toussaint Capital Partners, LLC 0443 PJEF Jefferies LLC 0443 TDCO Thompson Davis & Co., Inc. 0443 PLAT RS Platou Markets, Inc. 0443 TFAS Tradition Aisel 0443 PMFS Portsmouth Financial Services 0443 TOCQ Tocqueville Securities, L.P. 0443 PMLC Prager, Sealy & Co., LLC 0443 TRAS Tradition Asiel Securities, Inc. 0443 POLI Hapoalim Securities USA, Inc. 0443 TRKA Troika Dialog USA, Inc. 0443 POWL Powell (Elmer E.) Company 0443 TRSQ Tower Square Securities, Inc. 0443 PPSL Amherst Pierpont Securities LLC 0443 TRWN T.R. Winston & Company, LLC 0443 PROE ProEquities 0443 TUNA Bluefin Research Partners, Inc. 0443 PTCM CAVU Securities LLC. 0443 UCMI United Capital Markets, Inc. 0443 PTLV National Bank Financial of Canada Inc. 0443 UGAM Union Gaming Advisors, LLC 0443 RABO Rabo Securities USA, Inc. 0443 UPLN United Planners Financial Services of America 0443 RAYG Bolton Global Capital 0443 VCAP Vanguard Capital 0443 RCSK Ruane, Cunniff & Goldbarb LLC 0443 VMDI Desjardins Securities International, Inc. 0443 REAV W.H. Reaves & Co., Inc 0443 VOTO Banco Votorantim Securities, Inc. 0443 RINO Rhino Trading Partners, LLC 0443 VTBI VTB Capital Inc. 0443 RJJZ RJJ Pasadena Securities, Inc. 0443 WABR Wall Street Access 0443 RLCC GWM Group, Inc. 0443 WBRO Wiley Bros.-Aintree Capital, LLC 0443 RMST Stark (R.M.) & Co., Inc. 0443 WEGE World Equity Group, Inc. 0443 ROBT Robotti & Company, LLC 0443 WELD White, Weld & Co. Securities, LLC 0443 ROCM RIM Securities LLC 0443 WHCG Whitaker Securities, LLC 0443 ROYL Royal Alliance Associates, Inc. 0443 WLMS Williams Capital Group, L.P. (The) 0443 RSAI Ross Sinclaire & Associates, LLC 0443 WNUT Walnut Street Securities, Inc. 0443 WRIS Westport Resources Investment Services, Inc.

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0443 WSSS WM Smith & Co. 0501 GSAA Goldman Sachs Execution & Clearing, L.P. 0443 WTKR Whitaker Securities, LLC 0501 GSBB Goldman Sachs Execution & Clearing, L.P. 0443 WYNS Winslow, Evans & Crocker Inc. 0501 GSCC Goldman Sachs Execution & Clearing, L.P. 0443 XPUS XP Securities, LLC 0501 GSDD Goldman Sachs Execution & Clearing, L.P. 0443 YAMN Trade Manage Capital, Inc. 0501 GSEE Goldman Sachs Execution & Clearing, L.P. 0445 STOX Stockcross Financial Services, Inc. 0501 GSFF Goldman Sachs Execution & Clearing 0445 STXG Stockcross Financial Services, Inc. 0501 GSGG Goldman Sachs Execution & Clearing 0448 NVEN Nuveen Securities, LLC 0501 GSII Goldman Sachs Execution & Clearing 0467 MPWA PWMCO, LLC 0501 GSLL Goldman Sachs Execution & Clearing 0472 MKVA Loyal3 Securities Inc. 0501 GSMM Goldman Sachs Execution & Clearing 0501 SILK Goldman Sachs Execution & Clearing, L.P. 0501 GSPP Goldman Sachs Execution & Clearing 0501 AXGP Access Securities, Inc. 0501 GSQQ Goldman Sachs Execution & Clearing 0501 BAYT BTIG, LLC 0501 GSRR Goldman Sachs Execution & Clearing 0501 BEAG Beacon Gate LLC 0501 GSTT Goldman Sachs Execution & Clearing 0501 BELV Belvedere Trading LLC 0501 GSUU Goldman Sachs Execution & Clearing 0501 BIGG Brownstone Investment Group 0501 GSVV Goldman Sachs Execution & Clearing 0501 BTGG Goldman Sachs Execution & Clearing, L.P. 0501 GSWW Goldman Sachs Execution & Clearing 0501 BTIG BTIG, LLC 0501 GSXX Goldman Sachs Execution & Clearing 0501 BZWV Goldman Sachs Execution & Clearing, L.P. 0501 GSYY Goldman Sachs Execution & Clearing 0501 BZWW Goldman Sachs Execution & Clearing, L.P. 0501 GSZZ Goldman Sachs Execution & Clearing 0501 BZWX Goldman Sachs Execution & Clearing, L.P. 0501 GTSZ GTS Securities, LLC 0501 BZYD Goldman Sachs Execution & Clearing, L.P. 0501 HCTA Hardcastle Trading USA, LLC 0501 BZYE Goldman Sachs Execution & Clearing, L.P. 0501 KRSH Kershner Securities, LLC 0501 BZYF Goldman Sachs Execution & Clearing, L.P. 0501 LATM LATAM Securities LLC 0501 BZYG Goldman Sachs Execution & Clearing, L.P. 0501 LAVA Lavaflow, Inc. 0501 BZYH Goldman Sachs Execution & Clearing, L.P. 0501 LNRT L&R Trading L.L.C. 0501 BZYJ Goldman Sachs Execution & Clearing, L.P. 0501 LOUI Louis Capital Markets, L.P. 0501 BZZH Goldman Sachs Execution & Clearing 0501 LPSP LPS Partners Inc. 0501 BZZK Goldman Sachs Execution & Clearing, L.P. 0501 MRAD Macro Risk Advisors, LLC 0501 BZZN Goldman Sachs Execution & Clearing, L.P. 0501 MVPF Grace Financial Group, LLC 0501 CADG Saxis Group, Inc. 0501 MWCC Monness, Crespi, Hardt & Co., Inc. 0501 CFCD Cantor Fitzgerald & Co. 0501 NPNT Convergex Execution Solutions LLC 0501 CFCS Cantor Fitzgerald & Co. 0501 OLDM Old Mission Capital, LLC 0501 CLVU Clearview Trading Advisors Inc. 0501 PBON Prebon Financial Products Inc. 0501 CPSI Casey Professional Services, LLC 0501 PREB Prebon Financial Products Inc. 0501 CSIU Citic Securities International USA, LLC 0501 PSGX PSG Executions, Inc. 0501 DART Dart Executions, LLC 0501 RBLT Rosenblatt Securities Inc. 0501 DCVL Dart Executions, LLC 0501 RLIN Merlin Securities, LLC 0501 DEGS Dart Executions, LLC 0501 RONI Ronin Capital, LLC 0501 DEMA DeMatteo Moness, LLC 0501 ROSN Rosenblatt Securities Inc. 0501 DETF Dart Executions, LLC 0501 SGMA Goldman Sachs Execution & Clearing, L.P. 0501 DNOR DNB Nor Markets, Inc. 0501 SHOT Schottenfeld Group LLC 0501 DREX Drexel Hamilton, LLC 0501 SILK LPS Partners Inc. 0501 DRTG Dart Executions, LLC 0501 SJLS Levinson (S.J.) & Sons LLC 0501 DRTR Dart Executions, LLC 0501 SPOT Spot Trading 0501 ESPO Esposito Securities, LLC SunGard Brokerage & Securities Services, 0501 SUNB LLC 0501 FNYG First New York Securities, LLC. SunGard Brokerage & Securities Services, 0501 TORR Tora Trading Services 0501 FRET LLC 0501 TOUR Tourmaline Partners, LLC 0501 GARC ICAP Corporates LLC 0501 UFPA United First Partners, LLC 0501 GARL ICAP Corporates, LLC 0501 WBCO Blue Trading, Inc. 0501 GARQ ICAP Corporates, LLC 0501 WEXI Wolverine Execution Services LLC 0501 GFGH Grace Financial Group, LLC 0501 WEXL Wolverine Execution Services, LLC 0501 GFGO Grace Financial Group LLC 0501 WEXX Wolverine Execution Services LLC 0501 GFIS GFI Securities, LLC 0501 WMLL Watermill Institutional Trading, LLC 0501 GJEF Jefferies LLC 0501 WTCO Williams Trading, LLC

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0501 XXEW Wolverine Execution Services, LLC 0551 QSEC Quad Securities LLC Citigroup Global Markets 0551 SUFI Susquehanna Financial Group, LLC 0505 CGMI Inc./Correspondent Clearing 0551 SUSQ Susquehanna Capital Group Automated Trading Desk Financial Services, 0551 TDNY TD Securities (USA) LLC 0505 ATDF LLC 0551 TJMI TJM Investments, LLC Automated Trading Desk Financial Services, 0505 AUTO LLC 0551 TRLN Tradelink Securities, LLC 0505 CXCX Citigroup Global Markets Inc. 0551 TRNP CCM Securities, LLC 0512 LSCI LEK Securities Corporation 0568 BRUT NASDAQ Execution Services, LLC 0512 AEGC Aegis Capital Corp. 0568 DARQ NASDAQ Execution Services, LLC 0512 BMSS BMA Securities 0568 INET NASDAQ Execution Services, LLC 0512 CEON Rice, Voelker LLC 0568 NQRB NASDAQ Execution Services, LLC 0512 LAMP Lampost Capital, L.C. 0571 OPCO Oppenheimer & Co., Inc. 0512 LCHX Lek Securities Corporation 0571 DRAT Dratel Group, Inc. (The) 0512 WMLK Wedbush Securities Inc. 0571 FDMI Freedom Investments, Inc. 0520 NQOP NASDAQ Execution Services, LLC/Options 0573 DBAB Deutsche Bank Securities Inc. 0520 ILND NASDAQ Execution Services, LLC 0573 DBAE Deutsche Bank Securities Inc. 0520 PHLY NASDAQ Execution Services, LLC 0573 DBAT Deutsche Bank Securities Inc. 0526 GUGI Guggenheim Funds Distributors, LLC 0573 DBAX Deutsche Bank Securities Inc. 0573 DBIB Deutsche Bank Securities Inc. Jefferies LLC/Jefferies Execution Services, 0536 WDSB Inc./Service Bureau 0573 DBLV Deutsche Bank Securities Inc. 0536 INJX Instinet, LLC 0573 DBMS Deutsche Bank Securities Inc. 0536 JEFX Jefferies Execution Services, Inc. 0573 DBPR Deutsche Bank Securities Inc. 0536 JEXF ABN AMRO Clearing Chicago LLC 0573 DBPT Deutsche Bank Securities Inc. 0536 JXLI Lime Brokerage LLC 0573 DBQT Deutsche Bank Securities Inc. 0537 BGCF BGC Financial, L.P. 0573 DBRC Deutsche Bank Securities Inc. 0537 EBKR BGC Financial, Inc. 0573 DBRT Deutsche Bank Securities Inc. 0537 MAXC BGC Financial Inc. 0573 DBST Deutsche Bank Securities Inc. 0537 MAXN BGC Financial, Inc. 0573 DBUL Deutsche Bank Securities Inc. 0537 MINT BGC Financial Inc. 0575 ABND ABN AMRO Clearing Chicago LLC/Bonds 0537 WHBB BGC Financial, L.P. 0580 CEFG Cowen Equity Finance LP 0595 VSIN Vision Financial Markets LLC ABN AMRO Clearing Chicago 0541 AACC LLC/Institutional 0595 ASCR Ascendiant Capital Markets, LLC 0541 ALGF Algo Engineering Execution Services LLC 0595 BTSI B&T Securities, Inc. 0541 PITX ABN AMRO Clearing Chicago LLC 0595 BWEX Birchwood Securities Corp. 0541 PRPX ABN AMRO Clearing Chicago LLC 0595 CTRD Choice Trade 0541 SWDX ABN AMRO Clearing Chicago LLC 0595 FGCS FGC Securities, LLC 0547 BARD Baird (Robert W.) & Co., Incorporated 0595 GLED Glendale Securities, Inc. 0549 TMBR Timber Hill LLC 0595 IBSH Integrity Brokerage Services, Inc. 0551 PRST Merrill Lynch Professional Clearing Corp. 0595 IBSJ Integrity Brokerage Services, Inc. 0551 BCEP Merrill Lynch, Pierce, Fenner & Smith, Inc. 0595 MYDM MYD Market, Inc 0551 BIAD Sagetrader, LLC 0595 TFSV TFS Derivatives Corporation 0551 CCML Concept Capital Markets, LLC 0595 USFB U.S. Financial Investments, Inc 0551 CDGO Citadel Securities LLC 0595 VBSL Vision Brokerage Services, LLC 0551 CLDN Celadon Financial Group LLC 0595 VIEW Viewtrade Securities, Inc. 0551 DRTM DART Executions, LLC 0595 WECK Weckstein (D.) & Co., Inc. 0551 EROM Eroom Securities L.L.C. 0595 WHOT Whotrades, Inc. 0551 GLBY Gelber Securities, LLC 0608 PCAP Newedge USA LLC 0551 GMOR Lightspeed Trading, LLC 0608 FIMU Newedge USA, LLC 0551 IAEC Israel A. Englander & Co., LLC 0608 FMAT Newedge USA LLC 0551 JSOP Jane Street Markets, LLC 0608 NEAT Newedge USA, LLC 0551 MEXD Dynamex Trading, LLC 0608 NEFO Newedge USA, LLC 0551 OTAA OTA Limited Partnership 0608 NEGB Newedge USA, LLC 0551 OTAS OTA, LLC 0608 NELD Newedge USA, LLC 0551 OTRT OTR Global Trading LLC 0608 NENB Newedge USA, LLC 0551 PEMA Victor Securities, Inc. 0608 NESP Newedge USA, LLC 0608 RCMI Dealerweb Inc.

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0613 ERCO Essex-Radez LLC 0695 PISX ABN AMRO Clearing Chicago LLC 0613 GLPS Essex Radez LLC 0695 QEDA Quantum Edge Derivatives Trading LLC 0624 PATR Tullett Liberty Securities Inc. 0695 QEDX ABN AMRO Clearing Chicago LLC 0624 CHPP Tullett Prebon Financial Services LLC 0695 QLTX ABN AMRO Clearing Chicago LLC 0626 DSTC DST Market Services, LLC 0695 RSFO Redsky Financial, LLC 0627 BELZ Dash Financial LLC 0695 SETX ABN AMRO Clearing Chicago LLC 0641 FLOW LavaFlow, Inc. 0695 SLTX ABN AMRO Clearing Chicago LLC 0641 GOTO LavaFlow, Inc. 0695 SQTF SQT Trading, LLC 0642 UBSW UBS Securities LLC 0695 SUNF Sun Trading, LLC 0642 UBSB UBS Securities LLC 0695 SUNX ABN AMRO Clearing Chicago LLC 0642 UBSC UBS Securities, LLC 0695 TORA Torc Investments and Research LLC 0642 UBSG UBS Securities, LLC 0695 TORQ Torc Investments and Research LLC 0642 UBSS UBS Securities, LLC 0695 TTAL Tibra Trading America LLC 0642 UBST UBS Securities, LLC 0695 TTTX ABN AMRO Clearing Chicago LLC 0642 UBSX UBS Securities, LLC 0695 WEXA Wolverine Execution Services, LLC 0647 DAWA Daiwa Capital Markets America Inc. 0695 WMSS Wedbush Morgan Securities, Inc. 0647 WWLD Whiteweld Trading, LLC 0695 WSLT Wedbush Securities Inc. 0651 LYON Credit Agricole Securities (USA) Inc. 0695 XGWD Latour Trading LLC 0651 CLSA CLSA Americas, LLC 0695 XGWX Latour Trading LLC 0651 CRAG Credit Agricole Cheuvreux North America, Inc. 0696 CANT Cantor Fitzgerald & Co. 0651 IOIX Bloomberg Tradebook LLC 0696 ESPD Cantor Fitzgerald & Co. Merrill Lynch, Pierce, Fenner & Smith 0701 BANK Cetera Investment Services LLC 0651 MLBB Incorporated 0701 HACA Harvest Capital LLC 0651 MPLM Momentum Trading Partners, LLC 0702 BBNT BB&T Securities, LLC 0651 SSNY Samsung Securities Services, Inc. 0702 BBTT BB&T Investment Services, Inc. 0692 VKMI Invesco Capital Markets, Inc. 0702 CARC Carolina Capital Markets, Inc. 0695 SHMR ABN AMRO Clearing Chicago LLC 0702 CSCV Capitol Securities Management, Inc. 0695 ALLX ABN AMRO Clearing Chicago LLC 0702 CUTW Cutter & Company, Inc. 0695 ALTN Allston Trading, LLC 0702 MCME McMillion Securities, Inc. 0695 ALTR Allston Trading, LLC 0702 WELC H. G. Wellington & Co., Inc. 0695 ATIX ABN AMRO Clearing Chicago LLC 0705 SSIC Scottrade, Inc. 0695 BZXL Volant Liquidity, LLC 0709 WACL Wachtel & Co., Inc. 0695 CHPR Chopper Securities LLC 0712 KOSE Koonce Securities Inc. 0695 CHVX ABN AMRO Clearing Chicago LLC 0715 DAVA Davenport & Company LLC 0695 CMTT CMT Trading LLC 0725 RAJA Raymond James & Associates, Inc. 0695 COGX ABN AMRO Clearing Chicago LLC 0727 MRSW Mesirow Financial, Inc. 0695 CSSX ABN AMRO Clearing Chicago LLC 0728 FTBR FOLIOfn Investments, Inc 0695 DCHF Dart Executions, LLC 0734 CAES NASDAQ Stock Market, LLC. (The) 0695 FIRE BlueFire Capital, LLC 0743 KING King (C.L.) & Associates, Inc. 0695 FMGF ABN AMRO Clearing Chicago LLC 0749 EWTT Virtu Financial Capital Markets LLC 0695 GELB Gelber Securities, LLC 0749 EWTV EWT, LLC 0695 GPTX ABN AMRO Clearing Chicago LLC 0750 SALI Sterne, Agee & Leach, Inc. 0695 GTTX ABN AMRO Clearing Chicago LLC 0750 AEGS Aegis Investments, Inc. 0695 HBIF RGM Securities, LLC 0750 AFSM Atlantic Financial Services of Maine, Inc. 0695 IMMX ABN AMRO Clearing Chicago LLC 0750 AFSS Four Points Capital Partners LLC 0695 KBKF Kabrik Trading 0750 ALLU Alluvion Securities, LLC 0695 LARX ABN AMRO Clearing Chicago LLC 0750 ANOV Anovest Financial Services, Inc. 0695 LBKX ABN AMRO Clearing Chicago LLC 0750 AURA Aura Financial Services, Inc. 0695 LIFW Wedbush Morgan Securities, Inc. 0750 AZAD Alzaid Financial Services, Inc. 0695 MEBO MEB Options, LLC 0750 BBAY Blue Bay Capital Ltd. 0695 MOKO Mocho Trading LLC 0750 BBCC BankersBanc Capital Corporation 0695 NAMI Nunami Services, LLC 0750 BCPL Britannica Capital Partners, LLC 0695 OBDS OBD Securities LLC 0750 BDON Bond One, LLC 0695 OBDX ABN AMRO Clearing Chicago LLC 0750 BDSE Best Direct Securities, LLC 0695 OFSX ABN AMRO Clearing Chicago LLC 0750 BJCM Essex Securities LLC 0695 OPTU Optiver US, LLC 0750 BKKY Block Kelly Company

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0750 BNBB Bellamah, Neuhauser & Barrett, Inc. 0750 PFFR M.M. Dillon & Co. LLC 0750 BSCO Brookshire Securities Corporation 0750 PINO Advantage GFC LLC 0750 CAAA Akar Capital Management, Inc. 0750 PISC Pacific Investment Securities Corp. 0750 CALE Cales Investments, Inc. 0750 PLCP Hunter Scott Financial, LLC 0750 CAPB Capital Investment Brokerage Inc. 0750 RAFI RSG Capital Corp. 0750 CAPG Capital Investment Group, Inc. 0750 RGIL Gilford Securities Incorporated 0750 CBFG CBG Financial Group, Inc. 0750 ROGO Rogo Capital LLC 0750 CCAL Collins Capital Advisors, LLC 0750 RONB Financial Designs Corporation 0750 CDSO Cert Direct Securities Inc. 0750 ROND McKim Capital, Inc. 0750 CENT Central Securities, LLC 0750 SACM Sterne Agee Capital Markets, Inc. 0750 CPBC Baker (C.P.) Securities Incorporated 0750 SAFS Sterne Agee Financial Services 0750 CPSL Charter Pacific Securities, LLC 0750 SALT Watkins Financial Services, Inc. 0750 DJSA Dawson James Securities, Inc. 0750 SCRI Gramercy Securities, Inc. 0750 DPFH Donnelly Penman & Partners Inc. 0750 SEGI Sterling Enterprise Group, Inc. 0750 EADA Electronic Access Direct, Inc. 0750 SKYC Sky Capital LLC 0750 EMOC Magnus (E.) Oppenheim & Co., Inc. 0750 SORE Source Capital Group, Inc. 0750 ERPO Europa Securities, LLC 0750 SPIN Spencer Edwards, Inc. 0750 FBLT First Ballantyne, LLC 0750 SSFG Sethi Financial Investments 0750 FGIS Sterne Agee Capital Markets, Inc. 0750 TCFF Take Charge Financial 0750 FIGG The Fig Group, LLC 0750 TCTD TCT Securities & Derivatives, LLC 0750 FIPC Family Income Planning, Inc 0750 TOWT R.W. Towt & Associates 0750 FRGP Forge Financial Group Inc. 0750 TRUN Triune Capital Advisors, LLC 0750 GMCI Gardnyr Michael Capital, Inc. 0750 TSIB The Street, Inc. 0750 GOAL Bannockburn Partners, LLC 0750 UFSM Nelnet Capital LLC 0750 GOLA Gotham Lawrence Corporation 0750 VFGS VFG Securities, LLC 0750 GRBF GRB Financial LLC 0750 WACX Commonwealth Funding, Inc. 0750 GRCP Fifth Street Capital, LLC 0750 WAMC Wall Street Money Center Corp. 0750 GSCL Obsidian Financial Group LLC 0750 WCIG Willow Cove Investment Group, Inc. 0750 ICDS ICD Securities 0750 WEPA Western Pacific Securities, Inc. 0750 IPRV DPEC Capital, Inc. 0750 WMPB Hahn Securities, Inc. 0750 ITBS ITB Securities, LLC 0750 WRPI WRP Investments, Inc. 0750 ITCC Sterne Agee Financial Services, Inc. 0750 WRRF WR Rice Financial Services, Inc. 0750 ITDC ITradedirect.com Corp. 0750 WRTC W.R. Taylor & Company, LLC 0750 JMAT Matthews (Joseph) & Co. 0750 WSRK Westrock Capital Management, Inc. 0750 KART Revere Securities Corp. 0750 WUSA West America Securities Corp. 0750 KASH Kashner Davidson Securities Corporation 0750 WWTH Wentworth Securities, Inc. 0750 LARK Larkin (Emmett A.) Co., Inc. American Enterprise Investment Services 0750 LDLW Laidlaw & Company (UK) Ltd. 0756 HRBF Inc. 0750 LLSI Inlet Securities, LLC NASDAQ Stock Market LLC/Omnibus 0750 LMSE LAM Securities 0759 NSDQ Account 0750 LSSI EJ Sterling Inc. 0768 HDLY J.J.B. Hilliard, W.L. Lyons, LLC 0750 MANI Manning (V.M.) & Co., Inc. 0768 PNCI PNC Investments 0750 MDWD Wellington Shields & Co., LLC 0771 WBLR Blair (William) & Company, LLC 0750 MEFG Meritus Financial Group, Inc. 0793 STFL Stifel, Nicolaus & Company Incorporated 0750 MFPC Manna Capital Management 0793 KBWI Keefe, Bruyette & Woods, Inc. 0750 MHAF MHA Financial Corp 0816 HSBK HSBC Securities (USA) Inc. 0750 MOFO Mid Florida Equities, Inc. 0816 HSBC HSBC Securities (USA), Inc./Stock Loan 0750 MORG Morgenthau & Associates, Inc. Industrial and Commerical Bank of China 0750 MSEC Mission Securities Corporation 0824 IBFS Financial Services LLC/Equity Clearance 0750 MYRS Meyers Associates, L.P. 0824 BAYS Bayes Capital LLC 0750 NEXC Nexcore Capital, Inc. 0824 BMAK BMA Securities 0750 NIKH Nikoh Securities Corporation 0824 BMIC Biltmore International Corporation 0750 NSMS NSM Securities, Inc. 0824 CFGN Celadon Financial Group LLC 0750 OLMM Olmsted & Mulhall, Inc. 0824 CHDN Chardan Capital Markets LLC 0750 PCMC Pacific Commonwealth Corporation 0824 CMKT Concept Capital Markets, LLC 0750 PFAI Pacific Financial Associates, Inc. 0824 CPEX Clearpool Execution Services, LLC

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

0824 CRUS China Renaissance Securities (US) Inc. 0873 ETBG Electronic Transaction Clearing, Inc. 0824 CSIS Citic Securities International USA, LLC 0873 ETBH Electronic Transaction Clearing, Inc. 0824 CVBR CV Brokerage Inc. 0873 ETBI Electronic Transaction Clearing, Inc. 0824 DRVW DriveWealth, LLC 0873 ETBJ Electronic Transaction Clearing, Inc. 0824 FNXI Fenix Securities, LLC 0873 ETBK Electronic Transaction Clearing, Inc. 0824 GARW Gar Wood Securities, LLC 0873 ETBL Electronic Transaction Clearing, Inc. 0824 LSTR Lodestar Securities Corp. 0873 ETBN Electronic Transaction Clearing, Inc. 0824 LXMG LXM Group 0873 ETBO Electronic Transaction Clearing, Inc. 0824 MERP Meridian Equity Partners Inc. 0873 ETBP Electronic Transaction Clearing, Inc. 0824 MSHI M. S. Howells & Co. 0873 ETBQ Electronic Transaction Clearing, Inc. 0824 PRSG Princeton Securities Group, LLC 0873 ETBR Electronic Transaction Clearing, Inc. 0824 RJLC RJL Capital Group, LLC 0873 ETBS Electronic Transaction Clearing, Inc. 0824 WPSX Weeden Prime Services, LLC. 0873 ETBT Electronic Transaction Clearing, Inc. 0824 WSAG Wall Street Access 0873 ETBU Electronic Transaction Clearing, Inc. 0873 ETCC Electronic Transaction Clearing, Inc. 0873 ETBW Electronic Transaction Clearing, Inc. 0873 ALGO Stock USA Execution Services, Inc 0873 ETBX Electronic Transaction Clearing, Inc. 0873 BAYZ Bayes Capital Markets LLC 0873 ETBZ Electronic Transaction Clearing, Inc. 0873 BBOX Blinkbox, Ltd. 0873 ETCD Electronic Transaction Clearing, Inc. 0873 BEJB Benjamin & Jerold Brokerage I, LLC 0873 ETCE Electronic Transaction Clearing, Inc. 0873 BETC Bayes Capital LLC 0873 ETCG Electronic Transaction Clearing, Inc. 0873 BOIN Boursa Investments 0873 ETCH Electronic Transaction Clearing, Inc. 0873 COHI High Point Capital Group, Inc. 0873 ETCI Electronic Transaction Clearing, Inc. 0873 CPET Clearpool Execution Services, LLC 0873 ETCJ Electronic Transaction Clearing, Inc. 0873 CPSE Capstone Investments 0873 ETCK Electronic Transaction Clearing, Inc. 0873 ETAA Electronic Transaction Clearing, Inc. 0873 ETCN Electronic Transaction Clearing, Inc. 0873 ETAB Electronic Transaction Clearing, Inc. 0873 ETCO Electronic Transaction Clearing, Inc. 0873 ETAC Electronic Transaction Clearing, Inc. 0873 ETCP Electronic Transaction Clearing, Inc. 0873 ETAD Electronic Transaction Clearing, Inc. 0873 ETCQ Electronic Transaction Clearing, Inc. 0873 ETAE Electronic Transaction Clearing, Inc. 0873 ETCR Electronic Transaction Clearing, Inc. 0873 ETAF Electronic Transaction Clearing, Inc. 0873 ETCS Electronic Transaction Clearing, Inc. 0873 ETAG Electronic Transaction Clearing, Inc. 0873 ETCT Electronic Transaction Clearing, Inc. 0873 ETAH Electronic Transaction Clearing, Inc. 0873 ETCU Electronic Transaction Clearing, Inc. 0873 ETAI Quantlab Securities LP 0873 ETCV Electronic Transaction Clearing, Inc. 0873 ETAJ Electronic Transaction Clearing, Inc. 0873 ETCW Electronic Transaction Clearing, Inc. 0873 ETAK Electronic Transaction Clearing, Inc. 0873 ETCX Electronic Transaction Clearing, Inc. 0873 ETAL Electronic Transaction Clearing, Inc. 0873 ETCY Electronic Transaction Clearing, Inc. 0873 ETAM Electronic Transaction Clearing, Inc. 0873 ETCZ Electronic Transaction Clearing, Inc. 0873 ETAN Electronic Transaction Clearing, Inc. 0873 ETDA Electronic Transaction Clearing, Inc. 0873 ETAO Electronic Transaction Clearing, Inc. 0873 ETDB Electronic Transaction Clearing, Inc. 0873 ETAP Electronic Transaction Clearing, Inc. 0873 ETDC Electronic Transaction Clearing, Inc. 0873 ETAQ Electronic Transaction Clearing, Inc. 0873 ETDD Electronic Transaction Clearing, Inc. 0873 ETAR Electronic Transaction Clearing, Inc. 0873 ETDE Electronic Transaction Clearing, Inc. 0873 ETAS Electronic Transaction Clearing, Inc. 0873 ETDF Electronic Transaction Clearing, Inc. 0873 ETAT Electronic Transaction Clearing, Inc. 0873 ETDH Electronic Transaction Clearing, Inc. 0873 ETAU Electronic Transaction Clearing, Inc. 0873 ETDI Electronic Transaction Clearing, Inc. 0873 ETAV Electronic Transaction Clearing, Inc. 0873 ETNF Electronic Transaction Clearing, Inc. 0873 ETAW Electronic Transaction Clearing, Inc. 0873 GLEE Glendale Securities, Inc. 0873 ETAX Electronic Transaction Clearing, Inc. 0873 LSTE Lightspeed Trading, LLC 0873 ETAY Electronic Transaction Clearing, Inc. 0873 MPSC Marco Polo Securities Inc. 0873 ETAZ Electronic Transaction Clearing, Inc. 0873 MULA Mundial Financial Group, LLC 0873 ETBA Electronic Transaction Clearing, Inc. 0873 PINT Precision Securities, LLC 0873 ETBB Electronic Transaction Clearing, Inc. 0873 PROS Pro Securities, L.L.C. 0873 ETBC Electronic Transaction Clearing, Inc. 0873 QETC Quantlab Securities LP 0873 ETBD Electronic Transaction Clearing, Inc. 0873 STHL Sterling Trader Execution Services, Inc. 0873 ETBE Electronic Transaction Clearing, Inc. 0873 STRL Sterling Trader Execution Services, Inc. 0873 ETBF Electronic Transaction Clearing, Inc. 0892 MZHO Mizuho Securities USA Inc. 37

OTC Alpha and Numerical References (Alpha sorted by Symbol; Numerical sorted by NSCC Clearing Participant then Executing Broker) November 2014

2154 BPBI BNP Paribas Prime Brokerage, Inc. 5101 BCAP Barclays Capital, Inc. 2154 ARUS Autonomous Research US, LP 5101 BCHY Barclays Capital, Inc. 2154 AVUS Aviate Global LP 5101 BCPP Barclays Capital, Inc. 2154 BNPB BNP Paribas Securities Corp. 5144 DLAE Lerner (David) Associates, Inc. 2154 BNPS BNP Paribas Securities Corp. 7001 BOOK Bloomberg Tradebook LLC 2154 BNPX BNP Paribas Securities Corp. 7001 BTBK Bloomberg Tradebook LLC 2154 DTRC Dart Executions, LLC 7027 SWEN Sweney, Cartwright & Company 2154 ESNA ESN North America, Inc. 7031 BLCK Black (James I.) & Co. 2154 INST Arca Capital Investments, Inc. Cantor Fitzgerald & Co./Aqua Securities, 2154 PARI BNP Paribas Securities Corp. 7310 AQUA L.P. 2154 RDBN Redburn Partners (USA) LP Cantor Fitzgerald & Co./Debt Capital 2154 SPTS Seven Points Capital, LLC 7311 CFCO Markets 2154 TIAB Triad Securities Corp Charles Schwab & Co., Inc./Schwab Global 2154 VERT Vertical Trading Group, LLC (The) 7587 CSGI Investing Account 2154 VTSB ViewTrade Securities, Inc. 7607 RLUK Robinson & Lukens, Inc. 5002 RBCF RBC Dominion Securities Inc./CDS 8006 SOLO Solowey & Co. 5005 GLII TD Waterhouse Canada Inc. #2/CDS 8052 PBSI Portfolio Brokerage Services Inc. 5008 FMAF NBCN, Inc./CDS 8072 ALPS Alpine Securities Corporation 5008 MGIS Industrial Alliance Securities Inc. 8072 ACAP ACAP Financial, Inc. 5008 NBFI NBF Securities (USA) Corp. 8072 JOHN Scottsdale Capital Advisors 5008 NBKT National Banc Financial Inc. 8072 PMRY Primary Capital, LLC 5011 SCMF Scotia Capital Inc./CDS 8072 SEII Spencer Edwards, Inc. 5012 EDJC Edward Jones / CDS 8072 VGRP The Vertical Trading Group, LLC 5016 GMPS GMP Securities L.P./CDS 8082 ZIVI ZIV Investment Co. 5016 YKTN Macquarie Private Wealth/CDS 8153 COSE Cosse International Securities Inc. 5017 BUNT UBS Securities Canada Inc./CDS 8199 WSGD Wedbush Securities Inc./P3 5021 GLIR TD Waterhouse Canada Inc. #5/CDS 8244 FTLP First Trust Portfolios, L.P. 5026 GMAX Global Maxfin Capital Inc./CDS 5027 PICF Pictet Canada L.P./CDS 5027 PICT Pictet Overseas, Inc. 5028 DESJ Desjardins Securities Inc./CDS 5029 MREC Mackie Research Capital Corporation/CDS 5029 RECA Mackie Research Capital Corporation/CDS 5030 WGIF CIBC World Markets, Inc. 5036 GLIS TD Waterhouse Canada Inc./CDS 5039 DCAF Scotia Capital Inc./Hollis Wealth/CDS 5039 DSCS Dundee Securities Corporation 5039 IPOC IPO Capital 5040 FIDT Fidelity Clearing Canada ULC 5042 OTGN Octagon Capital Corp./CDS 5043 NTBF BMO Nesbitt Burns Inc./CDS 5046 CCAI Canaccord Capital Corporation/CDS 5046 CICF Canaccord Genuity Corp.CDS 5058 HASF Haywood Securities Inc. 5059 FCCU Fidelity Clearing Canada ULC/CDS 5059 ITGC ITG Canada 5061 NSIF TD Waterhouse - Norstar Securities/CDS 5062 GLIP TD Waterhouse Canada Inc. #6/ATP 5069 GSCF Global Securities Corporation/CDS 5070 JNGF Jones Gable & Company LTD./CDS 5071 LEDE Leede Financial Markets Inc./CDS 5075 PCFF PI Financial Corp./CDS 5075 USLF PI Financial Corp. 5076 MCMF Raymond James Ltd./CDS 5078 WDLF W.D. Latimer Company LTD./CDS 5079 WTOF Wolverton Securities Ltd./CDS