OSC Bulletin

The Ontario Securities Commission

OSC Bulletin

August 16, 2018

Volume 41, Issue 33

(2018), 41 OSCB

The Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)

The Ontario Securities Commission Published under the authority of the Commission by: Cadillac Fairview Tower Thomson Reuters 22nd Floor, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4

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Table of Contents

Chapter 1 Notices / News Releases ...... 6437 4.2.2 Outstanding Management & Insider 1.1 Notices ...... 6437 Cease Trading Orders ...... 6493 1.1.1 Notice of Correction – CDS – Technical Amendments to CDS Procedures – Chapter 5 Rules and Policies ...... (nil) Housekeeping Changes – Notice of Effective Date ...... 6437 Chapter 6 Request for Comments ...... (nil) 1.2 Notices of Hearing ...... (nil) 1.3 Notices of Hearing with Related Chapter 7 Insider Reporting ...... 6495 Statements of Allegations ...... (nil) 1.4 News Releases ...... (nil) Chapter 9 Legislation ...... (nil) 1.5 Notices from the Office of the Secretary ...... 6438 Chapter 11 IPOs, New Issues and Secondary 1.5.1 Muchoki Fungai Simba ...... 6438 Financings ...... 6593 1.5.2 Natural Bee Works Apiaries Inc., Rinaldo Landucci and Tawlia Chickalo ...... 6438 Chapter 12 Registrations ...... 6599 1.5.3 Majd Kitmitto et al...... 6439 12.1.1 Registrants ...... 6599 1.6 Notices from the Office of the Secretary with Related Chapter 13 SROs, Marketplaces, Statements of Allegations ...... (nil) Clearing Agencies and Trade Repositories ...... 6601 Chapter 2 Decisions, Orders and Rulings ...... 6441 13.1 SROs ...... (nil) 2.1 Decisions ...... 6441 13.2 Marketplaces ...... 6601 2.1.1 TELUS Communications Inc...... 6441 13.2.1 Aequitas NEO Exchange – Proposed 2.1.2 B.E.S.T. Investment Counsel Limited and Amendment to the Definition of “Closing B.E.S.T. Total Return Fund Inc...... 6445 Price” – OSC Staff Notice of Request for 2.1.3 Kew Media Group Inc...... 6452 Comments ...... 6601 2.1.4 Purpose Investments Inc. et al...... 6458 13.3 Clearing Agencies ...... (nil) 2.1.5 Professionals’ Financial – Mutual Funds Inc. 13.4 Trade Repositories ...... (nil) and FDP US Dividend Equity Portfolio ...... 6465 2.1.6 Coast Capital Savings Credit Union ...... 6469 Chapter 25 Other Information ...... 6603 2.2 Orders...... 6472 25.1 Approvals ...... 6603 2.2.1 Klondex Mines Unlimited Liability 25.1.1 Marval Capital Ltd. – s. 213(3)(b) of Company ...... 6472 the LTCA ...... 6603 2.2.2 Majd Kitmitto et al...... 6474 2.2.3 Alio Gold (US) Inc...... 6475 Index ...... 6605 2.2.4 North Halton Golf & Country Club – s. 74(1) ...... 6477 2.2.5 Trius Investments Inc. – s. 1(11)(b) ...... 6482 2.3 Orders with Related Settlement Agreements ...... (nil) 2.4 Rulings ...... (nil)

Chapter 3 Reasons: Decisions, Orders and Rulings ...... 6487 3.1 OSC Decisions ...... 6487 3.1.1 Muchoki Fungai Simba ...... 6487 3.2 Director’s Decisions ...... (nil) 3.3 Court Decisions ...... (nil)

Chapter 4 Cease Trading Orders ...... 6493 4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders ...... 6493 4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders ...... 6493

August 16, 2018 (2018), 41 OSCB

Chapter 1

Notices / News Releases

1.1 Notices

1.1.1 Notice of Correction – CDS – Technical Amendments to CDS Procedures – Housekeeping Changes – Notice of Effective Date

Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes was published at (2018), 41 OSCB 6432. The date on page 6432 was incorrect in two places. The text should read as follows:

NOTICE OF EFFECTIVE DATE

TECHNICAL AMENDMENTS TO CDS PROCEDURES – HOUSEKEEPING CHANGES

JULY 2018

The Ontario Securities Commission is publishing Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – July 2018. The CDS procedure amendments were reviewed and non-disapproved by CDS's strategic development review committee (SDRC) on July 26, 2018.

A copy of the CDS Notice is on our website http://www.osc.gov.on.ca

August 16, 2018 (2018), 41 OSCB 6437

Notices / News Releases

1.5 Notices from the Office of the Secretary 1.5.2 Natural Bee Works Apiaries Inc., Rinaldo Landucci and Tawlia Chickalo 1.5.1 Muchoki Fungai Simba FOR IMMEDIATE RELEASE FOR IMMEDIATE RELEASE August 10, 2018 August 9, 2018 NATURAL BEE WORKS APIARIES INC., MUCHOKI FUNGAI SIMBA RINALDO LANDUCCI and (also previously known as Henderson MacDonald TAWLIA CHICKALO, Alexander Butcher), File No. 2018-40 File No. 2018-6 TORONTO – Take notice that upon Staff’s request, an TORONTO – Following the hearing on the merits in the attendance in the above-named matter is scheduled to be above noted matter, the Commission issued its Reasons heard on August 22, 2018 at 12:30 p.m. and Decision. OFFICE OF THE SECRETARY A copy of the Reasons and Decision dated August 8, 2018 GRACE KNAKOWSKI is available at www.osc.gov.on.ca. SECRETARY TO THE COMMISSION

OFFICE OF THE SECRETARY For media inquiries: GRACE KNAKOWSKI SECRETARY TO THE COMMISSION [email protected]

For media inquiries: For investor inquiries: [email protected] OSC Contact Centre 416-593-8314 For investor inquiries: 1-877-785-1555 (Toll Free)

OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)

August 16, 2018 (2018), 41 OSCB 6438

Notices / News Releases

1.5.3 Majd Kitmitto et al.

FOR IMMEDIATE RELEASE August 13, 2018

MAJD KITMITTO, STEVEN VANNATTA, CHRISTOPHER CANDUSSO AND CLAUDIO CANDUSSO, File No. 2018-9

TORONTO – The Commission issued an Order in the above named matter.

A copy of the Order dated August 13, 2018 is available at www.osc.gov.on.ca.

OFFICE OF THE SECRETARY GRACE KNAKOWSKI SECRETARY TO THE COMMISSION

For media inquiries: [email protected]

For investor inquiries:

OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)

August 16, 2018 (2018), 41 OSCB 6439

Notices / News Releases

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August 16, 2018 (2018), 41 OSCB 6440

Chapter 2

Decisions, Orders and Rulings

2.1 Decisions

2.1.1 TELUS Communications Inc.

Headnote

Multilateral Instrument 11-102 Passport System and National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – National Instrument 62-104 Take-Over Bids and Issuer Bids, s. 6.1 – A wholly-owned subsidiary of the issuer wants relief from the issuer bid requirements in Part 2 of NI 62-104 to purchase shares under the issuer's normal course issuer bid - The issuer is making a normal course issuer bid accepted by the exchange; the filer is a wholly-owned subsidiary of the issuer that will purchase a portion of shares under the normal course issuer bid which it will then donate to a charity operated by the issuer; all purchases of shares under the normal course issuer bid by the issuer and the filer will be made in accordance with exchange rules; the issuer is proposing that the filer make the purchases solely for tax reasons.

Applicable Legislative Provisions

National Instrument 62-104 Take-Over Bids and Issuer Bids, Part 2, Part 4 and s. 6.1.

August 2, 2018

IN THE MATTER OF THE SECURITIES LEGISLATION OF BRITISH COLUMBIA AND ONTARIO (the Jurisdictions)

AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF TELUS COMMUNICATIONS INC. (the Filer)

DECISION

Background

1 The securities regulatory authority or regulator in each of the Jurisdictions (the Decision Maker) has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the Legislation) for an exemption from the requirements applicable to issuer bids (the Issuer Bid Requirements) in Part 2 of National Instrument 62-104 Take-Over Bids and Issuer Bids (NI 62-104) for purchases by the Filer of common shares (Common Shares) of TELUS Corporation (TELUS) under TELUS’ normal course issuer bid occurring prior to November 13, 2018 (the Exemptive Relief Requested).

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a dual application):

(a) the British Columbia Securities Commission is the principal regulator for this application,

(b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11- 102) is intended to be relied upon in Alberta, Saskatchewan, Manitoba, Quebec, Nova Scotia, New Brunswick, Prince Edward Island, Newfoundland and Labrador, Yukon, the Northwest Territories and Nunavut, and

August 16, 2018 (2018), 41 OSCB 6441

Decisions, Orders and Rulings

(c) the decision is the decision of the principal regulator and evidences the decision of the securities regulatory authority or regulator in Ontario.

Interpretation

2 Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this decision, unless otherwise defined.

Representations

3 This decision is based on the following facts represented by the Filer and TELUS:

1. TELUS is a corporation governed by the Business Corporations Act (British Columbia);

2. the head office and registered office of TELUS is located at 7th Floor, 510 W. Georgia St., Vancouver, British Columbia;

3. TELUS is a reporting issuer in each of the provinces of Canada and the Common Shares are listed for trading on the Toronto Stock Exchange (the TSX) and the New York Stock Exchange (the NYSE) under the symbols “T” and “TU”, respectively; TELUS is not in default of any requirement of the securities legislation in the jurisdictions in which it is a reporting issuer;

4. the authorized share capital of TELUS consists of 4,000,000,000 shares, divided into: (i) 2,000,000,000 Common Shares without par value; (ii) 1,000,000,000 First Preferred shares without par value; and (iii) 1,000,000,000 Second Preferred shares without par value; as of July 24, 2018, 597,774,841 Common Shares, no First Preferred Shares and no Second Preferred Shares were issued and outstanding;

5. the Filer is a corporation governed by the Business Corporations Act (British Columbia) and is a direct wholly- owned subsidiary of TELUS;

6. the head office and registered office of the Filer is located at 7th Floor, 510 W. Georgia St., Vancouver, British Columbia and its executive office at 23rd Floor, 510 W. Georgia St., Vancouver, British Columbia;

7. the Filer is a reporting issuer in each of the provinces of Canada as it has outstanding unsecured debentures, for which TELUS has guaranteed the payment of principal and interest, and the Filer relies on the continuous disclosure documents filed by TELUS pursuant to an exemption from continuous disclosure requirements under section 13.4 of National Instrument 51-102 Continuous Disclosure Obligations; the Filer is not in default of any requirement of the securities legislation in the jurisdictions in which it is a reporting issuer;

8. TELUS Foundation (the Foundation) is a corporation governed by the Canada Not-for-profit Corporations Act and a registered charity as defined under the Income Tax Act (Canada) (ITA);

9. the Foundation was established to receive gifts, bequests, trusts, funds and property and beneficially, or as a trustee agent, to hold, invest, develop, manage, administer and distribute funds and property to charities that are designated as “qualified donees” under the ITA and over the years it has supported various TELUS charitable giving initiatives, as well as periodic charitable giving by current and former TELUS employees and directors;

10. under a “Notice of Intention to Make a Normal Course Issuer Bid” (the Notice) that was originally submitted to, and accepted by, the TSX, effective November 13, 2017, up to 8,000,000 Common Shares, representing 1.35% of TELUS’ public float of Common Shares as of the date specified in the Notice, subject to a maximum aggregate purchase price consideration of $250 million excluding brokerage costs and commission, may be purchased under a normal course issuer bid; a proposed amendment of the Notice (the Amended Notice) was submitted to the TSX, on June 25, 2018, to permit the Filer to purchase up to a number of the Common Shares referenced in the Notice with an aggregate fair market value of up to $105 million for donation to the Foundation under the amended normal course issuer bid (the Normal Course Issuer Bid), while the remaining Common Shares may only be purchased by TELUS for cancellation, and the TSX has indicated that it has no concerns with the proposed Amended Notice;

11. in accordance with the Notice, the Normal Course Issuer Bid is being, and will be, conducted through the facilities of the TSX, the NYSE or alternative Canadian trading platforms (including Alpha ATS, Pure Trading, Chi-X, Omega ATS and MATCH Now), or such other means as may be permitted by the TSX or a securities regulatory authority, in accordance with sections 628 to 629.3 of Part VI of the TSX Company Manual (the

August 16, 2018 (2018), 41 OSCB 6442

Decisions, Orders and Rulings

TSX NCIB Rules), including by way of off-market purchases under exemption orders issued by a securities regulatory authority;

12. the Filer wishes to donate to the Foundation Common Shares with an aggregate fair market value of up to $105 million purchased by the Filer under the Normal Course Issuer Bid or other exemptions from the Issuer Bid Requirements under NI 62-104;

13. the donation will provide the Foundation with a long-term endowment of the Common Shares to be held by the Foundation as an investment, with dividends received on the Donated Shares providing funding for ongoing charitable giving by the Foundation;

14. TELUS and the Filer will enter into one or more agreements with the broker appointed under the Normal Course Issuer Bid, to contemplate the ability of TELUS to specify that a portion of the Common Shares to be purchased under the Normal Course Issuer Bid will be purchased by the Filer with the remainder to be purchased by TELUS; no Common Shares will be purchased by the Filer during any internal trading blackout periods, including regularly scheduled quarterly blackout periods, when TELUS would not otherwise be permitted to trade in its Common Shares;

15. all Common Shares purchased by TELUS under the Normal Course Issuer Bid will be cancelled; Common Shares purchased by the Filer will be donated as they are purchased to the Foundation and, in any event, all such Common Shares will be purchased prior to November 13, 2018;

16. the purchases of Common Shares by the Filer will be made in accordance with the requirements of exemptions from the Issuer Bid Requirements set out in section 4.8 of NI 62-104 and may also be made in accordance with the requirements of the exemption from the Issuer Bid Requirements set out in section 4.7 of NI 62-104 (such exemptions, the Issuer Bid Exemptions);

17. the purchase of Common Shares by the Filer will constitute an indirect “issuer bid” by TELUS for the purposes of NI 62-104 to which the Issuer Bid Requirements would apply;

18. the Filer will be a “joint actor” with TELUS and the Issuer Bid Requirements would apply to purchases of Common Shares by the Filer, unless an exemption is available; however the Issuer Bid Exemptions are available only to the “issuer”, and for purposes of such exemptions, “issuer” does not include the Filer;

19. but for the fact that the Common Shares will be purchased by the Filer, TELUS could otherwise acquire Common Shares to donate to the Foundation in reliance on the Issuer Bid Exemptions;

20. the purchase of Common Shares by TELUS and the Filer under the Normal Course Issuer Bid will not adversely affect TELUS or the rights of any of TELUS’ security holders and it will not materially affect control of TELUS;

21. to the best of TELUS’ knowledge, as of July 24, 2018, the “public float” of the Common Shares represented more than 99.86% of all issued and outstanding Common Shares for the purposes of the TSX NCIB Rules;

22. the Common Shares are “highly liquid securities” within the meaning of section 1.1 of Ontario Securities Commission Rule 48-501 Trading during Distributions, Formal Bids and Share Exchange Transactions and section 1.1 of the Universal Market Integrity Rules; and

23. the Filer will not purchase, in the aggregate, Common Shares with a fair market value of more than $105 million.

Decision

4 Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision Makers to make the decision.

The decision of the Decision Makers under the Legislation is that the Exemptive Relief Requested is granted provided that:

(a) Common Shares purchased by the Filer will be taken into account by TELUS when calculating the maximum annual aggregate limit that is imposed upon the Normal Course Issuer Bid in accordance with the TSX NCIB Rules and the maximum aggregate limit that is imposed upon TELUS in accordance with the exemptions from the Issuer Bid Requirements set out in subsections 4.7(b) and 4.8(3) of NI 62-104;

August 16, 2018 (2018), 41 OSCB 6443

Decisions, Orders and Rulings

(b) all purchases of Common Shares under the Normal Course Issuer Bid, whether by TELUS or by the Filer, are made in accordance with the TSX NCIB Rules and any by-laws, rules, regulations or policies of any published markets upon which purchases are carried out, as applicable;

(d) the Filer does not purchase, in the aggregate, Common Shares with a fair market value of more than $105 million under the Issuer Bid Exemptions.

“Michael L. Moretto” CPA, CA Acting Director, Corporate Finance British Columbia Securities Commission

August 16, 2018 (2018), 41 OSCB 6444

Decisions, Orders and Rulings

2.1.2 B.E.S.T. Investment Counsel Limited and B.E.S.T. Total Return Fund Inc.

Headnote

National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – revocation of existing exemptive relief from incentive fee requirement contained in s 7.1 of NI 81-102 – granting of exemptive relief from incentive fee requirement contained in s 7.1 of NI 81-102 under revised terms – revised terms not substantially different from those granted under previous exemptive relief decision.

Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, section 7.1, and section 19.1.

August 7, 2018

IN THE MATTER OF THE SECURITIES LEGISLATION OF ONTARIO (the Jurisdiction)

AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF B.E.S.T. INVESTMENT COUNSEL LIMITED (the Filer)

AND

IN THE MATTER OF B.E.S.T. TOTAL RETURN FUND INC. (the Fund)

DECISION

Background

The principal regulator in the Jurisdiction has received an application from the Filer on behalf of the Fund for a decision under the securities legislation of the Jurisdiction of the principal regulator (the Legislation) (a) exempting the Fund from section 7.1 of National Instrument 81-102 Investment Funds (NI 81-102) in respect of the proposed Performance Bonus (as defined below) and as disclosed in the Preliminary Prospectus (as defined below) (the Incentive Fee Relief) and (b) to revoke and replace the Previous Decision (as defined below) (the Revocation) (the Incentive Fee Relief and the Revocation are collectively, the Requested Relief).

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):

(i) the Ontario Securities Commission is the principal regulator for this application; and

(ii) the Filer has provided notice that subsection 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11- 102) is intended to be relied upon in each of the other provinces of British Columbia, Alberta, Saskatchewan, Manitoba, New Brunswick and Prince Edward Island (the Other Jurisdictions).

Interpretation

Terms defined in NI 81-102, National Instrument 14-101 Definitions, and MI 11-102 have the same meaning if used in this decision, unless otherwise defined.

The terms set out below have the following meanings:

August 16, 2018 (2018), 41 OSCB 6445

Decisions, Orders and Rulings

Disposition Date means the date the Fund receives the proceeds, whether in cash, securities or other property, from the disposition of an Eligible Investment (as defined below).

Eligible Business means an eligible business as defined in the Ontario Act (as defined below).

Eligible Investment means an eligible investment in an Eligible Business which qualifies as an eligible investment under the Ontario Act and the Federal Act (as such terms are defined below).

Federal Act means the Income Tax Act (Canada), as amended.

Investment Advisor means the Filer, in its capacity as investment advisor of the Fund.

Investment Portfolio means, at any point in time, the Eligible Investments of the Fund other than investments in Reserves (as defined below).

Manager means the Filer, in its capacity as manager of the Fund.

Net Asset Value Per Share when used with reference to Class A Shares or Class C Shares, is determined by subtracting the value of the liabilities of the Fund (including any accrued performance fees) and the stated capital of the Class B Shares, from the value of the assets of the Fund and dividing the resulting amount by the total number of outstanding Class A Shares and Class C Shares at the date such value is determined.

Ontario Act means the Community Small Business Investment Funds Act, 1992 (Ontario), as amended.

Performance Bonus means the bonus that the Manager and the Investment Advisor are entitled to share in as soon as practicable after the Disposition Date of an Eligible Investment based on the gains and income earned from each Eligible Investment.

Previous Decision means the ruling of the Ontario Securities Commission, Re: RoyNat Canadian Diversified Fund Inc. dated December 19, 2003.

Reserves has the meaning ascribed by subsection 204.8(1) of the Federal Act and includes money in cash or on deposit with qualified financial institutions, debt instruments of or guaranteed by the Canadian federal government, debt obligations of provincial and municipal governments, Crown corporations and corporations listed on designated Canadian stock exchanges, guaranteed investment certificates issued by Canadian trust companies, and qualified investment contracts.

Representations

This decision is based on the following facts represented by the Filer:

1. The Fund was incorporated under the Canada Business Corporations Act by articles of incorporation dated October 31, 2003, as amended on November 30, 2004 and December 20, 2005. It is registered as a labour-sponsored investment fund corporation under the Ontario Act and as a labour-sponsored venture capital corporation under the Federal Act.

2. The Fund is a mutual fund under the Legislation. The Fund has filed a preliminary prospectus for a distribution of securities in the Jurisdiction and the Other Jurisdictions (the Preliminary Prospectus).

3. The Fund is sponsored by the Christian Labour Association of Canada, The Society of Energy Professionals and The International Federation of Professional and Technical Engineers Local 164. Its primary objective is to generate interest and dividend income as well as long-term capital appreciation through investments in a diversified portfolio of small and medium-sized private and public companies.

4. The authorized capital of the Fund consists of an unlimited number of Class A Shares, an unlimited number of Class B Shares and an unlimited number of Class C Shares. The Christian Labour Association of Canada owns the one issued and outstanding Class B Share. All of the Class C Shares are owned by John M.A. Richardson, the Chief Executive Officer of the Fund.

5. The Filer acts as the Fund’s Manager and Investment Advisor and provides investment advisory services to the Fund and sources and monitors its investments.

6. The Preliminary Prospectus discloses amendments to (a) the annual management fee (Management Fee), (b) the annual investment advisory fee (Investment Advisory Fee) and (c) the Performance Bonus, if any, payable by the

August 16, 2018 (2018), 41 OSCB 6446

Decisions, Orders and Rulings

Fund to the Manager which compensation has not been amended since the Fund’s inception (these amendments are referred to collectively as the Fee Changes).

7. The Fee Changes will:

(a) reduce the Management Fee to 1% of the aggregate Net Asset Value Per Share attributable to the Class A Shares. This change represents a simplification of the Management Fee structure, which is currently the sum of 1.5% of the Net Asset Value Per Share attributable to the Class A Shares up to $100 million and 1.25% of the Net Asset Value Per Share attributable to the Class A Shares above that threshold;

(b) simplify and reduce the Investment Advisory Fee to 1% of the aggregate Net Asset Value Per Share attributable to the Class A Shares. The Investment Advisory Fee is currently 2% of the Net Asset Value Per Share of the Class A Shares up to $100 million and 1.75% of the Net Asset Value Per Share attributable the Class A Shares above that threshold; and

(c) amend the Performance Bonus by lowering the hurdle rates specifying the level of performance that must be achieved before the Manager and Investment Advisor are eligible to receive any Performance Bonus, as follows:

(i) the hurdle requiring the Fund as a whole to have generated a return more than 2% above the average annual rate of return of the five-year Guaranteed Investment Certificates (GICs) offered by a Schedule I Canadian chartered bank will be reduced to require the Fund to outperform such GICs by 0.75%;

(ii) the requirement that the Fund must have recouped an amount equal to all of the principal invested in a particular investment prior to paying the Performance Bonus on any full or partial disposition will remain unchanged; and

(iii) the hurdle requiring an individual realised investment to have earned a compounded annual rate of return that equals or exceeds 12% per annum before the Manager and Investment Advisor are entitled to receive the Performance Bonus with respect to the realization of that investment, will be reduced to require a compounded annual rate of return that equals or exceeds 6% per annum.

8. The calculation of the Performance Bonus that the Manager and Investment Advisor are entitled to receive once those hurdles have been surpassed, will be modified as follows:

(a) the Investment Advisor will receive all gains and income earned on a particular investment in excess of a 6% compounded annual rate of return up to and including an amount representing an 8% compounded annual rate of return calculated beginning on the later of September 1, 2018 or the date of the acquisition of such investment by the Fund. This reduces the rate of return that must be achieved on a particular investment before the Investment Advisor is entitled to payment of 100% of such gains and income earned on such particular investment, which is currently calculated based on all gains and income earned on the particular investment in excess of a 12% compounded annual rate of return up to and including a 15% compounded annual rate of return; and

(b) all gains and income earned on a particular investment in excess of an 8% compounded annual rate of return calculated beginning on the later of September 1, 2018 or the date of the acquisition of such investment by the Fund, will be allocated 16% to the Investment Advisor, 4% to the Manager and 80% to the Fund. This represents a reduction of the threshold at which the Investment Advisor and the Manager participate in such gains and income earned on a particular investment, from the current threshold of a 15% compounded annual rate of return.

9. Under the proposed compensation structure in paragraph 7 and 8 above, neither the Manager nor the Investment Advisor shall be entitled to receive the Performance Bonus amount with respect to a particular investment, unless the following conditions precedent are met:

(a) the total net realized and unrealized gains and income from the Fund from its portfolio of Eligible Investments since inception must have generated a return greater than the average annual rate of return on five-year GICs offered by a Schedule I Canadian chartered bank plus 0.75%;

(b) the compounded annual rate of return (including realized and unrealized gains and income) from the particular Eligible Investment since its acquisition by the Fund must equal or exceed 6% per annum; and

August 16, 2018 (2018), 41 OSCB 6447

Decisions, Orders and Rulings

10. The Performance Bonus is payable as soon as practicable after the Disposition Date of an Eligible Investment. The Fund will not pay the Performance Bonus on any partial dispositions of an Eligible Investment unless and until the Fund receives (from all dispositions of that investment on a cumulative basis) an amount equal to at least the full amount of the principal invested in the Eligible Investment.

11. The Fee Changes were described in detail in the management information circular of the Fund dated January 31, 2018 delivered in connection with the annual and special meeting held on February 28, 2018 (the Meeting) to approve the amendments to the Performance Bonus. They also appear in the blackline of the Preliminary Prospectus marked to show changes from the Fund’s prospectus dated December 16, 2016.

12. The Filer believes that the recalibration of the Fund’s fee structure under the Fee Changes reflects current market and interest rate conditions, making the Fund more marketable while improving the net yield for holders of Class A Shares as the size of the Fund grows. The Fee Changes reduce the Fund’s Management Fee and Investment Advisory Fee (i.e. the fixed portion of the compensation) from a current aggregate of 3.5% to 2% and provide the Filer with the potential for increased deferred, contingent compensation through the Performance Bonus.

13. The proposed changes will apply to the Performance Bonus calculation on and after September 1, 2018. The current Performance Bonus hurdles and thresholds will continue to apply prior to that date and will be carried forward.

14. The original Performance Bonus was approved by the Ontario Securities Commission by way of the Previous Decision.

15. Section 7.1 of NI 81-102 provides that a mutual fund shall not pay, or enter into arrangements that would require it to pay, and no mutual fund shall be sold on the basis that an investor would be required to pay, a fee that is determined by the performance of the mutual fund, unless the calculation and payment of the fee complies with paragraphs 7.1(a), (b) and (c). Paragraph 7.1(a) requires that the fee be calculated with reference to a benchmark or index. Paragraph 7.1(b) requires that the payment of the fee be based on a comparison of the cumulative total return of the mutual fund against the cumulative total percentage increase or decrease of the benchmark or index for the period that began immediately after the last period for which the performance fee was paid. Paragraph 7.1(c) requires that the method of calculation of the fee and details of the composition of the benchmark or index are described in the prospectus of the mutual fund.

16. Like the original Performance Bonus in respect of which exemptive relief was granted under the Previous Decision, the amended Performance Bonus does not conform to the requirements of paragraphs 7.1(a) and (b) of NI 81-102. In particular, the Performance Bonus is not determined in relation to a benchmark and is not based on the total return of the Fund.

17. The Fund is a labour-sponsored investment fund; a labour-sponsored investment fund is designed to allow and encourage the public to invest in a vehicle that makes venture capital investments. The making of venture capital investments is substantially different from the types of investments generally made by public mutual funds.

18. Except for the reduction of the hurdle rates described in paragraph 7 above and the reduction of the payment thresholds described in paragraph 8 above, the Performance Bonus remains unchanged from the Previous Decision. Under the amended Performance Bonus, the Fund will still have to outperform the rate of return on five-year GICs offered by a Schedule I Canadian chartered bank on a portfolio-wide basis, recoup an amount equal to the principal invested in an individual realized investment, and have earned in excess of a specified annualized rate of return on that investment before any Performance Bonus is payable in respect of an individual investment.

19. The Performance Bonus is appropriate in light of the nature of venture capital investing and is consistent with those commonly used in the venture capital industry, and in particular, in private venture capital funds. The Fund’s board of directors believes that the Fund needs to be able to continue to offer an incentive fee arrangement similar to those of other venture capital funds in order to incentivize and to attract and retain the necessary professional expertise to be able to carry out the Fund’s objectives and maximize shareholder returns.

20. The proposed changes to the Performance Bonus were reviewed and recommended by the Fund’s independent review committee and unanimously approved at the Meeting by the holders of Class A Shares and the holder of the Class B Share, voting together as a class.

21. The final prospectus for the Fund will:

(a) disclose that the Manager and Investment Advisor consider the Performance Bonus appropriate given the investment objectives and strategies of the Fund;

August 16, 2018 (2018), 41 OSCB 6448

Decisions, Orders and Rulings

(b) provide an explanation of why the Performance Bonus is appropriate for the Fund; and

22. The Filer believes that the proposed Performance Bonus changes are fair and reasonable and in the best interests of the Fund and its shareholders for the following reasons:

(a) the changes reflect current interest rate and market conditions;

(b) the Filer is voluntarily reducing the Management Fee and Investment Advisory Fee from a current aggregate of 3.5% to 2% per annum, which will result in a lower management expense ratio;

(c) the Performance Bonus changes together with the reduction of the Management Fee and Investment Advisory Fee should make the Fund more marketable and increase the potential of the Fund to raise additional capital;

(d) the Filer intends to start actively marketing the Class A Shares again in 2018. Although the Performance Bonus is expected to increase as a result of the proposed Fee Changes, as the size of the Fund grows, the lower Management Fee and Investment Advisory Fee are expected to more than offset that increase and significantly improve the net yield to holders of Class A Shares as a result of the lower management expense ratio; and

(e) the Filer has agreed to reimburse any investor that wishes to redeem Class A Shares on or after September 1, 2018 up to and including November 15, 2018 for the amount of any redemption withholding incurred under the Federal Act in connection with such redemption. This will allow any investor that disagrees with the Performance Bonus changes to redeem their Class A Shares without penalty.

23. The Filer respectfully submits that the Fee Changes are in the best interests of the Fund and its shareholders.

Decision

The decision of the principal regulator under the Legislation is that the Requested Relief is granted, provided that:

A. Prior to September 1, 2018:

(a) The Management Fee will be an annual amount equal to 1.50% of the aggregate Net Asset Value Per Share attributable to the Class A Shares on the first $100 million of the aggregate Net Asset Value Per Share attributable to the Class A Shares and 1.25% of the aggregate Net Asset Value Per Share attributable to the Class A Shares on the aggregate Net Asset Value Per Share attributable to the Class A Shares in excess of $100 million.

(b) The Investment Advisory Fee will be an annual amount equal to 2% of the aggregate Net Asset Value Per Share attributable to the Class A Shares on the first $100 million of the aggregate Net Asset Value Per Share attributable to the Class A Shares and 1.75% of the aggregate Net Asset Value Per Share attributable to the Class A Shares on the aggregate Net Asset Value Per Share attributable to the Class A Shares in excess of $100 million.

(c) The Manager and the Investment Advisor are entitled to share in the Performance Bonus as soon as practicable after the Disposition Date of an Eligible Investment based on the gains and income earned from each Eligible Investment. No Performance Bonus shall be paid by the Fund in respect of the realization of an Eligible Investment, unless on the Disposition Date of such Eligible Investment:

(i) the total net realized and unrealized gains and income from the Fund from its portfolio of Eligible Investments since inception must have generated a return greater than the average annual rate of return on five-year GICs offered by a Schedule I Canadian chartered bank plus 2%;

(ii) the compounded annual rate of return (including realized and unrealized gains and income) from the particular Eligible Investment since its acquisition by the Fund must equal or exceed 12% per annum; and

(iii) the Fund must have recouped an amount equal to all principal invested in the particular Eligible Investment.

August 16, 2018 (2018), 41 OSCB 6449

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The Fund will not pay the Performance Bonus on any partial dispositions of an Eligible Investment unless and until the Fund receives (from all dispositions of that investment on a cumulative basis) an amount equal to at least the full amount of the principal invested in the Eligible Investment.

Provided that the payment of the Performance Bonus does not reduce returns to shareholders on the Investment Portfolio below the thresholds outlined in (i)-(iii) above, the proceeds from the disposition of each particular Eligible Investment in each calendar quarter of the Fund, after deducting the costs of such investment and the proceeds of disposition paid to the Fund, shall be allocated and paid as follows:

(i) the Investment Advisor shall receive all gains and income earned from each particular Eligible Investment in excess of the 12% compounded annual rate of return contemplated in (ii) above, up to and including an amount representing a 15% compounded annual rate of return earned from the particular Eligible Investment.

(ii) all gains and income earned on each particular Eligible Investment in excess of a 15% compounded annual rate of return earned from the particular Eligible Investment shall be allocated and paid in the following proportions:

(A) 16% to the Investment Advisor; and

(B) 4% to the Manager.

The Fund will retain the other 80% of such gains and income.

The Performance Bonus will be calculated and paid quarterly in arrears based upon realized gains, calculated on the last day of the last month of each calendar quarter.

B. On and after September 1, 2018:

(a) The Management Fee will be an annual amount equal to 1.0% of the aggregate Net Asset Value Per Share attributable to the Class A Shares.

(b) The Investment Advisory Fee will be an annual amount equal to 1.0% of the aggregate Net Asset Value Per Share attributable to the Class A Shares.

(i) The total net realized and unrealized gains and income from the Fund from its portfolio of Eligible Investments for the period (A) since inception to August 31, 2018 must have generated a return greater than the average annual rate of return on five-year GICs offered by a Schedule I Canadian chartered bank plus 2% and (B) commencing on September 1, 2018 must have generated a return greater than the average annual rate of return on five- year GICs offered by a Schedule I Canadian chartered bank plus 0.75%;

(ii) The compounded annual rate of return (including realized and unrealized gains and income) from the particular Eligible Investment for the period (A) since its acquisition by the Fund to August 31, 2018 must equal or exceed 12% per annum and (B) commencing on September 1, 2018 must equal or exceed 6% per annum from the later of September 1, 2018 or the date of its acquisition by the Fund; and

(iii) The Fund must have recouped an amount equal to all principal invested in the particular Eligible Investment.

August 16, 2018 (2018), 41 OSCB 6450

Decisions, Orders and Rulings

of each particular Eligible Investment in each calendar quarter of the Fund, after deducting the costs of such investment and the proceeds of disposition paid to the Fund, shall be allocated and paid as follows:

(i) The Investment Advisor shall receive all gains and income earned from each particular Eligible Investment for the period (A) since its acquisition to August 31, 2018 in excess of the 12% compounded annual rate of return contemplated in (ii) above, up to and including an amount representing a 15% compounded annual rate of return earned from the particular Eligible Investment and (B) commencing on September 1, 2018, the Investment Advisor receives all gains and income earned from each particular Eligible Investment in excess of the 6% compounded annual rate of return contemplated in (ii) above, up to and including an amount representing an 8% compounded annual rate of return from the particular Eligible Investment from the later of September 1, 2018 or the date of its acquisition by the Fund.

(ii) All gains and income earned on each particular Eligible Investment for the period (A) since its acquisition to August 31, 2018 in excess of a 15% compounded annual rate of return earned from the particular Eligible Investment and (B) commencing on September 1, 2018 in excess of an 8% compounded annual rate of return earned from the particular Eligible Investment from the later of September 1, 2018 or the date of its acquisition by the Fund, shall be allocated and paid in the following proportions:

(I) 16% to the Investment Advisor; and

(II) 4% to the Manager.

The Fund will retain the other 80% of such gains and income.

The Performance Bonus will be calculated and paid quarterly in arrears based upon realized gains, calculated on the last day of the last month of each calendar quarter.

“Darren McKall” Manager, Investment Funds and Structured Products Branch Ontario Securities Commission

August 16, 2018 (2018), 41 OSCB 6451

Decisions, Orders and Rulings

2.1.3 Kew Media Group Inc.

Headnote

Multilateral Instrument 11-102 Passport System and National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions National Instrument 62-104, Part 6 Take-Over Bids and Issuer Bids - Exemption from the formal take-over bid requirements - An issuer wants relief so that the take-over bid thresholds are calculated based on the aggregate number of common shares outstanding, rather than for each class of common shares - The issuer is subject to foreign ownership restrictions in its governing federal legislation; the issuer implemented a dual class share structure solely for compliance with foreign ownership restrictions in the aviation industry; both classes of shares are freely tradable, have identical economic attributes and are automatically and mandatorily inter-convertible based on the shareholder’s Canadian or non-Canadian status; shareholders will calculate their ownership position by combining the outstanding classes of shares for the purposes of determining whether take-over bid requirements are triggered.

National Instrument 62-104, Part 6 Take-Over Bids and Issuer Bids - Early warning relief - An issuer wants relief so that the early warning thresholds are calculated based on the aggregate number of common shares outstanding, rather than for each class of common shares - The issuer is subject to foreign ownership restrictions in its governing federal legislation; the issuer implemented a dual class share structure solely for compliance with foreign ownership restrictions in the aviation industry; both classes of shares are freely tradable, have identical economic attributes and are automatically and mandatorily inter-convertible based on the shareholder’s Canadian or non-Canadian status; shareholders will calculate their ownership position by combining the outstanding classes of shares for the purposes of determining whether early warning requirements are triggered.

National Instrument 62-104, Part 6 Take-Over Bids and Issuer Bids - Exemption from the formal take-over bid requirements - News release relief - An issuer wants relief so that the threshold triggering the requirement on an acquiror to file a news release during a take-over bid or an issuer bid is calculated based on the aggregate number of common shares outstanding, rather than for each class of common shares - The issuer is subject to foreign ownership restrictions in its governing federal legislation; the issuer implemented a dual class share structure solely for compliance with foreign ownership restrictions in the aviation industry; both classes of shares are freely tradable, have identical economic attributes and are automatically and mandatorily inter- convertible based on the shareholder’s Canadian or non-Canadian status; acquirors will calculate their ownership position by combining the outstanding classes of shares for the purposes of determining whether the requirement to file a news release during a take-over bid or issuer bid is triggered.

National Instrument 62-103, s. 11.1 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues - Alternative reporting relief - An issuer wants relief so that an eligible institutional investor subject to early warning requirements may rely on alternative eligibility criteria from those set forth in section 4.5 of NI 62-103 in order to benefit from the exemption contained in section 4.1 of NI 62-103 - The issuer is subject to foreign ownership restrictions in its governing federal legislation; the issuer implemented a dual class share structure solely for compliance with foreign ownership restrictions in the aviation industry; both classes of shares are freely tradable, have identical economic attributes and are automatically and mandatorily inter-convertible based on the shareholder’s Canadian or non-Canadian status; eligible institutional investors will calculate their ownership position by combining the outstanding classes of common shares for the purposes of determining whether they are eligible for the reporting exemption in s. 4.1 of NI 62-103.

National Instrument 51-102, s. 13.1 - Continuous Disclosure Obligations - Continuous disclosure relief - An issuer wants relief so that it can provide disclosure on significant shareholders in its information circular on a combined basis, rather than for each class of common shares - The issuer is subject to foreign ownership restrictions in its governing federal legislation; the issuer implemented a dual class share structure solely for compliance with foreign ownership restrictions in the aviation industry; both classes of shares are freely tradable, have identical economic attributes and are automatically and mandatorily inter-convertible based on the shareholder’s Canadian or non-Canadian status; the issuer will provide disclosure on holders of its voting securities on a combined basis in its information circular.

Applicable Legislative Provisions

National Instrument 62-104 Take-Over Bids and Issuer Bids, Part 2, ss. 5.2, 5.4 and 6.1. National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues, ss. 4.1, 4.5 and 11.1. National Instrument 51-102 Continuous Disclosure Obligations, s. 13.1.

August 16, 2018 (2018), 41 OSCB 6452

Decisions, Orders and Rulings

July 25, 2018

IN THE MATTER OF THE SECURITIES LEGISLATION OF ONTARIO (the “Jurisdiction”)

AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF KEW MEDIA GROUP INC. (the “Filer”)

DECISION

Background

The principal regulator in the Jurisdiction has received an application from the Filer for a decision under the securities legislation of the Jurisdiction of the principal regulator (the “Legislation”) that, subject to the conditions of this Decision:

(a) an offer to acquire either outstanding variable voting shares of the Filer (the “Variable Voting Shares”) or outstanding common voting shares of the Filer (the “Common Voting Shares”, and collectively with the Variable Voting Shares, the “Shares”), which in either case would constitute a take-over bid under the Legislation as a result of the securities subject to the offer to acquire, together with the offeror’s securities of that class, representing in the aggregate 20% or more of the outstanding Variable Voting Shares or Common Voting Shares, as the case may be, at the date of the offer to acquire, be exempt (the “TOB Relief”) from Part 2 of National Instrument 62-104 – Take-Over Bids and Issuer Bids (“NI 62-104”);

(b) an acquiror who triggers the disclosure and filing obligations pursuant to the early warning requirements contained in the Legislation with respect to either the Variable Voting Shares or Common Voting Shares, as the case may be, be exempt from such requirements (the “Early Warning Relief”);

(c) an acquiror who acquires, during a take-over bid or an issuer bid, beneficial ownership of, or control or direction over, either Variable Voting Shares or Common Voting Shares, that, together with the acquiror’s securities of that class, would constitute 5% or more of the outstanding Variable Voting Shares or Common Voting Shares, as the case may be, be exempt from the requirement in section 5.4 of NI 62-104 to issue and file a news release (the “News Release Relief”); and

(d) the Filer be exempt from the disclosure requirements in Item 6.5 of Form 51-102F5 – Information Circular of National Instrument 51-102 – Continuous Disclosure Obligations (the “Alternative Disclosure Relief” and, collectively with the TOB Relief, the Early Warning Relief and the News Release Relief, the “Exemption Sought”).

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):

(a) the Ontario Securities Commission is the principal regulator for this application; and

(b) the Filer has provided notice that subsection 4.7(1) of Multilateral Instrument 11-102 – Passport System (“MI 11-102”) is intended to be relied upon by the Filer in Alberta, British Columbia, Saskatchewan, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland and Labrador, Manitoba, Quebec, Yukon Territories, Northwest Territories and Nunavut.

Interpretation

Terms defined in National Instrument 14-101 – Definitions, National Instrument 62-103 – The Early Warning System and Related Take-Over Bid and Insider Reporting Issues (“NI 62-103”), NI 62-104 and MI 11-102 have the same meaning if used in this decision, unless otherwise defined herein.

August 16, 2018 (2018), 41 OSCB 6453

Decisions, Orders and Rulings

Representations

This decision is based on the following facts represented by the Filer:

1. The Filer was incorporated on November 3, 2015 as a special purpose acquisition corporation under the Business Corporations Act (Ontario) for the purpose of effecting an acquisition of one or more businesses or assets, by way of a merger, amalgamation, arrangement, share exchange, asset acquisition, share purchase, reorganization, or any other similar business combination involving the Filer.

2. The head office and registered office of the Filer is located at 672 Dupont Street, Suite 400, Toronto, Ontario, M6G 1Z6.

3. On March 20, 2017, the Filer completed its qualifying acquisition (the “Qualifying Acquisition”) under Part X of the TSX Company Manual, which was comprised of the acquisition of the following six content companies: Content Media Corporation plc; Architect Films Inc.; Bristow Global Media Inc.; Frantic Films Corporation; Media Headquarters Film & Television Inc.; and Our House Media Inc.

4. The Filer is a reporting issuer in all of the Provinces and Territories of Canada and is not in default of any requirement of the securities legislation in the jurisdictions in which it is a reporting issuer. The Filer is also not in default of the requirements of the TSX Company Manual.

5. The Filer’s business involves continuously assessing acquisitions and divestitures, with a view to enacting a media and entertainment sector roll-up to form a large international media content company. Including the companies acquired pursuant to the Qualifying Acquisition, the Filer has acquired twelve production and distribution companies to date and is soon to complete the acquisition of an independent content production platform.

6. The Filer finances a significant portion of its production budgets from federal and provincial governmental agencies and incentive programs, including, in some cases, the Canada Media Fund, provincial film equity investment and incentive programs, federal tax credits and provincial tax credits, and other investment and incentive programs. In order to qualify for such film and television incentives, among other requirements, the Filer’s production companies need to verify to the applicable Canadian film and television incentive authorities that they are each ultimately Canadian- controlled under the Investment Canada Act (the “ICA”).

7. The ICA establishes a number of rules and presumptions (the “Canadian Status Rules”) for determining who is a Canadian for purposes of the ICA. For example, under the Canadian Status Rules, the Filer would not be considered to be a Canadian if one non-Canadian or two or more members of a voting group who are non-Canadians own 50% or more of the voting shares of the Filer. Furthermore, because the Filer and many of its companies are each engaged in a “cultural business” in Canada (i.e., film production and distribution) even if the Filer is considered to be “Canadian” under the normal Canadian Status Rules, the Minister of Canadian Heritage (the “Minister”) has the discretion to determine that the Filer is controlled in fact by one or more non-Canadians based on any information or evidence submitted to the Minister. The ICA further sets out various rebuttable “presumptions”, one of which is that if a non- Canadian was ever to acquire less than a majority, but one-third or more of the voting shares of the Filer, the non- Canadian would be presumed to have thereby acquired control in fact of the Filer under the ICA, “unless it can be established that, on the acquisition, the corporation is not controlled in fact by the acquirer through the ownership of voting shares”.

8. As a multi-faceted media company, the Filer may in the future become engaged in broadcasting activities that result in it being regulated under the Broadcasting Act (Canada) (the “Broadcasting Act”) and having to comply with the Canadian ownership and control requirements as set out in the Direction to the CRTC (Ineligibility of Non-Canadians) (the “Direction”).

9. The implementation of a variable voting structure therefore serves two purposes for the Filer. The first is to help satisfy the Canadian control requirements under the ICA and the second is to satisfy the Canadian ownership and control requirements under the Broadcasting Act.

10. The legal requirements relating to Canadian ownership and control of broadcasting undertakings are embodied in the Direction, which is a direction from the Governor in Council (i.e., Cabinet of the Canadian federal government) to the Canadian Radio-television and Telecommunications Commission (the “CRTC”) pursuant to authority contained in the Broadcasting Act. Pursuant to the Direction, the CRTC may not issue, amend or renew a broadcasting licence to an applicant that is controlled by a non-Canadian. In order for a corporation to qualify as a “Canadian”, non-Canadians are permitted to own and control, directly or indirectly, up to 33 1/3% of the voting shares and up to 33 1/3% of the votes of a holding company which has a subsidiary operating company licensed under the Broadcasting Act. Additional ownership restrictions apply to a subsidiary licensee under the Direction and would be applicable to the Filer at such

August 16, 2018 (2018), 41 OSCB 6454

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time as it acquired an entity that is a licensee under the Broadcasting Act or applied for a licence under the Broadcasting Act. While the Direction does not include any explicit restrictions on the number of non-voting shares that may be held by non-Canadians, the level of total equity ownership is relevant to the analysis of “control in fact” or “effective control” of both the licensee subsidiary and its holding company that would be undertaken by the CRTC.

11. At the annual and special meeting of the Filer held on June 14, 2018, shareholders of the Filer approved an amendment to the articles of the Filer to authorize the conversion of all Class B shares of the Filer owned by Canadians to Common Voting Shares, and to convert all Class B shares of the Filer owned by non-Canadians to Variable Voting Shares. Also on June 14, 2018, the Filer filed articles of amendment to implement the variable voting structure.

12. As part of the amendment to the articles of the Filer, the Filer created a class of preferred shares (the “Preferred Shares”), issuable in series, none of which have been issued to date, but will be available for future issuance. The Preferred Shares provide the Filer with greater flexibility to raise capital in the future and enable the Filer to take additional steps to ensure compliance with the Direction, if necessary. The Filer will monitor the number of Variable Voting Shares outstanding and, if the non-Canadian ownership threshold may be exceeded, could issue Preferred Shares to Canadians that carry voting rights but do not have any economic entitlements. The Filer could also issue Preferred Shares to ensure continued compliance with the provisions of both the ICA and the Broadcasting Act, in the event that the Filer satisfies the Canadian ownership and control requirements as set out in the Direction, but does not also satisfy the Canadian control requirements under the ICA. The Filer has provided a written undertaking to the Ontario Securities Commission regarding future issuances of Preferred Shares.

13. The Common Voting Shares can only be held, beneficially owned and controlled, directly or indirectly, by Canadians (within the meaning of the Direction for the purposes of the Broadcasting Act). An outstanding Common Voting Share will be converted into one Variable Voting Share, automatically and without any further act of the Filer or the holder, if such Common Voting Share becomes held, beneficially owned or controlled, directly or indirectly, by a person who is not a Canadian.

14. The Variable Voting Shares can only be held, beneficially owned or controlled, directly or indirectly, by persons who are not Canadians. An outstanding Variable Voting Share will be converted into one Common Voting Share, automatically and without any further act of the Filer or the holder, if such Variable Voting Share becomes held, beneficially owned or controlled, directly or indirectly, by a Canadian.

15. Each Common Voting Share and Variable Voting Share confers the right to one vote, unless: (i) the number of votes that may be exercised in respect of all issued and outstanding Variable Voting Shares equals or exceeds thirty-three and one third percent (33 1/3%) of the total number of votes that may be exercised in respect of all issued and outstanding Variable Voting Shares and Common Voting Shares (or any greater percentage that would qualify the Filer as a “Canadian” for the purposes of the Broadcasting Act); or (ii) the total number of votes cast by or on behalf of the holders of Variable Voting Shares at any shareholder meeting on any matter on which a vote is to be taken equals or exceeds thirty-three and one-third percent (33 1/3%) (or any greater percentage that would qualify the Filer as a “Canadian” for the purposes of the Broadcasting Act) of the total number of votes that may be cast at such meeting. If either of the above noted thresholds would be surpassed at any time, the vote attached to each Variable Voting Share will decrease automatically and without further act or formality such that: (i) the Variable Voting Shares as a class do not carry more than thirty-three and one-third percent (33 1/3%) (or any greater percentage that would qualify the Filer as a “Canadian” for the purposes of the Broadcasting Act) of the total voting rights attached to the aggregate number of issued and outstanding Variable Voting Shares and Common Voting Shares; and (ii) the total number of votes cast by or on behalf of holders of Variable Voting Shares at any meeting does not equal or exceed thirty-three and one-third percent (33 1/3%) (or any greater percentage that would qualify the Filer as a “Canadian” for the purposes of the Broadcasting Act) of the total number of votes that may be cast at the meeting.

16. Aside from the differences in voting rights stated above, the Variable Voting Shares and Common Voting Shares are the same in all other respects, including with regard to the right to receive dividends and the right to receive the property and assets of the Filer in the event of dissolution, liquidation or winding up of the Filer.

17. The articles of amendment of the Filer contain coattail provisions pursuant to which (i) Variable Voting Shares will be converted into Common Voting Shares in the event of a formal take-over bid for the Common Voting Shares which is not also available to the holders of Variable Voting Shares; and (ii) Common Voting Shares will be converted into Variable Voting Shares in the event of a formal take-over bid for the Variable Voting Shares which is not also available to the holders of Common Voting Shares.

18. The Variable Voting Shares and the Common Voting Shares of the Filer are listed on the Toronto Stock Exchange under one ticker symbol.

August 16, 2018 (2018), 41 OSCB 6455

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19. The Filer’s dual class structure was implemented to help satisfy the Canadian control requirements under the ICA and the Canadian ownership and control requirements under the Broadcasting Act; it has no other purpose.

20. An investor does not control or choose which class of Shares it acquires and holds. There are no unique features of either class of Shares which an existing or potential investor can choose to acquire, exercise or dispose of. The class of Shares ultimately available to an investor is solely a function of the investor’s Canadian or non-Canadian status. Moreover, if after having acquired Shares, a holder’s Canadian or non-Canadian status changes, the Shares will convert accordingly and automatically.

21. The Variable Voting Shares are not considered “restricted voting securities” or “restricted voting shares” for the purposes of the Legislation.

Decision

The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to make the decision.

The decision of the principal regulator under the Legislation is that the Exemption Sought is granted provided that:

(a) the Filer publicly discloses the terms of the Exemption Sought in a news release filed on SEDAR promptly following the issuance of this Decision;

(b) the Filer discloses the terms and conditions of the Exemption Sought in all of its annual information forms and management information circulars filed on SEDAR following the issuance of this Decision and in any other filing where the characteristics of the Shares are described;

(c) with respect only to the TOB Relief, the Variable Voting Shares or Common Voting Shares, as the case may be, subject to the offer to acquire of an offeror, together with the Variable Voting Shares and Common Voting Shares beneficially owned, or over which control or direction is exercised, by the offeror or by any person acting jointly or in concert with the offeror, would not constitute, at the date of the offer to acquire, in the aggregate 20% or more of the outstanding Variable Voting Shares and Common Voting Shares on a combined basis;

(d) with respect only to the Early Warning Relief,

(i) the acquiror complies with the early warning requirements, except that, for the purpose of determining the percentage of outstanding Variable Voting Shares or Common Voting Securities, as the case may be, that the acquiror has acquired or disposed of beneficial ownership, or acquired or ceased to have control or direction over, the acquiror calculates the percentage using (A) a denominator comprised of all of the outstanding Variable Voting Shares and Common Voting Shares, determined in accordance with subsection 1.8(2) of NI 62-104, on a combined basis, as opposed to a per-class basis, and (B) a numerator including, as acquiror’s securities, all of the Variable Voting Shares and Common Voting Shares that constitute acquiror’s securities; or

(ii) in the case of an acquiror that is an eligible institutional investor, the acquiror complies with the requirements of the alternative monthly reporting system set out in Part 4 of NI 62-103 to the extent it is not disqualified from filing reports thereunder pursuant to section 4.2 of NI 62-103, except that, for purposes of determining the acquiror’s securityholding percentage, the acquiror calculates its securityholding percentage using (A) a denominator comprised of all of the outstanding Variable Voting Shares and Common Voting Shares, determined in accordance with subsection 1.8(2) of NI 62-104, on a combined basis, as opposed to a per-class basis, and (B) a numerator including all of the Variable Voting Shares and Common Voting Shares owned or controlled by the eligible institutional investor;

(e) with respect only to the News Release Relief, the Variable Voting Shares or Common Voting Shares, as the case may be, that the acquiror acquires beneficial ownership of, or control or direction over, together with the securities of the Filer beneficially owned, or over which control or direction is exercised, by the acquiror or any person acting jointly or in concert with the acquiror, would not constitute 5% or more of the outstanding Variable Voting Shares and Common Voting Shares, as the case may be, calculated using (A) a denominator comprised of all of the outstanding Variable Voting Shares and Common Voting Shares, determined in accordance with subsection 1.8(2) of NI 62-104, on a combined basis, as opposed to a per-class basis, and (B) a numerator including as acquiror’s securities, all of the Variable Voting Shares and Common Voting Shares that constitute acquiror’s securities;

August 16, 2018 (2018), 41 OSCB 6456

Decisions, Orders and Rulings

(f) with respect only to the Alternative Disclosure Relief, the Filer provides the disclosure required by Item 6.5 of Form 51-102F5, except that for purposes of determining the percentage of voting rights attached to the Variable Voting Shares or Common Voting Shares, the Filer calculates the voting percentage using (A) a denominator comprised of all of the outstanding Variable Voting Shares and Common Voting Shares on a combined basis, as opposed to a per-class basis, and (B) a numerator including all of the Variable Voting Shares and Common Voting Shares beneficially owned, or over which control or direction is exercised, directly or indirectly, by any person who, to the knowledge of the Filer’s directors or executive officers, beneficially owns, controls or directs, directly or indirectly, voting securities carrying 10% or more of the voting rights attached to the outstanding Variable Voting Shares and Common Voting Shares on a combined basis.

“Naizam Kanji” Director, Office of Mergers & Acquisitions Ontario Securities Commission

August 16, 2018 (2018), 41 OSCB 6457

Decisions, Orders and Rulings

2.1.4 Purpose Investments Inc. et al.

Headnote

National Policy 11-203 Process For Exemptive Relief Applications in Multiple Jurisdictions – Approval of investment fund mergers – approval required because the mergers do not meet the criteria for pre-approved reorganizations and transfers in National Instrument 81-102 – the fundamental investment objectives and fee structures of certain terminating funds and continuing funds are not substantially similar – certain mergers will not be “qualifying exchanges” or tax-deferred transactions under the Income Tax Act (Canada) – securityholders of certain terminating funds not permitted to redeem their securities prior to the date of the mergers – unitholders of the terminating funds are provided with timely and adequate disclosure regarding the mergers.

Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, paragraph 5.5(1)(b) and subsection 19.1.

August 10, 2018

IN THE MATTER OF THE SECURITIES LEGISLATION OF ONTARIO (the “Jurisdiction”)

AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF PURPOSE INVESTMENTS INC. (“Purpose”)

AND

REDWOOD UNCONSTRAINED BOND FUND, REDWOOD UNCONSTRAINED BOND CLASS, REDWOOD GLOBAL INFRASTRUCTURE INCOME FUND (FORMERLY MACQUARIE GLOBAL INFRASTRUCTURE INCOME FUND),

AND

LIMITED DURATION INVESTMENT GRADE PREFERRED SECURITIES FUND (each a “Terminating Fund” and, collectively, the “Terminating Funds”)

AND

PURPOSE FLOATING RATE INCOME FUND (FORMERLY REDWOOD FLOATING RATE INCOME FUND AND FORMERLY VOYA FLOATING RATE SENIOR LOAN FUND), PURPOSE DIVERSIFIED REAL ASSET FUND, AND PURPOSE US PREFERRED SHARE FUND (FORMERLY REDWOOD U.S. PREFERRED SHARE FUND) (each a “Continuing Fund” and, collectively, the “Continuing Funds”)

DECISION

Background

The Ontario Securities Commission (the “Decision Maker”) has received an application from Purpose on behalf of the Terminating Funds and the Continuing Funds (each a “Fund” and, collectively, the “Funds”) for a decision of the Decision

August 16, 2018 (2018), 41 OSCB 6458

Decisions, Orders and Rulings

Maker granting approval, pursuant to section 5.5(1)(b) of National Instrument 81-102 - Investment Funds (“NI 81-102”), of the proposed mergers as outlined in Appendix A (each a “Merger” and, collectively, the “Mergers”) of the Terminating Funds into the corresponding Continuing Funds (the “Approval Sought”).

Under National Policy 11-203 - Process for Exemptive Relief Applications in Multiple Jurisdictions (“NP 11-203”):

(a) the Ontario Securities Commission is the principal regulator for this application; and

(b) Purpose has provided notice that section 4.7(1) of Multilateral Instrument 11-102 - Passport System (“MI 11- 102”) is intended to be relied upon in British Columbia, Alberta, Saskatchewan, Manitoba, Québec, New Brunswick, Newfoundland and Labrador, Nova Scotia, Prince Edward Island, Northwest Territories, Nunavut and Yukon (together with Ontario, the “Jurisdictions”).

Interpretation

Terms defined in National Instrument 14-101 - Definitions or in MI 11-102 have the same meaning if used in this decision, unless otherwise defined herein.

Representations

The decision is based on the following facts represented by Redwood:

Redwood and Fund Information

1. Purpose is a corporation amalgamated under the Business Corporations Act (Ontario) with its head office located in Toronto, Ontario.

2. Purpose is registered as an investment fund manager, portfolio manager and exempt market dealer in Ontario, as an investment fund manager and exempt market dealer in Québec, as an investment fund manager in Newfoundland and Labrador, as an exempt market dealer in Alberta and as an exempt market dealer in British Columbia.

3. Purpose is the manager of each of the Funds and is also the trustee of each of the Trust Funds (as hereinafter defined), other than Redwood Global Infrastructure Income Fund. CIBC Mellon Trust Company is the trustee of Redwood Global Infrastructure Income Fund.

4. Purpose is not in default of any of the requirements of the securities legislation of any of the provinces and territories of Canada.

Fund Formation

5. Redwood Unconstrained Bond Fund (the “Terminating Trust Fund”) as well as Purpose US Preferred Share Fund (the “Continuing Trust Fund”, and together with the Terminating Trust Fund, the “Trust Funds”) are open-ended mutual fund trusts established under the laws of Ontario by declarations of trust (the “Mutual Fund Declarations of Trust”) and are governed by the provisions of NI 81-102.

6. Each of Redwood Global Infrastructure Income Fund and Limited Duration Investment Grade Preferred Securities Fund (each a “Terminating Closed End Fund”, and together, the “Terminating Closed End Funds”) as well as Purpose Floating Rate Income Fund (the “Continuing Closed End Fund”, and together with the Terminating Closed End Funds, the “Closed End Funds”) are non-redeemable investment funds established under the laws of Ontario by declarations of trust or trust agreement (the “Closed End Trust Documents”, and together with the Mutual Fund Declarations of Trust, the “Trust Documents”) and are governed by the provisions of National Instrument 81-102.

7. Each of Redwood Unconstrained Bond Class (the “Terminating Corporate Class”) as well as Purpose Diversified Real Asset Fund (the “Continuing Corporate Class” and together with the Terminating Corporate Class, the “Corporate Classes”) are classes of mutual fund shares of a mutual fund corporation (each a “Mutual Fund Corporation”, and together, the “Mutual Fund Corporations”). Each Corporate Class is an open-ended mutual fund governed by the provisions of NI 81-102.

8. Securities of the Terminating Funds, other than the Terminating Closed End Funds, are currently qualified for sale in each of the provinces and territories of Canada pursuant to simplified prospectuses, annual information forms, funds facts and/or ETF facts documents.

August 16, 2018 (2018), 41 OSCB 6459

Decisions, Orders and Rulings

9. Securities of the Closed End Terminating Funds were qualified for distribution in each of the provinces and territories of Canada pursuant to long form prospectuses, annual information forms and are currently listed and traded on the Toronto Stock Exchange (“TSX”) or the Aequitas NEO Exchange (“NEO”).

10. Purpose Floating Rate Income Fund is currently a non-redeemable investment fund; however, it is in the process of converting into an open-ended mutual fund and will have been converted into an open-ended mutual fund which offers mutual fund securities and ETF securities as of the Effective Date (as defined below). A preliminary prospectus dated May 17, 2018 in respect of such mutual fund and ETF securities was filed with the applicable Canadian securities regulators.

11. Securities of the Continuing Funds are qualified for sale in each of the provinces and territories of Canada pursuant to simplified prospectuses, annual information forms, funds facts and/or ETF facts, as applicable (collectively, the “Continuing Fund Offering Documents”).

12. The Terminating Funds and the Continuing Funds are reporting issuers as defined under the applicable securities legislation of each province and territory of Canada and are not in default of any of the requirements of the securities legislation of any of the provinces and territories of Canada.

13. Other than under circumstances in which the securities regulatory authority or securities regulator of a province or territory of Canada has expressly exempted a Fund therefrom, each of the Funds follow the standard investment restrictions and practices established by NI 81-102.

14. The net asset value for each Fund is calculated on a daily basis at the end of each day the TSX or NEO, as applicable, is open for trading in accordance with the Fund’s valuation policy and as described in the Funds’ offering documents.

Reasons for Merger Approval

15. Purpose has concluded that pre-approval of the Mergers pursuant to section 5.6 of NI 81-102 is not available because:

(a) the fundamental investment objective of each of the Continuing Funds may not be considered to be “substantially similar” by a reasonable person to the investment objective of each of the corresponding Terminating Funds;

(b) each Merger, other than the Merger of Limited Duration Investment Grade Preferred Securities into Purpose US Preferred Share Fund, is being conducted on a taxable basis contrary to subsection 5.6(1)(b) of NI 81- 102; or

(c) the securityholders of the Terminating Closed End Funds will not be provided with a right to redeem their units prior to the Effective Date (as defined below). Securityholders of the Terminating Closed End Funds will subsequently be able to trade such units on a designated stock exchange on any business day following the Effective Date.

16. Other than the criteria described above, each Merger complies with all other criteria for pre-approved reorganizations and transfers set out in section 5.6 of NI 81-102.

The Mergers

17. A press release was issued and filed on SEDAR on June 8, 2018, and a material change report was subsequently filed on SEDAR on June 11, 2018, with respect to the proposed Mergers. The simplified prospectus, annual information form, and fund facts for the Terminating Funds were amended to include disclosure with respect to the Mergers in accordance with applicable securities law. For Mergers that are material for a Continuing Fund, amendments to the applicable Continuing Fund Offering Documents were also completed in accordance with applicable securities laws.

18. Except in the case of Purpose Diversified Real Asset Fund, Purpose has concluded that the Mergers are not material to the Continuing Funds, and accordingly, there is no intention to convene a meeting of securityholders of the Continuing Funds, other than as described in paragraph 19, to approve the Mergers pursuant to paragraph 5.1(1)(g) of NI 81-102.

19. Purpose is of the view that the Merger of Redwood Global Infrastructure Income Fund into Purpose Diversified Real Asset Fund will be a material change because it is anticipated that at the time of the Merger, the net asset value of Redwood Global Infrastructure Income Fund will be greater than the net asset value of Purpose Diversified Real Asset Fund. Accordingly, as described below, Purpose intends to convene meetings of the securityholders of each of the Terminating Funds and of Purpose Diversified Real Asset Fund to approve the applicable Mergers pursuant to

August 16, 2018 (2018), 41 OSCB 6460

Decisions, Orders and Rulings

paragraph 5.1(1)(g) of NI 81-102 on or about August 16, 2018. Purpose also intends to convene a meeting of the securityholders of Purpose Floating Rate Income Fund (together with Purpose Diversified Real Asset Fund, the “Voting Continuing Funds”) to approve the applicable Merger pursuant to Purpose Floating Rate Income Fund’s Trust Document.

20. A notice of meeting, a management information circular (the “Circular”), a form of proxy and a voting instruction form in connection with the special meetings of securityholders was mailed to securityholders of the Terminating Funds and the Voting Continuing Funds and filed on SEDAR on July 26, 2018 (the “Mailing Date”). The most recently filed fund facts/ETF facts, as applicable, of a Continuing Fund was included in the meeting materials sent to securityholders of the applicable Terminating Fund.

21. The Circular prepared in connection with the special meetings to approve the Mergers provided a comparison of the fundamental investment objectives, fee structures, other material differences between the Funds, and the tax consequences of the Merger to the Terminating Fund, the Continuing Fund and their securityholders. The Circular also described the various ways in which securityholders can obtain, at no cost, a copy of the simplified prospectus, annual information forms and fund facts and/or ETF facts, as applicable, for the Continuing Funds, their most recent interim and annual financial statements and management reports of fund performance. Accordingly, securityholders of each Terminating Fund and of each Voting Continuing Fund have been provided with sufficient information to make an informed decision about the Mergers.

22. Other than the differences described in the Circular, there are no material differences between a security of a Terminating Fund and the corresponding security of a Continuing Fund that unitholders will receive once the Merger is completed.

23. Purpose will convene special meetings of the securityholders of each Terminating Fund and of each Voting Continuing Fund to seek the approval of securityholders to complete the Mergers (each a “Meeting”). The Meetings will take place on or about August 16, 2018.

24. Purpose will pay for the costs of the Mergers. These costs consist mainly of legal, proxy solicitation, printing, mailing, brokerage costs and regulatory fees.

25. Subject to receipt of necessary regulatory approval and the outcome of the vote of securityholders of each Terminating Fund and of each Voting Continuing Fund with respect to the Mergers, each Merger is anticipated to be effective on or about August 27, 2018 (each an “Effective Date”).

26. Securities of the applicable Continuing Fund will be issued at the applicable series net asset value per security as of the close of business on the Effective Date. Securities of the applicable Continuing Fund will be distributed to securityholders of the corresponding Terminating Fund in exchange for their securities in the Terminating Fund on a dollar for dollar and series-by-series basis, as applicable.

27. Prior to the Mergers, as required, each Terminating Fund will sell any securities in its portfolio that do not meet the investment objective and investment strategies of the applicable Continuing Fund. As a result, the Terminating Fund may temporarily hold cash or money market instruments and may not be fully invested in accordance with its investment objective for a brief period of time prior to the Merger being effected. Any accumulated loss carry-forwards of the Terminating Fund, as well as any losses arising from the disposition of the assets in its portfolio, will expire at the end of the taxation year during which the Merger occurs and will not be available to be deducted against taxable income, including taxable capital gains arising after the Merger. The Circular provides securityholders with information about such tax implications.

28. The Mergers will be structured substantially as follows:

(a) The board of directors of Purpose and each of the Mutual Fund Corporations, as applicable, have approved each Merger.

(b) Pursuant to subsection 5.1(f) of NI 81-102, securityholders of each Terminating Fund approved their respective Mergers.

(c) Pursuant to subsection 5.1(g) of NI 81-102, securityholders of each Voting Continuing Fund approved their respective Mergers as they constitute a material change for the Continuing Fund. Securityholders of Purpose US Preferred Share Fund are not required to vote on and approve their Merger as such Merger does not constitute a material change for the Continuing Fund.

August 16, 2018 (2018), 41 OSCB 6461

Decisions, Orders and Rulings

(d) The Trust Documents governing the Trust Funds and the articles of each of the Mutual Fund Corporations will be amended to permit such actions as are necessary to complete the Mergers.

(e) Prior to the Merger, as required, each Terminating Fund will sell any securities in its portfolio that do not meet the investment objective and investment strategies of the applicable Continuing Fund. As a result, the Terminating Fund may temporarily hold cash or money market instruments and may not be fully invested in accordance with its investment objective for a brief period of time prior to the Merger being effected.

(f) The value of the Terminating Fund’s investment portfolio and other assets will be determined at the close of business on the Effective Date in accordance with the constating documents of the Terminating Fund.

(g) Each Terminating Fund and the Continuing Fund will declare, pay and automatically reinvest a distribution to its securityholders of net realized capital gains and net income, if any, to ensure that it will not be subject to tax for its current tax year.

(h) A Terminating Fund’s assets and liabilities will be transferred to the respective Continuing Fund. In return, the Continuing Fund will issue to the Terminating Fund securities of the Continuing Fund having an aggregate net asset value equal to the value of the assets transferred to the Continuing Fund.

(i) Immediately thereafter, securities of the Continuing Fund received by the Terminating Fund will be distributed to securityholders of the Terminating Fund in exchange for their securities in the Terminating Fund on a dollar- for-dollar and class-by-class basis.

(j) The Terminating Fund will be wound-up as soon as practicable and, in any case, within 30 days following the Merger.

29. Should a Merger receive all required approvals, the right of securityholders of the Terminating Funds, other than Terminating Closed End Funds, to purchase or switch their securities of the Terminating Fund will cease as of the close of business two days prior to the Effective Date. Securityholders will have the right to redeem the securities of a Terminating Fund up to the close of business on the Effective Date.

30. No sales charges will be payable in connection with the acquisition by a Continuing Fund of the investment portfolio of its corresponding Terminating Fund.

31. Purpose will pay the costs associated with the sale of securities in a Terminating Fund’s portfolio that do not meet the investment objective and investment strategies of the applicable Continuing Fund, including brokerage commissions.

32. To the extent that assets remain in a Terminating Fund following the sale of securities in its portfolio that do not meet the investment objective and investment strategies of the applicable Continuing Fund, such assets of a Terminating Fund to be acquired by the Continuing Fund as a result of a Merger will be acceptable to the portfolio advisor of the Continuing Fund prior to the Effective Date and consistent with the investment objective of the Continuing Fund.

33. The right of securityholders of the Terminating Funds, other than Terminating Closed End Funds, to purchase or switch their securities of the Terminating Fund will cease as of the close of business two days prior to the Effective Date. Securityholders will have the right to redeem the securities of a Terminating Fund up to the close of business on the Effective Date.

34. Each Merger, other than the Merger of Limited Duration Investment Grade Preferred Securities into Purpose US Preferred Share Fund (the “Trust to Trust Tax Deferred Merger”), will be completed on a taxable basis and will not be a “qualifying exchange” or other form of tax-deferred transaction under the Income Tax Act (Canada) (the “Tax Act”).

35. The Trust to Trust Tax Deferred Merger will be a “qualifying exchange” under the Tax Act. Accordingly, the disposition of units of the Terminating Fund in connection with the Trust to Trust Tax Deferred Merger will be effected on a tax deferred “rollover” basis for unitholders of the Terminating Fund.

36. Pursuant to National Instrument 81-107 - Independent Review Committee for Investment Funds, the independent committee of the Funds (the “IRC”) will review the proposed Mergers as a potential “conflict of interest” matter and the process to be followed in connection with each such Mergers and will determine if the Mergers will achieve a fair and reasonable result for each Fund. The determination of the IRC will be disclosed in the Circular.

37. Purpose believes that the Merger will be beneficial to securityholders of each of the Funds for the following reasons:

August 16, 2018 (2018), 41 OSCB 6462

Decisions, Orders and Rulings

(a) Although the investment objectives of a Terminating Fund may not be substantially similar to its corresponding Continuing Fund, Purpose submits that each Terminating Fund has a similar investment mandate as its corresponding Continuing Fund. As a result, each Merger will contribute towards reducing duplication and redundancy across the Purpose fund line-up and may potentially reduce the administrative and regulatory operating costs and expenses associated with the Terminating Funds.

(b) Each Merger has the potential to lower costs for securityholders as the operating costs and expenses of the Continuing Fund will be spread over a greater pool of assets when the Terminating Funds merge into the Continuing Fund, potentially resulting in a lower management expense ratio for the Continuing Fund than may occur otherwise. Management fees of each series of each Continuing Fund will be the same or lower as those of the corresponding series of a Terminating Fund. No securityholder of the Terminating Funds will be subject to an increase in management fees as a result of the Mergers.

(c) Each Continuing Fund will have an asset base of greater size, potentially allowing for increased portfolio diversification opportunities and a smaller proportion of assets set aside to fund redemptions. The ability to improve diversification may lead to increased returns and a reduction of risk, while at the same time creating a higher profile that may attract more investors.

(d) Each Continuing Fund is expected to attract more assets as marketing efforts will be concentrated on a single fund, rather than multiple funds with similar investment mandates. The ability to attract assets to the Continuing Fund will benefit investors by ensuring that the Continuing Fund is a viable, long-term, attractive investment vehicle for existing and potential investors.

Decision

The Decision Maker is satisfied that the decision meets the test set out in the Legislation for the Decision Maker to make the decision.

The decision of the Decision Maker under the Legislation is that the Approval Sought is granted provided securityholders of each Terminating Fund and each Voting Continuing Fund approve the applicable Mergers.

“Darren McKall” Manager, Investment Funds & Structured Products Branch Ontario Securities Commission

August 16, 2018 (2018), 41 OSCB 6463

Decisions, Orders and Rulings

APPENDIX “A”

TERMINATING FUND CONTINUING FUND

Purpose Floating Rate Income Fund (formerly Redwood Floating Rate Income Redwood Unconstrained Bond Fund Fund and formerly Voya Floating Rate Senior Loan Fund)

Purpose Floating Rate Income Fund (formerly Redwood Floating Rate Income Redwood Unconstrained Bond Class Fund and formerly Voya Floating Rate Senior Loan Fund)

Redwood Global Infrastructure Income Fund (formerly Macquarie Global Purpose Diversified Real Asset Fund Infrastructure Income Fund)

Purpose US Preferred Share Fund Limited Duration Investment Grade (formerly Redwood U.S. Preferred Share Preferred Securities Fund Fund)

August 16, 2018 (2018), 41 OSCB 6464

Decisions, Orders and Rulings

2.1.5 Professionals’ Financial – Mutual Funds Inc. and FDP US Dividend Equity Portfolio

Headnote

Policy Statement 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – merger approval required because merger does not meet one criterion for pre-approval – continuing fund has different investment objectives than terminating fund –merger to otherwise comply with pre-approval criteria, including unitholder vote, IRC approval – unitholders provided with timely and adequate disclosure regarding the merger.

Applicable Legislative Provisions

Regulation 81-102 respecting Investment Funds, paragraphs 5.5(1)(b), 5.6, 5.7(1)(b) and 19.1.

[Translation]

August 03, 2018

IN THE MATTER OF THE SECURITIES LEGISLATION OF QUÉBEC AND ONTARIO (the Jurisdictions)

AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF PROFESSIONALS’ FINANCIAL – MUTUAL FUNDS INC. (the Filer)

AND

FDP US DIVIDEND EQUITY PORTFOLIO (the Terminating Fund)

DECISION

Background

The securities regulatory authority or regulator in each of the Jurisdictions (Decision Maker) has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the Legislation) approving the proposed merger (the Merger) of the Terminating Fund into FDP US Index Equity Portfolio (the Continuing Fund) pursuant to paragraph 5.5(1)(b) of Regulation 81-102 respecting Investment Funds, CQLR, c. V-1.1, r. 39 (Regulation 81-102) (the Approval Sought).

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a dual application):

(a) the Autorité des marchés financiers is the principal regulator for this application,

(b) the Filer has provided notice that subsection 4.7(1) of Regulation 11-102 respecting Passport System, CQLR V-1.1, r. 1 (Regulation 11-102) is intended to be relied upon in New Brunswick (together with Québec and Ontario, the Filing Jurisdictions), and

(c) the decision is the decision of the principal regulator and evidences the decision of the securities regulatory authority or regulator in Ontario.

Interpretation

Terms defined in Regulation 14-101 respecting Definitions, CQLR, c. V-1.1, r. 3, Regulation 11-102, Regulation 81-106 respecting Investment Fund Continuous Disclosure, CQLR, c. V-1.1, r. 42 (Regulation 81-106), and Regulation 81-107

August 16, 2018 (2018), 41 OSCB 6465

Decisions, Orders and Rulings respecting Independent Review Committee for Investment Funds, CQLR, c. V-1.1, r. 43 (Regulation 81-107) have the same meaning if used in this decision, unless otherwise defined. The following additional terms shall have the following meanings:

Fund or Funds means, individually or collectively, the Terminating Fund and the Continuing Fund;

IRC means the independent review committee for the Funds.

Representations

This decision is based on the following facts represented by the Filer:

General

1. The Filer is a corporation incorporated under the laws of Québec with its head office in Montréal, Québec.

2. The Filer is registered as an investment fund manager in Québec and Ontario, and as a mutual fund dealer, a portfolio manager and a derivatives portfolio manager in Québec.

3. The Filer acts as the investment fund manager of the Funds.

The Funds

4. The Funds are open-ended mutual funds established as trusts under the laws of Québec.

5. Series A units of each of the Funds are currently qualified for distribution in each of the Filing Jurisdictions under a simplified prospectus dated May 24, 2018, as amended by an amendment no. 1 dated June 6, 2018, an annual information form dated May 24, 2018, as amended by an amendment no. 1 dated June 6, 2018, and fund facts dated June 6, 2018 (collectively, the Offering Documents).

6. Each of the Funds is a reporting issuer under the applicable securities legislation of the Filing Jurisdictions.

7. Neither the Filer nor the Funds are in default under the securities legislation of any of the Filing Jurisdictions.

Reason for Approval Sought

8. Regulatory approval of the Merger is required because the Merger does not satisfy all of the criteria for pre-approved reorganizations and transfers set out in section 5.6 of Regulation 81-102. In particular, the fundamental investment objectives of the Continuing Fund are not, or may be considered not to be, substantially similar to the investment objectives of the Terminating Fund.

9. Except as described above, the Merger will otherwise comply with all of the other criteria for pre-approved reorganizations and transfers set out in section 5.6 of Regulation 81-102.

The Merger

10. The Filer intends to merge the Terminating Fund into the Continuing Fund, effective on or about August 31, 2018 (the Merger Date).

11. The Filer is of the view that the Merger will constitute a “material change” for the Continuing Fund.

12. Unitholders of the Terminating Fund and unitholders of the Continuing Fund will be asked to approve the Merger at meetings to be held on or about August 27, 2018.

13. The Filer will pay for the costs of the Merger. The Funds will bear none of the costs and expenses associated with the transaction.

14. No sales charges will be payable in connection with the acquisition by the Continuing Fund of the investment portfolio of the Terminating Fund.

15. Units of the Funds are offered without commission or sales or redemption charges.

16. Unitholders of the Terminating Fund will continue to have the right to redeem units of the Terminating Fund at any time up to the close of business on the business day immediately before the Merger Date.

August 16, 2018 (2018), 41 OSCB 6466

Decisions, Orders and Rulings

Unitholder Disclosure

17. In accordance with section 11.2 of Regulation 81-106, a press release announcing the Merger was issued and filed via SEDAR on June 6, 2018. Amendments to the Offering Documents dated June 6, 2018 and a material change report also dated June 6, 2018 with respect to the Merger have been filed via SEDAR.

18. In accordance with section 5.3 of Regulation 81-107, the Filer presented the potential conflict of interest matters relating to the Merger to the IRC. The IRC reviewed the potential conflict of interest matter related to the Merger and on June 7, 2018, provided its positive recommendation for the Merger, after determining that the Merger, if implemented, would achieve a fair and reasonable result for the Funds.

19. As required by section 12.2 of Regulation 81-106, the Filer has sent an information circular and proxy-related materials (the Meeting Materials) to the unitholders of the Funds commencing on or about July 16, 2018. The fund facts relating to Series A of the Continuing Fund have also been sent to unitholders of the Terminating Fund commencing on or about July 16, 2018. Additionally, the Meeting Materials were concurrently filed via SEDAR and posted on the Filer’s website.

20. The Meeting Materials provide unitholders of the Funds with sufficient information to enable them to make an informed decision as to whether or not to approve the Merger.

Merger Steps

21. The Merger of the Terminating Fund into the Continuing Fund will be structured as follows:

(a) The Terminating Fund will transfer all (or substantially all – 90% or more) of its property to the Continuing Fund at the Merger Date. As a result, the Terminating Fund will recognize any unrealized capital losses at the transfer time, which may be offset by electing to recognize any or all of its unrealized gains at that time. The Continuing Fund will recognize any unrealized capital losses at the transfer time, which may be offset by electing to recognize any or all of its unrealized gains at that time.

(b) The value of the Terminating Fund’s portfolio and other assets will be determined at the close of business on the Merger Date in accordance with the declaration of trust of the Terminating Fund.

(d) The Continuing Fund will not assume any liabilities of the Terminating Fund and the Terminating Fund will retain sufficient assets to satisfy its estimated liabilities, if any, as of the Merger Date.

(e) The units of the Continuing Fund received by the Terminating Fund will have an aggregate value equal to the aggregate value of the assets acquired by the Continuing Fund from the Terminating Fund, and the units of the Continuing Fund will be issued at the applicable series net asset value per unit as of the close of business on the Merger Date.

(f) The Terminating Fund will distribute to its unitholders a sufficient amount of its net income and net realized capital gains, if any, to ensure that the fund will not be subject to tax for its taxation year during which occurs the Merger Date.

(g) Immediately thereafter, the units of the Terminating Fund will be redeemed at their series net asset value and such amount will be paid to unitholders of the Terminating Fund on a dollar for dollar basis by way of the transfer of units of an equivalent series of the Continuing Fund to each Terminating Fund unitholder.

(h) As soon as possible after the Merger, the Terminating Fund will be wound up.

22. The assets of the Terminating Fund to be acquired by the Continuing Fund to effect the Merger are currently or will, on the Merger Date, be acceptable to the portfolio manager of the Continuing Fund and are, or will be, consistent with the investment objective of the Continuing Fund.

23. The result of the Merger will be that unitholders of the Terminating Fund will cease to be unitholders of the Terminating Fund and will become unitholders of the Continuing Fund. The Continuing Fund will continue as a publicly-offered open-ended mutual fund.

August 16, 2018 (2018), 41 OSCB 6467

Decisions, Orders and Rulings

Benefits of Merger

24. The Filer believes that the Merger will be beneficial to unitholders of the Terminating Fund and Continuing Fund for the following reasons:

(a) the Merger will enable a decrease in operating costs as the assets under management of the Continuing Fund will double;

(b) the Merger will allow the addition of a complementary strategy which could improve the diversification of the Continuing Fund and decrease the volatility of returns;

(c) the Continuing Fund, as a result of its greater size, will benefit from a larger profile in the marketplace by potentially attracting more investors and enabling it to maintain a “critical mass”;

(d) unitholders of the Terminating Fund will receive units of the Continuing Fund that have a management fee that is the same as, or lower than, that charged in respect of the series of units of the Terminating Fund that they currently hold;

(e) the Filer expects that the Merger will result in a more streamlined product offering that is easier for investors to understand.

25. The Approval Sought is not detrimental to the protection of investors.

Decision

Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision Maker to make the decision.

The decision of the Decision Makers under the Legislation is that the Approval Sought is granted.

“Lucie J. Roy” Senior Director Corporate Finance Autorité des marchés financiers

August 16, 2018 (2018), 41 OSCB 6468

Decisions, Orders and Rulings

2.1.6 Coast Capital Savings Credit Union

Headnote

National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Dual application for Exemptive Relief Applications – Exemption from the prospectus requirement for a federally regulated credit union to distribute membership shares to prospective customers – Filer is a federal credit union subject to a comprehensive scheme of regulation and supervision as a Schedule 1 bank under the Bank Act (Canada) – in order to provide savings deposit services to customers, the customers must become members of the credit union by acquiring a set number of membership shares – Filer cannot rely on existing provincial credit union exemption under local securities legislation – Exemptive relief is analogous to existing exemption available to provincial credit unions under local securities legislation.

Applicable Legislative Provisions

Securities Act, R.S.O. 1990, c.S.5, as am. ss. 53, 73.1(6) and 74(1).

July 11, 2018

IN THE MATTER OF THE SECURITIES LEGISLATION OF BRITISH COLUMBIA AND ONTARIO (the Jurisdictions)

and

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF COAST CAPITAL SAVINGS CREDIT UNION (the Filer)

DECISION

Background

1 The securities regulatory authority or regulator in each of the Jurisdictions (Decision Maker) has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the Legislation) that grants the Filer an exemption (the Exemption Sought) from the prospectus requirement for the distribution of the Filer’s Class A Equity Shares to prospective members of the Filer, which exemption would be available to the Filer after its continuance as a federal credit union under the Bank Act (the Bank Act).

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a dual application):

(a) the British Columbia Securities Commission is the principal regulator for this application;

(b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon by the Filer in Alberta, Saskatchewan, Manitoba, Québec, Nova Scotia, New Brunswick, Prince Edward Island, Newfoundland and Labrador, the Northwest Territories, Yukon and Nunavut; and

(c) this decision is the decision of the principal regulator and evidences the decision of the securities regulatory authority or regulator in Ontario.

Interpretation

2 Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this decision, unless otherwise defined.

August 16, 2018 (2018), 41 OSCB 6469

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Representations

3 This decision is based on the following facts represented by the Filer:

1. the Filer is a credit union incorporated under the Credit Union Incorporation Act (British Columbia) and its head office is located in Surrey, British Columbia;

2. the Filer is not in default under applicable securities legislation in any jurisdiction of Canada;

3. the Filer is a member-owned financial cooperative with a business focused on day-to-day banking, investments and personal and business lending in the Province of British Columbia;

4. historically, credit unions in Canada have been incorporated and regulated provincially with their operations limited to the territory of the incorporating province;

5. currently the Filer relies on the exemption from the prospectus requirement set out in BC Instrument 45-531 Exemptions for shares or deposits of a credit union in order to distribute its membership shares; the term “credit union” is defined in the Interpretation Act (British Columbia) to mean a credit union authorized to carry on business under the Financial Institutions Act (British Columbia);

6. securities legislation in Ontario and other jurisdictions of Canada contain local exemptions from the prospectus requirement that are only available to credit unions organized and regulated under the legislation of that jurisdiction;

7. in 2010, the Government of Canada enacted legislation under the Bank Act allowing credit unions to continue federally and operate nationally;

8. the federal credit union provisions of the Bank Act enable a provincially organized credit union, such as the Filer, to continue as a federal credit union under the Bank Act and operate nationally under the supervision and oversight of the Office of the Superintendent of Financial Institutions, the federal financial institutions regulator;

9. under the Bank Act, a federal credit union, like provincial credit unions, must be organized and carry on business on a cooperative basis and provide financial services primarily to its members; ownership of membership shares is a requirement for membership in a federal credit union;

10. the Filer wishes to continue as a federal credit union under the Bank Act in order to have the ability to conduct its operations throughout Canada;

11. upon continuance to the federal jurisdiction, the Filer will change its name to “Coast Capital Savings Federal Credit Union”;

12. upon continuance, the Filer will be a Schedule I bank under the Bank Act;

13. the Filer’s capital structure includes Class A Equity Shares (Membership Shares); a holder of Membership Shares that holds the requisite Membership Shares may become a member of the Filer; each member is entitled to one vote on a resolution at a general meeting of the Filer; upon a liquidation, dissolution or winding up of the Filer, holders of Membership Shares are, subject to the prior rights of Class P Non-Equity Securities and all other classes of Equity Shares (other than Class D Equity Securities), entitled to (a) share rateably with holders of Class D Equity Shares in the value of the Filer’s gross common equity tier 1 capital; and (b) the remaining property of the Filer; dividends are payable on the Membership Shares at the discretion of the board of the Filer and are non-cumulative;

14. ownership of Membership Shares is a membership requirement before the Filer can provide services to potential customers and are issued only at the start of the customer relationship in order for the customer to become a member of the Filer; members are issued five Membership Shares for an issue price to be determined by the board of the Filer (currently $1 per Membership Share); and

15. after continuance as a federal credit union under the Bank Act, the Filer will no longer be able to rely on the exemptions from the prospectus requirement set out in Canadian securities legislation available to provincially organized credit unions.

August 16, 2018 (2018), 41 OSCB 6470

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Decision

4 Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision Maker to make the decision.

The decision of the Decision Makers under the Legislation is that the Exemption Sought is granted provided that the Filer continues as a federal credit union under the Bank Act and remains regulated as a federal credit union by the Office of the Superintendent of Financial Institutions.

“Andrew S. Richardson” Acting Director, Corporate Finance British Columbia Securities Commission

August 16, 2018 (2018), 41 OSCB 6471

Decisions, Orders and Rulings

2.2 Orders

2.2.1 Klondex Mines Unlimited Liability Company

Headnote

National Policy 11-206 Process for Cease to be a Reporting Issuer Applications – The issuer ceases to be a reporting issuer under securities legislation.

Applicable Legislative Provisions

Securities Act, R.S.O. 1990, c.S.5, as am., ss., s. 1(10)(a)(ii).

August 9, 2018

IN THE MATTER OF THE SECURITIES LEGISLATION OF BRITISH COLUMBIA AND ONTARIO (the Jurisdictions)

AND

IN THE MATTER OF THE PROCESS FOR CEASE TO BE A REPORTING ISSUER APPLICATIONS

AND

IN THE MATTER OF KLONDEX MINES UNLIMITED LIABILITY COMPANY (the Filer)

ORDER

Background

1 The securities regulatory authority or regulator in each of the Jurisdictions (Decision Maker) has received an application from the Filer for an order under the securities legislation of the Jurisdictions (the Legislation) that the Filer has ceased to be a reporting issuer in all jurisdictions of Canada in which it is a reporting issuer (the Order Sought).

Under the Process for Cease to be a Reporting Issuer Applications (for a dual application):

(a) the British Columbia Securities Commission is the principal regulator for this application,

(b) the Filer has provided notice that subsection 4C.5(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in Alberta, Saskatchewan, Manitoba, Ontario, New Brunswick, Prince Edward Island, Nova Scotia and Newfoundland and Labrador, and

(c) this order is the order of the principal regulator and evidences the decision of the securities regulatory authority or regulator in Ontario.

Interpretation

2 Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this order, unless otherwise defined.

Representations

3 This order is based on the following facts represented by the Filer:

1. the Filer is not an OTC reporting issuer under Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over- the-Counter Markets;

August 16, 2018 (2018), 41 OSCB 6472

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2. the outstanding securities of the Filer, including debt securities, are beneficially owned, directly or indirectly, by fewer than 15 securityholders in each of the jurisdictions of Canada and fewer than 51 securityholders in total worldwide;

3. no securities of the Filer, including debt securities, are traded in Canada or another country on a marketplace as defined in National Instrument 21-101 Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported;

4. the Filer is applying for an order that the Filer has ceased to be a reporting issuer in all of the jurisdictions of Canada in which it is a reporting issuer; and

5. the Filer is not in default of securities legislation in any jurisdiction.

Order

4 Each of the Decision Makers is satisfied that the order meets the test set out in the Legislation for the Decision Maker to make the order.

The decision of the Decision Makers under the Legislation is that the Order Sought is granted.

“Michael L. Moretto” Acting Director, Corporate Finance British Columbia Securities Commission

August 16, 2018 (2018), 41 OSCB 6473

Decisions, Orders and Rulings

2.2.2 Majd Kitmitto et al.

File No.: 2018-9

IN THE MATTER OF MAJD KITMITTO, STEVEN VANNATTA, CHRISTOPHER CANDUSSO AND CLAUDIO CANDUSSO

Mark J. Sandler, Commissioner and Chair of the Panel

August 13, 2018

ORDER

WHEREAS on August 13, 2018, the Ontario Securities Commission held a confidential conference at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario;

ON HEARING the submissions of the representatives for Staff of the Commission (Staff) and for Majd Kitmitto, Christopher Candusso, and Claudio Candusso, and Steven Vannatta on his own behalf;

IT IS ORDERED THAT:

1. pursuant to Rule 20 of the Commission’s Rules of Procedures and Forms (2017), 40 OSCB 8988, and at request of the parties, a confidential conference shall he held on November 14, 2018 at 9:00 a.m., and the parties may, but are not required to, file materials with the Registrar in advance for use at the confidential conference, which materials shall remain confidential.

“Mark J. Sandler”

August 16, 2018 (2018), 41 OSCB 6474

Decisions, Orders and Rulings

2.2.3 Alio Gold (US) Inc.

Headnote

National Policy 11-206 Process for Cease to be a Reporting Issuer Applications – Application for an order than the issuer is not a reporting issuer under applicable securities laws – issuer in default of securities legislation - relief granted.

Applicable Legislative Provisions

Securities Act (Ontario), ss. 1(10)(a)(ii).

August 7, 2018

IN THE MATTER OF THE SECURITIES LEGISLATION OF BRITISH COLUMBIA AND ONTARIO (the Jurisdictions)

AND

IN THE MATTER OF THE PROCESS FOR CEASE TO BE A REPORTING ISSUER APPLICATIONS

AND

IN THE MATTER OF ALIO GOLD (US) INC. (the Filer)

ORDER

Background

Under the Process for Cease to be a Reporting Issuer Applications (for a dual application):

(a) the British Columbia Securities Commission is the principal regulator for this application,

(b) the Filer has provided notice that subsection 4C.5(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in Alberta, Saskatchewan, Manitoba, New Brunswick, Nova Scotia, Prince Edward Island and Newfoundland and Labrador, and

(c) this order is the order of the principal regulator and evidences the decision of the securities regulatory authority or regulator in Ontario.

Interpretation

2 Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this order, unless otherwise defined.

Representations

3 This order is based on the following facts represented by the Filer:

1. the Filer is incorporated under the Business Corporations Act (British Columbia) (the BCBCA);

2. the Filer’s head office is located in Vancouver, British Columbia;

August 16, 2018 (2018), 41 OSCB 6475

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3. the Filer’s capital structure consists of an unlimited number of common shares without par value and an unlimited number of preferred shares without par value;

4. on May 25, 2018, all of the common shares of the predecessor company of the Filer, Rye Patch Gold Corp. (Rye Patch), were acquired by Alio Gold Inc. by way of a plan of arrangement under the BCBCA;

5. pursuant to a plan of arrangement under the BCBCA, Alio Gold Inc. sold all of the common shares of Rye Patch to 1164410 B.C. Ltd. in exchange for 100,000 common shares of 11664410 B.C. Ltd. in accordance with section 85 of the Income Tax Act (Canada);

6. following the acquisition of Rye Patch by 1164410 B.C. Ltd., Rye Patch and 1164410 B.C. Ltd. amalgamated and continued as the Filer;

7. Rye Patch’s common shares were delisted from the TSX Venture Exchange on May 30, 2018;

8. the Filer is not an OTC reporting issuer under Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over- the-Counter Markets;

9. the outstanding securities of the Filer, including debt securities, are beneficially owned, directly or indirectly, by fewer than 15 securityholders in each of the jurisdictions of Canada and fewer than 51 securityholders in total worldwide;

10. no securities of the Filer, including debt securities, are traded in Canada or another country on a marketplace as defined in National Instrument 21-101 Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported;

11. the Filer is applying for an order that the Filer has ceased to be a reporting issuer in all of the jurisdictions of Canada in which it is a reporting issuer;

12. the Filer is not in default of securities legislation in any jurisdiction, other than the obligation of the Filer to file on or before May 30, 2018 its interim financial statements and related management’s discussion and analysis for the interim period ended March 31, 2018 as required under National Instrument 51-102 Continuous Disclosure Obligations and the related certificates as required under National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (collectively, the Filings); and

13. the Filer is not eligible to use the simplified procedure under National Policy 11-206 Process for Cease to be a Reporting Issuer Applications as it is in default for failure to file the Filings.

Order

4 Each of the Decision Makers is satisfied that the order meets the test set out in the Legislation for the Decision Maker to make the order.

The decision of the Decision Makers under the Legislation is that the Order Sought is granted.

“Michael L. Moretto”, CFA, CA Acting Director, Corporate Finance British Columbia Securities Commission

August 16, 2018 (2018), 41 OSCB 6476

Decisions, Orders and Rulings

2.2.4 North Halton Golf & Country Club – s. 74(1)

Headnote

Section 53, and subsection 74(1) of the Act – certain sales, transfers, and issuances of Class G Common Shares of issuer not subject to prospectus requirements of the Act, subject to conditions

Applicable Legislative Provisions

Securities Act, R.S.O. 1990, c.S.5, as am. ss. 53, and 74(1).

IN THE MATTER OF THE SECURITIES ACT, R.S.O 1990, CHAPTER S.5, AS AMENDED (the Act)

AND

IN THE MATTER OF NORTH HALTON GOLF & COUNTRY CLUB

ORDER (Subsection 74(1))

UPON the application (the Application) of North Halton Golf & Country Club Limited (the Club) to the Ontario Securities Commission (the Commission) for an order pursuant to subsection 74(1) of the Act that the prospectus requirements of Section 53 of the Act (the Prospectus Requirements) shall not apply to certain trades in securities of the Club, as described below;

AND UPON considering the Application and the recommendation of the Staff of the Commission;

AND UPON the Club having represented to the Commission as follows:

Background

1. The Club was incorporated as a corporation with share capital under the Corporations Act (Ontario) (the OCA) in 1954 and was continued as a corporation under the Canada Business Corporations Act (the CBCA) on June 6, 2008 (the Continuance). The Club amalgamated with NH Equity Corp. in 2011. The Club is not a “private company” within the meaning of the Act and is not a “private issuer” within the meaning of National Instrument 45-106 Prospectus Exemptions (NI 45-106). The Club is not, and does not intend to become, a reporting issuer under the Act or under the securities legislation of any other Canadian jurisdiction. The shares of the Club are not traded on any stock exchange. The Club is a “for profit” corporation.

2. On February 22, 2008, the Commission issued an Order under subsection 74(1) of the Act exempting the Club from the Prospectus Requirements subject to certain conditions. On March 1, 2013 the Commission issued an amended order to permit the Club to make certain amendments to its By-law that were inconsistent with the Order issued in 2008 (the Current Order).

3. The Club wishes to further amend its By-law (the Amended By-law) and certain of the proposed amendments to the By-law are inconsistent with the Current Order.

4. The Club has applied to revoke and replace the Current Order with this Order.

Capital

5. The authorized share capital of the Club currently consists of:

(a) 375 Class A Common Shares. The holders of Class A Common Shares are entitled to receive notice of and to attend all meetings of the shareholders of the Club and are entitled to one vote for each Class A Common Share held. On a winding up or liquidation of the Club, each Class A Common Share will be immediately converted into one Class G Common Share and 10 Class X Preference Shares. Class A Common Shares are not transferable. In order to transfer a Class A Common Share, the holder of a Class A Common Share will be

August 16, 2018 (2018), 41 OSCB 6477

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required to exchange that Class A Common Share for one Class G Common Share and 10 Class X Preference Shares;

(b) 625 Class G Common Shares which rank pari passu with the Class A Common Shares as to the payment of dividends and the right to vote at meetings of the shareholders of the Club. The Class A Common Shares and the Class G Common Shares represent equity ownership of the Club and, upon conversion of all of the Class A Common Shares, the Class G Common Shares will represent the entire equity ownership of the Club;

(c) 3750 Class X Preference Shares which are non-voting and non-transferable, bear a 4% annual cumulative dividend and are redeemable by the Club and retractable by the holder at $1,000 per Share. The redemption right and the retraction right are currently exercisable.

The Club does not intend to create additional Class A Common Shares.

6. Each holder of a Class A Common Share is entitled (but not required) to exchange (the Class A Exchange Right) that Class A Common Share for one Class G Common Share and 10 Class X Preference Shares. Upon such exchange, the Class A Common Share will be cancelled.

7. Under the Current Order new adult golf-playing members of the Club are required to purchase one Class G Common Share. Existing holders of Class G Common Shares who hold Class X Preference Shares who wish to purchase a Class G Common Share for a “Family Golf Member” (i.e., a spouse, a common law spouse, a child or a grandchild, including a spouse of the child or grandchild, that is or will become, upon issue of the Class G Common Share, a golf member that pays annual golf fees) (the Family Membership Subscription Credit) are entitled to surrender up to 10 of their Class X Preference Shares to the Club in partial consideration for such purchase and will receive a credit of up to $10,000 ($1,000 per Class X Preference Share surrendered) against the amount payable in respect of such Class G Common Share. Any Class X Preference Shares so surrendered will be cancelled.

8. Purchases of Class G Common Shares by new members may be made: (a) from the Club (Treasury Issue); or (b) from another member or non-member shareholder (the Inter-Shareholder Transfer), subject to the approval of the Board of Directors of the Club (the Board). The first 150 Class G Common Shares sold to new members, following the Continuance were issued by the Club. The Board has established policies and procedures governing the issue/transfer of Class G Common shares to new members.

Trading in securities of the Club

9. The Club has considered whether, under National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and the Act, it could be considered to be engaged in or holding itself out as engaging in the business of trading in securities and therefore required to register as a dealer, rely on another exemption from the dealer registration requirement or seek exemptive relief from the dealer registration requirement. In light of the particular facts and circumstances of the Club, and having considered the guidance in section 1.3 of the Companion Policy to NI 31-103, the Club has concluded that it should not be considered to be engaged in registrable activities and therefore does not require relief from the registration requirement of the Act.

Changes to the By-law

10. The change to the Club’s existing By-law contemplated by the Amended By-law which requires an amendment to the Current Order is as follows: at present the By-law provides that a Transfer Fee of 20% of the price at which Class G Shares are then being issued by the Club must be paid to the Club on the transfer of a Class G Share by a shareholder other than a selling or transferring member: (x) who acquired the Class G Common Share being sold or transferred pursuant to the Class A Exchange Right under the Continuance; or (y) who was a golf member before November 1, 2005, subscribed for the Class G Share prior to July 21, 2008 and has owned the Class G Share for more than four years. Such selling or transferring members are only required to pay a fee to cover administrative costs associated with the transfer in an amount to be determined by the Board from time to time. The Club has determined that in the case where a Class G Shareholder has incurred a loss on the sale of his or her share, the transfer fee should also be a nominal administrative fee in an amount to be determined by the Board.

11. In addition, the By-law is being amended as follows:

(a) Section 1.01: Definition of “Membership Fees”: This definition has been revised to include references to other fees and levies that may be made by the Board of the Club from time to time.

(b) Section 8.02: Certain of the revisions that were made to this section in June of 2017 have been deleted as they are no longer relevant as they refer to the determination by the shareholders as to whether or not to sell

August 16, 2018 (2018), 41 OSCB 6478

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the Club. Specifically, the commencement of the permissible length of the “trial member” was tied to the earlier of November 1, 2018 or “the date the shareholders determine whether or not to sell the property of the Club”. As the determination not to sell was made, the date of “October 4, 2017” has been substituted.

(d) Section 8.08: Changes similar to the ones made in Section 8.02 and for the same purpose.

(e) Section 9.03: Amendments to provide clarity regarding the requirement for shareholders to pay Membership Fees and to provide relief from the Membership Fees in certain circumstances. Specifically, the provision confirms that all Class G Shareholders who became golf members before November 1, 2005 must pay Membership Fees commencing October 31, 2017. All Class G shareholders who became golf members after November 1, 2005 must pay Membership Fees immediately. However, a “resigning member” who is 75 or older may elect to pay only 20% of the assessed Membership Fees provided that when such member’s Class G Share reaches the top of the sale list such member must sell the share if the price offered is not less than the average of the last three private sales or the price at which the Club is selling Class G Shares from treasury. The Section also clarifies that a resigning member may also avail him/herself of the other fee mitigating provisions of the By-law including the “leave of absence” policy and the share “licensing” provision.

(f) Sections 9.04 and 12.02: Clarifying amendments to these sections to confirm that if the holder of a Class A Share or a Class G Share has never been a golf member they are not subject to the payment of Membership Fees (unless they become a golf member) and may become a social member, at no cost, upon application.

(g) Section 13.02: Revised to provide the Board with the power, on majority vote, to expel or suspend members or to bar from attendance at the Club’s premises any member or non-member shareholder, in the event certain determinations as to conduct are made by the Board. The section clarifies that the provision shall not affect the right of a shareholder to attend meetings of the Club.

(h) Section 13.09: Amendment to clarify that the Board may, on application of a golfing member, grant a leave of absence and a reduction in Membership Fees payable during that leave of absence in accordance with the leave of absence policies then in effect.

(i) Section 14.01: The provision has been amended to allow (subject to Board approval) licensing of a membership for up to two years provided that: (A) the licensor has been a member for at least one year; (B) the term of such licence is not greater than two years; (C) the licensor has not licensed his or her Class G Common Share more than two years in any five year period; (D) the licensee agrees to pay all charges incurred by the licensee, their guests and family members while using the Club’s facilities; and (E) the fee payable to the licensor for the licensing of the Class G Common Share does not exceed the amount of the annual membership fee which the licensor would otherwise be required to pay. During that period, the licensee is liable for the Membership Fees.

(j) Section 14.04: Sets limits on the number of Class G Shares any corporate entity may own at 3, except in the case of companies that held four or more shares prior to July 21, 2008.

(k) Sections 15.08 and 15.09: The Club has determined to suspend sales of Class G Shares from Treasury for an indefinite period in order to reduce the number of shares sought to be sold by existing shareholders. These sections have been amended to reflect a revised rotation system. Potential purchasers of Class G Shares will be referred to the persons at the top of a list of non-golfing members (List 1) and a list of golfing members (List 2) who in each case wish to sell their Class G Share in rotation commencing with the shareholder at the top of List 1. When sales from treasury resume, the rotation will be: List 1, Treasury, List 2, Treasury, List 1 and so on. Shareholders on the Lists (except retiring shareholders who have elected not to pay full Membership Fees) may elect not to sell. If they so elect, they retain their position on the List.

12. The Club believes that the requested relief is necessary as:

(a) the trades outlined in paragraphs (a) through (c) below will not be made to “accredited” investors (as such term is defined in NI 45-106) in every case where such a trade is made; (ii) the Club is not entitled to rely on the exemption provided in Paragraph 2.38 of NI 45-106 and it does not appear that any of the other exemptions set forth in NI 45-106 will be available in respect of such trades;

(b) the ability of the Club to sell Class G Common Shares to new and existing golf members including sales pursuant to the Family Membership Subscription Credit, the Subscription Plan and the ability to conduct a limited licensing program is essential to the continued existence of the Club;

August 16, 2018 (2018), 41 OSCB 6479

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(c) the ability of the Club to provide incentives to potential members in the form of the Trial Membership and the Subscription Plan is essential to attracting new members; and

(d) under the Current Order all amendments to the Articles or By-laws of the Club must be approved by the Director.

AND UPON the Commission being satisfied that to do so would not be prejudicial to the public interest;

IT IS ORDERED, pursuant to subsection 74(1) of the Act, that the Prospectus Requirements shall not apply to:

(a) the issue of Class G Common Shares by the Club to new golf playing members of the Club (including Class G Common Shares issued pursuant to the Family Member Subscription Credit and the Subscription Plan); and;

(b) the sale or transfer of Class G Common Shares to new golf-playing members of the Club or to non- shareholder golf members;

for so long as,

i. the By-Laws and Articles of the Club, and all amendments thereto;

ii. the most recent annual audited financial statements of the Club, and a copy of any subsequent interim financial statements;

iii. a copy of this decision; and

iv. a written statement that certain protections, rights and remedies provided by the Act, including statutory rights of rescission and damages, will be unavailable to that purchaser or transferee and that there are restrictions imposed on the disposition or transfer of the Class G Common Shares;

(d) in respect of a sale, transfer or issue under paragraph (a) or (b):

i. the sale, transfer, or issue is approved by the Board;

ii. in respect of a sale under paragraph (a), the Board only gives its approval under subparagraph (i) if it has determined that it is appropriate to approve such a sale or transfer in lieu of issuing new Class G Common Shares from Treasury of the Club,

iii. in respect of a sale or transfer under paragraph (b), the Club charges the transferring member a “transfer fee” in an amount equal to 20% of the last price at which Class G Common Shares were issued by the Club provided however that a selling or transferring member: (x) who acquired the Class G Common Share being sold or transferred pursuant to the Class A Exchange Right under the Continuance; or (y) who was a golf member before November 1, 2005, subscribed for the Class G Share prior to July 21, 2008 and has owned the Class G Share for more than four (4) years; or (z) incurred a loss on the sale of the Class G Common Share, shall only be required to pay a fee to cover administrative costs associated with the transfer in an amount to be determined by the Board from time to time, and

iv. the restrictions in subparagraphs (i), (ii) and (iii) are, at the time of the sale, transfer, or issue, contained in the conditions attached to the Class G Common Shares which form part of the Articles of the Club.

(e) the Club has not issued any securities from Treasury since the Continuance other than Class G Common Shares and Class X Preference Shares;

(f) the By-laws or Articles of the Club require that a new adult golf member of the Club (i) own a Class A Common Share or a Class G Common Share; or (ii) have agreed to subscribe for a Class G Common Share pursuant to the terms of a Subscription Plan that has been approved by the Board; or (iii) be a participant in a trial membership program, the terms of which program have been approved by the Board;

(g) the By-laws and Articles of the Club are not amended without notice to, and the consent of, the Director (as defined in the Act);

August 16, 2018 (2018), 41 OSCB 6480

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(h) the first trade of any Class G Common Shares purchased or acquired pursuant to paragraph (a) or (b) will be a distribution; and

(i) the amendment of the By-laws in the manner described in representations 10 and 11 hereof is approved by the required shareholder vote.

AND IT IS ORDERED that the Current Order is revoked.

DATED at Toronto this 27th of July, 2018.

“Philip Anisman” “Deborah Leckman” Commissioner Commissioner Ontario Securities Commission Ontario Securities Commission

August 16, 2018 (2018), 41 OSCB 6481

Decisions, Orders and Rulings

2.2.5 Trius Investments Inc. – s. 1(11)(b)

Headnote

Clause 1(11)(b) - Order that the issuer is a reporting issuer for the purposes of Ontario securities law - Issuer is already a reporting issuer in Alberta, British Columbia and New Brunswick - Issuer's securities listed for trading on the TSX Venture Exchange - Continuous disclosure requirements in Alberta, British Columbia and New Brunswick are substantially the same as those in Ontario - Issuer has a significant connection to Ontario.

Statutes Cited

Securities Act, R.S.O. 1990, c.S.5, as am.

July 27, 2018

IN THE MATTER OF THE SECURITIES ACT, RSO 1990, C. S. 5, AS AMENDED (the Act)

AND

IN THE MATTER OF TRIUS INVESTMENTS INC. (the Applicant)

ORDER (Section 1(11)(b))

UPON the application of the Applicant to the Ontario Securities Commission (the Commission) for an order pursuant to Section 1(11)(b) of the Act that, for the purposes of Ontario securities law, the Applicant is a reporting issuer in Ontario;

AND UPON considering the application and the recommendation of the staff of the Commission;

AND UPON the Applicant having represented to the Commission as follows:

1. The Applicant is a corporation incorporated under the Business Corporations Act (Alberta) with its registered office at 3700, 400 - 3rd Avenue S.W., Calgary, Alberta T2P 4H2 and head office at 70 Trius Drive, Fredericton, New Brunswick, E3B 5E3.

2. The authorized share capital of the Applicant consists of an unlimited number of common shares (the Common Shares) and preferred shares, of which 11,270,841 Common Shares are issued and outstanding as of the date hereof.

3. The Applicant is a reporting issuer under the Securities Act (Alberta) (the AB Act) (since October 2. 1998), the Securities Act (British Columbia) (the BC Act) (since November 9. 1999) and the Securities Act (New Brunswick) (the NB Act) (since November 9. 1999).

4. The Applicant is not currently a reporting issuer in any jurisdiction other than British Columbia, Alberta and New Brunswick.

5. The Applicant's principal regulator is the New Brunswick Financial and Consumer Services Commission, which will continue to be the principal regulator for the Applicant once it has obtained reporting issuer status in Ontario.

6. The Applicant is not on the lists of defaulting reporting issuers maintained pursuant to the BC Act, the AB Act or the NB Act and is not in default of any requirement of either the BC Act, the AB Act or the NB Act or the rules and regulations made thereunder.

7. The continuous disclosure requirements of the BC Act, the AB Act and the NB Act are substantially the same as the continuous disclosure requirements under the Act.

8. The continuous disclosure documents filed by the Applicant under the BC Act, the AB Act and the NB Act since November 15, 1999 are available on the System for Electronic Document Analysis and Retrieval.

August 16, 2018 (2018), 41 OSCB 6482

Decisions, Orders and Rulings

9. The Applicant’s Common Shares are listed and posted for trading on the TSX Venture Exchange (the Exchange) under the trading symbol “TRU”. The Applicant’s Common Shares are not traded on any other stock exchange or trading or quotation system.

10. The Applicant is not in default of any of the rules, regulations or policies of the Exchange.

11. Pursuant to the policies of the Exchange, a listed-issuer, which is not otherwise a reporting issuer in Ontario, must assess whether it has a “significant connection to Ontario” (as defined in the policies of the Exchange) and, upon becoming aware that it has a significant connection to Ontario, promptly make a bona fide application to the Commission to be deemed a reporting issuer in Ontario

12. The Applicant has determined that it has a significant connection to Ontario as, on November 29, 2017, Resurgent Capital Corp. (Resurgent), a private company whose investment decisions are controlled by Mr. Joel Freudman, the president and chief executive officer of the Applicant, acquired an aggregate of 2,000,000 Common Shares of the Applicant from two vendors. Accordingly, Resurgent became the single largest shareholder of the Applicant, controlling approximately 17.7% of the issued and outstanding shares of the Applicant. This acquisition further confirmed that residents of Ontario are the beneficial holders of more than 10% of the Applicant's Common Shares.

13. Additionally, at the Applicant’s shareholder meeting held on November 30, 2017, three Ontario residents were elected to the Applicant’s board of directors, meaning that a majority of the Applicant’s directors are currently resident in Ontario.

14. On May 26, 2018 the Applicant entered into a definitive purchase and sale agreement with an arm’s length purchaser, PVR Holdings LLC, whereby Trius will sell its 100% membership interest in its wholly-owned subsidiary TRU Investments LLC (the Subsidiary Sale).

15. Following the completion of the Subsidiary Sale, the Applicant will not have any active business operations or assets other than cash and receivables. As a result, the Applicant will cease to meet the listing requirements of the Exchange and its listing may be transferred to NEX.

16. The Applicant is currently considering a transformative transaction such as a reverse take-over, merger, amalgamation and other forms of combinations or transactions similar to the foregoing. To date, the Applicant has not been involved in any discussions and has not entered into any agreements that could be considered a material change in this regard.

17. Other than as set out in Appendix A hereto, neither the Applicant nor any of its officers, directors, nor, to the knowledge of the Applicant or its officers and directors, any shareholder holding sufficient securities of the Applicant to affect materially the control of the Applicant, has:

(a) been subject to any penalties or sanctions imposed by a court relating to Canadian securities legislation or by a Canadian securities regulatory authority;

(b) entered into a settlement agreement with a Canadian securities regulatory authority; or

(c) been subject to any other penalties or sanctions imposed by a court or regulatory body that would be likely to be considered important to a reasonable investor making an investment decision.

18. Other than as set out in Appendix A hereto, neither the Applicant nor any of its officers, directors, nor, to the knowledge of the Applicant or its officers and directors, any shareholder holding sufficient securities of the Applicant to affect materially the control of the Applicant, is or has been subject to:

(a) any known ongoing or concluded investigations by:

(i) a Canadian securities regulatory authority; or

(ii) a court or regulatory body, other than a Canadian securities regulatory authority, that would be likely to be considered important to a reasonable investor making an investment decision; or

(b) any bankruptcy or insolvency proceedings, or other proceedings, arrangements or compromises with creditors, or appointment of a receiver, receiver manager or trustee, within the preceding 10 years.

19. None of the officers or directors of the Applicant, nor, to the knowledge of the Applicant or its officers and directors, any shareholder holding sufficient securities of the Applicant to affect materially the control of the Applicant, is or has been at the time of such event an officer or director of any other issuer which is or has been subject to:

August 16, 2018 (2018), 41 OSCB 6483

Decisions, Orders and Rulings

(a) any cease trade order or similar order, or order that denied access to any exemptions under Ontario securities law, for a period more than 30 consecutive days, within the preceding 10 years; or

(b) any bankruptcy or insolvency proceedings, or other proceedings, arrangements or compromises with creditors, or appointment of a receiver, receiver-manager or trustee, within the preceding 10 years.

AND UPON the Commission being satisfied that granting this Order would not be prejudicial to the public interest;

IT IS HEREBY ORDERED pursuant to Section 1(11)(b) of the Act that the Applicant is a reporting issuer for the purposes of Ontario securities laws.

“Michael Balter” Manager, Corporate Finance Ontario Securities Commission

August 16, 2018 (2018), 41 OSCB 6484

Decisions, Orders and Rulings

Appendix A

As announced by the Applicant in a press release dated April 11, 2017, the TSX Venture Exchange (the Exchange) conducted a review (the Review) of certain of the Applicant’s practices and compliance with the Exchange’s Corporate Finance Policy (the Exchange Policy). Following the Review, the Applicant was placed on Notice to Comply by the Exchange citing the following contraventions of the Exchange Policy with respect to certain related party transactions:

 Sections 6 & 19.2 of Exchange Policy 3.1, Directors, Officers, Other Insiders & Personnel, and Corporate Governance.

 Section 8 of Exchange Policy 3.2 Filing Requirements and Continuous Disclosure.

 Section 3.8(t) of Exchange Policy 3.3 Timely Disclosure.

Since the Exchange completed the Review in October 2016, the Applicant has complied with each of the Exchange’s requirements stipulated based on the Review, including, among other things:

1. applying for a change of business under the Exchange Policy from a Tier II Industrial issuer to a Tier II Investment issuer;

2. adopting the following corporate governance policies: (a) corporate investment policy; (b) corporate disclosure policy; and (c) code of business conduct;

3. adjusting the composition of its board of directors to include two independent directors; and

4. certain of the Applicant’s directors and officers repaid to the Applicant the aggregate sum of approximately $188,000, in respect of the losses incurred by the Applicant in connection with specific historical related party transactions.

To the best of the Applicant’s knowledge, it and its directors and officers are currently compliant with Exchange Policy and applicable securities laws.

August 16, 2018 (2018), 41 OSCB 6485

Decisions, Orders and Rulings

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August 16, 2018 (2018), 41 OSCB 6486

Chapter 3

Reasons: Decisions, Orders and Rulings

3.1 OSC Decisions

3.1.1 Muchoki Fungai Simba

IN THE MATTER OF MUCHOKI FUNGAI SIMBA (also previously known as Henderson MacDonald Alexander Butcher)

REASONS AND DECISION

Citation: Simba (Re), 2018 ONSEC 41 Date: 2018-08-08 File No.: 2018-6

Hearing: In writing Decision: August 8, 2018 Panel: D. Grant Vingoe Vice-Chair and Chair of the Panel Appearances: Alvin Qian For Staff No one appeared on behalf of Muchoki Fungai Simba

REASONS AND DECISION

I. OVERVIEW

[1] This is a hearing before the Ontario Securities Commission (the Commission) pursuant to sections 127 and 127.1 of the Securities Act1 (the Act) to determine whether it is in the public interest to make an order against Muchoki Fungai Simba (Simba).

[2] The proceeding arose from a Notice of Hearing issued by the Commission on February 12, 2018, as amended April 4, 2018, and a Statement of Allegations filed by Staff of the Commission (Staff) on February 8, 2018 and amended on March 29, 2018 (the Amended Statement of Allegations).

[3] In the Amended Statement of Allegations, Staff alleges that Simba engaged in unregistered trading and advising in securities in the account of a retired person, incurring total losses of $56,009.26.

[4] The hearing on the merits in this proceeding was converted to a hearing in writing by Order of the Commission dated April 23, 2018.

[5] The written record is comprised of the Affidavit of Bridget Simard, sworn May 30, 20182 and the Affidavit of John Humphreys, sworn May 30, 20183, each with accompanying exhibits.

[6] Simba has not appeared or made submissions and indicated to Staff that he did not intend to participate in the hearing process.4

[7] Pursuant to subsection 7(2) of the Statutory Powers Procedure Act5, the Commission has jurisdiction to proceed with a hearing in the absence of the respondent when they have been given notice but have not appeared.

1 RSO 1990, c S.5. 2 Exhibit 3, Affidavit of Bridge Simard sworn May 30, 2018 [Simard Affidavit]. 3 Exhibit 4, Affidavit of John Humphreys sworn May 30, 2018 [Humphreys Affidavit]. 4 Exhibit 5, Affidavit of Sharon Nicolaides sworn June 8, 2018, Tab 5. 5 RSO 1990, c S.22.

August 16, 2018 (2018), 41 OSCB 6487

Reasons: Decisions, Orders and Rulings

II. FACTS

[8] Simba was a resident of Ontario during the Material Time. He has a degree in accounting and finance and has taken the Canadian Securities Course in connection with his past securities licence.6

[9] Simba was a former registrant under the Act and had been registered as a salesperson or Dealing Representative of Canfin Magellan Investments Inc. (Canfin), a mutual fund dealer, in various categories between 1998 and 2009.7 He was terminated from his position at Canfin in 2009.8

[10] On February 20, 2012, the Mutual Fund Deals Association of Canada (MFDA) permanently prohibited Simba from “conducting securities related business in any capacity while in the employ of or associated with any Member of the MFDA”, amongst other penalties9, for engaging in personal financial dealings with a client by borrowing money and failing to repay or otherwise account for the money, failing to return all client files to Canfin, and failing to provide information or produce document as requested by Staff of the MFDA.10

[11] Between January 6, 2014 and March 16, 2015 (the Material Time), Simba placed over 440 buy/sell orders in a locked- in retirement account for H.B. (the LIRA Account).

[12] H.B. was a former client of Simba’s from Simba’s time at Canfin.11 H.B. approached Simba to help him make investments and withdraw locked-in retirement funds that he had received from a pension.12 On October 29, 2013, Simba helped H.B. set up the LIRA Account and transfer money from another account into the LIRA Account13, which contained the entirety of H.B.’s savings14.

[13] H.B. was born in 1950, was not working during the Material Time and had very limited investment experience.15 Simba did not believe that H.B. qualified as an accredited investor.16

[14] During the Material Time, H.B. relied on Simba to make and execute all decisions in the LIRA Account. Simba and H.B. had a verbal agreement that Simba had unfettered access to and complete discretionary trading authority over the LIRA Account through the password that Simba and H.B. had set up together for the account.17

[15] The LIRA Account incurred total losses during the Material Time of $56,009.26 as a result of Simba’s purchases and sales of equities and options in the account. Simba has paid H.B. $5,000.00 as compensation for his losses.18

[16] Simba and H.B. agreed that Simba would be compensated for his services, with the amount in H.B.’s recollection dependent on results.19 In fact, Simba did not receive any compensation.20

[17] During the Material Time, Simba was not registered in any capacity under Ontario securities law.

III. ISSUES

[18] The issues that must be addressed in this matter are as follows:

a. Did Simba engage in unregistered trading contrary to subsection 25(1) of the Act?

b. Did Simba engage in unregistered advising contrary to subsection 25(3) of the Act?

6 Exhibit 4, Humphreys Affidavit, Tab H. 7 Exhibit 4, Humphreys Affidavit, Tab L. 8 Exhibit 3, Simard Affidavit, Tab B at p 2. 9 Exhibit 3, Simard Affidavit, Tab C. 10 Exhibit 3, Simard Affidavit, Tab B. 11 Exhibit 4, Humphreys Affidavit, Tab H. 12 Exhibit 4, Humphreys Affidavit, Tab J. 13 Exhibit 4, Humphreys Affidavit, Tab H and Tab J. 14 Exhibit 4, Humphreys Affidavit, Tab J. 15 Exhibit 4, Humphreys Affidavit, Tab J. 16 Exhibit 4, Humphreys Affidavit, Tab H. 17 Exhibit 4, Humphreys Affidavit, Tab J. 18 Exhibit 4, Humphreys Affidavit, Tab H and Tab J. 19 Exhibit 4, Humphreys Affidavit, Tab H and Tab J. 20 Exhibit 4, Humphreys Affidavit, Tab H and Tab J.

August 16, 2018 (2018), 41 OSCB 6488

Reasons: Decisions, Orders and Rulings

IV. ANALYSIS

A. Standard of Proof

[19] Staff bears the burden of proof in this proceeding. For any factual finding that this Panel makes, whether Staff’s evidence is disputed or not, the civil standard of proof of “balance of probabilities” is applied. This requires the trier of fact to decide “whether it is more likely than not that the event occurred.”21

B. Unregistered Trading in Securities

[20] Subsection 25(1) of the Act prohibits a person or company from “engaging in the business of trading in securities”, or from holding themselves out as doing so, unless the person or company is properly registered or is exempt under Ontario securities law.

[21] Registration is a cornerstone of Ontario securities law and the regulatory framework of the Act. Registration serves as an important gate-keeping function by ensuring that only properly qualified and suitable persons are permitted to be registrants and to trade with or on behalf of the public.22

[22] The Commission has adopted Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations (31-103CP), which sets out factors to be considered in determining whether a person or company is engaged in a business when trading or advising in securities. The “business purpose” test in section 1.3 of 31-103CP includes the following factors:

i. Directly or indirectly carrying on the activity with repetition, regularity, and continuity

ii. Being, or expecting to be remunerated or compensated

[23] Although Simba is alleged to have traded for only one account, he effected over 440 buy/sell orders on an apparently discretionary basis. Although Simba did not ultimately receive any compensation, he had an agreement with H.B. that he would be compensated for his services on some basis. In considering the above factors, I find that Simba satisfies the business purpose trigger for registration.

[24] “Trade” or “trading” is defined in subsection 1(1) of the Act to include:

(a) any sale or disposition of a security for valuable consideration …

…

(e) any act, advertisement, solicitation, conduct or negotiation directly or indirectly in furtherance of any of the foregoing.

[25] Simba’s online trading of equities and options in the LIRA Account resulted in 56 completed purchases and at least 62 completed sales during the Material Time, with each sale constituting a trade in securities.23

[26] In determining whether a person or company has engaged in acts in furtherance of a trade, the Commission has taken a contextual approach, examining the totality of the conduct and the setting in which the acts have occurred, with the primary considerations being the effects the acts had on those to whom they were directed24, and on the proximity of the act to an actual or potential trade in securities.25

[27] I find that the following conduct by Simba constituted acts in furtherance of trade:

a. helping H.B. open the LIRA Account26;

21 FH v McDougall, 2008 SCC 53, [2008] 3 SCR 41 at para 44. 22 Gregory & Co v Quebec (Securities Commission), [1961] SCR 584 at 588 (SCC); British Columbia Securities Commission v Branch, [1995] 2 SCR 3 at para 77. 23 Exhibit 3, Simard Affidavit, Exhibit I. 24 Sabourin (Re), 2009 ONSEC 11, (2009), 32 OSCB 2707 at para 59. 25 Costello (Re) (2003), 26 OSCB 1617 at para 47. 26 Exhibit 3, Simard Affidavit, para 10(g) – (h); Exhibit 4, Humphreys Affidavit, Exhibit H.

August 16, 2018 (2018), 41 OSCB 6489

Reasons: Decisions, Orders and Rulings

b. helping H.B. transfer his pension funds to the LIRA Account, including by calling Standard Life with H.B. at H.B.’s home27;

c. placing 214 online orders to buy or sell shares held in the LIRA Account on H.B.’s behalf28; and

d. placing 229 online orders to buy or sell options held in the LIRA Account on H.B.’s behalf29.

[28] Once Staff establishes that a respondent has contravened a registration requirement under the Act, the onus is on the respondent to prove than an exemption was available.30 Simba provided no evidence that that an exemption was available and there is nothing to suggest that an exemption would have been available to him.

C. Unregistered Advising in Securities

[29] Subsection 25(3) of the Act provides that unless an exemption is available, or the person or company is properly registered, no person or company shall “engage in the business of, or hold himself, herself or itself out as engaging in the business of, advising anyone with respect to investing in, buying or selling securities.”

[30] The term “advisor” is defined in subsection 1(1) of the Act as “a person or company engaging in or holding himself, herself or itself out as engaging in the business of advising others as to the investing in or the buying or selling of securities.”

[31] Providing an opinion on the wisdom or value or desirability of investing in specific securities can constitute “advising” in securities.31

[32] Simba had unfettered access to the LIRA Account and could purchase and sell securities at his own discretion during the Material Time, using the password that H.B. agreed to share with him. Simba executed all purchases and sales of securities in the LIRA Account on H.B.’s behalf. During Staff’s examination with Simba, Simba stated that he gave H.B. specific advice as to which securities to invest in. By engaging in this conduct, Simba was providing services similar to that of a “Portfolio Manager”, a registration category under subsection 26(6) of the Act.

[33] The business purpose test described above with respect to trading equally applies to advising and includes the additional factor of “engaging in activities similar to a registrant” as listed in 31-103CP. During the Material Time, Simba acted as a de facto portfolio manager. All final decision with respect to the investments of H.B.’s money in the LIRA Account were made by Simba. In considering this and the factors as listed above, I find that Simba satisfies the business purpose trigger for registration.

[34] Simba provided no evidence that an exemption was available and there is nothing to suggest that an exemption was available to him.

V. CONCLUSION

[35] Both unregistered trading and advising is serious conduct contrary to the public interest. Simba’s conduct was particularly egregious as he is a former registrant that has been permanently prohibited by the MFDA from conducting securities related business in any capacity, a ban which he has flouted through the conduct described above.

[36] For the reasons set out above, I find that:

a. Simba engaged in the business of trading in securities without being registered to do so, and where no exemption to the registration requirement of Ontario securities law was available, contrary to subsection 25(1) of the Act;

b. Simba engaged in the business of advising with respect to investing in, buying or selling securities without being registered to do so, and where no exemption to the registration requirement of Ontario securities law was available, contrary to subsection 25(3) of the Act; and

c. Simba acted contrary to the public interest.

27 Exhibit 4, Humphreys Affidavit, Exhibit J. 28 Exhibit 3, Simard Affidavit, para 13. 29 Exhibit 3, Simard Affidavit, para 14. 30 Morgan Dragon Development Corp (Re), 2014 ONSEC 10, (2014), 37 OSCB 4141 at para 91. 31 Doulis (Re), 2014 ONSEC 31, (2014), 37 ONCB 8911.

August 16, 2018 (2018), 41 OSCB 6490

Reasons: Decisions, Orders and Rulings

[37] Staff shall contact the Office of the Secretary within 15 days of these Reasons and Decision to arrange dates for a hearing regarding sanctions.

Dated at Toronto this 8th day of August, 2018.

“D. Grant Vingoe”

August 16, 2018 (2018), 41 OSCB 6491

Reasons: Decisions, Orders and Rulings

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August 16, 2018 (2018), 41 OSCB 6492

Chapter 4

Cease Trading Orders

4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Company Name Date of Temporary Date of Hearing Date of Date of Order Permanent Order Lapse/Revoke

THERE IS NOTHING TO REPORT THIS WEEK.

Failure to File Cease Trade Orders

Company Name Date of Order Date of Revocation

Added Capital Inc. 03 August 2018 08 August 2018

Aquarius Surgical Technologies Inc. 03 August 2018 10 August 2018

4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders

Company Name Date of Order Date of Lapse

THERE IS NOTHING TO REPORT THIS WEEK.

4.2.2 Outstanding Management & Insider Cease Trading Orders

Date of Date of Date of Date of Date of Issuer Company Name Order or Hearing Permanent Order Lapse/ Expire Temporary Temporary Order Order Performance Sports 19 October 2016 31 October 2016 31 October 2016 Group Ltd.

Company Name Date of Order Date of Lapse Katanga Mining Limited 15 August 2017

August 16, 2018 (2018), 41 OSCB 6493

Cease Trading Orders

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August 16, 2018 (2018), 41 OSCB 6494

Chapter 7

Insider Reporting

The following is a weekly summary of insider transactions by insiders of Ontario reporting issuers in SEDI ® (the System for Electronic Disclosure by Insiders).1 The weekly summary contains insider transactions reported during the 7-day period ending Sunday at 11:59 p.m. (i.e. the Sunday prior to the Bulletin Issue date).2

Guide to Codes Relationship of Insider to Issuer (Rel=n)

1 Issuer 2 Subsidiary of Issuer 3 10% Security Holder of Issuer 4 Director of Issuer 5 Senior Officer of Issuer 6 Director or Senior Officer of 10% Security Holder 7 Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) 8 Deemed Insider – 6 Months before becoming Insider

Nature of Transaction (T/O)

00 Opening Balance-Initial SEDI Report 10 Acquisition or disposition in the public market 11 Acquisition or disposition carried out privately 15 Acquisition or disposition under a prospectus 16 Acquisition or disposition under a prospectus exemption 22 Acquisition or disposition pursuant to a take-over bid, merger or acquisition 30 Acquisition or disposition under a purchase/ ownership plan 35 Stock dividend 36 Conversion or exchange 37 Stock split or consolidation 38 Redemption, retraction, cancellation, repurchase 40 Short sale 45 Compensation for property 46 Compensation for services 47 Acquisition or disposition by gift 48 Acquisition by inheritance or disposition by bequest 50 Grant of options 51 Exercise of options 52 Expiration of options 53 Grant of warrants 54 Exercise of warrants 55 Expiration of warrants 56 Grant of rights 57 Exercise of rights 59 Exercise for cash 70 Acquisition or disposition (writing) of third party derivative 71 Exercise of third party derivative 72 Other settlement of third party 73 Expiration of third party derivative 90 Change in nature of ownership 97 Other 99 Correction of Information

Note: The asterisk in the “Date/Month End Holding” column indicates the insider disagreed with the system calculated balance when the transaction was reported.

1 SEDI® is a registered trademark owned by CDS INC. 2 ©CDS INC.

August 16, 2018 (2018), 41 OSCB 6495

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Abattis Bioceuticals Corp. Common Shares Abenante, Robert 4, 5 18/06/2018 16 0.1463 12,668,322 4,677,625 Abattis Bioceuticals Corp. Common Shares Richter, Wolfgang 4 26/04/2018 00 Abattis Bioceuticals Corp. Options Richter, Wolfgang 4 26/04/2018 00 Abattis Bioceuticals Corp. Warrants Richter, Wolfgang 4 26/04/2018 00 Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 03/07/2018 38 3.94 200 200 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 03/07/2018 38 3.95 7,000 6,800 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 05/07/2018 38 3.86 7,400 400 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 05/07/2018 38 3.87 14,000 6,600 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 06/07/2018 38 3.86 14,400 400 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 06/07/2018 38 3.87 16,300 1,900 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 06/07/2018 38 3.88 20,100 3,800 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 06/07/2018 38 3.89 21,000 900 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 09/07/2018 38 3.85 22,800 1,800 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 09/07/2018 38 3.86 28,000 5,200 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 10/07/2018 38 3.85 35,000 7,000 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 11/07/2018 38 3.81 36,400 1,400 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 11/07/2018 38 3.82 42,000 5,600 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 12/07/2018 38 3.83 44,800 2,800 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 12/07/2018 38 3.85 49,000 4,200 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 13/07/2018 38 3.82 52,900 3,900 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 13/07/2018 38 3.83 56,000 3,100 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 16/07/2018 38 3.82 61,400 5,400 Income Investment Company Income Investment Limited Company Limited

August 16, 2018 (2018), 41 OSCB 6496

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 16/07/2018 38 3.83 63,000 1,600 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 17/07/2018 38 3.82 66,300 3,300 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 17/07/2018 38 3.83 70,000 3,700 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 19/07/2018 38 3.82 74,900 4,900 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 19/07/2018 38 3.83 77,000 2,100 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 20/07/2018 38 3.83 84,000 7,000 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 23/07/2018 38 3.78 88,200 4,200 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 23/07/2018 38 3.8 91,000 2,800 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 23/07/2018 38 14,000 -77,000 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 24/07/2018 38 3.78 21,000 7,000 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 25/07/2018 38 3.79 28,000 7,000 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 26/07/2018 38 3.78 35,000 7,000 Income Investment Company Income Investment Limited Company Limited

Aberdeen Asia-Pacific Common Shares Aberdeen Asia-Pacific 1 31/07/2018 38 0 -35,000 Income Investment Company Income Investment Limited Company Limited

Abitibi Royalties Inc. Common Shares Ball, Ian 4, 5 03/08/2018 10 10 227,602 100 Abitibi Royalties Inc. Common Shares Ball, Ian 4, 5 02/08/2018 10 10.05 26,850 700 Abitibi Royalties Inc. Common Shares Ball, Ian 4, 5 02/08/2018 10 10 400 Abitibi Royalties Inc. Common Shares Ball, Ian 4, 5 02/08/2018 10 10 27,650 800 Abitibi Royalties Inc. Common Shares Ball, Ian 4, 5 03/08/2018 10 10.15 27,950 300 AGF Management Limited Common Shares Class B AGF EMPLOYEE BENEFIT 2 06/07/2018 10 6.8 435,203 -20,527 PLAN TRUST

AGF Management Limited Common Shares Class B AGF EMPLOYEE BENEFIT 2 09/08/2018 10 6.6 557,459 122,256 PLAN TRUST

Agnico Eagle Mines Limited Common Shares Sokalsky, Jamie Calvin 4 07/08/2018 10 52.43 14,344 4,000

Aimia Inc. Common Shares Brown, Robert Ellis 4 08/08/2018 10 3.72 101,571 32,000 Aimia Inc. Common Shares Mittleman Investment 3 06/08/2018 97 26,808,547 -28,000 Management, LLC

Aimia Inc. Common Shares Mittleman Investment 3 09/08/2018 10 2.9807 26,806,147 -2,400 Management, LLC

Aimia Inc. Common Shares Mittleman Investment 3 09/08/2018 97 26,766,147 -40,000 Management, LLC

August 16, 2018 (2018), 41 OSCB 6497

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Air Canada Common Shares Lumley, Edward C. 4 17/02/2003 00 12,211 Air Canada Common Shares Lumley, Edward C. 4 21/02/2003 00 Akita Drilling Ltd. Non-Voting Shares Coleman, Raymond 5 07/08/2018 30 5.14 26,997 509 Akita Drilling Ltd. Non-Voting Shares Hensel, Fred 5 07/08/2018 30 5.14 36,853 337 Akita Drilling Ltd. Non-Voting Shares Mohan, Harish 4 09/08/2018 30 6,725 98 Akita Drilling Ltd. Non-Voting Shares Reynolds, Darcy 5 07/08/2018 30 5.14 6,816 165 Alacer Gold Corp. Common Shares Dowling, Edward Camp 4, 5 09/08/2018 10 2.701 158,690 -360,000 Algoma Central Corporation Common Shares Algoma Central Corporation 1 31/07/2018 38 14.819 14,500 14,500

Algoma Central Corporation Common Shares Algoma Central Corporation 1 31/07/2018 38 14.819 0 -14,500

Algonquin Power & Utilities Deferred Share Units Ball, Christopher James 4 09/08/2018 99 51,373 64 Corp.

Algonquin Power & Utilities Deferred Share Units Barnes, Melissa Stapleton 4 09/08/2018 99 13,305 -5 Corp.

Algonquin Power & Utilities Common Shares Jarratt, Christopher Kenneth 5 29/10/2009 90 426 -22,001 Corp.

Algonquin Power & Utilities Common Shares Jarratt, Christopher Kenneth 5 07/08/2018 30 13.052 1,532,304 -3,088 Corp.

Algonquin Power & Utilities Common Shares Jarratt, Christopher Kenneth 5 08/08/2018 30 13.12 1,529,216 -3,088 Corp.

Algonquin Power & Utilities Common Shares Jarratt, Christopher Kenneth 5 09/08/2018 30 13.209 1,526,128 -3,088 Corp.

Algonquin Power & Utilities Common Shares Jarratt, Christopher Kenneth 5 10/08/2018 30 13.272 1,523,040 -3,088 Corp.

Algonquin Power & Utilities Common Shares Jarratt, Christopher Kenneth 5 29/10/2009 90 110,952 22,001 Corp.

Algonquin Power & Utilities Preferred Shares Series C Jarratt, Christopher Kenneth 5 27/10/2009 00 Corp.

Algonquin Power & Utilities Preferred Shares Series C Jarratt, Christopher Kenneth 5 01/01/2013 11 238830 18 18 Corp.

Algonquin Power & Utilities Restricted Share Units Jarratt, Christopher Kenneth 5 27/10/2009 00 Corp.

Algonquin Power & Utilities Restricted Share Units Jarratt, Christopher Kenneth 5 19/04/2018 56 12.822 43,110 43,110 Corp.

Algonquin Power & Utilities Restricted Share Units Jarratt, Christopher Kenneth 5 13/07/2018 30 12.6 43,674 564 Corp.

Algonquin Power & Utilities Deferred Share Units Laney, Randy David 4 09/08/2018 99 9,190 -7 Corp.

Algonquin Power & Utilities Deferred Share Units Moore, Kenneth 4 09/08/2018 99 159,249 163 Corp.

Algonquin Power & Utilities Common Shares Norman, Jeffery Todd 5 25/05/2015 00 Corp.

Algonquin Power & Utilities Common Shares Norman, Jeffery Todd 5 29/06/2015 36 9.58 2,459 2,459 Corp.

Algonquin Power & Utilities Common Shares Norman, Jeffery Todd 5 31/12/2015 30 56 Corp.

Algonquin Power & Utilities Common Shares Norman, Jeffery Todd 5 31/12/2015 30 3,597 1,138 Corp.

Algonquin Power & Utilities Common Shares Norman, Jeffery Todd 5 28/12/2016 36 11.42 8,305 3,919 Corp.

August 16, 2018 (2018), 41 OSCB 6498

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Algonquin Power & Utilities Common Shares Norman, Jeffery Todd 5 28/09/2017 90 29,639 -17,296 Corp.

Algonquin Power & Utilities Common Shares Norman, Jeffery Todd 5 28/09/2017 90 24,085 17,296 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 25/05/2015 00 21,908 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 31/12/2015 30 9.88 22,209 301 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 31/12/2015 30 9.88 22,546 337 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 31/12/2015 30 9.88 22,751 205 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 19/10/2016 30 11.48 23,039 288 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 23/12/2016 59 18,524 -4,515 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 23/12/2016 57 14,605 -3,919 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 31/12/2016 30 11.41 15,045 440 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 31/12/2016 30 11.41 15,314 269 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 31/03/2017 59 5,839 -9,475 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 31/12/2017 30 13.19 6,111 272 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 29/03/2018 59 0 -6,111 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 19/04/2018 56 12.822 12,339 12,339 Corp.

Algonquin Power & Utilities Restricted Share Units Norman, Jeffery Todd 5 13/07/2018 30 12.6 12,500 161 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2013 30 6.25 5,637 54 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2014 30 1,505 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2014 30 2,633 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2014 30 7,236 1,599 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2015 30 1,503 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2015 30 10,848 1,612 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2015 90 10,957 -447 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2016 30 451 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2016 30 126,810 110 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2017 30 11.9 279,255 224 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2013 30 6.25 8,219 219 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2014 30 603 Corp.

August 16, 2018 (2018), 41 OSCB 6499

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2014 30 8,603 384 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2015 90 9,050 447 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2016 30 9,501 451 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 01/01/2017 90 0 -9,501 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 12/09/2011 00 9,501 Corp.

Algonquin Power & Utilities Common Shares Pasieka, David James 5 31/12/2017 30 10.36 9,628 127 Corp.

Algonquin Power & Utilities Restricted Share Units Pasieka, David James 5 12/09/2011 00 Corp.

Algonquin Power & Utilities Restricted Share Units Pasieka, David James 5 19/04/2018 56 12.822 4,379 4,379 Corp.

Algonquin Power & Utilities Restricted Share Units Pasieka, David James 5 13/07/2018 30 12.6 4,436 57 Corp.

Algonquin Power & Utilities Common Shares Robertson, Ian Edward 5 07/08/2018 30 13.052 1,780,047 -4,412 Corp.

Algonquin Power & Utilities Common Shares Robertson, Ian Edward 5 08/08/2018 30 13.12 1,775,635 -4,412 Corp.

Algonquin Power & Utilities Common Shares Robertson, Ian Edward 5 09/08/2018 99 1,739,637 -35,998 Corp.

Algonquin Power & Utilities Common Shares Robertson, Ian Edward 5 09/08/2018 30 13.209 1,735,225 -4,412 Corp.

Algonquin Power & Utilities Common Shares Robertson, Ian Edward 5 10/08/2018 30 13.272 1,730,813 -4,412 Corp.

Algonquin Power & Utilities Common Shares Robertson, Ian Edward 5 09/08/2018 99 130,057 25,321 Corp.

Algonquin Power & Utilities Convertible Debentures Robertson, Ian Edward 5 10/08/2018 99 $0 -$39,000 Corp. AQN.DB.A

Algonquin Power & Utilities Convertible Debentures Robertson, Ian Edward 5 06/05/2011 10 106.99 $58,000 Corp. AQN.DB.B

Algonquin Power & Utilities Convertible Debentures Robertson, Ian Edward 5 06/05/2011 10 106.99 $55,000 $30,000 Corp. AQN.DB.B

Algonquin Power & Utilities Convertible Debentures Robertson, Ian Edward 5 18/12/2012 10 158.19 $0 -$55,000 Corp. AQN.DB.B

Algonquin Power & Utilities Preferred Shares Series C Robertson, Ian Edward 5 27/10/2009 00 Corp.

Algonquin Power & Utilities Preferred Shares Series C Robertson, Ian Edward 5 01/01/2013 11 238830 18 18 Corp.

Algonquin Power & Utilities Restricted Share Units Robertson, Ian Edward 5 27/10/2009 00 Corp.

Algonquin Power & Utilities Restricted Share Units Robertson, Ian Edward 5 19/04/2018 56 12.822 45,587 45,587 Corp.

Algonquin Power & Utilities Restricted Share Units Robertson, Ian Edward 5 13/07/2018 30 12.6 46,183 596 Corp.

Algonquin Power & Utilities Deferred Share Units Saidi, Masheed Hegi 4 09/08/2018 99 23,733 -2 Corp.

Algonquin Power & Utilities Deferred Share Units Samil, Dilek 4 09/08/2018 99 24,198 -5 Corp.

Algonquin Power & Utilities Common Shares Steeves, George Lester 4 31/12/2017 30 13.59 19,322 939 Corp.

Algonquin Power & Utilities Deferred Share Units Steeves, George Lester 4 09/08/2018 99 60,795 83 Corp.

August 16, 2018 (2018), 41 OSCB 6500

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Algonquin Power & Utilities Common Shares Tindale, Jennifer Sara 5 31/12/2017 30 12.07 8,362 151 Corp.

Algonquin Power & Utilities Common Shares Trisic, George 5 24/03/2017 57 5363 5,363 Corp.

Algonquin Power & Utilities Common Shares Trisic, George 5 24/03/2017 57 12.54 12,356 5,363 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 13/08/2014 99 6,233 6,233 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/12/2014 30 8.55 6,507 274 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 19/05/2015 97 10,249 3,742 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/12/2015 30 9.82 10,579 330 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/12/2015 30 9.82 10,766 187 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/03/2016 56 11.07 16,908 6,142 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/03/2016 99 11.08 16,902 -6 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/12/2016 30 11.41 17,235 333 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/12/2016 30 11.41 17,425 190 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/12/2016 30 11.42 17,724 299 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 24/03/2017 57 12.54 -3,331 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 24/03/2017 57 12.54 14,393 -3,331 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 24/03/2017 59 10,554 -3,839 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/03/2017 56 11.42 24,353 13,799 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/03/2017 99 11.43 24,338 -15 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/12/2017 30 13.19 24,530 192 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/12/2017 30 13.19 24,832 302 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/12/2017 30 13.19 25,480 648 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 29/03/2018 57 12.85 23,477 -2,003 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 29/03/2018 59 12.85 21,169 -2,308 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/03/2018 56 14.085 38,454 17,285 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 31/03/2018 99 14.07 38,467 13 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 13/07/2018 30 12.57 38,637 170 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 13/07/2018 30 12.57 38,999 362 Corp.

Algonquin Power & Utilities Performance Share Units Trisic, George 5 13/07/2018 30 12.57 39,434 435 Corp.

August 16, 2018 (2018), 41 OSCB 6501

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Algonquin Power & Utilities Performance/Restricted Trisic, George 5 19/05/2015 97 3,742 Corp. Share Units

Algonquin Power & Utilities Performance/Restricted Trisic, George 5 31/03/2016 56 11.07 6,142 Corp. Share Units

Algonquin Power & Utilities Performance/Restricted Trisic, George 5 24/03/2017 57 12.54 -6,233 Corp. Share Units

Algonquin Power & Utilities Performance/Restricted Trisic, George 5 31/03/2017 56 11.42 13,799 Corp. Share Units

Algonquin Power & Utilities Performance/Restricted Trisic, George 5 29/03/2018 57 12.85 -3,365 Corp. Share Units

Algonquin Power & Utilities Performance/Restricted Trisic, George 5 29/03/2018 59 12.85 -3,877 Corp. Share Units

Algonquin Power & Utilities Performance/Restricted Trisic, George 5 31/03/2018 56 14.085 17,285 Corp. Share Units

Algonquin Power & Utilities Restricted Share Units Trisic, George 5 15/01/2014 00 Corp.

Algonquin Power & Utilities Restricted Share Units Trisic, George 5 19/04/2018 56 12.822 14,882 14,882 Corp.

Algonquin Power & Utilities Restricted Share Units Trisic, George 5 13/07/2018 30 12.6 15,077 195 Corp.

Algonquin Power & Utilities Rights Trisic, George 5 13/08/2014 99 0 -6,233 Corp. Performance/Restricted Share Units

Alimentation Couche-Tard Subordinate Voting Plourde, Réal 4, 6, 7, 5 03/08/2018 10 60.05 85,000 -11,000 Inc. Shares Catégorie B

Alimentation Couche-Tard Subordinate Voting Plourde, Réal 4, 6, 7, 5 07/08/2018 10 60.21 35,900 -49,100 Inc. Shares Catégorie B

Alimentation Couche-Tard Subordinate Voting Plourde, Réal 4, 6, 7, 5 08/08/2018 10 60.31 0 -35,900 Inc. Shares Catégorie B

Alio Gold Inc. Common Shares Jones, Douglas Matthew 5 25/05/2018 00 24,000 Alio Gold Inc. Options Jones, Douglas Matthew 5 25/05/2018 00 48,000 Alio Gold Inc. Common Shares Mansanti, John Gerard 4 25/05/2018 00 16,176 Alio Gold Inc. Options Mansanti, John Gerard 4 25/05/2018 00 38,329 Altai Resources Inc. Common Shares AU, Maria Pui-Ching 5 07/08/2018 10 0.08 2,008,800 25,000 Altius Minerals Corporation Rights RSUs Dalton, Brian 4, 5 04/07/2017 56 45,170 20,542

Altius Minerals Corporation Rights RSUs Dalton, Brian 4, 5 04/07/2017 57 34,755 -10,415

American Core Sectors Trust Units American Core Sectors 1 08/08/2018 38 12.45 3,614,084 600 Dividend Fund Dividend Fund

Amerigo Resources Ltd Common Shares Toor, Nauman (Nick) 3 09/08/2018 10 0.82 2,428,000 50,000 Amerigo Resources Ltd Common Shares Toor, Nauman (Nick) 3 07/08/2018 10 0.87 23,028,900 86,500 Amerigo Resources Ltd Common Shares Toor, Nauman (Nick) 3 08/08/2018 10 0.84 23,228,900 200,000 Amerigo Resources Ltd Common Shares Toor, Nauman (Nick) 3 09/08/2018 10 0.84 23,247,900 19,000 AREV Nutrition Sciences Inc. Common Shares Davis, Scott 5 07/08/2018 00 (formerly Immunall Science Inc.)

AREV Nutrition Sciences Inc. Options Davis, Scott 5 07/08/2018 00 (formerly Immunall Science Inc.)

AREV Nutrition Sciences Inc. Warrants Davis, Scott 5 07/08/2018 00 (formerly Immunall Science Inc.)

August 16, 2018 (2018), 41 OSCB 6502

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Aritzia Inc. Subordinate Voting Bensadoun, Aldo 4 07/08/2018 15 16.55 0 -170,000 Shares

Aritzia Inc. Multiple Voting Shares Callaghan, Kevin Thomas 3, 4 01/08/2018 36 24,563,504 -5,880,000

Aritzia Inc. Subordinate Voting Callaghan, Kevin Thomas 3, 4 26/09/2016 00 Shares

Aritzia Inc. Subordinate Voting Callaghan, Kevin Thomas 3, 4 01/08/2018 36 5,880,000 5,880,000 Shares

Aritzia Inc. Subordinate Voting Callaghan, Kevin Thomas 3, 4 07/08/2018 15 16.55 0 -5,880,000 Shares

Aritzia Inc. Multiple Voting Shares CanLux AB Investments 3 01/08/2018 36 24,563,504 -5,880,000 One S.à r.l.

Aritzia Inc. Subordinate Voting CanLux AB Investments 3 26/09/2016 00 Shares One S.à r.l.

Aritzia Inc. Subordinate Voting CanLux AB Investments 3 01/08/2018 36 5,880,000 5,880,000 Shares One S.à r.l.

Aritzia Inc. Subordinate Voting CanLux AB Investments 3 07/08/2018 15 16.55 0 -5,880,000 Shares One S.à r.l.

Arizona Mining Inc. Common Shares South32 International 3 16/05/2017 00 Investment Holdings Pty Ltd

Arizona Mining Inc. Common Shares South32 International 3 10/08/2018 11 6.2 259,927,289 259,927,289 Investment Holdings Pty Ltd

Arizona Silver Exploration Common Shares Stark, Michael 4 08/08/2018 10 0.11 775,700 10,000 Inc.

Arizona Silver Exploration Common Shares Stark, Michael 4 09/08/2018 10 0.115 780,700 5,000 Inc.

Atlantic Gold Corporation Common Shares Beedie, Ryan K 3, 4 01/08/2018 10 1.7337 61,664,776 30,000 (previously Spur Ventures Inc.)

Atlantic Gold Corporation Common Shares Beedie, Ryan K 3, 4 02/08/2018 10 1.7104 61,957,676 292,900 (previously Spur Ventures Inc.)

Atlantic Gold Corporation Common Shares Beedie, Ryan K 3, 4 03/08/2018 54 0.6 64,957,676 3,000,000 (previously Spur Ventures Inc.)

Atlantic Gold Corporation Warrants Beedie, Ryan K 3, 4 03/08/2018 54 0 -3,000,000 (previously Spur Ventures Inc.)

Atlantic Power Corporation Common Shares Ronan, Terrence 5 08/08/2018 10 2.1 321,949 846 Aura Health Inc. (formerly Common Shares Frazier, Vernon Jim 4 09/08/2018 00 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Options Frazier, Vernon Jim 4 09/08/2018 00 220,000 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Warrants Frazier, Vernon Jim 4 09/08/2018 00 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Common Shares Gravel, Jimmy 4 09/08/2018 00 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Common Shares Gravel, Jimmy 4 09/08/2018 00 300,000 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Options Gravel, Jimmy 4 09/08/2018 00 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Warrants Gravel, Jimmy 4 09/08/2018 00 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Common Shares Li, Ka Yin Keith 5 09/08/2018 00 Lamêlée Iron Ore Ltd.)

August 16, 2018 (2018), 41 OSCB 6503

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Aura Health Inc. (formerly Options Li, Ka Yin Keith 5 09/08/2018 00 50,000 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Warrants Li, Ka Yin Keith 5 09/08/2018 00 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Common Shares McClory, Paul Gerard 4 09/08/2018 00 Lamêlée Iron Ore Ltd.) Joseph

Aura Health Inc. (formerly Options McClory, Paul Gerard 4 09/08/2018 00 220,000 Lamêlée Iron Ore Ltd.) Joseph

Aura Health Inc. (formerly Warrants McClory, Paul Gerard 4 09/08/2018 00 Lamêlée Iron Ore Ltd.) Joseph

Aura Health Inc. (formerly Common Shares Nutritional High 3 09/08/2018 00 2,910,707 Lamêlée Iron Ore Ltd.) International Inc.

Aura Health Inc. (formerly Convertible Notes US$ Nutritional High 3 09/08/2018 00 $120,000 Lamêlée Iron Ore Ltd.) International Inc.

Aura Health Inc. (formerly Options Nutritional High 3 09/08/2018 00 Lamêlée Iron Ore Ltd.) International Inc.

Aura Health Inc. (formerly Warrants Nutritional High 3 09/08/2018 00 200,000 Lamêlée Iron Ore Ltd.) International Inc.

Aura Health Inc. (formerly Common Shares Posner, David 4 09/08/2018 00 1,500,000 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Options Posner, David 4 09/08/2018 00 527,873 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Warrants Posner, David 4 09/08/2018 00 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Common Shares Schwartz, Robert 4 09/08/2018 00 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Options Schwartz, Robert 4 09/08/2018 00 220,000 Lamêlée Iron Ore Ltd.)

Aura Health Inc. (formerly Warrants Schwartz, Robert 4 09/08/2018 00 Lamêlée Iron Ore Ltd.)

Aura Minerals Inc. Common Shares de Brito, Paulo Carlos 3, 4 21/06/2018 10 2.16 23,917,770 200 Aura Minerals Inc. Common Shares de Brito, Paulo Carlos 3, 4 03/08/2018 10 2.1 24,327,170 10,800 Aura Minerals Inc. Common Shares de Brito, Paulo Carlos 3, 4 07/08/2018 10 2.1 24,337,570 10,400 Aura Minerals Inc. Common Shares de Brito, Paulo Carlos 3, 4 07/08/2018 10 2.1 24,337,670 100 Aura Minerals Inc. Common Shares de Brito, Paulo Carlos 3, 4 08/08/2018 10 2.1 24,339,870 2,200 Aura Minerals Inc. Common Shares Northwestern Enterprises 3 21/06/2018 10 2.16 23,917,770 200 Ltd.

Aura Minerals Inc. Common Shares Northwestern Enterprises 3 03/08/2018 10 2.1 24,327,170 10,800 Ltd.

Aura Minerals Inc. Common Shares Northwestern Enterprises 3 07/08/2018 10 2.1 24,337,570 10,400 Ltd.

Aura Minerals Inc. Common Shares Northwestern Enterprises 3 07/08/2018 10 2.1 24,337,670 100 Ltd.

Aura Minerals Inc. Common Shares Northwestern Enterprises 3 08/08/2018 10 2.1 24,339,870 2,200 Ltd.

Aurora Cannabis Inc. Options Cleiren, Allan John 5 03/08/2018 50 7.39 1,290,000 140,000 Aurora Cannabis Inc. Options Cleiren, Allan John 5 03/08/2018 56 1,315,000 25,000 Aurora Cannabis Inc. Options Joseph, Savior 7 03/08/2018 50 7.39 110,000 Aurora Cannabis Inc. Options Joseph, Savior 7 03/08/2018 50 7.39 410,000 110,000 Aurora Cannabis Inc. Options Whitehead, Nicholas 5 03/08/2018 50 7.39 360,000 110,000 Aurora Cannabis Inc. Options Whitehead, Nicholas 5 03/08/2018 56 7.39 380,000 20,000 Aurora Cannabis Inc. Options Wilson, Debra 5 03/08/2018 56 7.39 335,000 25,000 Aurora Cannabis Inc. Options Wilson, Debra 5 03/08/2018 50 7.39 475,000 140,000 Bank of Montreal Deferred Share Units Ares, Jean-Michel 5 01/08/2018 35 101.29 49,804 468 Bank of Montreal Deferred Share Units Casper, David Robert 5 01/08/2018 35 101.29 28,438 267

August 16, 2018 (2018), 41 OSCB 6504

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Bank of Montreal Deferred Share Units Cronin, Patrick 5 01/08/2018 35 101.29 9,217 87 Bank of Montreal Deferred Share Units Fish, Simon Adrian 5 01/08/2018 35 101.29 29,584 278 Bank of Montreal Deferred Share Units Flynn, Thomas Earl 7 01/08/2018 35 101.29 35,374 332 Bank of Montreal Deferred Share Units Fowler, Cameron McAskile 5 01/08/2018 35 101.29 19,637 184

Bank of Montreal Deferred Share Units Johannson, Erminia 5 01/08/2018 35 101.29 5,846 55 Bank of Montreal Deferred Share Units Ouellette, Gilles Gerard 5 01/08/2018 35 101.29 194,210 1,823 Bank of Montreal Deferred Share Units Rajpal, Surjit 5 01/08/2018 35 101.29 47,558 447 Bank of Montreal Deferred Share Units Roche, Catherine Margaret 5 01/08/2018 35 101.29 1,792 17

Bank of Montreal Deferred Share Units Rotenberg, Joanna Michelle 5 01/08/2018 35 101.29 21,752 204

Bank of Montreal Deferred Share Units Rudderham, Richard D. 5 01/08/2018 35 101.29 67,878 637 Bank of Montreal Deferred Share Units Techar, Frank J. 5 01/08/2018 35 101.29 156,864 1,473 Bank of Montreal Deferred Share Units Tennyson, Steven Lloyd 5 01/08/2018 35 101.29 14,521 136 Bank of Montreal Deferred Share Units White, William Darryl 7, 5 01/08/2018 35 101.29 35,189 330 Bank of Nova Scotia, The Common Shares Bank of Nova Scotia, The 1 11/07/2018 38 74.987 200,000 200,000 Bank of Nova Scotia, The Common Shares Bank of Nova Scotia, The 1 12/07/2018 38 75.462 400,000 200,000 Bank of Nova Scotia, The Common Shares Bank of Nova Scotia, The 1 13/07/2018 38 75.36 600,000 200,000 Bank of Nova Scotia, The Common Shares Bank of Nova Scotia, The 1 16/07/2018 38 75.841 800,000 200,000 Bank of Nova Scotia, The Common Shares Bank of Nova Scotia, The 1 17/07/2018 38 75.987 820,600 20,600 Bank of Nova Scotia, The Common Shares Bank of Nova Scotia, The 1 18/07/2018 38 75.99 852,500 31,900 Bank of Nova Scotia, The Common Shares Bank of Nova Scotia, The 1 20/07/2018 38 75.974 913,600 61,100 Bank of Nova Scotia, The Common Shares Bank of Nova Scotia, The 1 23/07/2018 38 75.97 980,300 66,700 Bank of Nova Scotia, The Common Shares Bank of Nova Scotia, The 1 31/07/2018 38 0 -980,300 Benchmark Botanics Inc. Common Shares Stowell, Claude Clifford 4 08/08/2018 10 0.67 1,340,100 -1,000 Biocure Technology Inc. Common Shares Kim, Sang Goo 4 03/08/2018 10 113,723 -16,000 Biocure Technology Inc. Common Shares Kim, Sang Goo 4 07/08/2018 10 109,723 -4,000 Biocure Technology Inc. Common Shares Kim, Sang Goo 4 08/08/2018 51 0.4 189,723 80,000 Biocure Technology Inc. Common Shares Kim, Sang Goo 4 09/08/2018 10 189,223 -500 Biocure Technology Inc. Common Shares Kim, Sang Goo 4 10/08/2018 10 177,723 -11,500 Biocure Technology Inc. Options Kim, Sang Goo 4 08/08/2018 51 440,000 -80,000 Blockchain Power Trust Trust Units Barclay, David Alan 4 03/08/2018 00 1,271,225 (formerly Transeastern Power Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 03/07/2018 38 8.83 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 03/07/2018 38 8.83 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 04/07/2018 38 8.81 100 100 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 04/07/2018 38 8.81 0 -100 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 04/07/2018 38 8.83 2,900 2,900 (formerly Citadel Diversified Investment Trust)

August 16, 2018 (2018), 41 OSCB 6505

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 04/07/2018 38 8.83 0 -2,900 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 05/07/2018 38 8.82 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 05/07/2018 38 8.82 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 06/07/2018 38 8.81 200 200 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 06/07/2018 38 8.81 0 -200 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 09/07/2018 38 8.87 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 09/07/2018 38 8.87 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 10/07/2018 38 8.83 400 400 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 10/07/2018 38 8.83 0 -400 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 10/07/2018 38 8.9 100 100 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 10/07/2018 38 8.9 0 -100 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 10/07/2018 38 8.91 2,500 2,500 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 10/07/2018 38 8.91 0 -2,500 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 11/07/2018 38 8.85 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 11/07/2018 38 8.85 0 -3,000 (formerly Citadel Diversified Investment Trust)

August 16, 2018 (2018), 41 OSCB 6506

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 12/07/2018 38 8.86 2,000 2,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 12/07/2018 38 8.86 0 -2,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 13/07/2018 38 8.89 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 13/07/2018 38 8.89 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 16/07/2018 38 8.85 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 16/07/2018 38 8.85 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 17/07/2018 38 8.81 400 400 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 17/07/2018 38 8.81 0 -400 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 17/07/2018 38 8.82 2,600 2,600 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 17/07/2018 38 8.82 0 -2,600 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 18/07/2018 38 8.79 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 18/07/2018 38 8.79 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 19/07/2018 38 8.8 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 19/07/2018 38 8.8 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 20/07/2018 38 8.88 3,000 3,000 (formerly Citadel Diversified Investment Trust)

August 16, 2018 (2018), 41 OSCB 6507

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 20/07/2018 38 8.88 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 23/07/2018 38 8.82 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 23/07/2018 38 8.82 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 24/07/2018 38 8.8 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 24/07/2018 38 8.8 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 25/07/2018 38 8.82 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 25/07/2018 38 8.82 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 26/07/2018 38 8.74 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 26/07/2018 38 8.74 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 27/07/2018 38 8.79 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 27/07/2018 38 8.79 0 -3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 30/07/2018 38 8.75 3,000 3,000 (formerly Citadel Diversified Investment Trust)

Blue Ribbon Income Fund Trust Units Blue Ribbon Income Fund 1 30/07/2018 38 8.75 0 -3,000 (formerly Citadel Diversified Investment Trust)

BNK Petroleum Inc. Options Brown, Eric 4 24/05/2018 52 0.82 940,000 -100,000 BNK Petroleum Inc. Options Clark, Wesley Kanne 4 24/05/2018 52 0.82 940,000 -100,000 BNK Petroleum Inc. Options Johnson, Gary 5 20/03/2017 52 1.9 738,000 -40,000 BNK Petroleum Inc. Options Johnson, Gary 5 24/05/2018 52 0.82 853,000 -110,000 BNK Petroleum Inc. Options Nicholson, Ford 4 24/05/2018 52 0.82 1,423,000 -150,000 BNK Petroleum Inc. Options Redekop, Victor 4 24/05/2018 52 0.82 940,000 -100,000 BNK Petroleum Inc. Options Regener, Wolf 4, 5 24/05/2018 52 0.82 1,498,000 -175,000

August 16, 2018 (2018), 41 OSCB 6508

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

BNK Petroleum Inc. Options Warshauer, Steven Michael 5 24/05/2018 52 0.82 472,000 -80,000

BQE Water Inc. Common Shares Kratochvil, David 5 03/08/2018 10 0.06 35,000 10,000 BRAMPTON BRICK Subordinate Voting Brampton Brick Limited, 1 09/08/2018 38 0 -6,500 LIMITED Shares - Class A Brampton Brick Limited

Braveheart Resources Inc. Common Shares Berzins, Ian Martin 4, 5 03/08/2018 16 0.1 1,213,000 1,000,000 Braveheart Resources Inc. Warrants Berzins, Ian Martin 4, 5 03/08/2018 16 1,000,000 1,000,000 Brisio Innovations Inc. Common Shares Andreola, Gianpaolo 4 09/08/2018 10 0.39 2,836,100 9,000 Fabrisio

Brisio Innovations Inc. Common Shares Andreola, Gianpaolo 4 09/08/2018 10 0.38 1,714,366 30,000 Fabrisio

Brisio Innovations Inc. Common Shares Andreola, Gianpaolo 4 10/08/2018 10 0.37 1,746,366 32,000 Fabrisio

Brisio Innovations Inc. Common Shares Ronka, Kristaps 4 10/08/2018 10 0.38 1,299,775 105,000 Brixton Metals Corporation Common Shares Thompson, Gary Robert 6 10/08/2018 10 0.22 1,711,084 20,000 Brookfield Business Partners Limited Partnership Units Lacey, John Stewart 4 07/08/2018 10 40.195 11,500 1,000 L.P.

BRP Inc. Subordinate Voting BRP Inc. 1 03/07/2018 38 62.868 40,200 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 04/07/2018 38 63.4 80,400 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 05/07/2018 38 61.999 120,600 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 06/07/2018 38 62.034 160,800 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 09/07/2018 38 63.493 201,000 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 10/07/2018 38 64.81 241,200 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 11/07/2018 38 64.838 281,400 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 12/07/2018 38 65.757 321,600 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 13/07/2018 38 64.636 361,800 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 16/07/2018 38 63.922 402,000 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 17/07/2018 38 65.031 442,200 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 18/07/2018 38 65.468 482,400 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 19/07/2018 38 65.254 744,300 261,900 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 20/07/2018 38 64.677 784,500 40,200 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 23/07/2018 38 64.995 810,871 26,371 Shares

BRP Inc. Subordinate Voting BRP Inc. 1 31/07/2018 38 0 -810,871 Shares

Builders Capital Mortgage Non-Voting Shares Class Loutitt, Sandy Luke 3, 4 08/08/2018 70 10.05 6,345 -700 Corp. A

Builders Capital Mortgage Non-Voting Shares Class Loutitt, Sandy Luke 3, 4 10/08/2018 10 10.05 6,045 -300 Corp. A

Builders Capital Mortgage Non-Voting Shares Class Loutitt, Sandy Luke 3, 4 09/08/2018 10 9.95 10,600 300 Corp. A

C21 Investments Inc. Common Shares Cheney, Robert 4 18/06/2018 36 1 2,180,000 2,020,000

August 16, 2018 (2018), 41 OSCB 6509

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

C21 Investments Inc. Common Shares Cheney, Robert 4 18/06/2018 97 2,382,000 202,000 C21 Investments Inc. Convertible Debentures Cheney, Robert 4 18/06/2018 36 1 $0 -$2,020,000 C21 Investments Inc. Warrants Cheney, Robert 4 14/06/2018 53 1,165,000 1,165,000 C21 Investments Inc. Common Shares Nathe, Keturah 4 15/01/2018 00 C21 Investments Inc. Common Shares Nathe, Keturah 4 15/01/2018 00 61,000 C21 Investments Inc. Common Shares Nathe, Keturah 4 18/06/2018 36 1 50,000 C21 Investments Inc. Common Shares Nathe, Keturah 4 18/06/2018 36 1 11,000 -50,000 C21 Investments Inc. Common Shares Nathe, Keturah 4 18/06/2018 97 16,000 5,000 C21 Investments Inc. Common Shares Nathe, Keturah 4 18/06/2018 36 1 66,000 50,000 C21 Investments Inc. Warrants Nathe, Keturah 4 14/06/2018 53 600,000 300,000 C21 Investments Inc. Common Shares Werden, Leonard 4 28/07/2017 00 C21 Investments Inc. Common Shares Werden, Leonard 4 18/06/2018 36 1 150,000 150,000 C21 Investments Inc. Common Shares Werden, Leonard 4 18/06/2018 97 165,000 15,000 C21 Investments Inc. Convertible Debentures Werden, Leonard 4 18/06/2018 36 1 $0 -$150,000 C21 Investments Inc. Warrants Werden, Leonard 4 14/06/2018 53 2,000,000 1,000,000 Caledonia Mining Common Shares CURTIS, STEVE ROY 4, 5 10/08/2018 10 6.25 94,300 5,000 Corporation Plc

Caledonia Mining Common Shares Holtzhausen, Johan Andries 4 10/08/2018 10 6.25 19,000 1,000 Corporation Plc

Caledonia Mining Common Shares LEARMONTH, John Mark 4, 5 10/08/2018 10 6.25 70,106 2,300 Corporation Plc

Caledonia Mining Common Shares WILSON, LEIGH ALAN 4 10/08/2018 10 8.435 52,000 4,000 Corporation Plc

Calfrac Well Services Ltd. Common Shares Brown, James Michael 5 08/08/2018 10 3.6296 13,110 400 Canada Cobalt Works Inc. Common Shares MONETTE, JACQUES F. 4 31/07/2018 10 0.87 0 -400,000 (formerly Castle Silver Resources Inc.)

Canada Cobalt Works Inc. Common Shares Whyte, Tina 5 30/07/2018 10 0.81 27,333 -20,000 (formerly Castle Silver Resources Inc.)

Canada Goose Holdings Inc. Options Baker, Carrie 5 08/08/2018 51 0.019 108,844 -40,000

Canada Goose Holdings Inc. Subordinate Voting Baker, Carrie 5 08/08/2018 51 0.019 40,000 Shares

Canada Goose Holdings Inc. Subordinate Voting Baker, Carrie 5 08/08/2018 51 0.019 -40,000 Shares

Canada Goose Holdings Inc. Subordinate Voting Baker, Carrie 5 08/08/2018 51 0.019 40,000 40,000 Shares

Canada Goose Holdings Inc. Subordinate Voting Baker, Carrie 5 08/08/2018 10 72.626 0 -40,000 Shares

Canada Goose Holdings Inc. Options Brook, Penelope 7, 5 07/08/2018 51 4.6159 96,296 -14,814

Canada Goose Holdings Inc. Subordinate Voting Brook, Penelope 7, 5 17/11/2017 00 Shares

Canada Goose Holdings Inc. Subordinate Voting Brook, Penelope 7, 5 07/08/2018 51 4.6159 14,814 14,814 Shares

Canada Goose Holdings Inc. Subordinate Voting Brook, Penelope 7, 5 07/08/2018 10 73.355 0 -14,814 Shares

Canada Goose Holdings Inc. Options Cameron, Scott 5 07/08/2018 51 4.6159 266,463 -59,213

August 16, 2018 (2018), 41 OSCB 6510

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Canada Goose Holdings Inc. Subordinate Voting Cameron, Scott 5 07/08/2018 51 4.6159 59,213 59,213 Shares

Canada Goose Holdings Inc. Subordinate Voting Cameron, Scott 5 07/08/2018 10 73.09 0 -59,213 Shares

Canada Goose Holdings Inc. Options MacKillop, Kara 5 07/08/2018 51 0.2505 -15,000

Canada Goose Holdings Inc. Options MacKillop, Kara 5 07/08/2018 51 0.2505 115,082 -15,000

Canada Goose Holdings Inc. Subordinate Voting MacKillop, Kara 5 07/08/2018 51 0.2505 30,000 15,000 Shares

Canada Goose Holdings Inc. Subordinate Voting MacKillop, Kara 5 07/08/2018 10 73.356 15,000 -15,000 Shares

Canada Goose Holdings Inc. Options Moran, John 5 07/08/2018 51 1.7879 120,287 -4,444

Canada Goose Holdings Inc. Options Moran, John 5 07/08/2018 51 1.7879 97,325 -22,962

Canada Goose Holdings Inc. Subordinate Voting Moran, John 5 07/08/2018 51 1.7879 4,444 4,444 Shares

Canada Goose Holdings Inc. Subordinate Voting Moran, John 5 07/08/2018 10 73.317 0 -4,444 Shares

Canada Goose Holdings Inc. Subordinate Voting Moran, John 5 07/08/2018 51 1.7879 22,962 22,962 Shares

Canada Goose Holdings Inc. Subordinate Voting Moran, John 5 07/08/2018 10 73.311 0 -22,962 Shares

Canada Jetlines Ltd. Rights Restricted Share Suarez Casado, Javier 5 30/07/2018 00 750,000 Units

Canadian High Income Units Canadian High Income 1 03/07/2018 38 8.72 3,000 3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 03/07/2018 38 8.72 0 -3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 11/07/2018 38 8.66 3,000 3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 11/07/2018 38 8.66 0 -3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 13/07/2018 38 8.78 3,000 3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 13/07/2018 38 8.78 0 -3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 16/07/2018 38 8.65 3,000 3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 16/07/2018 38 8.65 0 -3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 17/07/2018 38 8.7 3,000 3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 17/07/2018 38 8.7 0 -3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 18/07/2018 38 8.61 500 500 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 18/07/2018 38 8.61 0 -500 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 20/07/2018 38 8.62 2,000 2,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 20/07/2018 38 8.62 0 -2,000 Equity Fund Equity Fund

August 16, 2018 (2018), 41 OSCB 6511

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Canadian High Income Units Canadian High Income 1 23/07/2018 38 8.62 900 900 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 23/07/2018 38 8.62 0 -900 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 25/07/2018 38 8.6 300 300 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 25/07/2018 38 8.6 0 -300 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 30/07/2018 38 8.62 3,000 3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 30/07/2018 38 8.62 0 -3,000 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 31/07/2018 38 8.56 1,500 1,500 Equity Fund Equity Fund

Canadian High Income Units Canadian High Income 1 31/07/2018 38 8.56 0 -1,500 Equity Fund Equity Fund

Canadian National Railway Common Shares Canadian National Railway 1 03/07/2018 38 106.49 151,877 76,344 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 04/07/2018 38 106.23 152,875 76,531 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 05/07/2018 38 76,531 -76,344 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 05/07/2018 38 105.72 153,429 76,898 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 06/07/2018 38 76,898 -76,531 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 06/07/2018 38 106.91 152,944 76,046 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 09/07/2018 38 76,046 -76,898 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 09/07/2018 38 109.9 150,021 73,975 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 10/07/2018 38 73,975 -76,046 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 10/07/2018 38 110.68 147,429 73,454 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 11/07/2018 38 73,454 -73,975 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 11/07/2018 38 110.76 146,854 73,400 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 12/07/2018 38 73,400 -73,454 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 12/07/2018 38 112.32 145,780 72,380 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 13/07/2018 38 72,380 -73,400 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 13/07/2018 38 113.18 144,213 71,833 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 16/07/2018 38 71,833 -72,380 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 16/07/2018 38 111.54 144,724 72,891 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 17/07/2018 38 72,891 -71,833 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 17/07/2018 38 110.8 146,263 73,372 Company Company

August 16, 2018 (2018), 41 OSCB 6512

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Canadian National Railway Common Shares Canadian National Railway 1 18/07/2018 38 73,372 -72,891 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 18/07/2018 38 112.56 145,597 72,225 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 19/07/2018 38 72,225 -73,372 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 19/07/2018 38 113.38 143,927 71,702 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 20/07/2018 38 71,702 -72,225 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 20/07/2018 38 113.89 143,083 71,381 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 23/07/2018 38 71,381 -71,702 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 23/07/2018 38 112.71 143,516 72,135 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 24/07/2018 38 72,135 -71,381 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 24/07/2018 38 112.23 144,574 72,439 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 25/07/2018 38 72,439 -72,135 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 25/07/2018 38 116 142,523 70,084 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 26/07/2018 38 70,084 -72,439 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 26/07/2018 38 117.76 140,114 70,030 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 27/07/2018 38 70,030 -70,084 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 27/07/2018 38 117.66 140,120 70,090 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 30/07/2018 38 70,090 -70,030 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 30/07/2018 38 117.34 140,375 70,285 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 31/07/2018 38 70,285 -70,090 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 31/07/2018 38 116.13 141,300 71,015 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 01/08/2018 38 71,015 -70,285 Company Company

Canadian National Railway Common Shares Canadian National Railway 1 02/08/2018 38 0 -71,015 Company Company

Canadian Natural Resources Common Shares Canadian Natural 1 31/07/2018 38 46.96 623,300 423,300 Limited Resources Limited

Canadian Natural Resources Common Shares Canadian Natural 1 31/07/2018 38 35.72 922,600 299,300 Limited Resources Limited

Canadian Natural Resources Common Shares Canadian Natural 1 31/07/2018 38 0 -922,600 Limited Resources Limited

Canadian Pacific Railway Options Clements, James Dominic 5 01/08/2014 00 Limited Luther

Canadian Pacific Railway Options Clements, James Dominic 5 01/08/2014 00 23,257 Limited Luther

Canadian Pacific Railway Options Johnson, Robert Allen 5 02/07/2013 50 129.54 3,820 Limited

August 16, 2018 (2018), 41 OSCB 6513

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Canadian Pacific Railway Options Johnson, Robert Allen 5 02/07/2013 50 129.54 3,640 3,640 Limited

Canadian Pacific Railway Options Redd, Mark Ashley 5 20/04/2016 00 Limited

Canadian Pacific Railway Options Redd, Mark Ashley 5 20/04/2016 00 6,088 Limited

Canadian Pacific Railway Common Shares Rolstad, Chad 5 01/08/2018 00 110 Limited

Canadian Pacific Railway Options Rolstad, Chad 5 01/08/2018 00 2,893 Limited

Canadian Pacific Railway Rights DSU Rolstad, Chad 5 01/08/2018 00 156 Limited

Canadian Pacific Railway Rights PSU Rolstad, Chad 5 01/08/2018 00 1,241 Limited

Canadian Pacific Railway Rights RSU Rolstad, Chad 5 01/08/2018 00 326 Limited

Canadian Pacific Railway Options Velani, Nadeem 5 22/01/2018 50 231.66 13,620 Limited

Canadian Pacific Railway Options Velani, Nadeem 5 22/01/2018 50 231.66 26,500 13,260 Limited

Canadian Tire Corporation, Non-Voting Shares Class Canadian Tire Corporation, 1 07/08/2018 38 177.99 5,000 5,000 Limited A Limited

Canadian Tire Corporation, Non-Voting Shares Class Canadian Tire Corporation, 1 07/08/2018 38 0 -5,000 Limited A Limited

Canadian Tire Corporation, Non-Voting Shares Class Canadian Tire Corporation, 1 08/08/2018 38 179.04 5,000 5,000 Limited A Limited

Canadian Tire Corporation, Non-Voting Shares Class Canadian Tire Corporation, 1 08/08/2018 38 0 -5,000 Limited A Limited

Canadian Utilities Limited Non-Voting Shares Class Donovan, Patrick F. 7 01/08/2018 30 35.35 1,026 828 A

CANADIAN ZINC Common Shares MacDonald, Robert John 5 08/08/2018 10 0.13 3,143,000 20,000 CORPORATION

CANADIAN ZINC Common Shares MacDonald, Robert John 5 09/08/2018 10 0.13 3,164,000 21,000 CORPORATION

CANADIAN ZINC Common Shares MacDonald, Robert John 5 10/08/2018 10 0.13 3,200,000 36,000 CORPORATION

Canfor Corporation Common Shares Canfor Corporation 1 07/08/2018 38 27.521 828,529 75,400 Canfor Corporation Common Shares Canfor Corporation 1 08/08/2018 38 27.526 896,158 67,629 Canfor Corporation Common Shares Canfor Corporation 1 09/08/2018 38 27.515 951,258 55,100 Canfor Corporation Common Shares Canfor Corporation 1 10/08/2018 38 28.103 1,017,858 66,600 CannaRoyalty Corp. Options O'Neill, Daniel J. 4 13/06/2018 00 CannaRoyalty Corp. Options O'Neill, Daniel J. 4 07/08/2018 50 5.65 200,000 200,000 Cannvas MedTech Inc. Common Shares Loutskou, Steve 3, 4, 5 03/08/2018 10 0.39 5,469,904 3,500 Cannvas MedTech Inc. Common Shares Loutskou, Steve 3, 4, 5 03/08/2018 10 0.4 5,477,404 7,500 Cannvas MedTech Inc. Common Shares Loutskou, Steve 3, 4, 5 07/08/2018 10 0.375 5,488,904 11,500 Cannvas MedTech Inc. Common Shares Loutskou, Steve 3, 4, 5 07/08/2018 10 0.38 5,491,404 2,500 Cannvas MedTech Inc. Common Shares Loutskou, Steve 3, 4, 5 10/08/2018 10 0.355 5,501,404 10,000 Cannvas MedTech Inc. Common Shares Loutskou, Steve 3, 4, 5 10/08/2018 10 0.36 5,511,404 10,000 Cannvas MedTech Inc. Common Shares Loutskou, Steve 3, 4, 5 10/08/2018 10 0.39 5,530,404 19,000 Cannvas MedTech Inc. Common Shares Moniz, Shawn 3, 4, 5 10/08/2018 10 0.37 539,982 8,000 Canopy Growth Corporation Common Shares Goldman, Murray 4 03/08/2018 36 30.145 64,592 64,592

Canopy Growth Corporation Common Shares Linton, Bruce 3, 4, 5 03/08/2018 36 30.145 241,166 170,366

August 16, 2018 (2018), 41 OSCB 6514

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Canopy Growth Corporation Options Linton, Bruce 3, 4, 5 03/08/2018 36 705,676 39,009

Canopy Growth Corporation Options Linton, Bruce 3, 4, 5 03/08/2018 36 709,873 4,197

Canopy Growth Corporation Common Shares Schnarr, Christopher James 4 03/08/2018 22 107,868 107,868

Canopy Growth Corporation Options Schnarr, Christopher James 4 15/09/2016 50 3.85 325,000 125,000

Canopy Growth Corporation Options Schnarr, Christopher James 4 03/08/2018 22 24.12 232,635 107,635

Canopy Growth Corporation Options Schnarr, Christopher James 4 03/08/2018 22 22.32 236,002 3,367

CanWel Building Materials Common Shares Doman, Amar 4 08/08/2018 10 6.46 12,711,270 10,000 Group Ltd.

CanWel Building Materials Common Shares Doman, Amar 4 08/08/2018 10 6.4 12,721,270 10,000 Group Ltd.

CanWel Building Materials Common Shares Rosenfeld, Harry 6 07/08/2018 10 6.55 33,098 259 Group Ltd.

CanWel Building Materials Common Shares Rosenfeld, Harry 6 07/08/2018 10 6.58 155,042 327 Group Ltd.

CanWel Building Materials Common Shares Rosenfeld, Harry 6 07/08/2018 10 6.57 157,063 2,021 Group Ltd.

CanWel Building Materials Common Shares Thoma, Siegfried Josef 4 07/08/2018 10 5.0674 9,735 3,875 Group Ltd.

Captor Capital Corp. Options Dementev, Alexander 4 07/08/2018 50 500,000 500,000 (formerly, NWT Uranium Corp.)

Captor Capital Corp. Options Kloepper, Henry 4 08/08/2018 50 0.3 1,000,000 500,000 (formerly, NWT Uranium Corp.)

Captor Capital Corp. Options Peng, Jing 5 17/04/2014 00 (formerly, NWT Uranium Corp.)

Captor Capital Corp. Options Peng, Jing 5 07/08/2018 50 500,000 500,000 (formerly, NWT Uranium Corp.)

CardioComm Solutions, Inc. Common Shares Benyo, Steven Vincent 4 09/08/2018 10 0.05 88,000 20,000

CardioComm Solutions, Inc. Options Grima, Etienne Anthony 4 06/08/2018 52 1,430,020 -250,000

Cascadero Copper Options Ostry, Gary Michael 4 12/06/2018 00 Corporation

Cascadero Copper Options Ostry, Gary Michael 4 09/08/2018 50 0.05 1,000,000 1,000,000 Corporation

Cascades Inc. Common Shares Cascades inc. 1 10/08/2018 38 13.28 28,000 28,000 Cascades Inc. Common Shares Cascades inc. 1 10/08/2018 38 13.28 0 -28,000 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.15 86,077 -200 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.155 85,277 -800 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.16 84,577 -700 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.165 83,977 -600 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.17 82,377 -1,600 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.18 81,177 -1,200 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.185 80,377 -800 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.19 78,877 -1,500 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.2 76,177 -2,700

August 16, 2018 (2018), 41 OSCB 6515

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.205 76,077 -100 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.21 74,677 -1,400 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.215 73,977 -700 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.22 70,877 -3,100 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.225 55,477 -15,400 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.23 46,377 -9,100 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.235 45,677 -700 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.24 44,377 -1,300 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.245 43,777 -600 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.25 43,377 -400 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.26 42,577 -800 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.27 42,077 -500 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.275 41,877 -200 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.28 41,677 -200 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.29 41,277 -400 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.3 40,977 -300 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.305 40,777 -200 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.31 39,977 -800 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.32 39,877 -100 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.33 39,477 -400 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.34 39,177 -300 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.36 38,877 -300 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.37 38,777 -100 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.38 38,677 -100 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.385 38,577 -100 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.4 38,477 -100 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.42 36,777 -1,700 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.43 36,377 -400 Cascades Inc. Common Shares Lemaire, Sylvie 4 10/08/2018 10 13.435 36,277 -100 Cassowary Capital Common Shares Chmilar, Gordon 4, 5 01/04/2018 00 1,000,000 Corporation Limited

Cassowary Capital Common Shares Lander, Guy Philip 4 01/04/2018 00 1,000,000 Corporation Limited

Cassowary Capital Common Shares Mix, Martin 4 30/04/2018 00 1,000,000 Corporation Limited

Cassowary Capital Common Shares Olley, Stuart 4, 5 01/08/2018 00 1,000,100 Corporation Limited

Cassowary Capital Common Shares Smaller Company Capital 3 01/08/2018 00 2,000,000 Corporation Limited Ltd.

Cassowary Capital Common Shares Williams, Rupert Edward 6 01/08/2018 00 2,000,000 Corporation Limited

Cassowary Capital Common Shares Woodgate, Jeremy John 6 01/08/2018 00 2,000,000 Corporation Limited

Celestica Inc. Subordinate Voting DelBianco, Elizabeth 7, 5 07/08/2018 10 15.672 67,542 -29,000 Shares

Cequence Energy Ltd. Common Shares Nielsen, Kevin Leslie 5 27/07/2018 00 Cequence Energy Ltd. Common Shares Nielsen, Kevin Leslie 5 31/07/2018 10 0.12 124,930 124,930 Cequence Energy Ltd. Options Nielsen, Kevin Leslie 5 27/07/2018 00 Cervus Equipment Common Shares Cervus Equipment 1 03/08/2018 38 0 -1,300 Corporation Corporation

CGI Group Inc. Options Boulanger, François 5 08/08/2018 51 37.82 292,134 -50,000

August 16, 2018 (2018), 41 OSCB 6516

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

CGI Group Inc. Subordinate Voting Boulanger, François 5 08/08/2018 51 37.82 50,000 50,000 Shares Classe A

CGI Group Inc. Subordinate Voting Boulanger, François 5 08/08/2018 10 83.25 0 -50,000 Shares Classe A

CI Financial Corp. Common Shares Anderson, Peter W. 4, 5 10/08/2018 10 21.5 470,000 15,000 CI Financial Corp. Common Shares CI Financial Corp. 1 03/07/2018 38 23.268 46,800 46,800 CI Financial Corp. Common Shares CI Financial Corp. 1 03/07/2018 38 0 -46,800 CI Financial Corp. Common Shares CI Financial Corp. 1 04/07/2018 38 23.264 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 04/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 05/07/2018 38 23.121 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 05/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 06/07/2018 38 23.218 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 06/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 09/07/2018 38 23.714 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 09/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 10/07/2018 38 24.155 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 10/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 11/07/2018 38 23.929 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 11/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 12/07/2018 38 24.004 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 12/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 13/07/2018 38 23.845 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 13/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 16/07/2018 38 23.96 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 16/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 17/07/2018 38 23.975 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 17/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 18/07/2018 38 23.995 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 18/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 19/07/2018 38 23.741 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 19/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 20/07/2018 38 23.598 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 20/07/2018 38 0 -59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 23/07/2018 38 23.232 59,900 59,900 CI Financial Corp. Common Shares CI Financial Corp. 1 23/07/2018 38 0 -59,900 CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 22/05/2012 10 0.265 9,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 22/05/2012 10 0.265 3,883,524 8,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 28/05/2012 10 0.27 9,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 28/05/2012 10 0.265 3,926,024 8,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 27/06/2012 10 0.25 5,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 27/06/2012 10 0.24 16,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 27/06/2012 10 0.24 4,114,524 36,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 09/07/2012 10 0.24 4,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 09/07/2012 10 0.24 4,154,524 34,500

August 16, 2018 (2018), 41 OSCB 6517

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 10/07/2012 10 0.24 30,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 17/07/2012 10 0.24 28,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 17/07/2012 10 0.24 4,217,024 58,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 18/07/2012 10 0.24 4,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 20/07/2012 10 0.24 28,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 01/10/2012 10 0.2 9,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 01/10/2012 10 0.2 4,509,524 4,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 24/10/2012 10 0.2 4,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 24/10/2012 10 0.1725 4,542,024 5,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 05/11/2012 10 0.18 5,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 05/11/2012 10 0.18 4,580,024 38,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 06/11/2012 10 0.18 33,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 06/11/2012 10 0.18 4,584,524 4,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 07/11/2012 10 0.18 6,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 07/11/2012 10 0.18 4,586,024 1,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 10/12/2012 10 0.188 49,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 10/12/2012 10 0.189 4,842,524 52,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 31/12/2012 10 0.175 52,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 31/12/2012 10 0.182 4,936,024 84,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 02/01/2013 10 0.19 41,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 19/08/2013 38 0.24 -6,015,224

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 19/08/2013 38 0.24 -3,238,700

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 19/08/2013 38 0.24 721,000 -5,864,224

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 07/10/2013 10 0.3125 1,027,800 48,800

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 10/10/2013 10 0.305 1,035,400 7,600

August 16, 2018 (2018), 41 OSCB 6518

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 22/10/2013 10 0.305 57,900

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 22/10/2013 10 0.31 1,092,700 46,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 24/10/2013 10 0.325 45,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 28/11/2013 10 0.29 3,800

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 28/11/2013 10 0.29 1,282,500 6,300

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 03/12/2013 10 0.29 2,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 19/12/2013 10 0.277 98,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 19/12/2013 10 0.278 1,491,600 175,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 02/01/2014 10 0.29 47,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 21/08/2014 10 0.285 8,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 21/08/2014 10 0.285 2,219,600 16,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 02/09/2014 10 0.295 2,369,600 70,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 09/10/2014 38 0.265 740,600 -1,900,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 30/10/2014 10 0.2654 -1,900,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 30/10/2014 38 0.265 -1,900,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 03/11/2014 38 0.265 -1,900,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 10/11/2014 10 0.26 8,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 10/11/2014 10 0.265 931,100 17,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 03/12/2014 10 0.23 2,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 03/12/2014 10 0.235 5,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 26/01/2015 10 0.252 25,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 26/01/2015 10 0.252 1,189,600 31,500

August 16, 2018 (2018), 41 OSCB 6519

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 03/04/2015 10 0.245 18,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 03/04/2015 10 0.24 771,500 9,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 15/01/2016 10 0.297 982,500 73,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 11/02/2016 10 0.29 9,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 11/02/2016 10 0.29 1,113,000 14,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 17/02/2016 10 0.285 61,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 17/02/2016 10 0.285 1,178,000 65,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 17/02/2016 10 0.29 9,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 26/02/2016 10 0.2775 1,201,000 18,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 30/03/2016 10 0.282 5,900

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 30/03/2016 10 0.281 1,273,700 11,800

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 28/07/2016 10 0.42 17,700

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 28/07/2016 10 0.42 912,400 22,700

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 01/08/2016 10 0.41 5,000

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 29/08/2016 10 0.55 42,900

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 29/08/2016 10 0.558 1,133,900 48,800

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 02/09/2016 10 0.565 11,800

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 02/09/2016 10 0.5566 1,139,800 5,900

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 29/09/2016 10 0.64 5,900

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 29/09/2016 10 0.63 1,369,900 11,800

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 30/09/2016 10 0.62 5,900

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 28/06/2018 10 0.72 1,225,500 13,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 02/07/2018 10 0.72 13,500

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 01/05/2012 10 0.23 7,500 (formerly Capital Alliance Group Inc.)

August 16, 2018 (2018), 41 OSCB 6520

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 01/05/2012 10 0.2325 31,500 (formerly Capital Alliance Group Inc.)

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 01/05/2012 10 0.24 3,817,524 24,000 (formerly Capital Alliance Group Inc.)

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 02/05/2012 10 0.23 65,000 (formerly Capital Alliance Group Inc.)

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 07/05/2012 10 0.245 2,500 (formerly Capital Alliance Group Inc.)

CIBT Education Group Inc. Common Shares CIBT Education Group Inc 1 07/05/2012 10 0.245 3,825,024 5,000 (formerly Capital Alliance Group Inc.)

Claim Post Resources Inc. Common Shares Jackson, Lowell Edward 4 03/08/2018 11 0.1 9,621,826 1,000,000

Claim Post Resources Inc. Common Shares Wilson, David John 3 07/11/2013 00

Claim Post Resources Inc. Common Shares Wilson, David John 3 02/08/2018 16 0.1 16,000,000

Claim Post Resources Inc. Common Shares Wilson, David John 3 02/08/2018 16 0.1 14,000,000 14,000,000

Claim Post Resources Inc. Common Shares Wilson, David John 3 07/11/2013 00

Claim Post Resources Inc. Common Shares Wilson, David John 3 02/08/2018 16 0.1 3,000,000 3,000,000

Claim Post Resources Inc. Convertible Debentures Wilson, David John 3 07/11/2013 00

Claim Post Resources Inc. Convertible Debentures Wilson, David John 3 02/08/2018 16 0.05 $3,010,561 $3,010,561

Claim Post Resources Inc. Convertible Debentures Wilson, David John 3 07/11/2013 00

Claim Post Resources Inc. Convertible Debentures Wilson, David John 3 02/08/2018 16 0.05 $3,176,561 $3,176,561

Clarke Inc. Common Shares Clarke Inc. 1 23/07/2018 38 12.5 15,000 15,000 Clarke Inc. Common Shares Clarke Inc. 1 31/07/2018 38 0 -15,000 Clearwater Seafoods Common Shares Smith, Karl W. 4 08/08/2018 00 Incorporated

Cliffmont Resources Ltd. Common Shares DeMare, Nick 4 10/08/2018 00 2,500 Cliffmont Resources Ltd. Common Shares DeMare, Nick 4 10/08/2018 00 20,000 Cliffmont Resources Ltd. Common Shares DeMare, Nick 4 10/08/2018 00 110,364 Cloud Nine Education Group Common Shares Lee, Peter 5 08/08/2018 10 0.04 804,000 -44,000 Ltd.

CO2 GRO Inc. Common Shares Gledhill, Stephen Mark 5 19/01/2018 00 333 CO2 GRO Inc. Common Shares Gledhill, Stephen Mark 5 09/08/2018 10 0.225 0 -333 CO2 GRO Inc. Common Shares Gledhill, Stephen Mark 5 08/08/2018 10 -36,500 CO2 GRO Inc. Common Shares Gledhill, Stephen Mark 5 08/08/2018 10 0.24 58,476 -36,500 CO2 GRO Inc. Common Shares Gledhill, Stephen Mark 5 09/08/2018 10 0.24 57,976 -500 CO2 GRO Inc. Common Shares Gledhill, Stephen Mark 5 09/08/2018 10 0.225 57,728 -248

August 16, 2018 (2018), 41 OSCB 6521

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Cogeco Inc Subordinate Voting Cogeco Inc. 1 03/07/2018 38 57.71 200 200 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 03/07/2018 38 57.76 400 200 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 03/07/2018 38 57.81 500 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 03/07/2018 38 57.89 600 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 03/07/2018 38 57.96 700 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 03/07/2018 38 58 844 144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 03/07/2018 38 57.89 1,244 400 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 04/07/2018 38 57.89 1,644 400 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 04/07/2018 38 58.07 1,788 144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 05/07/2018 38 57.86 2,788 1,000 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 05/07/2018 38 57.8 3,388 600 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 05/07/2018 38 57.83 3,588 200 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 05/07/2018 38 57.9 3,832 244 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 05/07/2018 38 58.04 3,932 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 06/07/2018 38 58.89 6,076 2,144 Shares actions subalternes à droit de vote

August 16, 2018 (2018), 41 OSCB 6522

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Cogeco Inc Subordinate Voting Cogeco Inc. 1 09/07/2018 38 57.76 8,120 2,044 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 10/07/2018 38 58.24 10,264 2,144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 11/07/2018 38 57.88 11,564 1,300 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 11/07/2018 38 58.04 11,864 300 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 11/07/2018 38 57.87 12,064 200 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 11/07/2018 38 57.71 12,164 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 11/07/2018 38 58.11 12,264 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 11/07/2018 38 58.32 12,408 144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 19/07/2018 38 61.15 14,152 1,744 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 20/07/2018 38 61.3 16,296 2,144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 23/07/2018 38 61.32 16,696 400 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 23/07/2018 38 61.27 16,896 200 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 23/07/2018 38 61.31 16,996 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 23/07/2018 38 61.29 17,140 144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 23/07/2018 38 61.3 17,240 100 Shares actions subalternes à droit de vote

August 16, 2018 (2018), 41 OSCB 6523

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Cogeco Inc Subordinate Voting Cogeco Inc. 1 23/07/2018 38 61.3 17,340 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 23/07/2018 38 61.27 17,440 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 23/07/2018 38 61.23 17,540 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 24/07/2018 38 62.14 2,144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 24/07/2018 38 62.14 19,684 2,144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 25/07/2018 38 61.31 21,828 2,144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 26/07/2018 38 60.85 23,672 1,844 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 27/07/2018 38 60.64 24,172 500 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 27/07/2018 38 60.79 24,372 200 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 27/07/2018 38 60.94 24,572 200 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 27/07/2018 38 60.85 24,672 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 27/07/2018 38 60.94 24,772 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 27/07/2018 38 60.9 24,872 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 27/07/2018 38 60.99 25,016 144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 27/07/2018 38 60.78 25,116 100 Shares actions subalternes à droit de vote

August 16, 2018 (2018), 41 OSCB 6524

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Cogeco Inc Subordinate Voting Cogeco Inc. 1 30/07/2018 38 61.24 27,260 2,144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 31/07/2018 38 62.64 28,160 900 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 31/07/2018 38 62.55 28,660 500 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 31/07/2018 38 62.55 28,860 200 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 31/07/2018 38 62.45 29,060 200 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 31/07/2018 38 62.69 29,160 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 31/07/2018 38 62.7 29,260 100 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 31/07/2018 38 62.42 29,404 144 Shares actions subalternes à droit de vote

Cogeco Inc Subordinate Voting Cogeco Inc. 1 31/07/2018 38 0 -29,404 Shares actions subalternes à droit de vote

Constellation Software Inc. Common Shares Symons, Barry Alan 5 06/07/2018 30 1030.3 3,801 5

Constellation Software Inc. Common Shares Symons, Barry Alan 5 06/07/2018 30 1030.3 435 1

CORAL GOLD Common Shares Andrews, Ronald D. 4 06/08/2018 10 0.26 509,500 5,000 RESOURCES LTD.

Coro Mining Corp. Common Shares Greenstone Resources L.P. 3 09/08/2018 11 0.12 383,308,162 21,883,492

Coro Mining Corp. Common Shares Tembo Capital Mining GP 3 03/08/2018 00 109,733,334 Limited

Cott Corporation Common Shares Harrington, Thomas 5 06/08/2018 10 15.637 52,493 6,393 CounterPath Corporation Common Shares Carothers, Todd 5 07/08/2018 30 2.1399 11,503 82 CounterPath Corporation Common Shares Carothers, Todd 5 07/08/2018 30 2.2811 11,542 39 CounterPath Corporation Common Shares Jones, Donovan 4, 5 07/08/2018 30 2.8327 88,396 426 CounterPath Corporation Common Shares Jones, Donovan 4, 5 07/08/2018 30 2.9802 88,599 203 CounterPath Corporation Common Shares Karp, David Lawrence 5 07/08/2018 30 2.8327 28,894 107 CounterPath Corporation Common Shares Karp, David Lawrence 5 07/08/2018 30 2.9802 28,945 51 CounterPath Corporation Rights Deferred Share Matthews, Owen 4 26/07/2018 56 55,271 11,415 Units

CRH Medical Corporation Common Shares CRH Medical Corporation 1 06/07/2018 38 4.02 1,751,300 14,900 CRH Medical Corporation Common Shares CRH Medical Corporation 1 09/07/2018 38 4.02 1,769,300 18,000 CRH Medical Corporation Common Shares CRH Medical Corporation 1 10/07/2018 38 4.09 1,786,900 17,600

August 16, 2018 (2018), 41 OSCB 6525

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

CRH Medical Corporation Common Shares CRH Medical Corporation 1 11/07/2018 38 4.05 1,802,500 15,600 CRH Medical Corporation Common Shares CRH Medical Corporation 1 12/07/2018 38 4.07 1,820,500 18,000 CRH Medical Corporation Common Shares CRH Medical Corporation 1 13/07/2018 38 4.04 1,839,200 18,700 CRH Medical Corporation Common Shares CRH Medical Corporation 1 16/07/2018 38 3.96 1,857,900 18,700 CRH Medical Corporation Common Shares CRH Medical Corporation 1 17/07/2018 38 4.05 1,876,600 18,700 CRH Medical Corporation Common Shares CRH Medical Corporation 1 18/07/2018 38 4.07 1,895,300 18,700 CRH Medical Corporation Common Shares CRH Medical Corporation 1 19/07/2018 38 4.09 1,901,000 5,700 CRH Medical Corporation Common Shares CRH Medical Corporation 1 20/07/2018 38 4.1 1,902,000 1,000 CRH Medical Corporation Common Shares CRH Medical Corporation 1 23/07/2018 38 4.1 1,906,000 4,000 CRH Medical Corporation Common Shares CRH Medical Corporation 1 25/07/2018 38 4.1 1,909,700 3,700 CRH Medical Corporation Common Shares CRH Medical Corporation 1 26/07/2018 38 4.09 1,919,700 10,000 CRH Medical Corporation Common Shares Kreger, James 5 07/08/2018 54 4.49 51,000 50,000 CRH Medical Corporation Common Shares Kreger, James 5 07/08/2018 10 4.47 26,000 -25,000 CRH Medical Corporation Options Kreger, James 5 07/08/2018 57 350,000 -50,000 Crius Energy Trust Trust Units Crius Energy Trust 1 03/07/2018 38 6.5088 5,000 5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 03/07/2018 38 0 -5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 04/07/2018 38 6.48 5,000 5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 04/07/2018 38 0 -5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 05/07/2018 38 6.3221 4,000 4,000 Crius Energy Trust Trust Units Crius Energy Trust 1 05/07/2018 38 0 -4,000 Crius Energy Trust Trust Units Crius Energy Trust 1 06/07/2018 38 6.2925 800 800 Crius Energy Trust Trust Units Crius Energy Trust 1 06/07/2018 38 0 -800 Crius Energy Trust Trust Units Crius Energy Trust 1 13/07/2018 38 6.26 100 100 Crius Energy Trust Trust Units Crius Energy Trust 1 13/07/2018 38 0 -100 Crius Energy Trust Trust Units Crius Energy Trust 1 16/07/2018 38 6.0314 5,000 5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 16/07/2018 38 0 -5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 17/07/2018 38 6.11 5,000 5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 17/07/2018 38 0 -5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 18/07/2018 38 6.2916 5,000 5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 18/07/2018 38 0 -5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 19/07/2018 38 6.2242 5,000 5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 19/07/2018 38 0 -5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 20/07/2018 38 6.1051 5,000 5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 20/07/2018 38 0 -5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 23/07/2018 38 6.023 4,900 4,900 Crius Energy Trust Trust Units Crius Energy Trust 1 23/07/2018 38 0 -4,900 Crius Energy Trust Trust Units Crius Energy Trust 1 24/07/2018 38 5.9666 5,000 5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 24/07/2018 38 0 -5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 25/07/2018 38 5.8877 5,000 5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 25/07/2018 38 0 -5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 26/07/2018 38 6.07 5,000 5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 26/07/2018 38 0 -5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 27/07/2018 38 5.9598 5,000 5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 27/07/2018 38 0 -5,000 Crius Energy Trust Trust Units Crius Energy Trust 1 30/07/2018 38 5.92 8,900 8,900 Crius Energy Trust Trust Units Crius Energy Trust 1 30/07/2018 38 0 -8,900 Crius Energy Trust Trust Units Crius Energy Trust 1 31/07/2018 38 5.9 8,900 8,900 Crius Energy Trust Trust Units Crius Energy Trust 1 31/07/2018 38 0 -8,900

August 16, 2018 (2018), 41 OSCB 6526

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

CROP INFRASTRUCTURE Common Shares Yorke, Michael 5 03/08/2018 54 0.2 1,000,000 300,000 CORP.(formerly Fortify Resources Inc.)

CROP INFRASTRUCTURE Warrants Yorke, Michael 5 03/08/2018 54 0.2 100,000 -300,000 CORP.(formerly Fortify Resources Inc.)

Crown Mining Corp. Options Cole, George 4 03/08/2018 52 1 400,000 -50,000 Datable Technology Common Shares Oishi, Kim 4 03/08/2018 10 0.115 1,359,643 40,000 Corporation (formerly 3TL Technologies Corp.)

Datable Technology Common Shares Oishi, Kim 4 08/08/2018 16 0.105 331,416 282,500 Corporation (formerly 3TL Technologies Corp.)

Datable Technology Warrants Oishi, Kim 4 08/08/2018 16 224,416 141,250 Corporation (formerly 3TL Technologies Corp.)

Denison Mines Corp. Common Shares Lundin, Jack Oliver 4 09/08/2018 00 250,000 Detour Gold Corporation Common Shares Mavor, James Whyte 5 09/08/2018 51 10.53 33,000 8,000 Detour Gold Corporation Common Shares Mavor, James Whyte 5 09/08/2018 10 12.3 25,000 -8,000 Detour Gold Corporation Options Mavor, James Whyte 5 09/08/2018 51 10.53 469,936 -8,000 Detour Gold Corporation Common Shares Rubenstein, Jonathan A. 4 03/08/2018 51 10.53 12,000 9,000 Detour Gold Corporation Common Shares Rubenstein, Jonathan A. 4 03/08/2018 10 12.715 3,000 -9,000 Detour Gold Corporation Options Rubenstein, Jonathan A. 4 03/08/2018 51 10.53 48,709 -9,000 DiaMedica Therapeutics Inc. Common Shares Alcorn, Harry 4 06/08/2018 00

DNI Metals Inc. Options Carter, John 4 07/08/2018 50 0.08 550,000 250,000 DNI Metals Inc. Options Hart, Paul 4 03/08/2018 50 1,250,000 500,000 DNI Metals Inc. Options Howlett, Brian 4 03/08/2018 50 0.08 1,050,000 750,000 DNI Metals Inc. Options Minty, Keith Charles 4 03/08/2018 50 0.08 1,250,000 500,000 DNI Metals Inc. Options Storey, Kenney James 5 30/05/2018 00 DNI Metals Inc. Options Storey, Kenney James 5 03/08/2018 50 0.08 500,000 500,000 DNI Metals Inc. Options Weir, Daniel John 4, 5 03/08/2018 50 4,000,000 2,500,000 DNI Metals Inc. Warrants Weir, Daniel John 4, 5 03/08/2018 11 4,888,700 -500,000 DNI Metals Inc. Warrants Weir, Daniel John 4, 5 03/08/2018 11 3,048,326 -1,840,374 Dorel Industries Inc. Subordinate Voting Steinberg, Norman M. 4 09/07/2018 00 Shares Class B

Dorel Industries Inc. Subordinate Voting Steinberg, Norman M. 4 08/08/2018 10 26.111 1,200 1,200 Shares Class B

Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 03/07/2018 38 1.72 4,000 4,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 03/07/2018 38 0 -4,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 04/07/2018 38 1.75 4,000 4,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 04/07/2018 38 0 -4,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 06/07/2018 38 1.74 4,000 4,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 06/07/2018 38 0 -4,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 16/07/2018 38 1.61 7,000 7,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 16/07/2018 38 1.66 12,692 5,692 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 16/07/2018 38 0 -12,692 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 18/07/2018 38 1.66 3,000 3,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 18/07/2018 38 0 -3,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 19/07/2018 38 1.68 800 800 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 19/07/2018 38 1.7 3,000 2,200

August 16, 2018 (2018), 41 OSCB 6527

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 19/07/2018 38 0 -3,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 20/07/2018 38 1.69 3,000 3,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 20/07/2018 38 0 -3,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 24/07/2018 38 1.67 100 100 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 24/07/2018 38 1.66 800 700 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 24/07/2018 38 1.64 2,500 1,700 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 24/07/2018 38 1.65 3,000 500 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 24/07/2018 38 0 -3,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 25/07/2018 38 1.65 500 500 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 25/07/2018 38 1.64 600 100 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 25/07/2018 37 1.67 900 300 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 25/07/2018 38 1.64 3,000 2,100 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 25/07/2018 38 0 -3,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 26/07/2018 38 1.65 400 400 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 26/07/2018 38 1.66 600 200 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 26/07/2018 38 1.64 800 200 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 26/07/2018 38 1.6 1,200 400 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 26/07/2018 38 1.62 3,000 1,800 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 26/07/2018 38 0 -3,000 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 27/07/2018 38 1.63 800 800 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 27/07/2018 38 1.61 1,500 700 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 27/07/2018 38 1.62 3,000 1,500 Dynacor Gold Mines Inc. Common Shares Mines d'Or Dynacor inc. 1 27/07/2018 38 0 -3,000 East Coast Investment Units Arrow Capital Management 7 07/08/2018 10 9.85 -6,300 Grade Income Fund Inc.

East Coast Investment Units Arrow Capital Management 7 07/08/2018 10 9.85 1,500 -6,300 Grade Income Fund Inc.

East Coast Investment Units Arrow Capital Management 7 08/08/2018 10 9.85 0 -1,500 Grade Income Fund Inc.

Echelon Financial Holdings Restricted Share Units Quon, Gary 4 10/10/2017 46 13.25 708 Inc.

Echelon Financial Holdings Restricted Share Units Quon, Gary 4 10/10/2017 46 13.25 9,375 Inc.

Echelon Financial Holdings Restricted Share Units Quon, Gary 4 10/10/2017 46 13.25 1,182 708 Inc.

Echelon Financial Holdings Restricted Share Units Quon, Gary 4 15/01/2018 46 9,724 Inc.

Echelon Financial Holdings Restricted Share Units Quon, Gary 4 15/01/2018 46 12.92 1,934 752 Inc.

Echelon Financial Holdings Restricted Share Units Quon, Gary 4 02/04/2018 46 9,375 Inc.

Echelon Financial Holdings Restricted Share Units Quon, Gary 4 02/04/2018 46 12.29 2,697 763 Inc.

Echelon Financial Holdings Restricted Share Units Quon, Gary 4 04/07/2018 46 9,375 Inc.

August 16, 2018 (2018), 41 OSCB 6528

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Echelon Financial Holdings Restricted Share Units Quon, Gary 4 04/07/2018 46 11.98 3,480 783 Inc.

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 03/07/2018 38 9.3 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 03/07/2018 38 9.3 0 -1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 05/07/2018 38 9.42 300 300 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 05/07/2018 38 9.42 0 -300 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 06/07/2018 38 9.42 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 06/07/2018 38 9.42 0 -1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 09/07/2018 38 9.44 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 09/07/2018 38 9.44 0 -1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 10/07/2018 38 9.44 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 10/07/2018 38 9.44 0 -1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 11/07/2018 38 9.42 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 11/07/2018 38 9.42 0 -1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 12/07/2018 38 9.43 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 12/07/2018 38 9.43 0 -1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 16/07/2018 38 9.43 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 16/07/2018 38 9.43 0 -1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 17/07/2018 38 9.34 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 17/07/2018 38 9.34 0 -1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 18/07/2018 38 9.38 900 900 Investment Corporation Mortgage Investment Corporation

August 16, 2018 (2018), 41 OSCB 6529

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 18/07/2018 38 9.38 0 -900 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 18/07/2018 38 9.37 100 100 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 18/07/2018 38 9.37 0 -100 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 20/07/2018 38 9.45 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 20/07/2018 38 9.45 0 -1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 23/07/2018 38 9.38 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 23/07/2018 38 9.38 0 -1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 26/07/2018 38 9.36 900 900 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 26/07/2018 38 9.36 0 -900 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 27/07/2018 38 9.36 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 27/07/2018 38 9.36 0 -1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 30/07/2018 38 9.31 1,000 1,000 Investment Corporation Mortgage Investment Corporation

Eclipse Residential Mortgage Common Shares Eclipse Residential 1 30/07/2018 38 9.31 0 -1,000 Investment Corporation Mortgage Investment Corporation eCobalt Solutions Inc. Common Shares Farquharson, John Paul 4, 5 09/08/2018 10 0.79 980,337 6,000 eCobalt Solutions Inc. Common Shares Farquharson, John Paul 4, 5 10/08/2018 10 0.77 985,337 5,000 eCobalt Solutions Inc. Common Shares Farquharson, John Paul 4, 5 10/08/2018 10 0.76 992,837 7,500 eCobalt Solutions Inc. Common Shares Tran, Marcus Tuan Quoc 5 09/08/2018 10 0.795 247,050 2,000 eCobalt Solutions Inc. Common Shares Tran, Marcus Tuan Quoc 5 09/08/2018 10 0.8 250,050 3,000 Eldorado Gold Corporation Common Shares Reid, Steven Paul 4 07/08/2018 10 1.035 26,754 1,754

Eldorado Gold Corporation Common Shares Reid, Steven Paul 4 07/08/2018 10 1.04 50,000 23,246

Eldorado Gold Corporation Options Williams, Shane James 5 07/08/2018 52 7.27 597,091 -42,945

Emerita Resources Corp. Common Shares Patterson, David 4 30/07/2018 10 3,967,500 -200,000 (formerly Emerita Gold Corp.)

Enerflex Ltd. Rights Performance Goertzen, John Blair 4, 5 09/08/2018 38 162,461 -11,127 Share Units

Enerflex Ltd. Rights Performance Goertzen, John Blair 4, 5 09/08/2018 59 118,412 -44,049 Share Units

August 16, 2018 (2018), 41 OSCB 6530

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Enerflex Ltd. Rights Performance Harbilas, James 5 09/08/2018 38 64,269 -5,090 Share Units

Enerflex Ltd. Rights Performance Harbilas, James 5 09/08/2018 59 44,119 -20,150 Share Units

Enerflex Ltd. Rights Performance Martinez, Patricia 5 09/08/2018 38 52,148 -3,641 Share Units

Enerflex Ltd. Rights Performance Martinez, Patricia 5 09/08/2018 59 37,732 -14,416 Share Units

Enerflex Ltd. Rights Cash Performance Paravi, Anna 7 09/08/2018 59 0 -1,392 Target Plan

Enerflex Ltd. Rights Cash Performance Paravi, Anna 7 09/08/2018 59 1,210 -1,210 Target Plan 2016

Enerflex Ltd. Rights Cash Performance Paravi, Anna 7 09/08/2018 59 2,024 -1,012 Target Plan 2017

Enerflex Ltd. Rights Performance Pyle, Phillip 5 09/08/2018 38 27,587 -2,428 Share Units

Enerflex Ltd. Rights Performance Pyle, Phillip 5 09/08/2018 59 17,976 -9,611 Share Units

Enerflex Ltd. Rights Performance Rossiter, Marc Edward 5 09/08/2018 38 59,878 -4,248 Share Units

Enerflex Ltd. Rights Performance Rossiter, Marc Edward 5 09/08/2018 59 43,060 -16,818 Share Units

Enerflex Ltd. Rights Performance Stewart, Gregory Dean 5 09/08/2018 38 34,256 -2,781 Share Units

Enerflex Ltd. Rights Performance Stewart, Gregory Dean 5 09/08/2018 59 23,245 -11,011 Share Units

Enterprise Group, Inc. Common Shares Darling, Neil B.T. 4 10/08/2018 10 0.41 382,000 25,000 Enterprise Group, Inc. Common Shares JAROSZUK, LEONARD 4, 5 10/08/2018 10 0.42 4,084,777 15,000 Equinox Gold Corp. (formerly Rights Restricted Share Beaty, Ross J. 3 25/10/2017 00 Trek Mining Inc.) Units - Performance Based

Equinox Gold Corp. (formerly Rights Restricted Share Beaty, Ross J. 3 02/08/2018 56 4,000,000 4,000,000 Trek Mining Inc.) Units - Performance Based

Equinox Gold Corp. (formerly Rights Restricted Share Boggio, Lenard 4 22/12/2017 00 Trek Mining Inc.) Units - Time Based

Equinox Gold Corp. (formerly Rights Restricted Share Boggio, Lenard 4 02/08/2018 56 49,342 49,342 Trek Mining Inc.) Units - Time Based

Equinox Gold Corp. (formerly Rights Restricted Share de Groot, Marcel H. 3, 4, 5 02/08/2018 56 56,842 49,342 Trek Mining Inc.) Units - Time Based

Equinox Gold Corp. (formerly Options Kinsman, Pamela 5 10/01/2018 48 - 1.15 25,000 Trek Mining Inc.) Acqui sition by inherit ance or dispo sition by beque st

Equinox Gold Corp. (formerly Options Kinsman, Pamela 5 10/01/2018 50 1.15 35,000 25,000 Trek Mining Inc.)

August 16, 2018 (2018), 41 OSCB 6531

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Equinox Gold Corp. (formerly Rights Restricted Share Koval, Marshall 4 22/12/2017 00 Trek Mining Inc.) Units - Time Based

Equinox Gold Corp. (formerly Rights Restricted Share Koval, Marshall 4 02/08/2018 56 49,342 49,342 Trek Mining Inc.) Units - Time Based

Equinox Gold Corp. (formerly Rights Restricted Share McMullen, Jacques 4 22/12/2017 00 Trek Mining Inc.) Units - Time Based

Equinox Gold Corp. (formerly Rights Restricted Share McMullen, Jacques 4 02/08/2018 56 49,342 49,342 Trek Mining Inc.) Units - Time Based

Equinox Gold Corp. (formerly Rights Restricted Share Toews, Susan Caroline 5 04/04/2018 00 Trek Mining Inc.) Units - Time Based

Equinox Gold Corp. (formerly Rights Restricted Share Toews, Susan Caroline 5 02/08/2018 56 85,000 85,000 Trek Mining Inc.) Units - Time Based

Espial Group Inc. Common Shares Espial Group Inc 1 03/07/2018 38 1.49 128,300 1,300 Espial Group Inc. Common Shares Espial Group Inc 1 03/07/2018 38 1.53 131,100 2,800 Espial Group Inc. Common Shares Espial Group Inc 1 03/07/2018 38 1.54 133,300 2,200 Espial Group Inc. Common Shares Espial Group Inc 1 03/07/2018 38 1.56 135,700 2,400 Espial Group Inc. Common Shares Espial Group Inc 1 03/07/2018 38 1.57 136,000 300 Espial Group Inc. Common Shares Espial Group Inc 1 04/07/2018 38 1.54 136,100 100 Espial Group Inc. Common Shares Espial Group Inc 1 05/07/2018 38 1.52 137,800 1,700 Espial Group Inc. Common Shares Espial Group Inc 1 05/07/2018 38 1.54 141,000 3,200 Espial Group Inc. Common Shares Espial Group Inc 1 06/07/2018 38 1.5 16,600 2,600 Espial Group Inc. Common Shares Espial Group Inc 1 06/07/2018 38 1.52 18,000 1,400 Espial Group Inc. Common Shares Espial Group Inc 1 09/07/2018 38 1.53 26,800 8,800 Espial Group Inc. Common Shares Espial Group Inc 1 10/07/2018 38 1.52 27,000 200 Espial Group Inc. Common Shares Espial Group Inc 1 10/07/2018 38 1.53 31,000 4,000 Espial Group Inc. Common Shares Espial Group Inc 1 11/07/2018 38 1.5 35,700 4,700 Espial Group Inc. Common Shares Espial Group Inc 1 11/07/2018 38 1.51 35,900 200 Espial Group Inc. Common Shares Espial Group Inc 1 11/07/2018 38 1.52 36,500 600 Espial Group Inc. Common Shares Espial Group Inc 1 12/07/2018 38 1.52 36,700 200 Espial Group Inc. Common Shares Espial Group Inc 1 13/07/2018 38 1.52 37,100 400 Espial Group Inc. Common Shares Espial Group Inc 1 13/07/2018 38 1.53 37,300 200 Espial Group Inc. Common Shares Espial Group Inc 1 13/07/2018 38 1.54 39,200 1,900 Espial Group Inc. Common Shares Espial Group Inc 1 13/07/2018 38 1.55 39,800 600 Espial Group Inc. Common Shares Espial Group Inc 1 13/07/2018 38 1.56 40,900 1,100 Espial Group Inc. Common Shares Espial Group Inc 1 16/07/2018 38 1.54 41,900 1,000 Espial Group Inc. Common Shares Espial Group Inc 1 16/07/2018 38 1.55 45,200 3,300 Espial Group Inc. Common Shares Espial Group Inc 1 16/07/2018 38 1.56 45,400 200 Espial Group Inc. Common Shares Espial Group Inc 1 17/07/2018 38 1.53 45,800 400 Espial Group Inc. Common Shares Espial Group Inc 1 17/07/2018 38 1.54 45,900 100 Espial Group Inc. Common Shares Espial Group Inc 1 17/07/2018 38 1.55 46,900 1,000 Espial Group Inc. Common Shares Espial Group Inc 1 17/07/2018 38 1.56 47,000 100 Espial Group Inc. Common Shares Espial Group Inc 1 17/07/2018 38 1.57 47,400 400 Espial Group Inc. Common Shares Espial Group Inc 1 18/07/2018 38 1.56 47,600 200 Espial Group Inc. Common Shares Espial Group Inc 1 19/07/2018 38 1.5 52,800 5,200 Espial Group Inc. Common Shares Espial Group Inc 1 19/07/2018 38 1.52 57,600 4,800 Espial Group Inc. Common Shares Espial Group Inc 1 19/07/2018 38 1.53 57,800 200 Espial Group Inc. Common Shares Espial Group Inc 1 20/07/2018 38 1.5 61,700 3,900 Espial Group Inc. Common Shares Espial Group Inc 1 20/07/2018 38 1.51 61,800 100 Espial Group Inc. Common Shares Espial Group Inc 1 23/07/2018 38 1.47 121,800 60,000 Espial Group Inc. Common Shares Espial Group Inc 1 23/07/2018 38 1.49 122,300 500 Espial Group Inc. Common Shares Espial Group Inc 1 23/07/2018 38 1.51 122,800 500

August 16, 2018 (2018), 41 OSCB 6532

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Espial Group Inc. Common Shares Espial Group Inc 1 25/07/2018 38 1.49 123,000 200 Espial Group Inc. Common Shares Espial Group Inc 1 26/07/2018 38 1.49 123,200 200 Espial Group Inc. Common Shares Espial Group Inc 1 26/07/2018 38 1.5 124,300 1,100 Espial Group Inc. Common Shares Espial Group Inc 1 26/07/2018 38 1.51 124,400 100 Espial Group Inc. Common Shares Espial Group Inc 1 27/07/2018 38 1.51 127,300 2,900 Espial Group Inc. Common Shares Espial Group Inc 1 27/07/2018 38 1.52 130,900 3,600 Espial Group Inc. Common Shares Espial Group Inc 1 27/07/2018 38 1.53 132,500 1,600 Espial Group Inc. Common Shares Espial Group Inc 1 02/08/2018 38 0 -132,500 Espial Group Inc. Common Shares Lee, Michael Ce-Yuen 4 29/07/2008 00 Espial Group Inc. Common Shares Lee, Michael Ce-Yuen 4 07/08/2018 51 0.95 32,700 32,700 Espial Group Inc. Common Shares Lee, Michael Ce-Yuen 4 07/08/2018 10 1.4957 0 -32,700 Espial Group Inc. Common Shares Lee, Michael Ce-Yuen 4 08/08/2018 51 0.95 10,000 10,000 Espial Group Inc. Common Shares Lee, Michael Ce-Yuen 4 08/08/2018 51 0.95 12,300 2,300 Espial Group Inc. Common Shares Lee, Michael Ce-Yuen 4 08/08/2018 10 1.4953 10,000 -2,300 Espial Group Inc. Options Lee, Michael Ce-Yuen 4 07/08/2018 51 0.95 207,300 -32,700 Espial Group Inc. Options Lee, Michael Ce-Yuen 4 08/08/2018 51 0.95 197,300 -10,000 Espial Group Inc. Options Lee, Michael Ce-Yuen 4 08/08/2018 51 0.95 195,000 -2,300 Espial Group Inc. Common Shares Seeligsohn, Peter 4 09/08/2018 51 1.2 9,250 4,000 Espial Group Inc. Options Seeligsohn, Peter 4 09/08/2018 51 1.2 177,250 -4,000 Espial Group Inc. Common Shares Smith, Carl Gilbert 5 08/08/2018 51 1.2 201,443 23,300 Espial Group Inc. Common Shares Smith, Carl Gilbert 5 08/08/2018 10 1.5 178,143 -23,300 Espial Group Inc. Common Shares Smith, Carl Gilbert 5 09/08/2018 51 1.2 179,843 1,700 Espial Group Inc. Common Shares Smith, Carl Gilbert 5 09/08/2018 10 1.5 178,143 -1,700 Espial Group Inc. Options Smith, Carl Gilbert 5 08/08/2018 51 1.2 621,700 -23,300 Espial Group Inc. Options Smith, Carl Gilbert 5 09/08/2018 51 1.2 620,000 -1,700 Etrion Corporation Bonds Lorito Holdings S.a.r.l. 3 03/08/2018 11 $0 -$400,000 European Dividend Growth Units European Dividend Growth 1 05/07/2018 38 8.92 3,000 3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 05/07/2018 38 8.92 0 -3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 06/07/2018 38 8.97 2,300 2,300 Fund Fund

European Dividend Growth Units European Dividend Growth 1 06/07/2018 38 8.97 0 -2,300 Fund Fund

European Dividend Growth Units European Dividend Growth 1 10/07/2018 38 9.1 1,400 1,400 Fund Fund

European Dividend Growth Units European Dividend Growth 1 10/07/2018 38 9.1 0 -1,400 Fund Fund

European Dividend Growth Units European Dividend Growth 1 11/07/2018 38 9.1 3,000 3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 11/07/2018 38 9.1 0 -3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 12/07/2018 38 9.1 1,000 1,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 12/07/2018 38 9.1 0 -1,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 13/07/2018 38 9.13 1,800 1,800 Fund Fund

European Dividend Growth Units European Dividend Growth 1 13/07/2018 38 9.13 0 -1,800 Fund Fund

European Dividend Growth Units European Dividend Growth 1 16/07/2018 38 9.19 1,100 1,100 Fund Fund

August 16, 2018 (2018), 41 OSCB 6533

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

European Dividend Growth Units European Dividend Growth 1 16/07/2018 38 9.19 0 -1,100 Fund Fund

European Dividend Growth Units European Dividend Growth 1 17/07/2018 38 9.13 3,000 3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 17/07/2018 38 9.13 0 -3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 17/07/2018 38 8.98 3,000 3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 17/07/2018 38 8.98 0 -3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 18/07/2018 38 9.04 3,000 3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 18/07/2018 38 9.04 0 -3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 19/07/2018 38 8.98 3,000 3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 19/07/2018 38 8.98 0 -3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 24/07/2018 38 9.01 200 200 Fund Fund

European Dividend Growth Units European Dividend Growth 1 24/07/2018 38 9.01 0 -200 Fund Fund

European Dividend Growth Units European Dividend Growth 1 26/07/2018 38 9.23 3,000 3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 26/07/2018 38 9.23 0 -3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 27/07/2018 38 9.35 3,000 3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 27/07/2018 38 9.35 0 -3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 30/07/2018 38 9.33 3,000 3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 30/07/2018 38 9.33 0 -3,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 30/07/2018 38 9.18 2,000 2,000 Fund Fund

European Dividend Growth Units European Dividend Growth 1 30/07/2018 38 9.18 0 -2,000 Fund Fund

European Focused Dividend Trust Units Brasseur, Jeremy 6 03/08/2018 10 8.91 41,800 -400 Fund

European Focused Dividend Trust Units European Focused 1 03/08/2018 38 8.84 605,400 400 Fund Dividend Fund

European Focused Dividend Trust Units European Focused 1 07/08/2018 38 8.888 606,400 1,000 Fund Dividend Fund

European Focused Dividend Trust Units European Focused 1 08/08/2018 38 8.85 606,700 300 Fund Dividend Fund

European Focused Dividend Trust Units European Focused 1 09/08/2018 38 8.8224 611,600 4,900 Fund Dividend Fund

Everton Resources Inc. Common Shares Audet, André 4, 5 03/08/2018 10 0.03 4,958,700 1,000 Everton Resources Inc. Common Shares Audet, André 4, 5 08/08/2018 10 0.03 5,056,700 98,000 Everton Resources Inc. Common Shares Audet, André 4, 5 09/08/2018 10 0.03 5,158,700 102,000 EXPLOR RESOURCES INC. Options Godard, Julie 5 07/08/2018 52 0.1 400,000 -100,000

First Capital Realty Inc. Common Shares Segal, Dori 4, 6, 5 07/08/2018 10 20.095 1,113,952 12,261 First Capital Realty Inc. Common Shares Segal, Dori 4, 6, 5 07/08/2018 10 19.83 1,118,952 5,000

August 16, 2018 (2018), 41 OSCB 6534

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

First Quantum Minerals Ltd Options Buck, Wyatt McKinlay 5 04/08/2018 56 21.95 74,796 16,882

First Quantum Minerals Ltd Options Meyer, Hannes 5 04/08/2018 56 21.95 122,367 31,765

First Quantum Minerals Ltd Options Newall, G. Clive 4, 5 04/08/2018 56 21.95 121,400 27,451

First Quantum Minerals Ltd Options Pascall, Philip K.R. 4, 5 04/08/2018 56 21.95 608,441 156,863

First Quantum Minerals Ltd Options Wozniak, Zenon 5 04/08/2018 56 21.95 113,284 30,388

Five Star Diamonds Limited Common Shares South, Jeremy Thomas 5 07/08/2018 10 0.115 183,500 10,000

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 03/07/2018 38 11.84 800 800 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 03/07/2018 38 11.84 0 -800 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 06/07/2018 38 11.82 2,800 2,800 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 06/07/2018 38 11.82 0 -2,800 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 09/07/2018 38 11.82 900 900 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 09/07/2018 38 11.82 0 -900 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 10/07/2018 38 11.82 3,000 3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 10/07/2018 38 11.82 0 -3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 11/07/2018 38 11.8 3,000 3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 11/07/2018 38 11.8 0 -3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 12/07/2018 38 11.92 2,000 2,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 12/07/2018 38 11.92 0 -2,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 12/07/2018 38 11.91 1,000 1,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 12/07/2018 38 11.91 0 -1,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 12/07/2018 38 11.77 3,000 3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

August 16, 2018 (2018), 41 OSCB 6535

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 12/07/2018 38 11.77 0 -3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 13/07/2018 38 11.69 600 600 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 13/07/2018 38 11.69 0 -600 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 16/07/2018 38 11.78 100 100 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 16/07/2018 38 11.78 0 -100 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 17/07/2018 38 11.85 1,900 1,900 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 17/07/2018 38 11.85 0 -1,900 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 18/07/2018 38 11.96 3,000 3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 18/07/2018 38 11.96 0 -3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 19/07/2018 38 11.94 600 600 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 19/07/2018 38 11.94 0 -600 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 20/07/2018 38 11.95 3,000 3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 20/07/2018 38 11.95 0 -3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 23/07/2018 38 11.9 3,000 3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 23/07/2018 38 11.9 0 -3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 24/07/2018 38 11.84 1,900 1,900 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 24/07/2018 38 11.84 0 -1,900 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 26/07/2018 38 11.86 600 600 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 26/07/2018 38 11.86 0 -600 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

August 16, 2018 (2018), 41 OSCB 6536

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 30/07/2018 38 11.89 3,000 3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 30/07/2018 38 11.89 0 -3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 31/07/2018 38 11.83 3,000 3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 31/07/2018 38 11.83 0 -3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund

Forsys Metals Corp Common Shares Leonardo Trust 3 26/07/2018 10 0.23 -7,000 Forsys Metals Corp Common Shares Leonardo Trust 3 27/07/2018 10 0.23 74,079,501 -107,000 Forsys Metals Corp Common Shares Leonardo Trust 3 30/07/2018 10 0.23 -19,000 Forsys Metals Corp Common Shares Leonardo Trust 3 31/07/2018 10 0.23 73,910,001 -19,000 Fox River Resources Common Shares Case, Stephen Dunbar 3, 4, 5 07/08/2018 10 0.06 8,137,838 4,000 Corporation

Fox River Resources Common Shares Case, Stephen Dunbar 3, 4, 5 08/08/2018 10 0.06 8,138,838 1,000 Corporation

Fox River Resources Common Shares Case, Stephen Dunbar 3, 4, 5 10/08/2018 10 0.06 8,139,838 1,000 Corporation

FPX Nickel Corp. (formerly Common Shares Turenne, Martin Emery 5 08/08/2018 10 0.11 2,865,519 15,000 First Point Minerals Corp.) Joseph

Frontera Energy Corporation Common Shares Frontera Energy 1 18/07/2018 00 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 18/07/2018 38 18.61 3,000 3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 18/07/2018 38 18.61 0 -3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 19/07/2018 38 18.49 3,000 3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 19/07/2018 38 18.49 0 -3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 20/07/2018 38 18.53 3,100 3,100 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 20/07/2018 38 18.53 0 -3,100 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 23/07/2018 38 18.85 3,000 3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 23/07/2018 38 18.85 0 -3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 24/07/2018 38 19.32 3,000 3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 24/07/2018 38 19.32 0 -3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 25/07/2018 38 19.45 3,000 3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 25/07/2018 38 19.45 0 -3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 26/07/2018 38 19.39 3,000 3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 26/07/2018 38 19.39 0 -3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 27/07/2018 38 19.4 3,000 3,000 Corporation

August 16, 2018 (2018), 41 OSCB 6537

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Frontera Energy Corporation Common Shares Frontera Energy 1 27/07/2018 38 19.4 0 -3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 30/07/2018 38 19.34 3,000 3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 30/07/2018 38 19.34 0 -3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 31/07/2018 38 19.07 3,000 3,000 Corporation

Frontera Energy Corporation Common Shares Frontera Energy 1 31/07/2018 38 19.07 0 -3,000 Corporation

Galaxy Digital Holdings Ltd. Options Don Angelo, Francesca 5 31/07/2018 00 130,000

Galaxy Digital Holdings Ltd. Class B GDH LP Units Englebardt, Samuel Eli 7, 5 31/07/2018 00 5,040,000

Galaxy Digital Holdings Ltd. Class B GDP LP Units Englebardt, Samuel Eli 7, 5 31/07/2018 00

Galaxy Digital Holdings Ltd. Options Englebardt, Samuel Eli 7, 5 31/07/2018 00 2,520,000

Galaxy Digital Holdings Ltd. Class B GDH LP Units Ferraro, Christopher 7, 5 31/07/2018 00 5,040,000 Charles

Galaxy Digital Holdings Ltd. Class B GDP LP Units Ferraro, Christopher 7, 5 31/07/2018 00 Charles

Galaxy Digital Holdings Ltd. Options Ferraro, Christopher 7, 5 31/07/2018 00 2,520,000 Charles

Galaxy Digital Holdings Ltd. Class B GDH LP Units Kim, Richard 7, 5 31/07/2018 00 504,000

Galaxy Digital Holdings Ltd. Class B GDP LP Units Kim, Richard 7, 5 31/07/2018 00

Galaxy Digital Holdings Ltd. Options Kim, Richard 7, 5 31/07/2018 00 1,260,000

Galaxy Digital Holdings Ltd. Class B GDH LP Units Kurz, Stephen S. 7, 5 31/07/2018 00 1,260,000

Galaxy Digital Holdings Ltd. Class B GDP LP Units Kurz, Stephen S. 7, 5 31/07/2018 00

Galaxy Digital Holdings Ltd. Options Kurz, Stephen S. 7, 5 31/07/2018 00 1,260,000

Galaxy Digital Holdings Ltd. Common Shares Lagrange, Pierre 4, 7 31/07/2018 00 378,090

Galaxy Digital Holdings Ltd. Common Shares Lee, Jack (Jenchieh) 4 30/07/2018 00 4,537,080

Galaxy Digital Holdings Ltd. Class B GDH LP Units Milia, Donna Marie 7, 5 31/07/2018 00 252,000

Galaxy Digital Holdings Ltd. Class B GDP LP Units Milia, Donna Marie 7, 5 31/07/2018 00

Galaxy Digital Holdings Ltd. Options Milia, Donna Marie 7, 5 31/07/2018 00 504,000

August 16, 2018 (2018), 41 OSCB 6538

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Galaxy Digital Holdings Ltd. Class B GDH LP Units Namdar, David 7, 5 31/07/2018 00 5,040,000

Galaxy Digital Holdings Ltd. Class B GDP LP Units Namdar, David 7, 5 31/07/2018 00

Galaxy Digital Holdings Ltd. Options Namdar, David 7, 5 31/07/2018 00 2,520,000

Galaxy Digital Holdings Ltd. Class B GDH LP Units Novogratz, Michael Edward 4, 7, 5 31/07/2018 00 213,696,000

Galaxy Digital Holdings Ltd. Class B GDP LP Units Novogratz, Michael Edward 4, 7, 5 31/07/2018 00

Galaxy Digital Holdings Ltd. Class B GDH LP Units Pillemer, Kim Maxfield 7, 5 31/07/2018 00 5,040,000

Galaxy Digital Holdings Ltd. Class B GDP LP Units Pillemer, Kim Maxfield 7, 5 31/07/2018 00

Galaxy Digital Holdings Ltd. Options Pillemer, Kim Maxfield 7, 5 31/07/2018 00 2,520,000

Galaxy Digital Holdings Ltd. Class B GDH LP Units Siegel, Andrew Neal 7, 5 31/07/2018 00 126,000

Galaxy Digital Holdings Ltd. Class B GDP LP Units Siegel, Andrew Neal 7, 5 31/07/2018 00

Galaxy Digital Holdings Ltd. Options Siegel, Andrew Neal 7, 5 31/07/2018 00 252,000

Galaxy Digital Holdings Ltd. Class B GDH LP Units Tavoso, Richard 7, 5 31/07/2018 00 5,040,000

Galaxy Digital Holdings Ltd. Class B GDP LP Units Tavoso, Richard 7, 5 31/07/2018 00

Galaxy Digital Holdings Ltd. Options Tavoso, Richard 7, 5 31/07/2018 00 2,520,000

Galaxy Digital Holdings Ltd. Class B GDH LP Units Wisniewski, Peter Alan 7, 5 31/07/2018 00 504,000

Galaxy Digital Holdings Ltd. Class B GDP LP Units Wisniewski, Peter Alan 7, 5 31/07/2018 00

Galaxy Digital Holdings Ltd. Options Wisniewski, Peter Alan 7, 5 31/07/2018 00 1,260,000

Galway Metals Inc. Common Shares Hinchcliffe, Robert 3, 4, 5 10/08/2018 10 0.19 11,206,384 15,000 Genius Properties Ltd. Common Shares Goulet, Guy 4, 5 03/08/2018 10 0.25 2,996,544 2,000 Genworth MI Canada Inc. Common Shares Carbonelli, Cecilia 7 09/08/2018 51 43.75 2,529 2,529 Genworth MI Canada Inc. Common Shares Carbonelli, Cecilia 7 09/08/2018 10 43.75 0 -2,529 Genworth MI Canada Inc. Options Carbonelli, Cecilia 7 09/08/2018 51 43.75 0 -2,529 Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 03/07/2018 38 36.273 344,667 114,889 Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 04/07/2018 38 36.312 446,656 101,989 Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 05/07/2018 38 36.172 561,545 114,889 Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 06/07/2018 38 36.22 676,345 114,800

August 16, 2018 (2018), 41 OSCB 6539

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 09/07/2018 38 36.072 791,045 114,700 Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 10/07/2018 38 36.753 905,934 114,889 Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 11/07/2018 38 36.927 1,020,823 114,889 Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 12/07/2018 38 36.908 1,135,712 114,889 Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 13/07/2018 38 37.205 1,136,355 643 Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 31/07/2018 38 0 -1,136,355 Gildan Activewear Inc. Common Shares Heller, George Jason 4 07/08/2018 10 39.965 0 -2,500 Gitennes Exploration Inc. Options booth, kenneth david 4, 5 07/08/2018 52 0.17 2,250,000 -200,000 Gitennes Exploration Inc. Options Spong, Kerry Melbourne 5 07/08/2018 52 1,150,000 -150,000 Glance Technologies Inc. Common Shares Hoyles, Jonathan 5 03/08/2018 10 0.39 52,500 10,000 Global Innovation Dividend Trust Units Global Innovation Dividend 1 08/08/2018 38 9.86 208,400 500 Fund Fund

Global Innovation Dividend Trust Units Global Innovation Dividend 1 09/08/2018 38 9.7648 222,900 14,500 Fund Fund

Globalance Dividend Common Shares Equity Globalance Dividend 1 07/08/2018 38 8.7405 3,282,007 7,800 Growers Corp. Shares Growers Corp.

Golden Reign Resources Options Dennis, Leonard Charles 4 09/08/2018 50 0.195 550,000 60,000 Ltd.

Golden Star Resources Ltd. Common Shares Raffield, Martin Philip 5 06/08/2018 10 0.73 83,691 42,249

Golden Star Resources Ltd. Common Shares Raffield, Martin Philip 5 09/08/2018 10 0.75 109,597 25,906

Golden Valley Mines Ltd. Common Shares Mullan, Glenn J 4, 7, 5 09/08/2018 51 0.07 1,500,944 300,000 Golden Valley Mines Ltd. Options Mullan, Glenn J 4, 7, 5 09/08/2018 51 5,151,107 -300,000 Golden Valley Mines Ltd. Common Shares Rosatelli, Michael P. 5 09/08/2018 51 0.07 295,000 200,000 Golden Valley Mines Ltd. Options Rosatelli, Michael P. 5 09/08/2018 51 575,000 -200,000 Golden Valley Mines Ltd. Common Shares Zinke, Jens 7 09/08/2018 51 0.07 779,135 250,000 Golden Valley Mines Ltd. Options Zinke, Jens 7 09/08/2018 51 275,000 -250,000 Goldmoney Inc. (formerly Common Shares Mennega, Paul Michael 5 10/08/2018 10 2.72 4,000 500 BitGold Inc.)

Granite Real Estate Trust Units (traded as a Gorrie, Kevan Stuart 4, 5 01/08/2018 00 2,000 Investment Trust component of stapled units)

Granite Real Estate Trust Units (traded as a Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.9 9,000 7,000 Investment Trust component of stapled units)

Granite Real Estate Trust Units (traded as a Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.61 9,200 200 Investment Trust component of stapled units)

Granite Real Estate Trust Units (traded as a Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.62 10,000 800 Investment Trust component of stapled units)

Granite Real Estate Trust Units (traded as a Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.66 10,100 100 Investment Trust component of stapled units)

Granite Real Estate Trust Units (traded as a Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.67 10,200 100 Investment Trust component of stapled units)

Granite Real Estate Trust Units (traded as a Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.69 11,100 900 Investment Trust component of stapled units)

Granite Real Estate Trust Units (traded as a Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.73 11,200 100 Investment Trust component of stapled units)

August 16, 2018 (2018), 41 OSCB 6540

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Granite Real Estate Trust Units (traded as a Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.74 11,400 200 Investment Trust component of stapled units)

Granite Real Estate Trust Units (traded as a Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.75 11,500 100 Investment Trust component of stapled units)

Granite Real Estate Trust Units (traded as a Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.76 12,000 500 Investment Trust component of stapled units)

Granite REIT Inc. Common Shares (traded Gorrie, Kevan Stuart 4, 5 01/08/2018 00 2,000 as a component of stapled units)

Granite REIT Inc. Common Shares (traded Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.9 9,000 7,000 as a component of stapled units)

Granite REIT Inc. Common Shares (traded Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.61 9,200 200 as a component of stapled units)

Granite REIT Inc. Common Shares (traded Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.62 10,000 800 as a component of stapled units)

Granite REIT Inc. Common Shares (traded Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.66 10,100 100 as a component of stapled units)

Granite REIT Inc. Common Shares (traded Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.67 10,200 100 as a component of stapled units)

Granite REIT Inc. Common Shares (traded Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.69 11,100 900 as a component of stapled units)

Granite REIT Inc. Common Shares (traded Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.73 11,200 100 as a component of stapled units)

Granite REIT Inc. Common Shares (traded Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.74 11,400 200 as a component of stapled units)

Granite REIT Inc. Common Shares (traded Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.75 11,500 100 as a component of stapled units)

Granite REIT Inc. Common Shares (traded Gorrie, Kevan Stuart 4, 5 03/08/2018 10 54.76 12,000 500 as a component of stapled units)

Gratomic Inc. (formerly CKR Common Shares Brand, Arno 4 10/08/2018 16 0.1 1,065,000 765,000 Carbon Corporation)

Gratomic Inc. (formerly CKR Warrants Brand, Arno 4 10/08/2018 16 1,065,000 765,000 Carbon Corporation)

Gratomic Inc. (formerly CKR Common Shares Inwentash, Sheldon 4, 5 10/08/2018 11 0.1 7,432,000 3,000,000 Carbon Corporation)

Gratomic Inc. (formerly CKR Common Shares Inwentash, Sheldon 4, 5 10/08/2018 11 0.1 4,000,000 2,000,000 Carbon Corporation)

Gratomic Inc. (formerly CKR Warrants Inwentash, Sheldon 4, 5 10/08/2018 11 6,000,000 3,000,000 Carbon Corporation)

Gratomic Inc. (formerly CKR Warrants Inwentash, Sheldon 4, 5 10/08/2018 11 5,500,000 2,000,000 Carbon Corporation)

Green 2 Blue Energy Corp. Common Shares Smulewicz, Slawomir 3, 4, 5 17/01/2018 90 0.38 142,376 (formerly Brigade Resource Corp.)

August 16, 2018 (2018), 41 OSCB 6541

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Green 2 Blue Energy Corp. Common Shares Smulewicz, Slawomir 3, 4, 5 17/01/2018 11 0.38 16,557,626 -142,376 (formerly Brigade Resource Corp.)

Green 2 Blue Energy Corp. Common Shares Smulewicz, Slawomir 3, 4, 5 09/08/2018 11 0.115 16,009,726 -547,900 (formerly Brigade Resource Corp.)

Green 2 Blue Energy Corp. Common Shares Smulewicz, Slawomir 3, 4, 5 21/07/2017 00 (formerly Brigade Resource Corp.)

Green 2 Blue Energy Corp. Common Shares Smulewicz, Slawomir 3, 4, 5 09/08/2018 90 0.115 547,900 547,900 (formerly Brigade Resource Corp.)

GrowMax Resources Corp. Common Shares Malhi, Kulwant 3 06/08/2018 10 0.0999 22,158,000 27,500

GrowMax Resources Corp. Common Shares Malhi, Kulwant 3 09/08/2018 10 0.135 22,488,000 330,000

GrowMax Resources Corp. Common Shares Malhi, Kulwant 3 10/08/2018 10 0.1394 22,988,000 500,000

GrowMax Resources Corp. Common Shares Malhi, Kulwant 3 10/08/2018 10 0.1381 23,940,500 952,500

H-SOURCE HOLDINGS Options Chiu, Savio 4 01/08/2018 50 200,000 100,000 LTD.

H-SOURCE HOLDINGS Options Hubbes, Martin 4 01/08/2018 50 0.16 200,000 100,000 LTD.

H-SOURCE HOLDINGS Options Lok, Denise 5 01/08/2018 50 0.16 260,000 100,000 LTD.

Hamilton Thorne Ltd. Common Shares Potter, Robert J 4 28/10/2009 00 193,882 Hamilton Thorne Ltd. Common Shares Potter, Robert J 4 31/07/2018 10 0.97 21,000 Hamilton Thorne Ltd. Common Shares Potter, Robert J 4 31/07/2018 10 0.97 21,000 Hamilton Thorne Ltd. Common Shares Potter, Robert J 4 31/07/2018 10 0.97 172,882 -21,000 Hamilton Thorne Ltd. Common Shares Potter, Robert J 4 01/08/2018 10 0.97 155,382 -17,500 Hamilton Thorne Ltd. Options Potter, Robert J 4 06/12/2017 51 408,843 -193,882 Hammond Power Solutions Rights Deferred Share GRANOVSKY, DAHRA 4 03/08/2018 56 8,262 1,102 Inc. Units

Hammond Power Solutions Rights Deferred Share Jaques, Frederick Maurice 4 03/08/2018 56 11,563 2,204 Inc. Units

Happy Creek Minerals Ltd. Common Shares Happy Creek Minerals Ltd. 1 07/08/2018 38 0.145 353,000 10,000

Harte Gold Corp. Common Shares Howarth, Shawn 5 03/08/2018 10 0.335 20,000 Harte Gold Corp. Common Shares Howarth, Shawn 5 03/08/2018 10 0.33 192,500 22,500 Healthcare Special Trust Units Class A Units LDIC Inc. 3 07/08/2018 10 11.69 2,500,903 2,218 Opportunities Fund

Healthcare Special Trust Units Class A Units LDIC Inc. 3 09/08/2018 10 11.7 2,494,863 -6,040 Opportunities Fund

Healthcare Special Trust Units Class A Units LDIC Inc. 3 09/08/2018 10 11.7 2,502,363 7,500 Opportunities Fund

Hemisphere Energy Common Shares SIMMONS, DON 5 02/08/2018 10 0.235 1,836,500 1,500 Corporation

High Arctic Energy Services Common Shares High Arctic Energy Services 1 03/08/2018 38 0 -13,100 Inc. Inc., High Arctic Energy Services Inc.

Hillcrest Petroleum Ltd. Common Shares Currie, Donald James 4, 5 31/07/2018 10 0.05 5,671,000 -200,000 Hudbay Minerals Inc. Common Shares Blazo, Adrienne 5 10/08/2018 10 6.57 20,000 20,000 (formerly HudBay Minerals Inc.)

August 16, 2018 (2018), 41 OSCB 6542

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Hudbay Minerals Inc. Common Shares GMT Capital Corp 3 07/08/2018 10 5.12 7,335,990 148,200 (formerly HudBay Minerals Inc.)

Hudbay Minerals Inc. Common Shares GMT Capital Corp 3 07/08/2018 10 5.12 8,336,820 162,600 (formerly HudBay Minerals Inc.)

Hudbay Minerals Inc. Common Shares GMT Capital Corp 3 07/08/2018 10 5.12 11,997,090 280,800 (formerly HudBay Minerals Inc.)

Hudbay Minerals Inc. Common Shares GMT Capital Corp 3 07/08/2018 10 5.12 452,400 8,400 (formerly HudBay Minerals Inc.)

Hudbay Minerals Inc. Common Shares GMT Capital Corp 3 07/08/2018 10 5.12 1,072,200 25,800 (formerly HudBay Minerals Inc.)

Hudbay Minerals Inc. Common Shares HOLMES, WILLIAM 4 23/03/2009 00 (formerly HudBay Minerals WARREN Inc.)

Hudbay Minerals Inc. Common Shares HOLMES, WILLIAM 4 09/08/2018 10 10000 10,000 (formerly HudBay Minerals WARREN Inc.)

Hudbay Minerals Inc. Common Shares HOLMES, WILLIAM 4 09/08/2018 10 6.7 10,000 10,000 (formerly HudBay Minerals WARREN Inc.)

Hudbay Minerals Inc. Common Shares Lei, Eugene Chi-Yen 5 10/08/2018 10 6.68 54,548 7,500 (formerly HudBay Minerals Inc.)

Hydrogenics Corporation Common Shares Alexander, Douglas Stewart 4 08/08/2018 10 8 2,588 2,500

Igen Networks Corp. Common Shares Chan, Neil 4 08/08/2018 10 0.06 2,282,967 5,000 Igen Networks Corp. Common Shares Chan, Neil 4 08/08/2018 10 0.051 2,285,467 2,500 Igen Networks Corp. Common Shares Chan, Neil 4 09/08/2018 10 0.065 2,288,467 3,000 Igen Networks Corp. Common Shares Chan, Neil 4 09/08/2018 10 0.07 2,290,467 2,000 Igen Networks Corp. Common Shares Chan, Neil 4 09/08/2018 10 0.057 2,292,967 2,500 IGM Financial Inc. Common Shares Goldberg, Rhonda 5 07/08/2018 00 1,715 IGM Financial Inc. Executive Performance Goldberg, Rhonda 5 07/08/2018 00 4,124 Share Units

IGM Financial Inc. Options Goldberg, Rhonda 5 07/08/2018 00 41,680 IGM Financial Inc. Restricted Share Units Goldberg, Rhonda 5 07/08/2018 00 955 Imagination Park Common Shares Skippen, James 4 09/08/2018 11 700000 973,200 700,000 Entertainment Inc.

Imagination Park Warrants Skippen, James 4 09/08/2018 11 0.25 800,000 700,000 Entertainment Inc.

IMAX Corporation Common Shares IMAX Corporation 1 09/08/2018 30 214,568 -3,905 IMAX Corporation Common Shares McClymont, Patrick 5 08/08/2018 57 9,479 3,905 McClymont

IMAX Corporation Common Shares McClymont, Patrick 5 09/08/2018 10 22.65 7,564 -1,915 McClymont

IMAX Corporation Rights Restricted Share McClymont, Patrick 5 08/08/2018 57 77,428 -3,905 Unit McClymont

Imperial Metals Corporation Common Shares Imperial Metals Corporation 1 03/07/2018 30 2.39 61,301 -32,891

Imperial Metals Corporation Common Shares Imperial Metals Corporation 1 06/07/2018 38 1.85 65,501 4,200

August 16, 2018 (2018), 41 OSCB 6543

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Imperial Metals Corporation Common Shares Imperial Metals Corporation 1 10/07/2018 38 1.8 75,521 10,020

Imperial Metals Corporation Common Shares Imperial Metals Corporation 1 12/07/2018 38 1.75 85,521 10,000

Imperial Metals Corporation Common Shares Imperial Metals Corporation 1 12/07/2018 30 4.73 84,990 -531

Imperial Metals Corporation Common Shares Imperial Metals Corporation 1 16/07/2018 30 2.96 78,153 -6,837

Imperial Metals Corporation Common Shares Imperial Metals Corporation 1 16/07/2018 30 2.39 71,171 -6,982

Imperial Metals Corporation Common Shares Imperial Metals Corporation 1 16/07/2018 30 1.99 56,161 -15,010

Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 02/08/2018 38 43.01 556,088,628 -112,001 Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 03/08/2018 38 43.06 555,976,627 -112,001 Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 07/08/2018 38 42.72 555,864,626 -112,001 Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 08/08/2018 38 42.47 555,752,625 -112,001 Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 09/08/2018 38 42.39 555,640,624 -112,001 Imperial Oil Limited Common Shares Imperial Oil Limited 1 02/08/2018 38 43.094 48,920 48,920 Imperial Oil Limited Common Shares Imperial Oil Limited 1 02/08/2018 38 43.094 0 -48,920 Imperial Oil Limited Common Shares Imperial Oil Limited 1 02/08/2018 38 43.01 112,001 112,001 Imperial Oil Limited Common Shares Imperial Oil Limited 1 02/08/2018 38 43.01 0 -112,001 Imperial Oil Limited Common Shares Imperial Oil Limited 1 03/08/2018 38 43.008 48,920 48,920 Imperial Oil Limited Common Shares Imperial Oil Limited 1 03/08/2018 38 43.008 0 -48,920 Imperial Oil Limited Common Shares Imperial Oil Limited 1 03/08/2018 38 43.06 112,001 112,001 Imperial Oil Limited Common Shares Imperial Oil Limited 1 03/08/2018 38 43.06 0 -112,001 Imperial Oil Limited Common Shares Imperial Oil Limited 1 07/08/2018 38 43.116 48,920 48,920 Imperial Oil Limited Common Shares Imperial Oil Limited 1 07/08/2018 38 43.116 0 -48,920 Imperial Oil Limited Common Shares Imperial Oil Limited 1 07/08/2018 38 42.72 112,001 112,001 Imperial Oil Limited Common Shares Imperial Oil Limited 1 07/08/2018 38 42.72 0 -112,001 Imperial Oil Limited Common Shares Imperial Oil Limited 1 08/08/2018 38 42.351 48,920 48,920 Imperial Oil Limited Common Shares Imperial Oil Limited 1 08/08/2018 38 42.351 0 -48,920 Imperial Oil Limited Common Shares Imperial Oil Limited 1 08/08/2018 38 42.47 112,001 112,001 Imperial Oil Limited Common Shares Imperial Oil Limited 1 08/08/2018 38 42.47 0 -112,001 Imperial Oil Limited Common Shares Imperial Oil Limited 1 09/08/2018 38 42.492 48,920 48,920 Imperial Oil Limited Common Shares Imperial Oil Limited 1 09/08/2018 38 42.492 0 -48,920 Imperial Oil Limited Common Shares Imperial Oil Limited 1 09/08/2018 38 42.39 112,001 112,001 Imperial Oil Limited Common Shares Imperial Oil Limited 1 09/08/2018 38 42.39 0 -112,001 Industrial Alliance Insurance Common Shares Laflamme, Renée 5 09/08/2018 51 38.48 9,697 6,000 and Financial Services inc.

Industrial Alliance Insurance Common Shares Laflamme, Renée 5 09/08/2018 10 52.86 3,697 -6,000 and Financial Services inc.

Industrial Alliance Insurance Options Laflamme, Renée 5 09/08/2018 51 38.48 119,000 -6,000 and Financial Services inc.

Industrial Alliance Insurance Options Potvin, Jacques 5 31/07/2018 50 52.66 4,166 and Financial Services inc.

August 16, 2018 (2018), 41 OSCB 6544

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Industrial Alliance Insurance Common Shares Stickney, Michael Lee 5 08/08/2018 51 19.23 11,900 1,000 and Financial Services inc.

Industrial Alliance Insurance Common Shares Stickney, Michael Lee 5 08/08/2018 10 53.5 10,900 -1,000 and Financial Services inc.

Industrial Alliance Insurance Options Stickney, Michael Lee 5 08/08/2018 51 19.23 216,000 -1,000 and Financial Services inc.

Inner Spirit Holdings Ltd. Common Shares MacDonald, William Colin 4 01/08/2018 15 0.15 333,333 333,333

Inner Spirit Holdings Ltd. Common Shares MacDonald, William Colin 4 01/08/2018 53 0.3 166,667

Inner Spirit Holdings Ltd. Common Shares MacDonald, William Colin 4 03/08/2018 10 0.34 362,333 29,000

Inner Spirit Holdings Ltd. Warrants MacDonald, William Colin 4 20/07/2018 00 166,667

Inspira Financial Inc. Common Shares Brann, Edward 5 02/08/2018 00 4,526,350 Interfor Corporation Common Shares Bender, Barton 5 08/08/2018 10 20.45 18,101 3,200 International Petroleum Common Shares NERGUARARIAN, 5 09/08/2018 57 69,149 32,966 Corporation CHRISTOPHE

International Petroleum Performance Share Plan NERGUARARIAN, 5 17/04/2017 00 Corporation CHRISTOPHE

International Petroleum Restricted Share Plan NERGUARARIAN, 5 09/08/2018 57 62,298 -34,063 Corporation CHRISTOPHE

Itasca Capital Ltd. Common Shares Fundamental Global 3 07/08/2018 00 1,813,889 Investors, LLC

Itasca Capital Ltd. Common Shares Kingsway Financial 3 07/08/2018 11 0.72 4,985,560 -1,813,889 Services

Itasca Capital Ltd. Common Shares Powell, Richard Michael 4 01/08/2018 10 0.55 305,500 5,500 Itasca Capital Ltd. Common Shares Powell, Richard Michael 4 01/08/2018 10 0.57 309,500 4,000 Itasca Capital Ltd. Common Shares Powell, Richard Michael 4 03/08/2018 10 0.59 350,000 40,500 Ivanhoe Mines Ltd. Common Shares Class A CITIC Metal Group Limited 3 08/08/2018 00

Ivanhoe Mines Ltd. Common Shares Class A CITIC Metal Group Limited 3 08/08/2018 11 121,639,343 121,639,343

Ivrnet Inc. Common Shares Snell, David 4, 5 03/08/2018 10 0.03 14,514,427 92,000 Jewett-Cameron Trading Common Shares Boone, Donald Mark 4, 5 03/08/2018 10 8 641,601 -200 Company Ltd.

Jewett-Cameron Trading Common Shares Boone, Donald Mark 4, 5 07/08/2018 10 8 641,502 -99 Company Ltd.

Kinaxis Inc. Options Kelly, David Peter 5 08/08/2018 50 94.66 58,750 15,000 Kinaxis Inc. Common Shares Passman, Pamela Sue 4 02/08/2018 00 Kinaxis Inc. Options Passman, Pamela Sue 4 02/08/2018 00 Kinaxis Inc. Options Passman, Pamela Sue 4 08/08/2018 50 94.66 15,000 15,000 Kinaxis Inc. Common Shares Paterson, Megan 5 08/08/2018 51 45.31 7,985 7,500 Kinaxis Inc. Common Shares Paterson, Megan 5 08/08/2018 10 94.875 485 -7,500 Kinaxis Inc. Options Paterson, Megan 5 08/08/2018 50 94.66 60,000 15,000 Kinaxis Inc. Options Paterson, Megan 5 08/08/2018 51 45.31 52,500 -7,500 Kinaxis Inc. Common Shares Thomas, Kelly John 4 02/08/2018 00 Kinaxis Inc. Options Thomas, Kelly John 4 02/08/2018 00 Kinaxis Inc. Options Thomas, Kelly John 4 08/08/2018 50 94.66 15,000 15,000 Kinross Gold Corporation Common Shares Mittler, Andreas 5 03/08/2018 00

August 16, 2018 (2018), 41 OSCB 6545

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Kinross Gold Corporation Common Shares Schimper, Claude J.S. 5 08/08/2018 10 4.3 7,124 -14,535 LeoNovus Inc. Common Shares Benk, Christopher Kenneth 5 09/08/2018 10 0.155 212,500 62,500

Lexaria Bioscience Corp. Common Shares Bunka, Christopher 4, 5 03/08/2018 46 1.24 7,593,804 81,250 Lexaria Bioscience Corp. Common Shares Docherty, John Martin 5 03/08/2018 46 1.32 1,494,500 182,500 Lexaria Bioscience Corp. Common Shares Docherty, John Martin 5 03/08/2018 46 1.24 1,585,750 91,250 Libero Copper Corporation Common Shares Slater Corporate Services 3 02/08/2018 10 0.075 10,000 (Formerly Libero Mining Corporation Corporation)

Libero Copper Corporation Common Shares Slater Corporate Services 3 02/08/2018 10 0.075 10,000 (Formerly Libero Mining Corporation Corporation)

Libero Copper Corporation Common Shares Slater Corporate Services 3 07/08/2018 10 0.075 15,000 (Formerly Libero Mining Corporation Corporation)

Libero Copper Corporation Common Shares Slater, Ian 4, 5 24/09/2015 90 0.12 3,768,000 -2,300,000 (Formerly Libero Mining Corporation)

Libero Copper Corporation Common Shares Slater, Ian 4, 5 02/08/2018 90 0.075 1,610,000 10,000 (Formerly Libero Mining Corporation)

Libero Copper Corporation Common Shares Slater, Ian 4, 5 07/08/2018 90 0.075 1,625,000 15,000 (Formerly Libero Mining Corporation)

Libero Copper Corporation Common Shares Slater, Ian 4, 5 24/09/2015 90 0.12 2,300,000 2,300,000 (Formerly Libero Mining Corporation)

Lucara Diamond Corp. Options Hira, Ayesha 5 10/08/2018 50 2.19 110,000 60,000 M2 Cobalt Corp. Common Shares Clarke, Simon Patrick 4 07/08/2018 10 0.36 59,000 25,000 M2 Cobalt Corp. Common Shares Edelmeier, Andreas Tom 4, 5 08/08/2018 10 0.37 2,487,987 2,000 M2 Cobalt Corp. Common Shares Edelmeier, Andreas Tom 4, 5 08/08/2018 10 0.375 2,488,487 500 M2 Cobalt Corp. Common Shares Edelmeier, Andreas Tom 4, 5 08/08/2018 10 0.38 2,495,987 7,500 M2 Cobalt Corp. Common Shares Edelmeier, Andreas Tom 4, 5 08/08/2018 10 0.36 2,502,987 7,000 M2 Cobalt Corp. Common Shares Edelmeier, Andreas Tom 4, 5 08/08/2018 10 0.365 2,505,987 3,000 M2 Cobalt Corp. Common Shares Edelmeier, Andreas Tom 4, 5 08/08/2018 10 0.34 2,530,987 25,000 Magna International Inc. Common Shares Magna International Inc. 1 03/07/2018 38 76.558 738,683 102,500 Magna International Inc. Common Shares Magna International Inc. 1 03/07/2018 38 57.962 816,769 78,086 Magna International Inc. Common Shares Magna International Inc. 1 05/07/2018 38 76.674 910,069 93,300 Magna International Inc. Common Shares Magna International Inc. 1 05/07/2018 38 58.372 1,003,207 93,138 Magna International Inc. Common Shares Magna International Inc. 1 06/07/2018 38 77.029 1,096,007 92,800 Magna International Inc. Common Shares Magna International Inc. 1 06/07/2018 38 58.812 1,188,507 92,500 Magna International Inc. Common Shares Magna International Inc. 1 09/07/2018 38 78.735 1,279,007 90,500 Magna International Inc. Common Shares Magna International Inc. 1 09/07/2018 38 60.133 1,369,507 90,500 Magna International Inc. Common Shares Magna International Inc. 1 10/07/2018 38 79.567 1,459,107 89,600 Magna International Inc. Common Shares Magna International Inc. 1 10/07/2018 38 60.632 1,545,707 86,600

August 16, 2018 (2018), 41 OSCB 6546

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Magna International Inc. Common Shares Magna International Inc. 1 11/07/2018 38 78.242 1,637,607 91,900 Magna International Inc. Common Shares Magna International Inc. 1 11/07/2018 38 59.473 1,730,907 93,300 Magna International Inc. Common Shares Magna International Inc. 1 12/07/2018 38 78.688 1,822,307 91,400 Magna International Inc. Common Shares Magna International Inc. 1 12/07/2018 38 59.772 1,913,407 91,100 Magna International Inc. Common Shares Magna International Inc. 1 13/07/2018 38 79.054 2,004,107 90,700 Magna International Inc. Common Shares Magna International Inc. 1 13/07/2018 38 60.037 2,094,807 90,700 Magna International Inc. Common Shares Magna International Inc. 1 16/07/2018 38 78.508 2,172,107 77,300 Magna International Inc. Common Shares Magna International Inc. 1 16/07/2018 38 59.772 2,247,542 75,435 Magna International Inc. Common Shares Magna International Inc. 1 17/07/2018 38 79.454 2,338,642 91,100 Magna International Inc. Common Shares Magna International Inc. 1 17/07/2018 38 60.276 2,429,189 90,547 Magna International Inc. Common Shares Magna International Inc. 1 18/07/2018 38 80.917 2,518,989 89,800 Magna International Inc. Common Shares Magna International Inc. 1 18/07/2018 38 61.336 2,608,789 89,800 Magna International Inc. Common Shares Magna International Inc. 1 19/07/2018 38 79.873 2,699,689 90,900 Magna International Inc. Common Shares Magna International Inc. 1 19/07/2018 38 60.237 2,791,189 91,500 Magna International Inc. Common Shares Magna International Inc. 1 20/07/2018 38 77.64 2,885,789 94,600 Magna International Inc. Common Shares Magna International Inc. 1 20/07/2018 38 59.079 2,979,489 93,700 Magna International Inc. Common Shares Magna International Inc. 1 23/07/2018 38 77.301 3,073,089 93,600 Magna International Inc. Common Shares Magna International Inc. 1 23/07/2018 38 58.732 3,166,151 93,062 Magna International Inc. Common Shares Magna International Inc. 1 24/07/2018 38 77.857 3,259,051 92,900 Magna International Inc. Common Shares Magna International Inc. 1 24/07/2018 38 59.136 3,350,986 91,935 Magna International Inc. Common Shares Magna International Inc. 1 25/07/2018 38 74.435 3,448,086 97,100 Magna International Inc. Common Shares Magna International Inc. 1 25/07/2018 38 56.902 3,545,086 97,000 Magna International Inc. Common Shares Magna International Inc. 1 26/07/2018 38 77.667 3,637,786 92,700 Magna International Inc. Common Shares Magna International Inc. 1 26/07/2018 38 59.455 3,730,592 92,806 Magna International Inc. Common Shares Magna International Inc. 1 27/07/2018 38 78.281 3,822,592 92,000 Magna International Inc. Common Shares Magna International Inc. 1 27/07/2018 38 59.915 3,914,692 92,100 Magna International Inc. Common Shares Magna International Inc. 1 30/07/2018 38 78.972 4,005,792 91,100 Magna International Inc. Common Shares Magna International Inc. 1 30/07/2018 38 60.666 4,096,692 90,900 Magna International Inc. Common Shares Magna International Inc. 1 31/07/2018 38 79.007 4,187,692 91,000 Magna International Inc. Common Shares Magna International Inc. 1 31/07/2018 38 60.72 4,278,492 90,800 Magna International Inc. Common Shares Magna International Inc. 1 31/07/2018 38 2,380,192 -1,898,300 Magna International Inc. Common Shares Magna International Inc. 1 31/07/2018 38 512,983 -1,867,209 Mainstreet Equity Corp. Common Shares Amantea, Joe 4 08/08/2018 10 45.01 21,983 -300 Maple Leaf Foods Inc. Common Shares Maple Leaf Foods Inc. 1 09/08/2018 38 31.145 40,000 40,000 Maple Leaf Foods Inc. Common Shares Maple Leaf Foods Inc. 1 09/08/2018 38 0 -40,000 Maricann Group Inc. Common Shares Fretz, Terry Lynn 5 10/08/2018 97 600 -1,830,000 Maricann Group Inc. Securities Lending Fretz, Terry Lynn 5 21/04/2017 00 Arrangement - see remarks

Maricann Group Inc. Securities Lending Fretz, Terry Lynn 5 10/08/2018 97 1,830,000 1,830,000 Arrangement - see remarks

Maricann Group Inc. Common Shares Ward, Benjamin Allan 4, 5 10/08/2018 97 1,317,783 -878,000 Maricann Group Inc. Securities Lending Ward, Benjamin Allan 4, 5 21/04/2017 00 Arrangement - see remarks

Maricann Group Inc. Securities Lending Ward, Benjamin Allan 4, 5 10/08/2018 97 878,000 878,000 Arrangement - see remarks

Maxar Technologies Ltd. Common Shares Lance, Howard 5 07/08/2018 10 38.576 45,486 5,000 Maxar Technologies Ltd. Common Shares Lance, Howard 5 08/08/2018 10 36.423 59,211 13,725 Maxar Technologies Ltd. Common Shares Stephenson, Bruce 5 09/08/2018 10 37.45 17,000 5,000

August 16, 2018 (2018), 41 OSCB 6547

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Maxim Power Corp. Common Shares Maxim Power Corp. 1 09/07/2018 38 0 -9,304 Maxim Power Corp. Common Shares Maxim Power Corp. 1 11/07/2018 38 2.3035 379,304 379,304 Maxim Power Corp. Common Shares Maxim Power Corp. 1 17/07/2018 38 0 -379,304 MCAN Mortgage Corporation Restricted Share Units Brown, Carl Scott 5 29/03/2018 30 17.698 2,010 41

MCAN Mortgage Corporation Restricted Share Units Brown, Carl Scott 5 29/06/2018 30 18.064 2,052 42

MCAN Mortgage Corporation Performance Share Units Randle, Emily Anne 5 29/06/2018 30 18 1,319 26

Medicure Inc. Common Shares Friesen, Albert David 4, 5 08/08/2018 10 6.75 78,467 500 Medicure Inc. Common Shares Friesen, Albert David 4, 5 09/08/2018 10 6.7 79,467 1,000 Metalo Manufacturing Inc. Common Shares MacKenzie, Francis 4 03/08/2018 10 0.34 1,141,848 2,000 (formerly Muskrat Minerals Incorporated)

Metals Creek Resources Options MacIsaac, Michael 5 07/08/2018 52 0.7 542,144 -28,571 Corp.

Metals Creek Resources Options Reid, Newman Wayne 4, 5 07/08/2018 52 0.7 374,285 -21,429 Corp.

Metals Creek Resources Options Spooner, Malvin 4 07/08/2018 52 0.7 395,715 -14,286 Corp.

Metals Creek Resources Options Stares, Alexander 4 07/08/2018 52 0.7 700,715 -35,714 Corp.

Metals Creek Resources Options Stares, Michael 4 07/08/2018 52 0.7 374,285 -14,286 Corp.

Methanex Corporation Common Shares Shindy, Mohamed 7 07/08/2018 10 72.975 3,101 -400 Middlefield Healthcare & Life Trust Units Lauzon, Robert 7 03/08/2018 10 10.3 13,300 -2,000 Sciences Dividend Fund

Middlefield Healthcare & Life Trust Units Middlefield Healthcare & 1 03/08/2018 38 10.3 1,026,800 200 Sciences Dividend Fund Life Sciences Dividend Fund

Middlefield Healthcare & Life Trust Units Middlefield Healthcare & 1 07/08/2018 38 10.368 1,027,900 1,100 Sciences Dividend Fund Life Sciences Dividend Fund

Middlefield Healthcare & Life Trust Units Middlefield Healthcare & 1 08/08/2018 38 10.446 1,028,900 1,000 Sciences Dividend Fund Life Sciences Dividend Fund

Middlefield Healthcare & Life Trust Units Middlefield Healthcare & 1 09/08/2018 38 10.453 1,031,000 2,100 Sciences Dividend Fund Life Sciences Dividend Fund

Middlefield Healthcare & Trust Units Middlefield Healthcare & 1 08/08/2018 38 10.481 5,165,859 4,000 Wellness Dividend Fund Wellness Dividend Fund

Middlefield Healthcare & Trust Units Middlefield Healthcare & 1 09/08/2018 38 10.515 5,167,859 2,000 Wellness Dividend Fund Wellness Dividend Fund

Midpoint Holdings Ltd. Common Shares Wong, Shee Hau 4, 5 09/08/2018 10 0.06 1,486,000 50,000 MINT Income Fund Trust Units MINT Income Fund 1 03/08/2018 38 7.05 71,577,551 400 MINT Income Fund Trust Units MINT Income Fund 1 08/08/2018 38 7.0806 71,579,251 1,700 Minto Apartment Real Estate Class B Partnership Units Minto Partnership B LP 3 03/07/2018 00 22,928,510 Investment Trust

Minto Apartment Real Estate Class B Partnership Units Minto Partnership B LP 3 10/07/2018 38 20,859,410 -2,069,100 Investment Trust

Miramont Resources Corp. Common Shares Plethora Precious Metals 3 10/08/2018 10 0.19 8,610,000 243,000 Fund Management

Miramont Resources Corp. Common Shares Stichting Depositary 3 10/08/2018 10 0.19 8,610,000 243,000 Plethora Precious Metals Fund

August 16, 2018 (2018), 41 OSCB 6548

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Mitel Networks Corporation Common Shares Abbott, Todd 5 04/04/2017 00

Mitel Networks Corporation Common Shares Abbott, Todd 5 06/08/2018 10 11.01 10,000 10,000

Mitel Networks Corporation Common Shares Abbott, Todd 5 07/08/2018 10 11.01 7,552 -2,448

Mitel Networks Corporation Restricted Stock Units Abbott, Todd 5 06/08/2018 57 11.01 91,125 -10,000

Mitel Networks Corporation Common Shares Ball, Benjamin 4, 6 06/08/2018 10 11.01 28,216 1,637

Mitel Networks Corporation Rights Restricted Stock Ball, Benjamin 4, 6 06/08/2018 57 11.01 14,500 -1,637 Units

Mitel Networks Corporation Common Shares Bejar, Martha Helena 4 06/08/2018 10 11.01 17,594 516

Mitel Networks Corporation Rights Restricted Stock Bejar, Martha Helena 4 06/08/2018 57 11.01 14,500 -516 Units

Mitel Networks Corporation Common Shares Bellomo, Anthony John 5 06/08/2018 10 11.01 1,500

Mitel Networks Corporation Common Shares Bellomo, Anthony John 5 06/08/2018 57 11.01 10,201 1,500

Mitel Networks Corporation Common Shares Bellomo, Anthony John 5 07/08/2018 10 4 7,000

Mitel Networks Corporation Common Shares Bellomo, Anthony John 5 07/08/2018 51 4 17,201 7,000

Mitel Networks Corporation Common Shares Bellomo, Anthony John 5 07/08/2018 10 3.8 5,000

Mitel Networks Corporation Common Shares Bellomo, Anthony John 5 07/08/2018 51 3.8 22,201 5,000

Mitel Networks Corporation Common Shares Bellomo, Anthony John 5 07/08/2018 10 11.01 9,501 -12,700

Mitel Networks Corporation Options Bellomo, Anthony John 5 07/08/2018 51 4 22,300 7,000

Mitel Networks Corporation Options Bellomo, Anthony John 5 07/08/2018 51 3.8 27,300 5,000

Mitel Networks Corporation Units Restricted Stock Bellomo, Anthony John 5 06/08/2018 57 11.01 43,275 -1,500 Units

Mitel Networks Corporation Common Shares Bevington, Graham 5 06/08/2018 10 4 9,375

Mitel Networks Corporation Common Shares Bevington, Graham 5 06/08/2018 51 4 87,332 9,375

Mitel Networks Corporation Common Shares Bevington, Graham 5 06/08/2018 10 11 77,957 -9,375

Mitel Networks Corporation Options Bevington, Graham 5 06/08/2018 51 4 256,800 -9,375

Mitel Networks Corporation Common Shares Charbonneau, Peter D. 4 07/08/2018 10 4 20,441

Mitel Networks Corporation Common Shares Charbonneau, Peter D. 4 07/08/2018 51 4 60,346 20,441

Mitel Networks Corporation Options Charbonneau, Peter D. 4 07/08/2018 10 11.01 142,057 -10,460

Mitel Networks Corporation Options Charbonneau, Peter D. 4 07/08/2018 51 4 121,616 -20,441

Mitel Networks Corporation Common Shares Durow, Wesley Dean 5 06/08/2018 57 11.01 32,865 5,000

Mitel Networks Corporation Common Shares Durow, Wesley Dean 5 07/08/2018 10 11.01 31,640 -1,225

August 16, 2018 (2018), 41 OSCB 6549

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Mitel Networks Corporation Rights Restricted Stock Durow, Wesley Dean 5 06/08/2018 57 11.01 85,925 -5,000 Units

Mitel Networks Corporation Common Shares Hiscock, Gregory 5 06/08/2018 57 11.01 13,444 250

Mitel Networks Corporation Common Shares Hiscock, Gregory 5 07/08/2018 10 11.01 13,325 -119

Mitel Networks Corporation Restricted Stock Units Hiscock, Gregory 5 06/08/2018 57 11.01 48,600 -250

Mitel Networks Corporation Common Shares Matthews, Terence Hedley 4 06/08/2018 57 11.01 57,008 2,803

Mitel Networks Corporation Common Shares Matthews, Terence Hedley 4 07/08/2018 10 11.01 55,708 -1,300

Mitel Networks Corporation Rights Restricted Stock Matthews, Terence Hedley 4 06/08/2018 57 11.01 14,500 -2,803 Units

Mitel Networks Corporation Common Shares McCarthy, Michael William 5 06/08/2018 57 11.01 9,031 250

Mitel Networks Corporation Common Shares McCarthy, Michael William 5 07/08/2018 10 11.01 8,968 -63

Mitel Networks Corporation Restricted Stock Units McCarthy, Michael William 5 06/08/2018 57 11.01 45,939 -250

Mitel Networks Corporation Common Shares McHugh, John 4 06/08/2018 57 11.01 86,811 1,525

Mitel Networks Corporation Rights Restricted Stock McHugh, John 4 06/08/2018 57 11.01 14,500 -1,525 Units

Mitel Networks Corporation Common Shares Touray, Mahawa Vanessa 5 06/08/2018 57 11.01 8,810 750

Mitel Networks Corporation Common Shares Touray, Mahawa Vanessa 5 07/08/2018 10 11.01 8,461 -349

Mitel Networks Corporation Units Restricted Stock Touray, Mahawa Vanessa 5 06/08/2018 57 11.01 87,025 -750 Units

Mogo Finance Technology Convertible Debentures Wekerle, Michael A. 3 03/08/2018 10 101 $1,945,000 -$55,000 Inc.

Mogo Finance Technology Convertible Debentures Wekerle, Michael A. 3 07/08/2018 10 101.59 $1,928,000 -$17,000 Inc.

Mogo Finance Technology Convertible Debentures Wekerle, Michael A. 3 08/08/2018 10 101 $1,913,000 -$15,000 Inc.

Mogo Finance Technology Convertible Debentures Wekerle, Michael A. 3 09/08/2018 10 101.35 $1,800,000 -$113,000 Inc.

Mogo Finance Technology Convertible Debentures Wekerle, Michael A. 3 03/08/2018 10 101 $2,254,000 -$97,000 Inc.

Mongolia Growth Group Ltd. Common Shares Mongolia Growth Group Ltd. 1 17/07/2018 38 0.2524 75,000 48,500

Morguard Real Estate Units Munn, Bart Scott 4 07/08/2018 10 12.84 3,000 3,000 Investment Trust

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 25/07/2018 00 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 25/07/2018 38 1.35 22,800 22,800 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 25/07/2018 38 1.36 60,000 37,200 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 25/07/2018 38 1.34 81,400 21,400 (formerly Next Gen Metals Inc.)

August 16, 2018 (2018), 41 OSCB 6550

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 26/07/2018 38 1.32 190,900 109,500 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 26/07/2018 38 1.3 276,600 85,700 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 26/07/2018 38 1.29 291,600 15,000 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 26/07/2018 38 1.31 333,800 42,200 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 26/07/2018 38 1.33 359,300 25,500 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 26/07/2018 38 1.34 430,200 70,900 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 27/07/2018 38 1.31 436,900 6,700 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 27/07/2018 38 1.32 462,100 25,200 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 27/07/2018 38 1.33 520,400 58,300 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 27/07/2018 38 1.37 569,700 49,300 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 27/07/2018 38 1.38 585,700 16,000 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 27/07/2018 38 1.39 600,700 15,000 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 27/07/2018 38 1.4 628,000 27,300 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 27/07/2018 38 1.41 643,000 15,000 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 30/07/2018 38 1.41 722,800 79,800 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 30/07/2018 38 1.4 825,700 102,900 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 30/07/2018 38 1.37 873,700 48,000 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 30/07/2018 38 1.39 883,700 10,000 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 30/07/2018 38 1.38 918,700 35,000 (formerly Next Gen Metals Inc.)

August 16, 2018 (2018), 41 OSCB 6551

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 31/07/2018 38 1.37 985,500 66,800 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 31/07/2018 38 1.36 1,080,500 95,000 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 31/07/2018 38 1.35 1,111,700 31,200 (formerly Next Gen Metals Inc.)

Namaste Technologies Inc. Common Shares Namaste Technologies Inc. 1 31/07/2018 38 468,700 -643,000 (formerly Next Gen Metals Inc.)

Neptune Technologies & Common Shares Moretz, John Morris 4 01/08/2018 10 2.818 -64,755 Bioressources Inc.

Neptune Technologies & Common Shares Moretz, John Morris 4 01/08/2018 10 2.818 1,913,308 64,755 Bioressources Inc.

Neptune Technologies & Common Shares Perceptive Advisors LLC 3 14/12/2017 00 8,050,315 Bioressources Inc.

Neptune Technologies & Common Shares Perceptive Advisors LLC 3 14/12/2017 10 2.689 8,250,315 200,000 Bioressources Inc.

Neptune Technologies & Common Shares Perceptive Advisors LLC 3 29/12/2017 10 2.7551 8,374,015 123,700 Bioressources Inc.

Neptune Technologies & Common Shares Perceptive Advisors LLC 3 03/01/2018 10 3.0706 8,574,015 200,000 Bioressources Inc.

Nevada Sunrise Gold Common Shares Sweatman, Michael 4 09/08/2018 10 0.09 240,500 22,000 Corporation

New Dimension Resources Common Shares Roth, Eric 4, 5 09/08/2018 10 0.2 2,388,909 1,500 Ltd.

New Tech Lithium Corp. Options de jonge, rudy 4 07/08/2018 50 0.05 1,840,000 1,340,000 New Tech Lithium Corp. Options george, jonathan 4, 5 11/06/2018 00 New Tech Lithium Corp. Options george, jonathan 4, 5 11/06/2018 00 New Tech Lithium Corp. Options george, jonathan 4, 5 26/06/2018 00 New Tech Lithium Corp. Options george, jonathan 4, 5 26/06/2018 00 400,000 Newfoundland Capital Subordinate Voting STEELE, ROBERT 4, 5 30/06/2018 30 13.55 882,598 844 Corporation Limited Shares Class A GEORGE

NexJ Systems Inc. Common Shares Holland, William Thomas 3 08/08/2018 57 1.935 57,326 57,326 NexJ Systems Inc. Deferred Share Unit Holland, William Thomas 3 08/08/2018 57 1.935 0 -126,244 Nicola Mining Inc. Common Shares Espig, Peter Edward 4 30/07/2018 10 0.12 8,618,595 -30,000 Nicola Mining Inc. Common Shares Espig, Peter Edward 4 02/08/2018 10 0.12 8,608,595 -10,000 Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 02/08/2018 10 0.4033 29,774,689 75,000 Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 07/08/2018 10 0.355 29,799,689 25,000 Nobilis Health Corp. Options Badlani, Neil Mahesh 4 28/06/2018 50 1.22 300,000 50,000 (formerly Northstar Healthcare Inc.)

Nobilis Health Corp. Common Shares Efird, Kenneth 5 07/08/2018 10 0.9 577,400 40,000 (formerly Northstar Healthcare Inc.)

Nobilis Health Corp. Common Shares Efird, Kenneth 5 08/08/2018 10 0.85 597,400 20,000 (formerly Northstar Healthcare Inc.)

Nobilis Health Corp. Common Shares Fleming, Harry 4 06/08/2018 10 0.85 2,852,955 50,000 (formerly Northstar Healthcare Inc.)

Nobilis Health Corp. Options Fleming, Harry 4 28/06/2018 50 1.22 650,000 50,000 (formerly Northstar Healthcare Inc.)

August 16, 2018 (2018), 41 OSCB 6552

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Nobilis Health Corp. Options Foster, Thomas 4 28/06/2018 50 1.22 200,000 50,000 (formerly Northstar Healthcare Inc.)

Nobilis Health Corp. Options Ozonian, Steven 4 28/06/2018 50 1.22 529,025 50,000 (formerly Northstar Healthcare Inc.)

Nobilis Health Corp. Options Watt, Susan Mary 4 28/06/2018 50 1.22 100,000 50,000 (formerly Northstar Healthcare Inc.)

North American Construction Common Shares Ferron, Martin Robert 4, 5 03/08/2018 51 2.79 1,668,007 13,700 Group Ltd.

North American Construction Common Shares Ferron, Martin Robert 4, 5 03/08/2018 10 9.19 1,654,307 -13,700 Group Ltd.

North American Construction Common Shares Ferron, Martin Robert 4, 5 07/08/2018 51 2.79 1,664,307 10,000 Group Ltd.

North American Construction Common Shares Ferron, Martin Robert 4, 5 07/08/2018 10 9.39 1,654,307 -10,000 Group Ltd.

North American Construction Options Ferron, Martin Robert 4, 5 03/08/2018 51 2.79 256,900 -13,700 Group Ltd.

North American Construction Options Ferron, Martin Robert 4, 5 07/08/2018 51 2.79 246,900 -10,000 Group Ltd.

North American Construction Common Shares North American Energy 1 03/08/2018 10 9.1558 13,700 13,700 Group Ltd. Partners

North American Construction Common Shares North American Energy 1 03/08/2018 38 0 -13,700 Group Ltd. Partners

North American Construction Common Shares North American Energy 1 07/08/2018 10 9.3226 13,600 13,600 Group Ltd. Partners

North American Construction Common Shares North American Energy 1 07/08/2018 38 0 -13,600 Group Ltd. Partners

North American Construction Common Shares North American Energy 1 08/08/2018 10 9.4926 13,700 13,700 Group Ltd. Partners

North American Construction Common Shares North American Energy 1 08/08/2018 38 0 -13,700 Group Ltd. Partners

North American Construction Common Shares North American Energy 1 09/08/2018 10 9.6199 37,300 37,300 Group Ltd. Partners

North American Construction Common Shares North American Energy 1 09/08/2018 38 0 -37,300 Group Ltd. Partners

North American Construction Common Shares North American Energy 1 10/08/2018 10 9.87 2,100 2,100 Group Ltd. Partners

North American Construction Common Shares North American Energy 1 10/08/2018 38 0 -2,100 Group Ltd. Partners

NXGold Ltd. Options Curyer, Leigh Robert 4 08/08/2018 50 1,250,000 550,000 NXGold Ltd. Options Laufmann, Karl 4 22/03/2018 00 NXGold Ltd. Options Laufmann, Karl 4 08/08/2018 50 550,000 550,000 NXGold Ltd. Options Lindsay, Darren 5 08/08/2018 50 550,000 300,000 NXGold Ltd. Options McFadden, Christopher 4, 5 08/08/2018 50 1,500,000 800,000 Walter

NXGold Ltd. Options Patricio, Richard J 4 08/08/2018 50 0.2 950,000 550,000 NXGold Ltd. Options Richardson, Janine 5 01/02/2018 00 NXGold Ltd. Options Richardson, Janine 5 08/08/2018 50 200,000 200,000 NXGold Ltd. Options Thiele, Trevor John 4 08/08/2018 50 750,000 550,000 Oceanus Resources Common Shares Gordon, Richard Basil 4, 5 06/08/2018 51 0.1 2,084,456 50,000 Corporation

Oceanus Resources Options Gordon, Richard Basil 4, 5 06/08/2018 51 976,667 -50,000 Corporation

August 16, 2018 (2018), 41 OSCB 6553

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Olympia Financial Group Inc. Common Shares Bahnuik, Jonathan Marvin 5 10/08/2018 30 42.097 1,122 24

Open Text Corporation Options All OTEX Option Barrenechea, Mark James 4, 5 06/08/2018 50 39.27 2,838,128 161,040 Plans

Open Text Corporation Performance Share Units Barrenechea, Mark James 4, 5 06/08/2018 56 37.71 372,950 74,640

Open Text Corporation Restricted Share Units Barrenechea, Mark James 4, 5 06/08/2018 56 37.71 186,470 37,320

Open Text Corporation Options All OTEX Option Davies, Gordon Allan 5 06/08/2018 50 39.27 120,354 28,600 Plans

Open Text Corporation Performance Share Units Davies, Gordon Allan 5 06/08/2018 56 37.71 69,970 13,260

Open Text Corporation Restricted Share Units Davies, Gordon Allan 5 06/08/2018 56 37.71 34,980 6,630 Open Text Corporation Options All OTEX Option Donohue, James Prentiss 5 06/08/2018 50 39.27 99,270 7,870 Plans

Open Text Corporation Performance Share Units Donohue, James Prentiss 5 06/08/2018 56 37.71 8,610 3,650

Open Text Corporation Restricted Share Units Donohue, James Prentiss 5 06/08/2018 56 37.71 4,310 1,820

Open Text Corporation Common Shares OTEX Doolittle, John 5 07/08/2018 51 22.86 8,740 Common

Open Text Corporation Common Shares OTEX Doolittle, John 5 07/08/2018 51 22.865 28,601 8,740 Common

Open Text Corporation Common Shares OTEX Doolittle, John 5 07/08/2018 10 38.528 19,861 -8,740 Common

Open Text Corporation Common Shares OTEX Doolittle, John 5 07/08/2018 51 28.645 21,121 1,260 Common

Open Text Corporation Common Shares OTEX Doolittle, John 5 07/08/2018 10 38.528 19,861 -1,260 Common

Open Text Corporation Common Shares OTEX Doolittle, John 5 08/08/2018 51 29.745 25,395 5,534 Common

Open Text Corporation Common Shares OTEX Doolittle, John 5 08/08/2018 10 39.15 19,861 -5,534 Common

Open Text Corporation Common Shares OTEX Doolittle, John 5 08/08/2018 51 28.645 21,827 1,966 Common

Open Text Corporation Common Shares OTEX Doolittle, John 5 08/08/2018 10 39.15 19,861 -1,966 Common

Open Text Corporation Common Shares OTEX Doolittle, John 5 09/08/2018 51 29.745 28,947 9,086 Common

Open Text Corporation Common Shares OTEX Doolittle, John 5 09/08/2018 10 39.62 19,861 -9,086 Common

Open Text Corporation Options All OTEX Option Doolittle, John 5 07/08/2018 51 22.865 160,500 -8,740 Plans

Open Text Corporation Options All OTEX Option Doolittle, John 5 07/08/2018 51 28.645 159,240 -1,260 Plans

Open Text Corporation Options All OTEX Option Doolittle, John 5 08/08/2018 51 29.745 153,706 -5,534 Plans

Open Text Corporation Options All OTEX Option Doolittle, John 5 08/08/2018 51 28.645 151,740 -1,966 Plans

Open Text Corporation Options All OTEX Option Doolittle, John 5 09/08/2018 51 29.745 142,654 -9,086 Plans

Open Text Corporation Options All OTEX Option Duggan, Paul Michael 5 06/08/2018 50 39.27 130,010 10,010 Plans

Open Text Corporation Performance Share Units Duggan, Paul Michael 5 03/10/2017 00

August 16, 2018 (2018), 41 OSCB 6554

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Open Text Corporation Performance Share Units Duggan, Paul Michael 5 06/08/2018 56 37.71 4,640 4,640

Open Text Corporation Restricted Share Units Duggan, Paul Michael 5 06/08/2018 56 37.71 17,887 2,320 Open Text Corporation Deferred Share Units Fowlie, Randy 4 06/08/2018 56 37.71 78,468 171 Open Text Corporation Options All OTEX Option Harrison, Simon David 5 06/08/2018 50 39.27 158,120 12,510 Plans

Open Text Corporation Performance Share Units Harrison, Simon David 5 06/08/2018 56 37.71 11,020 5,800

Open Text Corporation Restricted Share Units Harrison, Simon David 5 06/08/2018 56 37.71 20,170 2,900 Open Text Corporation Options All OTEX Option Jamieson, John David 5 06/08/2018 50 39.27 62,720 8,400 Plans

Open Text Corporation Performance Share Units Jamieson, John David 5 06/08/2018 56 37.71 18,090 3,890

Open Text Corporation Restricted Share Units Jamieson, John David 5 06/08/2018 56 37.71 19,050 1,950 Open Text Corporation Common Shares OTEX Jenkins, P. Thomas 4 07/08/2002 00 Common

Open Text Corporation Common Shares OTEX Jenkins, P. Thomas 4 07/08/2018 47 2,100,000 2,100,000 Common

Open Text Corporation Common Shares OTEX Jenkins, P. Thomas 4 07/08/2018 47 1,814,604 -2,100,000 Common

Open Text Corporation Options All OTEX Option Majzoub, Muhieddine 5 06/08/2018 50 39.27 301,744 31,460 Plans

Open Text Corporation Performance Share Units Majzoub, Muhieddine 5 06/08/2018 56 37.71 66,490 14,580

Open Text Corporation Restricted Share Units Majzoub, Muhieddine 5 06/08/2018 56 37.71 33,240 7,290 Open Text Corporation Options All OTEX Option McGourlay, Christopher 5 06/08/2018 50 39.27 105,172 9,820 Plans James

Open Text Corporation Performance Share Units McGourlay, Christopher 5 06/08/2018 56 37.71 22,070 4,550 James

Open Text Corporation Restricted Share Units McGourlay, Christopher 5 06/08/2018 56 37.71 11,050 2,280 James

Open Text Corporation Options All OTEX Option Nagle, Patricia Ellen 5 06/08/2018 50 39.27 85,010 5,010 Plans

Open Text Corporation Performance Share Units Nagle, Patricia Ellen 5 25/02/2018 00

Open Text Corporation Performance Share Units Nagle, Patricia Ellen 5 06/08/2018 56 37.71 2,320 2,320

Open Text Corporation Restricted Share Units Nagle, Patricia Ellen 5 25/02/2018 00 Open Text Corporation Restricted Share Units Nagle, Patricia Ellen 5 06/08/2018 56 37.71 1,160 1,160 Open Text Corporation Options All OTEX Option Ranganathan, Madhu 5 06/08/2018 50 39.27 322,110 28,600 Plans

Open Text Corporation Performance Share Units Ranganathan, Madhu 5 06/08/2018 56 37.71 21,220 13,260

Open Text Corporation Restricted Share Units Ranganathan, Madhu 5 06/08/2018 56 37.71 10,610 6,630 Open Text Corporation Options All OTEX Option Sarauer, Leslie Jan 5 06/08/2018 50 39.27 105,040 8,400 Plans

Open Text Corporation Performance Share Units Sarauer, Leslie Jan 5 06/08/2018 56 37.71 11,110 3,890

Open Text Corporation Restricted Share Units Sarauer, Leslie Jan 5 06/08/2018 56 37.71 5,550 1,950 Open Text Corporation Deferred Share Units Slaunwhite, Michael William 4 06/08/2018 56 37.71 90,311 197 George

Open Text Corporation Deferred Share Units Stevenson, Katharine 4 06/08/2018 56 37.71 71,637 166 Berghuis

Open Text Corporation Deferred Share Units Weinstein, Deborah 4 06/08/2018 56 37.71 85,698 192 Orezone Gold Corporation Common Shares Downey, Patrick 4 02/08/2018 10 0.64 1,678,200 45,000

August 16, 2018 (2018), 41 OSCB 6555

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Orezone Gold Corporation Common Shares Downey, Patrick 4 03/08/2018 10 0.64 1,690,200 12,000 Orezone Gold Corporation Common Shares Downey, Patrick 4 03/08/2018 10 0.661 1,705,200 15,000 Orezone Gold Corporation Common Shares Downey, Patrick 4 08/08/2018 10 0.64 1,717,200 12,000 Orezone Gold Corporation Common Shares Downey, Patrick 4 09/08/2018 10 0.6 2,717,200 1,000,000 Orford Mining Corporation Common Shares Christie, David William 4, 5 09/08/2018 16 0.24 119,515 54,200 Orford Mining Corporation Common Shares Hollaar, Timothy Lee 5 09/08/2018 16 0.24 87,300 50,000 Orletto Capital II Inc. Common Shares Bélanger, Alphonse 3 22/06/2018 00 400,000 Orletto Capital II Inc. Common Shares Les Immeubles J. Dorval 3 22/06/2018 00 400,000 inc.

Orletto Capital II Inc. Common Shares Pouliot, Claude 4, 5 22/06/2018 00 400,000 OSISKO GOLD ROYALTIES Options Bradley, Victor 7 19/06/2018 00 LTD

OSISKO GOLD ROYALTIES Options Bradley, Victor 7 07/08/2018 50 11.92 15,000 15,000 LTD

OSISKO GOLD ROYALTIES Options Card, Duncan Cornell 7 22/02/2018 00 LTD

OSISKO GOLD ROYALTIES Options Card, Duncan Cornell 7 07/08/2018 50 11.92 15,000 15,000 LTD

OSISKO GOLD ROYALTIES Common Shares Metcalfe, Vincent 5 08/08/2018 10 11.51 6,465 1,000 LTD

OSISKO GOLD ROYALTIES Common Shares Metcalfe, Vincent 5 09/08/2018 10 11.69 6,965 500 LTD

OSISKO GOLD ROYALTIES Common Shares Metcalfe, Vincent 5 10/08/2018 10 11.63 7,365 400 LTD

OSISKO GOLD ROYALTIES Options Richards, Everard Trenton 7 19/06/2018 00 LTD

OSISKO GOLD ROYALTIES Options Richards, Everard Trenton 7 07/08/2018 50 11.92 15,000 15,000 LTD

Pacific Rim Cobalt Corp. Common Shares Bromley, Sean 4 09/08/2018 10 0.25 261,250 50,000 Palamina Corp. Common Shares Thomson, Andrew 4 08/08/2018 10 0.33 1,334,202 21,000 Parana Copper Corporation Common Shares Kott, Meris 4, 5 02/08/2018 30 0.15 1,777,778 1,000,000

Parana Copper Corporation Common Shares Kott, Meris 4, 5 23/11/2017 00

Parana Copper Corporation Common Shares Kott, Meris 4, 5 02/08/2018 30 0.15 2,940,000 2,940,000

Pascal Biosciences Inc. Options Bell, Graeme 4 03/08/2018 50 250,000 100,000 Pascal Biosciences Inc. Options BIERTUMPEL, JENS 4 03/08/2018 50 572,500 150,000 Pascal Biosciences Inc. Options DALLING, JUDI 5 03/08/2018 50 225,000 100,000 Pascal Biosciences Inc. Options Eastland, Julie 4 03/08/2018 50 375,000 375,000 Pascal Biosciences Inc. Options Gadek, Thomas 4 03/08/2018 50 550,000 150,000 Pascal Biosciences Inc. Options Gray, Patrick 4, 5 03/08/2018 50 842,000 375,000 Pascal Biosciences Inc. Options Nikolich, Karoly 4 03/08/2018 50 502,500 100,000 Pascal Biosciences Inc. Options Pearson, Terry 4 03/08/2018 50 425,000 125,000 Pathfinder Income Fund Trust Units Pathfinder Convertible 1 03/08/2018 38 8.14 11,151,198 600 Debenture Fund

Patriot One Technologies Options van der Gracht, Peter 4 10/07/2018 00 250,000 Inc. Kenneth

Pennine Petroleum Common Shares Gertz, Raymond H 4 10/08/2018 10 0.03 1,887,000 6,000 Corporation

Pennine Petroleum Common Shares Gertz, Raymond H 4 10/08/2018 10 0.035 1,891,000 4,000 Corporation

Pennine Petroleum Common Shares Gertz, Raymond H 4 07/08/2018 10 0.035 1,553,000 70,000 Corporation

August 16, 2018 (2018), 41 OSCB 6556

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Pennine Petroleum Common Shares Harris, Jon 4 08/08/2018 10 0.035 143,700 28,500 Corporation

People Corporation Options Anderson, Scott Cameron 4 29/01/2018 50 15,000

People Corporation Options Anderson, Scott Cameron 4 29/01/2018 50 85,681 2,077

People Corporation Rights Deferred Stock Anderson, Scott Cameron 4 24/12/2015 56 8,356 Units

Permex Petroleum Common Shares Ehsan, Mehran 4, 5 03/08/2018 10 0.345 44,300 4,800 Corporation

Permex Petroleum Common Shares Ehsan, Mehran 4, 5 07/08/2018 10 0.37 47,300 3,000 Corporation

Pershimex Resources Common Shares Gagnon, Robert 4, 5 02/08/2018 10 0.05 1,512,513 100,000 Corporation

PHX Energy Services Corp. Retention Awards (Cash- Athaide, Judith 4 07/08/2018 56 2.01 77,279 559 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Athaide, Judith 4 08/08/2018 57 2.05 76,714 -565 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Athaide, Judith 4 08/08/2018 57 2.05 76,282 -432 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Freeman, Terrance 4 09/05/2018 00 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Freeman, Terrance 4 07/08/2018 56 2.01 5,348 5,348 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Hibbard, Lawrence M. 4 07/08/2018 56 2.01 105,002 1,492 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Hibbard, Lawrence M. 4 08/08/2018 57 2.05 104,649 -353 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Hibbard, Lawrence M. 4 08/08/2018 57 2.05 104,433 -216 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Hooks, John Michael 5 07/08/2018 56 2.01 278,079 1,492 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Hooks, John Michael 5 08/08/2018 57 2.05 277,656 -423 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Hooks, John Michael 5 08/08/2018 57 2.05 277,440 -216 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Tetreault, Myron Arthur 4 07/08/2018 56 2.01 115,093 2,238 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Tetreault, Myron Arthur 4 08/08/2018 57 2.05 114,387 -706 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Tetreault, Myron Arthur 4 08/08/2018 57 2.05 113,955 -432 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Thomas, Roger Dale 4 07/08/2018 56 2.01 80,166 1,679 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Thomas, Roger Dale 4 08/08/2018 57 2.05 79,901 -265 based Only)

PHX Energy Services Corp. Retention Awards (Cash- Thomas, Roger Dale 4 08/08/2018 57 2.05 79,739 -162 based Only)

Pinnacle Renewable RSU Bell, Patrick Ward 4 30/01/2018 00 Holdings Inc.

Pinnacle Renewable RSU Bell, Patrick Ward 4 02/08/2018 56 1,203 1,203 Holdings Inc.

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 03/07/2018 10 1.92 10,000 10,000 Inc. (formerly Acme Capital Inc. Corporation)

August 16, 2018 (2018), 41 OSCB 6557

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 04/07/2018 10 1.88 10,600 600 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 05/07/2018 10 1.9192 20,600 10,000 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 06/07/2018 10 1.91 35,600 15,000 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 09/07/2018 10 1.91 48,600 13,000 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 10/07/2018 10 1.9096 59,000 10,400 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 11/07/2018 10 1.9 69,000 10,000 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 12/07/2018 10 1.9394 79,000 10,000 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 13/07/2018 10 1.9 94,000 15,000 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 16/07/2018 10 1.9033 109,000 15,000 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 17/07/2018 10 1.9 124,200 15,200 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 18/07/2018 10 1.9 134,200 10,000 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 23/07/2018 10 1.95 136,200 2,000 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 25/07/2018 10 1.9631 147,800 11,600 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 25/07/2018 10 1.9384 150,300 2,500 Inc. (formerly Acme Capital Inc. Corporation)

Pivot Technology Solutions, Common Shares Pivot Technology Solutions, 1 26/07/2018 10 0 -150,300 Inc. (formerly Acme Capital Inc. Corporation)

Platinum Group Metals Ltd. Common Shares Hosken Consolidated 3 15/06/2018 10 0.0907 1,935,116 Investments Limited

Platinum Group Metals Ltd. Common Shares Hosken Consolidated 3 01/08/2018 10 0.1045 42,380,833 444,831 Investments Limited

Platinum Group Metals Ltd. Common Shares Hosken Consolidated 3 02/08/2018 10 0.1051 42,412,059 31,226 Investments Limited

Platinum Group Metals Ltd. Common Shares Hosken Consolidated 3 06/08/2018 10 0.1051 42,566,871 154,812 Investments Limited

Platinum Group Metals Ltd. Common Shares Hosken Consolidated 3 08/08/2018 10 0.1051 42,672,944 106,073 Investments Limited

Plato Gold Corp. Common Shares Cohen, James 4 12/06/2018 00 3,344,013

August 16, 2018 (2018), 41 OSCB 6558

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Plato Gold Corp. Common Shares Cohen, James 4 08/08/2018 15 0.055 5,344,013 2,000,000 Plato Gold Corp. Common Shares Wong, Greg Ka Wai 5 08/08/2018 10 0.055 3,625,000 1,125,000 Points International Ltd. Common Shares Croxon, David Bruce 4 15/06/2018 10 19.5 14,500 2,500 Points International Ltd. Common Shares Lockhard, Peter 5 15/06/2018 10 19.052 19,401 -1,000 Points International Ltd. Common Shares Lockhard, Peter 5 15/06/2018 10 14.9 8,772 -10,629 Potash Ridge Corporation Options Reid, Christopher Donald 4 02/08/2018 50 0.06 1,550,000 500,000 Power Financial Corporation Common Shares Orr, Robert Jeffrey 4, 6, 7, 5 09/08/2018 51 29.625 500,000 100,000

Power Financial Corporation Common Shares Orr, Robert Jeffrey 4, 6, 7, 5 09/08/2018 10 31.016 475,000 -25,000

Power Financial Corporation Common Shares Orr, Robert Jeffrey 4, 6, 7, 5 09/08/2018 10 30.986 450,000 -25,000

Power Financial Corporation Common Shares Orr, Robert Jeffrey 4, 6, 7, 5 09/08/2018 10 31.085 425,000 -25,000

Power Financial Corporation Common Shares Orr, Robert Jeffrey 4, 6, 7, 5 09/08/2018 10 31.102 400,000 -25,000

Power Financial Corporation Options Orr, Robert Jeffrey 4, 6, 7, 5 09/08/2018 51 29.625 5,227,329 -100,000

Precision Drilling Corporation Common Shares Goraya, Shuja 5 25/07/2018 00 3,500

Precision Drilling Corporation Deferred Share Units Goraya, Shuja 5 25/07/2018 00

Precision Drilling Corporation Deferred Share Units - Goraya, Shuja 5 25/07/2018 00 effective January 1, 2012

Precision Drilling Corporation Options Goraya, Shuja 5 25/07/2018 00

Precision Drilling Corporation Options Goraya, Shuja 5 03/08/2018 50 53,350 53,350

Precision Drilling Corporation Performance Shares Units Goraya, Shuja 5 25/07/2018 00

Precision Drilling Corporation Performance Shares Units Goraya, Shuja 5 08/08/2018 56 52,800 52,800

Precision Drilling Corporation Preferred Shares Goraya, Shuja 5 25/07/2018 00

Precision Drilling Corporation Restricted Share Units Goraya, Shuja 5 23/07/2018 56 206,600

Precision Drilling Corporation Restricted Share Units Goraya, Shuja 5 25/07/2018 00

Precision Drilling Corporation Restricted Share Units Goraya, Shuja 5 08/08/2018 56 13,200 13,200

Precision Drilling Corporation Restricted Share Units Goraya, Shuja 5 08/08/2018 56 206,600 193,400

Precision Drilling Corporation Warrants Goraya, Shuja 5 25/07/2018 00

Premier Gold Mines Limited Common Shares Downie, Ewan Stewart 4 10/08/2018 10 2.14 3,941,778 4,000

Premier Gold Mines Limited Common Shares Downie, Ewan Stewart 4 10/08/2018 10 2.1 3,947,778 6,000

PreveCeutical Medical Inc. Common Shares Without Cornerstone Global 3 24/05/2018 37 45,860,500 36,688,400 (formerly, Carrara Par Value or Special Partners Inc. Exploration Corp.) Rights or Restrictions attached

August 16, 2018 (2018), 41 OSCB 6559

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

PreveCeutical Medical Inc. Common Shares Rajan, Shabira 5 24/05/2018 37 0.1 2,500,000 2,000,000 (formerly, Carrara Warrants Exploration Corp.)

PreveCeutical Medical Inc. Common Shares Without Rajan, Shabira 5 24/05/2018 37 2,500,000 2,000,000 (formerly, Carrara Par Value or Special Exploration Corp.) Rights or Restrictions attached

PreveCeutical Medical Inc. Options Rajan, Shabira 5 24/05/2018 37 0.05 1,500,000 1,000,000 (formerly, Carrara Exploration Corp.)

PreveCeutical Medical Inc. Options Rajan, Shabira 5 24/05/2018 37 0.1 2,500,000 1,000,000 (formerly, Carrara Exploration Corp.)

PreveCeutical Medical Inc. Common Shares Without Reid, Gregory Scott 4 24/05/2018 37 2,500,000 2,000,000 (formerly, Carrara Par Value or Special Exploration Corp.) Rights or Restrictions attached

PreveCeutical Medical Inc. Common Shares Without Van Deventer, Kimberly 4 24/05/2018 37 35,000,000 28,000,000 (formerly, Carrara Par Value or Special Exploration Corp.) Rights or Restrictions attached

PreveCeutical Medical Inc. Options Van Deventer, Kimberly 4 24/05/2018 37 0.05 1,250,000 1,000,000 (formerly, Carrara Exploration Corp.)

PreveCeutical Medical Inc. Common Shares Without Van Deventer, Stephen 4 24/05/2018 37 86,660,500 69,328,400 (formerly, Carrara Par Value or Special Exploration Corp.) Rights or Restrictions attached

PreveCeutical Medical Inc. Options Van Deventer, Stephen 4 24/05/2018 37 0.05 1,250,000 1,000,000 (formerly, Carrara Exploration Corp.)

PreveCeutical Medical Inc. Warrants Van Deventer, Stephen 4 24/05/2018 37 1,800,000 1,440,000 (formerly, Carrara Exploration Corp.)

Progressive Planet Solutions Options Melrose, Dwayne Larry 4 07/08/2018 00 Inc.

Progressive Planet Solutions Options Melrose, Dwayne Larry 4 07/08/2018 50 250,000 250,000 Inc.

ProMIS Neurosciences Inc. Common Shares Giovinazzo, Anthony 4 03/08/2018 10 0.33 651,500 18,000

ProMIS Neurosciences Inc. Common Shares Goldstein, Elliot Paul 4 07/08/2018 54 0.2 7,017,293 106,191

ProMIS Neurosciences Inc. Warrants Goldstein, Elliot Paul 4 07/08/2018 54 0.2 255,833 -106,191

ProMIS Neurosciences Inc. Common Shares Kirwin, Patrick D. 4 09/08/2018 54 0.2 1,472,950 18,750

ProMIS Neurosciences Inc. Warrants Kirwin, Patrick D. 4 09/08/2018 54 0.2 0 -18,750

ProMIS Neurosciences Inc. Common Shares Williams, Eugene Warren 4 07/08/2018 54 0.2 7,613,210 85,374

ProMIS Neurosciences Inc. Warrants Williams, Eugene Warren 4 07/08/2018 54 0.2 255,833 -85,374

Prophecy Development Common Shares without Batista, Harald Fuhrken 4 25/12/2017 46 4 2,285 Corp. par value

Prophecy Development Common Shares without Batista, Harald Fuhrken 4 25/12/2017 11 4 31,242 2,285 Corp. par value

August 16, 2018 (2018), 41 OSCB 6560

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Prophecy Development Common Shares without Batista, Harald Fuhrken 4 25/12/2017 53 4 1,142 Corp. par value

Prophecy Development Common Shares without Batista, Harald Fuhrken 4 25/12/2017 11 4 1,142 Corp. par value

Prophecy Development Common Shares without Batista, Harald Fuhrken 4 08/08/2018 37 312,420 281,178 Corp. par value

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 12 39,000 -2,500 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 1.2 64,000 25,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 10.5 61,000 -3,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 6.5 59,000 -2,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 5 56,000 -3,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 0.5 86,000 30,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 5 84,000 -2,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 2 74,000 -10,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 0.2 174,000 100,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 4.88 169,000 -5,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 0.49 219,000 50,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 3.3 214,000 -5,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 0.33 264,000 50,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 3.5 259,000 -5,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 0.35 309,000 50,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 2.8 305,000 -4,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 0.28 345,000 40,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 1.05 375,000 30,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 0.65 395,000 20,000 Corp.

Prophecy Development Options Batista, Harald Fuhrken 4 08/08/2018 37 0.5 415,000 20,000 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 06/06/2016 37 -1,054,705 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 06/06/2016 37 -375,508 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 06/06/2016 37 3,753 -382,029 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 24/06/2016 55 10 3,752 Corp.

August 16, 2018 (2018), 41 OSCB 6561

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Prophecy Development Warrants Batista, Harald Fuhrken 4 24/06/2016 55 10 0 -3,753 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 08/08/2018 37 6 2,375 -6,757 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 08/08/2018 37 0.6 67,568 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 08/08/2018 37 0.6 69,943 67,568 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 08/08/2018 37 5 67,568 -2,375 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 08/08/2018 37 0.5 91,318 23,750 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 08/08/2018 37 4 90,176 -1,142 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 08/08/2018 37 0.4 101,596 11,420 Corp.

Prophecy Development Warrants Batista, Harald Fuhrken 4 09/08/2018 11 4 102,738 1,142 Corp.

Prophecy Development Common Shares without Hall, Greg 4 08/08/2018 37 196,970 177,273 Corp. par value

Prophecy Development Options Hall, Greg 4 08/08/2018 37 1.2 116,500 60,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 10.5 109,000 -7,500 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 1.05 184,000 75,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 6.5 180,000 -4,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 0.65 220,000 40,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 5 214,000 -6,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 0.5 220,000 6,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 5 218,000 -2,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 0.5 238,000 20,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 2 226,000 -12,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 0.2 346,000 120,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 4.88 341,000 -5,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 0.49 391,000 50,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 3.3 386,000 -5,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 0.33 436,000 50,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 3.5 431,000 -5,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 0.35 481,000 50,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 2.8 477,000 -4,000 Corp.

August 16, 2018 (2018), 41 OSCB 6562

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Prophecy Development Options Hall, Greg 4 08/08/2018 37 2.8 473,000 -4,000 Corp.

Prophecy Development Options Hall, Greg 4 08/08/2018 37 0.28 513,000 40,000 Corp.

Prophecy Development Options Hall, Greg 4 09/08/2018 37 12 507,000 -6,000 Corp.

Prophecy Development Warrants Hall, Greg 4 08/08/2018 37 6 9,220 -6,997 Corp.

Prophecy Development Warrants Hall, Greg 4 08/08/2018 37 0.6 69,973 Corp.

Prophecy Development Warrants Hall, Greg 4 08/08/2018 37 0.6 79,193 69,973 Corp.

Prophecy Development Warrants Hall, Greg 4 08/08/2018 37 7 73,693 -5,500 Corp.

Prophecy Development Warrants Hall, Greg 4 08/08/2018 37 0.7 128,693 55,000 Corp.

Prophecy Development Warrants Hall, Greg 4 08/08/2018 37 5 125,333 -3,360 Corp.

Prophecy Development Warrants Hall, Greg 4 08/08/2018 37 0.5 158,933 33,600 Corp.

Prophecy Development Warrants Hall, Greg 4 08/08/2018 37 4 157,553 -1,380 Corp.

Prophecy Development Warrants Hall, Greg 4 08/08/2018 37 0.4 171,353 13,800 Corp.

Prophecy Development Common Shares without IGATA, MASATERU 4 03/06/2016 37 -6,719,236 Corp. par value

Prophecy Development Common Shares without IGATA, MASATERU 4 08/08/2018 37 7,602,766 795,177 Corp. par value

Prophecy Development Options IGATA, MASATERU 4 03/06/2016 37 -990,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 07/08/2018 37 0.065 533,000 -500,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 07/08/2018 37 6.5 50,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 07/08/2018 37 6.5 538,000 5,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 07/08/2018 37 5 541,000 3,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 07/08/2018 37 0.05 241,000 -300,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 07/08/2018 37 0.05 41,000 -200,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 07/08/2018 37 5 43,000 2,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 07/08/2018 37 5 40,000 -3,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 6.5 35,000 -5,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 0.65 85,000 50,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 5 83,000 -2,000 Corp.

August 16, 2018 (2018), 41 OSCB 6563

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 0.5 103,000 20,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 0.5 133,000 30,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 2 121,000 -12,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 0.2 241,000 120,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 4.88 234,000 -7,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 0.49 304,000 70,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 3.3 299,000 -5,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 3.5 294,000 -5,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 0.35 344,000 50,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 2.8 340,000 -4,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 0.33 390,000 50,000 Corp.

Prophecy Development Options IGATA, MASATERU 4 08/08/2018 37 0.28 430,000 40,000 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 02/06/2016 37 -731,502 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 02/06/2016 37 -3,600,000 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 02/06/2016 37 -3,960,000 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 03/06/2016 37 -297,000 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 03/06/2016 37 -198,000 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 09/06/2016 37 3 297,000 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 09/06/2016 37 3 198,000 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 07/08/2018 37 0.06 4,003,767 -738,890 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 07/08/2018 37 6 4,011,156 7,389 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 07/08/2018 37 0.7 4,051,156 40,000 Corp.

August 16, 2018 (2018), 41 OSCB 6564

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Prophecy Development Warrants IGATA, MASATERU 4 08/08/2018 37 0.07 51,156 -4,000,000 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 08/08/2018 37 6 43,767 -7,389 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 08/08/2018 37 0.6 117,656 73,889 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 08/08/2018 37 7 77,656 -40,000 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 08/08/2018 37 0.7 477,656 400,000 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 08/08/2018 37 5 475,031 -2,625 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 08/08/2018 37 0.5 501,281 26,250 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 08/08/2018 37 4 500,139 -1,142 Corp.

Prophecy Development Warrants IGATA, MASATERU 4 08/08/2018 37 0.4 511,559 11,420 Corp.

Prophecy Development Common Shares without Lee, John 4, 5 08/08/2018 37 284,310 255,879 Corp. par value

Prophecy Development Common Shares without Lee, John 4, 5 08/08/2018 37 12,017,080 10,815,372 Corp. par value

Prophecy Development Options Lee, John 4, 5 03/06/2016 37 -8,699,378 Corp.

Prophecy Development Options Lee, John 4, 5 03/06/2016 37 -8,699,358 Corp.

Prophecy Development Options Lee, John 4, 5 03/06/2016 37 -8,699,318 Corp.

Prophecy Development Options Lee, John 4, 5 03/06/2016 37 87,852 -8,699,398 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 12 320,880 -9,972 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 1.2 420,600 99,720 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 10.5 394,600 -26,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 10.5 -26,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 1.05 654,600 260,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 6.5 639,600 -15,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 0.65 789,600 150,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 5 766,100 -23,500 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 0.5 1,001,100 235,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 5 987,700 -13,400 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 0.5 1,121,700 134,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 2 1,071,700 -50,000 Corp.

August 16, 2018 (2018), 41 OSCB 6565

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 0.2 1,571,700 500,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 4.88 1,541,700 -30,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 0.49 1,841,700 300,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 3.3 1,786,700 -55,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 0.33 2,336,700 550,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 3.5 2,268,700 -68,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 0.35 2,948,700 680,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 2.8 2,908,700 -40,000 Corp.

Prophecy Development Options Lee, John 4, 5 08/08/2018 37 0.28 3,308,700 400,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 03/06/2016 37 -25,652,741 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 37 0.05 14,824,173 -12,000,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 37 5 14,944,173 120,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 37 0.06 -774,850 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 37 0.06 14,169,321 -774,852 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 37 6 14,246,806 77,485 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 37 0.07 11,246,806 -3,000,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 37 7 11,276,806 30,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 37 0.07 9,326,806 -1,950,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 37 7 9,346,306 19,500 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 37 6 9,268,821 -77,485 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 55 -8,174,874 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 55 1,093,947 -8,174,874 Corp.

Prophecy Development Warrants Lee, John 4, 5 07/08/2018 55 -8,174,874 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 5 973,947 -120,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 0.5 2,173,947 1,200,000 Corp.

August 16, 2018 (2018), 41 OSCB 6566

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 0.6 2,948,797 774,850 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 7 2,918,797 -30,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 0.7 3,218,797 300,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 7 3,199,297 -19,500 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 0.7 3,394,297 195,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 4 2,644,297 -750,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 0.4 10,144,297 7,500,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 4.4 10,114,297 -30,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 0.44 10,414,297 300,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 5 10,384,297 -30,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 0.5 10,684,297 300,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 5 10,653,669 -30,628 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 0.5 10,959,949 306,280 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 4 10,909,949 -50,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 0.4 11,409,949 500,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 4 11,394,949 -15,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 0.4 11,544,949 150,000 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 4 11,526,130 -18,819 Corp.

Prophecy Development Warrants Lee, John 4, 5 08/08/2018 37 0.4 11,714,320 188,190 Corp.

Prophecy Development Options Molor, Nargil 7 09/08/2018 37 1.2 29,000 9,000 Corp.

Prophecy Development Options Molor, Nargil 7 09/08/2018 37 0.5 38,000 9,000 Corp.

Prophecy Development Options Molor, Nargil 7 09/08/2018 37 0.2 83,000 45,000 Corp.

Prophecy Development Options Molor, Nargil 7 09/08/2018 37 0.49 119,000 36,000 Corp.

Prophecy Development Options Molor, Nargil 7 09/08/2018 37 0.33 155,000 36,000 Corp.

Prophecy Development Options Molor, Nargil 7 09/08/2018 37 0.35 182,000 27,000 Corp.

Prophecy Development Options Molor, Nargil 7 09/08/2018 37 0.28 200,000 18,000 Corp.

Prophecy Development Options Plavutska, Irina 5 08/08/2018 37 575,000 517,500 Corp.

Prophecy Development Warrants Plavutska, Irina 5 08/08/2018 37 60,680 54,612 Corp.

August 16, 2018 (2018), 41 OSCB 6567

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Prophecy Development Common Shares without Wong, Tony 5 08/08/2018 37 369,180 332,262 Corp. par value

Prophecy Development Options Wong, Tony 5 08/08/2018 37 590,000 531,000 Corp.

Prophecy Development Warrants Wong, Tony 5 08/08/2018 37 131,290 118,161 Corp.

Puma Exploration Inc. Common Shares Cordick, Arness William 4 02/08/2018 10 0.06 13,494,000 20,000 Ross

Puma Exploration Inc. Common Shares Cordick, Arness William 4 07/08/2018 10 0.06 13,514,000 20,000 Ross

Questerre Energy Options Sykora, Dennis Frank 4 02/08/2018 50 0.48 883,500 103,500 Corporation

Razor Energy Corp. Common Shares Bailey, Douglas George 4, 5 08/08/2018 10 3.14 1,169,840 100 Razor Energy Corp. Common Shares Bailey, Douglas George 4, 5 08/08/2018 10 3.15 1,170,240 400 Razor Energy Corp. Common Shares Bailey, Douglas George 4, 5 09/08/2018 30 3.12 1,172,391 2,151 Razor Energy Corp. Common Shares Braun, Kevin Edward 5 09/08/2018 30 3.12 165,639 1,777 Razor Energy Corp. Common Shares Mueller, Lisa Ann 5 09/08/2018 30 3.12 76,115 1,777 Razor Energy Corp. Common Shares Muller, Frank Peter 4, 5 09/08/2018 30 3.12 927,086 2,057 Razor Energy Corp. Common Shares Muller, Frank Peter 4, 5 09/08/2018 10 3.18 927,286 200 Razor Energy Corp. Common Shares Muller, Frank Peter 4, 5 09/08/2018 10 3.19 927,586 300 Razor Energy Corp. Common Shares Sundstrom, Devin Kent 5 09/08/2018 30 3.12 209,176 1,777 Razor Energy Corp. Common Shares Sych, Stephen George 5 09/08/2018 30 3.12 196,821 1,332 Real Matters Inc. Common Shares Real Matters Inc. 1 28/06/2018 38 5.6573 4,300 4,300 Real Matters Inc. Common Shares Real Matters Inc. 1 28/06/2018 38 5.6573 0 -4,300 Real Matters Inc. Common Shares Real Matters Inc. 1 29/06/2018 38 5.7009 4,100 4,100 Real Matters Inc. Common Shares Real Matters Inc. 1 29/06/2018 38 5.7009 0 -4,100 Real Matters Inc. Common Shares Real Matters Inc. 1 03/07/2018 38 5.8377 9,900 9,900 Real Matters Inc. Common Shares Real Matters Inc. 1 03/07/2018 38 5.8377 0 -9,900 Real Matters Inc. Common Shares Real Matters Inc. 1 04/07/2018 38 5.8698 8,400 8,400 Real Matters Inc. Common Shares Real Matters Inc. 1 04/07/2018 38 5.8698 0 -8,400 Real Matters Inc. Common Shares Real Matters Inc. 1 05/07/2018 38 5.9326 8,000 8,000 Real Matters Inc. Common Shares Real Matters Inc. 1 05/07/2018 38 5.9326 0 -8,000 Real Matters Inc. Common Shares Real Matters Inc. 1 06/07/2018 38 6.0517 6,200 6,200 Real Matters Inc. Common Shares Real Matters Inc. 1 06/07/2018 38 6.0517 0 -6,200 Real Matters Inc. Common Shares Real Matters Inc. 1 09/07/2018 38 6.0828 10,300 10,300 Real Matters Inc. Common Shares Real Matters Inc. 1 09/07/2018 38 6.0828 0 -10,300 Real Matters Inc. Common Shares Real Matters Inc. 1 10/07/2018 38 6.2371 10,200 10,200 Real Matters Inc. Common Shares Real Matters Inc. 1 10/07/2018 38 6.2371 0 -10,200 Real Matters Inc. Common Shares Real Matters Inc. 1 11/07/2018 38 6.084 9,500 9,500 Real Matters Inc. Common Shares Real Matters Inc. 1 11/07/2018 38 6.084 0 -9,500 Real Matters Inc. Common Shares Real Matters Inc. 1 12/07/2018 38 6.0793 10,000 10,000 Real Matters Inc. Common Shares Real Matters Inc. 1 12/07/2018 38 6.0793 0 -10,000 Real Matters Inc. Common Shares Real Matters Inc. 1 13/07/2018 38 5.6644 10,300 10,300 Real Matters Inc. Common Shares Real Matters Inc. 1 13/07/2018 38 5.6644 0 -10,300 Real Matters Inc. Common Shares Real Matters Inc. 1 16/07/2018 38 5.6642 10,300 10,300 Real Matters Inc. Common Shares Real Matters Inc. 1 16/07/2018 38 5.6642 0 -10,300 Real Matters Inc. Common Shares Real Matters Inc. 1 17/07/2018 38 5.63 6,300 6,300 Real Matters Inc. Common Shares Real Matters Inc. 1 17/07/2018 38 5.63 0 -6,300 Real Matters Inc. Common Shares Real Matters Inc. 1 18/07/2018 38 5.5808 10,300 10,300 Real Matters Inc. Common Shares Real Matters Inc. 1 18/07/2018 38 5.5808 0 -10,300 Real Matters Inc. Common Shares Real Matters Inc. 1 19/07/2018 38 5.6318 10,359 10,359

August 16, 2018 (2018), 41 OSCB 6568

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Real Matters Inc. Common Shares Real Matters Inc. 1 19/07/2018 38 5.6318 0 -10,359 Real Matters Inc. Common Shares Real Matters Inc. 1 20/07/2018 38 5.9196 10,200 10,200 Real Matters Inc. Common Shares Real Matters Inc. 1 20/07/2018 38 5.9196 0 -10,200 Real Matters Inc. Common Shares Real Matters Inc. 1 23/07/2018 38 5.6687 6,400 6,400 Real Matters Inc. Common Shares Real Matters Inc. 1 23/07/2018 38 5.6687 0 -6,400 Real Matters Inc. Common Shares Real Matters Inc. 1 24/07/2018 38 5.3779 10,100 10,100 Real Matters Inc. Common Shares Real Matters Inc. 1 24/07/2018 38 5.3779 0 -10,100 Real Matters Inc. Common Shares Real Matters Inc. 1 25/07/2018 38 5.2869 9,700 9,700 Real Matters Inc. Common Shares Real Matters Inc. 1 25/07/2018 38 5.2869 0 -9,700 Real Matters Inc. Common Shares Real Matters Inc. 1 26/07/2018 38 5.3677 7,100 7,100 Real Matters Inc. Common Shares Real Matters Inc. 1 26/07/2018 38 5.3677 0 -7,100 Real Matters Inc. Common Shares Real Matters Inc. 1 27/07/2018 38 5.1731 7,900 7,900 Real Matters Inc. Common Shares Real Matters Inc. 1 27/07/2018 38 5.1731 0 -7,900 Real Matters Inc. Common Shares Real Matters Inc. 1 30/07/2018 38 5.116 10,000 10,000 Real Matters Inc. Common Shares Real Matters Inc. 1 30/07/2018 38 5.116 0 -10,000 Real Matters Inc. Common Shares Real Matters Inc. 1 31/07/2018 38 4.9275 4,000 4,000 Real Matters Inc. Common Shares Real Matters Inc. 1 31/07/2018 38 4.9275 0 -4,000 Real Matters Inc. Common Shares Real Matters Inc. 1 01/08/2018 38 5.136 9,600 9,600 Real Matters Inc. Common Shares Real Matters Inc. 1 01/08/2018 38 5.136 0 -9,600 Real Matters Inc. Common Shares Real Matters Inc. 1 02/08/2018 38 5.1616 9,900 9,900 Real Matters Inc. Common Shares Real Matters Inc. 1 02/08/2018 38 5.1616 0 -9,900 Real Matters Inc. Common Shares Real Matters Inc. 1 03/08/2018 38 5.116 10,200 10,200 Real Matters Inc. Common Shares Real Matters Inc. 1 03/08/2018 38 5.116 0 -10,200 Real Matters Inc. Common Shares Real Matters Inc. 1 07/08/2018 38 5.2662 10,300 10,300 Real Matters Inc. Common Shares Real Matters Inc. 1 07/08/2018 38 5.2662 0 -10,300 Recipe Unlimited Corporation Subordinate Voting Cara Operations Limited 1 06/08/2018 10 26.93 38,800 38,800 (formerly Cara Operations Shares Limited)

Recipe Unlimited Corporation Subordinate Voting Cara Operations Limited 1 06/08/2018 38 26.93 0 -38,800 (formerly Cara Operations Shares Limited)

Relay Medical Corp. Common Shares Invidx Corp 3 08/08/2018 10 19,052,552 -34,000 (formerly, ChroMedX Corp).

Relay Medical Corp. Common Shares Invidx Corp 3 09/08/2018 10 18,991,552 -61,000 (formerly, ChroMedX Corp).

Relay Medical Corp. Common Shares Kailasanathan, 5 03/08/2018 16 0.23 227,417 65,217 (formerly, ChroMedX Corp). Rajakuhendran

Relay Medical Corp. Warrants Kailasanathan, 5 19/03/2018 00 (formerly, ChroMedX Corp). Rajakuhendran

Relay Medical Corp. Warrants Kailasanathan, 5 03/08/2018 16 0.4 32,608 32,608 (formerly, ChroMedX Corp). Rajakuhendran

Relay Medical Corp. Warrants Kailasanathan, 5 03/08/2018 16 0.5 65,216 32,608 (formerly, ChroMedX Corp). Rajakuhendran

Relay Medical Corp. Common Shares Kent, William Gordon Clark 4, 5 03/08/2018 16 0.23 805,952 50,000 (formerly, ChroMedX Corp).

Relay Medical Corp. Warrants Kent, William Gordon Clark 4, 5 03/08/2018 16 0.4 425,000 25,000 (formerly, ChroMedX Corp).

August 16, 2018 (2018), 41 OSCB 6569

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Relay Medical Corp. Warrants Kent, William Gordon Clark 4, 5 03/08/2018 16 0.5 450,000 25,000 (formerly, ChroMedX Corp).

Relay Medical Corp. Common Shares Kuhn, Jessica Marie 5 03/08/2018 16 0.23 88,068 34,000 (formerly, ChroMedX Corp).

Relay Medical Corp. Warrants Kuhn, Jessica Marie 5 23/01/2018 00 (formerly, ChroMedX Corp).

Relay Medical Corp. Warrants Kuhn, Jessica Marie 5 03/08/2018 16 0.4 17,000 17,000 (formerly, ChroMedX Corp).

Relay Medical Corp. Warrants Kuhn, Jessica Marie 5 03/08/2018 16 0.5 34,000 17,000 (formerly, ChroMedX Corp).

Relevium Technologies Inc. Common Shares Useche Gutierrez, Aurelio 5 10/08/2018 10 0.125 1,819,000 20,000 Antonio

RepliCel Life Sciences Inc. Options Buckler, Lee 5 07/12/2016 50 400,000 150,000

RepliCel Life Sciences Inc. Options Buckler, Lee 5 30/07/2018 97 350,000 -50,000

RepliCel Life Sciences Inc. Options Buckler, Lee 5 30/07/2018 97 300,000 -50,000

RepliCel Life Sciences Inc. Options Buckler, Lee 5 30/07/2018 50 700,000 400,000

RepliCel Life Sciences Inc. Options Hoffmann, Rolf 4, 5 30/07/2018 50 0.43 425,000 75,000

RepliCel Life Sciences Inc. Options Kordyback, Thomas Albert 5 01/08/2018 50 150,000 50,000

RepliCel Life Sciences Inc. Options Ma, Simon 5 13/06/2016 00

RepliCel Life Sciences Inc. Options Ma, Simon 5 30/07/2018 50 50,000 50,000

RepliCel Life Sciences Inc. Options MacKay, Geoffrey 4 30/07/2018 50 0.43 200,000 50,000

RepliCel Life Sciences Inc. Options McElwee, Kevin 3 30/07/2018 50 0.43 50,000

RepliCel Life Sciences Inc. Options McElwee, Kevin 3 30/07/2018 50 0.43 425,000 75,000

Resverlogix Corp. Common Shares Eastern Capital Limited 3 07/08/2018 54 0.9 22,712,879 529,592 Resverlogix Corp. Warrants Eastern Capital Limited 3 07/08/2018 54 0.9 7,039,985 -529,592 Richelieu Hardware Ltd. Common Shares Quincaillerie Richelieu Ltée 1 03/08/2018 38 28.31 7,909 7,909

Richelieu Hardware Ltd. Common Shares Quincaillerie Richelieu Ltée 1 03/08/2018 38 28.31 0 -7,909

Richelieu Hardware Ltd. Common Shares Quincaillerie Richelieu Ltée 1 07/08/2018 38 28.61 7,309 7,309

Richelieu Hardware Ltd. Common Shares Quincaillerie Richelieu Ltée 1 07/08/2018 38 28.61 0 -7,309

Richelieu Hardware Ltd. Common Shares Quincaillerie Richelieu Ltée 1 08/08/2018 38 28.7 6,809 6,809

Richelieu Hardware Ltd. Common Shares Quincaillerie Richelieu Ltée 1 08/08/2018 38 28.7 0 -6,809

Ridgewood Canadian Units Ridgewood Capital Asset 3 03/08/2018 10 15 7,675,505 1,140 Investment Grade Bond Management Fund

August 16, 2018 (2018), 41 OSCB 6570

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Ridgewood Canadian Units Ridgewood Capital Asset 3 03/08/2018 10 15 7,675,165 -340 Investment Grade Bond Management Fund

Ridgewood Canadian Units Ridgewood Capital Asset 3 08/08/2018 10 15 7,675,598 433 Investment Grade Bond Management Fund

Ridgewood Canadian Units Ridgewood Capital Asset 3 09/08/2018 10 15 7,678,198 2,600 Investment Grade Bond Management Fund

Rio2 Limited Common Shares Black, Alexander 4, 5 24/07/2018 00 14,414,721 Rio2 Limited Common Shares Dreyer, Ian Keith 5 24/07/2018 00 1,066,720 Rio2 Limited Options Dreyer, Ian Keith 5 24/07/2018 00 233,345 Rio2 Limited Restricted Share Units Dreyer, Ian Keith 5 24/07/2018 00 66,670 Rio2 Limited Common Shares Johnson, Kathryn 5 24/07/2018 00 5,334 Rio2 Limited Options Johnson, Kathryn 5 24/07/2018 00 233,345 Rio2 Limited Restricted Share Units Johnson, Kathryn 5 24/07/2018 00 66,670 Rio2 Limited Common Shares Kenney, Daniel Ellis 4 24/07/2018 00 760,038 Rio2 Limited Common Shares Kenney, Daniel Ellis 4 24/07/2018 00 113,339 Rio2 Limited Options Kenney, Daniel Ellis 4 24/07/2018 00 233,345 Rio2 Limited Restricted Share Units Kenney, Daniel Ellis 4 24/07/2018 00 33,335 Rio2 Limited Common Shares Martinez, Jose Luis 5 24/07/2018 00 318,683 Rio2 Limited Common Shares Martinez, Jose Luis 5 24/07/2018 00 81,337 Rio2 Limited Options Martinez, Jose Luis 5 24/07/2018 00 466,690 Rio2 Limited Restricted Share Units Martinez, Jose Luis 5 24/07/2018 00 100,005 Rio2 Limited Common Shares Ramachandran, Ram 4 24/07/2018 00 66,670 Rio2 Limited Options Ramachandran, Ram 4 24/07/2018 00 233,345 Rio2 Limited Common Shares Robinson, Sidney P H 4 24/07/2018 00 133,340 Rio2 Limited Options Robinson, Sidney P H 4 24/07/2018 00 233,345 Rio2 Limited Common Shares Schneider, Albrecht Georg 4 24/06/2018 00 11,529,099

Rio2 Limited Options Schneider, Albrecht Georg 4 24/06/2018 00 1,155,175

Rio2 Limited Warrants Schneider, Albrecht Georg 4 24/06/2018 00 36,305

Rio2 Limited Common Shares Thomas, David John 4 24/07/2018 00 866,710 Rio2 Limited Options Thomas, David John 4 24/07/2018 00 233,345 Rio2 Limited Common Shares Williams, Timothy 5 24/07/2018 00 1,191,393 Rio2 Limited Options Williams, Timothy 5 24/07/2018 00 233,345 Rio2 Limited Restricted Share Units Williams, Timothy 5 24/07/2018 00 66,670 RISE Life Science Corp. Options Dollard, Christopher Hugh 4, 5 05/02/2018 00

RISE Life Science Corp. Options Dollard, Christopher Hugh 4, 5 03/08/2018 50 0.3 500,000 500,000

RISE Life Science Corp. Options Lelovic, Robert Arthur 5 02/03/2018 00 RISE Life Science Corp. Options Lelovic, Robert Arthur 5 03/08/2018 50 0.3 500,000 500,000 RISE Life Science Corp. Options Mattadeen, Anton Raynor 4 28/09/2017 00 RISE Life Science Corp. Options Mattadeen, Anton Raynor 4 03/08/2018 50 0.3 500,000 500,000 RIWI Corp. Common Shares Im, Daniel 5 31/07/2017 00 RIWI Corp. Common Shares Im, Daniel 5 08/08/2018 10 1.49 200 200 RIWI Corp. Common Shares Im, Daniel 5 08/08/2018 10 1.7 5,200 5,000 Rocky Mountain Dealerships Common Shares Crawford, Cameron Walter 4 09/08/2018 10 10.874 6,000 2,000 Inc.

Rogers Sugar Inc. Common Shares Rogers Sugar Inc 1 29/06/2018 38 0 -300,500

August 16, 2018 (2018), 41 OSCB 6571

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Rogers Sugar Inc. Common Shares Rogers Sugar Inc 1 09/08/2018 38 -300,500 Rogers Sugar Inc. Common Shares Rogers Sugar Inc 1 09/08/2018 38 5.2927 39,800 39,800 Rokmaster Resources Corp. Common Shares Mirko, John Martin 4, 5 01/08/2018 10 0.09 4,196,560 5,000

Route1 Inc. Common Shares Doolan, Michael Frederick 4 02/08/2018 10 3,737,203 47,728

Rupert Resources Ltd. Common Shares Brimacombe, Alan Douglas 3 09/08/2018 10 0.95 19,768,800 -30,000

Rye Patch Gold Corp. Common Shares Jones, Douglas Matthew 5 25/05/2018 97 0 -16,666 Rye Patch Gold Corp. Options Jones, Douglas Matthew 5 25/05/2018 97 0 -100,000 Rye Patch Gold Corp. Restricted Share Units Jones, Douglas Matthew 5 25/05/2018 97 0 -33,334 Rye Patch Gold Corp. Common Shares Mansanti, John Gerard 4 25/05/2018 97 0 -11,233 Rye Patch Gold Corp. Options Mansanti, John Gerard 4 25/05/2018 97 0 -79,853 Rye Patch Gold Corp. Restricted Share Units Mansanti, John Gerard 4 25/05/2018 97 0 -22,467 Sanibel Ventures Corp. Options Zanic, Rose 4 27/07/2018 50 0.1 133,333 133,333 Sarment Holding Limited Common Shares EL Greco International 3 09/08/2018 00 8,468,460 Investments S.r.l.

Sarment Holding Limited Common Shares Vino Ventures Limited 3 09/08/2018 11 3.15 0 -8,468,460 Schooner Capital Corp. Options Jones, James Edward 3, 4 28/06/2018 00 158,333 Seahawk Ventures Inc. Common Shares Ekholm, Ian Jack 3 31/07/2018 10 0.4 1,187,200 3,000 Seahawk Ventures Inc. Common Shares Ekholm, Ian Jack 3 01/08/2018 10 0.39 1,188,200 1,000 Seahawk Ventures Inc. Common Shares Ekholm, Ian Jack 3 01/08/2018 10 0.38 1,188,700 500 Seahawk Ventures Inc. Common Shares Ekholm, Ian Jack 3 01/08/2018 10 0.37 1,190,200 1,500 Seashore Resource Partners Common Shares Beltgens, Christopher Jon 4, 5 14/05/2018 00 200,000 Corp. Mackenzie

Secure Energy Services Inc. Common Shares Secure Energy Services 1 03/07/2018 38 7.1832 246,000 93,900 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 04/07/2018 38 7.1644 296,000 50,000 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 05/07/2018 38 7.1362 364,100 68,100 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 06/07/2018 38 7.1272 433,100 69,000 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 09/07/2018 38 7.2821 476,600 43,500 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 09/07/2018 38 180,600 -296,000 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 10/07/2018 38 7.5101 208,100 27,500 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 10/07/2018 38 7.4328 306,100 98,000 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 12/07/2018 38 7.2836 399,700 93,600 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 13/07/2018 38 7.4007 476,900 77,200 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 16/07/2018 38 7.4219 557,200 80,300 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 16/07/2018 38 251,100 -306,100 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 17/07/2018 38 7.6027 330,700 79,600 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 18/07/2018 38 7.7348 414,300 83,600 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 19/07/2018 38 7.8451 492,800 78,500 Inc.

August 16, 2018 (2018), 41 OSCB 6572

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Secure Energy Services Inc. Common Shares Secure Energy Services 1 20/07/2018 38 7.8448 542,300 49,500 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 23/07/2018 38 7.8447 640,300 98,000 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 24/07/2018 38 7.7566 738,300 98,000 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 25/07/2018 38 7.6751 822,000 83,700 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 26/07/2018 38 7.7636 913,600 91,600 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 27/07/2018 38 7.7913 1,011,300 97,700 Inc.

Secure Energy Services Inc. Common Shares Secure Energy Services 1 30/07/2018 38 189,300 -822,000 Inc.

Seven Generations Energy Options Pre-IPO Brown, Kevin Jack 4 07/08/2018 51 2.5 42,000 -8,704 Ltd.

Seven Generations Energy Common Shares Class A Holt, David Barry 5 14/05/2018 00 Ltd.

Seven Generations Energy Common Shares Class A Holt, David Barry 5 07/08/2018 10 16.85 4,500 4,500 Ltd.

ShaMaran Petroleum Corp. Bonds Lorito Holdings S.à.r.l. 3 08/08/2018 11 $38,300,000 -$5,000,000

ShaMaran Petroleum Corp. Bonds Lorito Holdings S.à.r.l. 3 10/08/2018 11 $37,750,000 -$550,000

SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 03/08/2018 47 951,240 -200,000 INC. "B"

SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 03/08/2018 47 2,611,100 200,000 INC. "B"

Shopify Inc. Multiple Voting Shares Finkelstein, Harley Michael 5 09/08/2018 51 0.16 2,226 2,226 Class B Multiple Voting Shares

Shopify Inc. Multiple Voting Shares Finkelstein, Harley Michael 5 09/08/2018 36 0 -2,226 Class B Multiple Voting Shares

Shopify Inc. Options Finkelstein, Harley Michael 5 09/08/2018 51 0.16 258,080 -2,226

Shopify Inc. Subordinate Voting Finkelstein, Harley Michael 5 09/08/2018 36 2,443 2,226 Shares Class A Subordinate Voting Shares

Shopify Inc. Subordinate Voting Finkelstein, Harley Michael 5 09/08/2018 30 185.05 217 -2,226 Shares Class A Subordinate Voting Shares

Shopify Inc. Subordinate Voting Lutke, Tobias Albin 4, 5 06/08/2018 30 140.65 64,000 -2,000 Shares Class A Subordinate Voting Shares

Sierra Wireless, Inc. Common Shares Abrams, Robin Ann 4 07/08/2018 57 25,128 959 Sierra Wireless, Inc. Restricted Share Units Abrams, Robin Ann 4 07/08/2018 57 6,256 -959 Sierra Wireless, Inc. Common Shares Levine, Charles E. 4 07/08/2018 57 45,907 959 Sierra Wireless, Inc. Restricted Share Units Levine, Charles E. 4 07/08/2018 57 6,256 -959 Sierra Wireless, Inc. Common Shares Overton, Marc Anthony 5 17/07/2017 00 John McHardy

Sierra Wireless, Inc. Common Shares Overton, Marc Anthony 5 07/08/2018 57 3,246 3,246 John McHardy

August 16, 2018 (2018), 41 OSCB 6573

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Sierra Wireless, Inc. Restricted Share Units Overton, Marc Anthony 5 07/08/2018 57 26,199 -6,125 John McHardy

Sierra Wireless, Inc. Common Shares Sieber, Thomas 4 07/08/2018 57 41,083 959 Sierra Wireless, Inc. Restricted Share Units Sieber, Thomas 4 07/08/2018 57 6,256 -959 Sierra Wireless, Inc. Common Shares Sierra Wireless, Inc. 1 09/08/2018 38 19.88 -9,500 Sierra Wireless, Inc. Common Shares Sierra Wireless, Inc. 1 09/08/2018 10 19.88 9,500 9,500 Sierra Wireless, Inc. Common Shares Sierra Wireless, Inc. 1 10/08/2018 10 19.57 19,000 9,500 Sierra Wireless, Inc. Common Shares Thexton, Kent Paul 4 11/03/2005 00 Sierra Wireless, Inc. Common Shares Thexton, Kent Paul 4 10/08/2018 57 23,858 23,858 Sierra Wireless, Inc. Restricted Share Units Thexton, Kent Paul 4 11/03/2005 00 Sierra Wireless, Inc. Restricted Share Units Thexton, Kent Paul 4 07/08/2018 56 71,514 71,514 Sierra Wireless, Inc. Restricted Share Units Thexton, Kent Paul 4 10/08/2018 57 47,656 -23,858 SIR Royalty Income Fund Units SHARMA, ATUL 6 03/08/2018 10 15.1 14,100 100 SIR Royalty Income Fund Units SHARMA, ATUL 6 03/08/2018 10 15.448 2,000 SIR Royalty Income Fund Units SHARMA, ATUL 6 03/08/2018 10 15.448 2,000 SIR Royalty Income Fund Units SHARMA, ATUL 6 07/08/2018 10 15.421 17,900 3,800 SIR Royalty Income Fund Units SHARMA, ATUL 6 08/08/2018 10 15.448 19,900 2,000 Sleep Country Canada Common Shares Friesema, David 4 08/08/2018 57 31.01 397,601 6,520 Holdings Inc.

Sleep Country Canada Performance Share Units Friesema, David 4 31/05/2018 30 33.06 48,021 100 Holdings Inc. (PSU)

Sleep Country Canada Performance Share Units Friesema, David 4 08/08/2018 56 52,703 4,682 Holdings Inc. (PSU)

Sleep Country Canada Performance Share Units Friesema, David 4 08/08/2018 57 31.01 38,657 -14,046 Holdings Inc. (PSU)

Sleep Country Canada Common Shares Hirji-Nowaczynski, Zabeen 4 02/08/2018 00 70 Holdings Inc.

Sleep Country Canada Common Shares Howcroft, Dave 5 08/08/2018 57 31.01 11,965 2,608 Holdings Inc.

Sleep Country Canada Performance Share Units Howcroft, Dave 5 31/05/2018 30 33.06 21,635 40 Holdings Inc. (PSU)

Sleep Country Canada Performance Share Units Howcroft, Dave 5 08/08/2018 56 23,508 1,873 Holdings Inc. (PSU)

Sleep Country Canada Performance Share Units Howcroft, Dave 5 08/08/2018 57 31.01 17,889 -5,619 Holdings Inc. (PSU)

Sleep Country Canada Common Shares Masson, Robert 5 08/08/2018 57 31.01 20,674 2,608 Holdings Inc.

Sleep Country Canada Performance Share Units Masson, Robert 5 31/05/2018 30 33.06 21,635 40 Holdings Inc. (PSU)

Sleep Country Canada Performance Share Units Masson, Robert 5 08/08/2018 56 23,508 1,873 Holdings Inc. (PSU)

Sleep Country Canada Performance Share Units Masson, Robert 5 08/08/2018 57 31.01 17,889 -5,619 Holdings Inc. (PSU)

Sleep Country Canada Common Shares Schaefer, Stewart 5 08/08/2018 57 31.01 270,245 5,458 Holdings Inc.

Sleep Country Canada Performance Share Units Schaefer, Stewart 5 31/05/2018 30 33.06 42,593 83 Holdings Inc. (PSU)

Sleep Country Canada Performance Share Units Schaefer, Stewart 5 08/08/2018 56 46,494 3,901 Holdings Inc. (PSU)

Sleep Country Canada Performance Share Units Schaefer, Stewart 5 08/08/2018 57 31.01 34,791 -11,703 Holdings Inc. (PSU)

Sleep Country Canada Common Shares Solomon, Eric 5 08/08/2018 57 31.01 32,242 2,608 Holdings Inc.

Sleep Country Canada Performance Share Units Solomon, Eric 5 31/05/2018 30 33.06 7,414 40 Holdings Inc. (PSU)

August 16, 2018 (2018), 41 OSCB 6574

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Sleep Country Canada Performance Share Units Solomon, Eric 5 08/08/2018 56 9,287 1,873 Holdings Inc. (PSU)

Sleep Country Canada Performance Share Units Solomon, Eric 5 08/08/2018 57 31.01 3,668 -5,619 Holdings Inc. (PSU)

Sleep Country Canada Common Shares Will, Sieg 5 08/08/2018 57 31.01 32,405 2,608 Holdings Inc.

Sleep Country Canada Performance Share Units Will, Sieg 5 31/05/2018 30 33.06 19,209 40 Holdings Inc. (PSU)

Sleep Country Canada Performance Share Units Will, Sieg 5 08/08/2018 56 21,082 1,873 Holdings Inc. (PSU)

Sleep Country Canada Performance Share Units Will, Sieg 5 08/08/2018 57 31.01 15,463 -5,619 Holdings Inc. (PSU)

Solaris Copper Inc. Common Shares Beaty, Ross J. 6 03/08/2018 00 Solaris Copper Inc. Common Shares Beaty, Ross J. 6 03/08/2018 22 4,611,218 4,611,218 Solaris Copper Inc. Common Shares Beaty, Ross J. 6 03/08/2018 00 Solaris Copper Inc. Common Shares Beaty, Ross J. 6 03/08/2018 22 657,375 657,375 Solaris Copper Inc. Common Shares de Groot, Marcel H. 4 03/08/2018 00 128,566 Solaris Copper Inc. Options de Groot, Marcel H. 4 03/08/2018 00 31,022 Solaris Copper Inc. Rights Restricted Share de Groot, Marcel H. 4 03/08/2018 00 5,684 Units (Time Based)

Solaris Copper Inc. Common Shares Dickson, Kylie Joanne 5 03/08/2018 00 Solaris Copper Inc. Common Shares Dickson, Kylie Joanne 5 03/08/2018 00 15,214 Solaris Copper Inc. Options Dickson, Kylie Joanne 5 03/08/2018 00 17,200 Solaris Copper Inc. Rights Restricted Share Dickson, Kylie Joanne 5 03/08/2018 00 6,000 Units (Time Based)

Solaris Copper Inc. Common Shares Heffernan, Robert Scott 4 03/08/2018 00 24,164 Solaris Copper Inc. Options Heffernan, Robert Scott 4 03/08/2018 00 21,500 Solaris Copper Inc. Rights Restricted Share Heffernan, Robert Scott 4 03/08/2018 00 14,733 Units (Performance Based)

Solaris Copper Inc. Rights Restricted Share Heffernan, Robert Scott 4 03/08/2018 00 17,327 Units (Time Based)

Solaris Copper Inc. Common Shares Kinsman, Pamela 5 03/08/2018 00 2,381 Solaris Copper Inc. Options Kinsman, Pamela 5 03/08/2018 00 3,500 Solaris Copper Inc. Rights Restricted Share Kinsman, Pamela 5 03/08/2018 00 1,875 Units (Time Based)

Solaris Copper Inc. Common Shares Smith, Gregory 4, 5 03/08/2018 00 147,211 Solaris Copper Inc. Options Smith, Gregory 4, 5 03/08/2018 00 45,398 Solaris Copper Inc. Rights Restricted Share Smith, Gregory 4, 5 03/08/2018 00 41,500 Units (Time Based)

Solarvest BioEnergy Inc. Common Shares Greenham, Garth Percival 5 07/08/2018 10 0.22 1,860,400 3,000

Solarvest BioEnergy Inc. Common Shares Greenham, Garth Percival 5 08/08/2018 10 0.22 1,864,400 4,000

Solarvest BioEnergy Inc. Common Shares Greenham, Gerri Joseph 4 08/08/2018 10 0.22 8,217,500 1,000 Solarvest BioEnergy Inc. Common Shares Greenham, Gerri Joseph 4 09/08/2018 10 0.22 8,221,500 4,000 Source Energy Services Ltd. Performance Share Units Ross, Orson 5 02/08/2018 59 5.308 4,643 -2,321

Source Energy Services Ltd. Restricted Share Units Ross, Orson 5 02/08/2018 59 5.308 1,548 -773

Source Energy Services Ltd. Restricted Share Units Ross, Orson 5 07/08/2018 59 5.308 -773

Speakeasy Cannabis Club Common Shares Merrin, Arie 5 08/08/2018 10 0.59 165,700 -10,000 Ltd.

August 16, 2018 (2018), 41 OSCB 6575

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Speakeasy Cannabis Club Common Shares Merrin, Arie 5 08/08/2018 10 0.62 158,700 -7,000 Ltd.

Speakeasy Cannabis Club Common Shares Merrin, Arie 5 09/08/2018 10 0.6 145,700 -13,000 Ltd.

Specialty Foods Group Trust Units Abramson, Randall 3 07/08/2018 97 1,708,470 -14,300 Income Fund

Specialty Foods Group Trust Units Abramson, Randall 3 07/08/2018 97 627,300 -10,900 Income Fund

Spectra7 Microsystems Inc. 2018 Warrants Abunasrah, Ebrahim Hani 8 20/08/2015 00

Spectra7 Microsystems Inc. 2018 Warrants Abunasrah, Ebrahim Hani 8 24/08/2015 00

Spectra7 Microsystems Inc. Common Shares Abunasrah, Ebrahim Hani 8 20/08/2015 00

Spectra7 Microsystems Inc. Common Shares Abunasrah, Ebrahim Hani 8 24/08/2015 00

Spectra7 Microsystems Inc. Options Abunasrah, Ebrahim Hani 8 20/08/2015 00

Spectra7 Microsystems Inc. Options Abunasrah, Ebrahim Hani 8 20/08/2015 50 40,000 40,000

Spectra7 Microsystems Inc. Options Abunasrah, Ebrahim Hani 8 24/08/2015 00

Spectra7 Microsystems Inc. Options Abunasrah, Ebrahim Hani 8 23/03/2017 50 100,000 60,000

Spectra7 Microsystems Inc. Options Abunasrah, Ebrahim Hani 8 07/08/2018 50 200,000 100,000

Spectra7 Microsystems Inc. Restricted Share Units Abunasrah, Ebrahim Hani 8 20/08/2015 00

Spectra7 Microsystems Inc. Restricted Share Units Abunasrah, Ebrahim Hani 8 24/08/2015 00

Spectra7 Microsystems Inc. Restricted Share Units Abunasrah, Ebrahim Hani 8 07/08/2018 56 177,505 100,000

Spin Master Corp. Performance Share Units Beardall, Chris 5 08/08/2018 59 52.01 8,996 -2,199

Spin Master Corp. Performance Share Units Beder, Adam 5 08/08/2018 59 52.01 6,747 -1,649

Spin Master Corp. Performance Share Units Gadbois, Benoit 4, 5 08/08/2018 59 52.01 64,731 -15,830

Spin Master Corp. Performance Share Units Harary, Ronnen 3, 4, 5 08/08/2018 59 52.01 33,730 -8,247

Spin Master Corp. Performance Share Units Harrs, Chris 5 08/08/2018 59 52.01 7,197 -2,327

Spin Master Corp. Performance Share Units Hess, William 5 08/08/2018 59 52.01 17,649 -4,317

Spin Master Corp. Performance Share Units Rabie, Anton 3, 4, 5 08/08/2018 59 52.01 33,730 -8,247

Spin Master Corp. Performance Share Units Segal, Mark 5 08/08/2018 59 52.01 23,386 -5,718

Spin Master Corp. Performance Share Units Varadi, Ben 3, 4, 2 08/08/2018 59 52.01 35,817 -8,247

August 16, 2018 (2018), 41 OSCB 6576

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Spin Master Corp. Performance Share Units Yuen, Chi Wah 7 08/08/2018 59 52.01 4,091 -2,545

Spin Master Corp. Restricted Share Units Yuen, Chi Wah 7 08/08/2018 59 52.01 4,091 -2,545 SponsorsOne Inc. Options Barley, Jack Stephen 4 07/08/2018 50 0.18 500,000 250,000 SponsorsOne Inc. Options Bartholomew, Gary 4 07/08/2018 50 0.18 1,700,000 1,000,000 SponsorsOne Inc. Options Bartholomew, Myles 3 07/08/2018 50 0.18 950,000 500,000 SponsorsOne Inc. Options Beynon, William 4 07/08/2018 50 575,000 250,000 Spot Coffee (Canada) Ltd. Common Shares AYOUB, ANTON MICHEL 4, 5 08/08/2018 10 0.12 1,941,458 2,000 Spot Coffee (Canada) Ltd. Common Shares AYOUB, ANTON MICHEL 4, 5 09/08/2018 10 0.12 1,942,958 1,500 Spot Coffee (Canada) Ltd. Common Shares AYOUB, ANTON MICHEL 4, 5 10/08/2018 10 0.12 1,944,458 1,500 SRG Graphite Inc. Options Audet, Marc-Antoine 4, 6, 5 07/08/2018 50 1.13 300,000 SRG Graphite Inc. Options Audet, Marc-Antoine 4, 6, 5 09/08/2018 50 1.1 750,000 300,000 SRG Graphite Inc. Options Duchesne, Marcel 4 07/08/2018 50 1.13 40,000 SRG Graphite Inc. Options Duchesne, Marcel 4 09/08/2018 50 1.1 290,000 40,000 SRG Graphite Inc. Options Elias, Elias 5 07/08/2018 50 1.13 245,000 SRG Graphite Inc. Options Elias, Elias 5 09/08/2018 50 1.1 445,000 245,000 SRG Graphite Inc. Options Filion, Marc 4, 6 09/08/2018 50 1.1 335,000 60,000 SRG Graphite Inc. Options Grou, Yves 4 07/08/2018 50 1.13 40,000 SRG Graphite Inc. Options Grou, Yves 4 09/08/2018 50 1.1 290,000 40,000 SRG Graphite Inc. Options La Salle, Benoit 4, 6, 5 07/08/2018 50 1.13 400,000 SRG Graphite Inc. Options La Salle, Benoit 4, 6, 5 09/08/2018 50 1.1 900,000 400,000 SRG Graphite Inc. Options Landry-Tolszczuk, Ugo 5 07/08/2018 50 1.13 550,000 SRG Graphite Inc. Options Landry-Tolszczuk, Ugo 5 09/08/2018 50 1.1 750,000 550,000 SRG Graphite Inc. Options lessard, rené 4 07/08/2018 50 1.13 60,000 SRG Graphite Inc. Options lessard, rené 4 09/08/2018 50 1.1 310,000 60,000 St-Georges Eco-Mining Common Shares Billings, Mark Anthony 4 02/08/2018 11 0.06 3,762,183 1,250,000 Corp.

St-Georges Eco-Mining Warrants Billings, Mark Anthony 4 02/08/2018 54 1,063,462 -1,250,000 Corp.

STEP Energy Services Ltd. Units Deferred Share Freel, Douglas Colin 4, 6 09/08/2018 56 8.4661 25,749 2,215 STEP Energy Services Ltd. Units Deferred Share Gackle, Jeremy 4, 6 09/08/2018 56 8.4661 22,482 1,831 STEP Energy Services Ltd. Units Deferred Share Garbutt, Donna Louise 4 09/08/2018 30 8.4661 20,696 1,506 STEP Energy Services Ltd. Units Deferred Share Skehar, Jason Edward 5 09/08/2018 30 8.4661 19,843 1,211 Strad Energy Services Ltd. Common Shares Strad Energy Services Ltd. 1 03/07/2018 38 1.5398 13,900 4,900

Strad Energy Services Ltd. Common Shares Strad Energy Services Ltd. 1 04/07/2018 38 1.5373 18,800 4,900

Strad Energy Services Ltd. Common Shares Strad Energy Services Ltd. 1 05/07/2018 38 1.55 23,700 4,900

Strad Energy Services Ltd. Common Shares Strad Energy Services Ltd. 1 06/07/2018 38 1.57 28,600 4,900

Strad Energy Services Ltd. Common Shares Strad Energy Services Ltd. 1 09/07/2018 38 1.5663 33,500 4,900

Strad Energy Services Ltd. Common Shares Strad Energy Services Ltd. 1 30/07/2018 38 0 -33,500

Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 02/07/2018 30 40.32 255,455 255,455 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 02/07/2018 30 0 -255,455 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 03/07/2018 30 40.88 253,000 253,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 03/07/2018 30 0 -253,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 04/07/2018 30 53.95 252,000 252,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 04/07/2018 30 0 -252,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 05/07/2018 30 41.01 252,000 252,000

August 16, 2018 (2018), 41 OSCB 6577

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 05/07/2018 30 0 -252,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 06/07/2018 30 41.14 252,000 252,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 06/07/2018 30 0 -252,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 09/07/2018 30 41.05 252,000 252,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 09/07/2018 30 0 -252,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 10/07/2018 30 41.74 248,000 248,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 10/07/2018 30 0 -248,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 11/07/2018 30 41.16 251,000 251,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 11/07/2018 30 0 -251,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 12/07/2018 30 41.32 250,200 250,200 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 12/07/2018 30 0 -250,200 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 13/07/2018 30 41.74 165,000 165,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 13/07/2018 30 0 -165,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 16/07/2018 30 41.22 250,000 250,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 16/07/2018 30 0 -250,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 17/07/2018 30 40.99 252,000 252,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 17/07/2018 30 0 -252,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 18/07/2018 30 40.69 252,500 252,500 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 18/07/2018 30 0 -252,500 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 19/07/2018 30 40.83 251,500 251,500 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 19/07/2018 30 0 -251,500 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 20/07/2018 30 41.11 249,000 249,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 20/07/2018 30 0 -249,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 23/07/2018 30 40.99 251,800 251,800 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 23/07/2018 30 0 -251,800 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 24/07/2018 30 41.18 250,500 250,500 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 24/07/2018 30 0 -250,500 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 25/07/2018 30 40.52 254,000 254,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 25/07/2018 30 0 -254,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 26/07/2018 30 41.29 250,800 250,800 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 26/07/2018 30 0 -250,800 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 27/07/2018 30 41.85 247,500 247,500 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 27/07/2018 30 0 -247,500 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 30/07/2018 30 42.24 164,500 164,500 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 30/07/2018 30 0 -164,500 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 31/07/2018 30 42.06 248,000 248,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 31/07/2018 30 -248,000 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 31/07/2018 30 0 -248,000 Sunvest Minerals Corp. Common Shares Zelko, Gordon Edward 4, 5 07/08/2018 10 0.085 1,523,500 -50,000 Sunvest Minerals Corp. Common Shares Zelko, Gordon Edward 4, 5 08/08/2018 10 0.075 1,036,500 -487,000 Sunvest Minerals Corp. Common Shares Zelko, Gordon Edward 4, 5 09/08/2018 10 0.075 1,029,500 -7,000 Surge Energy Inc. Common Shares Bye, Murray 5 15/07/2018 30 2.47 41,685 550 Surge Energy Inc. Common Shares Bye, Murray 5 31/07/2018 30 2.43 42,113 428 Surge Energy Inc. Common Shares Elekes, Margaret Ann 5 15/07/2018 30 2.47 45,961 484 Surge Energy Inc. Common Shares Elekes, Margaret Ann 5 31/07/2018 30 2.43 46,372 411 Surge Energy Inc. Common Shares Ferguson, Gordon Paul 5 18/06/2018 30 2.25 15,852 300 Surge Energy Inc. Common Shares Ferguson, Gordon Paul 5 29/06/2018 30 2.38 16,083 231 Surge Energy Inc. Common Shares Ferguson, Gordon Paul 5 15/07/2018 30 2.47 16,362 279 Surge Energy Inc. Common Shares Ferguson, Gordon Paul 5 31/07/2018 30 2.43 16,589 227 Surge Energy Inc. Common Shares Ferguson, Gordon Paul 5 18/06/2018 30 2.25 16,610 302

August 16, 2018 (2018), 41 OSCB 6578

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Surge Energy Inc. Common Shares Ferguson, Gordon Paul 5 29/06/2018 30 2.38 16,841 231 Surge Energy Inc. Common Shares Ferguson, Gordon Paul 5 15/07/2018 30 2.47 17,121 280 Surge Energy Inc. Common Shares Ferguson, Gordon Paul 5 31/07/2018 30 2.43 17,348 227 Symphony Floating Rate Units Class A Symphony Floating Rate 1 04/07/2018 38 8.86 2,600 2,600 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 04/07/2018 38 8.86 0 -2,600 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 05/07/2018 38 8.85 3,000 3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 05/07/2018 38 8.85 0 -3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 10/07/2018 38 8.87 3,000 3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 10/07/2018 38 8.87 0 -3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 11/07/2018 38 8.9 3,000 3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 11/07/2018 38 8.9 0 -3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 12/07/2018 38 8.85 3,000 3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 12/07/2018 38 8.85 0 -3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 16/07/2018 38 8.82 3,000 3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 16/07/2018 38 8.82 0 -3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 19/07/2018 38 8.79 3,000 3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 19/07/2018 38 8.79 0 -3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 20/07/2018 38 8.77 3,000 3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 20/07/2018 38 8.77 0 -3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 23/07/2018 38 8.75 3,000 3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 23/07/2018 38 8.75 0 -3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 25/07/2018 38 8.78 3,000 3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 25/07/2018 38 8.78 0 -3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 26/07/2018 38 8.77 2,200 2,200 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 26/07/2018 38 8.77 0 -2,200 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 30/07/2018 38 8.8 3,000 3,000 Senior Loan Fund Senior Loan Fund

Symphony Floating Rate Units Class A Symphony Floating Rate 1 30/07/2018 38 8.8 0 -3,000 Senior Loan Fund Senior Loan Fund

Synex International Inc. Options Rennison, Elizabeth Lee 4 09/08/2018 52 0.45 0 -70,000 Tahoe Resources Inc. Deferred Share Awards Snow, Ryan 5 02/08/2018 56 28,400 5,700 Tajiri Resources Corp. Common Shares Norman, Anthony Richard 4 28/04/2016 00 2,000,000 Tajiri Resources Corp. Common Shares Norman, Anthony Richard 4 03/11/2016 54 0.05 2,000,000

August 16, 2018 (2018), 41 OSCB 6579

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Tajiri Resources Corp. Common Shares Norman, Anthony Richard 4 03/11/2016 54 0.05 4,000,000 2,000,000 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 28/04/2016 00 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 28/04/2016 00 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 28/04/2016 00 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 28/04/2016 00 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 28/04/2016 00 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 28/04/2016 00 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 28/04/2016 00 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 28/04/2016 00 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 28/04/2016 00 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 28/04/2016 00 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 24/09/2016 53 0.05 2,000,000 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 24/09/2016 46 0.05 2,000,000 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 24/09/2016 53 0.05 2,000,000 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 24/09/2016 53 0.05 2,000,000 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 24/09/2016 53 0.05 2,000,000 2,000,000 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 03/11/2016 53 0.05 2,000,000 Tajiri Resources Corp. Warrants Norman, Anthony Richard 4 03/11/2016 53 0.05 2,000,000 Taku Gold Corp. Options Wasser, Clarence Franklin 4 20/12/2017 00

Taku Gold Corp. Options Wasser, Clarence Franklin 4 22/12/2017 50 200,000 200,000

Tamarack Valley Energy Ltd. Common Shares Tamarack Valley Energy 1 17/07/2018 38 4.45 2,000 2,000 Ltd.

Tamarack Valley Energy Ltd. Common Shares Tamarack Valley Energy 1 18/07/2018 38 4.404 16,000 14,000 Ltd.

Tamarack Valley Energy Ltd. Common Shares Tamarack Valley Energy 1 27/07/2018 38 4.65 19,200 3,200 Ltd.

Tamarack Valley Energy Ltd. Common Shares Tamarack Valley Energy 1 31/07/2018 38 0 -19,200 Ltd.

Tango Mining Limited Common Shares Khalaf, Samer 4 10/08/2018 46 0.05 5,460,000 420,000 Tango Mining Limited Common Shares Tucker, Terry Lee 4 10/08/2018 46 0.05 11,084,140 231,000 Taseko Mines Limited Common Shares Hallbauer, Russell Edward 4, 5 08/06/2018 10 1.58 -124,000

Taseko Mines Limited Common Shares Hallbauer, Russell Edward 4, 5 08/06/2018 10 1.58 -124,000

Taylor North American Equity Units Taylor North American 1 06/07/2018 38 10.62 300 300 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 06/07/2018 38 10.62 0 -300 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 10/07/2018 38 10.69 500 500 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 10/07/2018 38 10.69 0 -500 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 11/07/2018 38 10.69 500 500 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 11/07/2018 38 10.69 0 -500 Opportunities Fund Equity Opportunities Fund

August 16, 2018 (2018), 41 OSCB 6580

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Taylor North American Equity Units Taylor North American 1 12/07/2018 38 10.62 500 500 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 12/07/2018 38 10.62 0 -500 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 16/07/2018 38 10.64 500 500 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 16/07/2018 38 10.64 0 -500 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 17/07/2018 38 10.64 800 800 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 17/07/2018 38 10.64 0 -800 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 18/07/2018 38 10.69 1,000 1,000 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 18/07/2018 38 10.69 0 -1,000 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 19/07/2018 38 10.74 500 500 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 19/07/2018 38 10.74 0 -500 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 19/07/2018 38 10.65 500 500 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 19/07/2018 38 10.65 0 -500 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 20/07/2018 38 10.58 1,000 1,000 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 20/07/2018 38 10.58 0 -1,000 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 20/07/2018 38 10.73 800 800 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 20/07/2018 38 10.73 0 -800 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 20/07/2018 38 10.74 200 200 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 20/07/2018 38 10.74 0 -200 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 25/07/2018 38 10.54 1,000 1,000 Opportunities Fund Equity Opportunities Fund

August 16, 2018 (2018), 41 OSCB 6581

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Taylor North American Equity Units Taylor North American 1 25/07/2018 38 10.54 0 -1,000 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 26/07/2018 38 10.56 1,000 1,000 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 26/07/2018 38 10.56 0 -1,000 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 27/07/2018 38 10.58 1,000 1,000 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 27/07/2018 38 10.58 0 -1,000 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 30/07/2018 38 10.5 400 400 Opportunities Fund Equity Opportunities Fund

Taylor North American Equity Units Taylor North American 1 30/07/2018 38 10.5 0 -400 Opportunities Fund Equity Opportunities Fund

TELUS Corporation Common Shares Auchinleck, Richard H. 4 07/08/2018 30 22,380 107 (Dick)

TELUS Corporation Common Shares Auchinleck, Richard H. 4 07/08/2018 30 47.4 23,097 717 (Dick)

TELUS Corporation Common Shares Day, Stockwell 4 07/08/2018 30 7,244 81 TELUS Corporation Common Shares Day, Stockwell 4 07/08/2018 30 47.4 7,447 203 TELUS Corporation Common Shares Magee, Christine 4 02/08/2018 00 TELUS Corporation Deferred Share Units Magee, Christine 4 02/08/2018 00 TELUS Corporation Deferred Share Units Magee, Christine 4 07/08/2018 30 46.95 2,302 2,302 TerraVest Industries Inc. Common Shares TerraVest Capital Inc. 1 11/07/2018 38 10 51,900 1,000 (formerly TerraVest Capital Inc.)

TerraVest Industries Inc. Common Shares TerraVest Capital Inc. 1 19/07/2018 38 10 52,800 900 (formerly TerraVest Capital Inc.)

TerraVest Industries Inc. Common Shares TerraVest Capital Inc. 1 31/07/2018 38 49,300 -3,500 (formerly TerraVest Capital Inc.)

TFI International Inc. Common Shares Bédard, Alain 4, 5 03/08/2018 51 6.32 4,124,191 100,000 TFI International Inc. Common Shares Bédard, Alain 4, 5 03/08/2018 10 45.55 4,024,191 -100,000 TFI International Inc. Options Bédard, Alain 4, 5 03/08/2018 51 2,982,262 -100,000 The Green Organic Common Shares Cernovitch, Marc 5 29/03/2018 00 Dutchman Holdings Ltd.

The Green Organic Common Shares Cernovitch, Marc 5 29/03/2018 00 1,966,667 Dutchman Holdings Ltd.

The Green Organic Options Cernovitch, Marc 5 29/03/2018 00 Dutchman Holdings Ltd.

The Green Organic Options Cernovitch, Marc 5 29/03/2018 00 600,000 Dutchman Holdings Ltd.

The Western Investment Common Shares Tannas, Scott 4, 7, 5 03/08/2018 10 0.4 784,808 1,000 Company of Canada Limited

Theralase Technologies Inc. Options Bruder, Randall 4 14/01/2009 00

August 16, 2018 (2018), 41 OSCB 6582

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Theralase Technologies Inc. Options Bruder, Randall 4 14/01/2009 00 175,000

Theralase Technologies Inc. Options Bruder, Randall 4 18/11/2013 10 0.3 37,500

Theralase Technologies Inc. Options Bruder, Randall 4 10/01/2014 51 0.15 100,000

Theralase Technologies Inc. Options Bruder, Randall 4 10/01/2014 50 0.15 100,000 100,000

Theralase Technologies Inc. Warrants Bruder, Randall 4 14/01/2009 00

Theralase Technologies Inc. Warrants Bruder, Randall 4 10/11/2016 53 150,000 100,000

Theralase Technologies Inc. Warrants Bruder, Randall 4 13/04/2017 54 0.38 20,000

Theralase Technologies Inc. Warrants Bruder, Randall 4 13/04/2017 53 0.38 150,000 20,000

Thomson Reuters Common Shares Cannizzaro, Sean 7 09/08/2018 10 42.27 900 -533 Corporation

Thomson Reuters Common Shares Thomson Reuters 1 02/07/2018 38 40.208 415,970 55,721 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 03/07/2018 38 53.46 502,870 86,900 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 03/07/2018 38 40.695 556,491 53,621 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 04/07/2018 38 53.63 53,600 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 04/07/2018 38 53.63 609,991 53,500 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 05/07/2018 38 53.397 748,991 139,000 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 05/07/2018 38 40.651 876,442 127,451 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 06/07/2018 38 53.72 620,293 104,100 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 06/07/2018 38 41.019 716,757 96,464 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 06/07/2018 38 467,015 -249,742 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 09/07/2018 38 53.83 538,015 71,000 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 09/07/2018 38 41.1 606,772 68,757 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 10/07/2018 38 54.043 723,372 116,600 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 10/07/2018 38 41.073 803,148 79,776 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 11/07/2018 38 54.508 931,248 128,100 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 11/07/2018 38 41.428 1,010,987 79,739 Corporation Corporation

August 16, 2018 (2018), 41 OSCB 6583

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Thomson Reuters Common Shares Thomson Reuters 1 12/07/2018 38 55.226 1,034,187 23,200 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 12/07/2018 38 41.939 1,048,388 14,201 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 13/07/2018 38 37,401 -1,010,987 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 19/07/2018 38 55.661 39,501 2,100 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 19/07/2018 38 41.989 40,501 1,000 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 20/07/2018 38 3,100 -37,401 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 24/07/2018 38 41.985 12,050 8,950 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 25/07/2018 38 54.881 83,450 71,400 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 25/07/2018 38 41.958 125,469 42,019 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 26/07/2018 38 54.829 174,069 48,600 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 26/07/2018 38 41.931 225,320 51,251 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 27/07/2018 38 54.24 299,320 74,000 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 27/07/2018 38 41.55 356,514 57,194 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 27/07/2018 38 231,045 -125,469 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 30/07/2018 38 54.1 294,445 63,400 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 30/07/2018 38 41.573 350,653 56,208 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 31/07/2018 38 53.946 410,653 60,000 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 31/07/2018 38 41.447 470,181 59,528 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 31/07/2018 38 239,136 -231,045 Corporation Corporation

Thomson Reuters Common Shares Thomson Reuters 1 03/08/2018 38 0 -239,136 Corporation Corporation

Tidal Royalty Corp. Common Shares rosen, paul 4, 5 10/08/2018 10 0.67 12,983,500 20,000 Tidal Royalty Corp. Common Shares rosen, paul 4, 5 10/08/2018 10 0.665 12,984,000 500 Tidal Royalty Corp. Common Shares rosen, paul 4, 5 10/08/2018 10 0.66 13,023,500 39,500 Tidal Royalty Corp. Common Shares Wooldridge, Stuart Charles 4 08/08/2018 10 0.55 155,000 -25,000 Bellamy

Tier One Capital Limited Limited Partnership Units BEST Capital 5 07/08/2018 30 4.9 550,000 13,493 Partnership Administration Inc

Tier One Capital Limited Limited Partnership Units BEST Capital 5 08/08/2018 30 4.83 564,015 14,015 Partnership Administration Inc

Tinka Resources Limited Common Shares Fernandez-Baca, Alvaro 5 08/08/2018 10 0.468 371,750 2,550 Toromont Industries Ltd. Common Shares Hill, Wayne S. 4 07/08/2018 51 17.1 22,650 8,350 Toromont Industries Ltd. Options Hill, Wayne S. 4 07/08/2018 51 17.1 10,000 -8,350 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 51 23.4 5,000 5,000 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 66.34 4,400 -600 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 66.33 3,800 -600

August 16, 2018 (2018), 41 OSCB 6584

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 66.31 3,600 -200 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 66.28 3,500 -100 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 66.26 3,400 -100 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 66.25 3,100 -300 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 66.24 2,500 -600 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 66.15 2,300 -200 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 66.1 2,000 -300 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 66.08 1,900 -100 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 66.04 1,500 -400 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 65.99 300 -1,200 Toromont Industries Ltd. Common Shares Jewer, Paul Randolph 5 08/08/2018 10 65.93 0 -300 Toromont Industries Ltd. Options Jewer, Paul Randolph 5 08/08/2018 51 23.4 250,000 -5,000 Toromont Industries Ltd. Common Shares Malinauskas, David Allan 7 08/08/2018 51 36.65 12,070 12,000 Toromont Industries Ltd. Common Shares Malinauskas, David Allan 7 08/08/2018 10 66.5 70 -12,000 Toromont Industries Ltd. Options Malinauskas, David Allan 7 08/08/2018 51 36.65 89,000 -12,000 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 51 23.4 155,073 20,000 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.58 154,773 -300 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.5 154,573 -200 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.41 153,973 -600 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.4 153,573 -400 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.36 153,173 -400 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.28 152,973 -200 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.26 152,673 -300 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.25 151,273 -1,400 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.27 150,673 -600 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.19 150,273 -400 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.18 149,573 -700 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.16 149,473 -100 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.15 149,273 -200 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.11 148,673 -600 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.1 145,473 -3,200 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.17 145,073 -400 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.05 144,973 -100 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.025 144,813 -160 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66.01 144,713 -100 Toromont Industries Ltd. Common Shares Medhurst, Scott 4, 5 02/08/2018 10 66 143,913 -800 Toromont Industries Ltd. Options Medhurst, Scott 4, 5 02/08/2018 51 23.4 580,000 -20,000 Tourmaline Oil Corp. Common Shares Rose, Mike 5 07/08/2018 10 24.445 10,335,097 5,000 Tourmaline Oil Corp. Common Shares Rose, Mike 5 07/08/2018 10 23.89 10,337,597 2,500 Tourmaline Oil Corp. Common Shares Rose, Mike 5 10/08/2018 10 22.922 10,342,597 5,000 Treasury Metals Inc. Common Shares Ferron, Greg 5 02/08/2018 10 0.38 351,600 5,000 Treasury Metals Inc. Common Shares Ferron, Greg 5 03/08/2018 10 0.38 356,600 5,000 Treasury Metals Inc. Common Shares Vereecke, Christophe 4 03/08/2018 10 0.385 620,000 70,000 Tree Island Steel Ltd. Common Shares Davies, Nancy Adriana 5 07/08/2018 10 2.9 45,800 100 Tree Island Steel Ltd. Common Shares Davies, Nancy Adriana 5 08/08/2018 10 2.85 46,800 1,000 Tree Island Steel Ltd. Common Shares Davies, Nancy Adriana 5 09/08/2018 10 2.6 47,300 500 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 03/07/2018 38 2.9382 205,000 75,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 04/07/2018 38 2.883 280,000 75,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 05/07/2018 38 2.9029 355,000 75,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 06/07/2018 38 2.9812 525,000 170,000

August 16, 2018 (2018), 41 OSCB 6585

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 09/07/2018 38 3.0485 695,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 09/07/2018 38 415,000 -280,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 10/07/2018 38 3.1054 585,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 11/07/2018 38 3.098 755,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 12/07/2018 38 3.1483 925,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 13/07/2018 38 3.153 1,095,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 13/07/2018 38 340,000 -755,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 16/07/2018 38 3.0435 510,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 17/07/2018 38 3.0061 680,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 18/07/2018 38 2.9788 850,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 19/07/2018 38 2.9724 1,020,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 20/07/2018 38 2.9424 1,190,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 20/07/2018 38 340,000 -850,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 23/07/2018 38 2.8884 510,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 24/07/2018 38 2.8473 680,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 25/07/2018 38 2.7727 850,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 26/07/2018 38 2.7192 1,020,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 27/07/2018 38 2.6923 1,190,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 27/07/2018 38 340,000 -850,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 30/07/2018 38 2.7316 510,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 31/07/2018 38 2.6845 680,000 170,000 Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 31/07/2018 38 340,000 -340,000 Trinidad Drilling Ltd. Common Shares Conway, Brent John 5 10/08/2018 10 1.45 208,028 2,700 Trinidad Drilling Ltd. Common Shares Conway, Brent John 5 10/08/2018 10 1.48 292,028 84,000 Trinidad Drilling Ltd. Common Shares Conway, Brent John 5 10/08/2018 10 1.5 305,328 13,300 TriStar Gold Inc. Common Shares Appleyard, Nicholas David 4, 5 08/08/2018 10 0.2 900,000 -1,000,000

TriStar Gold Inc. Warrants Appleyard, Nicholas David 4, 5 07/07/2018 55 0.55 0 -100,000

TriStar Gold Inc. Warrants Hennigh, Quinton Todd 4 18/07/2018 55 0.55 0 -17,500 TriStar Gold Inc. Warrants Irwin, Brian Clarke 4, 5 07/07/2018 55 0 -16,666 TriStar Gold Inc. Warrants Jones, III, Mark E. 4 07/07/2018 55 0.55 0 -1,641,840 TriStar Gold Inc. Warrants Krol, Leendert G. 4 07/07/2018 55 0.55 0 -11,000 TriStar Gold Inc. Warrants Pereira, Elton Luiz da Silva 5 07/07/2018 55 0.55 0 -50,000

TriStar Gold Inc. Warrants Srivastava, Rae Mohan 5 07/07/2018 55 0.55 0 -83,333 Triumph Gold Corp. Common Shares Palisade Global 3 07/08/2018 10 0.43 14,118,833 10,000 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 07/08/2018 10 0.435 14,123,833 5,000 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 07/08/2018 10 0.44 14,128,833 5,000 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 09/08/2018 10 0.4 14,133,833 5,000 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 09/08/2018 10 0.415 14,138,833 5,000 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 09/08/2018 10 0.43 14,143,833 5,000 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 09/08/2018 10 0.45 14,148,833 5,000 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 09/08/2018 10 0.45 14,153,833 5,000 Investments Ltd.

August 16, 2018 (2018), 41 OSCB 6586

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Triumph Gold Corp. Common Shares Palisade Global 3 09/08/2018 10 0.46 14,158,833 5,000 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 09/08/2018 10 0.4735 14,163,833 5,000 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 09/08/2018 10 0.42 14,168,833 5,000 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 09/08/2018 10 0.425 14,173,833 5,000 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 09/08/2018 10 0.41 14,174,333 500 Investments Ltd.

Triumph Gold Corp. Common Shares Palisade Global 3 10/08/2018 10 0.41 14,178,833 4,500 Investments Ltd.

TSO3 inc. Convertible Notes COURAGE CAPITAL 3 01/08/2018 00 MANAGEMENT, LLC

TSO3 inc. Convertible Notes COURAGE CAPITAL 3 01/08/2018 11 2E+07 $1 MANAGEMENT, LLC

TSO3 inc. Convertible Notes COURAGE CAPITAL 3 01/08/2018 11 $15,000,000 $15,000,000 MANAGEMENT, LLC

TSO3 inc. Unités d'actions Dieter, Douglas 4 02/04/2018 00 incessibles / Restricted Stock Units

TSO3 inc. Unités d'actions Dieter, Douglas 4 09/08/2018 56 0.66 69,212 69,212 incessibles / Restricted Stock Units

TSO3 inc. Unités d'actions Michaud, Claude 4 09/08/2018 56 0.66 90,612 69,212 différées/Deferred Share Units

TSO3 inc. Unités d'actions POMPEO, JEFFREY R. 4 13/02/2017 00 incessibles / Restricted Stock Units

TSO3 inc. Unités d'actions POMPEO, JEFFREY R. 4 09/08/2018 56 0.66 69,212 69,212 incessibles / Restricted Stock Units

TSO3 inc. Unités d'actions Robert, Jean-Pierre 4 09/08/2018 56 0.66 90,612 69,212 différées/Deferred Share Units

TSO3 inc. Common Shares ROSENSTOCK, LINDA 4 09/08/2018 10 0.66 5,000 5,000 TSO3 inc. Common Shares ROSENSTOCK, LINDA 4 09/08/2018 10 0.665 5,500 500 TSO3 inc. Common Shares ROSENSTOCK, LINDA 4 09/08/2018 10 0.67 48,500 43,000 TSO3 inc. Unités d'actions ROSENSTOCK, LINDA 4 13/02/2017 00 incessibles / Restricted Stock Units

TSO3 inc. Unités d'actions ROSENSTOCK, LINDA 4 09/08/2018 56 0.66 114,694 114,694 incessibles / Restricted Stock Units

TSO3 inc. Common Shares Rumble, Richard Mark 4, 5 09/08/2018 51 0.37 714,910 500,000 TSO3 inc. Options Rumble, Richard Mark 4, 5 09/08/2018 51 0.37 1,800,000 -500,000 TSO3 inc. Unités d'actions West, Steven 4 09/08/2018 56 0.66 90,612 69,212 différées/Deferred Share Units

Urbanimmersive Inc. Convertible Debentures Caisse de dépôt et 3 30/07/2018 00 placement du Québec

Urbanimmersive Inc. Convertible Debentures Caisse de dépôt et 3 30/07/2018 11 1250 $400 placement du Québec

August 16, 2018 (2018), 41 OSCB 6587

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Urbanimmersive Inc. Convertible Debentures Caisse de dépôt et 3 30/07/2018 11 0.125 $500,000 $500,000 placement du Québec

Urbanimmersive Inc. Convertible Debentures Caisse de dépôt et 3 30/07/2018 11 1250 $320 placement du Québec

Urbanimmersive Inc. Convertible Debentures Caisse de dépôt et 3 30/07/2018 11 0.125 $900,000 $400,000 placement du Québec

Urbanimmersive Inc. Warrants Caisse de dépôt et 3 30/07/2018 00 placement du Québec

Urbanimmersive Inc. Warrants Caisse de dépôt et 3 30/07/2018 11 720 placement du Québec

Urbanimmersive Inc. Warrants Caisse de dépôt et 3 30/07/2018 11 900,000 900,000 placement du Québec

Valens Groworks Corp. Options Buysen, Christopher 5 12/06/2018 00 (formerly Genovation Capital Michael Corp.)

Valens Groworks Corp. Options Buysen, Christopher 5 03/08/2018 50 1.07 300,000 300,000 (formerly Genovation Capital Michael Corp.)

VBI Vaccines Inc. Common Shares Baxter, Jeffrey Royston 4, 5 03/08/2018 10 2.0082 224,905 13,500 VBI Vaccines Inc. Common Shares Baxter, Jeffrey Royston 4, 5 06/08/2018 10 1.9278 233,005 8,100 VBI Vaccines Inc. Common Shares Diaz-Mitoma, Francisco 5 02/08/2018 10 2.2 3,000 VBI Vaccines Inc. Common Shares Diaz-Mitoma, Francisco 5 02/08/2018 10 2.2 3,000 VBI Vaccines Inc. Common Shares Diaz-Mitoma, Francisco 5 02/08/2018 10 2.2 11,500 3,000 VBI Vaccines Inc. Common Shares Diaz-Mitoma, Francisco 5 03/08/2018 10 2.1 17,500 6,000 Vermilion Energy Inc. Common Shares Knickel, Carin Shirley 4 01/08/2018 00 Vermilion Energy Inc. Rights Share Awards Knickel, Carin Shirley 4 01/08/2018 00 Vermilion Energy Inc. Rights Share Awards Knickel, Carin Shirley 4 09/08/2018 56 43.474 8,834 8,834 Vermilion Energy Inc. Common Shares Michaleski, Robert B. 4 09/08/2018 10 45.579 11,570 2,370 Veta Resources Inc. Common Shares McIntyre, Stephen George 4 07/06/2018 37 255,432 -2,298,888 (formerly, Southeast Asia Mining Corp.)

Veta Resources Inc. Common Shares McIntyre, Stephen George 4 31/07/2018 16 0.15 390,432 135,000 (formerly, Southeast Asia Mining Corp.)

Veta Resources Inc. Convertible Debentures McIntyre, Stephen George 4 21/04/2017 36 $0 -$102,000 (formerly, Southeast Asia Mining Corp.)

VIQ Solutions Inc. Common Shares Taylor, Larry Douglas 4 09/08/2018 10 0.175 6,802,200 6,000 Vista Gold Corp. Common Shares Clark, John 4 04/08/2018 57 156,534 5,867 Vista Gold Corp. RSU Clark, John 4 04/08/2018 57 58,933 -5,867 Vista Gold Corp. Common Shares Earnest, Frederick H. 5 04/08/2018 57 1,071,092 14,186 Vista Gold Corp. RSU Earnest, Frederick H. 5 04/08/2018 57 0.58 -11,147 Vista Gold Corp. RSU Earnest, Frederick H. 5 04/08/2018 38 0.58 427,919 -11,147 Vista Gold Corp. RSU Earnest, Frederick H. 5 04/08/2018 57 413,733 -14,186 Vista Gold Corp. Common Shares Engele, John 5 04/08/2018 57 388,692 6,122 Vista Gold Corp. RSU Engele, John 5 04/08/2018 57 0.58 -4,811 Vista Gold Corp. RSU Engele, John 5 04/08/2018 38 0.58 184,055 -4,811 Vista Gold Corp. RSU Engele, John 5 04/08/2018 57 177,933 -6,122 Vista Gold Corp. Common Shares Eppler, W. Durand 7 04/08/2018 57 362,945 5,867 Vista Gold Corp. RSU Eppler, W. Durand 7 04/08/2018 57 58,933 -5,867 Vista Gold Corp. Common Shares Ogryzlo, Charles Thomas 4 04/08/2018 57 245,841 5,867 Vista Gold Corp. RSU Ogryzlo, Charles Thomas 4 04/08/2018 57 58,933 -5,867 Vista Gold Corp. Common Shares Richings, Michael 4 04/08/2018 57 315,158 5,867 Vista Gold Corp. RSU Richings, Michael 4 04/08/2018 57 58,933 -5,867

August 16, 2018 (2018), 41 OSCB 6588

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Vista Gold Corp. Common Shares Rozelle, John W. 5 04/08/2018 57 331,634 5,018 Vista Gold Corp. RSU Rozelle, John W. 5 04/08/2018 57 0.58 -2,049 Vista Gold Corp. RSU Rozelle, John W. 5 04/08/2018 38 0.58 119,751 -2,049 Vista Gold Corp. RSU Rozelle, John W. 5 04/08/2018 57 114,733 -5,018 Vista Gold Corp. Common Shares Stevenson, Tracy 4 04/08/2018 57 297,665 5,867 Vista Gold Corp. RSU Stevenson, Tracy 4 04/08/2018 57 58,933 -5,867 Vivo Cannabis Inc. Common Shares Clement, Kenneth 3 08/03/2018 57 2,331,937 1,200,000 Vivo Cannabis Inc. Restricted Share Units Clement, Kenneth 3 08/03/2018 57 0 -1,200,000 Vogogo Inc. (formerly Common Shares DeMichele, Luigi Gino 4 03/08/2018 10 0.335 10,302,718 30,500 Southtech Capital Corporation)

Vogogo Inc. (formerly Common Shares DeMichele, Luigi Gino 4 07/08/2018 10 0.335 10,372,218 69,500 Southtech Capital Corporation)

Vogogo Inc. (formerly Common Shares DeMichele, Luigi Gino 4 07/08/2018 10 0.3308 10,567,218 195,000 Southtech Capital Corporation)

Vogogo Inc. (formerly Common Shares DeMichele, Luigi Gino 4 07/08/2018 10 0.35 10,572,218 5,000 Southtech Capital Corporation)

Wescan Goldfields Inc. Common Shares MacNeill, Tom 6 07/08/2018 10 0.035 5,610,779 16,000 West Fraser Timber Co. Ltd. Common Shares West Fraser Timber Co. 1 03/08/2018 38 81.148 630,924 71,128 Ltd.

West Fraser Timber Co. Ltd. Common Shares West Fraser Timber Co. 1 07/08/2018 38 81.914 667,452 36,528 Ltd.

West Fraser Timber Co. Ltd. Common Shares West Fraser Timber Co. 1 07/08/2018 38 178,784 -488,668 Ltd.

West Fraser Timber Co. Ltd. Common Shares West Fraser Timber Co. 1 08/08/2018 38 80.486 249,912 71,128 Ltd.

West Fraser Timber Co. Ltd. Common Shares West Fraser Timber Co. 1 09/08/2018 38 81.808 321,040 71,128 Ltd.

West Fraser Timber Co. Ltd. Common Shares West Fraser Timber Co. 1 10/08/2018 38 82.383 392,168 71,128 Ltd.

Western Energy Services Options Rooney, John Ross 4 03/08/2018 50 0.86 69,300 21,850 Corp.

Western Energy Services Restricted Share Unit Rooney, John Ross 4 03/08/2018 56 26,836 17,470 Corp.

WesternOne Inc. Common Shares WesternOne Inc. 1 19/07/2018 38 1.6 3,600 3,600 WesternOne Inc. Common Shares WesternOne Inc. 1 20/07/2018 38 1.6 3,800 200 WesternOne Inc. Common Shares WesternOne Inc. 1 25/07/2018 38 1.6 7,400 3,600 WesternOne Inc. Common Shares WesternOne Inc. 1 30/07/2018 38 0 -7,400 WesternOne Inc. Common Shares WesternOne Inc. 1 31/07/2018 38 1.6 100 100 WestJet Airlines Ltd. Common Shares - Voting Burley, Christopher Michael 4 09/08/2018 10 17.3 40,000 20,000

WestJet Airlines Ltd. Common Shares - Voting Munroe, Barbara Elaine 5 08/08/2018 10 17.3 8,746 -6,500

Westshore Terminals Common Shares Westshore Terminals 1 03/07/2018 38 24.037 27,300 27,300 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 03/07/2018 38 0 -27,300 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 04/07/2018 38 24.347 26,900 26,900 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 04/07/2018 38 0 -26,900 Investment Corporation Investment Corporation

August 16, 2018 (2018), 41 OSCB 6589

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Westshore Terminals Common Shares Westshore Terminals 1 05/07/2018 38 24.242 26,100 26,100 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 05/07/2018 38 0 -26,100 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 06/07/2018 38 24.327 65,400 65,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 06/07/2018 38 0 -65,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 09/07/2018 38 24.37 27,400 27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 09/07/2018 38 0 -27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 10/07/2018 38 24.475 27,400 27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 10/07/2018 38 0 -27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 11/07/2018 38 24.36 27,400 27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 11/07/2018 38 0 -27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 12/07/2018 38 24.5 27,400 27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 12/07/2018 38 0 -27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 13/07/2018 38 24.56 27,200 27,200 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 13/07/2018 38 0 -27,200 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 16/07/2018 38 24.37 27,400 27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 16/07/2018 38 0 -27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 17/07/2018 38 24.288 27,400 27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 17/07/2018 38 0 -27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 18/07/2018 38 24.296 27,400 27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 18/07/2018 38 0 -27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 19/07/2018 38 24.599 26,600 26,600 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 19/07/2018 38 0 -26,600 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 20/07/2018 38 24.681 27,400 27,400 Investment Corporation Investment Corporation

Westshore Terminals Common Shares Westshore Terminals 1 20/07/2018 38 0 -27,400 Investment Corporation Investment Corporation

White Metal Resources Corp. Common Shares Strashin, Elliot Phillip 3, 4, 5 01/08/2018 10 0.13 6,450 2,500

Winpak Ltd Common Shares Byers, Kevin Mathew 5 31/07/2018 10 36.306 0 -2,200 Winpak Ltd Common Shares Laineenkare, Vesa 6 01/01/2018 00 255 Wolf Acquisition Corp. Common Shares Fulford, Wesley Lloyd 4, 5 26/01/2018 00 Wolf Acquisition Corp. Common Shares Fulford, Wesley Lloyd 4, 5 03/08/2018 00 Wolf Acquisition Corp. Common Shares Fulford, Wesley Lloyd 4, 5 03/08/2018 00 Wolf Acquisition Corp. Common Shares Fulford, Wesley Lloyd 4, 5 03/08/2018 00 1,000,000

August 16, 2018 (2018), 41 OSCB 6590

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Date/Month End Acquired/ Price Holdings Disposed

Wolf Acquisition Corp. Common Shares Hosseinian, Mahbod 5 03/08/2018 00 600,000 Wolf Acquisition Corp. Common Shares Lopez, Damian 4, 5 02/08/2018 00 Wolf Acquisition Corp. Common Shares Lopez, Damian 4, 5 03/08/2018 00 400,001 Wolf Acquisition Corp. Common Shares Simeon, Peter Emmanouil 4 02/08/2018 00 400,000

Wolfden Resources Common Shares Drake, Shaun Anthony 5 08/08/2018 10 0.38 20,000 -20,000 Corporation

Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 27/07/2018 10 0.07 2,141,000 550,000 Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 10/08/2018 10 0.06 2,236,000 95,000 Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 27/07/2018 10 0.07 2,305,000 -550,000 Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 10/08/2018 10 0.06 2,210,000 -95,000 Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 10/08/2018 10 0.05 903,000 84,000 Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 07/08/2018 10 0.06 3,883,000 25,000 Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 07/08/2018 10 0.07 3,908,000 25,000 Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 08/08/2018 10 0.06 3,914,000 6,000 Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 09/08/2018 10 0.06 3,921,000 7,000 Yamana Gold Inc. Deferred Share Unit Begeman, John A. 4 02/08/2018 56 162,216 6,870 Yamana Gold Inc. Deferred Share Unit BERGEVIN, Christiane 4 02/08/2018 56 230,600 13,740 Yamana Gold Inc. Deferred Share Unit Bertone, Andrea 4 02/08/2018 56 56,095 13,740 Yamana Gold Inc. Deferred Share Unit Davidson, Alexander John 4 02/08/2018 56 192,594 6,870

Yamana Gold Inc. Deferred Share Unit Gallagher, Robert 4 02/08/2018 56 50,488 13,740 Yamana Gold Inc. Deferred Share Unit Graff, Richard P 4 02/08/2018 56 162,216 6,870 Yamana Gold Inc. Deferred Share Unit Keating, Kimberly 4 02/08/2018 56 86,301 13,740 Yamana Gold Inc. Deferred Share Unit Lees, Charles Nigel 4 02/08/2018 56 162,216 6,870 Yamana Gold Inc. Deferred Share Unit Sadowsky, Jane 4 02/08/2018 56 230,600 13,740 Yamana Gold Inc. Deferred Share Unit Titaro, Dino 4 02/08/2018 56 162,216 6,870 YDreams Global Interactive Warrants Israel Bento, Karina 4, 5 15/07/2018 55 0.35 0 -1,750,000 Technologies Inc.

YDreams Global Interactive Warrants Japiassu, Daniel 4 15/07/2018 55 0.35 0 -1,750,000 Technologies Inc.

YDreams Global Interactive Common Shares Remedio, Jose Miguel 3, 4 30/07/2018 11 0.17 12,650,000 -2,000,000 Technologies Inc. Rodrigues

YDreams Global Interactive Warrants Remedio, Jose Miguel 3, 4 15/07/2018 55 0.35 0 -6,500,000 Technologies Inc. Rodrigues

YDreams Global Interactive Common Shares YDreams Informatica, SA 3 30/07/2018 11 0.17 12,650,000 -2,000,000 Technologies Inc.

YDreams Global Interactive Warrants YDreams Informatica, SA 3 15/07/2018 55 0.35 0 -6,500,000 Technologies Inc.

YDreams Global Interactive Warrants YDreams Med, SL 3 15/07/2018 55 0.35 0 -6,500,000 Technologies Inc.

Yellowhead Mining Inc. Common Shares Mathison, Ronald 4 01/08/2018 57 0.12 4,544,163 Yellowhead Mining Inc. Common Shares Mathison, Ronald 4 01/08/2018 57 0.12 8,683,944 4,696,732

August 16, 2018 (2018), 41 OSCB 6591

Insider Reporting

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August 16, 2018 (2018), 41 OSCB 6592

Chapter 11

IPOs, New Issues and Secondary Financings

INVESTMENT FUNDS

Issuer Name: Issuer Name: Coincapital STOXX B.R.AI.N Index Fund Invesco S&P Europe 350 Equal Weight Index ETF Coincapital STOXX Blockchain Innovation Index Fund Principal Regulator - Ontario Principal Regulator - Ontario Type and Date: Type and Date: Preliminary Long Form Prospectus dated August 3, 2018 Preliminary Simplified Prospectus dated August 13, 2018 NP 11-202 Preliminary Receipt dated August 7, 2018 NP 11-202 Preliminary Receipt dated August 13, 2018 Offering Price and Description: Offering Price and Description: CAD Units and CAD Hedged Units ETF units, Class A units and Class F units Underwriter(s) or Distributor(s): Underwriter(s) or Distributor(s): N/A N/A Promoter(s): Promoter(s): Invesco Canada Ltd. N/A Project #2803036 Project #2806064 ______Issuer Name: Issuer Name: Mackenzie All China Equity Fund DFA Global Fixed Income Portfolio Mackenzie Balanced ETF Portfolio Principal Regulator - British Columbia Mackenzie Canadian All Cap Dividend Class Type and Date: Mackenzie Canadian All Cap Dividend Fund Preliminary Simplified Prospectus dated August 8, 2018 Mackenzie Canadian All Cap Value Class NP 11-202 Preliminary Receipt dated August 9, 2018 Mackenzie Canadian All Cap Value Fund Offering Price and Description: Mackenzie Canadian Balanced Fund Class A, F and I Units Mackenzie Canadian Bond Fund Underwriter(s) or Distributor(s): Mackenzie Canadian Growth Balanced Class N/A Mackenzie Canadian Growth Balanced Fund Promoter(s): Mackenzie Canadian Growth Class Dimensional Fund Advisors Canada ULC Mackenzie Canadian Growth Fund Project #2804149 Mackenzie Canadian Large Cap Dividend Class Mackenzie Canadian Large Cap Dividend Fund ______Mackenzie Canadian Money Market Fund Issuer Name: Mackenzie Canadian Resource Fund Franklin Bissett Money Market Fund Mackenzie Canadian Short Term Income Fund Principal Regulator - Ontario Mackenzie Canadian Small Cap Class Type and Date: Mackenzie Canadian Small Cap Fund Amendment #1 to Final Annual Information Form dated Mackenzie Conservative ETF Portfolio August 10, 2018 Mackenzie Conservative Income ETF Portfolio Received on August 10, 2018 Mackenzie Corporate Bond Fund Offering Price and Description: Mackenzie Cundill Canadian Balanced Fund - Mackenzie Cundill Canadian Security Class Underwriter(s) or Distributor(s): Mackenzie Cundill Canadian Security Fund Franklin Templeton Investments Corp. Mackenzie Cundill Recovery Class Bissett Investment Management, a division of Franklin Mackenzie Cundill Recovery Fund Templeton Investments Corp. Mackenzie Cundill US Class Promoter(s): Mackenzie Cundill Value Class N/A Mackenzie Cundill Value Fund Project #2758148 Mackenzie Diversified Alternatives Fund Mackenzie Emerging Markets Class ______Mackenzie Emerging Markets Fund Mackenzie Floating Rate Income Fund Mackenzie Global Credit Opportunities Fund Mackenzie Global Dividend Fund Mackenzie Global Environmental Equity Fund Mackenzie Global Equity Fund

August 16, 2018 (2018), 41 OSCB 6593

IPOs, New Issues and Secondary Financings

Mackenzie Global Growth Class Symmetry Balanced Portfolio Class Mackenzie Global Leadership Impact Fund Symmetry Conservative Income Portfolio Mackenzie Global Resource Class Symmetry Conservative Income Portfolio Class Mackenzie Global Small Cap Class Symmetry Conservative Portfolio Mackenzie Global Small Cap Fund Symmetry Conservative Portfolio Class Mackenzie Global Strategic Income Fund Symmetry Equity Portfolio Class Mackenzie Global Sustainability and Impact Balanced Fund Symmetry Fixed Income Portfolio Mackenzie Global Tactical Bond Fund Symmetry Growth Portfolio Mackenzie Global Tactical Investment Grade Bond Fund Symmetry Growth Portfolio Class Mackenzie Gold Bullion Class Symmetry Moderate Growth Portfolio Mackenzie Growth ETF Portfolio Symmetry Moderate Growth Portfolio Class Mackenzie Growth Fund Principal Regulator - Ontario Mackenzie High Diversification Canadian Equity Class Type and Date: Mackenzie High Diversification Emerging Markets Equity Combined Preliminary and Pro Forma Simplified Fund Prospectus dated August 8, 2018 Mackenzie High Diversification European Equity Fund NP 11-202 Preliminary Receipt dated August 13, 2018 Mackenzie High Diversification Global Equity Fund Offering Price and Description: Mackenzie High Diversification International Equity Fund Series A, AR, D, F, F5, F8, FB, FB5, O, PW, PWFB, PWX, Mackenzie High Diversification US Equity Fund PWT8, PWX8, T5, T8, PWT5, PWFB5 and PWR securities Mackenzie Income Fund Underwriter(s) or Distributor(s): Mackenzie Investment Grade Floating Rate Fund Quadrus Investment Services Ltd. Mackenzie Ivy Canadian Balanced Class LBC Financial Services Inc. Mackenzie Ivy Canadian Balanced Fund Promoter(s): Mackenzie Ivy Canadian Fund Mackenzie Financial Corporation Mackenzie Ivy European Class Project #2804068 Mackenzie Ivy Foreign Equity Class Mackenzie Ivy Foreign Equity Currency Neutral Class ______Mackenzie Ivy Foreign Equity Fund Issuer Name: Mackenzie Ivy Global Balanced Class Purpose Multi-Asset Income Fund Mackenzie Ivy Global Balanced Fund Principal Regulator - Ontario Mackenzie Ivy International Class Type and Date: Mackenzie Ivy International Fund Amendment #1 to Final Simplified Prospectus dated Mackenzie Moderate Growth ETF Portfolio August 10, 2018 Mackenzie Monthly Income Balanced Portfolio Received on August 10, 2018 Mackenzie Monthly Income Conservative Portfolio Offering Price and Description: Mackenzie North American Corporate Bond Fund Series P Mackenzie Precious Metals Class Underwriter(s) or Distributor(s): Mackenzie Private Canadian Focused Equity Pool N/A Mackenzie Private Canadian Focused Equity Pool Class Promoter(s): Mackenzie Private Global Conservative Income Balanced Purpose Investments Inc. Pool Project #2764789 Mackenzie Private Global Equity Pool Mackenzie Private Global Equity Pool Class ______Mackenzie Private Global Fixed Income Pool Issuer Name: Mackenzie Private Global Income Balanced Pool Starlight Global Infrastructure Fund Mackenzie Private Income Balanced Pool Starlight Global Real Estate Fund Mackenzie Private Income Balanced Pool Class Principal Regulator - Ontario Mackenzie Private US Equity Pool Type and Date: Mackenzie Private US Equity Pool Class Preliminary Simplified Prospectus dated August 7, 2018 Mackenzie Strategic Bond Fund NP 11-202 Preliminary Receipt dated August 13, 2018 Mackenzie Strategic Income Fund Offering Price and Description: Mackenzie Unconstrained Fixed Income Fund Series A, Series T6, Series F, Series FT6, ETF Series, Mackenzie US All Cap Growth Fund Series O, Series O6, Series I and Series Z units Mackenzie US Dividend Fund Underwriter(s) or Distributor(s): Mackenzie US Dividend Registered Fund N/A Mackenzie US Growth Class Promoter(s): Mackenzie US Mid Cap Growth Class Starlight Investments Capital GP Inc. Mackenzie US Mid Cap Growth Currency Neutral Class Project #2805804 Mackenzie US Strategic Income Fund Mackenzie USD Global Strategic Income Fund ______Mackenzie USD Global Tactical Bond Fund Mackenzie USD Ultra Short Duration Income Fund Symmetry Balanced Portfolio

August 16, 2018 (2018), 41 OSCB 6594

IPOs, New Issues and Secondary Financings

Issuer Name: Issuer Name: B.E.S.T. Total Return Fund Inc. (formerly RoyNat Canadian Premium Income Corporation Diversified Fund Inc.) Principal Regulator - Ontario Principal Regulator - Ontario Type and Date: Type and Date: Final Shelf Prospectus (NI 44-102) dated August 8, 2018 Final Long Form Prospectus dated August 8, 2018 NP 11-202 Receipt dated August 10, 2018 NP 11-202 Receipt dated August 9, 2018 Offering Price and Description: Offering Price and Description: $300,000,000 Continuous Offering Price – Net Asset Value Per Share Preferred Shares and Class A Shares Minimum Initial - $5,000 Underwriter(s) or Distributor(s): Subsequent Subscriptions – $500 N/A Underwriter(s) or Distributor(s): Promoter(s): N/A N/A Promoter(s): Project #2799483 N/A Project #2772712 ______Issuer Name: ______Purpose Alternative Strategies Fund Issuer Name: Purpose Alternative Yield Fund (previously, Purpose Franklin Bissett Money Market Fund Diversified Premium Yield Fund) Principal Regulator - Ontario Purpose Diversified Real Asset Fund Type and Date: Purpose Enhanced US Equity Fund Amendment #1 to Final Annual Information Form dated Purpose Multi-Strategy Market Neutral Fund August 10, 2018 Principal Regulator - Ontario NP 11-202 Receipt dated August 13, 2018 Type and Date: Offering Price and Description: Final Long Form Prospectus dated August 3, 2018 - NP 11-202 Receipt dated August 8, 2018 Underwriter(s) or Distributor(s): Offering Price and Description: Franklin Templeton Investments Corp. ETF shares, ETF non-currency hedged shares, Series A Bissett Investment Management, a division of Franklin shares, Series A non-currency hedged shares, Series F Templeton Investments Corp. shares, Series F non-currency hedged shares, Series I Promoter(s): shares, Series I non-currency hedged shares, Series D N/A shares, Series XA shares and Series XF shares @ net Project #2758148 asset value Underwriter(s) or Distributor(s): ______N/A Issuer Name: Promoter(s): Hamilton Capital Australian Financials Yield ETF N/A Hamilton Capital Canadian Bank Dynamic-Weight ETF Project #2789857 Hamilton Capital European Financials ETF Hamilton Capital Global Bank ETF ______Hamilton Capital Global Financials Yield ETF (formerly Issuer Name: Hamilton Capital Higher Yielding Financials ETF) Purpose Conservative Income FundPrincipal Regulator - Hamilton Capital International Financials ETF Ontario Hamilton Capital U.S. Mid-Cap Financials ETF (USD) Type and Date: Principal Regulator - Ontario Amendment #3 to Final Simplified Prospectus and Type and Date: Amendment #4 to Annual Information Form dated August Final Long Form Prospectus dated August 9, 2018 2, 2018 NP 11-202 Receipt dated August 10, 2018 NP 11-202 Receipt dated August 9, 2018 Offering Price and Description: Offering Price and Description: Class E units distribution of Series XUA and XUF Shares Underwriter(s) or Distributor(s): Underwriter(s) or Distributor(s): N/A N/A Promoter(s): Promoter(s): Hamilton Capital Partners Inc. Purpose Investments Inc. Project #2793218 Project #2674554

______

August 16, 2018 (2018), 41 OSCB 6595

IPOs, New Issues and Secondary Financings

Issuer Name: Ridgewood Canadian Investment Grade Bond Fund Principal Regulator - Ontario Type and Date: Final Shelf Prospectus (NI 44-102) dated August 10, 2018 NP 11-202 Receipt dated August 13, 2018 Offering Price and Description: $400,000,000 Maximum Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2798346

______

August 16, 2018 (2018), 41 OSCB 6596

IPOs, New Issues and Secondary Financings

NON-INVESTMENT FUNDS

Issuer Name: Issuer Name: Greenbrook TMS Inc. Artis Real Estate Investment Trust Principal Regulator - Ontario Principal Regulator - Manitoba Type and Date: Type and Date: Preliminary Long Form Prospectus dated August 13, 2018 Preliminary Shelf Prospectus dated August 9, 2018 NP 11-202 Preliminary Receipt dated August 13, 2018 NP 11-202 Preliminary Receipt dated August 9, 2018 Offering Price and Description: Offering Price and Description: 10,000,000 Common Shares Issuable Upon the Exercise $1,000,000,000.00 - Units , Preferred Units , Debt or Deemed Exercise of Securities , Warrants , Subscription Receipts 10,000,000 Special Warrants Underwriter(s) or Distributor(s): Underwriter(s) or Distributor(s): - Bloom Burton Securities Inc. Promoter(s): Promoter(s): - - Project #2804788 Project #2805995

______Issuer Name: Issuer Name: Encana Corporation iCo Therapeutics Inc. Principal Regulator - Alberta (ASC) Principal Regulator - British Columbia Type and Date: Type and Date: Preliminary Shelf Prospectus dated August 10, 2018 Preliminary Shelf Prospectus dated August 7, 2018 NP 11-202 Preliminary Receipt dated August 10, 2018 NP 11-202 Preliminary Receipt dated August 7, 2018 Offering Price and Description: Offering Price and Description: US$6,000,000,000.00 $25,000,000.00 - Common Shares, Preferred Shares, Debt Debt Securities Securities, Subscription Receipts, Units, Warrants Common Shares Underwriter(s) or Distributor(s): Class A Preferred Shares - Subscription Receipts Promoter(s): Warrants - Units Project #2803145 Share Purchase Contracts Share Purchase Units ______Underwriter(s) or Distributor(s): Issuer Name: - Tidal Royalty Corp. Promoter(s): Principal Regulator - British Columbia - Type and Date: Project #2805465 Preliminary Shelf Prospectus dated August 9, 2018 NP 11-202 Preliminary Receipt dated August 10, 2018 ______Offering Price and Description: Issuer Name: $200,000,000.00 - Common Shares, Preferred Shares, Goldcorp Inc. Debt Securities, Subscription Receipts, Warrants, Units Principal Regulator - British Columbia Underwriter(s) or Distributor(s): Type and Date: - Preliminary Shelf Prospectus dated August 9, 2018 Promoter(s): NP 11-202 Preliminary Receipt dated August 9, 2018 - Offering Price and Description: Project #2805093 US$3,000,000,000.00 Common Shares ______Debt Securities Subscription Receipts Units Warrants Underwriter(s) or Distributor(s): - Promoter(s): - Project #2804789

______

August 16, 2018 (2018), 41 OSCB 6597

IPOs, New Issues and Secondary Financings

Issuer Name: Issuer Name: Canaccord Genuity Acquisition Corp. The Green Organic Dutchman Holdings Ltd. Principal Regulator - Ontario Principal Regulator - Ontario Type and Date: Type and Date: Final Long Form Prospectus dated August 7, 2018 Final Short Form Prospectus dated August 10, 2018 NP 11-202 Receipt dated August 8, 2018 NP 11-202 Receipt dated August 10, 2018 Offering Price and Description: Offering Price and Description: 0.00 $25,024,000.00 Underwriter(s) or Distributor(s): 3,910,000 Units Issuable upon Exercise of 3,910,000 - Special Warrants Promoter(s): Price Per Special Warrant: $6.40 CG Investments Inc. Underwriter(s) or Distributor(s): Jason Sparaga Canaccord Genuity Corp. Andrew Clark PI Financial Corp. Project #2784506 Mackie Research Capital Corporation Promoter(s): ______- Issuer Name: Project #2794878 Gold Standard Ventures Corp. Principal Regulator - British Columbia ______Type and Date: Final Shelf Prospectus dated August 3, 2018 NP 11-202 Receipt dated August 7, 2018 Offering Price and Description: $300,000,000.00 - Common Shares, Subscription Receipts Underwriter(s) or Distributor(s): - Promoter(s): - Project #2784374

______Issuer Name: McEwen Mining Inc. (formerly US Gold Corporation) Principal Regulator - Ontario Type and Date: Final Prospectus – MJDS dated August 8, 2018 NP 11-202 Receipt dated August 9, 2018 Offering Price and Description: US$200,000,000.00 - Debt Securities, Common Stock, Warrants, Subscription Rights, Subscription Receipts, Units Underwriter(s) or Distributor(s): - Promoter(s): - Project #2762052

______

August 16, 2018 (2018), 41 OSCB 6598

Chapter 12

Registrations

12.1.1 Registrants

Type Company Category of Registration Effective Date

From: Aberdeen Asset Management Canada Limited Firm name change Portfolio Manager April 24, 2018 To: Aberdeen Standard Investments (Canada) Limited

Consent to Suspension Ascendo Financial Solutions Exempt Market Dealer August 9, 2018 (Pending Surrender) Inc.

Portfolio Manager & Parametric Portfolio New Registration Commodity Trading August 9, 2018 Associates LLC Manager

Investment Fund Manager, Bedford Park Capital New Registration Portfolio Manager and August 10, 2018 Corporation Exempt Market Dealer

Regulus Capital New Registration Portfolio Manager August 13, 2018 Management Inc.

Revoked Northern Securities Inc. Investment Dealer March 20, 2015

August 16, 2018 (2018), 41 OSCB 6599

Registrations

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August 16, 2018 (2018), 41 OSCB 6600

Chapter 13

SROs, Marketplaces, Clearing Agencies and Trade Repositories

13.2 Marketplaces

13.2.1 Aequitas NEO Exchange – Proposed Amendment to the Definition of “Closing Price” – OSC Staff Notice of Request for Comments

REQUEST FOR COMMENTS

AEQUITAS NEO EXCHANGE

PROPOSED AMENDMENT TO THE DEFINITION OF “CLOSING PRICE”

Aequitas NEO Exchange Inc. (“NEO Exchange”) is publishing proposed amendments (the “Proposed Amendments”) to the NEO Exchange trading policies (the “Trading Policies”) in accordance with Schedule 5 to its recognition order, as amended (the “Protocol”). They include “Public Interest Rules”, which are being published for comment, and “Housekeeping Rules”, both as defined under the Protocol.

The Public Interest Rules amend the definition of “Closing Price” and add new definitions of “Time-Weighted Average Price NBBO Midpoint” or “TWAP NBBO Midpoint”, “Weighted Closing Price”, and “Weighted Closing Price Eligible Security”. The changes set out how the Closing Price is calculated for NEO-listed securities: 1) with a Closing Call; 2) without a Closing Call that are not Exchange Traded Funds; and 3) without a Closing Call that are Exchange Traded Funds. The changes are being made to address the fact that there may be multiple sources of pricing information and to enable more accurate pricing of illiquid Exchange Traded Funds.

A copy of the NEO Exchange notice is published on our website at www.osc.gov.on.ca.

August 16, 2018 (2018), 41 OSCB 6601

SROs, Marketplaces, Clearing Agencies and Trade Repositories

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August 16, 2018 (2018), 41 OSCB 6602

Chapter 25

Other Information

25.1 Approvals

25.1.1 Marval Capital Ltd. – s. 213(3)(b) of the LTCA

Headnote

Clause 213(3)(b) of the Loan and Trust Corporations Act – application by manager, with no prior track record acting as trustee, for approval to act as trustee of pooled funds and future pooled funds to be established and managed by the applicant and offered pursuant to a prospectus exemption.

Statutes Cited:

Loan and Trust Corporations Act, R.S.O. 1990, c. L. 25, as am., clause 213(3)(b).

July 20, 2018

Blake, Cassels & Graydon LLP 199 Bay Street Suite 4000, Commerce Court West Toronto, Ontario M5L 1A9

Attention: Jordan Knowles

Dear Sirs/Mesdames:

Re: Marval Capital Ltd. (the “Applicant”)

Application pursuant to clause 213(3)(b) of the Loan and Trust Corporations Act (Ontario) for approval to act as trustee

Application No. 2018/0330

Further to your application dated June 12, 2018 (the Application) filed on behalf of the Applicant and based on the facts set out in the Application and the representation by the Applicant that the assets of Marval Focus Fund and any future mutual fund trusts that the Applicant may establish and manage from time to time, the securities of which will be offered pursuant to prospectus exemptions, will be held in the custody of a trust company incorporated, and licensed or registered, under the laws of Canada or a jurisdiction, or a bank listed in Schedule I, II, or III of the Bank Act (Canada) or a qualified affiliate of such bank or trust company, the Ontario Securities Commission (the Commission) makes the following order:

Pursuant to the authority conferred on the Commission in clause 213(3)(b) of the Loan and Trust Corporations Act (Ontario), the Commission approves the proposal that the Applicant act as trustee of Marval Focus Fund and any future mutual fund trusts that may be established and managed by the Applicant from time to time, the securities of which will be offered pursuant to prospectus exemptions.

Yours truly,

“Cecilia Williams” Commissioner

“Poonam Puri” Commissioner

August 16, 2018 (2018), 41 OSCB 6603

Other Information

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August 16, 2018 (2018), 41 OSCB 6604

Index

Aberdeen Asset Management Canada Limited Katanga Mining Limited Firm name change ...... 6599 Cease Trading Order ...... 6493

Aberdeen Standard Investments (Canada) Limited Kew Media Group Inc. Firm name change ...... 6599 Decision ...... 6452

Added Capital Inc. Kitmitto, Majd Cease Trading Order ...... 6493 Notice from the Office of the Secretary ...... 6439 Order ...... 6474 Aequitas NEO Exchange Marketplaces – Proposed Amendment to the Klondex Mines Unlimited Liability Company Definition of “Closing Price” – OSC Staff Notice Order ...... 6472 of Request for Comments ...... 6601 Landucci, Rinaldo Alio Gold (US) Inc Notice from the Office of the Secretary ...... 6438 Order ...... 6475 Limited Duration Investment Grade Preferred Aquarius Surgical Technologies Inc. Securities Fund Cease Trading Order ...... 6493 Decision ...... 6458

Ascendo Financial Solutions Inc. Macquarie Global Infrastructure Income Fund Consent to Suspension (Pending Surrender)...... 6599 Decision ...... 6458

B.E.S.T. Investment Counsel Limited Marval Capital Ltd. Decision ...... 6445 Approval – s. 213(3)(b) of the LTCA ...... 6603

B.E.S.T. Total Return Fund Inc. Natural Bee Works Apiaries Inc. Decision ...... 6445 Notice from the Office of the Secretary ...... 6438

Bedford Park Capital Corporation North Halton Golf & Country Club New Registration ...... 6599 Order – s. 74(1) ...... 6477

Butcher, Henderson MacDonald Alexander Northern Securities Inc. Notice from the Office of the Secretary ...... 6438 Revoked ...... 6599 Reasons and Decisions ...... 6487 Parametric Portfolio Associates LLC Candusso, Christorpher New Registration ...... 6599 Notice from the Office of the Secretary ...... 6439 Order ...... 6474 Performance Sports Group Ltd. Cease Trading Order ...... 6493 Candusso, Claudio Notice from the Office of the Secretary ...... 6439 Professionals’ Financial – Mutual Funds Inc. Order ...... 6474 Decision ...... 6465

CDS Purpose Diversified Real Asset Fund Notice of Correction ...... 6437 Decision ...... 6458

Chickalo, Tawlia Purpose Floating Rate Income Fund Notice from the Office of the Secretary ...... 6438 Decision ...... 6458

Coast Capital Savings Credit Union Purpose Investments Inc. Decision ...... 6469 Decision ...... 6458

FDP US Dividend Equity Portfolio Purpose US Preferred Share Fund Decision ...... 6465 Decision ...... 6458

August 16, 2018 (2018), 41 OSCB 6605

Index

Redwood Floating Rate Income Fund Decision ...... 6458

Redwood Global Infrastructure Income Fund Decision ...... 6458

Redwood U.S. Preferred Share Fund Decision ...... 6458

Redwood Unconstrained Bond Class Decision ...... 6458

Redwood Unconstrained Bond Fund Decision ...... 6458

Regulus Capital Management Inc. New Registration ...... 6599

Simba, Muchoki Fungai Notice from the Office of the Secretary ...... 6438 Reasons and Decisions ...... 6487

TELUS Communications Inc. Decision ...... 6441

Trius Investments Inc. Order. – s. 1(11)(b) ...... 6482

Vannatta, Steven Notice from the Office of the Secretary ...... 6439 Order ...... 6474

Voya Floating Rate Senior Loan Fund Decision ...... 6458

August 16, 2018 (2018), 41 OSCB 6606