New Issues: IPO January 2013 - November 2014 Source: FP Advisor

Underwriter Deals Amount ($M) RBC Capital Markets 482 98,908.20 TD Securities Inc. 298 79,163.51 CIBC World Markets Inc. 351 64,509.41 BMO Capital Markets 258 58,755.13 Scotia Capital Inc. 260 56,770.05 National Financial Inc. 232 49,322.77 J.P. Morgan Securities LLC 48 16,781.06 Barclays Bank PLC 43 15,050.01 Bank of America Lynch 61 14,685.63 HSBC Securities (Canada) Inc. 52 13,746.03 Global Markets Inc. 39 11,551.28 AG 32 11,458.32 Goldman, Sachs & Co. 21 11,127.46 & Co. LLC 31 10,501.10 Group 18 7,389.43 BNP Paribas 19 6,812.94 Securities, LLC 15 6,094.35 GMP Securities L.P. 56 4,507.90 Desjardins Securities Inc. 26 3,561.62 The plc 8 3,048.36 Canaccord Genuity Corp. 89 2,927.27 Société Générale S.A. 5 2,604.62 Scotia Capital (Europe) Limited 9 2,184.86 Laurentian Bank Securities Inc. 25 1,853.96 Casgrain & Company Limited 20 1,799.65 Peters & Co. Limited 16 1,459.27 UBS AG 6 1,194.37 Commerzbank Aktiengesellschaft 3 1,087.95 Raymond James & Associates, Inc. 22 1,082.15 Australia and New Zealand Banking Group Limited 7 1,061.05 National Australia Bank Ltd. 5 950.9 Lloyds Bank PLC 2 846.72 Cormark Securities Inc. 32 783.24 Commerzbank Capital Markets Corp. 2 750.63 Crédit Agricole Indosuez 2 740.8 DZ Bank AG Deutsche Zentral-Genossenschaftsbank 2 740.8 Dundee Securities Ltd. 27 697.09 Macquarie Capital Markets Canada Ltd. 26 659.94 Calyon Crédit Agricole Corporate and Investment Bank 1 610.36 BOC International Holdings Limited 1 548.46 Westpac Banking Corporation 4 523.64 Pareto Securities ASA 2 483.06 Commonwealth Bank of Australia 3 482.55 The Bank of Tokyo-Mitsubishi UFJ, Ltd. 2 474.63 FirstEnergy Capital Corp. 12 464.25 Mizuho International plc 2 463.42 New Issues: IPO January 2013 - November 2014 Source: FP Advisor

ING Bank NV 1 425.13 Natexis Banques Populaires 1 367.63 Securities Americas LLC 1 281.89 Bank of Limited 1 270 Acumen Capital Finance Partners Limited 8 235.97 DnB NOR Markets, Inc. 1 203.33 SunTrust Robinson Humphrey, Inc. 1 184.83 Paradigm Capital Inc. 10 181.8 SEB Enskilda AS 1 166.44 ASB Bank 1 145.49 Mackie Research Capital Corporation 12 144.93 Piper Jaffray & Co. 2 124.9 Jefferies & Company, Inc. 3 119.03 , Nicolaus & Company, Incorporated 3 102.42 Leerink Partners LLC 2 100.81 Euro Pacific Canada, Inc. 11 93.07 ISM Capital LLP 1 83.16 Beacon Securities Limited 8 80.39 Edgecrest Capital Corporation 3 72.76 Clarus Securities Inc. 8 70.36 Daiwa Securities Co. Ltd. 1 53.5 AltaCorp Capital Inc. 3 46.76 Nomura International plc 1 42.16 , LLC 4 41.78 M Partners Inc. 6 38.03 Haywood Securities Inc. 6 35.51 Secutor Capital Management Corporation 9 34.54 Casimir Capital L.P. 2 32.25 Integral Wealth Securities Limited 2 22.96 Wedbush Securities Inc. 1 16.19 Industrial Alliance Securities Inc. 2 15.42 PI Financial Corporation 7 15.06 Cowen and Company, LLC 1 14.96 Global Securities Corporation 2 14.36 MGI Securities Inc. 1 13.79 Craig-Hallum Capital Group LLC 1 10.56 Capital Markets LLC 1 8.21 Burrill Securities LLC 1 8.01 BBY Ltd. 1 6.57 Helmsec Global Capital Limited 1 6.57 Noble Financial Capital Markets 1 5.55 Jordan Capital Markets Inc. 5 5.39 Wolverton Securities Ltd. 5 5.19 Byron Capital Markets Ltd. 1 5 Sora Group Wealth Advisors Inc. 1 4.6 Maxim Group LLC 1 3.16 Octagon Capital Corporation 1 3.15 New Issues: IPO January 2013 - November 2014 Source: FP Advisor

Burgeonvest Bick Securities Limited 1 3 Global Maxfin Capital Inc. 1 2.3 Jacob Securities Inc. 1 2.3 Bell Potter Securities Limited 1 1.94 Salman Partners Inc. 1 1.72 Richardson GMP Limited 3 1.55 Jennings Capital Inc. 1 1.1 Hampton Securities Limited 2 0.8 Foster & Associates Financial Services Inc. 1 0.77 BBS Securities Inc. 1 0.59 Leede Financial Markets Inc. 1 0.4 Jones, Gable & Company Limited 1 0.3