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On the Problem of a Finitistic F. Winterberg Desert Research Institute, University of Nevada System, Reno, Nevada 89506

Z. Naturforsch. 47a, 545-553 (1992); received June 15,1991; revised version received January 10,1992

A finitistic quantum field theory, as a model for a unified theory of elementary particles is proposed, making the assumption that all spatial and temporal distances can only assume integer values of a fundamental and time, for which we have chosen the Planck length and Planck time. To satisfy the condition of causality in its quantized version, the theory must be exactly nonrelativistic, because only then can the concept that points in space are separated by multiples of a fundamental length be formulated in an invariant way. The theory is formulated as a partial finite difference equation, invariant under translations and rotations in space, and translations in time, and can be expressed as a partial differential equation of infinite order. The theory is free of all divergen- cies, has a positive definite metric in Hilbert space and therefore no ghost states. Possessing a fundamental length, chosen to be equal the Planck length, the theory has an inbuilt cut-off at the Planck energy. For energies sufficiently below the Planck energy, the theory can be approximated by the previously described Planck aether model, which can be viewed as a superfluid consisting of Planck masses, leading to as a dynamic symmetry in the asymptotic limit of low energies.

1. Introduction quantized field theories are likely to have here their root. To describe an element of reality, a physical theory Historically, the first attempts made to solve the should be expressed by a countable set of values. Al- problem of the divergencies was through the introduc- ready a classical field theory described by a partial tion of a cut-off length limiting the otherwise divergent differential equation contains metaphysical elements, integrals. Such a procedure is quite successful in solid because it requires for the computation of the field at state theories, which describe the solid as a some future time the knowledge of the field strength at field and where the lattice constant serves as a natural an infinite number of points in space. In principle that cut-off length. The reason why it does not work in includes values of the field strength at all points in relativistic quantum field theories is the indefinite met- space, whether they are expressed by rational or irra- ric of the Minkowski space-time, which makes it im- tional numbers. This metaphysical element plays a possible to formulate the property of proximity be- minor role in classical physics, where it limits the accu- tween two points in space in a relativistically invariant racy in the prediction of the future through the inaccu- way. A relativistic field theory containing a cut-off racy of the initial conditions, but it leads to fundamen- parameter violates causality, because through a tal difficulties in quantum field theories. In classical Lorentz-transformation the time sequence of cause field theories only those solutions of the field equation and effect can be reversed. In an attempt to overcome have to be considered which behave like analytic func- this problem, Heisenberg introduced the idea of an tions, whereas in quantized field theories the much indefinite metric in Hilbert space, by dividing the larger number of nonanalytic functions, like the Hilbert space into a Hilbert space I containing all Dirichlet function which for all rational numbers has states possessing a mass smaller than a limiting upper

the value 1 and vanishes for all irrational numbers, mass Mg, and a Hilbert space II, containing all the have to be considered as well. Such functions are un- other states, like those described by the above-men- der normal conditions of no importance in classical tioned nonanalytic functions. According to Heisen- physics, where they do not represent real physical berg, the rules of should then processes, but as intermediate virtual states they cannot only apply to Hilbert space I. However, in order to be excluded from quantum theory. It was first pointed avoid violation of causality, the limiting mass postu- out by Heisenberg [1] that the divergence problems of lated by Heisenberg would have to be made arbitrar- ily large, because an upper finite mass it equivalent to Reprint requests to Prof. F. Winterberg, Desert Research a smallest length. Therefore, one would have to make Institute, University of Nevada System, Reno, Nevada 89506/U.S.A. the transition M -* oo, and at the same time keep the

0932-0784 / 92 / 0400-0545 $ 01.30/0. - Please order a reprint rather than making your own copy. 546 F. Winterberg • On the Problem of a Finitistic Quantum Field Theory indefinite metric in Hilbert space. It appears that this In an attempt to formulate a Heisenberg-type non- leads to unphysical ghost states like in other regu- relativistic fundamental field theory, a nonlinear larization methods. Schrödinger wave equation was used as a model [3]. It A different noteworthy attempt to solve the diver- contains the Planck mass as a parameter, admitting gence problem was first made by Bopp, who intro- both positive and negative values, with two fields iJ/ + duced the hypothesis of a lattice space [2]. Since the representing this two-valuedness. In its quantized ver- Hilbert space has there a finite number of dimensions, sion it leads to the operator field equation the introduction of a Hilbert space II becomes super- h: fluous. However, in order to avoid the above-men- ih = + tioned problem of causality violation in a relativistic dt 2mr theory with a cut-off, Bopp believes in departures + (1.1) from special relativity in the small, very much as they occur in the large through the presence of gravita- [•M^t (»•')] = <5 (r-O, tional fields. And because quantum electrodynamics (1.2) M±(r) MO] = [*£(')*£ (Ol = o, suggests a cut-off at the gravitational radius of the 3 , he believes that may provide a natu- where rp = y/hG/c and mp = s/hc/G are the Planck ral cut-off. Bopp does not make a specific proposal length and Planck mass, with mprpc = h and how this idea would have to be implemented, but it Gml=hc. Making a Hartree approximation, whereby appears doubtful that it could possibly work, because the field operators are replaced by their expectation the microscopic space-time structure of general rela- values, the resulting two-component nonlinear tivity is Minkowskian, and for this reason does not Schrödinger equation resembles the Landau-Ginz- help in formulating the proximity property in an in- burg equation of superfluidity. This model describes variant way. the vacuum in its groundstate by a two-component To solve the divergence problem of relativistic superfluid composed of densely packed positive and quantum field theories, I had suggested that in the negative Planck masses. In this approximation the limit of the Planck length the correct fundamental discretization of the model into a superfluid composed kinematic symmetry of nature is the Galilei group, of Planck masses permits the introduction of a cut-off and that the fundamental field equation envisioned by which, as in a Debye model, can be chosen to by equal Heisenberg must be exactly nonrelativistic. Special to the Planck length. Because this superfluid has a relativity would there emerge as a dynamic symmetry distinguished reference system in which it is at rest, I for energies below the Planck scale, in a way as it was have called it the Planck aether. In this model the proposed prior to Einstein by Lorentz and Poincare. Planck aether assumes the role of the fundamental In support of this conjecture one may cite the growing field in the spirit of Heisenbergs theory, and from experimental evidence suggesting that physics be- which all waves, and particles are made of. It was comes unified at an energy of ~ 1015-1016 GeV, shown, that from this model not only Maxwell's and which on a logarithmic scale is surprisingly close to Einstein's field equations can be derived, but even the Planck energy of ~1019GeV, reached at the Dirac spinors. And for energies well below the Planck Planck length of -10"33 cm.* energy special relativity emerges as a derived dynamic symmetry. The phenomenon of charge receives in the model the simple explanation to result from the quan- * suggests a foam-like space-time struc- tum mechanical zero point fluctuations of Planck ture at the Planck length, leading to the absurd conclusion that widely separated points in space-time can bridge these masses bound in vortex filaments of the superfluid distances by interacting through "". But even Planck aether. without quantization, general relativity predicts that the time evolution of its solutions end in a singularity, something With the Galilei group as the fundamental kine- which is clearly unphysical and which shows that in the matic symmetry, separating space from time, the prox- course of gravitational collapse Einstein's field equations must break down, most likely in approaching the Schwarz- imity of points can now be defined in an invariant schild radius. Since the Planck length is the Schwarzschild way, permitting the introduction of a fundamental radius of the zero point vacuum energy, the occurrence of length. We note that the field equation (1.1) does not such singularities already on the classical level raises doubts about the claim of quantum gravity for a foam-like space- make use of this possibility, since its eigenvalues at time structure at the Planck length. high energies (omitting the nonlinear coupling term) 547 F. Winterberg • On the Problem of a Finitistic Quantum Field Theory are given by With h = 1/2, we therefore find E = ±h2 k2/2) (1.3) Ay sinh[(//2)d/dx] ± fix). (2.3) Ax Because the spectrum (1.3) is not limited, (1.1) still 1/2 includes all those wave fields expressed by nonanalytic In a similar way we can define a Riemann integral functions, which according to Heisenberg should be average y-value y by excluded. But whereas Heisenberg could not intro- duce in his relativistic field equation a fundamental y = (/(x + //2)+/(x-//2))/2 length limiting the dimensionality in Hilbert space, = cosh [(1/2) d/dx] / (x). (2.4) this certainly is possible in a nonrelativistic field equa- tion. In case of the field equation (1.1) one can always In the limit /->0, (2.3) becomes dy/dx and (2.4) y. introduce a cut-off as it is done in a Debye model, but Putting d/dx = 8, we may introduce the operators from a purely formalistic point of view such an ap- J0 = cosh [(1/2)8], proach is unsatisfactory. In a fully consistent theory A , = (2/1) sinh [(1/2)8] (2.5) the cut-off should be a consequence of the field equa- tion and should not be introduced as an ad hoc as- such that sumption. Ay — =A1f(x), y = A0f(x) (2.6) Ax 2. Finitistic Field Equation and furthermore 2 zl1 = (2//) dA0/d8. (2.7) An object of reality requires a measurement, which in an abstract way can be seen as a counting proce- Both operators are also solutions of dure involving natural numbers. All distances in space [d2/d82-(l/2)2]A(8) = 0. (2.8) and time should therefore only be measured in integer multiples of a fundamental length and time.* In accor- In the context of the fundamental field equation dance with this principle, a field theory describing (1.1), we therefore may make the substitution (putting physical reality should have the form of a finite differ- ence equation. If the fundamental length is chosen to 2 be equal the Planck length rp, the fundamental time ^ A I — sin• hU (2.9) dt tp interval would have to be tp=rp/c. For a field equa- tion of the type (1.1), the differentials have to be re- whereby the energy operator becomes placed by finite differences.** Following a procedure outlined by Madelung [5], we can express the finite E = ihA1. (2.10) difference quotient of a function y =f (x) For the replacement of the differential operator of Ay _ /(x + //2) —/(x —//2) the space part, we must find the three-dimensional (2.1) Ax I generalization D0 and of the operators A0 and A,. As shown in Appendix I, these operators are through the finite difference operator sinh [V3(rp/2) g] f(x + h) = ehd'dxf(x) £>n = (2.11)

hl d2/(x) ft a. • (2.2) and ~~dx~ 21 ~dx2r D cosh i=(fJ { ^(rp/2)d] (2.12) * We would like to remark that in the framework of quan- sinh [v/3(rp/2) d] j 3, tum gravity, v. Borzeszkowski and Treder have come to a 2 similar conclusion [4]. >/3(rp/2)8 Jd ' ** It must be emphasized that the introduction of a funda- mental interval as here proposed is not the same as a lattice We therefore have to make the replacement space, because a lattice space has a discrete group of transla- tions and rotations. V2 -> D\ (2.13) 548 F. Winterberg • On the Problem of a Finitistic Quantum Field Theory

6 with the momentum operator p = (h/i) 0/6q to be re- If we replace in D1 the operator symbol ; = ö/0x, by placed by the equivalent operator symbol (J0X,)-1, and there- after expand Dj"3 into a power series of the operator (2.14) j 6xf, (2.23) then consists of an infinite number of inte-

grations (very much as Dx consists of an infinite num- To insure the integrity of the classical Poisson ber of differentiations). bracket relation {q, p} = 1, a change in the momentum In (1.1) the nonlinear selfinteraction terms result operator p must be accompanied by a change in the from a delta-function type contact interaction. If this position operator q. If in the commutation relation interaction is replaced by the finite difference D-func- pq-qp = h/i, (2.15) tion, and if the infinite number of integrations are carried out in accordance with (2.23), the selfinterac- p is expressed by (2.14), the position operator is then tion terms remain unchanged. given by* Replacing in (1.1) d/dt by and V by D1? we thus arrive at the following finitistic field equation

1 = (2.16) ßi ihA1if/± = + -— D\$± 2 m„ which in the limit rp-»o results in q->r. (2.24) The commutation relation (1.2) is therefore changed + 2 ft ^-In- into [il/±(r)^±(r')]=D(\r-r'\), (2.17) putting d/dt = d, and hence where in accordance with the finite difference calculus, (2.25) D(\r—r'\) is a generalized three-dimensional delta function for which and with (1.9) we can write instead of (2.24) lim D(\r-r'\) = ö(\r-r'\ (2.18) (r p-0) 2' In Leibniz's operator notation we may formally put J_ + r3[i/,+ .A -iAi.A_]

Applied to a one-dimensional delta-function one has tively (2.24) by (1.1). In the limit rp^0, 0, (2.24) + oo \ \ goes over into (1.1) and which therefore is an approx- f Ö (x) dx = — ö (x) dx = <5 (x) = 1. (2.21) imation of (2.24) for r/rp> 1, t/tp> 1. -oo d d/dx In the quantum mechanical equation of motion for Since for finite difference operations d/dx is replaced an operator F by D i, the equation corresponding to (2.21) is dF = t (HF — FH) = - [H,F], (2.27) 1 d t h h — D(x) = 1 (2.22) Dx where H is the Hamilton operator, the r.h.s. remains and for the three-dimensional D-function occurring in unchanged, because the Poisson bracket for any dy- namical quantity can be reduced to a sum of Poisson (2.17) brackets for position and momentum, whereas in the 1 = 1. (2.23) l.h.s. the operator d/dt has to be replaced by Ax. The D\ equation of motion (2.27) is therefore changed into

* For the connection of the position operator with the posi- A1F=-[H,F] (2.28) tion eigenfunction, see Appendix II. n 549 F. Winterberg • On the Problem of a Finitistic Quantum Field Theory

It can be shown that the proposed finitistic field where theory is also fully consistent with the Lagrange-for- (2.36) malism, provided we replace everywhere the space 3 and time differentiation operators by finite difference with Dx the finite difference volume integration op- operators. For an unquantized classical field, the op- erator satisfying (2.23). We therefore must have erators i\) and ij/f are replaced by the functions 0 and

*, and one has for the Lagrange-density ih Ax\\i± r 2m,

3 + + i?± = ih(f)%A1(p± + + [0 , ±Dr ' 2 her2 (A 0 ' 0; -0i) 0 ' 0;]. 2m, ± ± ±

2 (2.37) + 2 fccr [±0*0±-0|0T]0*0±. (2.29) To evaluate these commutators we have to use (2.17). Variation with regard to 0*, according to, In the first commutator we obtain by partial (finite difference operator) integration -öi 0 (2.30) 60? 6(DX 0J) [0, Dr3w+') • (d\ 0')] = -[0,£>r3'+= + l mi 2 2 m. (2.31) = -D 0. (2.38) 2 + 2 fccr [0*0+-0:!:0_]0±. In evaluating the second commutator of (2.37) we can take the operator 0t 0_ as a numerical (c-number) If the variation is carried out with regard to 0, accord- function with regard to the operators 0+, 0 and ing to + likewise the operator 0+ 0+ as a numerical function 6 if 4 with regard to the operators 0l,0_. For these terms -D x ~A1 = 0 (2.32) w± 0(DX0±) d(Al(/>±) we have expressions in the integrand of the form one obtains the conjugate complex equation of (2.31), 00+'0'-0t'0'0 = 0'(00+'-0+'0) making the replacement 0->•0*, — A, 0*. = 0'D(|r-r'|). (2.39) The momentum density canonically conjugate to 0 is Multiplying (that is finite-difference integrating) (2.39) 3 (2.33) by D, ' leads to 0. For the remaining terms the inte- 0(^1 0±) grands have the form and hence the Hamilton density 00+'0'0+'0'-0t'0'0+'0'0

+ t + t + j#'± = n±A1±—SP± = 0 '00'0 '0' + D(|r-r'|)0'0 '0'-0 '0'0 '0'0 + , + t + , + lh = 0 '0 00 '0'-0 '0'0 '0'0 + D(|r-»''|)0 0 '0' = + (D.n^-iD,^) 2 m, = 0+'0'[0 0+'0'-0+'0'0]+£>(|r-r'|)0'0t'0' 2 + 2icr [±0* 0±-0|0+];r±0± = 0+'0'0'D(|r-i-'|)+Z)(k-r'|)0'0+'0' + = + (Dl(t>t)(Dl(f>±) = 20 '0'0'D(|»* —r'l). (2.40) 2 m, 2 3 + ±2 her [i0|0±-0| 0T]0? 0±. (2.34) Multiplying (2.40) by D, ' then leads to 20 00- In- serting the results of (2.38)-(2.40) into (2.37), one ob- We are now in a position to show that the unquan- tains the operator field equation (2.24), and which tized and quantized field equations formally agree. shows that the classical and quantum equations have According to (2.28) the operator 0 must obey the the same form. equation of motion Finally, we may prove that our finitistic field theory

ihA1il/ = [il/,H], (2.35) conserves the number of particles, and which can be 550 F. Winterberg • On the Problem of a Finitistic Quantum Field Theory

seen as the conservation of the number of "Planck- 3. Maximum Energy and Momentum ions". With the particle number operator As we had already pointed out, for energies 3 + 2 iv±=Dr iA ±«A± (2.41) E<^mpc we can approximate the finite difference field equation (2.24) by (1.1) and the commutation one has to show that relation (2.17) by (1.2). In this approximation the field equation leads to the phonon-roton spectrum below ihA1N± = [N±,H±] = 0. (2.42) the Planck scale. In the vicinity of E ~ m c , where the approximation becomes invalid, departures from the As before, iA_. \\t_ can be treated as a c-number with energy spectrum of (1.1) are to be expected, and with regard to the operators

iikx wt) if, =A e - . (3.3) = IA+'iA'[A'>A+/3(rp/2 ) J arise in (2.42) in the presence of an externally applied Putting potential. There the integrand contains the term t t t t x /3(r /2)/c, (3.5) i\t i/zi/f '«A' — >A >> iA, and which is of the same form = v p as the bracket in (2.43). It therefore follows that the one can write instead of (3.4) number of Planckions is conserved. For this reason it (3.6) is impossible for two Planckions (of opposite mass) to sin x ^3 sin (co t /2)=/(x), f(x) = — cosx annihilate each other, which would be possible in the p presence of a frictional force. In this latter case the potential would have to be complex, and two Planck- In the limit x->0, one has /(x)->x, and for x->oo, ions of opposite sign could come to mutual rest. With- / (x) 0. The function / (x) has a maximum at x ~ 2.1, out it, two Planckions of opposite sign encountering where / (2.1) ~ 1.3. We therefore find that a head-on collision simply pass through each other. ^max — 2.4/r (3.7) 551 F. Winterberg • On the Problem of a Finitistic Quantum Field Theory and that therefore matter, we may say that in a relativistic quantum field theory the "wave-property" is conserved. Nonrela- sin (cW /2)^ 0.57. (3.8) p tivistic quantum theory starts from the particle pic- The maximum energy is then computed with the en- ture, whereas relativistic quantum field theory takes ergy operator (2.10): its start from classical wave fields. The justification of the particle concept in relativistic field theories is ob- 2 h tained through the irreducible representation of the £max= — sin(comaxrp/2) 1p Poincare group, which however is valid only for free particles in which case the Hamilton operator com- = 2 m c2 sin (

Because A" must be a scalar function, and because lim D, = 8: (1.12) the only vector invariant which is a scalar is

8 = dL (1.4) k Appendix II one must have A" = Aq {8). One can therefore intro- duce into (1.3) TV-dimensional polar coordinates, and With il/n(q) the (one dimensional) position eigen- obtains the ordinary differential equation function and q the position operator, the eigenvalues p 2" qn and eigenfunctions are determined by the equation

N l -N = (1.5) d ~ dd\ d8 2 q^n(q) = qn ^„te). (ii-i) If the position can be precisely measured one would The general solution of (1.5) can be expressed in have terms of cylinder functions [6]. Having obtained the

2 A* = (2//) dzlo/dd,-, (1.6) J qö(q-qn)dq=qn. (II. 3) leading for N = 1 to (2.7). Using Leibniz's operator notation j = 1/d one can also For the three-dimensional case, needed in our ap- write for (II. 3) plication, we call zip =D0, and A \ =DX, and further- more put / = rp. A solution of (1.5) for N = 3, with the •q )=qn- (II. 4) property Tq3{q n

lim £>0 = 1 (1.7) For q = q„ one has rD -» 0 is then given by d q — S{q-qn) = 1. (II. 5)

sinh [yj?> (rp/2) 8] Dn = (1.8) Now, if the position eigenfunction is instead given by >/3(rp/2)a the generalized delta-function D{q—qn), and which With was defined by (2.22) such that 2 dDt dD0 dd dDo 8, (II. 6) da dä" dä dd 8 D(q~qn) = 1, (1.9) it follows by comparison with (II. 4) and (II. 5) that we obtain with the position eigenfunction given by D(q —qn), the position operator must be replaced by putting cosh, 73 Sinh[y3(.p/2)a]|

x/3(rp/2)3 J 1 (II. 7) A (1.10) dq, a2 which is equivalent with (2.16). 553 F. Winterberg • On the Problem of a Finitistic Quantum Field Theory

Acknowledgement

I greatly appreciate the very valuable comments I have received by my colleague and friend H. Dehnen.

[1] W. Heisenberg, Z. Naturforsch. 9a, 292 (1954). [5] E. Madelung, Die Mathematischen Hilfsmittel des Phy- [2] F. Bopp. Z. Physik 200, 133 (1967). sikers, Springer, Berlin 1950, p. 27. [3] F. Winterberg, Z. Naturforsch. 43a, 1131 (1988); 45a, [6] E. Kamke, Differentialgleichungen, I, Akademische Ver- 1102 (1990). lagsgesellschaft, Leipzig 1959, p. 440. [4] H. H. von Borzeszkowski and H. J. Treder, The Meaning of Quantum Gravity, D. Reidel Publishing Co., Boston 1988.