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Return of Organization Exempt from Income l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490136012678 Return of Organization Exempt From Income Tax OMB No 1545-0047 Form 990 Under section 501 (c), 527, or 4947 (a)(1) of the Internal Revenue Code ( except black lung benefit trust or private foundation) 2 00 6_ Department of the Open -The organization may have to use a copy of this return to satisfy state reporting requirements Treasury Inspection Internal Revenue Service A For the 2006 calendar year, or tax year beginning 07 -01-2006 and ending 06-30-2007 C Name of organization D Employer identification number B Check if applicable Please CASE WESTERN RESERVE UNIVERSITY 1 Address change use IRS 34-1018992 label or Number and street (or P 0 box if mail is not delivered to street address ) Room /suite E Telephone number F Name change print or type . See 10900 EUCLID AVENUE (216 ) 368-2126 1 Initial return Specific Instruc - City or town, state or country , and ZIP + 4 FAccounting method (- Cash F Accrual F_ Final return tions . CLEVELAND, OH 441067006 (- Other ( specify) 0- (- Amended return F_ Application pending * Section 501(c)(3) organizations and 4947(a)(1) nonexempt charitable H and I are not applicable to section 527 organizations trusts must attach a completed Schedule A (Form 990 or 990-EZ). H(a) Is this a group return for affiliates? F Yes F No H(b) If "Yes" enter number of affiliates 0- G Web site : - HTTP //WWW CASE EDU H(c) Are all affiliates included? F Yes F No (If "No," attach a list See instructions ) I Organization type ( check only one) 1- F9!!+ 501( c) (3) -4 (insert no ) (- 4947(a)(1) or F_ 527 H(d) Is this a separate return filed by an organization K Check here 1- 1 if the organization is not a 509(a)(3) supporting organization and its gross receipts are covered by a group ruling? (- Yes F No normally not more than 25,000 A return is not required, but if the organization chooses to file a return, be sure to file a complete return I Group Exemption Number 0- M Check - F if the organization is not required to L Gross receipts Add lines 6b, 8b, 9b, and 10b to line 12 - 2,620,889,288 attach Sch B (Form 990, 990-EZ, or 990-PF) n i Revenue . Expenses . and Chances in Net Assets or Fund Balances (See the instructions.) 1 Contributions, gifts, grants, and similar amounts received a Contributions to donor advised funds la b Direct public support (not included on line 1a) . lb 145,880,445 c Indirect public support (not included on line 1a) . 1c d Government contributions (grants) (not included on line 1a) ld 296,060,733 1e 441,941,178 e Total (add lines la through 1d) (cash $ 441,899,178 noncash $ 42,000 2 Program service revenue including government fees and contracts (from Part V II, line 93) 2 335,547,402 3 Membership dues and assessments 3 4 Interest on savings and temporary cash investments 4 1,275,188 5 Dividends and interest from securities 5 75,605,231 6a Gross rents 6a 5,652,721 b Less rental expenses 6b c Net rental income or (loss) subtract line 6b from line 6a . 6c 5,652,721 W 7 Other investment income (describe - ) 7 3,012,517 8a Gross amount from sales of assets (A) Securities (B) Other 16 a other than inventory 1,754,373,281 8a 3,481,770 b Less cost or other basis and sales expenses 1,664,080,411 8b 1,314,882 c Gain or (loss) (attach schedule) 90,292,870 Sc 2,166,888 d Net gain or (loss) Combine line 8c, column s (A) and (B) . 8d 92,459,758 9 Special events and activities (attach schedule) If any amount is from gaming , check here 0-F a Gross revenue (not including $ of contributions reported on line 1b) 9a b Less direct expenses other than fundraising expenses . 9b c Net income or (loss) from special events Subtract line 9b from line 9a . c 10a Gross sales of inventory, less returns and allowances . 10a b Less cost of goods sold 10b c Gross profit or (loss) from sales of inventory (attach schedule) Subtract line 10b from line 10a 10c 11 Other revenue (from Part VII, line 103) 11 12 Total revenue Add lines le, 2, 3, 4, 5, 6c, 7, 8d, 9c, 10c, and 11 . 12 955,493,995 13 Program services (from line 44, column (B)) . 13 807,677,872 14 Management and general (from line 44, column (C)) . 14 82,914,765 Fu 15 Fundraising (from line 44, column (D)) 15 11,391,856 CL 16 Payments to affiliates (attach schedule) 16 17 Total expenses Add lines 16 and 44, column (A) . 17 901,984,493 18 Excess or (deficit) for the year Subtract line 17 from line 12 . 18 53,509,502 19 Net assets or fund balances at beginning of year (from line 73, column (A)) 19 2,049,788,913 20 Other changes in net assets or fund balances (attach explanation) 20 54,706,589 _1u I 21 Net assets or fund balances at end of year Combine lines 18, 19, and 20 . 21 2,258,005,004 For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions . Cat No 11282Y Form 990 (2006) Form 990 (2006) Page 2 RIEULEM Statement of All organizations must complete column (A) Columns (B), (C), and (D) are required for section Functional Expenses 501(c)(3) and (4) organizations and section 4947(a)(1) nonexempt charitable trusts but optional for others (See the instructions.) Do not include amounts reported on line (B) Program (C) Management (A) Total (D) Fundraising 6b, 8b, 9b, 1Ob, or 16 of Part I. services and general 22a Grants paid from donor advised funds (attach Schedule) (cash $ 0 noncash $ 0 If this amount includes foreign grants, check here F 22a 22b Other grants and allocations (attach schedule) (cash $ 107,594,230 noncash $ 0 If this amount includes foreign grants, check here F 22b 107,594,230 107,594,230 23 Specific assistance to individuals (attach schedule) 23 24 Benefits paid to or for members (attach schedule) 24 25a Compensation of current officers, directors, key employees etc Listed in Part V-A (attach schedule) 25a 2,439,561 0 2,439,561 0 b Compensation of former officers, directors, key employees etc listed in Part V-B (attach schedule) 25b 2,023,192 299,985 1,723,207 0 c Compensation and other distributions not icluded above to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) (attach schedule) 25c 26 Salaries and wages of employees not included on lines 25a, b and c 26 286,471,531 263,504,482 16,331,199 6,635,850 27 Pension plan contributions not included on lines 25a, b and c 27 23,280,833 21,414,358 1,327,196 539,279 28 Employee benefits not included on lines 25a - 27 28 34,255,751 31,510,606 1,952,368 792,777 29 Payroll taxes 29 19,630,327 18,056,520 1,119,088 454,719 30 Professional fundraising fees 30 31 Accounting fees 31 317,750 0 317,750 0 32 Legal fees 32 2,099,180 0 2,099,180 0 33 Supplies 33 57,340,683 54,038,964 2,192,085 1,109,634 34 Telephone 34 4,158,121 2,565,993 1,510,013 82,115 35 Postage and shipping 35 1,848,904 1,515,246 198,335 135,323 36 Occupancy 36 21,620,051 21,620,051 0 0 37 Equipment rental and maintenance 37 22,822,944 16,974,629 5,737,683 110,632 38 Printing and publications 38 39 Travel 39 12,737,536 10,758,067 1,321,757 657,712 40 Conferences, conventions, and meetings 40 4,998,356 4,353,594 467,211 177,551 41 Interest 41 24,684,741 17,133,474 7,551,267 0 42 Depreciation, depletion, etc (attach schedule) 42 57,476,527 47,610,492 9,866,035 0 43 Other expenses not covered above (itemize) a See Additional Data Table 43a b 43b c 43c d 43d e 43e f 43f g 43g 44 Total functional expenses . Add lines 22a through 43g (Organizations completing columns (B)-(D), carry these totals to lines 13-15) 44 901,984,493 807,677,872 82,914,765 11,391,856 Joint Costs . Check - fl if you are following SOP 98-2 Are any joint costs from a combined educational campaign and fundraising solicitation reported in (B) Program services ' fl Yes 17 No If "Yes," enter ( i) the aggregate amount of these joint costs $ 0 , (ii) the amount allocated to Program services $ 0 (iii) the amount allocated to Management and general $ 0 , and ( iv) the amount allocated to Fundraising $0 Form 990 (2006) Form 990 ( 2006) Page 3 f iii Statement of Program Service Accomplishments (See the instructions.) Form 990 is available for public inspection and, for some people, serves as the primary or sole source of information about a particular organization How the public perceives an organization in such cases may be determined by the information presented on its return Therefore, please make sure the return is complete and accurate and fully describes, in Part III, the organization's programs and accomplishments Program Service What is the organization's primary exempt purpose's 0- SEE STATEMENTS 1-3 Expenses All organizations must describe their exempt purpose achievements in a clear and concise manner State the number of clients served, (Required for 501(c)(3) and publications issued, etc Discuss achievements that are not measurable (Section 501(c)(3) and (4) organizations and 4947(a)(1) nonexempt (4) orgs , and 4947(a)(1) charitable trusts must also enter the amount of grants and allocations to others trusts, but optional for others a Instructional and departmental research (Grants and allocations $ 29,857,139) If this amount includes foreign grants, check here - F 276,402,371 b Sponsored research and training (Grants and allocations $ 10,915,788) If this amount includes foreign grants, check here - F 324,482,712 c Other sponsored programs (Grants and allocations $ 11,450,933) If this amount includes foreign grants, check here - F 39,956,084 d Auxiliary services (Grants and allocations $ 18,544) If this amount includes foreign grants, check here F 68,686,196 e Other program services (attach schedule) (Grants and allocations $ ) If this amount includes foreign grants, check here F- f Total of Program Service Expenses (should equal line 44, column (B), Program services) .
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