f?\ Fi'H 0 D F I c:,! c\ f·,Hi One Citizens Plaza, 8th floor ADLER POLLCCK\DtSHEEHAN IP.:'(Qj, f~ D Cf: ['I. -~~'C):)i.i ;'.;''; Providence, RI 02903·1345 Telephone 401·274·7200 Fax 401·751-0604 / 351-4607 20II ,U,!!] I Pi,l 2: C.~' 175 Federal Street Boston, lYIA02110·2210 January 31,2011 Telephone 617·482·0600 Fax 617-482·0604
www:apslaw:com VIA HAND DELIVERY
Board of Elections Campaign Finance Division 50 Branch Avenue Providence, Rhode Island 02904
Re: Affidavit of State Vendor Under Chapter 17-27 of the General Laws of Rhode Island
Ladies and Gentlemen:
Enclosed is the Affidavit of State Vendor on behalf Adler Pollock & Sheehan P.c. for the period July 1,2010 through December 31,2010.
Please acknowledge receipt by signing the enclosed copy of this letter and returning it to me in the envelope provided.
Thank you.
Very tr~IY yours, /) ~+./~O"' Nicholas F. Rago, III Executive Director
NFR/rmd Enclosures
Receipt acknowledged:
Name:
Date:
482932.5 ··Affidavit of State Vendor Page 1 of3
State of Rhode Island and Providence Plantations Campaign Finance Electronic Reporting & Tracking System (ERTS)
Vendor Affidavit
Help with this paqe I v 1.6.36
IAFFIDAVIT OF STATE VENDOR
1. Name, address and telephone number of person making this affidavit
Rhode Island Menu
Board of Elections 'HomePaQe
General Information Prefix MR. View Flied Reports First Name ;Nicholas User LOQin Middle Name 'Search .- FilinQs Last Name - Contributions Suffix - Expenditures
Contact Us
Street Address Floor
Street Address2 CitylTown, Providence State and Zip Code Phone Number i4 01)
2. Within the 24 month period preceding the date of the contract with the state agency, or with respect to the contracts that are not in writing within the 24 month period preceding the date of notification that the contract has reached the $5000 threshold, have you contributed an aggregate amount of more than $250 within a calendar year to any R.I. general officer, candidate for R.I. general office, any member of the general assembly or candidate for general @ Yes assembly, or any R.I. political party? (includes an individual contracting party, or business entity on behalf of a related party, or a related party reporting on his/her own behalf) NOTE: If this is a semi-annual filing (Le. January 1 to June 30 ® No or July 1 to December 31), you must report contributions made from the date of execution of the last contract entered into during such semi-annual period to the date which is 24 months prior to the first day of the same semi-annual period. (If you checked "No", above, do not attach a copy of the state contract, or written summary, and do not complete remainder of form.)
3. If the answer to question 2 is ''Yes'', provide the name of the R.I. general officer, candidate for R.I. general office, member of the general assembly or candidate for general assembly, or R.I. political party and the date and the amount of each contribution. List all contributions even if reported on a previously filed affidavit. However please indicate the previously reported contributions by the letter "PR" following the date of the contribution listed below. SEE ATTACHED
Name of Officer, Candidate Date of Amount of Name of or Political Part Contribution Contribution Contributor
4. What is the date of execution of the written contract requiring filing of this affidavit
[Such contract must be filed with this affidavit] NI A - SEMI-ANNUAL REPORTING
5. If the contract requiring the filing of this affidavit is not in writing, when were you first notified that the contract had reached the $5000 threshold? N/A
6. If the contract requiring the filing of this affidavit is not in writing, describe the goods and/or services to be provided, the state agency involved, and the term or duration of such contract. If the term is indefinite, so state.
https:llsecure.ricampaignfinance.com/RhodeIslandCF IPublicN endorAffidavit.aspx 1/21/2011 · Affidavit of State Vendor Page 2 of3
Agency Goods / Services Contract Expire Date
7. Is this affidavit made by you as an individual or on behalf of a business entity? ® Individual
@ Business Entity
8. If on behalf of a business entity, what is the name and nature of the business entity? Business Name FEIN# !Adler Pollock & Sheehan P.C. ;05-0343749
@ Corporation CJ Partnership ® Sole Proprietorship 0 Other Business Entity
9. If "Other Business Entity" is checked above what is the nature of such business entity?
10. Are you a state vendor because you are the contracting party in a contract with a state agency? @Ves
®No
11. If yes, what is the name of the state agency to which you are providing goods and/or services? iSEE ATTACHED
12. If the answer to question 10 is "no", are you a state vendor because you are related to a contracting party? ®Ves
®No
13. If the answer to question 12 is "yes", what is the nature of your relationship with the contracting party?
14. If you are a related party, provide the name and address of the contracting party and the state agency involved in such contract.
Name of Contracting Party
Address1
Address2
City, State and Zip
State Agency
15. If you are the contracting party, have you surveyed all related parties and does this affidavit contain all reportable contributions made by such related parties? @Ves
CJNo
16. If the answer to question 15 is "no", have you notified all such parties of the requirements and the law and of their obligation to file this affidavit if they have made reportable political contributions? ®Ves
CJNo
17. If the answer to question 16 is "yes", prOVide the names and addresses of related parties who might be required to file this affidavit and the nature of such relationship. -, IParties Name Address Relationship I
18. What is the total gross amount, in dollars, of contracts entered into during the said preceding 24 month period between the contracting party and ALL state agencies? Include all contracts regardless of amount. If you are filing this affidavit as a party related to the contracting party and do not have knowledge of the information required by this OVes question, please so state by marking "Ves," NOTE: If this is a semi annual filing (i.e. January 1 to June 30 or July 1 to December 31), you must report the total gross amount, in dollars, of contracts entered into from the date of ®No execution of the last contract entered into during such semi-annual period to the day which is 24 months prior to the first day of the same semi-annual period. SEE ATTACHED _I IState Agency Date of Contract Amount of Contract FEIN # P.O. # I https:llsecure.ricampaignfinance.com/RhodeIslandCF IPublicN endorAffidavit.aspx 1/21/2011 · Affidavit of State Vendor Page 3 of3
State of:
County of: __ .1
\IJ ~ (~ /<- -. - t!Jltt<- ~~ Notary Public Nicholas F. Rago, III My Commission Expires: t#Myj;..5 Executive Director { Date: i:; i II
https:llsecure.ricampaignfinance.com/RhodelslandCF IPublicN endorAffidavit.aspx 1/2112011 General Officer Candidate for General Date of Contribution Amount of Name of Contributor Relationship to Contracting Office or Political Party Contribution Party
Frank Caprio 08/20/10 $100.00 Alison L. Albanese Associate Michael J. Marcello 06/02/10 PR $100.00 Alison L. Albanese Associate A. Ralph Mollis 10/25/10 $200.00 Christopher Mulhearn Spouse of Associate A. Ralph Mollis 09/02/10 $250.00 Christopher Mulhearn Spouse of Associate Ralph Mollis 03/31/10 PR $300.00 Christopher Mulhearn Spouse of Associate Committee to Elect Catherine Taylor 11/01110 $500.00 Victoria M. Almeida Officer Committee to Elect Catherine Taylor 09/23/10 $500.00 Victoria M. Almeida Officer Chafee for Governor 04/18/10 PR $500.00 Victoria M. Almeida Officer Chafee for Governor 03/25/10 PR $500.00 Victoria M. Almeida Officer Friends of Gina Raimondo 03/24/10 PR $500.00 Victoria M. Almeida Officer The Caprio Committee 03/11/10 PR $500.00 Victoria M. Almeida Officer Joe Fernandez for AG 01/20/10 PR $200.00 Victoria M. Almeida Officer The Caprio Committee 12/21/09 PR $500.00 Victoria M. Almeida Officer Friends of A. Ralph Mollis 12/01/09 PR $150.00 Victoria M. Almeida Officer Friends of Costantino 12/01/09 PR $250.00 Victoria M. Almeida Officer Friends of Patrick Lynch 09/23109 PR $250.00 Victoria M. Almeida Officer Friends of Costantino 05/13/09 PR $125.00 Victoria M. Almeida Officer Friends of Edwin Pacheco 04/24/09 PR $50.00 Victoria M. Almeida Officer The Caprio Committee 03/30/09 PR $500.00 Victoria M. Almeida Officer Friends of Amy Rice 03/12/09 PR $100.00 Victoria M. Almeida Officer Friends of Daniel Connors 03/12/09 PR $150.00 Victoria M. Almeida Officer Friends of Gordon Fox 02/25/09 PR $150.00 Victoria M. Almeida Officer Paiva-Weed For Senate Committee 02/04/09 PR $200.00 Victoria M. Almeida Officer Friends of William J. Murphy 01/29/09 PR $200.00 Victoria M. Almeida Officer Frank Caprio 08/12/10 $250.00 Joseph Avanzato Officer Friends of Ralph Mollis 03/23/10 PR $500.00 Joseph Avanzato Officer Friends of Gina Raimondo 03/18/10 PR $500.00 Joseph Avanzato Officer The Caprio Committee 03/18/10 PR $500.~* Joseph Avanzato Officer Friends of Gordon Fox 01/19/10 PR $500.0 Joseph Avanzato Officer Chafee for Governor 10/26/10 $250.00 Richard R. Beretta, Jr. Officer Rhode Island Democratic Party 10/06/10 $500.00 Richard R. Beretta, Jr. Officer Dan DaPonte 10/06/10 $150.00 Richard R. Beretta, JI. Officer Josh Miller 09/23/10 $100.00 Richard R. Beretta, Jr. Officer Jon Brien I 08/26/10 $100.00 Richard R. Beretta, Jr. Officer Frank Caprio 08/20/10 $500.00~hard R. Beretta, Jr. Officer Peter Kilmartin 06/29/10 PR $150.00 'chard R. Beretta, JI. Officer Elizabeth Roberts 06/25/10 PR $200.00 Richard R. Beretta, Jr. Officer Joe Fernandez 06/25/10 PR $250.00 Richard R. Beretta, Jr. Officer Steve Costantino 06/24/10 PR $250.00 Richard R. Beretta, Jr. Officer Deb Ruggiero 06/03/10 PR $100.00 Richard R. Beretta, Jr. Officer Tim Williamson 05/31/10 PR $100.00 Richard R. Beretta, Jr. Officer Senator Goodwin 05/12/10 PR $100.00 Richard R. Beretta, Jr. Officer Don Lally 05/11/10 PR $100.00 Richard R. Beretta, Jr. Officer Senator McCaffrey 05/11/10 PR $100.00 Richard R. Beretta, Jr. Officer Representative McCauley 05/07/10 PR $50.00 Richard R. Beretta, Jr. Officer Joe McNamara 04/29/10 PR $50.00 Richard R. Beretta, Jr. Officer Greg Schadone 04/29/10 PR $50.00 Richard R. Beretta, Jr. Officer Peter Palumbo 04/27/10 PR $100.00 Richard R. Beretta, Jr. Officer Brian Patrick Kennedy 04/12/10 PR $125.00 Richard R. Beretta, Jr. Officer Pat O'Neil 04/10/10 PR $100.00 Richard R. Beretta, Jr. Officer David Caprio 04/06/10 PR $150.00 Richard R. Beretta, Jr. Officer Elizabeth Roberts 03/31/10 PR $250.00 Richard R. Beretta, Jr. Officer Gina Raimondo 03/26/10 PR $990.18 Richard R. Beretta, Jr. Officer Jon Tassoni 03/26/10 PR $100.00 Richard R. Beretta, Jr. Officer Patrick Lynch 03/26/10 PR $500.00 Richard R. Beretta, Jr. Officer Peter Petrarca 03/25/10 PR $75.00 Richard R. Beretta, Jr. Officer Bill Walaska 03/25/10 PR $100.00 Richard R. Beretta, Jr. Officer Lou DePalma 03/25/10 PR $75.00 Richard R. Beretta, Jr. Officer Mike Marcello 03/25/10 PR $50.00 Richard R. Beretta, Jr. Officer Josh Miller 03/25/10 PR $150.00 Richard R. Beretta, Jr. Officer Ralph Mollis 03/23/10 PR $150.00 Richard R. Beretta, Jr. Officer
2 Gordon Fox 03/22/10 PR $150.00 Richard R. Beretta, Jr. Officer Steve Costantino 03/22/10 PR $200.00 Richard R. Beretta, Jr. Officer Nick Mattiello 03/16/10 PR $250.00 Richard R. Beretta, Jr. Officer Frank Caprio 03/16/10 PR $250.00 Richard R. Beretta, Jr. Officer Sue Sosnowski 03/15/10 PR $100.00 Richard R. Beretta, Jr. Officer Wally Felag 03/15/10 PR $100.00 Richard R. Beretta, Jr. Officer Deb Ruggiero 03/03/10 PR $100.00 Richard R. Beretta, Jr. Officer Dan Deponte 03/03/10 PR $100.00 Richard R. Beretta, Jr. Officer Dan Connors 02/24/10 PR $100.00 Richard R. Beretta, Jr. Officer Teresa Paiva Weed 02/03/10 PR $50.00 Richard R. Beretta, Jr. Officer Gordon Fox 01/28/10 PR $50.00 Richard R. Beretta, Jr. Officer Joseph Fernandez 01/21/10 P R $50.00 Richard R. Beretta, Jr. Officer Frank Caprio 12/15/09 PR $100.00 Richard R. Beretta, Jr. Officer Patrick Lynch 12/09/09 PR $125.00 Richard R. Beretta, Jr. Officer Steven Costantino 11/30/09 PR $100.00 Richard R. Beretta, Jr. Officer Ralph Mollis 11/30/09 PR $150.00 Richard R. Beretta, Jr. Officer Peter Kilmartin 11/12/09 PR $250.00 Richard R. Beretta, Jr. Officer Elizabeth Roberts 11/06/09 PR $990.18 Richard R. Beretta, Jr. Officer Patrick Lynch 06/26/09 PR $100.00 Richard R. Beretta, Jr. Officer David Bates 06/22/09 PR $500.00 Richard R. Beretta, Jr. Officer Brian Kennedy 06/13/09 PR $75.00 Richard R. Beretta, Jr. Officer Joseph McNamara 06/13/09 PR $100.00 Richard R. Beretta, Jr. Officer Dennis Algiere 06/10/09 PR $75.00 Richard R. Beretta, Jr. Officer Eileen Naughton 06/10/09 PR $50.00 Richard R. Beretta, Jr. Officer Louis DiPalma 06/10/09 PR $150.00 Richard R. Beretta, Jr. Officer Stephen Ucci OS/28/09 PR $150.00 Richard R. Beretta, Jr. Officer John McCauley OS/28/09 PR $150.00 Richard R. Beretta, Jr. Officer Michael McCaffrey OS/26/09 PR $200.00 Richard R. Beretta, Jr. Officer Donald Lally OS/26/09 PR $250.00 Richard R. Beretta, Jr. Officer Maryellen Goodwin OS/20/09 PR $250.00 Richard R. Beretta, Jr. Officer Steven Costantino 05/13/09 PR $100.00 Richard R. Beretta, Jr. Officer William Walaska 05/06/09 PR $100.00 Richard R. Beretta, Jr. Officer
3 Dominick Ruggerio 05/04/09 PR $100.00 Richard R. Beretta, Jr. Officer David Caprio 04/30/09 PR $100.00 Richard R. Beretta, Jr. Officer Rene Menard 04/30/09 PR $100.00 Richard R. Beretta, Jr. Officer Peter Petrarca 04/30/09 PR $75.00 Richard R. Beretta, Jr. Officer Teresa Paiva-Weed 04/24/09 PR $250.00 Richard R. Beretta, Jr. Officer John Tassoni 04/23/09 PR $100.00 Richard R. Beretta, Jr. Officer Hanna Gallo 04/23/09 PR $100.00 Richard R. Beretta, Jr. Officer Ed Pacheco 04/23/09 PR $100.00 Richard R. Beretta, Jr. Officer Patrick O'Neil 04/08/09 PR $75.00 Richard R. Beretta, Jr. Officer Greg Schadone 04/08/09 PR $50.00 Richard R. Beretta, Jr. Officer Frank Caprio 03/25/09 PR $500.00 Richard R. Beretta, Jr. Officer Daniel Connors 03/12/09 PR $150.00 Richard R. Beretta, Jr. Officer Timothy Williamson 03/10/09 PR $100.00 Richard R. Beretta, Jr. Officer Daniel DaPonte 03/05/09 PR $100.00 Richard R. Beretta, Jr. Officer Peter Kilmartin 03/04/09 PR $150.00 Richard R. Beretta, Jr. Officer Patrick Lynch 02/24/09 PR $250. Richard R. Beretta, Jr. Officer Gordon Fox 02/24/09 PR $150.00 Richard R. Beretta, Jr. Officer Teresa Paiva-Weed 02/04/09 PR $200.00 Richard R. Beretta, Jr. Officer William Murphy 01/29/09 PR $200.00 Richard R. Beretta, Jr. Officer William Murphy 01/14/09 PR $250.00 Richard R. Beretta, Jr. Officer Lincoln Chafee 12/16/10 $250.00 Amy Beretta Spouse of Officer Theresa Paiva-Weed 10/17/10 $250.00 Amy Beretta Spouse of Officer George Alzeback 10/13/10 $100.00 Amy Beretta Spouse of Officer Frank Caprio 08/20/10 $1,000.00 Amy Beretta Spouse of Officer Frank Caprio 11/05/09 PR $1,000.00 Amy Beretta Spouse of Officer Timothy Williamson 03/10/09 PR $100.00 Amy Beretta Spouse of Officer Frank Caprio 09/23/10 $500.00 Robert P. Brooks Officer Frank Caprio 08/01/10 $500.00 Robert P. Brooks Officer Peter Kilmartin 07/01110 $150.00 Robert P. Brooks Officer Friends of Gina Raimondo 03/24/10 PR $250.00 Robert P. Brooks Officer The Caprio Committee 03/21/10 PR $250.00 Robert P. Brooks Officer Frank Caprio 12/17/09 PR $250.00 Robert P. Brooks Officer
4 Patrick Lynch 11/20/09 PR $150.00 Robert P. Brooks Officer Frank T. Caprio 03/27/09 PR $250.00 Robert P. Brooks Officer Frank Caprio 09/19/10 $250.00 Paul A. Campellone Officer Gina Raimondo 03/24/10 PR $250.00 Paul A. Campellone Officer Frank Caprio 03/20/10 PR $250.00 Paul A. Campellone Officer Gordon Fox 01128/10 PR $250.00 Paul A. Campellone Officer Frank Caprio 12/09 PR $250.00 Paul A. Campellone Officer Joseph Fernandez 12/09 PR $250.00 Marybeth Campellone Spouse of Officer Joseph Fernandez 08/18/10 $50.00 Avital Chatto Associate Gina Raimondo 03/25/10 PR $100.00 Avital Chatto Associate Lincoln Chafee 12/14/10 $250.00 Joseph DeAngelis Officer Kilmartin for Attorney General 10/15/10 $250.00 Joseph DeAngelis Officer Deb Ruggeiro 10/06/10 $200.00 Joseph DeAngelis Officer Frank Caprio 08/26/10 $250.00 Joseph DeAngelis Officer Frank Caprio 08/18/10 $500.00 Joseph DeAngelis Officer Rene Menard 08/01/10 $50.00 Joseph DeAngelis Officer Friends of Peter Kilmartin 06/29/10 PR $250.00 Joseph DeAngelis Officer Friends Deborah Ruggiero 06/07/10 PR $250.00 Joseph DeAngelis Officer Friends of Peter Palumbo 04/27/10 PR $100.00 Joseph DeAngelis Officer Friends of Gina Raimondo 03/26/10 PR $250.00 Joseph DeAngelis Officer Friends of Dan Connors 02/25/10 PR $150.00 Joseph DeAngelis Officer Gordon Fox 02/15/10 PR $250.00 Joseph DeAngelis Officer Friends of Joseph Fernandez 02/03/10 PR $200.00 Joseph DeAngelis Officer Patrick Lynch 12/11/09 PR $500.00 Joseph DeAngelis Officer Elizabeth Roberts 10/17/09 PR $100.00 Joseph DeAngelis Officer Daniel P. Connors 03/12/09 PR $150.00 Joseph DeAngelis Officer Pete F. Kilmartin 03/04/09 PR $150.00 Joseph DeAngelis Officer Patrick Lynch 02/09 PR $250.00 Joseph DeAngelis Officer Frank Caprio 09/2710 $500.00 Susan Leach DeBlasio Officer Joseph Fernandez 08/06/10 $100.00 Susan Leach DeBlasio Officer Gina Raimondo 06/16/10 PR $125.00 Susan Leach DeBlasio Officer Frank Caprio 03/17/10 PR $500.00 Susan Leach DeBlasio Officer
5 Lincoln Chafee 10/28110 $1,000.00 Mark O. Denehy Officer Frank Caprio 08/05/10 $500.00 Mark O. Denehy Officer Peter Kilmartin 06/29/10 $150.00 Mark O. Denehy Officer Friends of Steve Grossman 04/26/10 PR $250.00 Mark O. Denehy Officer Lynch Committee 03/26/10 PR $250.00 Mark O. Denehy Officer Frank Caprio 03/22/10 PR $500.00 Mark O. Denehy Officer Raimondo Committee 03/22110 PR $500.00 Mark O. Denehy Officer Mollis Committee 03/22/10 PR $150.00 Mark O. Denehy Officer Friends of Paiva Weed 02/04/10 PR $200.00 Mark O. Denehy Officer Friends of Gordon Fox 01/29/10 PR $250.00 Mark O. Denehy Officer Joe Feemandez 01/27/10 PR $150.00 Mark O. Denehy Officer Frank Caprio 12/21/09 PR $500.00 Mark O. Denehy Officer Patrick Lynch 12/03/09 PR $250.00 Mark O. Denehy Officer Ralph Mollis 12/01/09 PR $150.00 Mark O. Denehy Officer The Caprio Committee 03/25/09 PR $500.00 Mark O. Denehy Officer Friends of Patrick Lynch 02/21/09 PR $250.00 Mark O. Denehy Officer Friends of William Murphy 01/27/09 PR $200.00 Mark O. Denehy Officer Frank Caprio 08/10/10 $250.00 Joseph R. DiStefano Officer Ralph Mollis 06/10/10 PR $150.00 Joseph R. DiStefano Officer Gina Raimondo 04/28/10 PR $150.00 Joseph R. DiStefano Officer Gina Raimondo 03/11110 PR $250.00 Joseph R. DiStefano Officer Ralph Mollis 03/08/10 PR $150.00 Joseph R. DiStefano Officer Ralph Mollis 11/30/09 PR $150.00 Joseph R. DiStefano Officer Ralph Mollis 04/14/09 PR $150.00 Joseph R. DiStefano Officer Elizabeth Roberts 10/14/10 $500.00 Sarah T. Dowling Officer Rhode Island Democratic Party 10/07/10 $1,000.00 Sarah T. Dowling Officer Friends of Moll is 08/26/10 $500.00 Sarah T. Dowling Officer Gina Raimondo 06/17/10 PR $500.00 Sarah T. Dowling Officer David Caprio 03/26/10 PR $300.00 Sarah T. Dowling Officer Frank Caprio 03/11/10 PR $1,000.00 Sarah T. Dowling Officer Ralph Mollis 03/08/10 PR $150.00 Sarah T. Dowling Officer Gina Raimondo 03/10 PR $500.00 Sarah T. Dowling Officer
6 Connors Campaign Committee 02/22/10 PR $150.00 Sarah T. Dowling Officer Teresa Paiva Weed 02/05/10 PR $200.00 Sarah T. Dowling Officer Friends of Gordon Fox 01/10 PR $250.00 Sarah T. Dowling Officer Joe Fernandez 01/10 PR $250.00 Sarah T. Dowling Officer Friends of Ralph Mollis 11/25/09 PR $150.00 Sarah T. Dowling Officer Joseph Fernandez 11/09/09 PR $500.00 Sarah T. Dowling Officer Friends of Brian Kennedy 06/15/09 PR $125.00 Sarah T. Dowling Officer David Caprio 04/18/09 PR $300.00 Sarah T. Dowling Officer The Caprio Committee 03/24/09 PR $1,000.00 Sarah T. Dowling Officer Friends of Gordon Fox 02/24/09 PR $125.00 Sarah T. Dowling Officer Theresa Paiva Weed 02/01/09 PR $200.00 Sarah T. Dowling Officer Friends of William Murphy 01/27/09 PR $200.00 Sarah T. Dowling Officer Gina Raimondo 06/17/10 PR $500.00 Joseph L. Dowling, Jr. Spouse of Officer Elizabeth Roberts 06/02/10 PR $250.00 Joseph L. Dowling, Jr. Spouse of Officer Frank Caprio 03/30/10 PR $968.00 Joseph L. Dowling, Jr. Spouse of Officer The Caprio Committee 03/24/09 PR $1,000.00 Joseph L. Dowling, Jr. Spouse of Officer Frank Caprio 03/22/10 PR $100.00 Stephen Geanacopoulos Officer Frank T. Caprio 12/09 PR $200.00 Stephen Geanacopoulos Officer The Caprio Committee 03/27/09 PR $100.00 Stephen Geanacopoulos Officer The Caprio Committee 03/11/10 PR $250.00 Stanley J. Kanter Officer The Caprio Committee 12/21/09 PR $250.00 Stanley J. Kanter Officer Deborah Ruggeiro 10/18/10 $100.00 Richard A. Licht Officer DaPonte Committee 10/06/10 $150.00 Richard A. Licht Officer Mollis Committee 08/21/10 $250.00 Richard A. Licht Officer Fernandez for Attorney General 08/09/10 $250.00 Richard A. Licht Officer Caprio Committee 08/09/10 $500.00 Richard A. Licht Officer Deborah Ruggeiro 03/02/10 $75.00 Richard A. Licht Officer Kilmartin Committee 06/26/10 PR $250.00 Richard A. Licht Officer Blazejewski Committee 06/23/10 PR $200.00 Richard A. Licht Officer Ruggerio Committee 06/03/10 PR $100.00 Richard A. Licht Officer Desimone Committee 06/03/10 PR $50.00 Richard A. Licht Officer Gallison Committee 06/03/10 PR $100.00 Richard A. Licht Officer
7 Pollard Fundraiser OS/22/10 PR $75.00 Richard A. Licht Officer Williamson Committee OS/22/10 PR $100.00 Richard A. Licht Officer Constantino Committee 05/17/10 PR $125.00 Richard A. Licht Officer RI Senate Democrats PAC 05/14/10 PR $125.00 Richard A. Licht Officer Messier Committee 05/14/10 PR $50.00 Richard A. Licht Officer Ferri Committee 05/14/10 PR $100.00 Richard A. Licht Officer Silva Committee 05/14/10 PR $100.00 Richard A. Licht Officer Macbeth Committee 05/14/10 PR $50.00 Richard A. Licht Officer Picard Committee 05/14/10 PR $75.00 Richard A. Licht Officer Shallcross Smith Committee 05/11/10 PR $50.00 Richard A. Licht Officer Mary Ellen Goodwin Committee 05/11/10 PR $100.00 Richard A. Licht Officer McCaffrey Committee 05/11/10 PR $100.00 Richard A. Licht Officer Donna Walsh Committee 05/11/10 PR $75.00 Richard A. Licht Officer Lally Committee' 05/11/10 PR $100.00 Richard A. Licht Officer Sanbento Committee 04/30/10 PR $100.00 Richard A. Licht Officer Bates Committee 04/30/10 PR $50.00 Richard A. Licht Officer Malik Committee 04/30/10 PR $100.00 Richard A. Licht Officer Jackson Committee 04/30/10 PR $100.00 Richard A. Licht Officer McCauley Committee 04/30/10 PR $50.00 Richard A. Licht Officer Jamie Doyle Committee 04/25/10 PR $50.00 Richard A. Licht Officer Carnevale Committee 04/25/10 PR $50.00 Richard A. Licht Officer Palumbo Committee 04/25/10 PR $100.00 Richard A. Licht Officer Corvese Committee I 04/25/10 PR $50.00 Richard A. Licht cer McNamara Committee 04/25/10 PR $100.00 Richard A. Licht Officer Schadone Committee 04/25/10 PR $50.00 Richard A. Licht Officer Naughton Committee 04/25/10 PR $75.00 Richard A. Licht Officer Gablinske Committee 04/25/10 PR $100.00 Richard A. Licht Officer Renee Menard Committee 04/25/10 PR $100.00 Richard A. Licht Officer McBurney Committee 04/12/10 PR $100.00 Richard A. Licht Officer Serpa Committee 04/12/10 PR $75.00 Richard A. Licht Officer Metts Committee 04/12/10 PR $50.00 Richard A. Licht Officer Brian Kennedy Committee 04/12/10 PR $125.00 Richard A. Licht Officer
8 Edwards Committee 04/05/10 PR $50.00 Richard A. Licht Officer Scott Slater Committee 04/05/10 PR $100.00 Richard A. Licht Officer Patrick O'Neil Committee 04/05/10 PR $100.00 Richard A. Licht Officer David Caprio Committee 04/05/10 PR $150.00 Richard A. Licht Officer Roberts Committee 03/28/10 PR $250.00 Richard A. Licht Officer Vaudreuil Committee 03/28/10 PR $75.00 Richard A. Licht Officer Handy Committee 03/28/10 PR $75.00 Richard A. Licht Officer DiPalma Committee 03/28/10 PR $75.00 Richard A. Licht Officer Marcello Committee 03/28/10 PR $50.00 Richard A. Licht Officer Hanna Gallo Committee 03/28/10 PR $100.00 Richard A. Licht Officer Tassoni Committee 03/28/1'0 PR $100.00 Richard A. Licht Officer Patrick Lynch Committee 03/19/10 PR $500.00 Richard A. Licht Officer Ucci Committee 03/19/10 PR $100.00 Richard A. Licht Officer Miller Committee 03/19/10 PR $150.00 Richard A. Licht Officer Carter Committee 03/19/10 PR $100.00 Richard A. Licht Officer Charlene Lima Committee 03/19/10 PR $100.00 Richard A. Licht Officer Raimondo Committee 03/19/10 PR $500.00 Richard A. Licht Officer Walaska Committee 03/19/10 PR $100.00 Richard A. Licht Officer Petrarca Committee 03/19/10 PR $75.00 Richard A. Licht Officer Michael Rice Committee 03/19/10 PR $50.00 Richard A. Licht Officer Mollis Committee 03/19/10 PR $150.00 Richard A. Licht Officer Paul Fogarty Committee 03/19/10 PR $100.00 Richard A. Licht Officer Fierro Committee 03/19/10 PR $50.00 Richard A. Licht Officer Erin Lynch Committee 03/19/10 PR $100.00 Richard A. Licht Officer Constantino Committee 03/19/10 PR $250.00 Richard A. Licht Officer Maselli Committee 03/11/10 PR $50.00 Richard A. Licht Officer Amy Rice Committee 03/11/10 PR $100.00 Richard A. Licht Officer Matiello Committee 03/11/10 PR $150.00 Richard A. Licht Officer Ciccione Committee 03/08/10 PR $200.00 Richard A. Licht Officer Anastasia Williams 03/05/10 PR $100.00 Richard A. Licht Officer Pichardo Committee 03/05/10 PR $50.00 Richard A. Licht Officer Levesque Committee 03/05/10 PR $50.00 Richard A. Licht Officer
9 DaSilva Committee 03/05/10 PR $50.00 Richard A. Licht Officer Felag Committee 03/05/10 PR $75.00 Richard A. Licht Officer Melo Committee 03/05/10 PR $75.00 Richard A. Licht Officer Coderre Committee 03/02/10 PR $100.00 Richard A. Licht Officer Bea Lanzi Committee 03/02/10 PR $75.00 Richard A. Licht Officer Deborah Ruggiero Committee 03/02/10 PR $75.00 Richard A. Licht Officer Daponte Committee 03/02/10 PR $100.00 Richard A. Licht Officer Perry Committee 02/22/10 PR $100.00 Richard A. Licht Officer Connors Committee 02/04/10 PR $150.00 Richard A. Licht Officer Paiva Weed Committee 02/04/10 PR $250.00 Richard A. Licht Officer Gordon Fox Committee 02/04/10 PR $540.30 Richard A. Licht Officer Kilmartin Committee 01119/10 PR $250.00 Richard A. Licht Officer Fernandez For Attorney General 01/19/10 PR $250.00 Richard A. Licht Officer Patrick Lynch Committee 12/08/09 PR $500.00 Richard A. Licht Officer Aponte Committee 12/08/09 PR $200.00 Richard A. Licht Officer Costantino Committee 12/01109 PR $250.00 Richard A. Licht Officer Mollis Committee 12/01109 PR $150.00 Richard A. Licht Officer Patrick Lynch 06/19/09 PR $250.00 Richard A. Licht Officer Michael Rice 06/19/09 PR $50.00 Richard A. Licht Officer Elizabeth Roberts 06/19/09 PR $250.00 Richard A. Licht Officer John Desimone 06/19/09 PR $50.00 Richard A. Licht Officer Jamie Doyle 06/19/09 PR $50.00 Richard A. Licht Officer Patrick Lynch 06/19/09 PR $250.00 Richard A. Licht Officer Donald Lally 06/16/09 PR $100.00 Richard A. Licht Officer Dennis Algiere 06/14/09 PR $50.00 Richard A. Licht Officer Samuel Azzinaro 06/14/09 PR $50.00 Richard A. Licht Officer Paul Fogarty 06/14/09 PR $100.00 Richard A. Licht Officer Arthur handy 06/14/09 PR $100.00 Richard A. Licht Officer Brian Kennedy 06/14/09 PR $125.00 Richard A. Licht Officer J. Michael Lenihan 06/14/09 PR $75.00 Richard A. Licht Officer Karen Macbeth 06/14/09 PR $50.00 Richard A. Licht Officer Joseph McNamara 06/14/09 PR $100.00 Richard A. Licht Officer
10 Mary Ann Shallcross 06/14/09 PR $50.00 Richard A. Licht Officer House Democratic Majority 06/11109 PR $100.00 Richard A. Licht Officer Committee Nicholas Matiello 06/11/09 PR $75.00 Richard A. Licht Officer Frank Caprio Committee 06/04/09 PR $150.00 Richard A. Licht Officer Elizabeth Dennigan 06/04/09 PR $100.00 Richard A. Licht Officer Louis DiPalma 06/04/09 PR $100.00 Richard A. Licht Officer Christopher Maselli 06/04/09 PR $100.00 Richard A. Licht Officer Eileen Naughton 06/04/09 PR $50.00 Richard A. Licht Officer Peter Palumbo 06/04/09 PR $100.00 Richard A. Licht Officer William Sanbento 06/04/09 PR $100.00 Richard A. Licht Officer David Segal 06/04/09 PR $1 Richard A. Licht Officer Anastasia Williams 06/04/09 PR $1 Richard A. Licht Officer Raymond Gallison 06/03/09 PR $75.00 Richard A. Licht Officer John McCauley 06/03/09 PR $50.00 Richard A. Licht Officer Stephen Ucci 06/03/09 PR $100.00 Richard A. Licht Officer Agostinho Silva 06/02/09 PR $199.00 Richard A. Licht Officer Michael McCaffrey OS/28/09 PR $100.00 Richard A. Licht Officer Roberto DaSilva 05/18/09 PR $75.00 Richard A. Licht Officer Mary Ellen Goodwin 05/18/09 PR $100.00 Richard A. Licht Officer Michael Marcello 05/18/09 PR $50.00 Richard A. Licht Officer Roger Picard 05/18/09 PR $75.00 Richard A. Licht Officer Donna Walsh 05/18/09 PR $50.00 Richard A. Licht Officer Constantino Committee 05/08/09 PR $125.00 Richard A. Licht Officer Frank Ferri 05/04/09 PR $50.00 Richard A. Licht Officer Erin Lynch 05/04/09 PR $100.00 Richard A. Licht Officer Domonick Ruggerio 05/04/09 PR $100.00 Richard A. Licht Officer Deborah Ruggiero 05/04/09 PR $75.00 Richard A. Licht Officer William Walaska 05/04/09 PR $100.00 Richard A. Licht Officer David Caprio 04/24/09 PR $100.00 Richard A. Licht Officer John Carnevale 04/24/09 PR $50.00 Richard A. Licht Officer Frank Ciccione 04/24/09 PR $100.00 Richard A. Licht Officer
11 Frank DeVall 04/24/09 PR $50.00 Richard A. Licht Officer Renee Menard 04/24/09 PR $100.00 Richard A. Licht Officer Joshua Miller 04/24/09 PR $100.00 Richard A. Licht Officer Edwin Pacheco 04/24/09 PR $100.00 Richard A. Licht Officer Peter Petrarca 04/24/09 PR $75.00 Richard A. Licht Officer Scott Pollard 04/20/09 PR $100.00 Richard A. Licht Officer Teresa Paiva Weed 04/20/09 PR $250.00 Richard A. Licht Officer Christopher Fierro 04/15/09 PR $50.00 Richard A. Licht Officer Hanna Gallo 04/15/09 PR $100.00 Richard A. Licht Officer A. Ralph Mollis 04/15/09 PR $150.00 Richard A. Licht Officer Juan Pichardo 04/15/09 PR $100.00 Richard A. Licht Officer John Tassoni 04/15/09 PR $100.00 Richard A. Licht Officer Teresa Paiva-Weed 04/20/09 PR $250.00 Richard A. Licht Officer Ralph Mollis 04/15/09 PR $150.00 Richard A. Licht Officer House Democratic Majority 04/15/09 PR $100.00 Richard A. Licht Officer Committee Beatrice Lanzi 04/06/09 PR $50.00 Richard A. Licht Officer Patrick O'Neil 04/06/09 PR $75.00 Richard A. Licht Officer Gregory Schadone 04/06/09 PR $50.00 Richard A. Licht Officer Kenneth Carter 04/02/09 PR $100.00 Richard A. Licht Officer Perry Committee 04/02/09 PR $100.00 Richard A. Licht Officer Joanne Giannini 03/31/09 PR $75.00 Richard A. Licht Officer Friends of Frank Caprio 03/26/09 PR $250.00 Richard A. Licht Officer Elaine Coderre 03/26/09 PR $100.00 Richard A. Licht Officer John M. Fernandez 03/26/09 PR $50.00 Richard A. Licht Officer Charlene Lima 03/19/09 PR $100.00 Richard A. Licht Officer Helio Melo 03/19/09 PR $75.00 Richard A. Licht Officer Patricia A. Serpa 03/19/09 PR $75.00 Richard A. Licht Officer Kenneth A. Vaudreuil 03/12/09 PR $75.00 Richard A. Licht Officer Daniel Daponte 03/19/09 PR $100.00 Richard A. Licht Officer Connors Committee 03/10/09 PR $150.00 Richard A. Licht Officer Amy Rice 03/10/09 PR $100.00 Richard A. Licht Officer
12 Timothy Williamson 03/10/09 PR $100.00 Richard A. Licht Officer Kilmartin Committee 03/05/09 PR $150.00 Richard A. Licht Officer John F. McBurney, II 02/24/09 PR $250.00 Richard A. Licht Officer Patrick Lynch 02/21/09 PR $250.00 Richard A. Licht Officer Gordon Fox 02/21/09 PR $150.00 Richard A. Licht Officer Elizabeth Roberts 02/21/09 PR $250.00 Richard A. Licht Officer Teresa Paiva Weed 02/04/09 PR $200.00 Richard A. Licht Officer William Murphy PR $200.00 Richard A. Licht Officer Gordon Fox 02/21/09 PR $150.00 Richard A. Licht Officer Frank Caprio 08/20/10 $250.00 E. Hans Lundsten Officer Frank Caprio 03/18/10 PR $250.00 E. Hans Lundsten Officer Gina Raimondo 03/18/10 PR $150.00 E. Hans Lundsten Officer Gordon Fox 01/29/10 PR $250.00 E. Hans Lundsten Officer Joe Fernandez 01/20/10 PR $175.00 E. Hans Lundsten Officer Frank Caprio 03/18/10 PR $200.00 Geoffrey W. Millsom Officer Frank Caprio 12/22/09 PR $250.00 Geoffrey W. Millsom Officer Gina Raimondo 06/24/10 PR $100.00 Elizabeth M. Noonan Officer Patrick Lynch 03/31/10 PR $500.00 Elizabeth M. Noonan Officer Gina Raimondo 03/29/10 PR $250.00 Elizabeth M. Noonan Officer Peter Kilmartin 03/04/10 PR $150.00 Elizabeth M. Noonan Officer Frank Ciccone, III 03/03/10 PR $200.00 Elizabeth M. Noonan Officer Gordon Fox 02/15/10 PR $250.00 Elizabeth M. Noonan Officer Teresa Paiva Weed 02/04/10 PR $200.00 Elizabeth M. Noonan Officer Joseph Fernandez 02/03/10 PR <1>100.00 Elizabeth M. Noonan Officer Patrick Lynch 12/09/09 PR $250.00 Elizabeth M. Noonan Officer Patrick Lynch 09/30/09 PR $250.00 Elizabeth M. Noonan Officer Josh Miller 04/22/09 PR $150.00 Elizabeth M. Noonan Officer John F. McBurney, III 02/25/09 PR $250.00 Elizabeth M. Noonan Officer M. Teresa Paiv Weed 02/04/09 PR $200.00 Elizabeth M. Noonan Officer William J. Murphy 01/29/09 PR $200.00 Elizabeth M. Noonan Officer Lincoln Chafee 10/26/10 $250.00 Patricia K..Rocha Officer Frank Caprio 08/10/10 $500.00 Patricia K..Rocha Officer
13 Friends of Patrick Lynch 03/29/10 PR $500.00 Patricia K. Rocha Officer Gina Raimondo 03/26/10 PR $250.00 Patricia K. Rocha Officer Daniel Connors 02/25/10 PR $150.00 Patricia K. Rocha Officer Gordon Fox 02/15/10 PR $250.00 Patricia K. Rocha Officer Teresa Paiva Weed 02/04/10 PR $200.00 Patricia K. Rocha Officer Joseph Fernandez 02/03/10 PR $150.00 Patricia K. Rocha Officer Frank Caprio 12/21/09 PR $500.00 Patricia K. Rocha Officer Frank Caprio 08/19/10 $100.00 Alan M. Shoer Officer Gina Raimondo 03/26/10 PR $100.00 Alan M. Shoer Officer Frank Caprio 03/17/10 PR $100.00 Alan M. Shoer Officer Gordon Fox 02/15/10 PR $100.00 Alan M. Shoer Officer Joseph Fernandez 02/03/10 PR $100.00 Alan M. Shoer Officer Lincoln Chafee 12/16/10 $250.00 Lori C. Silveira Officer Lincoln Chafee 10/29/10 $100.00 Lori C. Silveira Officer Frank Caprio 08/16/10 $250.00 Lori C. Silveira Officer Gina Raimondo 03/25/10 PR $100.00 Lori C. Silveira Officer Frank Caprio 03/22/10 PR $99.00 Lori C. Silveira Officer Gordon Fox 01/28/10 PR $250.00 Lori C. Silveira Officer Joe Fernandez 01/13/10 PR $250.00 Lori C. Silveira Officer Patrick Lynch 06/09 PR $200.00 Lori C. Silveira Officer Senator Tassoni 04/22/09 PR $150.00 Lori C. Silveira Officer Joseph M.Fernandez 03/09 PR $50.00 Lori C. Silveira Officer Gordon Fox 02/28/09 PR $150.00 Lori C. Silveira Officer Patrick Lynch 02/23/09 PR $250.00 Lori C. Silveira Officer Teresa Paiva-Weed 02/05/09 PR $100.00 Lori C. Silveira Officer Lincoln Chafee 10/27/10 $500.00 Robert I. Stolzman Officer Joe Fernandez 08/09/10 $250.00 Robert I. Stolzman Officer Anastasia Williams 07/20/10 $100.00 Robert I. Stolzman Officer Brian Patrick Kennedy 04/12/10 PR $125.00 Robert 1. Stolzman Officer Gina Raimondo 03/25/10 PR $500.00 Robert I. Stolzman Officer Charlene Lima 03/24/10 PR $100.00 Robert 1. Stolzman Officer Frank Caprio 03/18/10 PR $1,000.00 Robert 1. Stolzman Officer
14 Amy Rice 03/17/10 PR $150.00 Robert I. Stolzman Officer Patrick Lynch 03/16/10 PR $1,000.00 Robert I. Stolzman Officer Elizabeth Roberts 03/15/10 PR $1,000.00 Robert 1. Stolzman Officer Dan Connors 02/24/10 PR $150.00 Robert 1. Stolzman Officer Teresa Paiva Weed 02/04/10 PR $200.00 Robert 1. Stolzman Officer Gordon Fox t::Q:1/28/10PR $500.00 Robert 1. Stolzman Officer Joe Fernandez 01/13/10 PR $250.00 Robert 1. Stolzman Officer Frank Caprio 12/15/09 PR $250.00 Robert 1. Stolzman Officer Steven Costantino 12/02/09 PR $250.00 Robert I. Stolzman Officer A. Ralph Mollis 12/01/09 PR $150.00 Robert I. Stolzman Officer Patrick Lynch 06/25/09 PR $750.00 Robert 1. Stolzman Officer Brian Kennedy 06/15/09 PR $125.00 Robert 1. Stolzman Officer Steve Costantino 05/13/09 PR $175.00 Robert 1. Stolzman Officer Dominick Ragerio 05/04/09 PR $100.00 Robert 1. Stolzman Officer Erin Lynch 05/04/09 PR $100.00 Robert 1. Stolzman Officer EdPacheo 04/27/09 PR $100.00 Robert 1. Stolzman Officer Frank Caprio 03/30/09 PR $750.00 I Robert 1. Stolzman Officer Dan Connors 03/12/09 PR $150.00 Robert 1. Stolzman Officer Amy Rice 03/12/09 PR $100.00 Robert 1. Stolzman Officer Gordon Fox 02/24/09 PR $150.00 Robert I. Stolzman Officer Patrick Lynch 02/24/09 PR $250.00 Robert 1. Stolzman Officer Frank Caprio 02/18/09 PR $125.00 Robert 1. Stolzman Officer William Murphy 01/29/09 PR $200.00 Robert I. Stolzman Officer Frank Caprio 08/18/10 $500.00 John A. Tarantino Officer Friends of Gina Raimondo 03/23/10 PR $250.00 John A. Tarantino Officer Friends ofMollis Committee 03/22/10 PR $150.00 John A. Tarantino Officer Caprio Committee 03/13/10 PR $250.00 John A. Tarantino Officer Connors Campaign Committee 02/23/10 PR $150.00 John A. Tarantino Officer Joe Fernandez for AG 01/28/10 PR $100.00 John A. Tarantino Officer Friends of Gordon Fox 01/12/10 PR $250.00 John A. Tarantino Officer Frank Caprio 12/21/09 PR $500.00 John A. Tarantino Officer Friends of Erin Lynch 05/06/09 PR $100.00 John A. Tarantino Officer
15 The Caprio Committee 03/30/09 PR $250.00 John A. Tarantino Officer Paiva-Weed for Senate 02/04/09 PR $200.00 John A. Tarantino Officer Friends of William J. Murphy 01/29/09 PR $200.00 John A. Tarantino Officer Gina Raimondo 06/08/10 PR $500.00 R. Bart Totten Officer Frank Caprio 03/22/10 PR $500.00 R. Bart Totten Officer Frank Caprio 12/23/09 PR $250.00 Jeffrey Techentin Officer Frank Caprio 08/16/10 $250.00 David A. Wollin Officer Joe Fernandez 06/21/10 PR $100.00 David A. Wollin Officer Lincoln Chafee 05/01/10 PR $250.00 David A. Wollin Officer Daniel P. Connors 02/25/10 PR $150.00 David A. Wollin Officer Gordon Fox 02/15/10 PR $250.00 David A. Wollin Officer Frank T. Caprio 12/31/09 PR $500.00 David A. Wollin Officer Previously Reported: $83,711.66 This Report: $17,075.00
319007.11
16 (>11(' CIIl'l.l·tl~ PI:l'l.a, Xl" (1"01 ADLER POLLCCK ®.SHEEHAN P.c. "",,,id"lIce, III 02 17 ~ I'ed"nil SITeet 1\••,1"0. i\l.\ £J211il.;~2111 '1','1<.'1'1\. 11n' (, I '1 •. IlU·f'/(,llil lax (d ·.'..Ill.~·il("f'/'I November 5,2010 Via E-Mail Patricia A. Cerbo Purchasing Director Rhode Island Resource Recovery Corporation 65 Shun Pike Johnston, RI 02919 Re: RFQlRFP No. 878 - Legal Services Dear Ms. Cerbo: Thank you for yotlr letter of November 5, 2010. In accordance with the contract for legal services in the above-referenced matter, Adler Pollock & Sheehan P.C. ("AP&S") is willing to enter into a renewal agreement from January 1,2011 to December 31,2011 and to keep the same rates as in 2010 (attomey time is billed at the blended rate of $225 per hour). Should you have any questions, please feel free to contact me. nCereIY' ~. oC17'\M'\~ ~ OI-IN A. TARANTINO JAT:dh cc: Michael J. O'Connell, Executive Director Mark O. Denehy, Esq. 552455.1 Attachment ] ]. If yes, what is the name of the state agency to which you are providing goods and/or services • Department of Administration • Employees Retirement System of the State of Rhode Island • Narragansett Bay Commission • Office of the Genera] Treasurer • Rhode ]sland Airport Corporation • Rhode Island Board of Governors For Higher Education • Rhode Island Convention Center Authority • Rhode Is]and Department of Corrections • Rhode Island Economic Development Corporation • Rhode Is]and Health and Educational Building Corporation • Rhode Island Public Transit Authority • Rhode Is]and Resource Recovery Corporation • Rhode Island State Investment Commission • Rhode Is]and Turnpike & Bridge Authority • Secretary of State • State of Rhode Island ] 8. What is the total gross amount, in dollars, of contracts entered into during the said preceding 24 month period between the contracting party and ALL state agencies? Include all contracts regardless of amount. If you are filing this affidavit as a party related to the contracting party and do not have knowledge of the information required by this question, please so state by marldng "Yes." NOTE: If this is a semi annual filing (i.e. January I to Jl;me 30 or July] to December 3]), you must report the total gross amount, in dollars, of contracts entered into from the date of execution of the last contract entered into during such semi-annual period to the day which is 24 months prior to the first day of the same semi-annual period Agency Fees Received 12/31/08 12/31/10 RI Economic Development Corporation $ 863,366.46 RI Airport Corporation 409,0]4.76 RI Resource Recovery Corporation 72,757.43 RI Convention Center Authority...... 135,599.50 Secretary of State...... 45,702.50 Board of Governors ]70,823.90 State of Rhode Island ]08,773.75 RI Department of Corrections...... 94,593.75 Narragansett Bay Commission ]9, ]47.50 Office of the General Treasurer 3,593.75 RI Turnpike & Bridge Authority 75,052.75 RI Public Transit Authority ]23,459.75 RI Health and Educational Building Corporation ] 84,454.] 7 Department of Administration ]9,690.00 RI State Investment Commission...... 87,6] ].25 Employees' Retirement System of the State of Rhode Island 3,]20.00 $ 2,4] 6,761.22 482812.1 One Citizens Plaza, 8th floor ADLER POLLCCK®SHEEHAN P.C. Providence, Rl 02903·1345 Telephone 401·274·7200 Fax 401-751-0604 / 351-4607 175 Federal Street Boston, J:v1A 02110·2210 Telephone 617·482·0600 July 29,2010 Fax 617-482·0604 www.apslaw.com VIA HAND DELIVERY Board of Elections Campaign Finance Division 50 Branch Avenue Providence, Rhode Island 02904 Re: Affidavit of State Vendor Under Chapter 17-27 of the General Laws of Rhode Island Ladies and Gentlemen: Enclosed is the Affidavit of State Vendor on behalf Adler Pollock & Sheehan P.C. for the period January 1,2010 through June 30, 2010. Please acknowledge receipt by signing the enclosed copy of this letter and returning it to me in the envelope provided. Thank you. Very truly yours, ~+fLo§ Nicholas F. Rago, III Executive Director NFRJrmd Enclosures Receipt acknowledged: Name: Date: 482932.4 " Affidavit of State Vendor Page lof3 State of Rhode Island and Providence Plantations Campaign Finance Electronic Reporting & Tracking System (ERTS) Vendor Affidavit Help with this pape Iv 1.6.36 IAFFIDAVIT OF STATE VENDOR 1. Name, address and telephone number of person making this affidavit Rhode Island Menu 'Board of Elections Home Paae t:P ---t> 0 General Information 0 J:lr ?O Prefix MR View Filed Reports '/O:x: First Name °0 ~ ()O 'User Loain -om Middle Name W Search 0 i'1~ • Filinas Last Name r-Ii"" fY)'P" • Contributions ~ 0 Suffix '. Expenditures -=- .-,\;e ""':'0 -::! 0 Contact Us 0 Z (1'\ if' Street Address Street Address2 CitylTown, State and Zip Code Phone Number 2. Within the 24 month period preceding the date of the contract with the state agency, or with respect to the contracts that are not in writing within the 24 month period preceding the date of notification that the contract has reached the $5000 threshold, have you contributed an aggregate amount of more than $250 within a calendar year to any RI. general officer, candidate for RI. general office, any member of the general assembly or candidate for general @Yes assembly, or any RI. political party? (includes an individual contracting party, or business entity on behalf of a related party, or a related party reporting on his/her own behalf) NOTE: If this is a semi·annual filing (i.e. January 1 to June 30 IE) No or July 1 to December 31), you must report contributions made from the date of execution of the last contract entered into during such semi·annual period to the date which is 24 months prior to the first day of the same semi-annual period. (If you checked "No", above, do not attach a copy of the state contract, or written summary, and do not complete remainder of form.) 3. If the answer to question 2 is "Yes", provide the name of the RI. general officer, candidate for RI. general office, member of the general assembly or candidate for general assembly, or R.1. political party and the date and the amount of each contribution. List all contributions even if reported on a previously filed affidavit. However please indicate the previously reported contributions by the letter "PR" following the date of the contribution listed below. SEE ATTACHED Name of Officer, Candidate Date of Amount of Name of or Political Part Contribution Contribution Contributor 4. What is the date of execution of the written contract requiring filing of this affidavit [Such contract must be filed with this affidavit] NIA - SEMI -ANNUAL REPORTING 5. If the contract requiring the filing of this affidavit is not in writing, when were you first notified that the contract had reached the $5000 threshold? 6. If the contract requiring the filing of this affidavit is not in writing, describe the goods and/or services to be provided, the state agency involved, and the term or duration of such contract. If the term is indefinite, so state. https:llsecure.ricampaignfinance.comlRhodeIslandCF IPublicN endorAffidavit.aspx 7/22/2010 " Affidavit of State Vendor Page 2 of3 Contract Expire Agency Goods I Services Date N/A 7. Is this affidavit made by you as an individual or on behalf of a business entity? ® Individual @ Business Entity 8. If on behalf of a business entity, what is the name and nature of the business entity? Business Name FEIN# @ Corporation ® Partnership ® Sole Proprietorship ([) Other Business Entity 9. If "Other Business Entity" is checked above what is the nature of such business entity? 10. Are you a state vendor because you are the contracting party in a contract with a state agency? @Yes ®No 11. If yes, what is the name of the state agency to which you are providing goods and/or services? 12. If the answer to question 10 is "no", are you a state vendor because you are related to a contracting party? ([)Yes ([) No 13. If the answer to question 12 is "yes", what is the nature of your relationship with the contracting party? 14. If you are a related party, provide the name and address of the contracting party and the state agency involved in such contract Name of Contracting Party Address1 Address2 City, State and Zip State Agency 15. If you are the contracting party, have you surveyed all related parties and does this affidavit contain all reportable contributions made by such related parties? @Yes ®No 16. If the answer to question 15 is "no", have you notified all such parties of the requirements and the law and of their obligation to file this affidavit if they have made reportable political contributions? ®Yes ([) No 17. If the answer to question 16 is "yes", provide the names and addresses of related parties who might be required to file this affidavit and the nature of such relationship. IParties Name Address Relationship 18. What is the total gross amount, in dollars, of contracts entered into during the said preceding 24 month period between the contracting party and ALL state agencies? Include all contracts re of amount If you are filing this affidavit as a party related to the contracting party and do not have knowle he Information required by this ([) Yes question, please so state by marking "Yes." NOTE: If this is a semi annual . January 1 to June 30 or July 1 to December 31), you must report the total gross amount, in dollars, of contracts entered into from the date of ([) No execution of the last contract entered into during such semi-annual period to the day which is 24 months prior to the first day of the same semi-annual period. SEE ATTACHED _I IState Agency Date of Contract Amount of Contract FEIN # P.O. # I https:llsecure.ricampaignfinance.comlRhodeIslandCF IPublicN endorAffidavit.aspx 7/2212010 Affidavit of State Vendor Page 3 of3 State of: LiRI__ County of: !Providence au~.l~ ~-t~ Notary-Public . Nicholas F. Rago, III 0 My Commission Expires: OJ· I().'II Executive Director Date: '1 \=1..."\ \ \0 . Colleen M. Vandal .."Wi',:!ii Notary Public. Rhode Island "I , ;':; My Commission expires: September 10. 2011 Notary I.D. No. 45463 https:llsecure.ricampaignfinance.comiRhodeIslandCF IPublicN endorAffidavit.aspx 7/22/2010 General Officer Candidate for General Date of Contribution Amount of Name of Contributor RelationsWp to Contracting Office or Political Party Contribution Party Michael J. Marcello 06/02/10 $100.00 Alison L. Albanese Associate Ralph Mollis 03/31/10 $300.00 Christopher Mulhearn Spouse of Associate Chafee for Governor 04/18/10 $500.00 Victoria M. Almeida Officer Chafee for Governor 03/25/10 $500.00 Victoria M. Almeida Officer Friends of Gina Raimondo 03/24/10 $500.00 Victoria M. Almeida Officer The Caprio Committee 03/11/10 $500.00 Victoria M. Almeida Officer Joe Fernandez for AG 01/20/10 $200.00 Victoria M. Almeida Officer The Caprio Committee 12/21/09 PR $500.00 Victoria M. Almeida Officer Friends of A. Ralph Mollis 12/01/09 PR $150.00 Victoria M. Almeida Officer Friends of Costantino 12/01/09 PR $250.00 Victoria M. Almeida Officer Friends of Patrick Lynch 09/23/09 PR $250.00 Victoria M. Almeida Officer Friends of Costantino 05/13/09 PR $125.00 Victoria M. Almeida Officer Friends of Edwin Pacheco 04/24/09 PR $50.00 Victoria M. Almeida Officer The Caprio Committee 03/30/09 PR $500.00 Victoria M. Almeida Officer Friends of Amy Rice 03/12/09 PR $100.00 Victoria M. Almeida Officer Friends of Daniel Connors 03/12/09 PR $150.00 Victoria M. Almeida Officer Friends of Gordon Fox 02/25/09 PR $150.00 Victoria M. Almeida Officer Paiva-Weed For Senate Committee 02/04/09 PR $200.00 Victoria M. Almeida Officer Friends of William J. Murphy 01/29/09 PR $200.00 Victoria M. Almeida Officer Friends of Ralph Mollis 03/23/10 $150.00 Joseph Avanzato Officer Friends of Gina Raimondo 03/18/10 $250.00 Joseph Avanzato Officer The Caprio Committee 03/18/10 $250.00 Joseph Avanzato Officer Friends of Gordon Fox 01/19/10 $250.00 Joseph Avanzato Officer Peter Kilmartin 06/29110 $150.00 Richard Beretta Officer Elizabeth Roberts 06/25110 $200.00 Richard Beretta Officer Joe Fernandez 06/25/10 $250.00 Richard Beretta Officer Steve Costantino 06/24/10 $250.00 Richard Beretta Officer Deb Ruggiero 06/03/10 $100.00 Richard Beretta Officer Tim Williamson 05/31/10 $100.00 Richard Beretta Officer Senator Goodwin 05/12/10 $100.00 Richard Beretta Officer Don Lally 05/11/10 $100.00 Richard Beretta Officer Senator McCaffrey 05/11/10 $100.00 Richard Beretta Officer Representative McCauley 05/07/10 $50.00 Richard Beretta Officer Joe McNamara 04/29/10 $50.00 Richard Beretta Officer Greg Schadone 04/29/10 $50.00 Richard Beretta Officer Peter Palumbo 04/27/10 $100.00 Richard Beretta Officer Brian Patrick Kennedy 04/12/10 $125.00 Richard Beretta Officer Pat O'Neil 04/10/10 $100.00. Richard Beretta Officer David Caprio 04/06/10 $150.00 Richard Beretta Officer Elizabeth Roberts 03/31/10 $250.00 Richard Beretta Officer Gina Raimondo 03/26/10 $990.18 Richard Beretta Officer Jon Tassoni 03/26/10 $100.00 Richard Beretta Officer Patrick Lynch 03/26/10 $500.00 Richard Beretta Officer Peter Petrarca 03/25/10 $75.00 Richard Beretta Officer Bill Walaska 03/25/10 $100.00 Richard Beretta Officer Lou DePalma 03/25/10 $75.00 Richard Beretta Officer Mike Marcello 03/25/10 $50.00 Richard Beretta Officer Josh Miller 03/25/10 $150.00 Richard Beretta Officer Ralph Mollis 03/23/10 $150.00 Richard Beretta Officer Gordon Fox 03/22/10 $250.00 Richard Beretta Officer Steve Costantino 03/22/10 $250.00 Richard Beretta Officer Nick Mattiello 03/16/10 $150.00 Richard Beretta Officer Frank Caprio 03/16/10 $500.00 Richard Beretta Officer Sue Sosnowski 03/15/10 $50.00 Richard Beretta Officer Wally Felag 03/15/10 $50.00 Richard Beretta Officer Deb Ruggiero 03/03/10 $100.00 Richard Beretta Officer Dan Deponte 03/03/10 $100.00 Richard Beretta Officer Dan Connors 02/24/10 $150.00 Richard Beretta Officer Teresa Paiva Weed 02/03/10 $250.00 Richard Beretta Officer Gordon Fox 01128/10 $710.00 Richard Beretta Officer Joseph Fernandez 01/21/10 $250.00 Richard Beretta Officer 2 Frank Caprio 12/15/09 PR $500.00 Richard R. Beretta Officer ~ . kLynch 12/09/09 PR $500.00 Richard R. Beretta Officer Steven Costantino 11/30/09 PR $250.00 Richard R. Beretta Officer Ralph Mollis 11/30/09 PR $150.00 Richard R. Beretta Officer Peter Kilmartin 11/12/09 PR $100.00 Richard R. Beretta Officer Elizabeth Roberts 11/06/09 PR $250.00 Richard R. Beretta Officer Frank Caprio 11/05/09 PR $1,000.00 Amy Beretta Spouse of Officer Patrick Lynch 06/26/09 PR $250.00 Richard R. Beretta Officer David Bates 06/22/09 PR $100.00 Richard R. Beretta Officer Brian Kennedy 06/13/09 PR $125.00 Richard R. Beretta Officer Joseph McNamara 06/13/09 PR $50.00 Richard R. Beretta Officer Dennis Algiere 06/10/09 PR $50.00 Richard R. Beretta Officer Eileen Naughton 06/10/09 PR $50.00 Richard R. Beretta Officer Louis DiPalma 06/10/09 PR $50.00 Richard R. Beretta Officer Stephen Ucci OS/28/09 PR $75.00 Richard R. Beretta Officer John McCauley OS/28/09 PR $50.00 Richard R. Beretta Officer Michael McCaffrey OS/26/09 PR $100.00 Richard R. Beretta Officer Donald Lally OS/26/09 PR $100.00 Richard R. Beretta Officer Maryellen Goodwin OS/20/09 PR $100.00 Richard R. Beretta Officer Steven Costantino 05/13/09 PR $125.00 Richard R. Beretta Officer William Walaska 05/06/09 PR $100.00 Richard R. Beretta Officer Dominick Ruggerio 05/04/09 PR $100.00 Richard R. Beretta Officer David Caprio 04/30/09 PR $100.00 Richard R. Beretta Officer Rene Menard 04/30/09 PR $100.00 Richard R. Beretta Officer Peter Petrarca 04/30/09 PR $75.00 Richard R. Beretta Officer Teresa Paiva-Weed 04/24/09 PR $250.00 Richard R. Beretta Officer John Tassoni 04/23/09 PR $100.00 Richard R. Beretta Officer Hanna Gallo 04/23/09 PR $100 AA nchard . R. Beretta Officer Ed Pacheco 04/23/09 PR $100.00 Richard R. Beretta Officer Patrick O'Neil 04/08/09 PR $75.00 Richard R. Beretta Officer Greg Schadone 04/08/09 PR $50.00 Richard R. Beretta Officer Frank Caprio 03/25/09 PR $500.00 Richard R. Beretta Officer 3 Daniel Connors 03/12/09 PR $150.00 Richard R. Beretta Officer Timothy Williamson 03/10/09 PR $100.00 Richard R. Beretta Officer Daniel DaPonte 03/05/09 PR $100.00 Richard R. Beretta Officer Peter Kilmartin 03/04/09 PR $150.00 Richard R. Beretta Officer Patrick Lynch 02/24/09 PR $250.00 Richard R. Beretta Officer Gordon Fox 02/24/09 PR $150.00 Richard R. Beretta Officer Teresa Paiva-Weed 02/04/09 PR $200.00 Richard R. Beretta Officer William Murphy 01/29/09 PR $200.00 Richard R. Beretta Officer William Murphy 01/14/09 PR $250.00 Richard R. Beretta Officer Timothy Williamson 03/10/09 PR $100.00 Amy Beretta Spouse of Officer Louis DiPalma for Senate 07/18/08 PR $50.00 Richard R. Beretta, Jr. Officer Donald L. Carcieri 07/18/08 PR $340.00 Richard R. Beretta, Jr. Officer Senate President Montalbano 09/03/08 PR $250.00 Richard R. Beretta, Jr. Officer Nick Gorham 10/06/08 PR $50.00 Richard R. Beretta, Jr. Officer Ray Church 10/22/08 PR $50.00 Richard R. Beretta, Jr. Officer Patrick O'Neil 10/22/08 PR $50.00 Richard R. Beretta, Jr. Officer Patrick Lynch 11/25/08 PR $150.00 Richard R. Beretta, Jr. Officer Frank Caprio 12/23/08 PR $250.00 Richard R. Beretta, Jr. Officer Elizabeth H. Roberts 01/22/08 PR $250.00 Richard R. Beretta, Jr. Officer William Murphy 01/29/08 PR $200.00 Richard R. Beretta, Jr. Officer Friends of Ginia Raimondo 03/24/10 $250.00 Robert P. Brooks Officer The Caprio Committee 03/21/10 $250.00 Robert P. Brooks Officer Frank Caprio 12/17/09 PR $250.00 Robert P. Brooks Officer Patrick Lynch 11/20/09 PR $150.00 Robert P. Brooks Officer Frank T. Caprio 03/27/09 PR $250.00 Robert P. Brooks Officer Gina Raimondo 03/24/10 $250.00 Paul A. Campellone Officer Frank Caprio 03/20/10 $250.00 Paul A. Campellone Officer Gordon Fox 01/28/10 $250.00 Paul A. Campellone Officer Frank Caprio 12/09 PR $250.00 Paul A. Campellone Officer Joseph Fernandez 12/09 PR $250.00 Marybeth Campellone Spouse of Officer Gina Raimondo 03/25/10 $100.00 Avital Chatto Associate Friends of Peter Kilmartin 06/29/10 L $250.00 Joseph DeAngelis Officer 4 Friends Deborah Ruggiero 06/07/10 $250.00 Joseph DeAngelis Officer Friends of Peter Palumbo 04/27/10 $100.00 Joseph DeAngelis Officer I Friends of Gina Raimondo 03/26/10 $250.00 Joseph DeAngelis Officer Friends of Dan Connors 02/25/10 $150.00 Joseph DeAngelis Officer Gordon Fox 02/15/10 $250.00 Joseph DeAngelis Officer Friends of Joseph Fernandez 02/03/10 $200.00 Joseph DeAngelis Officer Patrick Lynch 12/11/09 PR $500.00 Joseph DeAngelis Officer Elizabeth Roberts 10/17/09 PR $100.00 Joseph DeAngelis Officer Daniel P. Connors 03/12/09 PR $150.00 Joseph DeAngelis Officer Pete F. Kilmartin 03/04/09 PR $150.00 Joseph DeAngelis Officer Patrick Lynch 02/09 PR $250.00 Joseph DeAngelis Officer Patrick C. Lynch 06/19/08 PR $500.00 Joseph DeAngelis Officer Donald L. Carcieri 06/24/08 PR $250.00 Joseph DeAngelis Officer Gina Raimondo 06/16/10 $125.00 Susan Leach DeBlasio Officer Frank Caprio 03/17/10 $500.00 Susan Leach DeBlasio Officer Friends of Steve Grossman 04/26/10 $250.00 Mark O. Denehy lOffiCer Lynch Committee 03/26/10 $250.00 Mark O. Denehy Officer Frank Caprio 03/22/10 $500.00 Mark O. Denehy Officer Raimondo Committee 03/22/10 $500.00 Mark O. Denehy Officer Mollis Committee 03/22/10 $150.00 Mark O. Denehy Officer Friends of Paiva Weed 02/04/10 $200.00 Mark O. Denehy Officer Friends of Gordon Fox 01/29/10 $250.00 Mark O. Denehy Officer Joe Feernandez 01/27/10 $150.00 Mark O. Denehy Officer Frank Caprio 12/21/09 PR $500.00 Mark O. Denehy Officer Patrick Lynch 12/03/09 PR $250.00 Mark O. Denehy Officer Ralph Mollis 12/01/09 PR $150.00 Mark O. Denehy Officer Friends of Ed Pachio 04/28/08 PR $100.00 Mark O. Denehy Officer The Caprio Committee 03/25/09 PR $500.00 Mark O. Denehy Officer Friends of Patrick Lynch 02/21/09 PR $250.00 Mark O. Denehy )fficer Friends of William Murphy 01/27/09 PR $200.00 Mark O. Denehy )fficer Patrick Lynch 10/27/08 PR $250.00 Mark O. Denehy )fficer Frank T. Caprio 12/17/08 PR $250.00 Mark O. Denehy Officer 5 Ralph Mollis 06/10/10 $150.00 Joseph R. DiStefano Officer Gina Raimondo 04/28/10 $150.00 Joseph R. DiStefano Officer Gina Raimondo 03/11/10 $250.00 Joseph R. DiStefano Officer Ralph Mollis 03/08/10 $150.00 Joseph R. DiStefano Officer Ralph Mollis 11/30/09 PR $150.00 Joseph R. DiStefano Officer Ralph Mollis 04/14/09 PR $150.00 Joseph R. DiStefano Officer Gina Raimondo 06/17/10 $500.00 Sarah T. Dowling Officer David Caprio 03/26/10 $300.00 Sarah T. Dowling Officer Frank Caprio 03/11/10 $1,000.00 Sarah T. Dowling Officer Ralph Mollis 03/08/10 $150.00 Sarah T. Dowling Officer Gina Raimondo 03/10 $500.00 Sarah T. Dowling Officer Connors Campaign Committee 02/22/10 $150.00 Sarah T. Dowling Officer Teresa Paiva Weed 02/05/10 $200.00 Sarah T. Dowling Officer Friends of Gordon Fox 01/10 $250.00 Sarah T. Dowling Officer Joe Fernandez 01/10 $250.00 Sarah T. Dowling Officer Friends of Ralph Mollis Ill. $150.00 Sarah T. Dowling Officer Joseph Fernandez for Attorney 11/09/09 PR $500.00 Sarah T. Dowling Officer General Friends of Brian Kennedy 06/15/09 PR $125.00 Sarah T. Dowling Officer David Caprio 04/18/09 PR $300.00 Sarah T. Dowling Officer The Caprio Committee 03/24/09 PR $1,000.00 Sarah T. Dowling Officer Friends of Gordon Fox 02/24/09 PR $125.00 Sarah T. Dowling Officer Theresa Paiva Weed 02/01/09 PR $200.00 Sarah T. Dowling Officer Friends of William Murphy 01/27/09 PR $200.00 Sarah T. Dowling Officer William Walaska 08/15/08 PR $100.00 Sarah T. Dowling Officer Elizabeth Roberts 10/28/08 PR $100.00 Sarah T. Dowling Officer Gina Raimondo 06/17/10 $500.00 Joseph L. Dowling, Jr. Spouse of Officer Elizabeth Roberts 06/02/10 $250.00 Joseph L. Dowling, Jr. Spouse of Officer Frank Caprio 03/30/10 $968.00 Joseph L. Dowling, Jr. Spouse of Officer The Caprio Committee 03/24/09 PR $1,000.00 Joseph L. Dowling, Jr. Spouse of Officer Frank Caprio 03/22/10 $100.00 Stephen Geanacopoulos Officer Frank T. Caprio 12/09 PR $200.00 Stephen Geanacopoulos Officer 6 The Caprio Committee 03/27/09 PR $100.00 Stephen Geanacopoulos Officer The Caprio Committee 03/11/10 $250.00 Stanley J. Kanter Officer The Caprio Committee 12/21/09 PR $250.00 Stanley J. Kanter Officer Scott Rabideau 10/21/08 PR $50.00 Stanley J. Kanter Officer Frank T. Caprio Committee 03/10/08 PR $250.00 Stanley J. Kanter Officer Friends of Brian P. Kennedy 05/12/08 PR $125.00 Stanley J. Kanter Officer Donald L. Carcieri 07/10/06 PR $250.00 Stanley J. Kanter Officer Frank Caprio Committee 10/19/07 PR $250.00 Stanley J. Kanter Officer Kilmartin COlmnittee 06/26/10 $250.00 Richard A. Licht Officer Blazejewski Committee 06/23/10 $200.00 Richard A. Licht Officer Ruggerio Committee 06/03/10 I $100.00 Richard A. Licht Officer Desimone Committee 06/03/10 $50.00 Richard A. Licht Officer Gallison Committee 06/03/10 $100.00 Richard A. Licht Officer Pollard Fundraiser OS/22/10 $75.00 Richard A. Licht Officer Williamson Committee OS/22/10 $100.00 Richard A. Licht Officer Constantino Cormnittee 05/17/10 $125.00 Richard A. Licht Officer RI Senate Democrats PAC 05/14/10 $125.00 Richard A. Licht Officer Messier Cormnittee 05/14/10 $50.00 Richard A. Licht Officer Ferri Cormnittee 05/14/10 $100.00 Richard A. Licht Officer Silva Cormnittee 05/14/10 $100.00 Richard A. Licht Officer Macbeth Committee 05/14/10 $50.00 Richard A. Licht Officer Picard Committee 05/14/10 $75.00 Richard A. Licht Officer Shallcross Smith Cormnittee 05/11/10 $50.00 Richard A. Licht Officer Mary Ellen Goodwin Cormnittee 05/11/10 $100.00 Richard A. Licht Officer McCaffrey Committee 05/11/10 $100.00 Richard A. Licht Officer Donna Walsh Committee 05/11/10 $75.00 Richard A. Licht Officer Lally Committee' 05/11/10 $100.00 Richard A. Licht Officer Sanbento Committee 04/30/10 $100.00 Richard A. Licht Officer Bates Committee 04/30/10 $50.00 Richard A. Licht Officer Malik Committee 04/30/10 $100.00 Richard A. Licht Officer Jackson Committee 04/30/10 $100.00 Richard A. Licht Officer McCauley Committee 04/30/10 $50.00 Richard A. Licht Officer 7 Jamie Doyle Committee 04/25/10 $50.00 Richard A. Licht Officer Carnevale Committee 04/25/10 $50.00 Richard A. Licht Officer Palumbo Committee 04/25/10 $100.00 Richard A. Licht Officer Corvese Committee 04/25/10 $50.00 Richard A. Licht Officer McNamara COlmnittee 04/25/10 $100.00 Richard A. Licht Officer rschadone COlmnittee 04/25/10 $50.00 Richard A. Licht Officer Naughton Committee 04/25/10 $75.00 Richard A. Licht Officer Gablinske Committee 04/25/10 $100.00 Richard A. Licht Officer Renee Menard Committee 04/25/10 $100.00 Richard A. Licht Officer McBurney Committee 04/12/10 $100.00 Richard A. Licht Officer Serpa Committee 2 $75.00 Richard A. Licht Officer /10 Metts COlmmttee 002/10 $50.00 Richard A. Licht Officer Brian Kennedy COlTIlnittee 04/12/10 $125.00 Richard A. Licht Officer Edwards Committee 04/05/10 $50.00 Richard A. Licht Officer Scott Slater Committee 04/05/10 $100.00 Richard A. Licht Officer Patrick O'Neil COlTIlnittee 04/05/10 $100.00 Richard A. Licht Officer David Caprio COlmmttee 04/05/10 $150.00 Richard A. Licht Officer Roberts Committee 03/28/10 $250.00 Richard A. Licht Officer Vaudreuil Committee 03/28/10 $75.00 Richard A. Licht Officer Handy Committee 03/28/10 $75.00 Richard A. Licht Officer DiPalma COlTIlnittee 03/28/10 $75.00 Richard A. Licht Officer Marcello Committee 03/28/10 $50.00 Richard A. Licht Officer Hanna Gallo COlmnittee 03/28/10 $100.00 Richard A. Licht Officer Tassoni Committee 03/28/10 $100.00 Richard A. Licht Officer Patrick Lynch Committee 03/19/10 $500.00 Richard A. Licht Officer Ucci COlTIlnittee 03/19/10 $100.00 Richard A. Licht Officer Miller COlmnittee 03/19/10 $150.00 Richard A. Licht Officer Carter COlTIlnittee 03/19/10 $100.00 Richard A. Licht Officer Charlene Lima Committee 03/19/10 $100.00 Richard A. Licht Officer Raimondo Committee 03/19/10 $500.00 Richard A. Licht Officer Walaska Committee 03/19/10 $100.00 Richard A. Licht Officer Petrarca Committee 03/19/10 $75.00 Richard A. Licht Officer 8 Michael Rice Committee 03/19/10 $50.00 Richard A. Licht Officer Mollis Committee 03/19/10 $150.00 Richard A. Licht Officer Paul Fogarty Committee 03/19/10 $100.00 Richard A. Licht Officer Fierro Committee 03/19/10 $50.00 Richard A. Licht Officer Erin Lynch Committee 03/19/10 $100.00 Richard A. Licht Officer Constantino Committee 03/19/10 $250.00 Richard A. Licht Officer Maselli Committee 03/11/10 $50.00 Richard A. Licht Officer Amy Rice Committee 03/11110 $100.00 Richard A. Licht Officer Matiello Committee 03/11/10 $150.00 Richard A. Licht Officer Ciccione Committee 03/08/10 $200.00 Richard A. Licht Officer Anastasia Williams 03/05/10 $100.00 Richard A. Licht Officer Pichardo COlmnittee 03/05/10 $50.00 Richard A. Licht Officer Levesque Committee 03/05/10 $50.00 Richard A. Licht Officer DaSilva Committee 03/05/10 $50.00 Richard A. Licht Officer Felag COlmmttee 03/05/10 $75.00 Richard A. Licht Officer Melo COlmmttee 03/05/10 $75.00 Richard A. Licht Officer Coderre Committee 03/02/10 $100.00 Richard A. Licht Officer Bea Lanzi Committee 03/02/10 $75.00 Richard A. Licht Officer Deborah Ruggiero Committee 03/02/10 $75.00 Richard A. Licht Officer Daponte Committee 03/02/10 $100.00 Richard A. Licht Officer Perry COlmmttee 02/22/10 $100.00 Richard A. Licht Officer Connors Committee 02/04/10 $150.00 Richard A. Licht Officer Paiva Weed Committee 02/04/10 $250.00 Richard A. Licht Officer Gordon Fox Committee 02/04/10 $540.30 Richard A. Licht Officer Kilmartin Committee 01/19/10 $250.00 Richard A. Licht Officer Fernandez For Attorney General 01/19/10 $250.00 Richard A. Licht Officer Patrick Lynch Committee 12/08/09 PR $500.00 Richard A. Licht Officer Aponte Committee 12/08/09 PR $200.00 Richard A. Licht Officer Costantino Committee 12/01/09 PR $250.00 Richard A. Licht Officer Mollis Committee 12/01109 PR $150.00 Richard A. Licht Officer Patrick Lynch 06/19/09 PR $250.00 Richard A. Licht Officer Michael Rice 06/19/09 PR $50.00 Richard A. Licht Officer 9 Elizabeth Roberts 06/19/09 PR $250.00 Richard A. Licht Officer John Desimone 06/19/09 PR $50.00 Richard A. Licht Officer Jamie Doyle 06/19/09 PR $50.00 Richard A. Licht Officer Patrick Lynch 06/19/09 PR $250.00 Richard A. Licht Officer Donald Lally 06/16/09 PR $100.00 Richard A. Licht Officer Dennis Algiere 06/14/09 PR $50.00 Richard A. Licht Officer Samuel Azzinaro 06/14/09 PR $50.00 Richard A. Licht Officer Paul Fogarty 06/14/09 PR $100.00 Richard A. Licht Officer Arthur handy 06/14/09 PR $100.00 Richard A. Licht Officer Brian Kennedy 06/14/09 PR $125.00 Richard A. Licht Officer J. Michael Lenihan 06/14/09 PR $75.00 Richard A. Licht Officer Karen Macbeth 06/14/09 PR $50.00 Richard A. Licht Officer Joseph McNamara 06/14/09 PR $100.00 Richard A. Licht Officer Mary Ann Shallcross 06/14/09 PR $50.00 Richard A. Licht Officer House Democratic Majority 06/11/09 PR $100.00 Richard A. Licht Officer Committee Nicholas Matiello 06/11/09 PR $75.00 Richard A. Licht Officer Frank Caprio Committee 06/04/09 PR $150.00 Richard A. Licht Officer Elizabeth Dennigan 06/04/09 PR $100.00 Richard A. Licht Officer Louis DiPalma 06/04/09 PR $100.00 Richard A. Licht Officer Christopher Maselli 06/04/09 PR $100.00 Richard A. Licht Officer Eileen Naughton 06/04/09 PR $50.00 Richard A. Licht Officer Peter Palumbo 06/04/09 PR $100.00 Richard A. Licht Officer William Sanbento 06/04/09 PR $100.00 Richard A. Licht Officer David Segal 06/04/09 PR $100.00 Richard A. Licht Officer Anastasia Williams 06/04/09 PR $100.00 Richard A. Licht Officer Raymond Gallison 06/03/09 PR $75.00 Richard A. Licht Officer John McCauley 06/03/09 PR $50.00 Richard A. Licht Officer Stephen Ucci 06/03/09 PR $100.00 Richard A. Licht Officer Agostinho Silva 06/02/09 PR $199.00 Richard A. Licht Officer Michael McCaffrey OS/28/09 PR $100.00 Richard A. Licht Officer Roberto DaSilva 05/18/09 PR $75.00 Richard A. Licht Officer 10 Mary Ellen Goodwin 05/18/09 PR $100.00 Richard A. Licht Officer Michael Marcello 05/18/09 PR $50.00 Richard A. Licht Officer Roger Picard 05/18/09 PR $75.00 Richard A. Licht Officer Donna Walsh 05/18/09 PR $50.00 Richard A. Licht Officer Constantino Committee 05/08/09 PR $125.00 Richard A. Licht Officer Frank Ferri 05/04/09 PR $50.00 Richard A. Licht Officer Erin Lynch 05/04/09 PR $100.00 Richard A. Licht Officer Domonick Ruggerio 05/04/09 PR $100.00 Richard A. Licht Officer Deborah Ruggiero 05/04/09 PR $75.00 Richard A. Licht Officer William Walaska 05/04/09 PR $100.00 Richard A. Licht Officer David Caprio 04/24/09 PR $100.00 Richard A. Licht Officer John Carnevale 04/24/09 PR $50.00 Richard A. Licht Officer Frank Ciccione 04/24/09 PR $100.00 Richard A. Licht Officer Frank DeVall 04/24/09 PR $50.00 Richard A. Licht Officer Renee Menard 04/24/09 PR $100.00 Richard A. Licht Officer Joshua Miller 04/24/09 PR $100.00 Richard A. Licht Officer Edwin Pacheco 04/24/09 PR $100.00 Richard A. Licht Officer Peter Petrarca 04/24/09 PR $75.00 Richard A. Licht Officer Scott Pollard 04/20/09 PR $100.00 Richard A. Licht Officer Teresa Paiva Weed 04/20/09 PR $250.00 Richard A. Licht Officer Christopher Fierro 04/15/09 PR $50.00 Richard A. Licht Officer Hanna Gallo 04/15/09 PR $100.00 Richard A. Licht Officer A. Ralph Mollis 04/15/09 PR $150.00 Richard A. Licht Officer Juan Pichardo 04/15/09 PR $100.00 Richard A. Licht Officer John Tassoni 04/15/09 PR $100.00 Richard A. Licht Officer Teresa Paiva-Weed 04/20/09 PR $250.00 Richard A. Licht Officer ~ 04/15/09 PR $150.00 Richard A. Licht Officer House Democratic Majority 04/15/09 PR ct:l00.00 Richard A. Licht Officer Committee Beatrice Lanzi 04/06/09 PR $50.00 Richard A. Licht Officer Patrick O'Neil 04/06/09 PR $75.00 Richard A. Licht Officer Gregory Schadone 04/06/09 PR $50.00 Richard A. Licht Officer 11 Kenneth Carter 04/02/09 PR $100.00 Richard A. Licht Officer Perry Committee 04/02/09 PR $100.00 Richard A. Licht Officer Joanne Giannini 03/31/09 PR $75.00 Richard A. Licht Officer Friends of Frank Caprio 03/26/09 PR $250.00 Richard A. Licht Officer Elaine Coderre 03/26/09 PR $100.00 Richard A. Licht Officer JoOOM. Fernandez 03/26/09 PR $50.00 Richard A. Licht Officer Charlene Lima 03/19/09 PR $100.00 Richard A. Licht Officer Helio Me10 03/19/09 PR $75.00 Richard A. Licht Officer Patricia A. Serpa 03/19/09 PR $75.00 Richard A. Licht Officer Kenneth A. Vaudreui1 03/12/09 PR $75.00 Richard A. Licht Officer Daniel Daponte 03/19/09 PR $100.00 Richard A. Licht Officer Connors Committee 03/10/09 PR $150.00 Richard A. Licht Officer Amy Rice 03/10/09 PR $100.00 Richard A. Licht Officer Timothy Williamson 03/10/09 PR $100.00 Richard A. Licht Officer Kilmartin Committee 03/05/09 PR $150.00 Richard A. Licht Officer John F. McBurney, II 02/24/09 PR $250.00 Richard A. Licht Officer Patrick Lynch 02/21/09 PR $250.00 Richard A. Licht Officer Gordon Fox 02/21/09 PR $150.00 Richard A. Licht Officer $250.00 Richard A. Licht Officer Teresa Paiva Weed 02/04/09 PR $200.00 Richard A. Licht Officer William Murphy 01/28/09 PR $200.00 Richard A. Licht Officer Gordon Fox 02/21/09 PR $150.00 Richard A. Licht Officer William Murphy 07/16/08 PR $100.00 Richard A Licht Officer Stephen Alves 07/31/08 PR $250.00 Richard A. Licht Officer Erin Lynch 08/07/08 PR $250.00 Richard A. Licht Officer Theresa Paiva Weed 08/07/08 PR $150.00 Richard A. Licht Officer Mary Ellen Goodwin 08/14/08 PR $100.00 Richard A. Licht Officer Juan Pichardo 08/14/08 PR $100.00 hard A. Licht Officer Amy Rice 08/14/08 PR $100.00 Richard A. Licht Officer Joseph A. Montalbano 09/02/08 PR $250.00 Richard A. Licht Officer Lawrence Signore 09/12/08 PR $100.00 Richard A. Licht Officer Frank Caprio 03/18/10 $250.00 E. Hans Lundsten Officer 12 Gina Raimondo 03/18/10 $150.00 E. Hans Lundsten Officer Gordon Fox 01/29/10 $250.00 E. Hans Lundsten Officer Joe Fernandez $175.00 E. Hans Lundsten ~ Officer Frank Caprio 03/18/10 $200.00 Geoffrey W. Millsom Officer Frank Caprio 12/22/09 PR $250.00 Geoffrey W. Millsom Officer Friends of Patrick C. Lynch 12/05/07 PR $150.00 Geoffrey W. Millsom Officer Gina Raimondo 06/24/10 $100.00 Elizabeth M. Noonan Officer Patrick Lynch 03/31/10 $500.00 1 izabeth M. Noonan Officer Gina Raimondo 03/29/10 $250.00 M. Noonan Officer Peter Kilmartin 0 $150.00 Elizabeth M. Noonan Officer Frank Ciccone, III 03/03/10 $200.00 Elizabeth M. Noonan Officer Gordon Fox 02/15/10 $250.00 Elizabeth M. Noonan Officer Teresa Paiva Weed 02/04/10 $200.00 Elizabeth M. Noonan Officer Joseph Fernandez 02/03/10 $100.00 Elizabeth M. Noonan Officer Patrick Lynch 12/09/09 PR $250.00 Elizabeth M. Noonan Officer Patrick Lynch 09/30/09 PR $250.00 Elizabeth M. Noonan Officer Josh Miller 04/22/09 PR $150.00 Elizabeth M. Noonan Officer John F. McBurney, III 02/25/09 PR $250.00 Elizabeth M. Noonan Officer M. Teresa Paiv Weed 02/04/09 PR $200.00 Elizabeth M. Noonan Officer William J. Murphy 01/29/09 PR $200.00 Elizabeth M. Noonan Officer Frank T. Caprio 10/16/08 PR $500.00 Elizabeth M. Noonan Officer Patrick Lynch 11/24/08 PR $250.00 Elizabeth M. Noonan Officer Patrick Lynch 12/16/08 PR $250.00 Elizabeth M. Noonan Officer William Murphy 01/31/08 PR $200.00 Elizabeth M. Noonan Officer Gordon Fox 02/27/08 PR $150.00 Elizabeth M. Noonan Officer Joseph Montalbano 03/04/08 PR $200.00 Elizabeth M. Noonan Officer Frank Caprio Committee 03/10/08 PR $250.00 Elizabeth M. Noonan Officer Patrick Lynch 06/18/08 PR $250.00 Elizabeth M. Noonan Officer Patrick C. Lynch 12/07 PR $250.00 Elizabeth M. Noonan Officer Patrick C. Lynch 12/07 PR $500.00 Elizabeth M. Noonan Officer Friends of Patrick Lynch 03/29/10 $500.00 Patricia K. Rocha Officer Gina Raimondo 03/26/10 $250.00 Patricia K. Rocha Officer 13 Daniel Connors 02/25/10 $150.00 Patricia K. Rocha Officer Gordon Fox 02/15/10 $250.00 Patricia K. Rocha Officer Teresa Paiva Weed 02/04/10 $200.00 Patricia K. Rocha Officer Joseph Fernandez 02/03/10 $150.00 Patricia K. Rocha Officer ~ 0 12/21/09 PR $500.00 Patricia K. Rocha Officer Gina Raimondo 03/26/10 $100.00 Alan M. Shoer Officer Frank Caprio 03/17/10 $100.00 Alan M. Shoer Officer Gordon Fox 02/15/10 $100.00 Alan M. Shoer Officer Joseph Fernandez 02/03/10 $100.00 Alan M. Shoer Officer Gina Raimondo 03/25/10 $100.00 Lori C. Silveira Officer Frank Caprio 03/22/10 $99.00 Lori C. Silveira Officer Gordon Fox 01/28/10 $250.00 Lori C. Silveira Officer Joe Fernandez 01/13/10 $250.00 Lori C. Silveira Officer Patrick Lynch 06/09 PR $200.00 Lori C. Silveira Officer Senator Tassoni 04/22/09 PR $150.00 Lori C. Silveira Officer Joseph M.Fernandez 03/09 PR $50.00 Lori C. Silveira Officer Gordon Fox $150.00 Lori C. Silveira Officer :I 28/09 PR Patrick Lynch /09 PR $250.00 Lori C. Silveira Officer Teresa Paiva-Weed $100.00 Lori C. Silveira Officer Theresa Paiva Weed 08/13/08 PR $100.00 Lori C. Silveira Officer John T. Tassoni 10/06/08 PR $50.00 Lori C. Silveira Officer Patrick C. Lynch 11/25/08 PR $250.00 Lori C. Silveira Officer House Leadership 12/10/08 PR $100.00 Lori C. Silveira Officer Brian Patrick Kennedy 04/12/10 $125.00 Robert 1. Stolzman Officer Gina Raimondo 03/25/10 $500.00 Robert 1. Stolzman Officer Charlene Lima 03/24/10 $100.00 Robert 1. Stolzman Officer Frank Caprio 03/18/10 $1,000.00 Robert 1. Stolzman Officer Amy Rice 03/17/10 $150.00 Robert 1. Stolzman Officer Patrick Lynch 03/16/10 $1,000.00 Robert 1. Stolzman Officer Elizabeth Roberts 03/15/10 $1,000.00 Robert 1. Stolzman Officer Dan Connors 02/24/10 $150.00 Robert 1. Stolzman Officer Teresa Paiva Weed 02/04/10 $200.00 Robert 1. Stolzman Officer 14 Gordon Fox 01/28/10 $500.00 Robert I. Stolzman Officer Joe Fernandez 01/13/10 $250.00 Robert I. Stolzman Officer Frank Caprio 12/15/09 PR $250.00 Robert I. Stolzman Officer Steven Costantino 12/02/09 PR $250.00 Robert I. Stolzman Officer A. Ralph Mollis 12/01/09 PR $150.00 Robert I. Stolzman Officer Patrick Lynch 06/25/09 PR $750.00 Robert I. Stolzman Officer Brian Kennedy 06/15/09 PR $125.00 Robert I. Stolzman Officer Steve Costantino 05/13/09 PR $175.00 Robert I. Stolzman Officer Dominick Ragerio 05/04/09 PR $100.00 Robert I. Stolzman Officer Erin Lynch 05/04/09 PR $100.00 Robert I. Stolzman Officer EdPacheo 04/27/09 PR $100.00 Robert I. Stolzman Officer Frank Caprio 03/30/09 PR $750.00 Robert I. Stolzman Officer Dan Connors 03/12/09 PR $150.00 Robert I. Stolzman Officer Amy Rice 03/12/09 PR $100.00 Robert I. Stolzman Officer Gordon Fox 02/24/09 PR $150.00 Robert I. Stolzman Officer Patrick Lynch 02/24/09 PR $250.00 Robert I. Stolzman Officer Frank Caprio 02/18/09 PR $125.00 Robert I. Stolzman Officer William Murphy 01/29/09 PR $200.00 Robert I. Stolzman Officer Senate President Montalbano 09/03/08 PR $250.00 Robert I. Stolzman Officer Patrick Lynch 11/24/08 PR $250.00 Robert I. Stolzman Officer Friends of Gina Raimondo 03/23/10 $250.00 John A. Tarantino Officer Friends of Moll is Committee 03/22/10 $150.00 John A. Tarantino Officer Caprio Committee 03/13/10 $250.00 John A. Tarantino Officer Connors Campaign Committee 02/23/10 $150.00 John A. Tarantino Officer Joe Fernandez for AG 01/28/10 $100.00 John A. Tarantino Officer Friends of Gordon Fox 01/12/10 $250.00 John A. Tarantino Officer Frank Caprio 12/21/09 PR $500.00 John A. Tarantino Officer Friends of Erin Lynch 05/06/09 PR $100.00 John A. Tarantino Officer The Caprio Committee 03/30/09 PR $250.00 John A. Tarantino Officer Paiva-Weed for Senate 02/04/09 PR $200.00 John A. Tarantino Officer Friends of William J. Murphy 01/29/09 PR $200.00 John A. Tarantino Officer 15 Gina Raimondo 06/08/10 $500.00 R. Bart Totten Officer Frank Caprio 03/22/10 $500.00 R. Bart Totten Officer Frank Caprio 12/23/09 PR $250.00 Jeffrey Techentin Officer Joe Fernandez 06/21/10 $100.00 David A. Wollin Officer Lincoln Chafee 05/01/10 $250.00 David A. Wollin Officer Daniel P. Connors 02/25/10 $150.00 David A. Wollin Officer Gordon Fox 02/15/10 $250.00 David A. Wollin Officer Frank T. Caprio 12/31/09 PR $500.00 David A. Wollin Officer Previously Reported: $47,189.00 This Report: $45,307.48 319007.10 16 Attachment 11. If yes, what is the name of the state agency to which you are providing goods and/or services •• Department of Administration • Employees Retirement System of the State of Rhode Island • Narragansett Bay Commission • Office of the General Treasurer • Rhode Island Airport Corporation • Rhode Island Board of Governors For Higher Education • Rhode Island Convention Center Authority •• Rhode Island Department of Corrections •• Rhode Island Economic Development Corporation • Rhode Island Health and Educational Building Corporation • Rhode Island Public Transit Authority •• Rhode Island Resource Recovery Corporation •• Rhode Island State Investment Commission • Rhode Island Turnpike & Bridge Authority • Secretary of State • State of Rhode Island 18. What is the total gross amount, in dollars, of contracts entered into during the said preceding 24 month period between the contracting party and ALL state agencies? Include all contracts regardless of amount. If you are filing this affidavit as a party related to the contracting party and do not have knowledge of the information required by this question, please so state by marking "Yes." NOTE: If this is a semi annual filing (i.e. January 1 to June 30 or July 1 to December 31), you must report the total gross amount, in dollars, of contracts entered into from the date of execution of the last contract entered into during such semi-annual period to the day which is 24 months prior to the first day of the same semi-annual period Agency Fees Received 07/01/08 - 06/30/10 RI Economic Development Corporation $ 753,133.75 RI Airport Corporation...... 434,300.16 RI Resource Recovery Corporation 197,809.93 RI Convention Center Authority 102,567.50 Secretary of State 64,860.00 Board of Governors...... 248,611.50 State of Rhode Island 123,773.75 RI Department of Corrections 129,256.25 Narragansett Bay Commission...... 19,645.50 Office of the General Treasurer 7,250.00 RI Turnpike & Bridge Authority...... 131,718.75 RI Public Transit Authority...... 131,643.25 RI Health and Educational Building Corporation 120,922.68 Department of Administration -0- RI State Investment Commission...... 93,280.35 Employees' Retirement System of the State of Rhode Island...... -0- $ 2,558,773.37 482812.1 One Citizens Plaza, 8th floor ADLER POLLCCK®.SHEEHAN P.c. Providence, Rl 02903·1345 Telephone 401·274·7200 Fax 401·751·0604 / 351-4607 175 Federal Street Boston, MA 02110·2210 Telephone 617-482·0600 Fax 617-482·0604 www.apslaw.com December 7,2009 ViaE-Mail Patricia A. Cerbo Purchasing Director Rhode Island Resource Recovery Corporation 65 Shun Pike Johnston, RI 02919 Re: RFQ/RFP No. 878 - Legal Services Dear Ms. Cerbo: Thank you for your letter of December 4,2009. In accordance with the contract for legal services in the above-referenced matter, Adler Pollock & Sheehan P.C. ("AP&S") is willing to enter into a renewal agreement from January I, 2010 to December 31, 2010 and to keep the same rates as in 2009. Should you have any questions, please feel free to contact me. ftC;;IY, ~a~ JOHN A. TARANTINO JAT:dh cc: Michael 1. OConnell, Executive Director Mark O. Denehy, Esq. S17634Jdoc R HOD E 1SL i\ hID BOAHD OF ELECTIOHS STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS BOARD OF ELECTIONS CAMPAIGN FINANCE DIVISION 50 Branch Avenue Providence, Rhode Island 02904 TEL. (401) 222-2056 (TDD: 222-2239) NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS The undersigned certifies to the State Board of Elections under Section 17-27-3 of the General Laws of Rhode Island that it has reasonable cause to believe that for the calendar year 2011, it will be required to file two or more affidavits, and that this notice aw:l,ser1i.np~~ionis being filed for the purpose of permitting the undersigned to report on a:~~~l~~tiaf~;~'Si~:;io the State Board of Elections for the aforementioned calendar year . .•••.• •~.;.-,lf'.;.-. ··.i·l':·'·'~"'~- . ~; .?:. 1:/: ','~'~ ("""'--'~"f"'.'- " "-.; ..... >.;,.c 'r,"" '.' '::~:~'.~.'. .,'\.•.(.,.;....•. '.•..•. ·.:~.;.·:.,..~:..• ·.·,:-.~v.i ::.~;..••;':j l.i'.. '.• :.-";'(~"" •. .~,>._. ....'" ,; ~ ~_ ' ~,t:.~:.. ",/. ;.:::::~'~:_;/:;',;'~~.j~' •• ,.~-.:'\' •••• t ., .• :.:_~,:.'.:~.. ".,1 . ':,::" ..",.: C"" • ,... .,: 0,' ,.AETNA'BRtDGE"COMPANY; ·C.·· .• • '.'•... "., .~'. -" . .,., .. $,tate V~~d~r:'.. \.. ,. . .. Note: State vendors are permitted to file semi-annual reports with the Board of Elections if they reasonably believe that they otherwise would be required to file multiple reports within any single calendar year. In order to avail themselves ofthis opportunity, state vendors are required to file this Notice and Certification with the State Board of Elections for each calendar year no later than the date by which the :firs~report to the Board of Elections for such calendar year would otherwise be:,due.·.i:':~:1~.Q.9aysJromthe date of execution of a contract with a state agency or in the cask(6f' Liri\Nritteri'conthibts;vli'thin 60 '.'qays.af:terthe state vendor is first notified that the contract has reached the $5000 ,;Fe£6.rt1.~~.thres~~l~:;::.,:: .. : ..:, :;,.". ,'.' ' .. : :.!': ,: I ,'. # p. '~ •. ' .'" Aetna Bridge Company, 30 Lockbridge Street, Pawtucket RI02860 Tel (401) 728-0400 • Fax (401) 724-6350 EQUAL OPPORTUNITYEMPLOYER The undersigned Corporate Officer of Aetna Bridge Company, or any parent subsidiary, division of, (Contracting Party) or affiliated company of such company, states that to the best of his knowledge, neither he nor his spouse, have made any political contributions since June 30. 2010, other than those listed below. The undersigned also acknowledges that Aetna Bridge Company is relying on this statement for purposes of filing an affidavit of State Vendor under Chapter 17-27-3 of the General Laws of the State of Rhode Island. POLITICAL CONTFJBUTIONS (JULY - DEC. 2010) NAME AMOUNT CAPRIO FOR GOVERNOR 08/25/10 $250.00 FRIENDS OF GINA RAIMONDO 09/08/1 0 $200.00 CAPRIO FOR GOVERNOR $200.00 . ANGEL TAVERAS FOR MAYOR $125.00· .ul-i~tvJ~ SIGNA 4~RE~~--'-=--- Hugo R. Mainelli Jr. Vice Pnsid/nt I 31 II ·DAT Ii ' This covers all amendments on previously reported Rhode Island Contracts # 2000-CB-039, 2000- CH-014, 2001-CB-009, 2000-CB-063, 2001-CB-045, 2001-CB-030, 2002-CB-018, 2002-CH-031, 2002-CB-097, 2002-CM-095, 2003-CB-032, 2003-CB-063, 64, 2004-CB-084, 2004-CB-078, 60, 34, 012, 2005-CB-043, 047, 2005-CH-047, 2005-CB-025, 43,103, 2005-CB-057, 2006 CH-069, 2006- CH-Oll, 2006-CH-072, 2006-CB-076 and RITBA contract Number's 01-6, 03-03, 03-02, 05-6, 05- 12,08-04,09-7, 2007-CB-030, 2007-CB-044, 2007-CB-031, 2008-CB-005, 2008-CB-074, 2009-CB- 047, 2009-CB-063, 2009-CB-I02, 2009-CB-I00, 2009-CB-094, 2010-CB-035, 2010-CB-042, 2010- CB-043, 201O-DF-034, 2010-DF-036, 201O-CB-083, 2011-CB-004 Aetna Bridge Company, 30 Lockbridge Street, Pawtucket, RI 02860 Tel (401) 728-0400 • Fax (401) 724-6350 EQUAL OPPORTUNITY EMPLOYER The undersigned Corporate Officer of Aetna Bridge Company, or any parent subsidiary, division of, (Contracting Party) or affiliated company of such company, states that to the best of his knowledge, neither he nor his spouse, have made any political contributions since June 30, 2010, other than those listed below. The undersigned also acknowledges that Aetna Bridge Company is relying on this statement for purposes of filing an affidavit of State Vendor under Chapter 17-27-3 of the General Laws of the State of Rhode Island. POLITICAL CONTRIBUTIONS (nJLY -DEe. 2010) NAME AMOUNT L/~tol{\J U~£f- t1~o.~ tit/4 «Ai/11.!AiD d Mark H. Mainelli secretary;/7Ii/ DATE . I This covers all amendments on previously reported Rhode Island Contracts # 2000-CB-039, 2000- CH-014, 2001-CB-009, 2000-CB-063, 2001-CB-045, 2001-CB-030, 2002-CB-018, 2002-CH-031, 2002-CB-097, 2002-CM-095, 2003-CB-032, 2003-CB-063, 64, 2004-CB-084, 2004-CB-078, 60, 34, 012, 2005-CB-043, 047, 2005-CH-047, 2005-CB-025, 43,103, 2005-CB-057, 2006 CH-069, 2006- CH-011, 2006-CH-072, 2006-CB-076 and RITBA contract Number's 01-6, 03-03, 03-02, 05-6, 05- 12,08-04,09-7, 2007-CB-030, 2007-CB-044, 2007-CB-031, 2008-CB-005, 2008-CB-074, 2009-CB- 047, 2009-CB-063, 2009-CB-102, 2009-CB-100, 2009-CB-094, 2010-CB-035, 201O-CB-042, 2010- CB-043, 201O-DF-034, 2010-DF-036, 2010-CB-083, 2011-CB-004 Aetna Bridge Company. 30 Lockbridge Street. Pawtucket. RI 02860 Tel (401) 728-0400 • Fax (401) 724-6350 EQUAL OPPORTUNITY EMPLOYER The undersigned Corporate Officer of Aetna Bridge Company, or any parent subsidiary, division of, (Contracting Party) or affiliated company of such company, states that to the best of his knowledge, neither he nor his spouse, have made any political contributions since June 30. 2010, other than those listed below. The undersigned also acknowledges that Aetna Bridge Company is relying on this statement for purposes of filing an affidavit of State Vendor under Chapter 17-27-3 of the General Laws of the State of Rhode Island. POLITICAL CONTRIBUTIONS (JULY - DEC. 2010) NAME AMOUNT Hugo R. Mainelli III President I-/ ?. -//' DATE This covers all amendments on previously reported Rhode Island Contracts # 2000-CB-039, 2000- CH-014, 2001-CB-009, 2000-CB-063, 2001-CB-045, 2001-CB-030, 2002-CB-018, 2002-CH-031, 2002-CB-097, 2002-CM-095, 2003-CB-032, 2003-CB-063, 64, 2004-CB-084, 2004-CB-078, 60, 34, 012, 2005-CB-043, 047, 2005-CH-047, 2005-CB-025, 43,103, 2005-CB-057, 2006 CH-069, 2006- CH-Qll, 2006-CH-072, 2006-CB-076 and RITBA contract Number's 01-6, 03-03, 03-02, 05-6, 05- 12,08-04,09-7, 2007-CB-030, 2007-CB-044, 2007-CB-031, 2008-CB-005, 2008-CB-074, 2009-CB- 047, 2009-CB-063, 2009-CB-I02, 2009-CB-I00, 2009-CB-094, 2010-CB-035, 2010-CB-042, 2010- CB-043, 201O-DF-034, 201O-DF-036, 201O-CB-083, 2011-CB-004 Aetna Bridge Company, 30 Lockbridge Street Pawtucket RI02860 Tel (401) 728-0400 • Fax (401) 724-6350 EQUAL OPPORTUNITY EMPLOYER The undersigned Corporate Officer of Aetna Bridge Company, or any parent subsidiary, division of, (Contracting Party) or affiliated company of such company, states that to the best of his knowledge, neither he nor his spouse, have made any political contributions since December 31, 2009, other than those listed below. The undersigned also acknowledges that Aetna Bridge Company is relying on this statement for purposes of filing an affidavit of State Vendor under Chapter 17-27-3 of the General Laws of the State of Rhode Island. POLITICAL CONTRIBUTIONS (Jan - June 2010) NAME AMOUNT C/1<.1 ::",J 1.'- j, .••.•• (': J.••.\; _: L'J L_'-. ::'2 LI~j c;- :, ~_1 ! , C'\ (:.'1 SI NATURE C I 0..,,' .•• t.'.~_-l, ~- c) Hugo R. Mainelli III President This covers all amendments on previously reported Rhode Island Contracts # 2000-CB-039, 2000- CH-014, 2001-CB-009, 2000-CB-063, 2001-CB-045, 2001-CB-030, 2002-CB-018, 2002-CH-031, 2002-CB-097, 2002-CM-095, 2003-CB-032, 2003-CB-063, 64, 2004-CB-084, 2004-CB-078, 60, 34, 012, 2005-CB-043, 047, 2005-CH-047, 2005-CB-025, 43,103, 2005-CB-057, 2006 CH-069, 2006- CH-011, 2006-CH-072, 2006-CB-076 and RITBA contract Number's 01-6, 03-03, 03-02, 05-6, 05- 12,08-04, 2007-CB-030, 2007-CB-044, 2007-CB-031, 2008-CB-005, 2008-CB-074, 2009-CB-047, 2009-CB-I02,2009-CB-063, 2009-CB-I00, 2009-CB-094, 2010-CB-035, 2010-CB-042, 2010-CB- 043, 2010-DF-034, 2010-DF-036 The undersigned Corporate Officer of Aetna Bridge Company, or any parent subsidiary, division of, (Contracting Party) or affiliated company of such company, states that to the best of his knowledge, neither he nor his spouse, have made any political contributions since December 31, 2009, other than those listed below.' The undersigned also acknowledges that Aetna Bridge Company is relying on this statement for purposes of filing an affidavit of State Vendor under Chapter 17-27-3 of the General Laws of the State of Rhode Island. POLITICAL CONTRIBUTIONS (JAN. - JUNE. 2010) NAME AMOUNT CAPRIO FOR GOVERNOR OS/24/10 $250.00 Hugo R. Mainelli Jr. President 07-26-10 DATE This covers all amendments on previously reported Rhode Island Contracts # 2000-CB-039, 2000- CH-014, 2001-CB-009, 2000-CB-063, 2001-CB-045, 2001-CB-030, 2002-CB-018, 2002-CH-031, 2002-CB-097, 2002-CM-095, 2003-CB-032, 2003-CB-063, 64, 2004-CB-084, 2004-CB-078, 60, 34, 012, 2005-CB-043, 047, 2005-CH-047, 2005-CB-025, 43,103, 2005-CB-057, 2006 CH-069, 2006- CH-011, 2006-CH-072, 2006-CB-076 and RITBA contract Number's 01-6, 03-03, 03-02, 05-6, 05- 12,08-04, 2007-CB-030, 2007-CB-044, 2007-CB-031, 2008-CB-005, 2008-CB-074, 2009-CB-047, 2009-CB-063, 2009-CB-102, 2009-CB-100, 2009-CB-094, 2010-CB-035, 2010-CB-042, 2010-CB- 043, 2010-DF-034, 2010-DF-036 The undersigned Corporate Officer of Aetna Bridge Company, or any parent subsidiary, division of, (Contracting Party) or affiliated company of such company, states that to the best of his knowledge, neither he nor his spouse, have made any political contributions since December 31. 2009, other than those listed below. The undersigned also acknowledges that Aetna Bridge Company is relying on this statement for purposes of filing an affidavit of State Vendor under Chapter 17-27-3 of the General Laws of the State of Rhode Island. POLITICAL CONTRIBUTIONS (Jan - June 2010) NAME AMOUNT SIGNATURE Mark H. Mainelli Secretary DATE This covers all amendments on previously reported Rhode Island Contracts # 2000-CB-039, 2000- CH-014, 2001-CB-009, 2000-CB-063, 2001-CB-045, 2001-CB-030, 2002-CB-018, 2002-CH-031, 2002-CB-097, 2002-CM-095, 2003-CB-032, 2003-CB-063, 64, 2004-CB-084, 2004-CB-078, 60, 34, 012, 2005-CB-043, 047, 2005-CH-047, 2005-CB-025, 43,103, 2005-CB-057, 2006 CH-069, 2006- CH-011, 2006-CH-072, 2006-CB-076 and RITBA contract Number's 01-6, 03-03, 03-02, 05-6, 05- 12,08-04, 2007-CB-030, 2007-CB-044, 2007-CB-031, 2008-CB-005, 2008-CB-074, 2009-CB-047, 2009-CB-102,2009-CB-063, 2009-CB-100, 2009-CB-094, 2010-CB-035, 2010-CB-042, 2010-CB- 043, 2010-DF-034, 2010-DF-036 'lfl~~1H.\\ -:1 t;'r, If\: 30 STATE OF RHODE ISLAND AND PROVIDENCEut:;'t:)AfI/'lfAT10Nl) .' - BOARD OF ELECTIONS CAMPAIGN FINANCE DIVISION 50 Branch Avenue Providence, Rhode Island 02904 TEL. (401) 222-2056 . (TDD: 222-2239) NOTICE AND CERTIFICATIO~ OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS The fffiGCrsignedGCiftific::du the Slate B~)arddElections und~r Secti~m 17-17-3 of the General Laws of Rhode Island that it has reasonable cause to believe that for the calendar year 2010 , it will be required to file two or more affidavits, and that this notice and certitication is being filed for the purpose of permitting the undersigned to report on a semi-annual basis to the State Board of Elections for the aforementioned calendar year. AETNA BRIDGE COMPANY State Vendor ((Jkw:'(C ZoC( /1 . Robert K. Barber ...--- CFO Note: State vendors are permitted to file semi-annual repOliswith the Board of Elections if they 1F rpf.\<;!t'n,"lhhr hu",11p"e tl',."''!-t11p,: .()thp,r\~';c'=- \~rrfL,ld f' P.". llin'rl.l·1) fi'lP rn111tJ' r·:J ' r'~r·'C)l:l<;!.:;·wij;h,.in ...... _u .....&. •••• VAJ _.L .•._V .•.. "-,,.•...• _~. oJ ••••.••. _~·,',.6..J_ .·~~ •.A he_ -:-1-....·....·':"'....· "'- _..• ":"-"''''-''''':;r. _.t .••..I'..• _.•..!.:.J •.•• ,':""!' ••..•. any sjngle calendar year. In order to avail themselves ofthis oppOliunity, state vendors are required to file this Notice and Certification with the State Board of Elections for' '~ach calendar year no later than the date by which the first repclJi to the Board of Elections for such calendar year would otherwis~ be due, i.e. 60 days from the date of execution of a contract with a state agency or in the case of unV\rfittencontracts, within 60 days after the state vendor is first notified that the contract has reached the $5000 reporting threshold, .: ; - Aetn'a Bridge Company, 30 Lockbridge street. Pawtucket. RI 02860 Tel (401) 728-0400 • Fax (401) 724-6350 EQUAL OPPORTUNITY EMPLOYER The undersigned Corporate Officer of Aetna Bridge Company, or any parent subsidiary, division of, (Contracting Party) or affiliated company of such company, states that to the best of his knowledge, neither he nor his spouse, have made any political contributions since June 30, 2009, other than those listed below. The undersigned also acknowledges that Aetna Bridge Company is relying on this statement for purposes of filing an affidavit of State Vendor under Chapter 17-27-3 of the General Laws of the State of Rhode Island. POLITICAL CONTRIBUTIONS (JULY - DEC. 2009) NAME AMOUNT CAPRIO COMMITTEE 10/2/09 $1,000.00 d/:IUuu{ & ~.~ ~ SIGNATURE _Hugo R. Mainelli Jr. President 01-05-10 DATE This covers all amendments on previously reported Rhode Island Contracts # 2000-CB-039, 2000- CH-014, 2001-CB-009, 2000-CB-063, 2001-CB-045, 2001-CB-030, 2002-CB-018;2002-CH-031, 2002-CB-097, 2002-CM-095, 2003-CB-032, 2003-CB-063, 64, 2004-CB-084, 2004-CB-078, 60, 34, 012, 2005-CB-043, 047, 2005-CH-047, 2005-CB-025, 43,103, 2005-CB-057, 2006 CH-069, 2006- CH-Ol1, 2006-CH-072, 2006-CB-076 and RITBA contract Number's 01-6, 03-03, 03-02, 05-6, 05- 12,08-04, 2007-CB-030, 2007-CB-044, 2007-CB-031, 2008-CB-005, 2008-CB-074, 2009-CB-047, 2009-CB-102 The undersigned Corporate Officer of Aetna Bridge Company, or any parent subsidiary, division of, (Contracting Party) or affiliated company of such company, states that to the best of his knowledge, neither he nor his spouse, have made any political contributions since June 30, 2009 other than those listed below. The undersigned also aclmowledges that Aetna Bridge Company is relying on this statement for purposes of filing an affidavit of State Vendor under Chapter 17-27-3 of the General Laws of the State of Rhode Island. POLITICAL CONTRIBUTIONS (JULY - DEC. 2009) NAME AMOUNT Hugo R. Mainelli III President This covers all amendments on previously reported Rhode Island Contracts # 2000-CB-039, 2000- CH-014, 2001-CB-009, 2000-CB-063, 2001-CB-045, 2001-CB-030, 2002-CB-018, ~002-CH-031, 2002-CB-097, 2002-CM-095, 2003-CB-032, 2003-CB-063, 64, 2004-CB-084, 2004-CB-078, 60, 34, 012, 2005-CB-043, 047, 2005-CH-047, 2005-CB-025, 43,103, 2005-CB-057, 2006 CH-069, 2006- CH-011, 2006-CH-072, 2006-CB-076 and RITBA contract Number's 01-6, 03-03, 03-02, 05-6, 05- 12,08-04, 2007-CB-030, 2007-CB-044, 2007-CB-031, 2008-CB-005, 2008-CB-074, 2009-CB-047, 2009-CB-102. ... !Bank of America ••__ Wendy Y. Jamison Senior Vice President Public Policy Government Relations July 28 , 2010 State of Rhode Island Board of Elections Campaign Finance Division 50 Branch Avenue Providence, RI 02904 Attn: Ms. Cynthia Trombetti Re: Affidavit of State Vendor Under Chapter 17-27 of the Rhode Island General Laws Dear Ms. Trombetti: Enclosed please find the January 1 - June 30, 2010 Affidavit for Bank of America Corporation and subsidiaries under Chapter 17-27 ofthe General Laws of Rhode Island, with Exhibits. Also enclosed is a copy of the 2010 Notice and Certification for Relief from Multiple filings form. I trust that the enclosed materials provide the information required by the Board of Elections under the State Vendor Law. Please call me at 302.432.0956 if you require any further information regarding the aforementioned Affidavit and Exhibits. Enclosures Tel: 302.432.0956 . Fax: 704.208.1334 [email protected] Bank of America, DE5-001-02-07 1100North King Street, Wilmington, DE 19884 Recycled Paper RH0-£)"Eil§'LAND STATE OF RHODE ISLAND AND PROVIDENCE PLANTAfi~~~O OF,tUEtCJIONS Board of Elections, Campaign Finance Division :10 JUL29 AM 8: 56 AFFIDAVIT OF BANK OF AMERICA CORPORATION UNDER CHAPTER 17-27 OF THE GENERAL LAWS OF RHODE ISLAND I, Wendy Y. Jamison, on oath do hereby make the following statements and provide the following information: 1. I am making this Mfidavit in my capacity as Senior Vice President of Public Policy, for Banlc of America Corporation and all of its subsidiaries. Bank of America's main office is located at 100 N. Tryon Street, Charlotte, NC, 28255. My telephone number is 302.432.0956. 2. Banlc of America has reasonable cause to believe that it would be required to make two or more Affidavit filings under Chapter 17-27. Therefore, enclosed is a Notice and Certification of State Vendor for Relief from Multiple Filings dated January 28,2010 by Banlc of America. We have elected a semi-annual filing schedule attached hereto as Exhibit A. 3. In all instances the contracting party is Banlc of America or certain of its subsidiaries ("together Banlc of America and its subsidiaries") identified herein and not the individual who actually signed a contract as such contract exists in writing. 4. Any contract between Banlc of America and the State of Rhode Island would be signed by a related party, in his or her capacity as an officer of the particular contracting department or subsidiary as identified below. 5. In order to gather the information required to make these statements, it was necessary to review corporate directories to determine each of the officers who should be surveyed with respect to this Affidavit. Each such officer was requested to provide an affirmative response to a questionnaire concerning reportable political contributions and state contracts. 6. After a review of Bank of America's corporate directories, a survey was made for senior officers concerning the making of political contributions. The officers surveyed range from Senior Vice President Level and above ofBanlc of America and/or its affected subsidiaries. Officers were asked to provide information as to contributions made to a candidate during the reporting period January 1,2010 through June 30, 2010. The terms "candidate" and "contribution" as used herein have the same meaning as the definitions set forth in RIGL 17-25-3. 7. In order to properly advise our officers, the questionnaire referenced in Paragraph 5 set out the requirements for the filing of an Affidavit with the State of Rhode Island and an explanation of what a state vendor relationship would be, and the obligation of the officers to report political contributions individually, by their spouse and/or minor children. The officers were informed of the legal obligations to file an Mfidavit concerning this information. A summary of the responses from officers who said they made reportable contributions is contained in Exhibit B. (Contributions previously reported are included on this Exhibit to provide the required 24-month history and such contributions are noted "PR".) 8. The information supplied in this Affidavit is accurate to the best of my knowledge, based upon a best effort survey as described in paragraphs 5, 6, and 7 above. Given that Bank of America is a large organization with a multitude of complex relationships with the State of Rhode Island and its subdivisions, our survey may not have identified all Bank of America contractual relationships with the State of Rhode Island. Should additional relationships be identified prior to the next regular semi-annual reporting period, this Affidavit will be amended. 9. Based upon the research conducted, we have determined four new contractual relationships were executed with the State of Rhode Island during the period January 1, 2010 through June 30, 2010. The following contracts remain in force from a previous effective date and have a dollar value of$5,000 or more or when aggregated reach the $5,000 threshold. 10. The subparagraphs below provide details as to the contracting party, the agency of the State of Rhode Island with which the contract was made, the date of the contract, the expiration date of the contract (where applicable), the amount billed under the contract, and a description of the goods and services provided to the State of Rhode Island under the contract. A. Bank of America N.A. - Global Commercial Banking fInanced with the Economic Development Corporation 3/6/2000 for the Fidelity Bond and Fleet Bond. (original documents included in 1-1-0 1 affidavit) Fidelity Bond - Fleet National Banlc bought a $25MM, 25 year, taxable development revenue bond (Fidelity Bond) issued by the Rhode Island Economic Development Corp, with a maturity date of 5/01/21. B. Bank of America N.A. - Global Commercial Banking bought a $llMM, 30 year, taxable development revenue bond (Fleet Bond) issued by the Rhode Island Economic Development Corp, with a maturity date of 5/01/27. Fleet National Bank (FNB) fInanced through the Economic Development Corporation, (EDC) dated 1/25/02, a 25 year, $10MM, Moral Obligation Taxable Development Revenue Bond (MOB) as Phase II parity issue from the existing MOB that Fleet issued in 1996. Maturity date of 2027. C. Bank of America, N.A. - Global Commercial Banking provided a 10 years, $12.55MM term loan to RIHMFC in May 2002. Fleet's share of the loan was $3.4MM. The proceeds of the loan provided $10MM for LMI housing purposes through RIHMFC and $2.5MM to Travelers' Aid to support their relocation to the YMCA building. The term maturity date is 5/15/12. D. Banlc of America, N.A. - Global Commercial Banking provided a 5 year, $3 MM direct term loan to Rhode Island Industrial Recreational Building Authority with payout of defaulted AKL Flexotech bond issue. The effective date is 7/23/2004 and the expiration date is 7/21/2009. E. Bank of America, N.A. - Global Commercial Banking provides Image Viewer service access to and use of certain Fleet and/or third party computer software programs and documentation and manuals provided by Fleet to the State of Rhode Island. F. Bank of America, N.A. - Global Commercial Banking ("GCB")are currently parties to the following service agreement: (i.) GCB Cash Management Department continues to provide comprehensive banking services to the State of Rhode Island and the University of Rhode Island, such as demand deposit services, advanced clearing services, account reconciliation services, coin and currency services and Treasury Express services. The charges for the services provided are on a per item basis related to the level of activity in each account. The State and the University of Rhode Island receive a monthly activity statement detailing these charges. Both parties have been setup on an analysis basis, leaving compensating balances in lieu of payment for services. The signed contracts submitted with the July 1995 fIling to the Board remain in place for the State of Rhode Island. (ii) GCB Institutional Custody Department continues to provide custodial services to the State of Rhode Island with respect to unclaimed property (securities) escheated by the State. The services are governed by an agreement dated June 13, 1989. Annual revenues for this service are approximately $22,000. A copy of the Custody Agreement was included in the January 1998 fIling with the Board. (iii) GCB continues to provide wholesale lockbox services to the State of Rhode Island and the State of Rhode Island Boater Registrations (Dept. of Environmental Mgmt.) pursuant to the Service Agreements submitted as part of the July 1998 filing to the Board. G. Banc of America Securities ("BAS")a subsidiary of Bank of America Corporation, has entered into four bond purchase agreements with the Rhode Island Health and Educational Building Corporation as follow: •• Health Facilities Revenue Bonds (Thundermist Health Center - Series 2004) valued at $6,300,000, effective date 2/9/04, expiration date 2/34. • Variable Rate Demand Industrial Development Revenue Bonds (Hall Real Estate, LLC - Series 2004) valued at $4,270,000, effective date 2/24/04, expiration date 2/21. • Health Financing Revenue Bonds (Newport Hospital- Series 2004) valued at $10,000,000 dated 3/8/04, expiration 3/14. • Educational Institution Revenue Bonds (The Pennfield School- Series 2004) valued at $5,000,000, effective date 3/24/04, expiration date 9/2034. H. Banc of America Securities (BAS), a subsidiary of Bank of America Corporation, has entered into two bond purchase agreements with the Rhode Island Economic Development Corporation and the Rhode Island Health and Educational Building Corporation as follow: • Variable Rate Demand Bonds (YMCA of Pawtucket, Inc. - Series 2004) valued at $4,400,000, effective date 10/13/2004, expiration date 10/2034. • Fixed Rate Education Facilities Revenue Bonds (The Groden Center, Inc. - Series 2004) valued at $8,000,000, effective date 10/28/2004, expiration date 10/2034. 1. Banc of America Securities (BAS), a subsidiary of Banl( of America Corporation, has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation (RIHEBC) as follows: • Fixed rate (30 years) Tax-Exempt Bond Issue Educational Facility Revenue Bonds Catholic School Program Issue Series 2005A valued at $23,100,000, effective date 4/27/2005, expiration date 4/1/2035. J. Banc of America Securities (BAS), a subsidiary of Bank of America Corporation, has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation (RIHEBC) as follows: •• Fixed rate (14 year) Tax-Exempt Bond Issue. Medical/Hospital Facility Revenue Bonds (Refunding) Landmark Medical Center Issue - Series 2005 valued at $14,125,000, effective date 8/1/2005, expiration date 10/1/2019. K. Bank of America (issued an irrevocable, transferable Letter of Credit in the amount of $12MM to be issued to Citizens (Trustee). The RI Economic Development Corp issued tax exempt Revenue Bond (McCoy Stadium Issue) in the amount of $11.8MM. The bond and letter of credit matures January 9, 2008. L. Banc of America Securities (BAS), a subsidiary of Banlc of America Corporation has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation, CVS Highlander Charter School Issues - Series 2007 in the amount of$7.0M effective date 9/19/2007. N. Bank of America, N.A., a subsidiary of Bank of America Corporation has entered into a standby bond purchase Agreement with the RI Housing and Mortgage Finance Corporation in the amount of $25 MM effective date 3/20/08, expiration date 3/20/2011. O. Banc of America Securities, LLC, a subsidiary of Banlc of America Corporation has entered into a bond purchase agreement with the RI Health and Educational Building Corporation, Home & Hospice Care of RI Issue - Series 2008 in the amount of $12,600,000. Effective date 2/07/2008. P. Banc of America Securities, LLC, a subsidiary of Banlcof America Corporation has entered into a bond purchase agreement with the RI Economic Development Corporation, RI Philharmonic Orchestra Issue - Series 2008 in the amount of $7,000,000. Effective date 3/19/2008. Q. Banc of America Securities, LLC, a subsidiary of Banlc of America Corporation has entered into two bond purchase agreements with the Rhode Island Health and Educational Building Corporation (Roger Williams University) as follows: • Roger Williams University Series 2008A valued in the amount of $22,935,000, effective date 7/02/2008. CD Roger Williams University, Issue Series 2008B valued in the amount of $38,000,000, effective date 8/27/2008. R. Bank of America, N.A. entered into two negotiated bond agreements with Rhode Island Student Loan Authority in the amount of$7 MM effective 3/31/2010 and $2 MM effective 4/30/2010. S. Bank of America, N.A. entered into a negotiated bond agreement with Rhode Island Turnpike & Bridge Authority in the amount of$50 MM effective date 4/01/2010. T. Banlc of America, N.A. entered into two negotiated bond agreements with the State of Rhode Island in the amount of$ 21MM respectively with an effective date of 4/30/2010. U. Banc of America Public Capital Corporation ("BAPCC") entered into an agreement with State of Rhode Island in the amount of $11 MM for computer system lease with an effective date of 5/13/10. IN WIlNESS WHEREOF, I have hereunto set my hand and seal as of this 28th day of July, 2010. ORPORA'fION ~ nior Vice President, Public Policy STATE OF DELA WARE NEW CASTLE COUNTY Subscribed and sworn to or affirmed before me, an officer authorized to administer oaths th in the jurisdiction where this Affidavit was made on this 28 day of July, 2010. '/'20/ II I I EXHIBIT A NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS BOARD OF ELECTIONS CAMPAIGN FINANCE DIVISION 50 Branch Avenue, Providence, Rhode Island 02904 TEL. (401) 222-2056 [TDD: 222-2239] NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS The undersigned certifies to the State Board of Elections under Section 17-27- 3 of the General Laws of Rhode Island that it has reasonable cause to believe that for the calendar year 2010, it will be required to file two or more affidavits, and that this notice and certification is being filed for the purpose of permitting the undersigned to report on a semi-annual basis to the State Board of Elections for the aforementioned calendar year. BANK OF AMERICA CORPORATION State Vendor Date: January 28, 20 10 NOTE: State Vendors are permitted to file semi-annual reports with the Board of Elections if they reasonably believe that they otherwise would be required to file multiple reports within a single calendar year. In order to avail themselves of this opportunity, state vendors are required to file this Notice and Certification with the State Board of Elections for such calendar year no later than the date by which the first report to the Board of Elections for such calendar year would otherwise be due, i.e., 60 days from the date of execution of a contract with a state agency or in the case of unwritten contracts, within 60 days after the state vendor is first notified that the contract has reached the $5,000 reporting threshold. EXHIBITB CONTRIBUTIONS BY BANK OF AMERICA OFFICERS CONTRIBUTIONS BY BANK OF AMERICA OFFICERS 24 Month Period: June L 2008 - June 30, 2010 Name(s) of Contributor Recipient/Campaign Date of Contrib. Amount PR Vales, Manual J IV Patrick Lynch June 30, 2008 $ 500 (husband of Vales, Mary) PR McGrath, Kevin G Richard Angeli Jr June, 2008 $ 50 PR DePetrillo, Russell Keith Hartley August, 2008 $ 100 (husband of DePetrillo, Rhonda) PR Urso, David (husband of Brian McCuin September 12,2008 $ 100 Urso, Donna) PR DePetrillo, Rhonda Keith Hartley October, 2008 $ 75 DePetrillo, Russell (husband of DePetrillo, Rhonda) PR DePetrillo, Russell Robert Russo November, 2008 $ 35 (husband of DePetrillo, Rhonda) PR Vales IV, Manuel J Patrick Lynch November 30, 2008 $ 500 (husband of Vales, Mary) PR Bennett, Oliver The Cicilline Committee March 30, 2009 $ 500 (Mayor David Cicilline) PR McQueen, Donald Lincoln Chaffee for June 8, 2009 $ 150 McQueen, Virginia Governor (wife of McQueen, David) PR Bennett, Oliver Lincoln Chaffee June 18, 2009 $ 200 PR Vales IV, Manuel J Frank Caprio June 24, 2009 $ 300 (husband of Vales, Mary PR Bennett, Oliver Lincoln Chaffee June 25, 2009 $ 200 PR Stevenson, C. Scott Lincoln Chaffee June, 2009 $ 50 PR Vales IV, Manuel J Patrick Lynch August 17, 2009 $ 500 (husband of Vales, Mary) New Bennett, Oliver Gina Raimondo March 30, 2010 $ 400 New Vales IV, Manuel J Patrick Lynch May 1,2010 $ 500 (husband of Vales, Mary) New Stevenson, C. Scott Lincoln Chaffee May, 2010 $ 250 New Bennett, Oliver Steve Constentino June 30, 2010 $ 400 PR = Previously Reported Wendy y~Jamison Senior Vice President Public Policy Goverriment Relations January 28,2011 State of Rhode Island Board of Elections Campaign Finance Division 50 Branch Avenue Providence, RI 02904 Attn: Ms. Cynthia Trombetti Re: Affidavit of State Vendor Under Chapter 17-27 of the Rhode Island General Laws Dear Ms. Trombetti: Enclosed please find the July 1,2010 - December 31,2010 Affidavit for Bank of America Corporation and subsidiaries under Chapter 17-27 ofthe General Laws of Rhode Island, with Exhibits. Also enclosed is a copy ofthe 2010 Notice and Certification for Relief from Multiple filings form, and a 2011 Notice for Relief. I trust that the enclosed materials provide the information required by the Board of Elections under the State Vendor Law. Please call me at 302.432.0956 if you require any further information regarding the aforementioned Affidavit and Exhibits. Sincerely, son Senio Vi e President Public Policy Enclosures Tel: 302.432.0956 . Fax: 704.208.1334 [email protected] Bank of America, DE5-001-02-07 llOO North King Street, Wilmington, DE 19884 Recycled Paper STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS Board of Elections, Campaign Finance Division AFFIDAVIT OF BANK OF AMERICA CORPORATION UNDER CHAPTER 17-27 OF THE GENERAL LAWS OF RHODE ISLAND I, Wendy Y. Jamison, on oath do hereby make the following statements and provide the following information: . 1. I am making this Affidavit in my capacity as Senior Vice President of Public Policy, for Bank of America Corporation and all of its subsidiaries. Bank of America's main office is located at 100 N. Tryon Street, Charlotte, NC, 28255. My telephone number is 302.432.0956. 2. Bank of America has reasonable cause to believe that it would be required to make two or more Affidavit filings under Chapter 17-27. Therefore, enclosed is a Notice and Certification of State Vendor for Relief from Multiple Filings dated January 28,2010 by Bank of America. We have elected a semi-annual filing schedule attached hereto as Exhibit A. 3. In all instances the contracting party is Banl( of America or certain of its subsidiaries ("together Bank of America and its subsidiaries") identified herein and not the individual who actually signed a contract as such contract exists in writing. 4. Any contract between Banl( of America and the State of Rhode Island would be signed by a related party, in his or her capacity as an officer of the particular contracting department or subsidiary as identified below. 5. In order to gather the information required to make these statements, it was necessary to review corporate directories to determine each of the officers who should be surveyed with respect to this Affidavit. Each such officer was requested to provide an affirmative response to a questionnaire concerning reportable political contributions and state contracts. 6. After a review ofBanl( of America's corporate directories, a survey was made for senior officers concerning the making of political contributions. The officers surveyed range from Senior Vice President Level and above of Bank of America and/or its affected subsidiaries. Officers were asked to provide information as to contributions made to a candidate during the reporting period July 1,2010 December 31, 2010. The terms "candidate" and "contribution" as used herein have the same meaning as the definitions set forth in RIGL 17-25-3. 7. In order to properly advise our officers, the questionnaire referenced in Paragraph 5 set out the requirements for the filing of an Mfidavit with the State of Rhode Island and an explanation of what a state vendor relationship would be, and the obligation of the officers to report political contributions individually, by their spouse and/or minor children. The officers were informed of the legal obligations to file an Affidavit concerning this information. A summary of the responses from officers who said they made reportable contributions is contained in Exhibit B. (Contributions previously reported are included on this Exhibit to provide the required 24-month history and such contributions are noted "PR".) 8. The information supplied in this Affidavit is accurate to the best of my Imowledge, based upon a best effort survey as described in paragraphs 5, 6, and 7 above. Given that Bank of America is a large organization with a multitude of complex relationships with the State of Rhode Island and its subdivisions, our survey may not have identified all Banlc of America contractual relationships with the State of Rhode Island. Should additional relationships be identified prior to the next regular semi-annual reporting period, this Affidavit will be amended. 9. Based upon the research conducted, we have determined four new contractual relationships were executed with the State of Rhode Island during the period January 1, 2010 through June 30, 2010. The following contracts remain in force from a previous effective date and have a dollar value of $5,000 or more or when aggregated reach the $5,000 threshold. 10. The subparagraphs below provide details as to the contracting party, the agency of the State of Rhode Island with which the contract was made, the date of the contract, the expiration date of the contract (where applicable), the amount billed under the contract, and a description of the goods and services provided to the State of Rhode Island under the contract. A. Bank of America N.A. - Global Commercial Banking fmanced with the Economic Development Corporation 3/6/2000 for the Fidelity Bond and Fleet Bond. (original documents included in 1-1-01 affidavit) Fidelity Bond - Fleet National Bank bought a $25MM, 25 year, taxable development revenue bond (Fidelity Bond) issued by the Rhode Island Economic Development Corp, with a maturity date of 5/01/21. B. Bank of America N.A. - Global Commercial Banking bought a $IIMM, 30 year, taxable development revenue bond (Fleet Bond) issued by the Rhode Island Economic Development Corp, with a maturity date of 5/01/27. Fleet National Banlc (FNB) fmanced through the Economic Development Corporation, (EDC) dated 1/25/02, a 25 year, $10MM, Moral Obligation Taxable Development Revenue Bond (MOB) as Phase II parity issue from the existing MOB that Fleet issued in 1996. Maturity date of 2027. C. Bank of America, N.A. - Global Commercial Banking provided a 10 years, $12.55MM term loan to RIHMFC in May 2002. Fleet's share of the loan was $3.4MM. The proceeds ofthe loan provided $10MM for LMI housing purposes through RIHMFC and $2.5MM to Travelers' Aid to support their relocation to the YMCA building. The term maturity date is 5/15/12. D. Bank of America, N.A. - Global Commercial Banlcing provided a 5 year, $3 MM direct term loan to Rhode Island Industrial Recreational Building Authority with payout of defaulted AKL Flexotech bond issue. The effective date is 7/23/2004 and the expiration date is 7/21/2009. E. Bank of America, N.A. Global Commercial Banking provides Image Viewer service access to and use of certain Fleet and/or third party computer software programs and documentation and manuals provided by Fleet to the State of Rhode Island. F. Bank of America, N.A. - Global Commercial Banking ("GCB")are currently parties to the following service agreement: (i.) GCB Cash Management Department continues to provide comprehensive banking services to the State of Rhode Island and the University of Rhode Island, such as demand deposit services, advanced clearing services, account reconciliation services, coin and currency services and Treasury Express services. The charges for the services provided are on a per item basis related to the level of activity in each account. The State and the University of Rhode Island receive a monthly activity statement detailing these charges. Both parties have been setup on an analysis basis, leaving compensating balances in lieu of payment for services. The signed contracts submitted with the July 1995 filing to the Board remain in place for the State of Rhode Island. (ii) GCB Institutional Custody Department continues to provide custodial services to the State of Rhode Island with respect to unclaimed property (securities) escheated by the State. The services are governed by an agreement dated June 13, 1989. Annual revenues for this service are approximately $22,000. A copy of the Custody Agreement was included in the January 1998 filing with the Board. (iii) GCB continues to provide wholesale lockbox services to the State of Rhode Island and the State of Rhode Island Boater Registrations (Dept. of Environmental Mgmt.) pursuant to the Service Agreements submitted as part of the July 1998 filing to the Board. G. Banc of America Securities ("BAS")a subsidiary of Bank of America Corporation, has entered into four bond purchase agreements with the Rhode Island Health and Educational Building Corporation as follow: • Health Facilities Revenue Bonds (Thundermist Health Center - Series 2004) valued at $6,300,000, effective date 2/9/04, expiration date 2/34. • Variable Rate Demand Industrial Development Revenue Bonds (Hall Real Estate, LLC - Series 2004) valued at $4,270,000, effective date 2/24/04, expiration date 2/21. • Health Financing Revenue Bonds (Newport Hospital- Series 2004) valued at . $10,000,000 dated 3/8/04, expiration 3/14. • Educational Institution Revenue Bonds (The Pennfield School- Series 2004) valued at $5,000,000, effective date 3/24/04, expiration date 9/2034. H. Banc of America Securities (BAS), a subsidiary of Banlc of America Corporation, has entered into two bond purchase agreements with the Rhode Island Economic Development Corporation and the Rhode Island Health and Educational Building Corporation as follow: • Variable Rate Demand Bonds (YMCA of Pawtucket, Inc. - Series 2004) valued at $4,400,000, effective date 10/13/2004, expiration date 10/2034. • Fixed Rate Education Facilities Revenue Bonds (The Groden Center, Inc. - Series 2004) valued at $8,000,000, effective date 10/28/2004, expiration date 10/2034. I. Banc of America Securities (BAS), a subsidiary of Banlc of America Corporation, has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation (RIHEBC) as follows: • Fixed rate (30 years) Tax-Exempt Bond Issue Educational Facility Revenue Bonds Catholic School Program Issue - Series 2005A valued at $23,100,000, effective date 4/27/2005, expiration date 4/1/2035. J. Banc of America Securities (BAS), a subsidiary of Banlc of America Corporation, has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation (RIHEBC) as follows: • Fixed rate (14 year) Tax-Exempt Bond Issue. Medical/Hospital Facility Revenue Bonds (Refunding) Landmark Medical Center Issue - Series 2005 valued at $14,125,000, effective date 8/1/2005, expiration date 10/1/2019. K. Bank of America (issued an irrevocable, transferable Letter of Credit in the amount of $12MM to be issued to Citizens (Trustee). The RI Economic Development Corp issued tax exempt Revenue Bond (McCoy Stadium Issue) in the amount of $11.8MM. The bond and letter of credit matures January 9,2008. L. Banc of America Securities (BAS), a subsidiary of Bank of America Corporation has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation, CVS Highlander Charter School Issues - Series 2007 in the amount of$7.0M effective date 9/19/2007. N. Bank of America, N.A., a subsidiary of Bank of America Corporation has entered into a standby bond purchase Agreement with the RI Housing and Mortgage Finance Corporation in the amount of $25 MM effective date 3/20/08, expiration date 3/20/2011. O. Banc of America Securities, LLC, a subsidiary of Banlc of America Corporation has entered into a bond purchase agreement with the RI Health and Educational Building Corporation, Home & Hospice Care of RI Issue - Series 2008 in the amount of $12,600,000. Effective date 2/07/2008. P. Banc of America Securities, LLC, a subsidiary of Bank of America Corporation has entered into a bond purchase agreement with the RI Economic Development Corporation, RI Philharmonic Orchestra Issue - Series 2008 in the amount of $7,000,000. Effective date 3/19/2008. Q. Banc of America Securities, LLC, a subsidiary of Banlc of America Corporation has entered into two bond purchase agreements with the Rhode Island Health and Educational Building Corporation (Roger Williams University) as follows: CD Roger Williams University Series 2008A valued in the amount of $22,935,000, effective date 7/02/2008. • Roger Williams University, Issue Series 2008B valued in the amount of $38,000,000, effective date 8/27/2008. R. Bank of America, N.A. entered into two negotiated bond agreements with Rhode Island Student Loan Authority in the amount of $7 MM effective 3/31/2010 and $2 MM effective 4/30/2010. S. Bank of America, N.A. entered into a negotiated bond agreement with Rhode Island Turnpike & Bridge Authority in the amount of$50 MM effective date 4/01/2010. T. Bank of America, N.A. entered into two negotiated bond agreements with the State of Rhode Island in the amount of$ 21MM respectively with an effective date of 4/30/2010. U. Banc of America Public Capital Corporation ("BAPCC") entered into an agreement with State of Rhode Island in the amount of $11 MM for computer system lease with an effective date of 5/13/10. IN WITNESS WHEREOF, I have hereunto set my hand and seal as of this 28th day of January, 2010. STATE OF DELAWARE NEW CASTLE COUNTY Subscribed and sworn to or affIrmed before me, an officer authorized to administer oaths in the jurisdiction where this Affidavit was made on this 28th day of January, 2011. ~Orc/U ·H.J~.I()020/ ( I / STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS BOARD OF ELECTIONS . . . CAMP AIGN FINAN~E DIVISION 50 Branch Avenue, Providence, Rhode Island 02904 TEL. (401) 222-2056 [TOO: 222-2239] NOTICE AND' CERTIFICATION OF STATE VENDOR FOR RELmF FROM MULTIPLE FILINGS The undersigned certifies to the S~te Board of Elections under Section 17-27- . 3 of the General Laws of Rhode Island that it has reasonable cause to believe that for the calendar year 2010, it will be required to file t~ or more affidavits', and that this notice and certification is being filed for the purpose of pennitting the Undersigned to report on a semi-annual basis to the State Board of Elections for the aforementioned calendar year. BANK OF AMERICA CORPORATION State Vendor Date: January 28. 2010 NOTE: State'Vendors are permitted to file semi-annual reports with the Board of Elections if they reasonably believe' that they otherwise would be required to file multiple reports within a single calendar year. In order to avail themselves of this opportunity, state vendors are required to file this Notice and Certification with the State Board of Elections for such calendar year no later than the date by which the first report to the Board of Elections for such calendar year would otherwise be due, I.e., 60 days from the date of execution of a contract with a state agency or in the case of unwritten contracts, within 60 days after the state vendor is first notified that the contract haS reached the $5,000 reporting threshold .. STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS BOARD OF ELECTIONS CAMPAIGN FINANCE DIVISION 50 Branch Avenue, Providence, Rhode Island 02904 TEL. (401) 222-2056 [TDD: 222-2239] NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS The undersigned certifies to the State Board of Elections under Section 17-27- 3 of the General Laws of Rhode Island that it has reasonable cause to believe that for the calendar year 2011, it will be required to file two or more affidavits, and that this notice and certification is being filed for the purpose of permitting the undersigned to report on a semi-annual basis to the State Board of Elections for the aforementioned calendar year. BANK OF AMERICA CORPORATION State Vendor Date: January 28, 2011 NOTE: State Vendors are permitted to file semi-annual reports with the Board of Elections if they reasonably believe that they otherwise would be required to file multiple reports within a single calendar year. In order to avail themselves of this opportunity, state vendors are required to file this Notice and Certification with the State Board of Elections for such calendar year no later than the date by which the first report to the Board of Elections for such calendar year would otherwise be due, i.e., 60 days from the date of execution of a contract with a state agency or in the case of unwritten contracts, within 60 days after the state vendor is first notified that the contract has reached the $5,000 reporting threshold. EXHIBIT A NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS BOARD OF ELECTIONS CAMPAIGN FINANCE DIVISION 50 Branch Avenue, Providence, Rhode Island 02904 TEL. (401) 222-2056 [TDD: 222-2239] NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS The undersigned certifies to the State Board of Elections under Section 17-27- 3 of the General Laws of Rhode Island that it has reasonable cause to believe that for the calendar year 2010, it will be required to file two or more affidavits, and that this notice and certification is being filed for the purpose of permitting the undersigned to report on a semi-annual basis to the State Board of Elections for the aforementioned calendar year. BANK OF AMERICA CORPORATION State Vendor Date: January 28,2010 NOTE: State Vendors are permitted to file semi-annual reports with the Board of Elections if they reasonably believe that they otherwise would be required to file multiple reports within a single calendar year. In order to avail themselves of this opportunity, state vendors are required to file this Notice and Certification with the State Board of Elections for such calendar year no later than the date by which the first report to the Board of Elections for such calendar year would otherwise be due, i.e., 60 days from the date of execution of a contract with a state agency or in the case of unwritten contracts, within 60 days after the state vendor is first notified that the contract has reached the $5,000 reporting threshold. EXHIBITB CONTRIBUTIONS BY BANK OF AMERICA OFFICERS CONTRIBUTIONS BY BANK OF AMERICA OFFICERS 24 Month Period: July L 2008 - December 31, 2010 Name(s) of Contributor Recipient/Campaign Date of Contrib. Amount PR DePetrillo, Russell Keith Hartley August, 2008 $100 (husband of DePetrillo, Rhonda) PR Urso, David (husband Brian McCuin September 12,2008 $ 100 ofUrso, Donna) PR DePetrillo, Rhonda Keith Hartley October, 2008 $ 75 bePetrillo, Russell (husband of DePetrillo, Rhonda) PR DePetrillo, Russell Robert Russo November, 2008 $ 35 (husband of DePetrillo, Rhonda) PR Vales IV, Manuel J Patrick Lynch November 30, 2008 $ 500 (husband of Vales, Mary) PR Bennett, Oliver The Cicilline Committee March 30, 2009 $ 500 (Mayor David Cicilline) PR McQueen, Donald Lincoln Chaffee for June 8, 2009 $ 150 McQueen, Virginia Governor (wife of McQueen, David) PR Bennett, Oliver Lincoln Chaffee June 18, 2009 $ 200 PR Vales IV, Manuel J Frank Caprio June 24, 2009 $ 300 (husband of Vales, Mary PR Bennett, Oliver Lincoln Chaffee June 25, 2009 $ 200 PR Stevenson, C. Scott Lincoln Chaffee June, 2009 $ 50 PR Vales IV, Manuel J Patrick Lynch August 17, 2009 $ 500 (husband of Vales, Mary) PR Bennett, Oliver Gina Raimondo March 30, 2010 $ 400 PR Vales IV, Manuel J Patrick Lynch May 1,2010 $ 500 (husband of Vales, Mary) PR Stevenson, C. Scott Lincoln Chaffee May, 2010 $ 250 PR Bennett, Oliver Steve Constentino June 30, 2010 $ 400 New McDevitt, Kevin L Kevin O'Neill June 6, 2010 $ 100 New Tracey, Kevin Joe Fernandez July 1,2010 $ 50 New Medici, Edward Lincoln Chaffee July, 2010 $1,200 New Almon, Christopher Friends of Bill Lynch August 11,2010 $ 100 New Parr, David Catherine Taylor August 30, 2010 $ 250 New Tracey, Kevin Gina Raimondo September, 2010 $ 100 New Tracey, Kevin Lincoln Chaffee September, 2010 $ 250 New Vales IV, Manuel J Patrick Lynch September 15, 2010 $ 350 (husband of Vales, Mary) New Stevenson, C Scott Lincoln Chaffee September 19, 2010 $ 100 New Stevenson, C Scott Catherine Taylor September 19, 2010 $ 100 New Turner, Jennifer Joshua Miller September 23, 2010 $ 150 (wife of Jacobson, Keith R) New Vales IV, Manuel J William Lynch October 1,2010 $ 500 (husband of Vales, Mary) New Parr, David Sam Zurier October 18,2010 $ 100 New McDevitt, Kevin L Kerry King November 2,2010 $ 392.57 New Turner, Jennifer Friends of Michael November 20,2010 $ 100 (wife of Jacobson, Solomon KeithR) PR = Previously reported WendyY.Jamison Senior Vice President Public Policy Government Relations January 28, 2010 State of Rhode Island Board of Elections Campaign Finance Division 50 Branch Avenue Providence, RI 02904 Attn: Ms. Cynthia Trombetti Re: Affidavit of State Vendor Under Chapter 17-27 of the Rhode Island General Laws Dear Ms.Trombetti: Enclosed please find the July 1 - December 31, 2009 Affidavit for Bank of America Corporation under Chapter 17-27 of the General Laws of Rhode Island, with Exhibits. Also enclosed is a Notice and Certification for Relief from Multiple filings form for 2010. I trust that the enclosed materials provide the information required by the Board of Elections under the State Vendor Law. Please call me at 302.432.0956 if you require any further information regarding the aforementioned Affidavit and Exhibits. Sincerely, Wen ison Senior Vice President Public Policy Enclosures. Tel: 302.432.0956 . Fax: 704.208.1334 [email protected] Bank of America, DE5-001-02-07 1100North King Street, Wilmington, DE 19884 Recycled Paper STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS Board of Elections, Campaign Finance Division AFFIDAVIT OF BANK OF AMERlCA CORPORATION UNDER CHAPTER 17-27 OF THE GENERAL LAWS OF RHODE ISLAND I, Wendy Y. Jamison, on oath do hereby make the following statements and provide the following information: 1. I am making this Affidavit in my capacity as Senior Vice President of Public Policy, for Bank of America Corporation and all of its subsidiaries. Merrill Lynch and Co. Inc. and Merrill Lynch Pierce, Fenner & Smith are now included as legal subsidiaries under Bank of America Corporation. Bank of America's main office is located at 100 N. Tryon Street, Charlotte, NC, 28255. My telephone number is 302.432.0956. 2. Banlc of America has reasonable cause to believe that it would be required to make two or more Affidavit filings under Chapter 17-27. Therefore, enclosed is a Notice and Certification of State Vendor for Relief from Multiple Filings dated January 28,2010 by Banlc of America. We have elected a semi-annual filing schedule attached hereto as Exhibit A. 3. In all instances the contracting party is Banlc of America or certain of its subsidiaries ("together Banlc of America and its subsidiaries") identified herein and not the individual who actually signed a contract as such contract exists in writing. 4. Any contract between Bank of America and the State of Rhode Island would be signed by a related party, in his or her capacity as an officer of the particular contracting department or subsidiary as identified below. 5. In order to gather the information required to make these statements, it was necessary to review corporate directories to determine each of the officers who should be surveyed with respect to this Affidavit. Each such officer was requested to provide an affirmative response to a questionnaire concerning reportable political contributions and state contracts. 6. After a review ofBanlc of America's corporate directories, a survey was made for senior officers concerning the maldng of political contributions. The officers surveyed range from Senior Vice President Level and above ofBanlc of America and/or its affected subsidiaries. Officers were asked to provide information as to contributions made to a candidate during the reporting period July 1, 2009 through December 31, 2009. The terms "candidate" and "contribution" as used herein have the same meaning as the definitions set forth in RlGL 17-25-3. 7. In order to properly advise our officers, the questionnaire referenced in Paragraph 5 set out the requirements for the filing of an Affidavit with the State of Rhode Island and an explanation of what a state vendor relationship would be, and the obligation of the officers to report political contributions individually, by their spouse and/or minor children. The officers were informed of the legal obligations to file an Affidavit concerning this information. A summary of the responses from officers who said they made reportable contributions is contained in Exhibit B. (Contributions previously reported are included on this Exhibit to provide the required 24-month history and such contributions are noted "PR".) 8. The information supplied in this Affidavit is accurate to the best of my knowledge, based upon a best effort survey as described in paragraphs 5, 6, and 7 above. Given that BarrIeof America is a large organization with a multitude of complex relationships with the State of Rhode Island and its subdivisions, our survey may not have identified all Bank of America contractual relationships with the State of Rhode Island. Should additional relationships be identified prior to the next regular semi-annual reporting period, this Affidavit will be amended. 9. Based upon the research conducted, we have determined no new contractual relationships were executed with the State of Rhode Island during the period July 1, 2009 through December 31, 2009. The following contracts remain in force from a previous effective date and have a dollar value of $5,000 or more or when aggregated reach the $5,000 threshold. 10. The subparagraphs below provide details as to the contracting party, the agency of the State of Rhode Island with which the contract was made, the date of the contract, the expiration date of the contract (where applicable), the amount billed under the contract, and a description ofthe goods and services provided to the State of Rhode Island under the contract. A. Banlc of America N.A. - Global Commercial Banldng financed with the Economic Development Corporation 3/6/2000 for the Fidelity Bond and Fleet Bond. (original documents included in 1-1-01 affidavit) Fidelity Bond - Fleet National Banlc bought a $25MM, 25 year, taxable development revenue bond (Fidelity Bond) issued by the Rhode Island Economic Development Corp, with a maturity date of 5/01/21. B. Bank of America N.A. - Global Commercial Banldng bought a $IIMM, 30 year, taxable development revenue bond (Fleet Bond) issued by the Rhode Island Economic Development Corp, with a maturity date of 5/01/27. Fleet National Banlc (FNB) financed through the Economic Development Corporation, (EDC) dated 1/25/02, a 25 year, $10MM, Moral Obligation Taxable Development Revenue Bond (MOB) as Phase II parity issue from the existing MOB that Fleet issued in 1996. Maturity date of 2027. C. Banlc of America, N.A. - Global Commercial Banldng provided a 10 years, $12.55MM term loan to RIHMFC in May 2002. Fleet's share of the loan was $3.4MM. The proceeds of the loan provided $10MM for LMI housing purposes through RIHMFC and $2.5MM to Travelers' Aid to support their relocation to the YMCA building. The term maturity date is 5/15/12. D. Banlc of America, N.A. - Global Commercial Banldng provided a 5 year, $3 MM direct term loan to Rhode Island Industrial Recreational Building Authority with payout of defaulted AKL Flexotech bond issue. The effective date is 7/23/2004 and the expiration date is 7/21/2009. E. Banlc of America, N.A. - Global Commercial Banldng provides Image Viewer service access to and use of certain Fleet and/or third party computer software programs and documentation and manuals provided by Fleet to the State of Rhode Island. F. Bank of America, N.A. Global Commercial Banldng ("GCB")are currently parties to the following service agreement: (i.) GCB Cash Management Department continues to provide comprehensive banldng services to the State of Rhode Island and the University of Rhode Island, such as demand deposit services, advanced clearing services, account reconciliation services, coin and currency services and Treasury Express services. The charges for the services provided are on a per item basis related to the level of activity in each account. The State and the University of Rhode Island receive a monthly activity statement detailing these charges. Both parties have been setup on an analysis basis, leaving compensating balances in lieu of payment for services. The signed contracts submitted with the July 1995 filing to the Board remain in place for the State of Rhode Island. (ii) GCB Institutional Custody Department continues to provide custodial services to the State of Rhode Island with respect to unclaimed property (securities) escheated by the State. The services are governed by an agreement dated June 13, 1989. Annual revenues for this service are approximately $22,000. A copy of the Custody Agreement was included in the January 1998 filing with the Board. (iii) GCB continues to provide wholesale lockbox services to the State of Rhode Island and the State of Rhode Island Boater Registrations (Dept. of Environmental Mgmt.) pursuant to the Service Agreements submitted as part of the July 1998 filing to the Board. G. Banc of America Securities ("BAS")a subsidiary of Bank of America Corporation, has entered into four bond purchase agreements with the Rhode Island Health and Educational Building Corporation as follow: 411 Health Facilities Revenue Bonds (Thundermist Health Center - Series 2004) valued at $6,300,000, effective date 2/9/04, expiration date 2/34. 411 Variable Rate Demand Industrial Development Revenue Bonds (Hall Real Estate, LLC - Series 2004) valued at $4,270,000, effective date 2/24/04, expiration date 2/21. 411 Health Financing Revenue Bonds (Newport Hospital- Series 2004) valued at $10,000,000 dated 3/8/04, expiration 3/14. • Educational Institution Revenue Bonds (The Pennfield School- Series 2004) valued at $5,000,000, effective date 3/24/04, expiration date 9/2034. H. Banc of America Securities (BAS), a subsidiary of Banl( of America Corporation, has entered into two bond purchase agreements with the Rhode Island Economic Development Corporation and the Rhode Island Health and Educational Building Corporation as follow: • Variable Rate Demand Bonds (YMCA of Pawtucket, Inc. - Series 2004) valued at $4,400,000, effective date 10/13/2004, expiration date 10/2034. • Fixed Rate Education Facilities Revenue Bonds (The Groden Center, Inc. - Series 2004) valued at $8,000,000, effective date 10/28/2004, expiration date 10/2034. I. Banc of America Securities (BAS), a subsidiary of Bank of America Corporation, has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation (RIHEBC) as follows: 411 Fixed rate (30 years) Tax-Exempt Bond Issue Educational Facility Revenue Bonds Catholic School Program Issue - Series 2005A valued at $23,100,000, effective date 4/27/2005, expiration date 4/1/2035. J. Banc of America Securities (BAS), a subsidiary of Bank of America Corporation, has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation (RIHEBC) as follows: 411 Fixed rate (14 year) Tax-Exempt Bond Issue. Medical/Hospital Facility Revenue Bonds (Refunding) Landmark Medical Center Issue - Series 2005 valued at $14,125,000, effective date 8/1/2005, expiration date 10/1/2019. K. Banl( of America (issued an irrevocable, transferable Letter of Credit in the amount of $12MM to be issued to Citizens (Trustee). The RI Economic Development Corp issued tax exempt Revenue Bond (McCoy Stadium Issue) in the amount of$II.8MM. The bond and letter of credit matures January 9, 2008. L. Banc of America Securities (BAS), a subsidiary of Bank of America Corporation has entered into a bond purchase agreement with the Rhode Island Health and Educational Building Corporation, CVS Highlander Charter School Issues - Series 2007 in the amount of$7.0M effective date 9/19/2007. N. Bank of A1nerica, N.A., a subsidiary of Bank of America Corporation has entered into a standby bond purchase Agreement with the RI Housing and Mortgage Finance Corporation in the amount of $25 MM effective date 3/20/08, expiration date 3/20/2011. O. Banc of America Securities, LLC, a subsidiary ofBanlc of America Corporation has entered into a bond purchase agreement with the RI Health and Educational Building Corporation, Home & Hospice Care ofRI Issue - Series 2008 in the amount of $12,600,000. Effective date 2/07/2008. P. Banc of America Securities, LLC, a subsidiary of Banlc of America Corporation has entered into a bond purchase agreement with the RI Economic Development Corporation, RI Philharmonic Orchestra Issue - Series 2008 in the amount of $7,000,000. Effective date 3/19/2008. Q. Banc of America Securities, LLC, a subsidiary of Bank of America Corporation has entered into two bond purchase agreements with the Rhode Island Health and Educational Building Corporation (Roger Williams University) as follows: • Roger Williams University Series 2008A valued in the amount of $22,935,000, effective date 7/02/2008. • Roger Williams University, Issue Series 2008B valued in the amount of $38,000,000, effective date 8/27/2008. IN WIlNESS WHEREOF, I have hereunto set my hand and seal as ofthis 27th day of January, 2010. K OF AMERICA CORPORATION, ~ , Senior Vice President, Public Policy STATE OF DELAWARE NEW CASTLE COUNTY Subscribed and sworn to or affirmed before me, an officer authorized to administer oaths t in the jurisdiction where this Affidavit was made on this 28 " day of January, 2010. EXHIBIT A NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS BOARD OF ELECTIONS CAMPAIGN FINANCE DIVISION 50 Branch Avenue, Providence, Rhode Island 02904 TEL. (401) 222-2056 [TDD: 222-2239] NOTICE AND CERTIFICATION OF STATE VENDOR FOR RELIEF FROM MULTIPLE FILINGS The undersigned certifies to the State Board of Elections under Section 17-27- 3 of the General Laws of Rhode Island that it has reasonable cause to believe that for the calendar year 2009, it will be required to file two or more affidavits, and that this notice and certification is being filed for the purpose of permitting the undersigned to report on a semi-annual basis to the State Board of Elections for the aforementioned calendar year. BANK OF AMERICA CORPORATION State Vendor Date: January 28,2010 NOTE: State Vendors are permitted to file semi-annual reports with the Board of Elections if they reasonably believe that they otherwise would be required to file multiple reports within a single calendar year. In order to avail themselves of this opportunity, state vendors are required to file this Notice and Certification with the State Board of Elections for such calendar year no later than the date by which the first report to the Board of Elections for such calendar year would otherwise be due, i.e., 60 days from the date of execution of a contract with a state agency or in the case of unwritten contracts, within 60 days after the state vendor is first notified that the contract has reached the $5,000 reporting threshold. EXHIBITB CONTRIBUTIONS BY BANK OF AMERICA OFFICERS CONTRIBUTIONS BY BANK OF AMERICA OFFICERS 24 Month Period: July 1, 2007 - December 31, 2009 Name(s) of Contributor Recipient/Campaign Date of Contrib. Amount PR Bolusky, David Steve Waluk September, 2007 $ 200 (husband of Bolusky, Diane) PR McGrath, Kevin G William Flately September, 2007 $ 100 PR McGrath, Kevin John Patrick Shanley September, 2007 $ 50 Alfonso, Antonio Jr. The Cicilline Committee March 3, 2008 $1,000 PR (husband of Alfonso, Rita) PR Vales, Manual J IV Patrick Lynch June 30, 2008 $ 500 (husband of Vales, Mary) PR McGrath, Kevin G Richard Angeli Jr June, 2008 $ 50 PR DePetrillo, Russell Keith Hartley August, 2008 $ 100 (husband of DePetrillo, Rhonda) PR Urso, David (husband of Brian McCuin September 12,2008 $ 100 Urso, Donna) PR DePetrillo, Rhonda Keith Hartley October, 2008 $ 75 DePetrillo, Russell (husband of DePetrillo, Rhonda) PR DePetrillo, Russell Robert Russo November, 2008 $ 35 (husband of DePetrillo, Rhonda) PR Vales IV, Manuel J Patrick Lynch November 30, 2008 $ 500 (husband of Vales, Mary) PR Bennett, Oliver The Cicilline Committee March 30, 2009 $ 500 (Mayor David Cicilline) PR McQueen, Donald Lincoln Chaffee for June 8, 2009 $ 150 McQueen, Virginia Governor (wife of McQueen, David) PR Bennett, Oliver Lincoln Chaffee June 18, 2009 $ 200 PR Vales IV, Manuel J Frank Caprio June 24, 2009 $ 300 (husband of Vales, Mary PR Bennett, Oliver Lincoln Chaffee June 25, 2009 $ 200 PR Stevenson, C. Scott Lincoln Chaffee June, 2009 $ 50 Vales IV, Manuel J Patrick Lynch August 17, 2009 $ 500 (husband of Vales, Mary) Vales IV, Manuel J Patrick Lynch October 15, 2009 $ 500 (husband of Vales, Mary) PR Previously Reported