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Annual Securities Report Annual Securities Report “Yukashoken Hokokusho” (Excerpt) for the fiscal year ended March 31, 2010 The Bank of Tokyo-Mitsubishi UFJ, Ltd. Table of Contents Page Cover............................................................................................................................................................1 I. Overview of the Company..................................................................................................................2 1. Key Financial Data and Trends .......................................................................................................2 2. History.............................................................................................................................................6 3. Business Outline..............................................................................................................................7 4. Information on Subsidiaries and Affiliates......................................................................................8 5. Employees .....................................................................................................................................11 II. Business Overview ............................................................................................................................12 1. Summary of Results ......................................................................................................................12 2. Issues to be Addressed...................................................................................................................31 3. Risks Related to Business..............................................................................................................32 4. Analysis of Financial Position, Business Results and Cash Flows................................................40 III. Equipment and Facilities..................................................................................................................46 Overview of Capital Investment .........................................................................................................46 IV. Company Information......................................................................................................................47 1. Information on the Company’s shares ...........................................................................................47 2. Policy on Dividends ......................................................................................................................51 3. Changes in Share Prices ................................................................................................................52 4. Directors and Corporate Auditors..................................................................................................53 5. Corporate Governance...................................................................................................................55 Financial Information.......................................................................................................................63 Independent Auditors’ Report .....................................................................................................................63 [Cover] [Document Submitted] Annual Securities Report (“Yukashoken Hokokusho”) [Article of the Applicable Law Article 24, Paragraph 1 of the Financial Instruments and Requiring Submission of Exchange Act of Japan This Document] [Submitted to] Director, Kanto Local Finance Bureau [Date of Submission] June 29, 2010 [Accounting Period] The 5th Fiscal Year (from April 1, 2009 to March 31, 2010) [Company Name] Kabushiki-Kaisha Mitsubishi Tokyo UFJ Ginko [Company Name in English] The Bank of Tokyo-Mitsubishi UFJ, Ltd. [Position and Name of Representative] Katsunori Nagayasu, President [Location of Head Office] 2-7-1, Marunouchi, Chiyoda-ku, Tokyo, Japan [Phone No.] 03-3240-1111 (main) [Contact for Communications] Fumikazu Tatsumi, Chief Manager of Corporate Administration Division [Nearest Contact] 2-7-1, Marunouchi, Chiyoda-ku, Tokyo, Japan [Phone No.] 03-3240-1111 (main) [Contact for Communications] Fumikazu Tatsumi, Chief Manager of Corporate Administration Division [Place Available for Public Inspection] Available only at the Head Office 1 I. Overview of the Company 1. Key Financial Data and Trends (1) Key consolidated financial data and trends over the current and previous four fiscal years (Millions of yen, unless otherwise stated) Fiscal 2005 Fiscal 2006 Fiscal 2007 Fiscal 2008 Fiscal 2009 From April 1, From April 1, From April 1, From April 1, From April 1, 2005 2006 2007 2008 2009 to March 31, to March 31, to March 31, to March 31, to March 31, 2006 2007 2008 2009 2010 Consolidated ordinary income 2,931,816 4,879,528 5,083,631 4,240,043 3,515,787 Consolidated ordinary profit (loss) 687,515 1,178,478 794,409 (103,819) 458,286 Consolidated net income (loss) 484,147 744,484 591,452 (213,962) 362,886 Consolidated total equity 6,774,059 8,890,555 7,985,225 6,857,089 9,300,572 Consolidated total assets 160,772,959 155,863,048 155,801,981 160,826,160 165,095,177 Total equity per share (yen) 608.36 678.60 587.12 451.70 574.78 Net income (loss) per share (yen) 77.02 73.40 56.93 (21.86) 30.16 Diluted net income per share (yen) 75.10 71.66 56.79 - 30.16 Capital ratio (%) - 4.66 4.06 3.45 4.69 Consolidated risk-adjusted capital ratio 12.48 12.77 11.20 12.02 15.54 (under uniform international standards; %) Consolidated return on equity (%) 10.35 11.38 8.99 (4.16) 5.63 Net cash provided by operating activities (4,595,900) (4,963,523) (3,732,540) 5,488,114 13,339,631 Net cash used in investing activities 561,152 2,422,088 5,015,761 (6,632,746) (14,168,589) Net cash provided by financing activities 2,408 (347,870) (243,620) 1,069,287 1,006,620 Cash and cash equivalents at end of period 5,413,714 2,526,701 3,546,580 3,271,131 3,449,274 Number of employees 60,085 59,122 56,024 55,549 [Besides the above, average number of 60,406 [5,940] [7,363] [7,140] [25,300] temporary employees] (Notes) 1. National and local consumption taxes of the Bank and its domestic consolidated subsidiaries are accounted for using the tax-excluded method. 2. In calculating the amount of consolidated total equity and consolidated total assets, the Bank has adopted the “Accounting Standard for Presentation of Net Assets in the Balance Sheet” (ASBJ Statement No. 5) and “Guidance on Accounting Standard for Presentation of Net Assets in the Balance Sheet” (ASBJ Guidance No. 8) from fiscal 2006. 3. In calculating “Total equity per share,” “Net income (loss) per share” and “Diluted net income per share” (hereinafter referred to as “Per Share Information”), the Bank has adopted the “Accounting Standard for Earnings Per Share” (ASBJ Statement No. 2) and “Guidance on Accounting Standard for Earnings Per Share” (ASBJ Guidance No. 4). With the revision of the ASBJ Guidance No. 4, the Bank has calculated the total equity per share by including deferred gain (loss) on derivatives under hedge accounting from fiscal 2006. The basis of calculation of Per Share Information is described in “Per share information” under Section “Notes to Consolidated Financial Statements” of “Financial Information.” 4. Diluted net income per share for fiscal 2008 was not available as the Bank posted a consolidated net loss. 2 5. Capital ratio is calculated by dividing (“total equity at the end of fiscal year” - “subscription rights to shares at the end of fiscal year” - “minority interests at the end of fiscal year”) by “total assets at the end of fiscal year.” 6. From the end of fiscal 2006, the consolidated risk-adjusted capital ratio has been calculated according to the formula specified in the Financial Services Agency Notification No. 19 of 2006, which is based on the provisions of Article 14-2 of the Banking Act. The Bank applies uniform international standards to the calculation of its risk- adjusted capital ratio. The ratio for fiscal 2005 was calculated according to the formula specified in the Ministry of Finance Notification No. 55 of 1993, which is based on the provisions of Article 14-2 of the Banking Act. 7. Consolidated price earnings ratio is not available as shares of the Bank are unlisted. 8. From fiscal 2009, the average number of temporary employees has included dispatched employees and figures have been rounded to the nearest hundred. The number of dispatched employees counted as temporary employees during fiscal 2009 was 19,100 (the figure is rounded to the nearest hundred). 9. The Bank merged with UFJ Bank Limited on January 1, 2006 and changed its business name to The Bank of Tokyo-Mitsubishi UFJ, Ltd. Therefore, figures for fiscal 2005 represent those for The Bank of Tokyo-Mitsubishi, Ltd. until December 31, 2005; from January 1, 2006, figures for The Bank of Tokyo-Mitsubishi UFJ, Ltd. have been applied. 3 (2) Key non-consolidated financial data and trends of the Bank over the current and previous four fiscal years (Millions of yen, unless otherwise stated) Fiscal period 1st Term 2nd Term 3rd Term 4th Term 5th Term Period of account March 2006 March 2007 March 2008 March 2009 March 2010 Ordinary income 2,217,015 3,651,533 3,810,444 3,513,112 2,916,427 Ordinary profit (loss) 562,892 834,549 567,287 (199,439) 407,826 Net income (loss) 450,799 669,298 550,985 (366,392) 342,667 Capital stock 996,973 996,973 996,973 1,196,295 1,711,958 Common stock Common stock Common stock Common stock Common stock 9,822,054 10,257,961 10,257,961 10,833,384
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