New Issues: IPO January 2013 - November 2014 Source: FP Advisor
Underwriter Deals Amount ($M) RBC Capital Markets 482 98,908.20 TD Securities Inc. 298 79,163.51 CIBC World Markets Inc. 351 64,509.41 BMO Capital Markets 258 58,755.13 Scotia Capital Inc. 260 56,770.05 National Bank Financial Inc. 232 49,322.77 J.P. Morgan Securities LLC 48 16,781.06 Barclays Bank PLC 43 15,050.01 Bank of America Merrill Lynch 61 14,685.63 HSBC Securities (Canada) Inc. 52 13,746.03 Citigroup Global Markets Inc. 39 11,551.28 Deutsche Bank AG 32 11,458.32 Goldman, Sachs & Co. 21 11,127.46 Morgan Stanley & Co. LLC 31 10,501.10 Credit Suisse Group 18 7,389.43 BNP Paribas 19 6,812.94 Wells Fargo Securities, LLC 15 6,094.35 GMP Securities L.P. 56 4,507.90 Desjardins Securities Inc. 26 3,561.62 The Royal Bank of Scotland plc 8 3,048.36 Canaccord Genuity Corp. 89 2,927.27 Société Générale S.A. 5 2,604.62 Scotia Capital (Europe) Limited 9 2,184.86 Laurentian Bank Securities Inc. 25 1,853.96 Casgrain & Company Limited 20 1,799.65 Peters & Co. Limited 16 1,459.27 UBS AG 6 1,194.37 Commerzbank Aktiengesellschaft 3 1,087.95 Raymond James & Associates, Inc. 22 1,082.15 Australia and New Zealand Banking Group Limited 7 1,061.05 National Australia Bank Ltd. 5 950.9 Lloyds Bank PLC 2 846.72 Cormark Securities Inc. 32 783.24 Commerzbank Capital Markets Corp. 2 750.63 Crédit Agricole Indosuez 2 740.8 DZ Bank AG Deutsche Zentral-Genossenschaftsbank 2 740.8 Dundee Securities Ltd. 27 697.09 Macquarie Capital Markets Canada Ltd. 26 659.94 Calyon Crédit Agricole Corporate and Investment Bank 1 610.36 BOC International Holdings Limited 1 548.46 Westpac Banking Corporation 4 523.64 Pareto Securities ASA 2 483.06 Commonwealth Bank of Australia 3 482.55 The Bank of Tokyo-Mitsubishi UFJ, Ltd. 2 474.63 FirstEnergy Capital Corp. 12 464.25 Mizuho International plc 2 463.42 New Issues: IPO January 2013 - November 2014 Source: FP Advisor
ING Bank NV 1 425.13 Natexis Banques Populaires 1 367.63 Natixis Securities Americas LLC 1 281.89 Bank of China Limited 1 270 Acumen Capital Finance Partners Limited 8 235.97 DnB NOR Markets, Inc. 1 203.33 SunTrust Robinson Humphrey, Inc. 1 184.83 Paradigm Capital Inc. 10 181.8 SEB Enskilda AS 1 166.44 ASB Bank 1 145.49 Mackie Research Capital Corporation 12 144.93 Piper Jaffray & Co. 2 124.9 Jefferies & Company, Inc. 3 119.03 Stifel, Nicolaus & Company, Incorporated 3 102.42 Leerink Partners LLC 2 100.81 Euro Pacific Canada, Inc. 11 93.07 ISM Capital LLP 1 83.16 Beacon Securities Limited 8 80.39 Edgecrest Capital Corporation 3 72.76 Clarus Securities Inc. 8 70.36 Daiwa Securities Co. Ltd. 1 53.5 AltaCorp Capital Inc. 3 46.76 Nomura International plc 1 42.16 Roth Capital Partners, LLC 4 41.78 M Partners Inc. 6 38.03 Haywood Securities Inc. 6 35.51 Secutor Capital Management Corporation 9 34.54 Casimir Capital L.P. 2 32.25 Integral Wealth Securities Limited 2 22.96 Wedbush Securities Inc. 1 16.19 Industrial Alliance Securities Inc. 2 15.42 PI Financial Corporation 7 15.06 Cowen and Company, LLC 1 14.96 Global Securities Corporation 2 14.36 MGI Securities Inc. 1 13.79 Craig-Hallum Capital Group LLC 1 10.56 Lazard Capital Markets LLC 1 8.21 Burrill Securities LLC 1 8.01 BBY Ltd. 1 6.57 Helmsec Global Capital Limited 1 6.57 Noble Financial Capital Markets 1 5.55 Jordan Capital Markets Inc. 5 5.39 Wolverton Securities Ltd. 5 5.19 Byron Capital Markets Ltd. 1 5 Sora Group Wealth Advisors Inc. 1 4.6 Maxim Group LLC 1 3.16 Octagon Capital Corporation 1 3.15 New Issues: IPO January 2013 - November 2014 Source: FP Advisor
Burgeonvest Bick Securities Limited 1 3 Global Maxfin Capital Inc. 1 2.3 Jacob Securities Inc. 1 2.3 Bell Potter Securities Limited 1 1.94 Salman Partners Inc. 1 1.72 Richardson GMP Limited 3 1.55 Jennings Capital Inc. 1 1.1 Hampton Securities Limited 2 0.8 Foster & Associates Financial Services Inc. 1 0.77 BBS Securities Inc. 1 0.59 Leede Financial Markets Inc. 1 0.4 Jones, Gable & Company Limited 1 0.3