Form 990-PF 2011
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Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947( a)(1) Nonexempt Charitable Trust Department of the Treasury Treated as a Private Foundation e foundation may be able to use a copy of this return to satisfy state rel 2011 Dr calendar year 2011 or tax ear beginning 08 / 01 , 2011 , and ending 7/31,2012 Name of foundation HAWKINS EDUCATIONAL FOUNDATION C/O COMPASS A Employer identification number BANK WMA - TAX DRPT 61-6320623 Number and street ( or P 0 box number if mail is not delivered to street address ) Room / suite B Telephone number ( see instructions) P. 0. BOX 10566 - WMG TAX DEPT. (205 ) 297-6769 City or town , state, and ZIP code C If exemption application is ► pending , check here . BIRMINGHAM AL 35296 G Check all that apply Initial return Initial return of a former public charity q o 1 Foreign organizations , check here • ► Final return X Amended return 2 Foreign organizations meeting the 85% test , check here and attach Address change Name chan ge computation . P, E1 H Check type of organization : X Section 501 ( c)(3) exempt private foundation E If private foundation status was terminated Section 4947 ( a)(1) nonexem pt charitable trust Other taxable p rivate foundation under section 507(b)1111Al , check here . ► El I Fair market value of all assets at end J Accounting method : Cash Accrual F If the foundation is in a 60-month termination of year (from Part 11, col. (c), line F] Other ( specify) under section 507lb11111B1 , check here • D ----------------------- ► (Part If, column (d) must be on cash basis.) 16) ► $ 3 , 941 , 386. Analysis of Revenue and Expenses (The (d ) Disbursements total of amounts in columns (b), (c), and (d) (a) Revenue and (b ) Net investment ( c) Adjusted net for charitable may not necessarily equal the amounts in expenses per income income purposes books column (a) (see instructions)) ( cash basis onl y) 1 Contributions gifts, grants , etc, received (attach schedule) if the foundation is not required to 2 Check ► attach Sch B 3 Interest on savings and temporarycash investments 4 Dividends and interest from securities . 118 , 947 . 118 947. STMT 1 5a Gross rents ................ 3 , 105 . 3 105. 3 , 105. b Net rental income or (loss) 3 , 10 5 y 6a Net gain or ( loss) from sale of assets not on line 10 9 , 805 . b Gross sales price for all y assets on line 6a 1 , 151 , 177 d 7 Capital gain net income ( from Part IV, line 2) 9 , 805 . c 8 Net short-term capital gain Cwt 9 Income modcatton jrt) \ 10 a Gross salesles returns ^/ and allowance ED b Less Cost of g ^jods sold • 9 V1 c Gross profit of E ^^ 1 (altl^ohlsc fje)Z01J. t O 11 Other income ( a ach sccheedtlule ) . 5 474 5 . STMT' 1 12 Total. Add Im s 1 tthrou h-1- . 137 , 331 . 131 862. 3 , 105. 13 Compensationo offtcerOe't rs sI e . 70 , 605 . 53 , 363. NON 17 , 242 14 Other employe s .. NON NON y 15 Pension plans, employee benefits . NON NON 16a Legal fees ( attach schedule) CL X )STMT 11 NON NON L b Accounting fees ( attach schedule 5 , 900 . 5 , 900. d c Other professional fees ( attach schiM . 12 150 150. 4- 17 Interest . F 18 Taxes ( attach schedule) (see instructions)$WT. 11 2 , 327 19 Depreciation ( attach schedule) and depletion . E 20 Occupancy . 21 Travel , conferences, and meetings • • ... 6 , 150 . NON NON 6 , 150 m 22 Printing and publications . NON NON 23 Other expenses ( attach schedule ) U.M.T. 14 3 , 443 . 2 , 140. 750 24 Total operating and administrative expenses. a Add lines 13 through 23 . 88 , 575 . 61 , 553. NON 24 , 142 0 25 Contributions, gifts, grants paid . 195 , 800 . 195 , 800 26 Totalex nses anddtsbursements Add lines 24 and 25 284 , 375 . 61 , 553. NON 219 , 942 27 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursements • -147 , 044 . b Net investment income ( if negative, enter -0-) 70 , 309. 1 1 c Adjusted net income ( if negative, enter -0-).. 3 , 105. 1 For Paperwork Reduction Act Notice, see instructions. JSA / Form 990-PF (2011) 1E14101000557424 C094 10/29/2013 10:34:36 IJ 32 - i Forn1990-PF (2011) 61-6320623 Page 2 Attached schedules and amounts in the Beginning of year End of year Balance Sheets description column should be for end-of-year amounts only ( See i nstruct i ons ) (a ) Book Value ( b) Book Value (c) Fair Market Value 1 Cash-non-interest-bearing ,,,,,,,,,,,,,,,,, 2 , 000. 14. 14 2 Savings and temporary cash investments , , , , , , . , , 18 , 448. 31 , 142. 31 , 142 3 Accounts receivable ► ------------------------ Less allowance for doubtful accounts ► ---- - - - - - -- - -- 4 Pledges receivable ► ------------------------ Less allowance for doubtful accounts ► ---- - - - ------- 5 Grants receivable , , , , , , , , , , , , , , , , , , , , , 6 Receivables due from officers , directors , trustees, and other disqualified persons ( attach schedule ) ( see instructions) . 7 Other notes and loans receivable ( attach schedule) ► Less allowance for doubtful accounts NONE ► - ------------- y 8 Inventories for sale or use d 9 Prepaid expenses and deferred charges . , Q 10a Inves tments - US and state government obligations (attach TuI915, 955 , 800 . 844 813. 918 , 753 b Investments - corporate stock (attach schedule) . STMT 16, 1 714 947. 1 , 624 025. 1 927 , 719 C Investments - corporate bonds (attach schedule ). STMT .3.0. 816 , 344 . 860 501. 933 , 758 11 Investments - land, buildings, - 60 ^ OOO e 5 - and equipment basis ►-____-_---_- Less accumulated depreciation ► 60 , 000 . 60 , 000. 130 , 000 (attach schedule ) ------------------ - - 12 Investments - mortgage loans . 13 Investments - other ( attach schedule) , , , , , , , , , , , , 14 Land, buildings, and ► equipment basis ______________ Less (attach schedule ) --------------------- 15 Other assets describe ( ►---------------------- ) 16 Total assets ( to be completed by all filers - see the instructions Also, see page 1, item 1) .. 3 , 567 , 539. 3 , 420 , 495e 3 , 941 , 386 17 Accounts payable and accrued expenses , , , , , , , , , 18 Grants payable , , , , , , , , , , , , , , , , , , , , , , , 19 Deferred revenue , 20 Loans from officers, directors, trustees , and other disqualified persons 21 Mortgages and other notes payable (attach schedule) , , , , , J 22 Other liabilities describe ( ► -------------------- 23 Total liabilities (add lines 17 through 22) . Foundations that follow SFAS 117 , check here lo- and complete lines 24 through 26 and lines 30 and 31. m 24 Unrestricted . a 25 Temporarily restricted , , , , , , , , , , , , , , , , , , , , op 26 Permanently restricted ,,,,,,,,,,,,,,,,,,,, Foundations that do not follow SFAS 117, ,i check here and complete lines 27 through 31. ► 0 27 Capital stock, trust principal, or current funds , , , , , , , , 3 , 567 , 539. 3 , 420 , 495. , 28 Paid -in or capital surplus, or land, bldg , and equipment fund 29 Retained earnings, accumulated income, endowment , or other funds 30 Total net assets or fund balances ( see instructions) , , , , 3 , 567 , 539. 3 , 420 , 495 . Z 31 Total liabilities and net assets /fund balances (see instructions) ..... ...... 3 , 567 , 539. 3 , 420 , 495. - Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) , , , , , , , , , , , , , , , , , , , , , , , , , 1 3 , 567 , 539. 2 Enter amount from Part I, line 27a . , .. , , , , , , , 2 -147 , 044. 3 Other increases not included in line 2 ( itemize) 3 ►-------------------------------------- 4 Add lines 1 , 2, and 3 4 3 , 420 , 495. 5 Decreases not included in line 2 ( itemize ) ► _ ____ 5 6 Total net assets or fund balances at end of year ( line 4 minus line 5) - Part II , column (b) , line 30 . 6 3 420 , 495. Form 990-PF (2011) JSA 1E1420 1 000 SS7424 C094 10/29/2013 10:34:36 33 -0 111 . 61-6320623 Form 990-PF (2011) Page 3 UNTM Ca pital Gains and Losses for Tax on Investment Income "o"' Dla Date sold (a) List and describe the kind ( s) of property sold (e g , real estate, acquired ac(c) u reted ( d) (mo , day, yr) 2-story brick warehouse ; or common stock, 200 shs MLC Co) '-Dr on (mo ,day, yr) la PUBLICLY TRADED SECURITIES b c d e f) Depreciation allowed (g) Cost or other basis I N Gain or (loss) (e) Gross sales price ( (or allowable ) plus expense of sale ( e) plus ( f) minus (g) a 1 , 156 , 115. 1 , 141 , 372. 14 , 743. b c d e Com p lete onl y for assets howin g g ain in column (h) and owned b the foundation on 12/31/69 (I) Gains (Col (h) gain minus (j) Adjusted basis ( k) Excess of col ( I) col (k), but not less than -0-) or (i) F M V as of 12/31 / 69 as of 12 / 31/69 over col (j), if any Losses ( from col (h)) a 14 , 743. b c d e If gain , also enter in Part I, line 7 2 Capital gain net income or (net capital loss) { If ( loss), enter -0- in Part I , line 7 } 2 9 , 805. 3 Net short-term capital gain or ( loss) as defined in sections 1222(5 ) and (6): If gain , also enter in Part I , line 8, column (c) (see instructions ) If (loss), enter -0- in l Part I, line 8 .......................................... J 3 Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes © No If "Yes," the foundation does not qualify under section 4940 ( e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see the instructions before making any entries.