~4-'00 Nicholas F

One Citizens Plaza, 8th floor ADLERPOLLCCK®.SHEEHAN P.C. Providence, RI 02903·1345 Telephone 401·274·7200 Fax 401·751-0604 / 351·4607

175 Federal Street Boston, lYrA 02110,2210 Telephone 617-482·0600 January 24, 2012 Fax 617-482·0604

www:apslaw:com

VIA HAND DELIVERY

Board of Elections Campaign Finance Division 50 Branch Avenue Providence, Rhode Island 02904

Re: Affidavit of State Vendor Under Chapter 17-27 of the General Laws of Rhode Island

Ladies and Gentlemen:

Enclosed is the Affidavit of S~V:efl:OOr-0n behalf Adler Pollock & Sheehan P.C. for the period July 1, 2011 through Decem15er 31, 2011. ) \~~ Please acknowledge receipt by signing the enclosed copy of this letter and returning it to me in the envelope provided.

Thank you.

Very truly yours, ~4-'00 Nicholas F. Rago, III Executive Director

NFR/rmd Enclosures

Receipt acknowledged:

Name:

Date:

482932.7 Affidavit of State Vendor Page 1 of3

State of Rhode Island and Providence Plantations Campaign Finance Electronic Reporting & Tracking System (ERTS)

Vendor Affidavit

Help WIThthis paqe Iv 1.6.36

IAFFIDAVIT OF STATE VENDOR

1. Name, address and telephone number of person making this affidavit

Rhode Island Menu

Board of Elections HomePaqe

General Information Prefix MR View Filed Reports First Name Nicholas User Loqin Middle Name Rago Search - Filinqs Last Name F - Contributions Suffix III - Expenditures

Street Address One Citizens Plaza, 8th Floor

Street Address2

City/Town, Providence :RI 02903-1345 State and Zip Code Phone Number 401.274-7200

2. Within the 24 month period preceding the date of the contract with the state agency, or with respect to the contracts that are not in writing within the 24 month period preceding the date of notification that the contract has reached the $5000 threshold, have you contributed an aggregate amount of more than $250 within a calendar year to any RI. general officer, candidate for R.I. general office, any member of the general assembly or candidate for general @ Yes assembly, or any RI. political party? (includes an individual contracting party, or business entity on behalf of a related party, or a related party reporting on his/her own behalf) NOTE: If this is a semi-annual filing (i.e. January 1 to June 30 ((5 No or July 1 to December 31), you must report contributions made from the date of execution of the last contract entered into during such semi-annual period to the date which is 24 months prior to the first day of the same semi-annual period. (If you checked "No", above, do not attach a copy of the state contract, or written summary, and do not complete remainder of form.)

3. If the answer to question 2 is "Yes", provide the name of the RI. general officer, candidate for RI. general office, member of the general assembly or candidate for general assembly, or RI. political party and the date and the amount of each contribution. List all contributions even if reported on a previously filed affidavit. However please indicate the previously reported contributions by the letter "PR" following the date of the contribution listed below.

Name of Officer, Date of mount of Name of Candidate Contribution ontribution Contributor or Political Pa

4. What is the date of execution of the written contract requiring filing of this affidavit

[Such contract must be filed with this affidavit] N/ A - SEMI -ANNUAL REPORTING

5. If the contract requiring the filing of this affidavit is not in writing, when were you first notified that the contract had reached the $5000 threshold?

6. If the contract requiring the filing of this affidavit is not in writing, describe the goods and/or services to be provided, the state agency involved, and the term or duration of such contract. If the term is indefinite, so state.

https://secure.ricampaignfinance.com/RhodeIslandCF IPublicN endorAffidavit.aspx 1/13/2012 Affidavit of State Vendor Page 2 of3

Contract Expire Goods / Services Agency Date

iN/A :N/A 'N/A ,!*

7. Is this affidavit made by you as an individual or on behalf of a business entity? CY Individual

@ Business Entity

8. If on behalf of a business entity, what is the name and nature of the business entity? Business Name FEIN# Adler Pollock & Sheehan P.C. ·05-0343749

@ Corporation CY Partnership CJ Sole Proprietorship CY Other Business Entity

9. If "Other Business Entity" is checked above what is the nature of such business entity?

10. Are you a state vendor because you are the contracting party in a contract with a state agency? @Yes

ONo

11. If yes, what is the name of the state agency to which you are providing goods and/or services? SEE ATTACHED

12. Ifthe answer to question 10 is "no", are you a state vendor because you are related to a contracting party? o Yes

eJNo

13. If the answer to question 12 is "yes", what is the nature of your relationship with the contracting party?

14. If you are a related party, provide the name and address of the contracting party and the state agency involved in such contract.

Name of Contracting Party

Address1

Address2

City, State and Zip

State Agency

15. If you are the contracting party, have you surveyed all related parties and does this affidavit contain all reportable contributions made by such related parties? @Yes CYNo

16. If the answer to question 15 is "no", have you notified all such parties of the requirements and the law and of their obligation to file this affidavit if they have made reportable political contributions? eJYes

ONo

17. If the answer to question 16 is "yes", provide the names and addresses of related parties who might be required to file this affidavit and the nature of such relationship.

IParties Name Address Relationship 18. What is the total gross amount, in dollars, of contracts entered into during the said preceding 24 month period between the contracting party and ALL state agencies? Include all contracts regardless of amount. If you are filing this affidavit as a party related to the contracting party and do not have knowledge of the information required by this o Yes question, please so state by marking "Yes." NOTE: If this is a semi annual filing (I.e. January 1 to June 30 or July 1 to December 31), you must report the total gross amount, in dollars, of contracts entered into from the date of (C)No execution of the last contract entered into during such semi-annual period to the day which is 24 months prior to the first day of the same semi-annual period. SEE ATTACHED -I IState Agency Date of Contract Amount of Contract FEIN # P.O. # I https:llsecure.ricampaignfinance.com/RhodeIslandCF /PublicN endorAffidavit.aspx 1/13/2012 Affidavit of State Vendor Page 3 of3

------State of: RI

County of: Providence

;f~.~~ Notary ,Public j; Nicholas F. Rago, III My Commission Expires: ~ 'd8J/3 Executive Director Date: ~(_;2.._if---,I,-J_,';)...._· _

httns:/ /secure_ricamnai Q11finance.com/RhodelslandCF IPublicN endorAffidavit.asDx 1/13/2012 General Officer Candidate for General Date of Contribution Amount of Name of Contributor Relationship to Contracting Office or Political Party Contribution Party

A. Ralph Mollis 08/29/11 $100.00 Christopher Mulhearn Spouse of Associate Frank Caprio 08/20/10 PR $100.00 Alison L. Albanese Associate Michael J. Marcello 06/02/10 PR $100.00 Alison L. Albanese Associate A. Ralph Mollis 10/25/10 PR $200.00 Christopher Mulhearn Spouse of Associate A. Ralph Mollis 09/02/10 PR $250.00 Christopher Mulhearn Spouse of Associate Ralph Mollis 03/31/10 PR $300.00 Christopher Mulhearn Spouse of Associate Gina Raimondo 09/08/11 $1,000.00 Victoria M. Almeida Officer Friends of Dan DaPonte OS/23/11 PR $150.00 Victoria M. Almeida Officer Friends of Michael McCaffrey 05/17/11 PR $100.00 Victoria M. Almeida Officer Friends of Joe McNamara 05/04/11 PR $100.00 Victoria M. Almeida Officer Friends of Brian Kennedy 05/02/11 PR $100.00 Victoria M. Almeida Officer Senator Lou DePalma Committee 04/27/11 PR $150.00 Victoria M. Almeida Officer Senator Dominick J. Ruggerio 02/28/11 PR $150.00 Victoria M. Almeida Officer Committee Paiva-Weed for Senate 02/02/11 PR $200.00 Victoria M. Almeida Officer Chafee For Governor In Kind 01/28/11 PR $1,000.00 Victoria M. Almeida Officer Friends of Gordon Fox 01/25/11 PR $200.00 Victoria M. Almeida Officer Committee to Elect Catherine Taylor 11/01/10 PR $500.00 Victoria M. Almeida Officer Committee to Elect Catherine Taylor 09/23/10 PR $500.00 Victoria M. Almeida Officer Chafee for Governor 04/18/10 PR $500.00 Victoria M. Almeida Officer Chafee for Governor 03/25/10 PR $500.00 Victoria M. Almeida Officer Friends of Gina Raimondo 03/24/10 PR $500.00 Victoria M. Almeida Officer The Caprio Committee 03/11/10 PR $500.00 Victoria M. Almeida Officer Joe Fernandez for AG 01/20/10 PR $200.00 Victoria M. Almeida Officer Frank Caprio 08/12/10 PR $250.00 Joseph Avanzato Officer Friends of Ralph Mollis 03/23/10 PR $500.00 Joseph Avanzato Officer Friends of Gina Raimondo 03/18/10 PR $500.00 Joseph Avanzato Officer The Caprio Committee 03/18/10 PR $500.00 Joseph Avanzato Officer Friends of Gordon Fox 01/19/10 PR $500.00 Joseph Avanzato Officer Deb Ruggeiro 11/29/11 $100.00 Richard R. Beretta, Jr. Officer R.I. Democratic Party 10/19/11 $100.00 Richard R. Beretta, Jr. Officer Gina Raimondo 09/28/11 $945.58 Richard R. Beretta, Jr. Officer Peter Kilmartin 06/15/11 PR $100.00 Richard R. Beretta, Jr. Officer Eileen Naughton 06/14/11 PR $75.00 Richard R. Beretta, Jr. Officer John McCauley 06/09/11 PR $50.00 Richard R. Beretta, Jr. Officer Dan DaPonte OS/23/11 PR $150.00 Richard R. Beretta, Jr. Officer Helio Mello 05/19/11 PR $150.00 Richard R. Beretta, Jr. Officer Mike McCaffrey 05/17/11 PR $100.00 Richard R. Beretta, Jr. Officer Donna Walsh 05/17/11 PR $50~hard R. Beretta, Jr. Officer Steven Ucci 05/16/11 PR $50. hard R. Beretta, Jr. Officer Mary Ellen Goodwin 05/16/11 PR $75.00 Richard R. Beretta, Jr. Officer Peter Palumbo 05/16/11 PR $75.00 Richard R. Beretta, Jr. Officer Ray Gallison 05/16/11 PR $50.00 Richard R. Beretta, Jr. Officer Joseph McNamara 05/04/11 PR $100.00 Richard R. Beretta, Jr. Officer Brian Kennedy 05/02/11 PR $150.00 Richard R. Beretta, Jr. Officer Louis DiPalma 04/28/11 PR $100.00 Richard R. Beretta, Jr. Officer Cale Keable 04/28/11 PR $75.00 Richard R. Beretta, Jr. Officer William Walaska 04/27/11 PR $100.00 Richard R. Beretta, Jr. Officer Deborah Ruggiero 04/27/11 PR $75.00 Richard R. Beretta, Jr. Officer Patrick O'Neill 04/12/11 PR $100.00 Richard R. Beretta, Jr. Officer Michael Marcello 04/12/11 PR $50.00 Richard R. Beretta, Jr. Officer Teresa Paiva-Weed 04/11/11 PR $250.00 Richard R. Beretta, Jr. Officer Rhoda Perry 04/11/11 PR $100.00 Richard R. Beretta, Jr. Officer Joshua Miller 04/07/11 PR $150.00 Richard R. Beretta, Jr. Officer John Tassoni 04/07/11 PR $100.00 Richard R. Beretta, Jr. Officer Wally Felag 03/30/11 PR $75.00 Richard R. Beretta, Jr. Officer Domenic Ruggerio 03/01/11 PR $250.00 Richard R. Beretta, Jr. Officer Nick Mattiello 02/15/11 PR $250.00 Richard R. Beretta, Jr. Officer Chafee for Governor 10/26/10 PR $250.00 Richard R. Beretta, Jr. Officer Rhode Island Democratic Party 10/06/10 PR $500.00 Richard R. Beretta, Jr. Officer Dan DaPonte 10/06/10 PR $150.00 Richard R. Beretta, Jr. Officer Josh Miller 09/23/10 PR $100.00 Richard R. Beretta, Jr. Officer Jon Brien 08/26/10 PR $100.00 Richard R. Beretta, Jr. Officer

2 Frank Caprio 08/20/10 PR $500.00 Richard R. Beretta, Jr. Officer Peter Kilmartin 06/29/10 PR $150.00 Richard R. Beretta, Jr. Officer Elizabeth Roberts 06/25/10 PR $200.00 Richard R. Beretta, Jr. Officer Joe Fernandez 06/25/10 PR $250.00 Richard R. Beretta, Jr. Officer Steve Costantino 06/24/10 PR $250.00 Richard R. Beretta, Jr. Officer Deb Ruggiero 06/03/10 PR $100.00 Richard R. Beretta, Jr. Officer Tim Williamson 05/31/10 PR $100.00 Richard R. Beretta, Jr. Officer Senator Goodwin 05/12/10 PR $100.00 Richard R. Beretta, Jr. Officer Don Lally 05/11/10 PR $100.00 Richard R. Beretta, Jr. Officer Senator McCaffrey 05/11/10 PR $100.00 Richard R. Beretta, Jr. Officer Representative McCauley 05/07/10 PR $50.00 Richard R. Beretta, Jr. Officer Joe McNamara 04/29/10 PR $50.00 Richard R. Beretta, Jr. Officer Greg Schadone 04/29/10 PR $50.00 Richard R. Beretta, Jr. Officer Peter Palumbo 04/27/10 PR $100.00 Richard R. Beretta, Jr. Officer Brian Patrick Kennedy 04/12/10 PR $125.00 Richard R. Beretta, Jr. Officer Pat O'Neil 04/10/10 PR $100.00 Richard R. Beretta, Jr. Officer David Caprio 04/06/10 PR $150.00 Richard R. Beretta, Jr. Officer Elizabeth Roberts 03/31/10 PR $250.00 Richard R. Beretta, Jr. Officer Gina Raimondo 03/26/10 PR $990.18 Richard R. Beretta, Jr. Officer Jon Tassoni 03/26/10 PR $100.00 Richard R. Beretta, Jr. Officer Patrick Lynch 03/26/10 PR $500.00 Richard R. Beretta, Jr. Officer Peter Petrarca 03/25/10 PR $75.00 Richard R. Beretta, Jr. Officer Bill Walaska 03/25/10 PR $100.00 Richard R. Beretta, Jr. Officer Lou DePalma 03/25/10 PR $75.00 Richard R. Beretta, Jr. Officer Mike Marcello 03/25/10 PR $50.00 Richard R. Beretta, Jr. Officer Josh Miller 03/25/10 PR $150.00 Richard R. Beretta, Jr. Officer Ralph Mollis 03/23/10 PR $150.00 Richard R. Beretta, Jr. Officer Gordon Fox 03/22/10 PR $150.00 Richard R. Beretta, Jr. Officer Steve Costantino 03/22/10 PR $200.00 Richard R. Beretta, Jr. Officer Nick Mattiello 03/16/10 PR $250.00 Richard R. Beretta, Jr. Officer Frank Caprio 03/16/10 PR $250.00 Richard R. Beretta, Jr. Officer Sue Sosnowski 03/15/10 PR $100.00 Richard R. Beretta, Jr. Officer Wally Felag 03/15/10 PR $100.00 Richard R. Beretta, Jr. Officer

3 Deb Ruggiero 03/03/10 PR $100.00 Richard R. Beretta, Jr. Officer Dan Deponte 03/03/10 PR $100.00 Richard R. Beretta, Jr. Officer Dan Connors 02/24/10 PR $100.00 Richard R. Beretta, Jr. Officer Teresa Paiva Weed 02/03/10 PR $50.00 Richard R. Beretta, Jr. Officer Gordon Fox 01/28/10 PR $50.00 Richard R. Beretta, Jr. Officer Joseph Fernandez 01/21/10 P R $50.00 Richard R. Beretta, Jr. Officer Lincoln Chafee 12/16/10 PR $250.00 Amy Beretta Spouse of Officer Theresa Paiva-Weed 10/17/10 PR $250.00 Amy Beretta Spouse of Officer George Alzeback 10/13/10 PR $100.00 Amy Beretta Spouse of Officer Frank Caprio 08/20/10 PR $1,000.00 Amy Beretta Spouse of Officer Gina Raimondo 10/18/11 $200.00 Robert P. Brooks Officer Gina Raimondo 07/14/11 $50.00 Robert P. Brooks Officer Lincoln Chafee 01/28/11 PR $250.00 Robert P. Brooks Officer Frank Caprio 09/23/10 PR $500.00 Robert P. Brooks Officer Frank Caprio 08/01/10 PR $500.00 Robert P. Brooks Officer Peter Kilmartin 07/01/10 PR $150.00 Robert P. Brooks Officer Friends of Gina Raimondo 03/24/10 PR $250.00 Robert P. Brooks Officer The Caprio Committee 03/21/10 PR $250.00 Robert P. Brooks Officer Gina Raimondo 09/08/11 $200.00 Paul A. Campellone Officer Nick Mattiello 02/15/11 PR $100.00 Paul A. Campellone Officer Frank Caprio 09/19/10 PR $250.00 Paul A. Campellone Officer Gina Raimondo 03/24/10 PR $250.00 Paul A. Campellone Officer Frank Caprio 03/20/10 PR $250.00 Paul A. Campellone Officer Gordon Fox 01/28/10 PR $250.00 Paul A. Campellone Officer Gina Raimondo 07/07/11 $250.00 Avital Chatto Associate Joseph Fernandez 08/18/10 PR $50.00 Avital Chatto Associate Gina Raimondo 03/25/10 PR $100.00 Avital Chatto Associate Deb Ruggeiro 11/29/11 $200.00 Joseph DeAngelis Officer Gina Raimondo 09/08/11 $200.00 Joseph DeAngelis Officer Helio Melo 05/19/11 PR $150.00 Joseph DeAngelis Officer Domenic Ruggerio 03/01/11 PR $150.00 Joseph DeAngelis Officer Teresa Paiva-Weed 02/02/11 PR $200.00 Joseph DeAngelis Officer Lincoln Chafee 01/28/11 PR $250.00 Joseph DeAngelis Officer

4 Gordon Fox 01/25/11 PR $200.00 Joseph DeAngelis Officer Lincoln Chafee 12/14/10 PR $250.00 Joseph DeAngelis Officer Kilmartin for Attorney General 10/15/10 PR $250.00 Joseph DeAngelis Officer Deb Ruggeiro 10/06/10 PR $200.00 Joseph DeAngelis Officer Frank Caprio 08/26/10 PR $250.00 Joseph DeAngelis Officer Frank Caprio 08/18/10 PR $500.00 Joseph DeAngelis Officer Rene Menard 08/01/10 PR $50.00 Joseph DeAngelis Officer Friends of Peter Kilmartin 06/29/10 PR $250.00 Joseph DeAngelis Officer Friends Deborah Ruggiero 06/07/10 PR $250.00 Joseph DeAngelis Officer Friends of Peter Palumbo 04/27/10 PR $100.00 Joseph DeAngelis Officer Friends of Gina Raimondo 03/26/10 PR $250.00 Joseph DeAngelis Officer Friends of Dan Connors 02/25/10 PR $150.00 Joseph DeAngelis Officer Gordon Fox 02/15/10 PR $250.00 Joseph DeAngelis Officer Friends of Joseph Fernandez 02/03/10 PR $200.00 Joseph DeAngelis Officer Gina Raimondo 09/02/11 $1,000.00 Mark O. Denehy Officer Friends of Relio Melo 05/18/11 PR $150.00 Mark O. Denehy Officer Friends of Brian Kennedy 05/03/11 PR $100.00 Mark O. Denehy Officer Dominick Ruggierio Committee 02/28/11 PR $150.00 Mark O. Denehy Officer Friends of Nick Mattiello 02/14/11 PR $150.00 Mark O. Denehy Officer Paiva Weed for Senate 02/02/11 PR $200.00 Mark O. Denehy Officer Lincoln Chafee 01/19/11 PR $1,000.00 Mark O. Denehy Officer Lincoln Chafee 10/28/10 PR $1,000.00 Mark O. Denehy Officer Frank Caprio 08/05/10 PR $500.00 Mark O. Denehy Officer Peter Kilmartin 06/29/10 PR $150.00 Mark O. Denehy Officer Friends of Steve Grossman 04/26/10 PR $250.00 Mark O. Denehy Officer Lynch Committee 03/26/10 PR $250.00 Mark O. Denehy Officer Frank Caprio 03/22/10 PR $500.00 Mark O. Denehy Officer Raimondo Committee 03/22/10 PR $500.00 Mark O. Denehy Officer Mollis Committee 03/22/10 PR $150.00 Mark O. Denehy Officer Friends of Paiva Weed 02/04/10 PR $200.00 Mark O. Denehy Officer Friends of Gordon Fox 01/29/10 PR $250.00 Mark O. Denehy Officer Joe Feernandez 01/27/10 PR $150.00 Mark O. Denehy Officer Gina Raimondo 08/31/11 $250.00 Joseph R. DiStefano Officer

5 Frank Caprio 08/10/10 PR $250.00 Joseph R. DiStefano Officer Ralph Mollis 06/10/10 PR $150.00 Joseph R. DiStefano Officer Gina Raimondo 04/28/10 PR $150.00 Joseph R. DiStefano Officer Gina Raimondo 03/11/10 PR $250.00 Joseph R. DiStefano Officer Ralph Mollis 03/08/10 PR $150.00 Joseph R. DiStefano Officer Gina Raimondo 08/26/11 $1,000.00 Sarah T. Dowling Officer Elizabeth Roberts 10/14/10 PR $500.00 Sarah T. Dowling Officer Rhode Island Democratic Party 10/07/10 PR $1,000.00 Sarah T. Dowling Officer Friends of Moll is 08/26/10 PR $500.00 Sarah T. Dowling Officer Gina Raimondo 06/17/10 PR $500.00 Sarah T. Dowling Officer David Caprio 03/26/10 PR $300.00 Sarah T. Dowling Officer Frank Caprio 03/11/10 PR $1,000.00 :1arah T. Dowling Officer Ralph Mollis 03/08/10 PR $150.00 Sarah T. Dowling Officer Gina Raimondo 03/10 PR $500.00 Sarah T. Dowling Officer Connors Campaign Committee 02/22/10 PR $150.00 Sarah T. Dowling Officer Teresa Paiva Weed 02/05/10 PR $200.00 Sarah T. Dowling Officer Friends of Gordon Fox 01/10 PR $250.00 Sarah T. Dowling Officer Joe Fernandez 01/10 PR $250.00 Sarah T. Dowling Officer Gina Raimondo 06/17/10 PR $500.00 Joseph L. Dowling, Jr. Spouse of Officer Elizabeth Roberts 06/02/10 PR $250.00 Joseph L. Dowling, Jr. Spouse of Officer Frank Caprio 03/30/10 PR $968.00 Joseph L. Dowling, Jr. Spouse of Officer Gina Raimondo 09/08/11 $100.00 Stephen Geanacopoulos Officer Frank Caprio 03/22/10 PR $100.00 Stephen Geanacopoulos Officer Gina Raimondo 09/07/11 $200.00 Stanley J. Kanter Officer The Caprio Committee 03/11/10 PR $250.00 Stanley J. Kanter Officer Deborah Ruggeiro 10/18/10 PR $100.00 Richard A. Licht Officer DaPonte Committee 10/06/10 PR $150.00 Richard A. Licht Officer Mollis Committee 08/21/10 PR $250.00 Richard A. Licht Officer Fernandez for Attorney General 08/09/10 PR $250.00 Richard A. Licht Officer Caprio Committee 08/09/10 PR $500.00 Richard A. Licht Officer Deborah Ruggeiro 03/02/10 PR $75.00 Richard A. Licht Officer Kilmartin Committee 06/26/10 PR $250.00 Richard A. Licht Officer Blazejewski Committee 06/23/10 PR $200.00 Richard A. Licht Officer

6 Ruggerio Committee 06/03/10 PR $100.00 Richard A. Licht Officer Desimone Committee 06/03/10 PR $50.00 Richard A. Licht Officer Gallison Committee 06/03/10 PR $100.00 Richard A. Licht Officer Pollard Fundraiser OS/22/10 PR $75.00 Richard A. Licht Officer Williamson Committee OS/22/10 PR $100.00 Richard A. Licht Officer Constantino Committee 05/17/10 PR $125.00 Richard A. Licht Officer RI Senate Democrats PAC 05/14/10 PR $125.00 Richard A. Licht Officer Messier Committee 05/14/10 PR $50.00 Richard A. Licht Officer Ferri Committee 05/14/10 PR $100.00 Richard A. Licht Officer Silva Committee 05/14/10 PR $100.00 Richard A. Licht Officer Macbeth Committee 05/14/10 PR $50.00 Richard A. Licht Officer Picard Committee 05/14/10 PR $75.00 Richard A. Licht Officer Shallcross Smith Committee 05/11/10 PR $50.00 Richard A. Licht Officer Mary Ellen Goodwin Committee 05/11/10 PR $100.00 Richard A. Licht Officer McCaffrey Committee 05/11/10 PR $100.00 Richard A. Licht Officer Donna Walsh Committee 05/11/10 PR $75.00 Richard A. Licht Officer Lally Committee' 05/11/10 PR $100.00 Richard A. Licht Officer Sanbento Committee 04/30/10 PR $100.00 Richard A. Licht Officer Bates Committee 04/30/10 PR $50.00 Richard A. Licht Officer Malik Committee 04/30/10 PR $100.00 Richard A. Licht Officer Jackson Committee 04/30/10 PR $100.00 Richard A. Licht Officer McCauley Committee 04/30/10 PR $50.00 Richard A. Licht Officer Jamie Doyle Committee 04/25/10 PR $50.00 Richard A. Licht Officer Carnevale Committee 04/25/10 PR $50.00 Richard A. Licht Officer Palumbo Committee 04/25/10 PR $100.00 Richard A. Licht Officer Corvese Committee 04/25/10 PR $50.00 Richard A. Licht Officer McNamara Committee 04/25/10 PR $100.00 Richard A. Licht Officer Schadone Committee 04/25/10 PR $50.00 Richard A. Licht Officer Naughton Committee 04/25/10 PR $75.00 ~hard A. Licht Officer Gablinske Committee 04/25/10 PR $100.00 Richard A. Licht Officer Renee Menard Committee 04/25/10 PR $100.00 Richard A. Licht Officer McBurney Committee 04/12/10 PR $100.00 Richard A. Licht Officer Serpa Committee 04/12/10 PR $75.00 Richard A. Licht Officer

7 Metts Committee 04/12/10 PR $50.00 Richard A. Licht Officer Brian Kennedy Committee 04/12/10 PR $125.00 Richard A. Licht Officer Edwards Committee 04/05/10 PR $50.00 Richard A. Licht Officer Scott Slater Committee 04/05/10 PR $100.00 Richard A. Licht Officer Patrick O'Neil Committee 04/05/10 PR $100.00 Richard A. Licht Officer David Caprio Committee 04/05/10 PR $150.00 Richard A. Licht Officer Roberts Committee 03/28/10 PR $250.00 Richard A. Licht Officer Vaudreuil Committee 03/28/10 PR $75.00 Richard A. Licht Officer Handy Committee 03/28/10 PR $75.00 Richard A. Licht Officer DiPalma Committee 03/28/10 PR $75.00 Richard A. Licht Officer Marcello Committee 03/28/10 PR $50.00 Richard A. Licht Officer Hanna Gallo Committee 03/28/10 PR $100.00 Richard A. Licht Officer Tassoni Committee 03/28/10 PR $100.00 Richard A. Licht Officer Patrick Lynch Committee 03/19/10 PR $500.00 Richard A. Licht Officer Ucci Committee 03/19/10 PR $100.00 Richard A. Licht Officer Miller Committee 03/19/10 PR $150.00 ~chard A. Licht Officer Carter Committee 03/19/10 PR $100.00 Richard A. Licht Officer Charlene Lima Committee 03/19/10 PR $100.00 Richard A. Licht Officer Raimondo Committee 03/19/10 PR $500.00 Richard A. Licht Officer Walaska Committee 03/19/10 PR $100.00 Richard A. Licht Officer Petrarca Committee 03/19/10 PR $75.00 Richard A. Licht Officer Michael Rice Committee 03/19/10 PR $50.00 Richard A. Licht Officer Mollis Committee 03/19/10 PR $150.00 Richard A. Licht Officer Paul Fogarty Committee 03/19/10 PR $100.00 Richard A. Licht Officer Fierro Committee 03/19/10 PR $50.00 Richard A. Licht Officer Erin Lynch Committee 03/19/10 PR $100.00 Richard A. Licht Officer Constantino Committee 03/19/10 PR $250.00 Richard A. Licht Officer Maselli Committee 03/11/10 PR $50.00 Richard A. Licht Officer Amy Rice Committee 03/11/10 PR $100.00 Richard A. Licht Officer Matiello Committee 03/11/10 PR $150.00 Richard A. Licht Officer Ciccione Committee 03/08/10 PR $200.00 Richard A. Licht Officer Anastasia Williams 03/05/10 PR $100.00 Richard A. Licht Officer Pichardo Committee 03/05/10 PR $50.00 Richard A. Licht Officer

8 Levesque Committee 03/05/10 PR $50.00 Richard A. Licht Officer DaSilva Committee 03/05/10 PR $50.00 Richard A. Licht Officer Felag Committee 03/05/10 PR $75.00 Richard A. Licht Officer Melo Committee 03/05/10 PR $75.00 Richard A. Licht Officer Coderre Committee 03/02/10 PR $100.00 Richard A. Licht Officer Bea Lanzi Committee 03/02/10 PR $75.00 Richard A. Licht Officer Deborah Ruggiero Committee 03/02/10 PR $75.00 Richard A. Licht Officer Daponte Committee 03/02/10 PR $100.00 Richard A. Licht Officer Perry Committee 02/22/10 PR $100.00 Richard A. Licht Officer Connors Committee 02/04/10 PR $150.00 Richard A. Licht Officer Paiva Weed Committee 02/04/10 PR $250.00 Richard A. Licht Officer Gordon Fox Committee 02/04/10 PR $540.30 Richard A. Licht Officer Kilmartin Committee 01/19/10 PR $250.00 Richard A. Licht Officer Fernandez For Attorney General 01119/10 PR $250.00 Richard A. Licht Officer Gina Raimondo 09/07/11 $200.00 E. Hans Lundsten Officer Frank Caprio 08/20/10 PR $250.00 E. Hans Lundsten Officer Frank Caprio 03/18/10 PR $250.00 E. Hans Lundsten Officer Gina Raimondo 03/18/10 PR $150.00 E. Hans Lundsten Officer Gordon Fox 01129/10 PR $250.00 E. Hans Lundsten Officer Joe Fernandez 01/20/10 PR $175.00 E. Hans Lundsten Officer Frank Caprio 03/18/10 PR $200.00 Geoffrey W. Millsom Officer Gina Raimondo 06/24/10 PR $100.00 Elizabeth M. Noonan Officer Patrick Lynch 03/31/10 PR $500.00 Elizabeth M. Noonan Officer Gina Raimondo 03/29/10 PR $250.00 Elizabeth M. Noonan Officer Peter Kilmartin 03/04/10 PR $150.00 Elizabeth M. Noonan Officer Frank Ciccone, III 03/03/10 PR $200.00 Elizabeth M. Noonan Officer Gordon Fox 02/15/10 PR $250.00 Elizabeth M. Noonan Officer Teresa Paiva Weed 02/04/10 PR $200.00 Elizabeth M. Noonan Officer Joseph Fernandez 02/03/10 PR $100.00 Elizabeth M. Noonan Officer Gina Raimondo 09/08/11 $500.00 Patricia K. Rocha Officer Dominick J. Ruggerio 03/01111 PR $150.00 Patricia K. Rocha Officer Nicholas Anthony Matiello 02/15/11 PR $150.00 Patricia K. Rocha Officer M. Teresa Paiva Weed 02/03/11 PR $200.00 Patricia K. Rocha Officer

9 Gordon Fox 01/25/11 PR $200.00 Patricia K. Rocha Officer Lincoln Chafee l\",,"-v,~v~R $250.00 Patricia K. Rocha Officer Frank Caprio ~A"AT\R $500.00 Patricia K. Rocha Officer Friends of Patrick Lynch 03/29/10 PR $500.00 Patricia K. Rocha Officer Gina Raimondo 03/26/10 PR $250.00 Patricia K. Rocha Officer Daniel Connors 02/25/10 PR $150.00 Patricia K. Rocha Officer Gordon Fox 02/15/10 PR $250.00 Patricia K. Rocha Officer Teresa Paiva Weed 02/04/10 PR $200.00 Patricia K. Rocha Officer Joseph Fernandez 02/03/10 PR $150.00 Patricia K. Rocha Officer Gina Raimondo 09/08/11 $100.00 Alan M. Shoer Officer Frank Caprio 08/19/10 PR $100.00 Alan M. Shoer Officer Gina Raimondo 03/26/10 PR $100.00 Alan M. Shoer Officer Frank Caprio 03/17/10 PR $100.00 Alan M. Shoer Officer Gordon Fox 02/15/10 PR $100.00 Alan M. Shoer Officer Joseph Fernandez 02/03/10 PR $100.00 Alan M. Shoer Officer Gina Raimondo 09/08/11 $200.00 Lori C. Silveira Officer Senate Democrats OS/26/11 PR $125.00 Lori C. Silveira Officer Teresa Paiva Weed 02/03/11 PR $200.00 Lori C. Silveira Officer Lincoln Chafee 01/28/11 PR $250.00 Lori C. Silveira Officer Lincoln Chafee 12/16/10 PR $250.00 Lori C. Silveira Officer Lincoln Chafee 10/29/10 PR $100.00 Lori C. Silveira Officer Frank Caprio 08/16/10 PR $250.00 Lori C. Silveira Officer Gina Raimondo 03/25/10 PR $100.00 Lori C. Silveira Officer Frank Caprio 03/22/10 PR $99.00 Lori C. Silveira Officer Gordon Fox 01/28/10 PR $250.00 Lori C. Silveira Officer Joe Fernandez 01/13/10 PR $250.00 Lori C. Silveira Officer Gina Raimondo 07/07/11 $500.00 Robert 1. Stolzman Officer Lincoln Chafee 01/28/11 PR $500.00 Robert 1. Stolzman Officer Lincoln Chafee 10/27/10 PR $500.00 Robert 1. Stolzman Officer Joe Fernandez 08/09/10 PR $250.00 Robert 1. Stolzman Officer Anastasia Williams 07/20/10 PR $100.00 Robert 1. Stolzman Officer Brian Patrick Kennedy 04/12/10 PR $125.00 Robert 1. Stolzman Officer Gina Raimondo 03/25/10 PR $500.00 Robert 1. Stolzman Officer

10 Charlene Lima 03/24/10 PR $100.00 Robert I. Stolzman Officer Frank Caprio 03/18/10 PR $1,000.00 Robert I. Stolzman Officer Amy Rice 03/17/10 PR $150.00 Robert I. Stolzman Officer Patrick Lynch 03/16/10 PR $1,000.00 Robert I. Stolzman Officer Elizabeth Roberts 03/15/10 PR $1,000.00 Robert I. Stolzman Officer Dan Connors 02/24/10 PR $150.00 Robert I. Stolzman Officer Teresa Paiva Weed 02/04/10 PR $200.00 Robert I. Stolzman Officer Gordon Fox 01/28/10 PR $500.00 Robert I. Stolzman Officer Joe Fernandez 01/13/10 PR $250.00 Robert I. Stolzman Officer Gina Raimondo 09/06/11 $200.00 John A. Tarantino Officer Daniel Daponte OS/23/11 PR $100.00 John A. Tarantino Officer Helio Melo 05/14/11 PR $150.00 John A. Tarantino Officer Brian Kennedy 05/02/11 PR $100.00 John A. Tarantino Officer Nicholas Mattiello 02/14/11 PR $100.00 John A. Tarantino Officer Teresa Paiva Weed 02/02/11 PR I $200.00 John A. Tarantino Officer Gordon Fox 01/25/11 PR I $200.00 John A. Tarantino Officer Frank Caprio 08/18/10 PR $500·00 John A. Tarantino Officer Friends of Gina Raimondo 03/23/10 PR $250.00 John A. Tarantino Officer Friends ofMollis Committee 03/22/10 PR $150.00 John A. Tarantino Officer Caprio Committee 03/13/10 PR $250.00 John A. Tarantino Officer Connors Campaign Committee 02/23/10 PR $150.00 John A. Tarantino Officer Joe Fernandez for AG 01/28/10 PR $100.00 John A. Tarantino Officer Friends of Gordon Fox 01/12/10 PR $250.00 John A. Tarantino Officer Gina Raimondo 09/08/11 $200.00 R. Bart Totten Officer Lincoln Chafee 01/28/11 PR $250.00 R. Bart Totten Officer Gina Raimondo 06/08/10 PR $500.00 R. Bart Totten Officer Frank Caprio 03/22/10 PR $500.00 R. Bart Totten Officer Gina Raimondo 09/08/11 $200.00 David A. Wollin Officer Frank Caprio 08/16/10 PR $250.00 David A. Wollin Officer Joe Fernandez 06/21/10 PR $100.00 David A. Wollin Officer Lincoln Chafee 05/01/10 PR $250.00 David A. Wollin Officer

11 Daniel P. Connors 02/25/10 PR $150.00 David A. Wollin Officer Gordon Fox 02/15/10 PR $250.00 David A. Wollin Officer Previously Reported: $71,872.48 This Report: $7,995.58

319007.13

12 Attachment

11. If yes, what is the name of the state agency to which you are providing goods and/or services

e Department of Administration " Employees Retirement System of the State of Rhode Island " Narragansett Bay Commission " Quonset Development Corporation e Rhode Island Airport Corporation " Rhode Island Board of Governors For Higher Education " Rhode Island Convention Center Authority • Rhode Island Economic Development Corporation • Rhode Island Health and Educational Building Corporation e Rhode Island Public Transit Authority co Rhode Island Resource Recovery Corporation • Rhode Island State Investment Commission • Rhode Island Turnpike & Bridge Authority • Secretary of State • State of Rhode Island

18. What is the total gross amount, in dol1ars, of contracts entered into during the said preceding 24 month period between the contracting party and ALL state agencies? Include al1 contracts regardless of amount. If you are filing this affidavit as a party related to the contracting party and do not have knowledge of the information required by this question, please so state by marking "Yes." NOTE: If this is a semi annual filing (i.e. January 1 to June 30 or July 1 to December 31), you must report the total gross amount, in dollars, of contracts entered into from the date of execution ofthe last contract entered into during such semi-annual period to the day which is 24 months prior to the first day ofthe same semi-annual period

Fees Received Ag;encv 01/01/10 -12/31/11

Department of Administration $ 21,720.00 Employees' Retirement System of the State of Rhode Island . 56,948.72 Narragansett Bay Commission . 24,025.00 Quonset Development Corporation . 1,812.50 Rhode Island Airport Corporation . 231,903.51 Rhode Island Board of Governors For Higher Education . 194,423.06 Rhode Island Convention Center Authority . 89,170.93 Rhode Island Economic Development Corporation . 585,118.96 Rhode Island Health and Educational Building Corporation . 203,648.79 Rhode Island }lublic Transit Authority . 78,554.98 Rhode Island Resource Recovery Corporation ·· 30,719.18 Rhode Island State Investment Commission . 136,072.25 Rhode Island Turnpike & Bridge Authority . 125,428.84 8,790.00 Secretary of State ·································································· State of Rhode Island ·· ····· · . 97.965.00 $ 1,886,301.72

577292.\ One Citizens Plaza, 8th floor ADLERPOLLOCK®SHEEHAN P.C. Providence, RJ 02903·1345 Telephone 401·274·7200 Fa-x 401·751·0604 /351·4607

175 Federal Street Boston, I:vlA 02110·2210 November 8,2011 Telephone 617·482·0600 Fa-x 617·482·0604

·W\'\;v.:apslaw.com

Mark A. Dingley General CounsellDeputy Treasurer Office ofthe General Treasurer State House, Room 102 Providence, Rhode Island 02903

Dear Mark:

We are pleased that you have asked Adler Pollock & Sheehan P.C. torepresent the Rhode Island State Investment Coriunission in connection with the review of hedge fund investments. This letter is sent in accordance with the Rhode Island Rules of Professional Conduct and will confirm our arrangement for services to be rendered.

As we discussed, I will have primary responsibility in the firm's representation but we may call on other lawyers as necessary. In addition, in certain routine aspects not requiring a lawyer, we may call upon. one or more of our legal assistants.

Our fees will be based on the amount time spent on your behalf. Each lawyer and legal assistant has an hourly billing rate. Our government rates are $250 per hour for partners; $200 per hour for . associates; and $125 for legal assistants. I hereby certify that these rates do not exceed the rates we charge our preferred public or private clients for work of this type.

We appreciate the opportunity to be of service to you in this matter and thank you for the confidence you placed in us by asking that we undertake this representation.

Very truly yours, -eSaJ/

STD/rmd

Agreed: One Citizens Plaza, 8th floor ADLERPOLLOCK®SHEEHAN EC. Providence, RI 02903-1345 Telephone 401-274-7200 Fax 401·751-0604 / 351-4607

175 Federal Street Boston, MA 02110-2210 Telephone 617-482-0600 Fax 617-482·0604

September 15,2011 VlWw.apsJaw.com

Steven J. King, P.E. Quonset Development Corporation Managing Director 95 Cripe Street North Kingstown, RI 02852

Re: Quonset Development Corporation

Dear Steve:

This letter will confIrm that you have asked me to shift QDC billing from the Rhode Island Economic Development Corporation directly to the QDC. Pursuant to our Rules of Professional Responsibility, this letter will confIrm our billing arrangement with QDC. We will bill you on a monthly basis for time expended on behalf of QDC. We will utilize our governmental blended rate of $250 per hour (as we have been doing) which is discounted pursuant to state law and applicable executive orders.

We will not bill you for ordinary out-of-pocket expenses (e.g., photocopy, fIrst-class postage, etc.). However, in the event we incur extraordinary out-of-pocket expenses on your behalf (e.g., overnight express, witness fees, fIling fees, and deliveries, etc.) we will bill you for those along with our monthly invoices for time expended on your behalf.

Also pursuant to our Rilles of Professional Responsibility, I am enclosing our standards terms and conditions for your records.

Thank you for allowing us the opportunity to serve and the Quonset Development Corporation. ::~~ RIS:ll Enclosures

583584j.doc ADLER POLLOCK & SHEEHAN P.C., a Rhode Island Professional Corporation ("AP&S") CLIENT INFORMATION SHEET

This information about our client-attorney relationship shall constitute part of your Engagement Letter with us. If there is any difference between the information in this document and the Engagement Letter, the provisions of the Engagement Letter shall apply to our relationship.

Scope of Engagement.

We will represent you in the specific matters described in the Engagement Letter (the "Matter"), and will not perform other legal work without consultation and authorization from you.

We expect that you will cooperate with us and will fully and accurately disclose to us all facts and documents that may be relevant to the Matter or that we may otherwise request. For instance, you must be reasonably available to attend meetings, discovery proceedings, conferences and other proceedings.

You authorize and direct us to take all actions which we deem advisable on your behalf in the Matter except those specific decisions, if any, set forth in the Engagement Letter which must be made by you. We will notify you of !'iignificant developments and consult with you in advance of any significant decisions.

We will use our best professional efforts in representing you in the Matter; however, we have given no assurances to you regarding the outcome. Any statement of opinion or beliefs concerning the Matter or the results that might be anticipated made by any employee of AP&S is based on the information available at the time and should not be construed as a promise or guaranty.

Fees and Disbursements.

Our fees for services shall be determined based upon the prevailing hourly rates of attorneys, paralegals and staff support involved in the Matter. The present hourly rates of the attorney in charge of the Matter and the associates and legal assistants expected to be involved in the Matter are set forth in the Engagement Letter. Those rates are reviewed and modified from time to time and we will apply the new rates as they are so modified. The prevailing hourly rates are available to you upon request.

You understand that we may have to retain certain persons or entities to perform services related to the Matter, such as local counsel, corporate filing and service agencies, real estate appraisers, expert witnesses, investigators, consultants fuid title eXfullllerS, among otr"1.ers.You authorize us to direct such persons and entities to render statements for services rendered and expenses either directly to you or to us. In such latter event, you shall promptly reimburse us for the full amount of such statements.

Additionally, federal courts (and possibly some state courts) require that transcripts of proceedings be reviewed to redact certain kinds of personal identification, as well as private or confidential information. To the extent these fees are incurred, you agree to pay for our time in complying with these rules and procedures.

We do not directly bill for domestic telephone charges, copying done at the firm or non-priority mail postage. However, we may incur various other expenses in providing services to you in the Matter such as filing fees, courier services, recording or certification charges, witness fees, international telephone charges, overtime clerical assistance, travel expenses, priority mail postage, copying done outside of our office and computerized research charges. You shall promptly reimburse us for all such

1 expenses or, if you are billed directly for those expenses, make prompt, direct payment to the originators of those services.

We will bill you monthly and you will pay AP&S legal fees and expenses within thirty (30) days of the. date of invoice. Any requested retainer or fee advance must be paid prior to the commencement of representation and will be applied against invoices for fees and disbursements in such manner as AP&S determines. No interest shall accrue on any retainer or fee advance.

Invoices shall include a summary description of the services performed by AP&S and a listing of all disbursements, charges and expenses for which AP&S seeks reimbursement. More detailed billing formats are available upon request.

The fees and costs relating to the Matter generally are not predictable. Accordingly, AP&S has made no commitment to you concerning the maximum fees and costs that will be necessary to resolve or complete the Matter. Any projection or budget of fees and costs represents only an estimate of such fees and costs. It is also expressly understood that payment of AP&S's fees and costs is in no way contingent on the ultimate outcome of the Matter.

General Matters.

Adler Pollock & Sheehan P.C. is a professional corporation organized under the corporate laws of the State of Rhode Island, and for that reason its shareholders are afforded limited liability with respect to corporate obligations under applicable corporate law.

Adler Pollock & Sheehan P.C. may from time to time refer to its shareholders as "partners" as a matter of informal professional courtesy and custom. The term "partner" has been historically used as an informal and honorary designation of attorneys who have attained senior professional status or in recognition of other professional achievements. The use of the term "partner" does not imply or suggest that the firm is a legal partnership or that a "partner" has any personal liability with respect to the obligations of Adler Pollock & Sheehan P.C.

We will conduct our internal conflict identification procedure prior to the commencement of our representation of you in the Matter in reliance upon the accuracy and completeness of information furnished by you to us. If, in the course of representing you in the Matter, we determine, in our sole discretion, that a conflict of interest exists, AP &S will notify you of such conflict and may withdraw from representing you in the Matter to the extent that such a withdrawal would be permitted or required by applicable provisions of the applicable Rules of Professional Conduct, by local law or by the rules of cou.rts having jurisdiction over the Matter.

Subject to the applicable Rules of Professional Conduct, local law, or rules of courts having jurisdiction, upon withdrawal from, or termination or conclusion of, the representation of you in the Matter, we shall have the right to accept engagements to represent other clients in matters which are adverse to you.

We shall have the right to withdraw from representation of you in the Matter if you fail to perform as set forth herein or for any reason that is permitted or required by the applicable Rules of Professional Conduct, by local law, or by the rules of courts having jurisdiction over the Matter.

You shall have the right, in your sale discretion, to terminate our representation of you in the Matter and shall notify us in writing of any such termination_

2 Unless previously terminated, our representation of you will terminate when we send you a final invoice for services rendered in the Matter. Following termination, we will not undertake to keep you informed of developments or circumstances which might occur subsequent to the withdrawal from, or termination or conclusion of, the representation.

Upon conclusion, termination or withdrawal of our representation of you in the matter, you shall promptly pay all fees, charges and expenses incurred or accrued through the date of conclusion, termination or withdrawal; and you shall also promptly pay to AP&S all charges and expenses, charged at the then prevailing rate, related to the transfer of files of AP&S and/or the providing of information therein to you and/or your new legal counsel. At such times as you request, we will consult with your new counsel after termination at our then hourly rates. AP&S files, including lawyer work product pertaining to the matter, will be retained by AP&S. These firm files include, for example, firm administrative records, time and expense reports, personnel and staffing materials and credit and accounting records, any internal lawyers' work product such as drafts, notes, internal memorandum and legal and factual research including investigative reports prepared by or for the internal use of lawyers. All documents retained by AP&S (including any papers you have not requested) will be transferred to the person responsible for administering our Records Retention Program. Consistent with the applicable Rules of Professional Conduct, AP &S reserves the right to destroy or otherwise dispose of any such documents or other materials retained by us within a reasonable time after the conclusion of the engagement.

In the event of any dispute between us, we each agree to submit to non-binding mediation prior to the institution of legal proceedings.

Attorneys, like other professionals who are "significantly engaged" in providing advice on various personal financial matters, may now be required by recent federal laws and regulations to inform certain present and former clients of the attorneys' policies regarding the privacy of client information. It is not clear whether such laws and regulations apply to AP&S, or that you fall within the category of persons who should receive such a notice. Without accepting or conceding the applicability of those federal requirements, AP&S is nonetheless providing this statement of its privacy policy to you out of an abundance of caution.

Attorneys are bound by professional standards of confidentiality that are even more stringent than those required by the federal requirements. Therefore, AP&S has always protected its clients' rights to privacy under the professional standards applicable to attorneys, and will continue to do so in the future whether or not the federal requirements apply.

In the course of providing our clients with advice on fmancial matters such as taxation, estate planning, real estate transactions, debt collection and other services, AP&S may receive significant personal financial information from our clients. All present and former clients of AP&S should know that any information that is received from them is held in confidence, and is not released to people outside the firm, except as agreed to by the client, or as required under an applicable law.

AP&S retains records relating to professional services that are provided to clients so as to enable AP&S to assist its clients with their professional needs and, in some cases, to comply with professional guidelines. In order to guard clients' nonpublic personal information, AP&S maintains physical, electronic, and procedural safeguards that comply with the professional standards applicable to attorneys.

3 526875.1 State of Rhode Island and Providence Plantations General Treasurer State House - 102 Providence, Rhode Island 02903 Gina M. Raimondo General Treasurer August 25, 2011

Paul A. Campellone, Esq. Adler Pollock & Sheehan P.c. One Citizens Plaza, 8th Floor Providence, RI 02903-1345

Dear Mr. Campellone:

Enclosed are three (3) original copies of an engagement letter for Adler Pollock & Sheehan P.c. to serve as disclosure counsel for the State of Rhode Island. Each engagement letter has been signed by the State, specifically by Mark A. Dingley, Deputy General Treasurer/ General Counsel and Claire Richards, Chief Legal Officer.

Upon acceptance of the terms of the engagement letter, please sign each of the three (3) original copies and return two (2) of the original copies to Mark A. Dingley, Deputy General Treasurer/ General Counsel, State House Room 102, 82 Smith Street, Providence, RI 02903.

If you have questions or concerns, please contactthe-undersigned-at-(40172~~-4=t8~ s~c:w

I\1arkA. Dingley Deputy General Treasurer/ General Counsel Office of the General Treasurer

Enclosures

www.treasury.ri.gov

(Af\n 'J'J''-T~07IP!:>v {LiOn 'J'J'J_f\lLiO State of Rhode Island and Providence Plantations General Treasurer State House - 102 Providence, Rhode Island 02903

August 25, 2011

Paul A. Campellone, Esq. Adler Pollock & Sheehan P.e. One Citizens Plaza, 8th Floor Providence, Rl 02903-1345

Dear IvIr. Campellone:

Ibis will confirm the engagement of Adler Pollock & Sheehan P.e. (the «Firm") to serve as disclosure counsel to dle State of Rhode Island (the "State") for a one-year period commencing July 1, 2011 (the '

TIle scope of services to be performed by the Firm as disclosure counsel is set forth in our Request for Proposals to serve as Bond and Disclosure Counsel to the State (dle ''RFP'') and your response thereto dated Apm15, 2011.

The State has committed to utilizing dle Firm and a certain odler firm as disclosure counsel on its bond issues for the Period of dle Engagement. However, the State has reserved the right to retain other disclosure counsel in the event the Firm and the other disclosure counsel have conflicts. Ibis does not mean that dle Firm is entided to represent dle State on any particular bond issue. Rather, the Firm acknowledges dlat dle State reser\Tes the right to adjust dle rotation of disclosure counsel to reflect conflicts with one of the other disclosure counsel firms or to distribute disclosure counsel work equitably in the discretion of the State. In short, the Firm agrees dlat the selection of disclosure counsel for any particular bond issue will remain in the sale discretion of the State.

The Firm further agrees to refrain from representing any other party for any bond issue for which it is serving as dle State's disclosure counsel. However, on those bond issues for which it is not serving as disclosure counsel for the State, the Firm may serve as counsel for any other party who requests the Firm's representation, provided there is not a conflict widl the State's interests which is not waivable under dle Rules of Professional Conduct.

www.treasury.n.gov {LiOn 'J'J'L'J~Q7 IP

TIle Firm agrees to bill at a blended hourly rate of$235 for partners; $175 for associates; and $115 for legal assistants. The Firm also agrees that its fees, exclusive of any reasonable out of pocket disbursements, if any, for each separate bond, note or certificate of participation issuance \Irill not exceed $25,000 to the extent such fees relate solely to such issuance. The Firm will be reimbursed for any reasonable out-of-pocket expenses. The Firm \\t-illnot charge for any inside copying or faxes. The same fee structure will be retained if the contract is extended for an additional year.

TIle engagement shall include collaborating ,vith the Office of the General Treasurer, State Budget Office and with the State's bond counsel to prepare the State's official statement, issuing opinions of disclosure counsel, developing and reviewing the State's policies and practices regarding compliance with SEe regulations, providing counsel when appropriate on disclosure matters facing the State, preparing and filing, if required, notifications as it may relate to a particular issuance with the Electronic Municipal Market Access System and otherwise serving in the capacity as the State's disclosure counsel.

In addition, the Firm shall assist dle State during the engagement widl making continuing disclosure filings in accordance widl dle continuing disclosure undertakings of the State. It is intended d1at such assistance \\t-illbe provided by the Firm without compensation beyond the compensation noted above to be provided in connection with services rendered on a particular bond, note or certificate of participation issuance. N otwidlstanding the foregoing, if it is not anticipated that dle Firm will be engaged to render services on particular bond, note or certificate of participation issuances of a sufficient number to result in the firm being adequately compensated for such continuing disclosure services to be provided, then the State and dle Firm shall mutually agree upon alternate means of compensating the Firm for such continuing disclosure services before the Firm shall be required to render such services in connection with this engagement.

General Advice

The Firm \\t-illprovide general advice on disclosure matters to dle State as reasonably needed and will not seek additional compensation. However, for work substantially beyond the scope of work contemplated in the RFP, as mutually determined by dle State and the Firm, the Firm will bill at the same blended hourly rate of $235 per hour for partners; $175 per hour for associates; and$115 per hour for legal assistants. Fees for these services \\t-illbe based upon an hourly basis, unless a fixed fee option is agreed upon by the Firm and dle State. The State and the Firm agree to execute a separate written agreement for any work substantially beyond the scope of work contemplated in dleRFP. No additional fees shall be paid by the State unless such writing is executed by dle parties hereto.

Extended Term

If any of the transactions is scheduled to close, but does not close by June30, 2012 (or June 30, 2013 in dle event of an extension) for any reason, then the term of this engagement shall be extended at no extra cost to dle State through the closing of such transaction or transactions, provided, however, if by September 30,2012 (or September 30, 2013 in the event of an extension), such a transaction or transactions has not closed, then any further terms for extension shall be agreed upon by both parties.

2 Most Favored Rates

TIle Finn certifies to the State that all rates of compensation set forth herein do not exceed the rates of compensation charged by the Finn to its preferred public or private clients for similar services.

Billings

TIle Finn will provide the Office of the General Treasurer with statements for services rendered. Disbursements shall be at a reasonable rate and detailed records shall accompany each bill. \Vhen billed in connection with flllancings, the Finn's fees will be paid at the time of closing.

Conflicts of Interest

By accepting dus engagement as disclosure counsel, the Finn acknowledges that it is acting as disclosure counsel for the State of Rhode Island. The Finn acknowledges dlat Rule 1.7 of the Rules of Professional Conduct sets fOrdl dle standard and the method of resolving any conilict of interest. If consent of the client is required pursuant to Rule1.7 of the Rules of Professional Conduct, dle Finn agrees that such consent must be received from both the Governor and the General Treasurer or their designees. NotwidlsL'lnding anydling herein to dle contrary, the conilict of interest provision set forth above is not intended to prohibit the Finn from representing, or requiring dle Finn to obtain consent from the State to represent, any client before or against any instrumentality or department of governn1ent, quasi-public entity formed by dle General Assembly or state bureau, comn1ission, agency, board or entity of the State, including, without limitation, in any hearing or litigation.

If the foregoing is an accurate confirmation of dle terms of the Finn's engagement, please indicate your agreement by signing and returning to me a duplicate of dus letter.

Mark A. Dingley Deputy Genera Treasurer/ Ge Office., of.dle G~ner Treasurer / t . ~ c:.-i / (/tt&U/ ttct~ r::, I L:[;; h Claire Richards Date Chief Legal Officer Office of the Governor

Cf/z,/r I I DateL

3 One Citizens Plaza, 8th floor ADLERPOLLCCK®SHEEHANP.C. Providence, RI 02903·1345 Telephone 401·274·7200 Fax 401·751-0604 /351-4607

175 Federal Street Boston, !vIA 02110·2210 Telephone 617·482·0600 July 27, 2011 Fax 617-482·0604

www.apslaw:com VIA HAND DELIVERY

Board of Elections Campaign Finance Division 50 Branch Avenue Providence, Rhode Island 02904

Re: Affidavit of State Vendor Under Chapter 17-27 of the General Laws of Rhode Island

Ladies and Gentlemen:

Enclosed is the Affidavit of State Vendor on behalf Adler Pollock & Sheehan P.C. for the period January 1,2011 through June 30, 2011.

Please acknowledge receipt by signing the enclosed copy of this letter and returning it to me in the envelope provided.

Thank you.

Very truly yours,

•• I .. .---;-- \.~,.~f. IL 7S~ Nicholas F. Rago, III Executive Director

NFR/rmd Enclosures

Receipt acknowledged:

Name:

Date:

482932.6 Affidavit of State Vendor Page 1 of3

State of Rhode Island and Providence Plantations Campaign Finance Electronic Reporting & Tracking System (ERTS)

Vendor Affidavit

Help with this paoe Iv 1.6.36

IAFFIDAVIT OF STATE VENDOR

1. Name, address and telephone number of person making this affidavit

Rhode Island Menu

Board of Elections HomePaoe

General Information Prefix MR View Filed Reports First Name !Nicholas -----, User Looin Middle Name F Search - Filinos Last Name l~~go. - Contributions Suffix - Expenditures

Street Address :One Citizens Plaza, 8th Floor Street Address2 i CitylTown, :Providence State and Zip Code .....~.11 F<.lj:~2903-134.5 . : Phone Number ;401 i i 274-7200

2. Within the 24 month period preceding the date of the contract with the state agency, or with respect to the contracts that are not in writing within the 24 month period preceding the date of notification that the contract has reached the $5000 threshold, have you contributed an aggregate amount of more than $250 within a calendar year to any R.1. general officer, candidate for RI. general office, any member of the general assembly or candidate for general @ Yes assembly, or any RI. political party? (includes an individual contracting party, or business entity on behalf of a related party, or a related party reporting on his/her own behalf) NOTE: If this is a semi-annual filing (i.e. January 1 to June 30 ® No or July 1 to December 31), you must report contributions made from the date of execution of the last contract entered into during such semi-annual period to the date which is 24 months prior to the first day of the same semi-annual period. (If you checked "No", above, do not attach a copy of the state contract, or written summary, and do not complete remainder of form.) 3. If the answer to question 2 is "Yes", prOVide the name of the RI. general officer, candidate for R.1. general office, member of the general assembly or candidate for general assembly, or R.1. political party and the date and the amount of each contribution. List all contributions even if reported on a previously filed affidavit. However please indicate the previously reported contributions by the letter "PR" following the date of the contribution listed below.

Name of Officer, Date of Amount of Name of Candidate Contribution Contribution Contributor or Political Pa

4. What is the date of execution of the written contract requiring filing of this affidavit

[Such contract must be filed with this affidavit] NI A- SEMI-ANNUAL REPORTING

5. If the contract requiring the filing of this affidavit is not in writing, when were you first notified that the contract had reached the $5000 threshold?

https:llsecure.ricarnpaignfinance.com/RhodeIslandCF IPublicN endorAffidavit.aspx 7/1212011 Affidavit of State Vendor Page 2 of3

Contract Expire Agency Goods / Services Date

iN/A IN/f>. ~ * ._---_._---~--_.._------

7. Is this affidavit made by you as an individual or on behalf of a business entity? ® Individual

@) Business Entity

8. If on behalf of a business entity, what is the name and nature of the business entity? Business Name FEIN# Pollock & Sheehan P.C. 105-0343749

@) Corporation ® Partnership ® Sole Proprietorship ® Other Business Entity

9. If "Other Business Entity" is checked above what is the nature of such business entity?

10. Are you a state vendor because you are the contracting party in a contract with a state agency? @)Yes

®No

11. If yes, what is the name of the state agency to which you are providing goods and/or services? ATTACHED

12. If the answer to question 10 is "no", are you a state vendor because you are related to a contracting party? ®Yes

®No

13. If the answer to question 12 is "yes", what is the nature of your relationship with the contracting party?

14. If you are a related party, provide the name and address of the contracting party and the state agency involved in such contract.

Name of Contracting Party

Address1

Address2

City, State and Zip

State Agency

15. If you are the contracting party, have you surveyed all related parties and does this affidavit contain all reportable contributions made by such related parties? @)Yes

®No

17. If the answer to question 16 is "yes", provide the names and addresses of related parties who might be required to file this affidavit and the nature of such relationship.

IParties Name Address Relationship

18. What is the total gross amount, in dollars, of contracts entered into during the said preceding 24 month period between the contracting party and ALL state agencies? Include all contracts regardless of amount. If you are filing this affidavit as a party related to the contracting party and do not have knowledge of the information required by this ® Yes question, please so state by marking "Yes." NOTE: If this is a semi annual filing (I.e. January 1 to June 30 or July 1 to December 31), you must report the total gross amount, in dollars, of contracts entered into from the date of © No execution of the last contract entered into during such semi-annual period to the day which is 24 months prior to the first day of the same semi-annual period. SEE ATTACHED -I IState Agency Date of Contract Amount of Contract FEIN # P.O. # I https:llseeure.rieampaignfinanee.eom/RhodeIslandCF /Pub lieN endorAffidavit.aspx 7/12/2011 Affidavit of State Vendor Page 3 of3

State of: !RI I '._.__ ~_._ .. l

County of:

&!iJ1;19WMPi/\. J ~+., Nicholas F. Rago, III Notary Public L It My Commission Expires: & ('-I- r3 Executive Director Date: ~ .J-{ U! II

https:llsecure.ricampaignfinance.com/RhodeIslandCF /PublicN endorAffidavit.aspx 7/12/2011 General Officer Candidate for General Date of Contribution Amount of Name of Contributor Relationship to Contracting Office or Political Party Contribution Party

Frank Caprio 08/20/10 PR $100.00 Alison L. Albanese Associate Michael J. Marcello 06/02/10 PR $100.00 Alison L. Albanese Associate A. Ralph Mollis 10/25/10 PR $200.00 Christopher Mulhearn Spouse of Associate A. Ralph Mollis 09/02/10 PR $250.00 Christopher Mulhearn Spouse of Associate Ralph Mollis 03/31/10 PR $300.00 Christopher Mulhearn Spouse of Associate Friends of Dan DaPonte OS/23/11 $150.00 Victoria M. Almeida Officer Friends of Michael McCaffrey 05/17/11 $100.00 Victoria M. Almeida Officer Friends of Joe McNamara 05/04/11 $100.00 Victoria M. Almeida Officer Friends of Brian Kennedy 05/02/11 $100.00 Victoria M. Almeida Officer Senator Lou DePalma Committee 04/27/11 $150.00 Victoria M. Almeida Officer Senator Dominick J. Ruggerio 02/28/11 $150.00 Victoria M. Almeida Officer Committee Paiva-Weed for Senate 02/02/11 $200.00 Victoria M. Almeida Officer Chafee For Governor In Kind 01/28/11 $1,000.00 Victoria M. Almeida Officer Friends of Gordon Fox 01/25/11 $200.00 Victoria M. Almeida Officer Committee to Elect Catherine Taylor 11/01/10 PR $500.00 Victoria M. Almeida Officer Committee to Elect Catherine Taylor 09/23/10 PR $500.00 Victoria M. Almeida Officer Chafee for Governor 04/18/10 PR $500.00 Victoria M. Almeida Officer Chafee for Governor 03/25/10 PR $500.00 Victoria M. Almeida Officer Friends of Gina Raimondo 03/24/10 PR $500.00 Victoria M. Almeida Officer The Caprio Committee 03/11/10 PR $500.00 Victoria M. Almeida Officer Joe Fernandez for AG 01/20/10 PR $200.00 Victoria M. Almeida Officer The Caprio Committee 12/21/09 PR $500.00 Victoria M. Almeida Officer Friends of A. Ralph Mollis 12/01/09 PR $150.00 Victoria M. Almeida Officer Friends of Costantino 12/01/09 PR $250.00 Victoria M. Almeida Officer Friends of Patrick Lynch 09/23/09 PR $250.00 Victoria M. Almeida Officer Frank Caprio 08/12/10 PR $250.00 Joseph Avanzato Officer Friends of Ralph Mollis 03/23/10 PR $500.00 Joseph Avanzato Officer Friends of Gina Raimondo 03/18/10 PR $500.00 Joseph Avanzato Officer The Caprio Committee 03/18/10 PR $500.0 oseph Avanzato Officer Friends of Gordon Fox 01/19/10 PR $500.00 Joseph Avanzato Officer Peter Kilmartin 06/15/11 $100.00 Richard R. Beretta, Jr. Officer Eileen Naughton 06/14/11 $75.00 Richard R. Beretta, Jr. Officer John McCauley 06/09/11 $50.00 Richard R. Beretta, Jr. Officer Dan DaPonte OS/23/11 $150.00 Richard R. Beretta, Jr. Officer Helio Mello 05/19/11 $150.00 Richard R. Beretta, Jr. Officer Mike McCaffrey 05/17/11 $100.00 Richard R. Beretta, Jr. Officer DOlma Walsh 05/17/11 $50.00 Richard R. Beretta, Jr. Officer Steven Ucci 05/16/11 $50.00 Richard R. Beretta, Jr. Officer Mary Ellen Goodwin 05/16/11 $75.00 Richard R. Beretta, Jr. Officer Peter Palumbo 05/16/11 $75.00 Richard R. Beretta, Jr. Officer Ray Gallison 05/16/11 $50.00 Richard R. Beretta, Jr. Officer Joseph McNamara 05/04/11 $100.00 Richard R. Beretta, Jr. Officer Brian Kennedy 05/02/11 $150.00 Richard R. Beretta, Jr. Officer Louis DiPalma 04/28/11 $100.00 Richard R. Beretta, Jr. Officer Cale Keable 04/28/11 $75.00 Richard R. Beretta, Jr. Officer William Walaska 04/27/11 $100.00 Richard R. Beretta, Jr. Officer Deborah Ruggiero 04/27/11 $75.00 Richard R. Beretta, Jr. Officer Patrick O'Neill 04/12/11 $100.00 Richard R. Beretta, Jr. Officer Michael Marcello 04/12/11 $50.00 Richard R. Beretta, Jr. Officer Teresa Paiva-Weed 04/11/11 $250.00 Richard R. Beretta, Jr. Officer Rhoda Perry 04/11/11 $100.00 Richard R. Beretta, Jr. Officer Joshua Miller 04/07/11 $150.00 Richard R. Beretta, Jr. Officer Jolm Tassoni 04/07/11 $100.00 Richard R. Beretta, Jr. Officer Wally Felag 03/30/11 $75.00 Richard R. Beretta, Jr. Officer Domenic Ruggerio 03/01/11 $250.00 Richard R. Beretta, Jr. Officer Nick Mattiello 02/15/11 $250.00 Richard R. Beretta, Jr. Officer Chafee for Governor 10/26/10 PR $250.00 Richard R. Beretta, Jr. Officer Rhode Island Democratic Party 10/06/10 PR $500.00 Richard R. Beretta, Jr. Officer Dan DaPonte 10/06/10 PR $150.00 Richard R. Beretta, Jr. Officer Josh Miller 09/23/10 PR $100.00 Richard R. Beretta, Jr. Officer Jon Brien 08/26/10 PR $100.00 Richard R. Beretta, Jr. Officer Frank Caprio 08/20/10 PR $500.00 Richard R. Beretta, Jr. Officer

2 Peter Kilmartin 06/29/10 PR $150.00 Richard R. Beretta, Jr. Officer Elizabeth Roberts 06/25/10 PR $200.00 Richard R. Beretta, Jr. Officer Joe Fernandez 06/25/10 PR $250.00 Richard R. Beretta, Jr. Officer Steve Costantino 06/24/10 PR $250.00 Richard R. Beretta, Jr. Officer Deb Ruggiero 06/03/10 PR $100.00 Richard R. Beretta, Jr. Officer Tim Williamson 05/31/10 PR $100.00 Richard R. Beretta, Jr. Officer Senator Goodwin 05/12/10 PR $100.00 Richard R. Beretta, Jr. Officer Don Lally 05/11/10 PR $100.00 Richard R. Beretta, Jr. Officer Senator McCaffrey 05/11/10 PR $100.00 Richard R. Beretta, Jr. Officer Representative McCauley 05/07/10 PR $50.00 Richard R. Beretta, Jr. Officer Joe McNamara 04/29/10 PR $50.00 Richard R. Beretta, Jr. Officer Greg Schadone 04/29/10 PR $50.00 Richard R. Beretta, Jr. Officer Peter Palumbo 04/27/10 PR $100.00 Richard R. Beretta, Jr. Officer Brian Patrick Kennedy 04/12/10 PR $125.00 Richard R. Beretta, Jr. Officer Pat O'Neil 04/10/10 PR $100.00 Richard R. Beretta, Jr. Officer David Caprio 04/06/10 PR $150.00 Richard R. Beretta, Jr. Officer Elizabeth Roberts 03/31/10 PR $250.00 Richard R. Beretta, Jr. Officer Gina Raimondo 03/26/10 PR $990.18 Richard R. Beretta, Jr. Officer Jon Tassoni 03/26/10 PR $100.00 Richard R. Beretta, Jr. Officer Patrick Lynch 03/26/10 PR $500.00 Richard R. Beretta, Jr. Officer Peter Petrarca 03/25/10 PR $75.00 Richard R. Beretta, Jr. Officer Bill Walaska 03/25/10 PR $100.00 Richard R. Beretta, Jr. Officer Lou DePalma 03/25/10 PR $75.00 Richard R. Beretta, Jr. Officer Mike Marcello 03/25/10 PR $50.00 Richard R. Beretta, Jr. Officer Josh Miller 03/25/10 PR $150.00 Richard R. Beretta, Jr. Officer Ralph Mollis 03/23/10 PR $150.00 Richard R. Beretta, Jr. Officer Gordon Fox 03/22/10 PR $150.00 Richard R. Beretta, Jr. Officer Steve Costantino 03/22/10 PR $200.00 Richard R. Beretta, Jr. Officer Nick Mattiello 03/16/10 PR $250.00 Richard R. Beretta, Jr. Officer Frank Caprio 03/16/10 PR $250.00 Richard R. Beretta, Jr. Officer Sue Sosnowski 03/15/10 PR $100.00 Richard R. Beretta, Jr. Officer Wally Felag 03/15/10 PR $100.00 Richard R. Beretta, Jr. Officer Deb Ruggiero 03/03/10 PR $100.00 Richard R. Beretta, Jr. Officer

3 Dan Deponte 03/03/10 PR $100.00 Richard R. Beretta, Jr. Officer Dan Connors 02/24/10 PR $100.00 Richard R. Beretta, Jr. Officer Teresa Paiva Weed 02/03/10 PR $50.00 Richard R. Beretta, Jr. Officer Gordon Fox 01/28/10 PR $50.00 Richard R. Beretta, Jr. Officer Joseph Fernandez 01/21/10 P R $50.00 Richard R. Beretta, Jr. Officer Frank Caprio 12/15/09 PR $100.00 Richard R. Beretta, Jr. Officer Patrick Lynch 12/09/09 PR $125.00 Richard R. Beretta, Jr. Officer Steven Costantino 11/30/09 PR $100.00 Richard R. Beretta, JI. Officer Ralph Mollis 11/30/09 PR $150.00 Richard R. Beretta, Jr. Officer Peter Kilmartin 11/12/09 PR $250.00 Richard R. Beretta, Jr. Officer Lincoln Chafee 12/16/10 PR $250.00 Amy Beretta Spouse of Officer Theresa Paiva-Weed 10/17/10 PR $250.00 Amy Beretta Spouse of Officer George Alzeback 10/13/10 PR $100.00 Amy Beretta Spouse of Officer Frank Caprio 08/20/10 PR $1,000.00 Amy Beretta Spouse of Officer Frank Caprio 11/05/09 PR $1,000.00 Amy Beretta Spouse of Officer Lincoln Chafee 01/28/11 $250.00 Robert P. Brooks Officer Frank Caprio 09/23/10 PR $500.00 Robert P. Brooks Officer Frank Caprio 08/01/10 PR $500.00 Robert P. Brooks Officer Peter Kilmartin 07/01/10 PR $150.00 Robert P. Brooks Officer Friends of Gina Raimondo 03/24/10 PR $250.00 Robert P. Brooks Officer The Caprio Committee 03/21/10 PR $250.00 Robert P. Brooks Officer Frank Caprio $250.00 Robert P. Brooks Officer Patrick Lynch H!i09PR/20/09 PR $150.00 Robert P. Brooks Officer Frank T. Caprio /09 PR $250.00 Robert P. Brooks Officer Nick Mattiello 02/15/11 $100.00 Paul A. Campellone Officer IFrank Caprio 09/19/10 PR $250.00 Paul A. Campellone Officer Gina Raimondo 03/24/10 PR $250.00 Paul A. Campellone Officer Frank Caprio 03/20/10 PR $250.00 Paul A. Campellone Officer Gordon Fox I 01/28/10 PR $250.00 Paul A. Campellone Officer Frank Caprio 12/09 PR $250.00 Paul A. Campellone Officer Joseph Fernandez 12/09 PR $250.00 Marybeth Campellone Spouse of Officer Joseph Fernandez 08/18/10 PR $50.00 Avital Chatto Associate Gina Raimondo 03/25/10 PR $100.00 Avital Chatto Associate

4 Relio Melo 05/19/11 $150.00 Joseph DeAngelis Officer Domenic Ruggerio 03/01/11 $150.00 Joseph DeAngelis Officer Teresa Paiva-Weed 02/02/11 $200.00 Joseph DeAngelis Officer Lincoln Chafee 01/28/11 $250.00 Joseph DeAngelis Officer Gordon Fox 01/25/11 $200.00 Joseph DeAngelis Officer Lincoln Chafee 12/14/10 PR $250.00 Joseph DeAngelis Officer Kilmartin for Attorney General 10/15/10 PR $250.00 Joseph DeAngelis Officer Deb Ruggeiro 10/06/10 PR $200.00 Joseph DeAngelis Officer Frank Caprio 08/26/10 PR $250.00 Joseph DeAngelis Officer Frank Caprio 08/18/10 PR $500.00 Joseph DeAngelis Officer Rene Menard 08/01/10 PR $50.00 Joseph DeAngelis Officer Friends of Peter Kilmartin 06/29/10 PR $250.00 Joseph DeAngelis Officer Friends Deborah Ruggiero 06/07/10 PR $250.00 Joseph DeAngelis Officer Friends of Peter Palumbo 04/27/10 PR $100.00 Joseph DeAngelis Officer Friends of Gina Raimondo 03/26/10 PR $250.00 Joseph DeAngelis Officer Friends of Dan Connors 02/25/10 PR $150.00 Joseph DeAngelis Officer Gordon Fox 02/15/10 PR $250.00 Joseph DeAngelis Officer Friends of Joseph Fernandez 02/03/10 PR $200.00 Joseph DeAngelis Officer Patrick Lynch 12/11/09 PR $500.00 Joseph DeAngelis Officer Elizabeth Roberts 10/17/09 PR $100.00 Joseph DeAngelis Officer Frank Caprio 09/27/10 PR $500.00 Susan Leach DeBlasio Officer Joseph Fernandez 08/06/10 PR $100.00 Susan Leach DeBlasio Officer Gina Raimondo 06/16/10 PR $125.00 Susan Leach DeBlasio Officer Frank Caprio 03/17/10 PR $500.00 Susan Leach DeBlasio Officer Friends of Relio Melo 05/18/11 $150.00 Mark O. Denehy Officer Friends of Brian Kennedy 05/03/11 $100.00 Mark O. Denehy Officer Dominick Ruggierio Committee 02/28/11 $150.00 Mark O. Denehy Officer Friends of Nick Mattiello 02/14/11 $150.00 Mark O. Denehy Officer Paiva Weed for Senate 02/02/11 $200.00 Mark O. Denehy Officer Lincoln Chafee 01/19/11 $1,000.00 Mark O. Denehy Officer Lincoln Chafee 10/28/10 PR $1,000.00 Mark O. Denehy Officer Frank Caprio 08/05/10 PR $500.00 Mark O. Denehy Officer Peter Kilmartin 06/29/10 PR $150.00 Mark O. Denehy Officer

5 Friends of Steve Grossman 04/26/10 PR $250.00 Mark O. Denehy Officer Lynch Committee 03/26/10 PR $250.00 Mark O. Denehy Officer Frank Caprio 03/22/10 PR $500.00 Mark O. Denehy Officer Raimondo Committee 03/22/10 PR $500.00 Mark O. Denehy Officer Mollis Committee 03/22/10 PR $150.00 Mark O. Denehy Officer Friends of Paiva Weed 02/04/10 PR $200.00 Mark O. Denehy Officer Friends of Gordon Fox 01/29/10 PR $250.00 Mark O. Denehy Officer Joe Feernandez 01/27/10 PR $150.00 Mark O. Denehy Officer Frank Caprio 12/21/09 PR $500.00 Mark O. Denehy Officer Patrick Lynch 12/03/09 PR $250.00 Mark O. Denehy Officer Ralph Mollis 12/01/09 PR $150.00 Mark O. Denehy Officer Frank Caprio 08/10/10 PR $250.00 Joseph R. DiStefano Officer Ralph Mollis 06/10/10 PR $150.00 Joseph R. DiStefano Officer Gina Raimondo 04/28/10 PR $150.00 Joseph R. DiStefano Officer Gina Raimondo 03/11/10 PR $250.00 Joseph R. DiStefano Officer Ralph Mollis 03/08/10 PR $150.00 Joseph R. DiStefano Officer Ralph Mollis 11/30/09 PR $150.00 Joseph R. DiStefano Officer Elizabeth Roberts 10/14/10 PR $500.00 Sarah T. Dowling Officer Rhode Island Democratic Party 10/07/10 PR $1,000.00 Sarah T. Dowling Officer Friends of Mollis 08/26/10 PR $500.00 Sarah T. Dowling Officer Gina Raimondo 06/17/10 PR $500.00 Sarah T. Dowling Officer David Caprio 03/26/10 PR $300.00 Sarah T. Dowling Officer Frank Caprio 03/11/10 PR $1,000.00 T. Dowling Officer Ralph Mollis 03/08/10 PR $150.00 Sarah T. Dowling Officer Gina Raimondo 03/10 PR $500.00 Sarah T. Dowling Officer Connors Campaign Committee 02/22/10 PR $150.00 Sarah T. Dowling Officer Teresa Paiva Weed 02/05/10 PR $200.00 Sarah T. Dowling Officer Friends of Gordon Fox 01/10 PR $250.00 Sarah T. Dowling Officer Joe Fernandez 01/10 PR $250.00 Sarah T. Dowling Officer Friends of Ralph Mollis 11/25/09 PR $150.00 Sarah T. Dowling Officer Joseph Fernandez 11/09/09 PR $500.00 Sarah T. Dowling Officer Gina Raimondo 06/17/10 PR $500.00 Joseph L. Dowling, Jr. Spouse of Officer Elizabeth Roberts 06/02/10 PR $250.00 Joseph L. Dowling, Jr. Spouse of Officer

6 Frank Caprio 03/30/10 PR $968.00 Joseph L. Dowling, Jr. Spouse of Officer Frank Caprio 03/22/10 PR $100.00 Stephen Geanacopoulos Officer Frank T. Caprio 12/09 PR $200.00 Stephen Geanacopoulos Officer The Caprio Committee 03/11/10 PR $250.00 Stanley J. Kanter Officer The Caprio Committee 12/21/09 PR $250.00 Stanley J. Kanter Officer Deborah Ruggeiro 10/18/10 PR $100.00 Richard A. Licht Officer DaPonte Committee 10/06/10 PR $150.00 Richard A. Licht Officer Mollis Committee 08/21/10 PR $250.00 Richard A. Licht Officer Fernandez for Attorney General 08/09/10 PR $250.00 Richard A. Licht Officer Caprio Committee 08/09/10 PR $500.00 Richard A. Licht Officer Deborah Ruggeiro 03/02/10 PR $75.00 Richard A. Licht Officer Kilmartin Committee 06/26/10 PR $250.00 Richard A. Licht Officer Blazejewski COlmnittee 06/23/10 PR $200.00 Richard A. Licht Officer Ruggerio Committee 06/03/10 PR $100.00 Richard A. Licht Officer Desimone Committee 06/03/10 PR $50.00 Richard A. Licht Officer Gallison Committee 06/03/10 PR $100.00 Richard A. Licht Officer Pollard Fundraiser OS/22/10 PR $75.00 Richard A. Licht Officer Williamson Committee OS/22/10 PR $100.00 Richard A. Licht Officer Constantino COlmnittee 05/17/10 PR $125.00 Richard A. Licht Officer RI Senate Democrats PAC 05/14/10 PR $125.00 Richard A. Licht Officer Messier Committee 05/14/10 PR $50.00 Richard A. Licht Officer Ferri Committee 05/14/10 PR $100.00 Richard A. Licht Officer Silva Committee 05/14/10 PR $100.00 Richard A. Licht Officer Macbeth Committee 05/14/10 PR $50.00 Richard A. Licht Officer Picard Committee 05/14/10 PR $75.00 Richard A. Licht Officer Shallcross Smith Committee 05/11/10 PR $50.00 Richard A. Licht Officer Mary Ellen Goodwin Committee 05/11/10 PR $100.00 Richard A. Licht Officer McCaffrey COlmnittee 05/11/10 PR $100.00 Richard A. Licht Officer Donna Walsh Committee 05/11/10 PR $75.00 Richard A. Licht Officer Lally Committee' 05/11/10 PR $100.00 Richard A. Licht Officer Sanbento Committee 04/30/10 PR $100.00 Richard A. Licht Officer Bates Committee 04/30/10 PR $50.00 Richard A. Licht Officer Malik Committee 04/30/10 PR $100.00 Richard A. Licht Officer

7 Jackson Committee 04/30/10 PR $100.00 Richard A. Licht Officer McCauley Committee 04/30/10 PR $50.00 Richard A. Licht Officer Jamie Doyle COlmnittee 04/25/10 PR $50.00 Richard A. Licht Officer Carnevale Committee 04/25/10 PR $50.00 Richard A. Licht Officer Palumbo Committee 04/25/10 PR $100.00 Richard A. Licht Officer Corvese Committee 04/25/10 PR $50.00 Richard A. Licht Officer McNamara Committee 04/25/10 PR $100.00 Richard A. Licht Officer Schadone Committee 04/25/10 PR $50.00 Richard A. Licht Officer Naughton Committee 04/25/10 PR $75.00 Richard A. Licht Officer Gablinske Committee 04/25/10 PR $100.00 Richard A. Licht Officer Renee Menard Committee 04/25/10 PR $100.00 Richard A. Licht Officer McBurney Committee 04/12/10 PR $100.00 Richard A. Licht Officer Serpa Committee 04/12/10 PR $75.00 Richard A. Licht Officer Metts Committee 04/12/10 PR $50.00 Richard A. Licht Officer Brian Kennedy COlmnittee 04/12/10 PR $125.00 Richard A. Licht Officer Edwards COlmnittee 04/05/10 PR $50.00 Richard A. Licht Officer Scott Slater Committee 04/05/10 PR $100.00 Richard A. Licht Officer Patrick O'Neil Committee 04/05/10 PR $100.00 Richard A. Licht Officer David Caprio COlmnittee 04/05/10 PR $150.00 Richard A. Licht Officer Roberts Committee 03/28/10 PR $250.00 Richard A. Licht Officer Vaudreuil Committee 03/28/10 PR $75.00 Richard A. Licht Officer Handy Committee 03/28/10 PR $75.00 Richard A. Licht Officer DiPalma COlmnittee 03/28/10 PR $75.00 Richard A. Licht Officer Marcello Committee 03/28/10 PR $50.00 Richard A. Licht Officer Halma Gallo Committee 03/28/10 PR $100.00 Richard A. Licht Officer Tassoni Committee 03/28/10 PR $100.00 Richard A. Licht Officer Patrick Lynch COlmnittee 03/19/10 PR $500.00 Richard A. Licht Officer Ucci COlmnittee 03/19/10 PR $100.00 Richard A. Licht Officer Miller Committee 03/19/10 PR $150.00 Richard A. Licht Officer Carter Committee 03/19/10 PR $100.00 Richard A. Licht Officer Charlene Lima Committee 03/19/10 PR $100.00 Richard A. Licht Officer Raimondo Committee 03/19/10 PR $500.00 Richard A. Licht Officer Walaska COlmnittee 03/19/10 PR $100.00 Richard A. Licht Officer

8 Petrarca Committee 03/19/10 PR $75.00 Richard A. Licht Officer Michael Rice COlmnittee 03/19/10 PR $50.00 Richard A. Licht Officer Mollis Committee 03/19/10 PR $150.00 Richard A. Licht Officer Paul Fogarty COlmnittee 03/19/10 PR $100.00 Richard A. Licht Officer Fierro Committee 03/19/10 PR $50.00 Richard A. Licht Officer Erin Lynch Committee 03/19/10 PR $100.00 Richard A. Licht Officer Constantino COlmnittee 03/19/10 PR $250.00 Richard A. Licht Officer Maselli COlmnittee 03/11/10 PR $50.00 Richard A. Licht Officer Amy Rice COlmnittee 03/11/10 PR $100.00 Richard A. Licht Officer Matiello Committee 03/11/10 PR $150.00 Richard A. Licht Officer Ciccione Committee 03/08/10 PR $200.00 Richard A. Licht Officer Anastasia Williams 03/05/10 PR $100.00 Richard A. Licht Officer Pichardo COlmnittee 03/05/10 PR $50.00 Richard A. Licht Officer Levesque COlmnittee 03/05/10 PR $50.00 Richard A. Licht Officer DaSilva Committee 03/05/10 PR $50.00 Richard A. Licht Officer Felag COlmnittee 03/05/10 PR $75.00 Richard A. Licht Officer Melo Committee 03/05/10 PR $75.00 Richard A. Licht Officer Coderre Committee 03/02/10 PR $100.00 Richard A. Licht Officer Bea Lanzi Committee 03/02/10 PR $75.00 Richard A. Licht Officer Deborah Ruggiero COlmnittee 03/02/10 PR $75.00 Richard A. Licht Officer Daponte Committee 03/02/10 PR $100.00 Richard A. Licht Officer Perry Committee ~lOPR $100.00 Richard A. Licht Officer Connors Committee 1!f\A $150.00 Richard A. Licht Officer Paiva Weed COlmnittee 02/04/10 PR $250.00 Richard A. Licht Officer Gordon Fox COlmnittee 02/04/10 PR $540.30 Richard A. Licht Officer Kilmartin Committee 01/19/10 PR $250.00 Richard A. Licht Officer Fernandez For Attorney General 01/19/10 PR $250.00 Richard A. Licht Officer Patrick Lynch COlmnittee 12/08/09 PR $500.00 Richard A. Licht Officer Aponte COlmnittee 12/08/09 PR $200.00 Richard A. Licht Officer Costantino COlmnittee 12/01/09 PR $250.00 Richard A. Licht Officer Mollis Committee 12/01/09 PR $150.00 Richard A. Licht Officer Frank Caprio 08/20/10 PR $250.00 E. Hans Lundsten Officer Frank Caprio 03/18/10 PR $250.00 E. Hans Lundsten Officer

9 Gina Raimondo 03/18/10 PR $150.00 E. Hans Lundsten Officer Gordon Fox 01/29/10 PR $250.00 E. Hans Lundsten Officer Joe Femandez 01/20/10 PR $175.00 E. Hans Lundsten Officer Frank Caprio 03/18/10 PR $200.00 Geoffrey W. Millsom Officer Frank Caprio 12/22/09 PR $250.00 Geoffrey W. Millsom Officer Gina Raimondo 06/24/10 PR $100.00 Elizabeth M. Noonan Officer Patrick Lynch 03/31/10 PR $500.00 Elizabeth M. Noonan Officer Gina Raimondo 03/29/10 PR $250.00 Elizabeth M. Noonan Officer Peter Kilmartin 03/04/10 PR $150.00 Elizabeth M. Noonan Officer Frank Ciccone, III 03/03/10 PR $200.00 Elizabeth M. Noonan Officer Gordon Fox 02/15/10 PR $250.00 Elizabeth M. Noonan Officer Teresa Paiva Weed 02/04/10 PR $200.00 Elizabeth M. Noonan Officer Joseph Femandez 02/03/10 PR $100.00 Elizabeth M. Noonan Officer Patrick Lynch 12/09/09 PR $250.00 Elizabeth M. Noonan Officer Patrick Lynch 09/30/09 PR $250.00 Elizabeth M. Noonan Officer Dominick J. Ruggerio 03/01/11 $150.00 Patricia K. Rocha ~cer Nicholas Anthony Matiello 02/15/11 $150.00 Patricia K. Rocha Officer M. Teresa Paiva Weed 02/03/11 $200.00 Patricia K. Rocha Officer Gordon Fox 01/25/11 $200.00 Patricia K. Rocha Officer Lincoln Chafee 10/26/10 PR $250.00 Patricia K. Rocha Officer Frank Caprio 08/10/10 PR $500.00 Patricia K. Rocha Officer Friends of Patrick Lynch 03/29/10 PR $500.00 Patricia K. Rocha Officer ~aimondo 03/26/10 PR $250.00 Patricia K. Rocha Officer Daniel Connors 02/25/10 PR $150.00 Patricia K. Rocha Officer Gordon Fox 02/15/10 PR $250.00 Patricia K. Rocha Officer Teresa Paiva Weed 02/04/10 PR $200.00 Patricia K. Rocha Officer Joseph Femandez 02/03/10 PR $150.00 Patricia K. Rocha Officer Frank Caprio 12/21/09 PR $500.00 Patricia K. Rocha Officer Frank Caprio 08/19/10 PR $100.00 Alan M. Shoer Officer Gina Raimondo 03/26/10 PR $100.00 Alan M. Shoer Officer Frank Caprio 03/17/10 PR $100.00 Alan M. Shoer Officer Gordon Fox 02/15/10 PR $100.00 Alan M. Shoer Officer Joseph Femandez 02/03/10 PR $100.00 Alan M. Shoer Officer

10 Senate Democrats OS/26/11 $125.00 Lori C. Silveira Officer Teresa Paiva Weed 02/03/11 $200.00 Lori C. Silveira Officer Lincoln Chafee 01/28/11 $250.00 Loti C. Silveira Officer Lincoln Chafee 12/16/10 PR $250.00 Lori C. Silveira Officer Lincoln Chafee 10/29/10 PR $100.00 Lori C. Silveira Officer Frank Captio 08/16/10 PR $250.00 Lori C. Silveira Officer Gina Raimondo 03/25/10 PR $100.00 Lori C. Silveira Officer Frank Caprio 03/22/10 PR $99.00 Lori C. Silveira Officer Gordon Fox 01/28/10 PR $250.00 Lori C. Silveira Officer Joe Fernandez 01/13/10 PR $250.00 Lori C. Silveira Officer Lincoln Chafee 01/28/11 $500.00 Robert 1. Stolzman Officer Lincoln Chafee 10/27/10 PR $500.00 Robert 1. Stolzman Officer Joe Fernandez 08/09/10 PR $250.00 Robert 1. Stolzman Officer Anastasia Williams 07/20/10 PR $100.00 Robert 1. Stolzman Officer Brian Patrick Kennedy 04/12/10 PR $125.00 Robert 1. Stolzman Officer Gina Raimondo 03/25/10 PR $500.00 Robert 1. Stolzman Officer Charlene Lima 03/24/10 PR $100.00 Robert 1. Stolzman Officer Frank Caprio 03/18/10 PR $1,000.00 Robert 1. Stolzman Officer Amy Rice 03/17/10 PR $150.00 Robert 1. Stolzman Officer Patrick Lynch 03/16/10 PR $1,000.00 Robert 1. Stolzman Officer Elizabeth Roberts 03/15/10 PR $1,000.00 Robert 1. Stolzman Officer Dan Connors 02/24/10 PR $150.00 Robert 1. Stolzman Officer Teresa Paiva Weed 02/04/10 PR $200.00 Robert 1. Stolzman Officer Gordon Fox 01/28/10 PR $500.00 Robert 1. Stolzman Officer Joe Fernandez 01/13/10 PR $250.00 Robert 1. Stolzman Officer Frank Caprio 12/15/09 PR $250.00 Robert 1. Stolzman Officer Steven Costantino 12/02/09 PR $250.00 Robert 1. Stolzman Officer A. Ralph Mollis 12/01/09 PR $150.00 Robert 1. Stolzman Officer Daniel Daponte OS/23/11 $100.00 John A. Tarantino Officer Helio Melo 05/14/11 $150.00 John A. Tarantino Officer Bllan Kennedy 05/02/11 $100.00 John A. Tarantino Officer Nicholas Mattiello 02/14/11 $100.00 John A. Tarantino Officer Teresa Paiva Weed 02/02/11 $200.00 John A. Tarantino Officer

11 Gordon Fox 01/25/11 $200.00 Jolm A. Tarantino Officer Frank Caprio 08/18/10 PR $500.00 John A. Tarantino Officer Friends of Gina Raimondo 03/23/10 PR $250.00 John A. Tarantino Officer Friends of Mollis COlmnittee 03/22/10 PR $150.00 John A. Tarantino Officer Caprio Committee 03/13/10 PR $250.00 John A. Tarantino Officer COllilors Campaign Committee 02/23/10 PR $150.00 Jolm A. Tarantino Officer Joe Fernandez for AG 01/28/10 PR $100.00 John A. Tarantino Officer Friends of Gordon Fox 01/12/10 PR $250.00 John A. Tarantino Officer Frank Caprio 12/21/09 PR $500.00 John A. Tarantino Officer Lincoln Chafee 01/28/11 $250.00 R. Bart Totten Officer Gina Raimondo 06/08/10 PR $500.00 R. Bart Totten Officer Frank Caprio 03/22/10 PR $500.00 R. Bart Totten Officer Frank Caprio 12/23/09 PR $250.00 Jeffrey Techentin Officer Frank Caprio 08/16/10 PR $250.00 David A. Wollin Officer Joe Fernandez 06/21/10 PR $100.00 David A. Wollin Officer Lincoln Chafee 05/01/10 PR $250.00 David A. Wollin Officer Daniel P. COllilors 02/25/10 PR $150.00 David A. Wollin Officer Gordon Fox 02/15/10 PR $250.00 David A. Wollin Officer Frank T. Caprio 12/31/09 PR $500.00 David A. Wollin Officer Previously Reported: $73,197.48 This Report: $10,925.00

319007.12

12 April 1, 2011

ADlERPOliOCI\I/.SHEEHAN P.C. Mr. John A. Tarantino Attorney at Law Adler Pollock & Sheehan P.C. APR 5 2011 One Citizens Plaza, 8th Floor Providence, RI 02903-1345 M CITIZENSPLAZAllIhFLOOR 1P\1l0VIOENCE,RI 02903 Dear Mr. Tarantino:

RE: RFQ/RFP No. 878 - Legal Services

65 ShUll Pike Attached for your files is a fully executed original of the Renewal johnstoll, RI 02919-4512 Agreement which extends your contract with the Corporation for the above- ",,(401) 942-J430 referenced procurement until December 31, 2011. The appropriate paperwork has '''X. (401) 946-5174 been provided to our Accounting Department. Please reference RFP-878A-2 on www.rirrc.org invoices related to this procurement.

In addition, Chapter 17-27 of the General Laws of Rhode Island requires all state vendors contracting with a state agency for the provision of goods and/or services costing $5,000.00 or more to file an affidavit with the State Board of Elections concerning reportable political contributions. Without admitting that it is a "state agency" under this law and without prejudice to its status as a public corporation which is not a department of state government, the Corporation is voluntarily providing the Vendor with the website for the Rhode Island Board of Elections, Campaign Finance section. The Affidavit of State Vendor can be accessed at: http://www.elections.state.ri.us/fmance and filed electronically. Please file the affidavit with the State Board of Elections within sixty (60) days of contract execution. (Note that if the response to Item 2 on the affidavit is "No," then completion of the affidavit is not required.) If you do not have access to the Internet, please contact me at (401) 942-1430, Extension 240, and I will provide you with a copy of the affidavit.

You will also find enclosed a MemorandtllTIwhich details the registration requirements that are applicable to all contractors and subcontractors who will be entering our facility during the Corporation's non-operating hours.

Should you have any questions, please do not hesitate to contact me at (401) 942-1430, Ext. 240.

Very truly yours,

Patricia A. Cerbo Purchasing Director

Enclosures

cc: Michael 1. OConnell, Executive Director

(; l'ril/ud on 20% P0!f-((IIlSUer Ul recycledpaper RENEWAL AGREEMENT

BETWEEN

ADLER POLLOCK & SHEEHAN P.C. ONE CITIZENS PLAZA, 8TH FLOOR PROVIDENCE, RHODE ISLAND 02903-1345

AND

RHODE ISLAND RESOURCE RECOVERY CORPORATION 65 SHUN PIKE JOHNSTON, RHODE ISLAND 02919

WHEREAS, the Rhode Island Resource Recovery Corporation ("the Corporation") entered into a contract on June 25, 2009 ("the Contract") with Adler Pollock & Sheehan P.C. ("the Law Firm") . The Contract was awarded pursuant to Request for Qualifications/ Request for Proposals (RFQ/RFP) No. 878 for Legal Services, dated October 8, 2008. This RFQ/RFP taken together with the Law Firm's Proposal, dated November 5, 2008, serve as the "Procurement Documents" and are hereby incorporated into and made a part of this Renewal Agreement as if set forth in full herein. In any case where specific terms and conditions included in this Renewal Agreement differ from those terms and conditions set forth in the Procurement Documents or the Contract, the terms of this Renewal Agreement shall govern.

WHEREAS, the June 25, 2009 Contract provided for the conclusion of services to be performed by the Law Firm on or about December 31, 2009 with an option to renew the Contract, under the same terms and conditions, for up to two additional one-year periods. WHEREAS, the Corporation and the Law Firm exercised the option to renew the Contract for the first one-year period and entered into a Renewal Agreement on January 4, 2010 for the period January 1, 2010 to December 31, 2010. WHEREAS, the Corporation and the Law Firm are desirous of renewing the terms of the Contract for the second and final renewal period from January 1, 2011 to December 31, 2011, with no escalation of rates. THEREFORE, in consideration of the promises and mutual covenants set forth and for other good and valuable consideration, the parties agree to a renewal of the Contract under the same terms and conditions for the period up to December 31, 2011. Except as modified herein, the terms, conditions, rights and obligations of the Original Agreement shall remain in full force and effect during the term of this Renewal Agreement.

IN WITNESS WHEREOF, the Corporation has caused this Agreement to be duly executed and the Law Firm has caused this Agreement to be duly executed as of this ~ day of !,J\:C\(u\A· 1 20 /,( .

ll CORPORATION ("the Corporation )

BY: 3/2Y--1 J. 0 onhell, Execl.1ti'veDirector / / . ./ .///,/1./' BY: / tE:; ?llv/ .If'fh ], J. Tlmo~hy McCormick, CPA, Chief Financial Oflcer

ADLER POLLOCK & SHEEHAN P.C. ("the Law Firm")

BY: _~MTfN~

TITLE: S~~'lA~~ (Title of Authorized Officer)

- 2 - ~ IALA? - .•.. '.. A~lORREYS'lIA8ILIlYASSURAnCESOCIETY.INC•• ARISKRETENTIONGROUP

January 21, 2011

Adler Pollock & Sheehan P.C. One Citizens Plaza 8th Floor Providence, Rl 02903-1345

To Whom It May Concern:

CONFIRMATION OF INSURANCE

We hereby confirm that Adler Pollock & Sheehan P.C. has Professional Liability Coverage under Policy ALA#1531 with an annual limit of $15,000,000 per claim and $30,000,000 in the aggregate with the right, under stated conditions, to purchase extended reporting rights upon termination of such Policy by ALAS.

The self-insured retention under such Policy is $250,000 each claim up to an aggregate of$500,000 and $100,000 each claim thereafter.

The Policy effective date is from January 1,2011 to January 1,2012.

Such Policy is subject to the terms, conditions, limitations and exclusions stated therein.

ATTORNEYS' LIABILITY ASSURANCE SOCIETY, INC. A RISK RETENTION GROUP

By:: )I]/Lt'YfJC~ Date: ;I.J..-I/ :L()II Yl~ I I NancyJ.MoIltroy : Vice President -Director of Underwriting

311 SouthWackerDrive,Suite 5700 Chicago, It 60606-6629 S:\CONFIRMS 2011\Adler Pollack.:;.012111.doc le/312-697-6900 fax 312·697-6901 Website alas.com MEMORANDUM

65 ShUll Pike TO: All Contractors/Subcontractors Johnston, RI 02919-4512 lEI, (401) 942.1430 RE: Registration with Security Office fAx,(401) 946-5174 www.ritrc.org

The Rhode Island Resource Recovery Corporation (RIRRC) is open for business and accepts waste Monday through Friday from 6:00 A.M. to 3:45 P.M. and Saturday from 6:00 A.M. to 12:00 P.M. On holiday weeks the facility will remain open until 2:00 P.M. on Saturdays. RIRRC maintains a security officer in the guard shack 24/7. Any vehicles or persons wishing to enter the facility complex during non-operating hours MUST STOP at the guard shack and sign in. The security office requests that each contractor provide a ~ist of all employees involved in providing the contracted goods and/or services, along with their vehicles and registrations. Should a contractor have personnel or equipment coming on site during non-operating hours, they MUST provide that list to the security office either daily or weekly. If your company has not provided a list of vehicles or persons who will be coming on site during non- operating hours to the security office, that person will not be allowed to enter the complex.

This policy has been instituted for the safety and security of all who are working on site and their equipment. RIRRC is not responsible for the equipment of any contractor but is willing to assist contractors in preventing theft or vandalism to their equipment.

o Printed on 20% POSf-cOllsumer r

I I. If yes, what is the name of the state agency to which you are providing goods and/or services

• Department of Administration • Employees Retirement System of the State of Rhode Island • Narragansett Bay Commission • Office of the General Treasurer • Rhode Island Airport Corporation • Rhode Island Board of Governors For Higher Education • Rhode Island Convention Center Authority • Rhode Island Department of Corrections • Rhode Island Economic Development Corporation • Rhode Island Health and Educational Building Corporation • Rhode Island Public Transit Authority • Rhode Island Resource Recovery Corporation • Rhode Island State Investment Commission • Rhode Island Turnpike & Bridge Authority • Secretary of State • State of Rhode Island

18. What is the total gross amount, in dollars, of contracts entered into during the said preceding 24 month period between the contracting party and ALL state agencies? Include all contracts regardless of amount. If you are filing this affidavit as a party related to the contracting party and do not have knowledge of the information required by this question, please so state by marking "Yes." NOTE: If this is a semi annual filing (Le. January I to June 30 or July I to December 31), you must report the total gross amount, in dollars, of contracts entered into from the date of execution of the last contract entered into during such semi-annual period to the day which is 24 months prior to the first day of the same semi-annual period

Al!encv Fees Received 07/01/09 - 06/30/11

RI Economic Development Corporation $ 764,065.21 RI Airport Corporation 303,102.41 RI Resource Recovery Corporation 50,393.68 RI Convention Center Authority...... 131,629.37 Secretary of State 15,545.00 Board of Governors 226,199.85 State of Rhode Island...... 51,346.25 RI Department of Corrections...... 16,986.25 Narragansett Bay Commission 24,891.25 RI Turnpike & Bridge Authority 81,770.62 RI Public Transit Authority 103,115.43 RI Health and Educational Building Corporation 205,204.17 Department of Administration 21,720.00 RI State Investment Commission...... 77,348.50 Employees' Retirement System of the State of Rhode Island 20,683.04 $ 2,094,001.03

577292.1 Bankof America ~ ~ ~

Wendy Y.Jamison SeniorVicePresident PublicPolicyGovernmentRelations

July 29,2011

State of Rhode Island Board of Elections Campaign Finance Division 50 Branch Avenue Providence, RI 02904

Attn: Ms. Cynthia Trombetti

Re: Affidavit of State Vendor Under Chapter 17-27 of the Rhode Island General Laws

Dear Ms.Trombetti:

Enclosed please find the January 1,2011- June 30, 2011 Affidavit for Bank of America Corporation and subsidiaries under Chapter 17-27 of the General Laws of Rhode Island, with Exhibits. During the defined time period no political contributions were made by Rhode Island Bank of America officers. Also enclosed is a copy of the 2011 Notice and Certification for Relieffrom Multiple filings form.

I trust that the enclosed materials provide the information required by the Board of Elections under the State Vendor Law.

Please call me at 302.432.0956 if you require any further information regarding the aforementioned Affidavit and Exhibits.

Sincerely, •..

Wend Senior e President Public Policy

Enclosures

Tel: 302.432.0956 . Fax: 704.208.1334 [email protected] Bank ofAmerica,DE5-001-02-07 1100North KingStreet,Wilmington,DE19884

Recycled Paper STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS Board of Elections, Campaign Finance Division

AFFIDAVIT OFBANK OF AMERICA CORPORATION UNDER CHAPTER 17-27 OF THE GENERAL LAWS OF RHODE ISLAND

I, Wendy Y. Jamison, on oath do hereby make the following statements and provide the following information:

1. I am making this Affidavit in my capacity as Senior Vice President of Public Policy, for Bank of America Corporation.and all of its subsidiaries. Bank of America's main office is located at 100 N. Tryon Street, Charlotte, NC, 28255. My telephone number is 302.432.0956.

2. Bank of America has reasonable cause to believe that it would be required to make two or more Affidavit filings under Chapter 17-27. Therefore, enclosed is a Notice and Certification of State Vendor for Relief from Multiple Filings dated January 28,2011 by Bank of America. We have elected a semi-annual filing schedule attached hereto as Exhibit A.

3. In all instances the contracting party is Bank of America or certain of its subsidiaries ("together Bank of America and its subsidiaries") identified herein and not the individual who actually signed a contract as such contract exists in writing.

4. Any contract between Bank of America and the State of Rhode Island would be signed by a related party, in his or her capacity as an officer of the particular contracting department or subsidiary as identified below.

5. In order to gather the information required to make these statements, it was necessary to review corporate directories to determine each of the officers who should be surveyed with respect to this Affidavit. Each such officer was requested to provide an affirmative response to a questionnaire concerning reportable political contributions and state contracts.

6. After a review of Bank of America's corporate directories, a survey was made for senior officers concerning the making of political contributions. The officers surveyed range from Senior Vice President Level and above of Bank of America and/or its affected subsidiaries. Officers were asked to provide information as to contributions made to a candidate during the reporting period January 1,2011- June 30, 2011. The terms "candidate" and "contribution" as used herein have the same meaning as the definitions set forth in RIGL 17-25-3. No contributions were made during the reporting period.

7. In order to properly advise our officers, the questionnaire referenced in Paragraph 5 set out the requirements for the filing of an Affidavit with the State of Rhode Island and an explanation of what a state vendor relationship would be, and the obligation of the officers to report political contributions individually, by their spouse and/or minor children. The officers were informed of the legal obligations to file an Affidavit concerning this information. A summary of the responses from officers who said they made reportable contributions is contained in Exhibit B. (Contributions previously reported are included on this Exhibit to provide the required 24-month history and such contributions are noted "PR".)

8. The information supplied in this Affidavit is accurate to the best of my knowledge, based upon a best effort survey as described in paragraphs 5, 6, and 7 above. Given that Bank of America is a large organization with a multitude of complex relationships with the State of Rhode Island and its subdivisions, our survey may not have identified all Bank of America contractual relationships with the State of Rhode Island. Should additional relationships be identified prior to the next regular semi-annual reporting period, this Affidavit will be amended.

9. Based upon the research conducted, we have determined 1 new contractual relationship was executed with the State of Rhode Island during the period January 1, 2011 through June 30, 2011. The following contracts remain in force or from a previous effective date and have a dollar value of$5,000 or more or when aggregated reach the $5,000 threshold.

10. The subparagraphs below provide details as to the contracting party, the agency of the State of Rhode Island with which the contract was made, the date of the contract, the expiration date of the contract (where applicable), the amount billed under the contract, and a description of the goods and services provided to the State of Rhode Island under the contract. A. Bank of America N.A. - Glob~l Commercial Banking fmanced with the Economic I Development Corporation 3/6/2000 for the Fidelity Bond and Fleet Bond. (original documents included in 1-1-01 affidavit) Fidelity Bond - Fleet National Bank bought a $25MM, 25 year, taxable development revenue bond (Fidelity Bond) issued by the Rhode Island Economic Development Corp, with a maturity date of 5/01/21.

B. Bank of America N.A. - Global Commercial Banking bought a $IIMM, 30 year, taxable development revenue bond (Fleet Bond) issued by the Rhode Island Economic Development Corp, with a maturity date of 5/01/27. Fleet National Bank (FNB) fmanced through the Economic Development Corporation, (EDC) dated 1/25/02, a 25 year, $10MM, Moral Obligation Taxable Development Revenue Bond (MOB) as Phase II parity issue from the existing MOB that Fleet issued in 1996. Maturity date of 2027.

C. Bank of America, N.A. - Global Commercial Banking provided a 10 years, $12.55MM term loan to RIHMFC in May 2002. Fleet's share of the loan was $3AMM. The proceeds of the loan provided $10MM for LMI housing purposes through RIHMFC and $2.5MM to Travelers' Aid to support their relocation to the YMCA building. The term maturity date is 5/15/12.

D. Bank of America, N.A. - Global Commercial Banking provides Image Viewer service access to and use of certain Fleet and/or third party computer software programs and documentation and manuals provided by Fleet to the State of Rhode Island.

E. Bank of America, N.A. - Global Commercial Banking ("GCB")are currently parties to the following service agreement: (i.) GCB Cash Management Department continues to provide comprehensive banking services to the State of Rhode Island and the University of Rhode Island, such as demand deposit services, advanced clearing services, account reconciliation services, coin and currency services and Treasury Express services. The charges for the services provided are on a per item basis related to the level of activity in each account. The State and the University of Rhode Island receive a monthly activity statement detailing these charges. Both parties have been setup on an analysis basis, leaving compensating balances in lieu of payment for services. The signed contracts submitted with the July 1995 filing to the Board remain in place for the State of Rhode Island. (ii) GCB Institutional Custody Department continues to provide custodial services to the State of Rhode Island with respect to unclaimed property (securities) escheated by the State. The services are governed by an agreement dated June 13, 1989. Annual revenues for this service are approximately $22,000. A copy of the Custody Agreement was included in the January 1998 filing with the Board. (iii) GCB continues to provide wholesale lockbox services to the State of Rhode Island and the State of Rhode Island Boater Registrations (Dept. of Environmental Mgmt.) pursuant to the Service Agreements submitted as part of the July 1998 filing to the Board. F. Bank of America Merrill Lynch (including formerly known as Banc of America Securities "BAS") a subsidiary of Bank of America Corporation, has entered into several bond purchase agreements with the Rhode Island Health and Educational Building Corporation as follow: It Health Facilities Revenue Bonds (Thundermist Health Center - Series 2004) valued at $6.3MM , effective date 2/9/04, expiration date 2/34. It Variable Rate Demand Industrial Development Revenue Bonds (Hall Real Estate, LLC - Series 2004) valued at $4.27MM, effective date 2/24/04, expiration date 2/21. • Health Financing Revenue Bonds (Newport Hospital- Series 2004) valued at $10MM dated 3/8/04, expiration 3/14. It Educational Institution Revenue Bonds (The Pennfield School- Series 2004) valued at $5MM, effective date 3/24/04, expiration date 9/2034. •• Higher Education Fac Revenue Bonds, Series 2010 A valued at$40MM, effective date 5/07/10, expiration date 3/01/40.

G. Bank of America Merrill Lynch (including formerly known as Banc of America Securities "BAS"), a subsidiary of Bank of America Corporation, has entered into two bond purchase agreements with the Rhode Island Economic Development Corporation and the Rhode Island Health and Educational Building Corporation as follow: It Variable Rate Demand Bonds (YMCA of Pawtucket, Inc. - Series 2004) valued at $4.4MM, effective date 10/13/2004, expiration date 10/2034. •• Fixed Rate Education Facilities Revenue Bonds (The Groden Center, Inc. - Series 2004) valued at $8MM, effective date 10/28/2004, expiration date 10/2034.

III Fixed rate (30 years) Tax-Exempt Bond Issue Educational Facility Revenue Bonds Catholic School Program Issue - Series 2005A valued at $23.1MM effective date 4/27/2005, expiration date 4/1/2035.

1. Bank of America Merrill Lynch (including formerly known as Banc of America Securities "BAS"), a subsidiary of Bank of America Corporation, has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation (RIHEBC) as follows:

• Fixed rate (14 year) Tax-Exempt Bond Issue. Medical/Hospital Facility Revenue Bonds (Refunding) Landmark Medical Center Issue Series 2005 valued at $14.1MM effective date 8/1/2005, expiration date 10/1/2019.

J. Bank of America Merrill Lynch (including formerly known as Banc of America Securities "BAS"), a subsidiary of Bank of America Corporation has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation, CVS Highlander Charter School Issues - Series 2007 in the amount of $7.0M effective date 9/19/2007. K. Bank of America Merrill Lynch, a subsidiary of Bank of America Corporation has entered into several agreements with the RI Housing and Mortgage Finance Corporation as follows: • Series 3 Home Funding Bonds valued in the amount of $20MM, effective 10/10, expiration date 04/01/28 • 2010 Series I Multi-Family Development Bonds valued in the amount of $11.2MM effective 11/10, expiration date 1% 1/51. e 2010 Series A Multi-Family Funding Bonds valued in the amount of $21.3MM, effective date 11/23/10, expiration date 04/01/35

L. Banc of America Securities, LLC, a subsidiary of Bank of America Corporation has entered into a bond purchase agreement with the RI Health and Educational Building Corporation, Home & Hospice Care ofRI Issue - Series 2008 in the amount of $12.6MM, effective date 2/07/2008.

M. Banc of America Securities, LLC, a subsidiary of Bank of America Corporation has entered into a bond purchase agreement with the RI Economic Development Corporation, RI Philharmonic Orchestra Issue - Series 2008 in the amount of $7.MM. Effective date 3/19/2008.

N. Banc of America Securities, LLC, a subsidiary of Bank of America Corporation has entered into two bond purchase agreements with the Rhode Island Health and Educational Building Corporation (Roger Williams University) as follows: e Roger Williams University Series 2008A valued in the amount of $22.9MM, effective date 7/02/2008. • Roger Williams University, Issue Series 2008B valued in the amount of $38MM, effective date 8/27/2008.

O. Bank of America, N .A. entered into two negotiated bond agreements with Rhode Island Student Loan Authority in the amount of $7MM effective 3/31/2010 and $2 MM effective 4/30/2010.

P. Bank of America, N.A. entered into a negotiated bond agreement with Rhode Island Turnpike & Bridge Authority in the amount of$50MM effective date 4/01/2010.

Q. Bank of America corporation subsidiaries entered into the following agreements with the State of Rhode Island:

• Bank of America, NA in amount of $ 21MM with an effective date of 4/30/2010. • Bank of America Merrill Lynch, Series 2010A, Consolidated Cap Dev Loan with State ofRI and Providence Plan in the amount of$78.9MM effective date 04/07/2010, expiration date 10/01/20.

R. Banc of America Public Capital Corporation ("BAPCC") entered into an agreement with State of Rhode Island in the amount of $11MM for computer system lease with an effective date of 5/13/1 O. S. Bank of America Merrill Lynch entered into an agreement with Rhode Island Clean Water Fin Agency, Water PC Revolving Fund Revenue bonds in the amount of $40.2M, effective 3/9/11, expiration date 10/01/32.

IN WITNESS WHEREOF, I have hereunto set my hand and seal as ofthis 29th day of July, 2011.

, enior Vice President, Public Policy

STATE OF DELAWARE NEW CASTLE COUNTY Subscribed and sworn to or affirmed before me, an officer authorized to administer oaths in the jurisdiction where this Affidavit was made on this 29th day of July, 2011. EXHIBIT A

NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS STATE OF RHODE ISLAND AND P~OVIDENCE PLANTATIONS BOARD OF ELECTIONS CAMPAIGN FINANCE DIVISION 50 BranchAvenue,Providence,RhodeIsland02904

TEL. (401) 222-2056 rrDD: 222-2239]

NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS

The undersigned certifies 10 the State Board of ElectioDSunder Section 17-27- 3 of the General Laws of Rhode Island that it has reasonable cause to believe that for the calendar year 2011, it will be required to file,two or more affidavits, and that this notice and certification is being filed for the purpose of permitting the undersigned to report on a semi-annual basis to the State Board of Elections for the aforementioned calendar year.

BANK OF AMERICA CORPORATION State Vendor

'Date: January 28. 2011

NOTE: State Vendors are pennitted to file semi-annual reports with the Board of ElectioDS if they reasonably believe that they otherwise would be required to file multiple reports within a single calendar year. In order to avail themselves of this opportunity, state vendors are required to file this Notice and Certification with the State Board of Elections for such calendar year no .later than the date by which the first report to the Board of Elections for such calendar year would otherwise be due, i.e., 60 days from the date of execution of a contract with a state agency or in the case of unwritten contracts, within 60 .days after the state vendor is first notified that the contract has reached the $5,000 reporting threshold. EXHIBITB

CONTRIBUTIONS BY BANK OF AMERICA OFFICERS CONTRIBUTIONS BY BANK OF AMERICA OFFICERS 24 Month Period: January 2009 - June 30, 2011

Name(s) of Contributor Recipient/Campaign Date of Contrib. Amount PR Bennett, Oliver The Cicilline Committee March 30, 2009 $ 500 (Mayor David Cicilline) PR McQueen, Donald Lincoln Chaffee for June 8, 2009 $ 150 McQueen, Virginia Governor (wife of McQueen, David) PR Bennett, Oliver Lincoln Chaffee June 18, 2009 $ 200 PR Vales IV, Manuel J Frank Caprio June 24, 2009 $ 300 (husband of Vales, Mary PR Bennett, Oliver Lincoln Chaffee June 25, 2009 $ 200 PR Stevenson, C. Scott Lincoln Chaffee June, 2009 $ 50 PR Vales IV, Manuel J Patrick Lynch August 17, 2009 $ 500 (husband of Vales, Mary)

PR Bennett, Oliver Gina Raimondo March 30,2010 $ 400 PR Vales IV, Manuel J Patrick Lynch May 1,2010 $ 500 (husband of Val~s, Mary) PR Stevenson, C. Scott Lincoln Chaffee May,2010 $ 250 PR Bennett, Oliver Steve Constentino June 30, 2010 $ 400

PR McDevitt, Kevin L Kevin O'Neill June 6, 2010 $ 100 PR Tracey, Kevin Joe Fernandez July 1,2010 $ 50 PR Medici, Edward Lincoln Chaffee July, 2010 $1,200 PR PJrnon,Chri&opher Friends of Bill Lynch August 11,2010 $ 100 PR Parr, David Catherine Taylor August 30, 2010 $ 250 PR Tracey, Kevin Gina Raimondo September, 2010 $ 100 $ 250 PR Tracey, Kevin Lincoln Chaffee September, 2010 PR Vales IV, Manuel J Patrick Lynch September 15,2010 $ 350 (husband of Vales, Mary) 100 PR Stevenson, C Scott Lincoln Chaffee September 19,2010 $ 100 PR Stevenson, C Scott Catherine Taylor September 19,2010 $ PR Turner, Jennifer Joshua Miller September 23, 2010 $ 150 (wife of Jacobson, KeithR) 500 PR Vales IV, Manuel J William Lynch October 1,2010 $ (husband of Vales, Mary) 100 PR Parr, David SamZurier October 18,2010 $ $ 392.57 PR McDevitt, Kevin L Kerry King November 2,2010 100 PR Turner, Jennifer Friends of Michael November 20,2010 $ (wife of Jacobson, Solomon KeithR)

PR = Previously reported BankofAmerica ~

Wendy Y. Jamison • Senior Vice President Public Policy Government Relations

January 27, 2012

State of Rhode Island Board of Elections Campaign Finance Division 50 Branch Avenue Providence, Rl 02904

Attn: Ms. Cynthia Trombetti

Re: Affidavit of State Vendor under Chapter 17-27 of the Rhode Island General Laws

Dear Ms. Trombetti:

Enclosed please find Bank of America's semi-annual filing for July 1,2011- December 31, 2011. During the defined time period Bank of America Rhode Island officers have not contributed an aggregated amount of more than $250 within a calendar year to any Rl assembly, or any Rl political party.

Bank of America certifies to the State Board of Elections under Section 17-27-3 of the General Laws of Rhode Island that it has reasonable cause to believe that for the calendar year 2012, it will be required to file two ()t'more affidavits, and enclosed is a 2012 Notice and Certification for Relief from multiple filings form. It is being filed for the purpose of permitting Bank of America to report on a semi-annual basis to the State Board of Elections for the aforementioned calendar year.

I trust that the enclosed materials provide the information required by the Board of Elections under the State Vendor Law.

Please call me at 302.432.0956 if you require any further information regarding the aforementioned Affidavit and Exhibits.

Enclosures

Tel: 302.432.0956 . Fax: 704.208.1334 [email protected]

Bank of America, DE5-00l-02-07 1100 North King Street, Wilmington, DE 19884

Recycled Paper STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS Board of Elections, Campaign Finance Division

AFFIDAVIT OF BANK OF AMERICA CORPORATION UNDER CHAPTER 17-27 OF THE GENERAL LAWS OF RHODE ISLAND

I, Wendy Y. Jamison, on oath do hereby make the following statements and provide the following information:

1. I am making this Affidavit in my capacity as Senior Vice President of Public Policy, for Bank of America Corporation and all of its subsidiaries. Bank of America's main office is located at 100 N. Tryon Street, Charlotte, NC, 28255. My telephone number is 302.432.0956.

6. After a review of Bank of America's corporate directories, a survey was made for senior officers concerning the making of political contributions. The officers surveyed range from Senior Vice President Level and above of Bank of America and/or its affected subsidiaries. Officers were asked to provide information as to contributions made to a candidate during the reporting period July 1, 2011 - December 31, 2011. The terms "candidate" and "contribution" as used herein have the same meaning as the definitions set forth in RIGL 17-25-3. No contributions were made during the reporting period.

9. The following contracts remain in force or from a previous effective date and have a dollar value of $5,000 or more or when aggregated reach the $5,000 threshold.

10. The subparagraphs below provide details as to the contracting party, the agency of the State of Rhode Island with which the contract was made, the date of the contract, the expiration date of the contract (where applicable), the amount billed under the contract, and a description of the goods and services provided to the State of Rhode Island under the contract. A. Bank of America N.A. - Global Commercial Banking fmanced with the Economic Development Corporation 3/6/2000 for the Fidelity Bond and Fleet Bond. (original documents included in 1-1-01 affidavit) Fidelity Bond - Fleet National Bank bought a $25MM, 25 year, taxable development revenue bond (Fidelity Bond) issued by the Rhode Island Economic Development Corp, with a maturity date of 5/01/21.

B. Bank of America N.A. - Global Commercial Banking bought a $llMM, 30 year, taxable development revenue bond (Fleet Bond) issued by the Rhode Island Economic Development Corp, with a maturity date of 5/01/27. Fleet National Bank (FNB) fmanced through the Economic Development Corporation, (EDC) dated 1/25/02, a 25 year, $10MM, Moral Obligation Taxable Development Revenue Bond (MOB) as Phase II parity issue from the existing MOB that Fleet issued in 1996. Maturity date of 2027.

C. Bank of America, N.A. - Global Commercial Banking provided a 10 years, $12.55MM term loan to RIHMFC in May 2002. Fleet's share of the loan was $3AMM. The proceeds of the loan provided $1OMM for LMI housing purposes through RIHMFC and $2.5MM to Travelers' Aid to support their relocation to the YMCA building. The term maturity date is 5/15/12.

E. Bank of America, N.A. - Global Commercial Banking ("GCB")are currently parties to the following service agreement: (i.) GCB Cash Management Department continues to provide comprehensive banking services to the State of Rhode Island and the University of Rhode Island, such as demand deposit services, advanced clearing services, account reconciliation services, coin and currency services and Treasury Express services. The charges for the services provided are on a per item basis related to the level of activity in each account. The State and the University of Rhode Island receive a monthly activity statement detailing these charges. Both parties have been setup on an analysis basis, leaving compensating balances in lieu of payment for services. The signed contracts submitted with the July 1995 filing to the Board remain in place for the State of Rhode Island. (ii) GCB Institutional Custody Department continues to provide custodial services to the State of Rhode Island with respecfto unclaimed property (securities) escheated by the State. The services are governed by an agreement dated June 13, 1989. Annual revenues for this service are approximately $22,000. A copy of the Custody Agreement was included in the January 1998 filing with the Board. (iii) GCB continues to provide wholesale lockbox services to the State of Rhode Island and the State of Rhode Island Boater Registrations (Dept. of Environmental Mgmt.) pursuant to the Service Agreements submitted as part of the July 1998 filing to the Board. F. Bank of America Merrill Lynch (including formerly known as Banc of America Securities "BAS") a subsidiary of Bank of America Corporation, has entered into several bond purchase agreements with the Rhode Island Health and Educational Building Corporation as follow:

CD Health Facilities Revenue Bonds (Thundermist Health Center - Series 2004) valued at $6.3MM, effective date 2/9/04, expiration date 2/34. • Variable Rate Demand Industrial Development Revenue Bonds (Hall Real Estate, LLC - Series 2004) valued at $4.27MM, effective date 2/24/04, expiration date 2/21. • Health Financing Revenue Bonds (Newport Hospital- Series 2004) valued at $10MM dated 3/8/04, expiration 3/14. • Educational Institution Revenue Bonds (The Pennfield School- Series 2004) valued at $5MM, effective date 3/24/04, expiration date 9/2034. . It Higher Education Fac Revenue Bonds, Series 2010 A valued at $40MM, effective date 5/07/10, expiration date 3/01/40.

G. Bank of America Merrill Lynch (including formerly known as Banc of America Securities "BAS"), a subsidiary of Bank of America Corporation, has entered into two bond purchase agreements with the Rhode Island Economic Development Corporation and the Rhode Island Health and Educational Building Corporation as follow: • Variable Rate Demand Bonds (YMCA of Pawtucket, Inc. - Series 2004) valued at $4.4MM, effective date 10/13/2004, expiration date 10/2034.

CD Fixed Rate Education Facilities Revenue Bonds (The Groden Center, Inc. - Series 2004) valued at $8MM, effective date 10/28/2004, expiration date 10/2034.

H. Bank of America Merrill Lynch (including formerly known as Banc of America Securities "BAS"), a subsidiary of Bank of America Corporation, has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation (RIHEBC) as follows: • Fixed rate (30 years) Tax-Exempt Bond Issue Educational Facility Revenue Bonds Catholic School Program Issue - Series 2005A valued at $23.1MM effective date 4/27/2005, expiration date 4/1/2035.

I. Bank of America Merrill Lynch (including formerly known as Banc of America Securities "BAS"), a subsidiary of Bank of America Corporation, has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation (RIHEBC) as follows:

CD Fixed rate (14 year) Tax-Exempt Bond Issue. Medical/Hospital Facility Revenue Bonds (Refunding) Landmark Medical Center Issue - Series 2005 valued at $14.1MM effective date 8/1/2005, expiration date 10/1/2019.

J. Bank of America Merrill Lynch (including formerly known as Banc of America Securities "BAS"), a subsidiary of Bank of America Corporation has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation, CVS Highlander Charter School Issues Series 2007 in the amount of $7.0M effective date 9/19/2007. K. Bank of America Merrill Lynch, a subsidiary of Bank of America Corporation has entered into several agreements with the RI Housing and Mortgage Finance Corporation as follows: • Series 3 Home Funding Bonds valued in the amount of $20MM, effective 10/10, expiration date 04/01/28 • 2010 Series I Multi-Family Development Bonds valued in the amount of $11.2MM effective 11/10, expiration date 1% 1/51. • 2010 Series A Multi-Family Funding Bonds valued in the amount of $21.3MM, effective date 11/23/10, expiration date 04/01/35

N. Banc of America Securities, LLC, a subsidiary of Bank of America Corporation has entered into two bond purchase agreements with the Rhode Island Health and Educational Building Corporation (Roger Williams University) as follows: • Roger Williams University Series 2008A valued in the amount of $22.9MM, effective date 7/02/2008. • Roger Williams University, Issue Series 2008B valued in the amount of $38MM, effective date 8/27/2008.

O. Bank of America, N.A. entered into two negotiated bond agreements with Rhode Island Student Loan Authority in the amount of $7MM effective 3/31/2010 and $2 MM effective 4/30/2010.

P. Bank of America, N.A. entered into a negotiated bond agreement with Rhode Island Turnpike & Bridge Authority in the amount of$50MM effective date 4/01/2010.

Q. Bank of America corporation subsidiaries entered into the following agreements with the State of Rhode Island:

• Bank of America, NA in amount of$ 21MM with an effective date of 4/30/2010. • Bank of America Merrill Lynch, Series 2010A, Consolidated Cap Dev Loan with State ofRI and Providence Plan in the amount of$78.9MM effective date 04/07/2010, expiration date 10/01/20.

R. Banc of America Public Capital Corporation ("BAPCC") entered into an agreement with State of Rhode Island in the amount of $llMM for computer system lease with an effective date of 5/13/10. S. Bank of America Merrill Lynch entered into an agreement with Rhode Island Clean Water Fin Agency, Water PC Revolving Fund Revenue bonds in the amount of $40.2M, effective 3/9/11, expiration date 10/01132.

IN WIlNESS WHEREOF, I have hereunto set my hand and seal as of this 27th day of January 2012.

OF AMERICA 7

NO-ri\RYPUBLIC~~ciJ"Och!- / /" My t:ommission Expires: /:;J-S-, /) EXHIBIT A

NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS BOARD OF ELECTIONS CAMPAIGN FINANCE DIVISION 50 Branch Avenue, Providence, Rhode Island 02904

TEL. (401) 222-2056 [TDD: 222-2239]

NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS

The undersigned certifies to the State Board of Elections under Section 17-27- 3 of the General Laws of Rhode Island that it has reasonable cause to believe that for the calendar year 2012, it will be required to file two or more affidavits, and that this notice and certification is being filed for the purpose of permitting the undersigned to report on a semi-annual basis to the State Board of Elections for the aforementioned calendar year.

BANK OF AMERICA CORPORATION State Vendor

Date: January 27,2012

NOTE:

State Vendors are permitted to file semi-annual reports with the Board of Elections if they reasonably believe that they otherwise would be required to file multiple reports within a single calendar year. In order to avail themselves of this opportunity, state vendors are required to file this Notice and Certification with the State Board of Elections for such calendar year no later than the date by which the first report to the Board of Elections for such calendar year would otherwise be due, i.e., 60 days from the date of execution of a contract with a state agency or in the case of unwritten contracts, within 60 days after the state vendor is first notified that the contract has reached the $5,000 reporting threshold. EXIDBITB

CONTRIBUTIONS BY BANK OF AMERICA OFFICERS CONTRIBUTIONS BY BANK OF AMERICA OFFICERS 24 Month Period: July 1. 2009 - December 31. 2011

Name(s) of Contributor Recipient/Campaign Date of Contrib. Amount PR Vales IV, Manuel J Patrick Lynch August 17, 2009 $ 500 (husband of Vales, Mary)

PR Bennett, Oliver Gina Raimondo March 30,2010 $ 400

PR Vales IV, Manuel J Patrick Lynch May 1,2010 $ 500 (husband of Vales, Mary) PR Stevenson, C. Scott Lincoln Chaffee May, 2010 $ 250 PR Bennett, Oliver Steve Constentino June 30, 2010 $ 400

PR McDevitt, Kevin L Kevin O'Neill June 6,2010 $ 100 PR Tracey, Kevin Joe Fernandez July 1,2010 $ 50

PR Medici, Edward Lincoln Chaffee July, 2010 $1,200 PR Almon, Christopher Friends of Bill Lynch August 11,2010 $ 100 PR Parr, David Catherine Taylor August 30,2010 $ 250 PR Tracey, Kevin Gina Raimondo September, 2010 $ 100 PR Tracey, Kevin Lincoln Chaffee September, 2010 $ 250 PR Vales IV, Manuel J Patrick Lynch September 15,2010 $ 350 (husband of Vales, Mary) PR Stevenson, C Scott Lincoln Chaffee September 19,2010 $ 100 PR Stevenson, C Scott Catherine Taylor September 19, 2010 $ 100 PR Turner, Jennifer Joshua Miller September 23,2010 $ 150 (wife of Jacobson, KeithR) PR Vales IV, Manuel J William Lynch October 1,2010 $ 500 (husband of Vales, Mary) PR Parr, David SamZurier October 18,2010 $ 100 PR McDevitt, Kevin L Kerry King November 2,2010 $ 392.57 PR Turner, Jennifer Friends of Michael November 20,2010 $ 100 (wife of Jacobson, Solomon KeithR)

PR = Previously reported STATE OFRHODEI,SLANDAND PROVIDENCE PLANTATIPl!S RHODEISl It ND BOARD OF ELECTIONS BOAPW OF ElEcrlcfNS CAMPAIGN FlNANCE DMSION JA f 50 Branch Avenue, Providence, Rhode Island 0290412 ". tit, 20 AMID: 32 TEL. (401)222-2056 [TDD: 222-2239] AFFIDAVIT OF STATE VENDOR UNDER CHAPTER 17-27 OF THE GENERAL LAWS OF RHODE ISLAND Ictions: Every person or business entity contracting with a state agency on or after July 27, 1993 to sell goods and services (contracting party) ~med to be a "state_vendor". Also deemed to be a "state vendor" is (a) a person having a 10% or greater ownership interest in such lctingparty, or(b) a person who is an executive officer of such conlracting party, or (c) a person who is the spouse or minor child of the Ictingparty, or of a person having such 10% or greater ownership interest, or of a person who is an executive offiCer of such contracting (related parties). TIus affidavit must be filed witil tile Slate Board of Elections, 50 Branch Avenue, Providence, Rhode Island 02904 by every state If in COIlllectionwiUIany contract wiUIa slate agency 10 provide goods a~d!or services costing $5000 or more. If tile conlract is in writing, Iidavit must be filed ,vitilin 60 days after tile contract is executed and MUST BE ACCOMPANIED BY A COpy OF 1BE CONTRACT, .WRfITEN SUMMARY 1HEREOF. Iflhe contract is not in writing, then tile affidavit must be filed within 60 days from tile date when l1evendorisfIrStnoliIied that tile $5000 threshold has been reached. However,' Chaptec17-27 and the Regutations adopted Ulereunder, it semi-arumal filings of affidavits under certain circumstances. Every person or business entily qualifying as a state vendor (either as tile contracting party or as a related party) and providing goods ervices at a cost of $5000 or more shall be responsible for filing lliis affidavit A state vendor who is a contracting party must file lliis vit when the $5000 tilfeshold has been reached, even ifno reportable political contributions have been made eitiler by the contracting Dra related party. A slate vendor who is a related party must file this affidavit only when a reportable political contribution has been made ch related party, and then, only if such contribution has not been included in an affidavit filed by the contracting party. A reporl;able t::alcontribution is defined in question # 16. TIle affidavit, when filed, will be a public documenL The Board of Elections is empowered to impose civil penalties for violations of Chapter 17-27. . TIle attention ofslalevendors is directed to the Regulations adopted by tile Board of Elections in connection Witil tile preparation and oftilis affidavit which m-eon file at the offices ofbotil tile Board of Elections and the Secretary of State. ------Statement Under Oath or Amnnntlon

The undersigned, ~pon oaGI or affirmation, does hereby make the following statements and provide tile following information:

~ame, address and telephone number of person making this affidavit.

Michael V. D'Ambra lAME OF PERSON MAKING THIS AFFIDAVIT 800 Jefferson Boulevard, ~arwiek, RI 02887 LDDRESS (401)737-1300 -ELEPHONE NUMBER

Nhat is the date of execution of the \vntten contract requiring he filing of this affidavit? [Such contract must be filed with this affidavit.] DATE fLhe contract requiring the filing oflhis affidavit is not in writing, "hen were you first notified that the contract had reached the $5000 threshold? _ DATE fthe contract requiring the filing ofUlis affidavit is not in writing, describe the goods ancl/or services to be provided, the state 1gency involved, and the tenn or duration of such contract. If the term is indefinite, so state.

s this affidavit made by you as an individual or on behalf of a business entity? Individual__ On &halfofBusiness Entity ~

T all behalf of a business entity, what is the name and nature of the business entity?

'lame of Business Entity D' Ambra Construction Co., lne. 05-0352104 ------FEIN #------CheckOne:) Corporation__ X_ Partnership __ Other Business Enlity __ ~[llolher business entily" is checked above, whatis the nULllre of such business entity? STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS BOARD OF ELECTIONS . CAMPAIGN FINANCE DIVISION 50 Branch Avenue, Providence, Rhode Island 02904·

TEL. (401)222-2056[TDD:222-2239] NOTICE AND CERTIFICATION OF STATKVENDOR FOR RELIEF FROM MULTIPLE FILINGS

The undersigned certifies to the State Board of Elections under Section 17-27-3 of the qen;~~~ws of Rhode Island that it has reasonable cause to believe that for the calendar year I 2011 , jt will be required to file two or more affidavits, and that this notice and certification is (being,nfed: for the purpose ofpemutting the undersignedto report on a semi-annual basis to the State Board of Elections for the aforementioned calendar year.

DIAmbra Construction Co., Inc. State Vendor

January 12. 2012 Date

NOTE:

State vendors are permitted to file semi-annual reports with the Board ofElecti<;ms if they reasonably believe that they otherwise would be required to file multiple reports within any single calendar year. In order to avail themselves of this opportunity, state vendors are required to file this Notice arid Certification with the State Board of Elections for each calendar year np later than the date by which the first report to the Board of Elections for such calendar year would otherwise be due, Le. 60 days from the date of execution of a contract with a state agency or iri the case of unwritten contracts, within 60 days after the state vendor is first notified that the contract has reached the $5000 reporting threshold. Page 1 of 1

STATE OF RHODEISLANDA~D PROVIDENCEPLANTATIONS ONE CAPITOLHILL PROVID!=NCERI02908

1-95 RESURFACINGSOUTHERNC-1 D'AMBRACONSTRUCTIONCO INC 800 JEFFERSONBLVD WARWICK,RI 02888 Award Number Effective' Period: 3145434 , 10-JUL-09- 31-DEC-09,

S Dale: 10-JUL-p9 I H DOT CONTRACTADMINISTRATION N DOTACCOUNTSPAYABLE .Buyer: J Moynihan I TWO CAPITOLHILL, RM 109 V TWOCAPITOLHILL,RM243 P SMITHST ' Shipping: Paid o SMITHST PROVIDENCE,RI02903 Terms: NET 30 I PROVIDENCE,RI02903 United Slales Vendor#: 29 C UnilepSlales T E C , - Type of : Deparlme,nt Bid Number Requisition Requisition Number

" " DOT N/A 1136698' "

7/10/09-12/31/09

ANTICIPATEDPROJECTCOMPLETIONDATE: 12/9/09

RI CONTACT#2009-CH-031

, INTERSTATE~5,~ESURFACINGSOUTHERNCONTRACr1

CONTRACTPRICE: $7,737,000.00, '

FAPNO: IM-0950(125) 100%FEDE~AL

AGENCYCONTACT: LlSAHILL ' 401-222-2495X4401

SUPPLIERCONTACT: 401-737-1300

STATEPURCHASINGAGENT

, ,Louis A. DeQuallro This Notice of Award/purchase Order is issued in accordancewilhthe specificrequirementsdescribedh.erelnandlhe Slale's Purchasing of rionrl~ nr ;'-",n,;,.oo~,. Regulationsand.t •• , .1 . . General .... Conditionsof . Purchase,copiesof whichare. available'alwww.purchasino.ri.oov.DeIiVf~rv Notice of Contract P~rchase Agreement Page 1 of 1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ,ONE CAPITOL HILL, PROVIDENCE RI 02908

. 2009-CH-097 - RESURFACING OF U.S. ROUTE 1 - WESTERLY O'AMBRA CONSTRUCTION CO INC 800 JEFFERSON BLVD WARWICK, RI 02888 Effective Period: Award Number 06-AUG-09 - ' 3151294 31~DEC-13

" S I Date: 07-AUG-09 H DOT CONTRACT ADMINISTRATION N DOT ACCOUNTS PAYABLI~ I TWO CAPITOL HILL, RM 109 ;, Buyer: J M?y'nihan V TWO CAPITOL H.lLL, RM 243 Ii SMITH ST Shipping: Paid 0 SMITHSJ , PROVIDENCE,RI 02903 , Tenns: NET 30 I PROVIDENCE,RI 02903 United States C United States Vendor#: 29 T .. E (

',' ~ ." I TVIJ@of r Renu!sition IIE'"panmE'nt: , '-::w..",:,:~.,;,c;, I .. Requisiti0l'! Number - - " .. 728~9 .. ," DOT - 11,41670

8/6/09 - 12/31/13

, ,ANTICIPATED PROJECT CqMPLETlqN DATE -,10/~1/0?'

Ri CONTRACT NO, 2009-CH-097

RESURFACING OF U.S. ROUTE :I- WESTE~LY

, , ' CONTRACT PR!CE - $1,673,737.75

RI FAP NO. STP-RESF (179) 80%,FEDERAL - 20% STATE

, AGENCY CONTACT PERSON: LISA HILL - (4~1)222-3260 x4401

SUPPLIER TELEPHONE # (401) 737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT

Louis A. DeQuattro This Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the State's Purchasing Regulations and General Conditions of Purchase, copies of which are available at www.purchasing.ri.gov. Delivery of goods or services as described herein shall be deemed acceptance of these requirements < Notice of Contract Purchase Agreement Page 1of1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2009-CH-036 -1R IMPROVEMENTS D'AMBRA CONSTRUCTION CO INC TO ROUTE 91 - CONTRACT 1 800 JEFFERSON BLVD WARWICK, RI02888 Award Number Effective Period: 3154582 08-SEP-09· 31-DEC-15

S I H DOT CONTRACT ADMINISTRATION ~ Date: 26-AUG-09 N I TWO CAPITOL HILL, RM 109 Buyer: L Roche DOT ACCOUNTS PAYABLE P SMITHST V TWO CAPITOL HILL, RM 243 Shipping: Paid 0 PROVIDENCE,RI 02903 SMITHST United States Terms: NET 30 I PROVIDENCE,RI 02903 Vendor#: ~ I United Stales IT ,I 29 : !J, <:j I I ! I : I

Department Type of Bid Number Requisition Requisition Number DOT til!lX: 1144321 .

9/8/09 -12/31/15

ANTICIPATED PROJECT COMPLETION DATE - 10/21/10

RI CONTRACT NO. 2009·CH-036

1R IMPROVEMENTS TO ROUTE 91 • CONTRACT 1

CONTRACT PRICE -$3,127,106.17

.FAP NO. STP-RESF. (179) 100% FEDERAL

FAP NO. 3rd PARTY (088)

AGENCY CONTACT PERSON: GARY GARZONE - (401) 222-3260 x 4408

SUPPLIER TELEPHONE # (401~737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT

Louis A. DeQuatlro This Nolice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the Slate's Purcl1asinn ReQulalions and Gp.np.rRlr.nnrliflnn~ nf Pllr"h.,oo "nniMP M<,...J.. •••••• ....•, ., • Notice of Contract Purchase Agreement Page 1 of 1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDEN.CE RI 02908

2009-CH-005 -1R IMPROVEMENTS TO ATWELLS AVENUE - CONTRACT D'AMBRA CONSTRUCTION CO INC 2 800 JEFFERSON BLVD WARWICK, RI 02888 Award Number Effective Period: 3153385 24-AUG-09- 31-DEC-13

. S I Date: 21-AUG-09 H DOT CONTRACT ADMINISTRATION , N DOT ACCOUNTS PAYABLE Buyer: L Roche I TWO CAPITOL HILl:, RM 109 V TWO CAPITOL HILL, RM 243 P SMITH ST Shipping: Paid 0 SMITHST PROVIDENCE,RI 02903 Terms: NET 30 I PROVIDENCE,RI 02903 United Slates C United States Vendor#: 29 f~ I f IE I I

Type of Requisition Department Bid Number Requisition Number

I - DOT :!lm.\ 1141692

8/24/09 - 12/31/13

EXPECTED PROJECT COMPLETION DATE -7/3/10

RI CONTRACT NO. 2009-CH-005

1R IMPROVEMENTS TO ATWELLS AVENUE - CONTRACT 2

CONTRACT PRICE - $1.291,684.10

FAP NO. STP-RESF (135) 80% FEDERAL - 20% STATE

AGENCY CONTACT PERSON: DENNIS BROWN - (401) 222-3260 x 4409

SUPPLIER TELEPHONE #. (401) 737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT tf ~ U:~o.1:>(.-----=..---r-

Louis A. DeQuallro Tilis Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the State's Purchasing Regulations and General Conditions of Purchase, copies of which are available at www.purchasing.rLgov. Delivery of goods or services as Notice of Contract Purchase Agreement Page 1 of 1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2009-CH-077 -1R IMPROVEMENTS TO DIAMOND HILL ROAD D'AMBRA CONSTRUCTION CO INC BOO JEFFERSON BLVD WARWICK, RI 02BBB Effective Period: Award Number 14-0CT-09- 3161470 31-DEC-13

S Date: 14-0CT-Q9 I H DOT CONTRACT ADMINISTRATION N DOT ACCOUNTS PAYABLE Buyer: J Moynihan I TWO CAPITOL HILL, RM 109 V TWO CAPITOL HILL, RM 243 P SMITHST Shipping: Paid o SMITHST PROVIDENCE,RI 02903 Terms: NET3Q I PROVIDENCE,RI 02903 ~IUnited Slales I~I Uniled Slates , . Vendor#: 29 Iq I I i - i I II

Type of Requisition Department Bid Number Requisition Numqer

I DOT ~ 1151819

10/14/09 -12/31/13

ANTICIPATED PROJECT COMPLETION DATE -10/22/10

RI CONTRACT NO. 2009-CH-077

1R IMPROVEMENTS TO DIAMOND HILL ROAD

CONTRACT PRICE - $3,676,294.00

RI FAP NO. STP-RESF (170) 100% FEDERAL

AGENCY CONTACT PERSON: DENNIS BROWN - (401) 222-3260 x 4409

SUPPLIER TELEPHONE # (401) 737-1300 SUPPLIER FAX # (401) 732-4725

Louis A. DeQuallro This Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the Slllle';; Pllrr.hll;;inn " ~oti~e of Contra~t Purchase Agreei1:Jent P~ge 1 of 1

STATE OF RHODE ISLAND AND PROVIDEN<;:E PLANTATIONS .oNE CAPITOL HIL,L PROVIDENCE RI 02908

2009-CH-098 - ADA IMPROVEMENTS, , TO PROVIDENCE & MAIN .8TREET$. O'AMBRA CONSTRUCTION CO INC' WEST WARWICK ' 800 JEFFERSON BLVD' \(VAR~C~. RI 02888 Effective Period: Award Number 26-APR-10 -, 3183941 , ' '31-DEC-13

I Date: 26-APR-10 N DOT ACCOUNTS PAYABLE 8~yer: J Moynihan V TWO CAPITOL HILL; RM 243 Shipping; Paid, o SMITHST, ' Terms:' NET30 I PROVIDENCE,RI 02903 r: Ilnitp.rtRintAl> . Vendor#: 29 ,IE I I q I i i i I ," I. . Type of ' Requisition Department .Bid Number Requisition, Number'

, ' .- " " DOT I$ll.iX:, L.., 11.6321B

4/26/1 0 - 12/31/13

ESTIMATED COMPLETION DATE - 8/12/10

RI CONTRACT NO, 2009-CH-098 ' '

ADA IMPROVEMENTS TO PROVIDENCE AND MAIN STREET~, WEST WARWICK

CONTRACT PRICE - $868.?91 ,65

RI FAP NO, STP-AWDA (022) 80% FEDERAL - 20% STATE

AGENCY Co.NTACT PERSON: DENNIS BRO\tvN - (401) 222-3260 x 4409

, ' SUPPLIER TELEPHONE #(40·1) 737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT

Louis A. OeQuattro This Notice of Award/Purchase Order is issued in accordance with tile specific requiremel1ts described herein and the State's Purchasing Rp.n1Jf::JtlnnR. ;mn ~pnpr;tl r:nnrfitinn~ of Pllrrh::tc:p l"'nnipc: of whirh !lro !:l\I:::Eibhto ::::ii unAlIA' nllr,..h':Jt."inn ri NnU f"\nJiunn, n'; ron"...Iro •..•.•..•..••..•• : •...•...•..•.••..• . , . . ·.~oticeof ~o~trac~ Purct,lase Agr~e~el)t Page 1 qf 1

STATEOF RHODEISLANDAND PROVIDENCEPLANTATIONS . ONECAp'ITOLHILL ". • PROVIDENCERI02908

200'9-CH-042- 1 R IMPROVEMENTS TO ROUTE 146AND WILBUR ROAD O'AMBRACONSTRUCTION GO INC . BRIDGE#415" : 800 JEFFERSONBLVD WARWICK, RI 028~8 ' Award Number Effective Period: 3184082 27-APR-10-' '31-DEC-15 .

S ) Date: 27-APR-iO H DOT CONTRACTADMINISTRATION N DOTACCOUNTSPAYABLE Buyer: J Moynihan I TWO CAPITOL HILL,RM 109 ,V' TWO CAPITOLH.ILL,RM243 P SMITH ST Shipping: Paid 0 SMITHST .. .' PROVIOENCE,RI02903 Terms: NET30 I PROVIDENCE,RJ02903 United States C UnitedStates Vehdorlf:' 29" " ·T E «;;1 '. :

--. , ." . . . Type of . , RequIsition D~partment . Bid Number Req,uisition Number

4/27/10 -.12/31/15

ANTICIPATEDCOMPLETIONQATE-711(11

RI CON}RACT NO. 2009-CH-042

1R IMPROVEMENTS,TOROUTE 146ANDWILBURROADBRIDGE#415

CONTRil,CTPRICE.- $8,185,284.55

RJFAP NO. NHS-0146 (020) 100% FEQERAL

AGENCY 80NTACT PERSON: KIMBERLYVADENAIS-(401)222-24!15x 4403

_SUPPLIERTELEPHONE # (401)737-1300 SUPPLIERFAX # (401)732-4725

,9 I

LouisA. DeQuallro This Notice of Award/Purchase Order is issuedin accordancewithIhe specificrequirementsdescribedherein and the State's Purchasing Regulalions and General Conditions of Purchase;copiesof which are availableat www.purchasing.rl.gov. Delivery of goods or servIces as rloup.'ihorl hnrntn.J..•..••. •.•h 1,...•..•••.••..•,.1 .•.•H •.•.••.•.•..••.•.• l ...•...• _ ..•. _I:&1 •• : .• ,_ .. Notice b{C9~tract ~u:rcfias¢Agr.e~rnent Page 1 of 1 . . .. ' '. . '. '......

.' ...... STATE OFRHOO'E fSLANO AND PROVIOENCE PLANTATlqNS ONE CAPIToL HILL ,. PROVIDENCE RI 0;1908

·.··1-95 RESURFACING SOUT.HERN C-2 : .- .. : :.' .. ' ... ' , ,.::. , . (?009-C[-I-'032)., ' •... , - . ,'O'AMBRJ\'CQNSTRUCTION C'O'IN~' " ,800 JEFFERSON:BLVO, ' . . ... VVARVVi~K.R(9288~ Effective ~.eriod: ' Award Number. ' : ··15-JUL-10 ~. .. ., ,6193250 (. ., .:" •• t ••• •· • '~1~DEC-14' : _ . . ';, ", • 0.', ., ...... '. ~·l. • ~ • .~"

: '...... , , .. '. .. .- : -. - .. , I' ' 'S : '. :Date:·:.'tt'~15-JUL~1,O:.: '. .. : " H obi- tONTRACT A..OM'I~m3TAATIQN " '. .' "M' .,' ••• .., •• '.: •••• :. : N DOT ACCOUNTS PAYABLE . .. -.:."BUY~~.:.J .t\1oyn·i~an..,'...... '. two CAPll'?L H'I~L; RM 199 .' " V ·.:TWO.CAf'!TOL'I:iILl':'': RM·2.43 J. '. " sMrr:H SY : ... :' . , " Raid .' ... .p S?i~p~lJ.g~ .. : Q SMIT.H ST . : .. :PROVIDENCE,RI Q4903 .' "1 PRO~lpEN~E,RI ,'. :'Terms.:': NET ,30 " 0;?!l03 unii~d:Staies:-' : '. .": .. :c..·.:. '. t;;. 'United .States " ...... :YerllJorti; .29.'". ... ", .. T. : .. '. , '. '. E . 0 .. .. " ,. ,. " .- " . " : . " : .. '. , : .. '~'" .. .. : .. - , ' . . ,. .' .' " . .. .- , , "" .. ,,' .. - , ' .. ..i • ' . .' . ' .''. .. .. ':.. ,Typ.eh(, , '. .. '. : .' : "Re.q·uisition .. De:P?~~~n~ : ". .... 'Bid N·~mb.~r - .' " .. : .. R~cjui;;itiop : -. '.,:.. ~urnQ~r' .' .. .' : .... .' . '- ...... : : ,. .. :- . ',' : : : , .. .' .7350~~ " • ',d - '. : ~ :OOT , : ...... ~1.8'284i .' .. ~ '. - ...... ' ' ...... ' ,. ~. '. ·t ' ••.•::. •• " ' . '. " .'.:~: ·~7/1~/1·O-1.2/3:fi1·4'.'. -::. ' .. .-' '. ·.f ; .: ".~ . .' ~,:. ...; '. ':' ..... l ',' . .. .' ...... :. ....':;'~~'n~I~~t~'oCDf'AP.~~;I~N'~jT~- 6~3~~1:~ ./ . •... ,...... ". .... ~ " ..•. "~I' CO~~~~G~'N~, ~2009-CH:032' ~ • :•••••• 1 ; ' • : ' '. • • :..:: l " • ~. .' •• , '.:' .' ... , ': 1-95 ~'ESURFAC!~~ SQ~THERN' C:"2 '. .. .•••••.• •.•• 'i' . ..,' '. ,9.00TRAc?T.~.~(C~-.~7,~242.i1~.8o.:; . :., .. '.' .... .', RI FAPNO. IM-OS53 (109) . , '9.0% FEDERAL, . , '.' .. '10%ST~TE :' .....

',' . '.' . '.~ :.., . . ~ . :' : ..., .: ' ..{' AG~NCY C.Dt'lTAP: PERSON: GARY ~A~;l9NE -:(491) 222-2495·X4498 '. . - • ' ~.. ~. .. .. • I ... .SljpPLlER TELEPHONE #'(401) 737-1300 :.' . . .SUPP_L.I~R·~AX#.(401F32-47~5 .. :... '.', ..

STATE ~URCHASING A~ENT .. .'. . :.',U~li'",.. . ., ,'...... 'j. ~"..fr,:l, . ,...... , _ Lorraine A. ~1.nes : . This Notice of Award'iPu'rchase Order is issued hi a«cordance. with the specific n~quir~m~nis described herein, and the Sta!e'~ Purchasing . 'Regulations and General Conditions of Purchase. copies of which are available a! www:purchasing.rLgov. Delil!ery of good,! onervices as .described herein .shall be deemed acceptal1c.eof lhe.se.r~quireme.lits '. . 'l&.mflF""""~·I1l~~~ ~...

Page 1 of1 ,> Notice of Cont~actPurchase Agreement .....

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2010-DF-011 - FLD038 - DISASTER RECOVERY-ROUTE 165. EXETER

D'AMBRA CONSTRUCTION CO INC Effective Period: 800 JEFFERSON BLVD Award Number 13-MAY-10- WARWICK, RI 02888- 3185986 31'-DEC-10

I 13-MAY-10' DOT ACCOUNTS PAYABLE S Date: N TWO CAPITOL HILL, RM 243 H DOT CONTRACT ADMINISTRATION ' Buyer: J Moynihan V TWO CAPITOL HILL, RM 109 0 SMITHST I Shipping: Paid I PROVIDENCE,RI 02903 P SMITHST NET3Q PROVIDENCE,RI 02903 Terms: C United States United States Vendor#: 29 E T 0 Requisiti_on Type of I Bid-Number Number Department Req~isition \. \ --- - .. 1181166 L r N/A DOT I

5/13/10 -12/31/10

ANTICIPATED COMPLETION DATE - 5/31/10

RI CONTRACT NO. 2010-DF-011 - FLD 038 - DISASTER RECOVERY

EMERGENCY DECLARATION - ROUTE 165. EXETER

RI CONTRACT PRICE - $83.970.00 PER THE AITACHED EMERGENCY DECLARATION WORK LEITER OF AGREEMENT DATED 4/30/10

AGENCY CONTACT PERSON: NATHAN SHAPIRO - (401) 222-3260 x 4410

SUPPLIER TELEPHONE # (401) 737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT

Louis A. DeQuattro

This Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the State's Purchasing Regulations and General Conditions of Purchase, copies of which are available at W\Nw·rurcha;:;ing.ri.~ov. Delivery of goods or services as described herein shall be deemed acceptance of these requirements Notice of Contract PurCh.as~ Agr~ement I"'age I OJ I

STAT~ OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2010-DF-020 FLD-091 - DISASTER RECOVERY - WOOD RIVER BRIDGE' #261, HOPKINTON D'AMBRA CONSTRUCTION GO INC 800 JEFFERSON BLVD Effective Period: WARWICK, RI 02888 Award Number . 01-JUN-'1Q - .. 3187(:j01 31-DEC-10

; ,. I S Dat~: 01-JUN-10 N DOT ACCOUNTS PAYABLE H DOT CONTRACT ADMINISTRATION Buyer:' J Moynihan V TWO CAPITOl.: HILL, RM 243 , I TWO CAPITOL HILL, RM 109 Paid 0 SMITHST P SMITHST Shipping: " I PROVIDENCE,RI 02903 , PROVIDENCE,RI 02903 Terms: NET 30 C United Stides United States Vendor#: 29 E T '.

a .

Type of . - Requisition' BictNumber Department Requisitio~ Number,

N/A 1183816 DOT

6/1/1U - ll/~1/1U

ANTICIPATED COMI:'LETION DATE - 30 DAYS'

RI CONTRACT NO. 2010-DF-020 - FLD 091 - DISASTER RECOVERY

EMER~EN~Y DECLARATION - WOOD RIVER BRIDGE NO. 261, HOPKINTON

RI CONTRACT PRICE - $197,780.90

FAP NO. FLD-EMRG (020)

~ER THE ATTACHED EMERGENCY DE;CLARATION WORK LETTER OF AGREEMENT DATER 5/19/1Q

AGENCY CONTACT PERSON: NATHAN SHAPIRO - (401) 222-3260 x 4410

SUPPLIER TELEPHONE # (40'1) 737-1300

STATE PURCHASING AGENT

Lo'uis A. DeQualtro .

Tilis Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the. State's Pmchasing Regulations and General Conditions of Purchase, copies of which are available at www. .' ices as described herein sllall be deemed acceptance of lhese requirements Notice of Contract Purchase Agreement Page 1 of 'I

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2010-DF-040 FLD 380,381,382- DISASTER RECOVERY - ROUTE 1'15, .Q!AMBRA CONSTRUCTION CO INC WEST WARWICK 800 JEFFERSON BLVD WARWICK, RI 02888 Effective Period: Award Number 08-JUN-10 - 3188469 , ,31-DEC-1b

S 'I Date: 08-JUN-10 H DOT CONTRACT ADMINISTRATION N DOT ACCOUNTS PAYABLE I ' TWO CAPITOL HILL, RM 109 Buyer: J Moynihan V TWO CAPITOL HILL, RM 243 P SMITHST ' Shipping: Paid a SMITH ST PROVIDENCE,RI 02903 , Tenns: NET 30 I PROVIDENCE,RI 02903 United States C United States Vendor#: 29 T E C

-f" Type of Requisition; Department Bid Number Requisition Number: : . " DOT NIA 1184449

6/8/10 -12/31/10

ANTICIPATED COMPLETION DATE- 21 DAYS FROM NTP

RI CONTRACT NO, 2010:DF-040- FLD 380, 381, 382 - DISASTER RECOVERY

R0l!TE 115, WEST WARWICK

RI CONTRACT PRICE - $149,495:00

FAP NO. FLD-EMRG (040)

80%, FEDERAL-20%., STATE

PER THE AIT ACHED EMERGENCY DECLARATION V\(ORKLETTER OF AGREEMENT DATED 5/24/10 , .

AGENCY CONTACT PERSON: LISA HILL - (401) 222-3260 x 4401

SUPPLIER TELEPHONE # (401) 737-1300

STATE PURCHASING AGENT /,' ;, '\ 11LJ.

\-/~~

Louis A. DeQuaUra This Notice of AwardlPurchase Order is issued in accordance with the specific requirements described herein and the State's Purchasing Regulations and General Conditions of Purchase, copies of which are available at www.purchasing.ri.gov. Delivery of goods or services as described herein shall be deemed acceptance of these requirements .,. if C ~m f"Ill t~"i1='1 , .' ...._:"'.,...:_.~~":\J u

Notice of Contract Purchase Agreement Page 1of1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2010-DF-003 FLD #078 - DISASTER D'AMBRA CONSTRUCTION CO INC RECOVERY - ROUTE 3, HOPKINTON 800 JEFFERSON BLVD WARWICK, RI 92888 Award Number Effective Period: 3190960 28-JUN-10 - 31-DEC-10

S Date: 28-JUN-10 I H DOT CONTRACT ADMINISTRATION N DOT ACCOUNTS PAYABLE I TWO CAPITOL HilL, RM 109 Buyer: J Moynihan SMITH ST V TWO CAPITOL Hill, RM 243 P Shipping: Paid o SMITHST PROVIDENCE,RI 02903 Terms: NET30 United States I PROVIDENCE,RI 02903 T Vendor#: 29 C United States ' o E

- Department ' Type of Bid Number Requisition Requisition Number

DOT N/A 1185849

6/28/10 -12/31/10

ANTICIPATED COMPLETION DATE - 30 DAYS

RI CONTRACT NO, 2010-DF-003 - FlD 078 - D(SASTER RECOVERY

EMERGEN~Y DECLARj.l.TIQN - ROUTE 3, HOPKINTON

, , RI CONTRACT PRICE - $81,rJ08.84

FAP #FLD-EMRG (553) 80% FEDERAL - 20% STATE

AGENCY CONTACT PERSON: NATHAN SHAPIRO - (401) 222-3260 x 4410

SUPPLlER.TELePHONE if (401) 737-'1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT I ~fI»J4 Lorraine~ A. Hynes I This Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the State's Purchasing Regulations and General Conditions of Purchase, copies of which are available at www,purch ' rLgov. Delivery of goods or services as described herein shall be deemed acceptance of these requirements \\ /1 ~ ~ iiil~ ~ ~ili. Notice of Contract Purchase Agreement Page 1 of 1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2010-DF-043 FLD 090,217,385- DISASTER RECOVERY - REPAIRS D'AMBRA CONSTRUCTION CO INC TO ROUTE 117 800 JEfFERSON BLVD WARWICK, RI 02888 Effective Period: Award Number 18-AUG-10- 3199222 31-DEe-10

I S Dale: 18-AUG-10 H DOT CONTRACT ADMINISTRATION N DOT ACCOUNTS PAYABLE Buyer: J Moynihan I TWO CAPITOL HILL, RM 109 V TWO CAPITOL Hill, RM 243 P SMITHST Shipping: Paid o SMITHST PROVIDENCE,RI 02903 Terms: NET30 I PROVIDENCE,RI 02903 United Slales C Uniled Stales T Vendor#: 29 o E , Type of Requisition Department Bid Number Requisition Number IJ":?.D:J'f DOT ~ 1195851

8/18/10 -12/31/10

. ANTICIPATED COMPLETION DATE-45 DAYS

RI CONTRACT NO. 2010-DF-043 - FlD 090,217, AND 385 - DISASTER RECOVERY

EMERGENCY DECLARATION - REPAIRS TO ROUTE 117

RI CONTRACT PRICE - $1,149,500.00

FAP #FLD-EMRG (043) 80% FEDERAL - 20% STATE

AGEN~Y CONTACT PERSON: LISA HILL - (401) 222-3260 x 4401

SUPPLIER TELEPHONE # (401) 737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT

",vJ.-lt"'. 't/ntLA .... lorraine A. Hynes This Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and lhe Stale's Purchasing Regutations and Generat Conditions of Purchase, copies of which are available al www.purchasing.ri.gov. Delivery of goods or services as described herein shall be deemed acceptance of lhese requiremenls Notice of Blanket PurchaseAgreement Page 1 ot1

STATE OF RHODE ISlAND AND PROVIDENCE PLANTATIONS , ONe CAI"ITOL HILI. PROVIOENCE Rl 02906

PAVING PAWTUCKET STOCKPILe AREA. D'AM8RA CONSTRUCTION CO IHC DOi 800 JEFF~SON BLVD WARWICK. RI 02888 Award Number E:iMctlvo Period: IJ4...NOV-10-3lhJUN-11 3208602

$ I 1-1 DOT MAINTENANCE DIVISION Date: D3-NDV-1D MAIN OFFICE N DOT ACCOUNTS PAYABLE I Buyer: J Ol'lara2l111 360 I.INCOLN AVE V TWO CAPITOL HILL. RM 243 P \/VARWlCK:,RI02!lll1l ShIpping: , Fald 0 SMITHST Terms:: NET aD I PROVIDENCE.RI 02S0~ T United Slates United States 0 Veru:fat1l 29 C E

Daparlm9nt Typo of Requisition Bid Nllmber ~cqulsltloh Number NlA Line 'I Item I Item DescriptIon .. _. Unit Unit Prit:e "

BLANKET ReQUiREMENTS: 11/4110- 6130/11

PAVING f'A'wTUCKeT STOCKPILE AREA. bOT

NOTTOeXCEED. $176.300.00

BASE BID $14$,699.70 20% e & C $ 29.400.3() ~176.:;OO.OO

INACCORDANce W1THlH5 PLANS. SPECIFICATIONS ANO DOCUMENTS OF PUBLIC 610 #74477a7 LJAreD 9R.7/10.

AGENCY CONTACT PE:RSON: SONGHAPTAING TELEPHONE NO. (401) 734-4853

SUPPLIER.C-ONTACTP~SON: LEE; TAYLOR TELEPHONE NO, (401) 737·1300

LOmline A_ Hynes

This Notice of AwarcllF'urchaGeOrderIs IlSSuedin acctlrrlanre with the spei:ificrequiremanl:sdescribed herein and ihe Slale's Purt;l]:asing RBgtJlatiol'ls sod Ganeml Comllllam; of l"un:l1ase, copl;;;;; ahvhicl1 ~re l'lvallabl8at WWW.purchasing.ri.gov. Delivery of goods or .lieN/cas as described I'II!;rein :sl1ellbedeemed aCC!!lplance of these requIrements.

loolm SNOI.LVHHdO VBI09~L YVd OS:60 orOG/Sr/lI . . .'~. . \ ~" :' .. ;.} 'J:' ": •...... ; :".': '::,-: . ; '"I ----~-~ ~ ~~-

Name of General Officer,

Candidate for General Office, Date of Amount of Name of Relationship to or Political Party Contribution Contribution Contributor Contracting Party

Senator Domenic Ruggiero 03/07/11 PR $500.00 Michael V. D'Ambra None Senator Frank Ciccone 03/18/11 PR $250.00 Michael V. D'Ambra None Representative Steve Ucci 04/26/11 PR $250.00 Michael V. D'Ambra None Langevin for Congress 06/29/11 PR $1,000.00 Michael V. D'Ambra None Friends of Gina Raimondo 09/06/11 $250.00 Michael V. D'Ambra None Friends of Gina Raimondo 09/06/11 $200.00 Michael V. D'Ambra None Steve Archambault for Atty Gen. 10/14/11 $200.00 Michael V. D'Ambra None Lou Raptakis for State Rep 10/31/11 $250.00 Michael V. D'Ambra None STATE OF RHODEJ3LAND AND 'pRoviDENCEPLANTATlfJNg;I~ l~tr!\.f:;iD '1'- nOARD OF ELECTIONS BOAfW Ur Ed:'C 110;,;) CAMPAIGN FINANCE DMSION ,50 Branch Avenue, Providence, Rhode Island 02904 11 JUL18 1.1\\1 I'In: •.•~ 37 TEL. (401)222-2056 [TDD: 222-2239] AFFIDAVIT OF STATE VENDOR ~tions: UNDER CHAPTER 17-27 OFTIIE GENERAL LAWS OFRHODE ISLAND

Every persan or business entity contracting wilh a state agency on or after July 27, 1993 to sell goods and services (contracting party) med to be a "stalevendor". Also deemed to be a "stale vendor" is (a) a person having a 10% or greater ownership interest in such ~lingparty, or (b) a person who is an executive ofIicer of such contracling party, or (c) a person who is the spouse or minor child of the ~lingparty,:related parties). or of a person having such 10% or greater ownership interest, or of a person who is an executive ofIiCer of such contracting

Tlus afIidavit must be filed wWlthe Stale Board of Eleclions, 50 Branch Avenue, Providence, Rhode Island 02904 by every state -in connection wiUIany contiact ",viUIasUlteagency La provide goods a;ld!or selvices costing $5000 or more. If Ule contract is in writing, idavit must be filed ,viUlin60 days after Ulecontract is executed and MUST BE ACCOMP ANTED BY A COpy OF THE CONlRACT, WR.ITIEN SUlvl1v!ARYTHEREOF. lfUle contract is not in writing, then Ule affidavit must be filed withiu 60 days from the date when Ievendor is fIrst nolif1ed Ulat tlle SSOOO threshold has been reached. However,' Chapter 17 -27 and the Regulations adopted Ulereunder, :semi-annual filings of affidavits under certain circumstances. Every person or business entity qualifying as a state vendor (either as Ulecontracting party or as a related party) und providing goods rvices at a cost of $5000 or more shall be responsible for filing Ulis affidavit. A state vendor who is a contracting party must file Illis rit when the $5000 Ulfeshold has been reached, even ifno reportable political contributions have been made either by the contracting r a related party. A stale vendor who is a relaled party must file Ulis afIidavit only when a -reportable political conlribution has been made :h related party, and Ulen, only if such contribution has not been included in an afIidavit filed by Ule conlracling party. A reporf:able al contribution is defined in question # 16. The affidavit, when filed, will be a public documenL TIle Board of Elections is empowered to impose civil penallies for violalions of Chapter 17-27; TIle aLlentiollofsLa~ vendors is directed to tlle Regulalions adopted by UleBoard of Elections in connection WiUIUle preparation and )f Ulis affidavit which are on file at the ofIices of both UleBoard of Elections and the Secretary of State. ------, r Statement Under Oath or Afnnnnlloll

The undersigned, Upon oabl or afIirmation, does hereby make Ulefollowing sLatements and provide Ulefollowing information: ame, address and lelephone number or person Illaking this affidavit.

Michael V. D'Ambra \ME OF PERSON MAKING TIllS AFFIDAVIT 800 Jefferson Boulevard. ~arwick, RI 02887 )DRESS (401) 73 7-1300 :LEPHONE NUMBER

'hat is the date of execution of the wnllen contract requiring e filing of this affidavit? [Such contract must be filed with this allidavit.] DATE the contract requiring the filing ofthis allidavit is not in writing, len were you first notified that the contract had reached the $5000 threshold? _ DATE the conlract requiring the filing ofUus affidavit is not in writing, describe the goods andlorservices to be provided, Lhe stale ency involved, and Lhe ternl or duration of such contract. If Lhe Lenn is indefinite, so state.

this allidavit made by you as an individual or on behalf of a business entity? Individual __ On BehalfofBusiness Enlity ~

all behalf of a business entity, what is the name and nature of the business enLity?

m1eofBusillessElltity D'Ambra Construction Co. lIne. ------FEIN # 05-0352104 Partnership __ gole Prop";clorsh:p __ Other Business Entity __ "other business entity" is checked above, what is the nature of such business entity? STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS BOARD OF ELECTIONS . CAMPAIGN FINANCE DIVISION 50 Branch Avenue, Providence, Rhode Island 02904

TEL. (401)222-2056[TDD:222-2239] NOTICE AND CERTIFICATION OF STATEVENDOR FOR RELIEF FROIVIMULTIPLE FILINGS

-. . The undersigned certifies to the State Board of Elections under Section 17-27-3 of the General Laws of Rhode Island that it has reasonable cause to believe that for the calendar year

2010 ~ it will be required to file two or more affidavits, and that this notice and certification is being filed for the purpose ofpemuUing the undersigned to report on a semi-annual basis to the Slate Board of Elections for the aforementioned calendar year.

r D'Ambra Construction Co., .Inc. Stale Vendor

JUlY 14, 2011 Dale

NOTE:

State vendors are permitted to file semi-annual reports with the Board of Elections if they reasonably believe that they otherwise would be required to file multiple reports within any single calendar year. In order to avail themselves of this opportunity, stale vendors are required to file this Notice and Certification with the State Board of Elections for each calendar year np later than the date by which the first report to the Board of Elections for such calendar year would otherwise be due, Le. 60 days from the date of execution of a contract with a state agency or in the case of unwritten contracts, within 60 days after the state vendor is first notified that the contract has reached the $5000 reporting threshold. Notice of Contr?ct PurC,haseAgreement Page 1 of 1 ,

STATE OF RHODEISLANDANDPROVIDENCEPLANTATIONS ONE CAPITOL HILL " PROVID!=NCERI02908

1-95RESURFACINGSOUTHERNC-1 D'AMBRACONSTRUCTIONCO INC 800 JEFFERSONBLVD WARWICK,RI 02888 Effective' Period: Award Number 3145434 , 1o-JUl-09 - 31-DEC-09

S I Date: 10-JUl-p9 H DOT CONTRACTADMINISTRATION N DOTACCOUNTSPAYABLE Buyer: J Moynihan I TWO CAPITOLHilL, RM 109 V TWOCAPITOLHill, RM243 P SMITHST ' Shipping: Paid o SMITHST PROVIDENCE,RI02903 Terms: NET 30 I PROVIDENCE,RI02903 United States C Unitep States Vendor#: 29 T E C ,

Type of Requisition Departme.nt Bid Number Requisition Number

" DOT N/A 1136698' "

7/10/09-12/31/09

ANTICIPATEDPROJECTCOMPLETIONDATE: 12/9/09

RI CONTACT#2009-CH-031

INTERSTATE95 RESURFACINGSOUTHERNCONTRACT1

CONTRACTPRICE: $7,737,000.00,

FAP NO: IM-0950(125) 100%FEDERAL

AGENCYCONTACT: LISAHill ' 401-222-2495X4401

SUPPLIERCONTACT: 401-737-1300

STATEPURCHASINGAGENT , , 4' ',. ,VZ~~

, louis A. DeQuallro This Notice of Award/Purchase Order is issued in accordance with the sp'ecific requirements described herein and the State's Purchasing

~egu~?tio.~s a~d ~e~.~ral ~onditi?ns of Purchase, copies of which are available 'at www,purchasina.ri.oov. DelivFHv of nnnrl~ nr"Qn,i~c" ~n Notice of Contract P~rchase Agreement Page 1 of 1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS . ONE CAPITOL HILL. PROVIDENCE RI 02908

. 2009-CH-097 - RESURFACING OF U.S. ROUTE 1 - WESTERLY D'AMBRA CONSTRUCTION CO INC

800 JEFFERSON BLVD . WARWICK, RI 02888 Effective Period: Award Number 06-AUG-09 - . 3151294 31~DEC-13

S I Date: 07-AUG-09 H DOT CONTRACT ADMINISTRATION . N DOT ACCOUNTS PAYABLE I TWO CAPITOL Hill, RM 109 , Buyer: J Moynihan V TWO CAPITOL Hill, RM 243 P SMITHST Shipping: Paid 0 SMITHST . PROVIDENCE,RI 02903 , Tenns: NET 30 I PROVIDENCE,RI 02903 United States C United States Vendor#: 29 T E C

, . Type of ...h1DnlliC'itinn-..., ...... • -.. , 11E"?arrmE'nt: ~._.",...... ,.;. .•...• ., Requisiti0l"! .. Number .. .' 728~9 DOT . . .. 11,41670

8/6/09 - 12/31/13

. ANTICIPATED PROJECT CQMPlETION DATE -,10/~1/09'

RI CONTRACT NO, 2009-CH-097

RESURFACING OF U.S. ROUTE) - WESTERLY

CONTRACT PRICE - $1,673,737.75

RI FAP NO. STP-RESF (17(5) 800;.,FEDERAL - 20% STATE

. AGEI\lCY CONTACT PERSON: LISA HilL - (401) 222-3260 x4401

SUPPLIER TELEPHONE # (401) 737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT d~

i louis A. DeQuattro This Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and lhe Stale's Purchasing Regulatiuns and General Conditions of Purchase, copies of Which are available at www.purchasing.rLgov. Delivery of goods or services as described herein shall be deemed acceptance of these requirements , Notice of Contract Purchase Agreement Page 1 011

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2009-CH-036 - 1R IMPROVEMENTS D'AMBRA CONSTRUCTION CO INC TO ROUTE 91 - CONTRACT 1 800 JEFFERSON BLVD WARWICK, RI 02888 Award Number Effective Period: 08-SEP-09 - 3154582 31-DEC-15

S Date: I H DOT CONTRACT ADMINISTRATION 26-AUG-09 N DOT ACCOUNTS PAYABLE I TWO CAPITOL HILL, RM 109 Buyer: L Roche V TWO CAPITOL HILL, RM 243 P SMITHST Shipping: Paid o SMITHST PROVIDENCE,RI 02903 Terms: NET 30 I PROVIDENCE,RI 02903 United States Vendor#: 29 I 9 I United Stales , rw. , f -, , I ; I lei I I Type of Department Bid Number Requisition Requisition Number

I '-1/ DOT moc 1144321 .

9/8/09 - 12/31/15

ANTICIPATED PROJECT COMPLETION DATE - 10/21/10

RI CONTRACT NO. 2009-CH-036

1R IMPROVEMENTS TO ROUTE 91 - CONTRACT 1

CONTRACT PRICE - $3,127,106.17

.FAP NO. STP-RESF (179) 100% FEDERAL

FAP NO. 3rd PARTY (088)

AGENCY CONTACT PERSON: GARY GARZONE - (401) 222-3260 x 4408 I SUPPLIER TELEPHONE # (401)737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT I

. Louis A. DeQuallro This Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the State's Purchasinn ReQulations and Gp.nAral r.nnrlifinn~ nfD"r,..h~o" ,..nnlnrh:_L. n< --- ••• - •.•• , ,. • I Notice of Contract Purchase Agreement Page 1 of 1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2009-CH-00S - 1R IMPROVEMENTS TO ATWELLS AVENUE - CONTRACT D'AMBRA CONSTRUCTION CO INC 2 800 JEFFERSON BLVD WARWICK, RI 02888 Effective Period: Award Number 24-AUG-09- 3153385 31-DEC-13

S I Date: 21-AUG-09 H DOT CONTRACT ADMINISTRATION N DOT ACCOUNTS PAYABLE L Roche I TWO CAPITOL Hill.:, RM 109 Buyer: V TWO CAPITOL Hill, RM 243 P SMITH ST Shipping: Paid a SMITHST PROVIDENCE,RI 02903 Terms: NET 30 I PROVIDENCE,RI 02903 United States C United States Vendor#: 29 1:J ,I E ,I , '" I II

Type of Requisition Department Bid Number Requisition Number

IL.V,.;IUI DOT ~ 1141692

8/24/09 - 12/31/13

EXPECTED PROJECT COMPLETION DATE - 7/3110

RI CONTRACT NO. 2009-CH-00S

1R IMPROVEMENTS TO ATWELlS AVENUE - CONTRACT 2

CONTRACT PRICE - $1,291,684.10

FAP NO. STP-RESF (135) 80% FEDERAL - 20% STATE

AGENCY CONTACT PERSON: DENNIS BROWN - (401) 222-3260 x 4409

SUPPLIER TELEPHONE #. (401) 737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT U:~/1 / "

louis A. DeQuatlro This Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the State's Purchasing Regulations and General Condilions of Purchase, copies of which are available at www.purchasing.rLgov. Delivery of goods or services as ,/1/'/ /~.-;3 I ./'

Notice of Contract Purchase Agreement Page 1 of 1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2009-CH-077 - 1R IMPROVEMENTS TO DIAMOND HILL ROAD D'AMBRA CONSTRUCTION CO INC 800 JEFFERSON BLVD WARWICK, RI 02888 Effective Period: Award Number 14-0CT-09 - 3161470 31-DEC-13

S I Date: 14-0CT-09 H DOT CONTRACT ADMINISTRATION N DOT ACCOUNTS PAYABLE I TWO CAPITOL HILL, RM 109 Buyer: J Moynihan V TWO CAPITOL Hill, RM 243 P SMITH ST Shipping: Paid o SMITH Sr- PROVIDENCE,RI 02903 Terms: NET 30 I PROVIDENCE,RI 02903 Uniied Siaies I J Uoiieu Stales Vendor#: 29 ! ~ ! , to , •.. , !q ! i 1-/ I II

Type of Requisition Department Bid Number Requisition Number

DOT ~ 1151819

10/14/09 -12/31/13

ANTICIPATED PROJECT COMPLETION DATE -10/22/10

RI CONTRACT NO. 2009-CH-077

1R IMPROVEMENTS TO DIAMOND HilL ROAD

CONTRACT PRICE - $3,676,294.00

RI FAP NO. STP-RESF (170) 100% FEDERAL

AGENCY CONTACT PERSON: DENNIS BROWN - (401) 222-3260 x 4409

SUPPLIER TELEPHONE # (401) 737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT

cA~o,~,~~

Louis A. DeQuattro This Notice of Award/Purchase Order is issued in accordance wilh the specific requirements described herein and Ihe StRt,,'s; Pllrr.h"s;inn Noti~e of Contract Purchase Agreement Page 1 of 1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS .oNE CAPITOL HILJ.. PROVIDENCE RI 02908

2009-CH-098 - ADA IMPROVEMENTS, ' TO PROVIDENCE & MAIN ,STREET$, WEST WARWICK ' D'AMBRA CONSTRUCTION CO INC 800 JEFFERSON BLVD Effective Period: ~ARWICK, RI 02888 Award Number 26-APR-10 -, 3183941 , , '31-DEC-13

I Date: 26-APR-10 N DOT ACCOUNTS PAYABLE Buyer: J Moynihan V TWO CAPITOL HILL, RM 243 Shipping: Paid , o SMITHST, ' Terms:' NET 30 I PROVIDENCE,RI 02903 r. llnitp.rlSi"ip'l> ' ' Vendor#: 29 ,/, ,,IEI I, I I I C, I i II I, I

Type of ' Requisition .Bid Number Department Requisition, Number'

" " '-{ '-{'/ IL DOT I>lt.OC" 1l6321B

4/26/10 -12/31/13

ESTIMATED COMPLETION DATE - 8/12/10

RI CONTRACT NO. 2009-CH-098

ADA IMPROVEMENTS TO PROVIDENCE AND MAIN STREETS, WEST WARWICK

CONTRACT PRICE - $868,591.65

RI FAP NO. STP-AWDA (022) 80% FEDERAL - 20% STATE

AGENCY CONTACT PERSON: DENNIS BROVvN - (401) 222-3260 x 4409

SUPPLIER TELEPHONE # (401) 737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT /J

~'-..•~- d~

D louis A. DeQuattro This Notice of Award/Purchase Order is issued in accordance with [he specific requiremen.ts described herein and the Slate's Purchasing RpOlJl::\tinnJ::. ::tnrl ~p.npr,ql l:nnrlitinnc::. nf Pllrrh.::lc::.j:) rOnit::ll::' of whjrh :JrOc ~\loil!:lhIQ :!::IiunAnu nllrrh·.:;u::·inl"l n HnU n ...•lilln"" nf ,..n"';~~ •.••.•.••.... ~.;~n •.••....•.• . . - . ·.Notice of Contract Purch.aseAgreement Page 1 qf 1

STATEOF RHODEISLANDAND PROVIDEf'!CEPLANTATIONS . ONECAp,ITOLHILL , PROVIDENCERI02908

2009-CH-042- 1R IMPROVEMENTS TO ROUTE146AND WILBUR ROAD . BRIDGE#415 .,: D'AMBRACONSTRUCTION GO INC 800 JEFFERSON BLVD WARWICK, RI 028138 Effective Period: Award Number 27-APR-10-' 3184082 .31-DEC-15 .

S Date: 27-APR-iO I H DOT CONTRACTADMINISTRATION N DOTACCOUNTSPAYABLE I TWO CAPITOL HILL, RM 109 Buyer: J Moynihan V' TWO CAPITOLHILL, RM 243 P SMITH ST Shipping: Paid.' 0 SMITHST .. .' PROVIDENCE,RI02903 Terms: NET30 I PROVIDENCE,RI02903 United States C UnitedStates Veildol#: 29" '. ·T E '. C;; ...... Type of .. Requisition D~partment . Bid Number Re~uisition Number

4/27/10-.12/31/15

ANTICIPATEDCOMPLETIONQATE-7/1111

RI CONTRACTNO. 2009-CH-042

1R IMPROVEMENTS·TOROUTE 146ANDWILBURROADBRIDGE#415

COl'lTRACT PRICE.- $8,185,284.55

RI FAP NO. NHS-0146 (020) 100% FEDERAL

AGENCY CONTACT PERSON: KIMBERLYVADENAIS-(401)222-24~5 x 4403

_SUPPLIERTELEPHONE# (401)737-1300 SUPPLIERFAX # (401) 732-4725

& I

LouisA. DeQuallro This Notice of Award/Purchase Order is issuedin accordancewilh [he specificrequirementsdescribed herein and [he State's Purchasing Regulations and General Conditionsof Purchase;copiesof whichare availableat www.purchasing.rLgov.Deliveryof goods or services as 1Iouf .•.lhru4 h,....,.,i •. •..••..h ..•11 h ..••. I•..••..•.•.•...••..••...••.••_•.•.•..•_, __ •.•__ ~11... ••% .1_ Notice of.Contract purchas.e Agre~rnent Page 1 of 1

STATE OF.RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL .. PROVIDENCE RI 0?908

"1-95 RESURFACING SOUT.HERN C-2 .:' (2b09-C(-l-·032). .

. D'AMBAA.CONSTRUCTION CO'IN~C.' , , 800 JEFFERSON'BLVD . VVARVVi~K,R(02888 Effective P.eriod: AW!lrd Nuniber . 15~JUL-'1ci;" ., .3193250 " '31-DEC-14 : _

. " .. I' '.. :·D~te:·:}'··~5-.J~~~tO:...~. : .~.:o'6T 6,ONTRAC1: ADMU\W3TRAIIGN :" N"DOT AccoUNTS PAYABLE J .r,,!oyrii~an" .. ' "I. . two CAPITOL Hill; RM 109 -...'Buyer...' .,. v "TWO CAPITOU-lllt,: RM'243' . ,... p SMrr:H ST'" .. :. .. . . -. S'~ippilJ,g: -'~aid '. :. :. '. . 0 SMITHst·· 'PROVIDENCE,RI02903 -' '1 P~o\iIDENCE,RI 02?l03 . United :States:-' .,':'. :' ...; -.'.:-:.':.ye::r:;r··.. ~:T30.:;'.:'; ~.; ·United.Slales." .. T. 13.. . 0

.. :'. :OOT •· •.t· ..735of#.~:."'.: 1182842

.' ' .

.. ., A~mqp.At.ED ,C?fvlPLETION bA}E - 6f30/11

RI"C;ONTRAG~NO ...2009.-CH~032· .'. f : .'

1-95 ~'ESURFAC\N~ SQUTHERN' C-2 .. . . '. 9.0NTRACT. pRICE -,$7,242,714.80, ..:

RI FAPNO.IM-0953 (109) , ·9Q% FEDERAL ' . '")0% STf-TE : .

~GE:NCY CONTACT. PERSON: GARY ~A~z6NE -:(401) 222-2495-X4498 '. .' . -. ,' . .SljpPLIER :TELEPHONE #(401) 737-1300 .SUPPLli::R F:AX#,(401).732-4725 ' .. . .

STATE PURCHASING AGENT .' .:I :r::A:~:~.",-;tIA~~.". " This Notice of Aviard]Purchase Order is issued ili aqcordance. with the specific requir~menis described herein. and the Sla!e'!i Purcllasing . Regulations and General Conditions of Purcllase, copies of which are available a! www;purchasing.rLgov. Deli\(ery of goods or'services as .described herein shall be deemed acceptan.ce of these requiremelits '. .' 'i1J/" M~~'e~~~~ Page 1 of1 .> Notice of Contract Purchase Agreement

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

...•-. 2010-DF-011 - FLD038 - DISASTER RECOVERY-ROUTE165,EXETER

D'AMBRA CONSTRUCTION CO INC Effective Period: 800 JEFFERSON BLVD Award Number 13-MAY-10 - WARWICK, RI 02888 3185986 31'-DEC-10

I 13-MAY-10' DOT ACCOUNTS PAYABLE S Date: N TWO CAPITOL HILL, RM 243 H DOT CONTRACT ADMINISTRATION ' Buyer: J Moynihan V TWO CAPITOL HILL, RM 109 0 SMITHST I Shipping: Paid I PROVIDENCE,RI 02903 P SMITHST NET 30 PROVIDENCE,RI 02903 Terms: C United States United States Vendor#: 29 E T C Requisition Type of Bid'Number Number Department \ Requisition

I, ~IIJ\ 1181166 l 1~11"'\ DOT i

5/13/10 -12/31/10

ANTICIPATED COMPLETION DATE - 5/31/10

RI CONTRACT NO. 2010-DF-011 - FLD 038 - DISASTER RECOVERY

EMERGENCY DECLARATION - ROUTE 165, EXETER

RI CONTRACT PRICE - $83,970.00 PER THE ATTACHED EMERGENCY DECLARATION WORK LETTER OF AGREEMENT DATED 4/30110

AGENCY CONTACT PERSON: NATHAN SHAPIRO - (401) 222-3260 x 4410

SUPPLIER TELEPHONE # (401) 737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT

Louis A. DeQuattro

Thi;:; Nolice of AwardlPurchase Order is issued in accordance with the specific requirements described herein and the State's Purchasing Regulations and General Conditions of Purchase, copies of which are available at wI,Mw.purchasing.ri.!lov. Delivery of goods or services as described herein shall be deemed acceptance of these requirements Notice of Contract Purchase Agreement r'age I UI I

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2010-DF-020 FlD-091 - DISASTER RECOVERY - WOOD RIVER BRIDGE' #261, HOPKINTON D'AMBRA CONSTRUCTION GO INC 800 JEFFERSON BLVD Effective Period: WARWICK, RI 02888 Award Number 01-JUN-'1Q - ' , 3187601 31-DEC-'IO

I " S Datil: o1-JUN-1o N DOT ACCOUNTS PAYABLE H DOT CONTRACT AbMINIST'RATION c Buyer:' J Moynihan V TWO CAPITOL Hill, RM 243 " 1 TWO CAPITOL Hill, RM 109 Paid 0 SMITH ST P SMITHST Shipping: " I PROVIDENCE,RI 02903 , PROVIDENCE,RI 02903 Terms: NET 30 C United States United States Vendor#: 29 E T C

Type of ' Requisition' Bid Number Department Requisitio~ Number,

.' . N/A 1183816 DOT

611/1U - 1:'!/;ilI1U

ANTICIPATED COMplETION DATE- 30 DAYS

RI CONTRACT NO, 2010-DF-020 - FlD 091 - DISASTER RECOVERY

EMERGENCY DECLARATION - WOOD RIVER BRIDGE NO. 261, HOPKINTON

RI CONTRACT PRICE - $197,780.90

FAP NO. FlD-EMRG (020)

PER THE ATTACHED EMERGENCY DECLARATION WORK lETTER OF AGREEMENT DATEq 5/19/1 Q

AGENCY CONTACT PERSON: NATHAN SHAPIRO - (401) 222-3260 x 4410

SUPPLIER TELEPHONE # (40'1) 737-1300

STATE PURCHASING AGENT

lo'uis A. DeQualtro

This Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the. State's Purchasing Regulations and General Conditions of Purchase. copies of which are available at www. ..' ices as described herein shall be deemed acceptance of lhese requirements Notice of Contract Purchase Agreement Page 1 of'l

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2010-DF-040 FlD 380,381,382- DISASTER RECOVERY - ROUTE 1'15, ·D~AMBRA CONSTRUCTION CO INC WEST WARWICK 800 JEFFERSON BLVD WARWICK, RI 02888 Effective Period: Award Number 08-JUN-10 - 3188469 31-DEC-10

S '1 Date: 08-JUN-10 H DOT CONTRACT ADMINISTRATION N DOT ACCOUNTS PAYABLE Buyer: Moynihan I TWO CAPITOL Hill, RM 109 J V TWO CAPITOL Hill, RM 243 P SMITHST Shipping: Paid o SMITH ST PROVIDENCE,RI 02903 . Terms: NET 30 I PROVIDENCE,RI 02903 United States C United States Vendar#: 29 T E o

Type of Requisition: Department Bid Number Requisition Number: !

DOT N/A 1184449

618/10 -12/31/10

ANTICIPATED COMPLETION DATE - 21 DAYS FROM NTP

. . RI CONTRACT NO. 2010:DF-040- FLD 380,381, 382 ~ DISASTER RECOVERY

ROUTE 115, WEST WARWICK

RI CONTRACT PRICE - $149,495:00

FAP NO. FlD-EMRG (040) 80% FEDERAL - 20% STATE

PER THE ATTACHED EMERGENCY DECLARATION WORK lETTER OF AGREEMENT DATED 5/24/10

AGENCY CONTACT PERSON: LISA Hill - (401) 222-3260 x 4401

SUPPLIER TELEPHONE # (401) 737-1300

STATE PURCHASING AGENT /,. / '\ "L/. ~(1 •./..>r...~~. \../ ----:2~

Louis A. DeQuaUro This Notice of Award/Purchase Order is issued in accordance wilh the specific requirements described herein and the Slate's Purchasing Regulations and General Conditions of Purchase, copies of which are available al www.purchasing.rLgov. Delivery of goods or services as described herein shall be deemed acceptance of these requirements vm I!i'! I!'il"""'''' ID\l.. Wl !,II,;.,,\'1;\> !.jIi'1$1;it), f@"''''''!i % if! i!!'= !il~.1!fj llil fGl!lll },!U1ZiI=~ . , ..~, ~J ---->-' .

Notice of Contract Purchase Agreement Page 1 of 1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL PROVIDENCE RI 02908

2010-DF-003 FLD #078 - DISASTER D'AMBRA CONSTRUCTION CO INC RECOVERY - ROUTE 3, HOPKINTON 800 JEFFERSON BLVD . WARWICK, RI 02888 Effective Period: Award Number 3190960 28-JUN-10 - 31-DEC-10

S Date: I DOT CONTRACT ADMINISTRATION 28-JUN-10 H N DOT ACCOUNTS PAYABLE TWO CAPITOL HILL, RM 109 Buyer: J Moynihan I V TWO CAPITOL HILL, RM 243 SMITHST P Shipping: Paid o SMITHST PROVIDENCE,RI 02903 Terms:' NET 30 I PROVIDENCE,RI 02903 United States United States . . T Vendor#: 29 C o E , ,I I

. Type of Requisition Department Bid Number Requisition Number

DOT N/A 1185849

6/28/10 -12/31/10

ANTICIPATED COMPLETION DATE - 30 DAYS

RI CONTRACT NO. 2010-DF-003 - FLD 078 - D!SASTER RECOVERY

EMERGENCY DECLARATION - ROUTE 3, HOPKINTON

RI CONTRACT PRICE - $81,\)08.84

FAP #FLD-EMRG (553) 80% FEDERAL - 20% STATE

AGENCY CONTACT PERSON: NATHAN SHAPIRO - (401) 222-3260 x4410

SUPPLIERTELCPHONE # (401) 737-1300 SUPPLIER FAX # (401) 732-4725

f STATE PURCHASING AGENT f I•:::rt:: ~iJ..i ~ " This Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the State's Purchasing Regulations and General Conditions of Purchase, copies of which are available at www./?urcha rLgov. Delivery of goods or services as described herein shall be deemed acceptance of these requirements ~\.ll .~ ~~~ ~~i1~ Notice of Blanket PurchaseAgreement Page 1 011

STATE OF RHOOe ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILI. PROVIDENCE Rl 02S06

PAVING PAWTUCKET STOCKPII.E AREA, [tAMBRA CONSTRUCTION CO INC DOT 800 JEFF~SON BLVD WARWICK. RI 02888 Award effective Period: Number 04-NOV·10 - ;3l}-JUN-11 3208602

S r Ii DOl MAINTENANCE DIVISION Date: oa-NOV-10 MAIN OFFICE N DOT ACCOUNTS PAYABLE; I Buyer: J Onara2ru:l 360 LINCOLN AVE V TV\ID CAPITOL HILL. RM 243 fl Shipping; . Pard WARWlCK:,RI azasll 0 SMITHST United SlSleli Tann~ NEiao r PROVIDENCE,RI 02S0~ T ~ United States 0 VendatG 29 e

Dapanmant Typo of Requiaitlotl Bid Number Requlsltloh Numbtlr

NlA Line'l Item I Item Oescriotlon .. _ . .. Unit UnitPriee

, , , ..~ -- BlANKET REQUiREMENTS: 11/4110- 5130/11

PAVING PAWTUCKeT STOCKPILE AREA. bOT

II/or TO EXCEED· $176.:301100

BASE BID $146,599.70 , 20% E&C $ 29.4CO.30 $176,300,00

IN ACCORDANCE WITH -mE PLANS. SPECIFICATIONS AND DOCUMENTS OF pUBl.lC 610 #7447la7LJA11;O 9/27/10.

AGENCY CONTACT PERSON: SONGHAP TAING TELEPHONE NO. (401) 734-4853

SUPPLIER CONTACT PERSON: LEE TAYLOR TE!..EPHONENO. (40i) 737-1300

Lomtine A_ Hynes

This Notice of Awan3/Purchalie Order Is Issued in acccrdance with the speci1ic requiremanls dez;c:ribedherein and the State's Pu rcl1:asing lC'..eguletiol'ls snd General Conolllanl; of f'urt:hase, mpl8li af whic:l1lilre available al www.purchasing.ri.90V.belivary of gcads or servIces 3S described I'Iemin :shellbe deemed 3CC!!lptanoe of these requlrem!lnlS.

100~ SNOI.LYl:I::IdO V8109~L YYd OS:60 010G/SI/11 Notice of Contract Purchase Agreement Page 1 of 1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL . PROVIDENCE RI 02908

2010-DF-043 FLD 090,217,385- DISASTER RECOVERY - REPAIRS D'AMBRA CONSTRUCTION CO INC TO ROUTE 117 800 JEFFERSON BLVD WARWICK, RI 02888 Effective Period: Award Number 18-AUG-10- 3199222 31-DEC-10

I S Date: 18-AUG-1D H DOT CONTRACT ADMINISTRATION N DOT ACCOUNTS PAYABLE Buyer: J Moynihan I TWO CAPITOL HILL, RM 109 V TWO CAPITOL HILL, RM 243 P SMITHST Shipping: Paid 0 SMITHST PROVIDENCE,RI 02903 Terms: NET 3D I PROVIDENCE,RI 02903 United States C United States T VendoJ#: 29 0 E

I .---. , , Type of Requisition Department Bid Number Requisition Number 1.j~~.b':J4 DOT N& 1195851

8/18/10 -12/31/10

ANTICIPATED COMPLETION DATE - 45 DAYS

RI CONTRACT NO. 2010-DF-043 - FLD 090, 217, AND 385 - DISASTER RECOVERY

EMERGENCY DECLARATION - REPAIRS TO ROUTE 117

RI CONTRACT PRICE - $1,149,500.00

FAP #FLD-EMRG (043) 80% FEDERAL - 20% STATE

AGENCY CONTACT PERSON: LISA HILL - (401) 222-3260 x 4401

SUPPLIER TELEPHONE # (40·1) 737-1300 SUPPLIER FAX # (401) 732-4725

J,t.ll..t ..- ; SJ. ,rlt/01/:.

Lorraine A. Hynes This Nolice of Award/Purchase Order is issued in accordance with Ihe specific requirements described herein and the State's Purchasing Regulations and General Conditions of Purchase, copies of which are available at www.purchasing.ri.gov. Delivery of goods or services as described herein shall be deemed acceptance of these requirements c .

Notice of Contract Purchase Agreement Page 1 of 1

STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS ONE CAPITOL HILL· PROVIDENCE RI 02908

2011-CB-007 - EMERGENCY REPAIRS TO BARBERVILLE I?RIDGE D'AMBRA CONSTRUCTION CO INC NO. 41 800 JEFFERSON BLVD WARWICK, RI 02888 Award Number Effective Period: 3210583 19-NOV-10 - 31-DEC-11

S Date: I H DOT CONTRACT ADMINISTRATION 19-NOV-10 N DOT ACCOUNTS PAYABLE I TWO CAPITOL HILL, RM 109 Buyer: J Moynihan SMITH ST V TWO CAPITOL HILL, RM 243 p Shipping: Paid PROVIDENCE,RI 02903 0 SMITHST United States Terms: NET 30 I PROVIDENCE,RI 02903 T Vendor#: 29 C United States 0 E .

Department Type of Bid Number Requisition . Requisition Number

DOT EMERGENCY N/A 1205397

11/19/10 -12/31/11

ANTICIPATED COMPLETION DATE - 30 DAYS FROM NTP

RI CONTRACT NO. 2011-CB-007

TYPE II EMERGENCY - EMERGENCY REPAIRS TO BARBERVILLE BRIDGE NO. 41

CONTRACT PRICE ~$84,900.00

FAP NO. STP-0041 (002) 80% FE.DERAL - 20% STATE

AGENCY CONTACT PERSON: GARY GARZONE - (401) 222-3260 x 4408

SUPPLIER TELEPHONE # (401) 737-1300 SUPPLIER FAX # (401) 732-4725

STATE PURCHASING AGENT ¥~~t4 Lorraine A. Hvnes This Notice of Award/Purchase Order is issued in accordance with the specific requirements described herein and the State's Purchasing Regu~ations a~d Gef]eral Conditions of Purchase, copies ~f which are available at T'P.J! . g/i.f!?v. Delivery of goods or services as descnbed herem shall be deemed acceptance of these reqUIrements 'ft~jj f~~\2~~ ~~, fr.-'ll>.

Name of General Officer,

Candidate for General Office, Date of Amount of Name of Relationship to or Political Party Contribution Contribution Contributor Contracting Party

Friends of Kilmartin 08/10/10 PR $200.00 Michael V. D'Ambra None Caprio for Governor 08/31/10 PR $500.00 Michael V. D'Ambra None Friends of Chaffee 09/09/10 PR $1,000.00 Michael V. D'Ambra None Senator Domenic Ruggiero 03/07/11 $500.00 Michael V. D'Ambra None Senator Frank Ciccone 03/18/11 $250.00 Michael V. D'Ambra None Representative Steve Ucci 04/26/11 $250.00 Michael V. D'Ambra None Langevin for Congress 06/29/11 $1,000.00 Michael V. D'Ambra None