26 January 2017 Bank of Communications Schroder Fund Management Co

26 January 2017

Bank of Communications Schroder Fund Management Co., Ltd (the “Manager”) – Prospectus Summary (Updated) (Edition 2 of 2016)

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund* (*The name of the fund is not indicative of the fund’s performance and return).

Dear Investors,

We are pleased to inform you that the prospectus summary (Edition 2 of 2016) of the abovementioned fund managed by the Manager (the “Prospectus Summary”) is now available on the website of the Manager’s Hong Kong Representative at www.bocomschroder.com.hk*. (*This website has not been reviewed by the Securities and Futures Commission.)

Thank you for your continued support of BOCOM Schroder. Should you have any enquiries, please contact our Customer Service hotline on +852 2793 9688, directly with your bank or financial adviser or to view the website of our Hong Kong Representative at www.bocomschroder.com.hk*. (*This website has not been reviewed by the Securities and Futures Commission.)

Yours faithfully,

Lee Huei Jing Managing Director Head of Distribution

Address: Suite 3208, 32/F Champion Tower, 3 Garden Road, Central, Hong Kong Telephone: 2793 9688 Email: [email protected] Website: www.bocomschroder.com.hk 公司地址: 香港中環花園道 3 號冠君大廈 32 樓 3208 室電話：2793 9688 電郵：[email protected] 網址：www.bocomschroder.com.hk

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary

(2016 No. 2)

Fund Manager: Bank of Communications Schroder

Fund Management Co., Ltd.

Fund Custodian: China Construction Bank Corporation

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

December 2016

The Fund Prospectus is revised every 6 months and announced within 45 days after each relevant 6 month period updating to the

last day of the relevant 6 month period

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

[Important Information]

The BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (hereinafter referred to as the "Fund") was offered upon approval by the China Securities Regulatory Commission ("CSRC") on April 25, 2006 pursuant to Document No.78 [2006] of the CSRC. The Fund Contract of the Fund comes into effect as of June 14, 2006. The Fund Manager guarantees that the contents of this Prospectus are true, accurate and complete. This Prospectus has been approved by the CSRC, but any decision made concerning the Fund does not imply that the CSRC's substantive judgment on or guarantee for the value and returns of the Fund, or that investment in the Fund is risk-free. The Fund Manager shall manage and use Fund assets pursuant to the principles of due diligence, good faith and prudence. However, it cannot ensure the Fund profit, nor the minimum returns for Fund Unitholders. As a result of Fund price fluctuation, it cannot be guaranteed either that Fund Unitholders will get back all of their original investment. All investments involve risks. Investors are advised to carefully read this Prospectus prior to (Initial) Subscription. The past performance of the Fund does not represent its future performance. Performance of other funds managed by the Fund Manager are no guarantee of the performance of the Fund. This Prospectus Summary has been prepared in accordance with the Fund Contract of the Fund Prospectus. The Fund Contract is a legal document stipulating the rights and obligations of the Parties to the Fund Contract. Fund Investors become Fund Unitholders and Parties to the Fund Contract from the date they acquire Fund units pursuant to the Fund Contract. Their holding of Fund units indicates their acknowledgment and acceptance of the Fund Contract and they shall enjoy rights and assume obligations pursuant to the Fund Law, Measures for Operations, the Fund Contract and other relevant

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) provisions. Fund Investors shall carefully read the Fund Contract to understand the rights and obligations of Fund Unitholders. The contents of this Prospectus are as at December 14, 2016, while relevant financial data and Net Asset Value performance at September 30, 2016. The financial data set out in this Prospectus have not been audited.

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

I. Fund Manager

(I) Introduction to the Fund Manager Name: Bank of Communications Schroder Fund Management Co., Ltd. Domicile: 2nd Floor, Bank of Communications Tower, 188 Middle Yincheng Road, Pudong New Area, Shanghai Office Address: 21/F and 22/F, Two IFC, 8 Century Avenue, Pudong New Area, Shanghai Zip Code: 200120 Legal Representative: YU Ya Li Date of Establishment: August 4, 2005 Registered Capital: RMB 200 million Term of Operations: Continuous operations Contact: HE Wan Jin Telephone: (021) 61055050 Fax: (021) 61055034 Bank of Communications Schroder Fund Management Co., Ltd. (hereinafter referred to as the "Company") was established by approval from the Document No.128 [2005] of the CSRC. Shareholding structure is presented as follows: Shareholder Equity Ratio

Bank of Communications Co., Ltd. (hereinafter referred to as by 65% its full name or as "Bank of Communications") Schroder Investment Management Limited 30% China International Marine Containers (Group) Co., Ltd. 5% (II) Information of Key Personnel 1. Members of Board of Directors of Fund Manager Ms. YU Ya Li, Chairperson of the Board, Master Degree holder. She currently serves as the Executive Director and Vice-President of Bank of Communications Co., Ltd. She has successively served as the Head of the

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Accounting Department of Zheng Zhou Branch of Bank of Communications, Deputy General Manager then General Manager of the Accounting Department of Bank of Communications, General Manager of the Budget and Finance Department of Bank of Communications, and the Chief Financial Officer of Bank of Communications. Mr. CHEN Chao Teng, Vice-Chairman of the Board, Doctoral Degree holder. He currently serves as the Chief Investment Officer and Head of Discretionary Portfolio Management in Schroder Investment Management (Taiwan) Limited. He has served successively as the Discretionary Portfolio Investment Manager of Fuh Hwa Securities Investment Trust Company Limited, Departmental Manager and the Head of Investment of Invesco Taiwan Limited. Ms. RUAN Hong, Director, General Manager, Doctoral Degree holder. She also serves as the Chairperson of Bank of Communications Schroder Asset Management Company Limited. She has served successively as the Deputy Officer then Officer of the General Office of Bank of Communications, Deputy General Manager then General Manager of the Overseas Institution Administration Department of Bank of Communications, Vice President of Shanghai Branch, Bank of Communications, and General Manager of Asset Custody Department of Bank of Communications and General Manager of Investment Management Department of Bank of Communications. Mr. XU Han, Director, Master Degree holder. He currently serves as the General Manager of the Personal Finance Services of Bank of Communications. He has successively served as the Vice President of Computer Center of Bank of Communications Hong Kong Branch, the Vice President of I.T. Department of Bank of Communications, Deputy Chief Executive Officer then Chief Executive Officer of Bank of Communications Pacific Credit Card Centre. Mr. SUN Pei Ji, Director, Bachelor Degree holder. He currently serves as the Deputy General Manager of the Risk Management Department of Bank of Communications. He had successively served as the Deputy Officer then Officer of the board of directors’ Office of Bank of Communications, Senior Manager of the Budget and Finance Department of Bank of Communications, Vice

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

President of Hainan Branch, Bank of Communications, Deputy General Manager of the Audit Department of Bank of Communications. Mr. Richard Mountford, Director, Master Degree holder. He currently serves as the CEO, Asia-Pacific, Schroder Investment Management Limited. He has served successively as the Analyst then Investment Manager of Schroder Investment Management Limited, Vice Chairman of Schroder Investment Management (Singapore) Limited, Executive Director of Schroder Investment Management International Limited, General Manager of Schroder Investment Management (Luxembourg) Limited, General Manager of Schroder Investment Management (Japan) Limited, General Manager and Sales Director then Director of Global Intermediary Sales of Schroder Investment Management Limited UK. Mr. XIE Dan Yang, Independent Director, Doctoral Degree holder. He currently serves as the Dean of School of Economics and Management in Wuhan University and Professor of Department of Economics in the Hong Kong University of Science and Technology. He has served successively as the Assistant Professor of the Department of Economics in Université de Montréal, Economist and Senior Economist of the International Monetary Fund, Assistant Professor, Associate Professor then Professor and Head of Department of the Hong Kong University of Science and Technology, then Director of the Shui On Center for China Business and Management. Mr. YUAN Zhi Gang, Independent Director, Doctoral Degree holder. He currently serves as the professor of the Department of Economics in Fudan University. He has served successively as the Associate Professor then Professor, the Head of the Department of Economics then the Dean of School of Economics in Fudan University. Mr. ZHOU Lin, Independent Director, Doctoral Degree holder. He currently serves as the Dean and Professor of Antai College of Economics and Management in Shanghai Jiao Tong University. He has served successively as the Assistant Lecturer of School of Management in Fudan University, Associate Professor then Assistant Professor of the Department of Economics in Yale University, Assistant Professor of the Department of Economics in Duke

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

University, Professor of the Department of Economics and Finance of City University of Hong Kong, Honorary Professor of the Department of Economics in WP Carey School of Business, Arizona State University and Standing Deputy Dean as well as Professor of Shanghai Advanced Institute of Finance, Shanghai Jiao Tong University.

2. Members of Board of Supervisors Office of the Fund Manager Mr. WANG Yi Jun, Head of Supervisors, Master Degree holder. He currently serves as the General Manager of the Strategic Investment Department of Bank of Communications. He has successively served as the Deputy Officer of the General Office of Bank of Communications, Deputy Officer, Senior Manager, Assistant General Manager then Deputy General Manager of the Corporate Affairs Department of Bank of Communications, Deputy General Manager of the Investment Banking Department and Vice President of Jiang Su Branch of Bank of Communications. Ms. BEI KWAN Suk Yee, Supervisor, Dual Master Degree holder. She currently serves as the Assistant General Manager of Bank of Communications Schroder Fund Management Co., Ltd. and General Manager of BOCOM Schroder Asset Management (Hong Kong) Co., Ltd. She has successively served in ABN AMRO Bank, Standard Chartered Bank (Hong Kong) Limited, MIDAS-KAPITI INTERNATIONAL LIMITED, and as the Head of IT, Associate Director of China Business in Schroder Investment Management (Hong Kong) Limited, and Head of Compliance and Risk Management Department of Bank of Communications Schroder Fund Management Co., Ltd. Ms. ZHANG Ling Han, Supervisor, Bachelor Degree holder. She currently serves as the Chief Marketing Officer of Bank of Communications Schroder Fund Management Company Limited. She has successively served as customer manager of the Fuzhou Branch of the Bank of China, the District Manager of the Shanghai Branch of New China Life Insurance Company Limited, the Channel Manager of the Marketing Department of Galaxy Asset Management Company Limited, the Channel Manager, the Deputy General Manager of the Channel Department and the Deputy General Manager and General Manager of the Sales Management Department of the Guangzhou

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Branch of Bank of Communications Schroder Fund Management Company Limited. Ms. SHE Chuan, Supervisor, Master Degree holder. She currently serves as the Investment Operations Director of Bank of Communications Schroder Fund Management Company Limited. She has successively served as Manager of General Development Department and Project Manager of Investment Bank Department in Huatai Securities Company Limited, Compliance Officer and Director of Compliance in Galaxy Asset Management Company Limited and Head of Compliance and Audit then Deputy Head of Compliance and Risk in Bank of Communications Schroder Fund Management Company Limited.

3. Senior Management of the Fund Manager Ms. RUAN Hong, General Manager, please refer to the above for the biography. Ms. XU Shan Yan, Deputy General Manager, Master Degree holder, Senior Economist. She also serves as the Director of Bank of Communications Schroder Asset Management Co., Ltd. She has successively served as the Lecturer of the College of Finance, Hunan University (previously known as Hunan College of Finance and Economics), Deputy Manager of the Government Bond Department and General Manager of the Fund Management Department in Xiangcai Securities Co., Ltd., and Deputy General Manager of ABN AMRO Xiangcai Fund Management Co., Ltd. Mr. XIA Hua Long, Deputy General Manager, Doctoral Degree holder. He has successively served as the Lecturer of Economics Management Faculty, Deputy Officer then Officer of the Research Office of the Economics Faculty, Deputy Dean of Economics Faculty of University of Geosciences, Deputy Officer, Officer, Senior Manager then Deputy General Manager of the Asset Custody Department of Bank of Communications, Vice President of the Asset Custody Business Centre of Bank of Communications and Municipal Party Committee standing member then Deputy Mayor (on secondment) of Qujing City, Yunnan Province. Mr. XIE Wei, Deputy General Manager, Doctor of Economics, Senior Economist. He has successively served as a teacher at the Department of

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Finance, Central University of Finance and Economics, Assistant Researcher of the Institute of Finance and Trade Economics, Chinese Academy of Social Sciences, Assistant Manager of the Fund Department of China Power Trust Investment Co., Ltd., Deputy General Manager then General Manager of the Securities Department, General Manager of Beijing Securities Sales Office, Deputy General Manager of Securities Department as well as General Manager of the Northern Region of China People's Insurance Trust and Investment Corporation, and Deputy General Manager of Fullgoal Fund Management Co., Ltd. Mr. SU Fen, Chief Compliance Officer, MBA graduate from the City University of New York. He has successively served as the Assistant General Manager then Deputy General Manager of Marketing Department of Guangzhou Branch, Manager of the Credit Management Department, Manager of the Corporate Finance Department then Chief Officer of the Credit Risk Management Office of the New York Branch of Bank of Communications, Senior Manager of the Investment and Merger of the Investment Management Department of Bank of Communications, and Director of the General Administration Department of Bank of Communications Schroder Fund Management Co., Ltd. Ms. YIN Hao, Deputy CEO, MBA graduate from the Shanghai University of Finance and Economics. She has successively served as Deputy Head of Reform Planner, Deputy Head of Marketing Planner then Head of Marketing Planner in the Marketing Department, Deputy Senior Manager then Senior Manager in Business Management Department, Senior Manager, Assistant to General Manager then Deputy General Manager in the Institutional Business Department of Bank of Communications.

4. Fund Manager of the Fund Ms. TANG Qian, Fund Manager, Master of Finance of East China Normal

University, CPA, with 16 years' experience in securities investment. She has successively served as an Analyst in Shenyin Wanguo Securities Institution from 2000 to 2004; a BOCI Securities Analyst from 2004 to 2006; a Researcher of Hong Kong Lehman Brothers Securities from 2006 to 2007; and the Director of

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) the Research Department and a Fund Manager of China International Fund Management Co., Ltd. (CIFM) from 2007 to 2013, during April 28, 2011 to July 8, 2013 she worked as the Fund Manager of the CIFM Growth Pioneer Fund. She joined Bank of Communications Schroder Fund Management Co., Ltd. in 2013, where she served as the Deputy General Manager of the Equity Department, and she is now the Chief Fund Manager of the Company. She is presently the Fund Manager of BOCOM Schroder Stable Allocation Mixed Securities Investment Fund and has held the role since December 12, 2013. Former Fund Managers: Mr. ZHANG Ke Bing, served as the Fund Manager of the Fund from July 19, 2011 to January 9, 2014. Mr. HUA Xin, served as the Fund Manager of the Fund from September 10, 2009 to August 3, 2011. Mr. LI Li, served as the Fund Manager of the Fund from August 21, 2009 to December 30, 2010. Mr. ZHENG Tuo, served as the Fund Manager of the Fund from July 4, 2007 to August 20, 2009. Mr. LI Xu Li, served as the Fund Manager of the Fund from June 14, 2006 to July 3, 2007. 5. Members of Investment Decision Committee Members: RUAN Hong (General Manager) WANG Shao Cheng (Director of Equity Investment and Fund Manager) QI Hao (Cross-border Investment Director and Investment Manager) YU Hai Ying (Director of Fixed Income Investment (Mutual Funds))

ZHANG Hong Yu (General Manager of Research Department) There is no close kinship between and among any of the above persons.

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

The above updated personnel information is updated as of December 14, 2016.

For any post-period change (if any), please refer to related announcements released by the Fund Manager.

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

II. Fund Custodian

(I) Information of the Fund Custodian 1. Basic Information Name: China Construction Bank Corporation ("China Construction Bank") Domicile: 25 Jinrong Street, Xicheng District, Beijing Office Address: No.1 Building, Yard 1, Naoshikou Street, Xicheng District, Beijing Legal Representative: WANG Hong Zhang Date of Establishment: September 17, 2004 Form of the Organization: A limited liability corporation Registered Capital: RMB two hundred and fifty billion ten million nine hundred and seventy-seven thousand four hundred and eighty-six (RMB 250,010,977,486) Term of Operations: Continuous operations Reference number of approval for custody qualification: Document No.12 [1998] of the CSRC Contact: TIAN Qing Telephone: (010) 6759 5096 China Construction Bank (CCB), established in October 1954, is a large-scale joint-stock commercial bank with headquarters in Beijing, pioneering in China and famous in the world. The CCB was listed on the Hong Kong Stock Exchange (HKEx) in October 2005 (stock code 939) and listed on Shanghai Stock Exchange (SSE) in September 2007 (stock code 601939). At the end of 2015, the group’s total assets increased by 9.59% to RMB18.35 trillion over the previous year. Gross loans and advances to customers increased by 10.67% to RMB10.49 trillion; deposits from customers rose by 5.96% to RMB13.67 trillion. Net profit increased by 0.28% year-on-year to RMB228.9 billion. Operating income increased by 6.09% to RMB605.2 billion, in which net

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) interest income increased by 4.65%, and net fee and commission income increased by 4.62%. Return on average assets was 1.30% and return on average equity was 17.27%. Cost-to-income ratio at 26.98%, and total capital ratio was 15.39%. These major financial indicators continued to outrun our peers. The Group promoted the coordinated development of physical and electronic channels. Progress was made in the “three integrations” of operating outlets: the number of integrated outlets totalled 14.5 thousand, and the number of integrated marketing teams amounted to 21.5 thousand, and the proportion of integrated tellers in total front office tellers reached 88%. The group launched innovative pilot transformation of physical channels in Shenzhen and other seven branches, with the construction of smart outlets, flagship outlets, comprehensive outlets, and nimble outlets in an orderly manner. The function of electronic banking as the main channel of the bank was further highlighted, with the number of banking account transactions through electronic banking and self-service channels accounting for 95.58% of the total, up by 7.55 percentage points over the previous year. The group offered five online payment options including account number payment, mobile payment, cross-bank payment, Long Card cloud payment and redirecting payment, achieving centralized processing of most major easy payment businesses.

The group made rapid growth in the business transformation. The group accumulatively issued 80.74 million credit cards, and the total spending amount through credit cards reached RMB2.22 trillion. The group’s credit card business continued to lead in multiple core indicators among peers. The number of private banking customers with financial assets above RMB10 million grew by 23.08%, and the total amount of customers’ financial assets increased by 32.94%. The accumulated underwriting amount of debt financing instruments for non-financial enterprises was RMB531.6 billion, taking the lead in the market. The assets under custody of the Bank totalled RMB7.17 trillion, an increase of 67.36%; the group led the market in both the number of managed securities investment funds and its

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) increase. Another breakthrough was made in expanding the group’s RMB international clearing network, as the group became the RMB clearing bank in Switzerland and Chile after winning appointment in London. The group’s major business indicators also topped among peers in special economic zones such as Shanghai Free Trade Zone and Khorgas in Xinjiang. In 2015, the group received 122 awards from various organisations at home and abroad, including the “Best Bank in China” from the US magazine Global Finance, Hong Kong magazines The Asset and Corporate Treasurer. The group ranked second in terms of tier-one capital in The Banker’s “The World’s Top 1000 Banks” in 2015, and second in Forbes’ “Global 2000” in 2015. The China Construction Bank Headquarters has the Department of Asset Custody Business which includes 10 functional offices, namely the General Office, Fund Market Office, Office of Securities & Insurance Assets Market, Office of Wealth Management, Trust & Stock Rights Market, QFII Custody Office, Pension Custody Office, Liquidation Office, Accounting Office, Cross-border Custody Operating Office and Supervision and Audit Office. The Department, with over 220 staff members, has also a Backup Center for Investment Custody Service in Shanghai. Since 2007, the Department has, as a regular internal control measure, continuously engaged external accounting firms to perform its internal control audit. 2. Information of Key Personnel Zhao Guanfu, General Manager of Department of Asset Custody Business, formerly worked in China Construction Bank Zhengzhou Branch, Credit Department and Second Credit Department of the Headquarters, and the President's Office, served as leader in Business Department of China Construction Bank Hebei Branch, Department of Individual Banking Business of the Headquarters and Audit Department of the Headquarters. He has been engaged in the work of credit business, individual banking business and internal

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) audit for a long time with rich experience in customer service and business management. Zhang Junhong, Deputy General Manager of Department of Asset Custody Business, formerly worked in China Construction Bank Qingdao Branch, Retail Business Department, Individual Banking Business Department and President's Office of the CCB Headquarters. He has been engaged in retail and individual deposit business for a long time with rich experience in customer service and business management. Zhang Lizheng, now the Deputy General Manager of the Asset Custodian Business Department, had worked at the Building Economy Department, No. 2 Credit Department, the Credit Department, the Credit Management Department, the Credit Operation Department and the Corporate Business Department of the Head Office of the CCB. He had also worked as a leader at the Group Client Department of the Head Office and the Beijing Branch of the CCB. Due to his long-term engagement in credit business and group client business, he has accumulated rich experience in client service and business management. Huang Xiulian, Deputy General Manager of Department of Asset Custody Business, formerly worked in the Accounting Department of the CCB Headquarters and has been engaged in custody business management work for a long time with rich experience in customer service and business management. 3. Information of Business Operations of the Fund Custodian As one of the first commercial banks in China to provide securities investment fund custody business, China Construction Bank has always upheld the "customer-oriented" operation philosophy, continued to strengthen risk management and internal control, strictly carried out all responsibilities as a custodian, so as to protect the legal rights and interests of assets holders and provide qualified custody services for clients. After years of steady development, the scale of assets under custody keeps expanding and types of custody businesses increasingly grow, a custody business system is formed, including

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) products like securities investment funds, social security funds, insurance capital, individual accounts of basic pension insurance, QFII and enterprise annuity. Therefore, China Construction Bank is now one of the commercial banks with most types of custody businesses in China. Until the end of March 2016, 584 securities investment funds are under the custody of China Construction Bank. The Bank has, on the basis of its professional and highly efficient custody service ability and business level, won a great recognition in the industry. The Bank has been awarded the honorary title of "The Best Custodian Bank" by Global Custodian, a world-renowned magazine for six consecutive years since 2009. (II) Internal Risk Control System of the Fund Custodian 1. Objectives of Internal Control As the Fund Custodian, China Construction Bank will strictly abide by relevant laws, regulations on custody business promulgated by the country, rules of industrial regulation, and relevant management rules within the industry; perform business in conformity with the law, ensure normative operation and realize strict supervision; guarantee stable business operation, safety and integrity of Fund assets, faithfulness, accuracy, completeness and timeliness of relevant information; and protect the lawful rights and interests of Fund Unitholder(s). 2. Organizational Structure of Internal Control China Construction Bank has a Risk and Internal Control Management Committee, responsible for risk management and internal control as well as examination and guidance of risk control of the custody business. The Department of Asset Custody Business has especially established a Supervision and Auditing Office which can independently perform supervision and audit functions and capabilities. 3. Internal Control System and Measures The Department of Asset Custody Business has had a systematic and sophisticated control system of rules is put in place. The management system and

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) control system have been established to deal with obligation of posts and procedures of business operation. These systems could ensure the normative operation and smooth progression of the custodian business; relevant employees have the qualifications to work in this field; a strict system of review, examination and inspection has been practiced in terms of business management; the work of power delegation is subject to centralized control; the business seal has been kept, stored and used in accordance with rules; the account data have been kept in strict accordance with rules; the mechanism of checks and balances is rigorous and effective; a business operations area has been established specially to realized isolated management, as well as audio and video supervision; business information has been kept by full-time personnel to avoid unwanted disclosure of information; automated operation has been realized in the business operations to prevent human-error accident from happening; the technical system is sophisticated and independent. (III) The Methods and Procedures for the Fund Custodian to Supervise Operations of the Fund by the Fund Manager 1. Supervision Methods The investment operation of funds under custody will be supervised in accordance with the Fund Law and its complementary laws and regulations and the Fund Contract. The self-developed "Comprehensive Custody Business System - Subsystem for Fund Supervision" will be used to, in strict accordance to requirements of currently applicable laws and regulations and the Fund Contract, supervise the ratio, scope and portfolio of Fund investment operated through the Fund Manager; and regularly prepare supervision reports on Fund investment operation and submit to CSRC. In daily Fund settlement and accounting services provided for Fund investment operation, the Investment Orders sent to the Fund Manager, withdrawals and expenditures of Fund fees conducted by the Fund Manager should also be supervised. 2. Supervision Procedures

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

(1) The Subsystem for Fund Supervision will be used regularly each day to supervise all ration control of Fund investment operation. Any abnormal findings should be risk warning to the Fund Manager, check with the Fund Manager and urge the latter to rectify while a timely report is submitted to CSRC. (2) Upon receiving any funds transfer directive from the Fund Manager, all elements of orders should be examined. (3) Supervision Reports of Funds Investment Operation should be prepared regularly in accordance with the supervised condition, to evaluate the legality and compliance of funds investment operation, independence of investment and other aspects and submit to CSRC. (4) Technical and non-technical methods will be used to detect suspected violating trades (if any), require the Fund Manager to explain or provide evidence by phone or in written, and make timely report to CSRC.

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

III. Relevant Service Providers

(1) Fund Units Sales Agency 1. Class A Fund Units Direct Sales Agency The direct sales agency consists of the Company and its online direct sales trading platform (including website and mobile application, the same applies below). Name of the Organization: Bank of Communications Schroder Fund Management Co., Ltd. Domicile: 2nd Floor, Bank of Communications Tower, 188 Middle Yincheng Road, Pudong New Area, Shanghai Office Address: 21/F and 22/F, Two IFC, 8 Century Avenue, Pudong New Area, Shanghai Legal Representative: YU Ya Li Date of Establishment: August 4, 2005 Telephone: (021) 61055724 Fax: (021) 61055054 Contact: FU Jing Customer Service Hotline: 400-700-5000 (toll free for long-distance calls), (021) 61055000 Website：www.fund001.com, www.bocomschroder.com Individual Investors can open accounts, handle businesses like the Subscription, Redemption, Switching and regular Pre-authorized Contribution of front end Class A Fund units through the online direct sales trading platform of the Company. For more details of the trading specifications, please refer to the website of the Company. Website of the online direct sales trading platform of the Company: www.fund001.com，www.bocomschroder.com 2. OTC Sales Agencies for Class A Fund units other than the direct sales agency:

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

(1) Industrial and Commercial Bank of China Limited Domicile: 55 Fuxingmen Inner Street, Beijing Office Address: 55 Fuxingmen Inner Street, Beijing Legal Representative: YI Hui Man Customer Service Hotline: 95588 Website: www.icbc.com.cn (2) Agricultural Bank of China Limited Domicile: No. 69, Jianguomen Inner Street, Dongcheng District, Beijing Office Address: East Tower, Chemsunny World Trade Center, 28 Fuxingmen Inner Avenue, Xicheng District, Beijing Legal Representative: ZHOU Mu Bing Fax: (010) 85109219 Customer Service Hotline: 95599 Website: www.abcchina.com (3) China Construction Bank Corporation Domicile: 25 Jinrong Street, Xicheng District, Beijing Office Address: No.1 Building, Yard 1, Naoshikou Street, Xicheng District, Beijing Legal Representative: WANG Hong Zhang Telephone: (010) 66275654 Fax: (010) 66275654 Customer Service Hotline: 95533 Website: www.ccb.com (4) Bank of Communication Co., Ltd. Domicile: 188 Middle Yincheng Road, Pudong New Area, Shanghai Office Address: 188 Middle Yincheng Road, Pudong New Area, Shanghai Legal Representative: NIU Xi Ming Telephone: (021) 58781234 Fax: (021) 58408483

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Contact: CAO Rong Customer Service Hotline: 95559 Website: www.bankcomm.com (5) China Merchants Bank Co., Ltd. Domicile: 7088 Shennan Road, Futian District, Shenzhen Office Address: 7088 Shennan Road, Futian District, Shenzhen Legal Representative: LI Jian Hong Telephone: (0755) 83198888 Fax: (0755) 83195109 Contact: DENG Joing Peng Customer Service Hotline: 95555 Website: www.cmbchina.com (6) Bank of Shanghai Co., Ltd. Domicile: 168 Middle Yincheng Road, Shanghai Office Address: 168 Middle Yincheng Road, Shanghai Legal Representative: FAN Yi Fei Telephone: (021) 68475888 Fax: (021) 68476111 Contact: CHANG Ping Customer Service Hotline: (021) 962888 Website: www.bankofshanghai.com (7) China Guangfa Bank Co., Ltd. Domicile: 713 East Dongfeng Road, Yuexiu District, Guangzhou Legal Representative: DONG Jian Yue Contact: LI Xiao Peng Customer Service Hotline: 800-830-8003, 400-830-8003 Website: www.gdb.com.cn (8) China Citic Bank Co., Ltd. Domicile: 9 Chaoyangmen North Avenue, Dongcheng District, Beijing

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Office Address: 9 Chaoyangmen North Avenue, Dongcheng District, Beijing Legal Representative: CHANG Zhen Ming Telephone: (010) 89936330 Fax: (010) 85230024 Contact: FENG Jing Customer Service Hotline: 95558 Website: bank.ecitic.com (9) China Minsheng Bank Co., Ltd. Domicile: 2 Fuxingmennei Street, Xicheng District, Beijing Office Address: 2 Fuxingmennei Street, Xicheng District, Beijing, China Legal Representative: HONG Qi Telephone: (010) 57092615 Fax: (010) 57092611 Legal Representative: DONG Yun Wei Customer Service Hotline: 95568 Website: www.cmbc.com.cn (10) China Everbright Bank Co., Ltd. Domicile: 6 Fuxingmenwai Street, Xicheng District, Beijing Office Address: 6 Fuxingmenwai Street, Xicheng District, Beijing Legal Representative: TANG Suang Ning Telephone: (010) 68098778 Fax: (010) 68560661 Contact: LI Wei Customer Service Hotline: 95595 Website: www.cebbank.com (11) Bank of Ningbo Co., Ltd. Domicile: 294 East Zhongshan Road, Jiang Dong District, Ningbo Legal Representative: LU Hua Yu Telephone: (021) 63586210

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Fax: (021) 63586215 Contact: HU Ji Xun Customer Service Hotline: 96528 (Shanghai region: 962528) Website: www.nbcb.com.cn (12) Bank of Beijing Co., Ltd. Domicile: 17A Jinrong Street, Xicheng District, Beijing Office Address: 17C Jinrong Street, Xicheng District, Beijing Legal Representative: YAN Bing Zhu Fax: (010) 66226045 Contact: KONG Chao Customer Service Hotline: 95526 Website: www.bankofbeijing.com.cn (13) PingAn Bank Co., Ltd. Domicile: 5047 East Shennan Road, Shenzhen City Office Address: 5047 East Shennan Road, Shenzhen City, Guangdong Province Legal Representative: SUN Jian Yi Telephone: 021-38637673 Fax: 021-50979507 Contact: ZHANG Li Customer Service Hotline: 95511-3 Website: www.bank.pingan.com (14) Bank of Jiangsu Co., Ltd. Domicile: 55 North Hongwu Road, Nanjing Office Address: 55 North Hongwu Road, Nanjing Legal Representative: XIA Ping Telephone: (025) 58587018 Fax: (025) 58587038 Contact: TIAN Chun Hui

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Customer Service Hotline: 96098, 40086-96098 Website: www.jsbchina.cn (15) HuaXia Bank Co., Ltd. Domicile: No. 22, Jianguomen Inner Street, Dongcheng District, Beijing Office Address: 22 Jianguomen Inner Street, Dongcheng District, Beijing, China Legal Representative: WU Jian Customer Service Hotline: 95577 Website: www.hxb.com.cn (16) Bank of Hangzhou Co., Ltd. Domicile: Bank of Hangzhou Building, 46 Qingchun Road, Hangzhou Office Address: Bank of Hangzhou Building, 46 Qingchun Road, Hangzhou Legal Representative: CHEN Zhen Shan Telephone: (0571) 85108195, 85120696 Fax: (0571) 86475527 Contact: YAN Jun, XIA Fan Customer Service Hotline: 96523 Website: www.hzbank.com.cn (17) Jiangsu Changshu Rural Commercial Bank Co., Ltd. Domicile: 58 New Century Avenue, Changshu City, Jiangsu Province Office Address: 58 New Century Avenue, Changshu City, Jiangsu Province Legal Representative: SONG Jian Ming Telephone: (0512) 52909128 Fax: (0512) 52909122 Contact: HUANG Xiao Customer Service Hotline: 962000 Website: www.csrcbank.com (18) Jiangsu Jiangnan Rural Commercial Bank Co., Ltd. Domicile: 413 Middle Heping Road, Changzhou, Jiangsu

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Office Address: 413 Middle Heping Road, Changzhou, Jiangsu Legal Representative: LU Xiang Yang Telephone: 0519-80585939 Fax: 0519-89995170 Contact: JIANG Jiao Customer Service Hotline: 96005 Website: http://www.jnbank.com.cn (19) Dongguan Rural Commercial Bank Co., Ltd. Domicile: 2 East Hong Fu Road, Dongcheng District, Dongguan Office Address: 2 East Hong Fu Road, Dongcheng District, Dongguan Legal Representative: HE Pei Liang Telephone: (0769) 22866254 Fax: (0769) 22866282 Contact: LIN Pei Shan Customer Service Hotline: (0769) 961122 Website: www.drcbank.com (20) Everbright Securities Co., Ltd. Domicile: 1508 Xinzha Road, Jing'an District, Shanghai Office Address: 1508 Xinzha Road, Jing'an District, Shanghai Legal Representative: XUE Feng Telephone: (021) 22169999 Fax: (021) 22169134 Contact: LIU Chen Customer Service Hotline: 10108998 Website: www.ebscn.com (21) Guotai Junan Securities Co., Ltd. Domicile: 618 Shangcheng Road, Pudong New Area, Shanghai Office Address: 29/F, Bank of Shanghai Building, 168 Middle Yincheng Road, Pudong New Area, Shanghai

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Legal Representative: WAN Jian Hua Telephone: (021) 38676161 Fax: (021) 38670161 Contact: RUI Ming Qi Customer Service Hotline: 95521, 400-8888-666 Website: www.gtja.com (22) China Securities (International) Finance Holding Co., Ltd. Domicile: Building 4, 66 Anli Road, Chaoyang District, Beijing Office Address: 188 Chaoyangmennei Street, Beijing Legal Representative: WANG Chang Qin Telephone: (010) 85130588 Fax: (010) 65182261 Contact: WEI Ming Customer Service Hotline: 4008-888-108 Website: www.csc108.com (23) Haitong Securities Co., Ltd. Domicile: 98 Middle HuaiHai Road, Shanghai Office Address: 689 Guangdong Road, Shanghai Legal Representative: WANG Kai Guo Telephone: (021) 23219000 Fax: (021) 23219100 Contact: LI Xiao Ming Customer Service Hotline: 95553 or dial the service hot-line in the banking office of relevant cities Website: www.htsec.com (24) GF Securities Co., Ltd. Domicile: 43/F, Metropolitan Plaza, 183 North Tianhe Road, Guangzhou Office Address: 36/F, 38/F, 41/F, 42/F, Metropolitan Plaza, 183 North Tianhe Road, Guangzhou

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Legal Representative: WANG Zhi Wei Fax: (020) 87555305 Contact: XIAO Zhong Mei Customer Service Hotline: 95575 or dial the service hot-lines of the banking office of relevant city. Website: www.gf.com.cn (25) China Galaxy Securities Co., Ltd. Domicile: Tower C, International Corporate Square, 35 Jinrong Street, Xicheng District, Beijing Office Address: Tower C, International Corporate Square, 35 Jinrong Street, Xicheng District, Beijing Legal Representative: CHEN You An Telephone: (010) 66568292 Contact: DENG Yan Customer Service Hotline: 400-888-8888 Website: www.chinastock.com.cn (26) China Merchants Securities Co., Ltd. Domicile: 38-45/F, Tower A, Jiangsu Tower, Yitian Road, Futian District, Shenzhen Office Address: 38-45/F, Tower A, Jiangsu Tower, Yitian Road, Futian District, Shenzhen Legal Representative: GONG Shao Lin Telephone: (0755) 82943666 Fax: (0755) 82943636 Contact: HUANG Jian Customer Service Hotline: 400-8888-111, 95565 Website: www.newone.com.cn (27) Xingye Securities Co., Ltd. Domicile: 268 Hudong Road, Fuzhou

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Office Address: 21/F, Building 1, Wudaokou Plaza, Lane 1199, Minsheng Road, Pudong New Area, Shanghai Legal Representative: LAN Rong Telephone: (021) 38565785 Fax: (021) 38565955 Contact: XIE Gao De Customer Service Hotline: 400-8888-123 Website: www.xyzq.com.cn (28) CITIC Securities Co., Ltd. Domicile: A/F, China Merchants Bank Building, 7088 Shennan Street, Shenzhen City Office Address: Citic Securities Building, 48 Liangmaqiao Road, Chaoyang District, Beijing Legal Representative: WANG Dong Ming Telephone: (010) 60838888 Fax: (010) 60833739 Contact: CHEN Zhong Customer Service Hotline: 95558 Website: www.cs.ecitic.com (29) Shenwan Hongyuan Securities Co., Ltd. Domicile: 45/F, The Center, 989 Changle Road, Xuhui District, Shanghai Office Address: 45/F, The Center, 989 Changle Road, Xuhui District, Shanghai Legal Representative: LI Mei Telephone: (021) 33389888 Contact: LI Qing Yi Customer Service Hotline: 95523 or 4008895523 Website: www.sywg.com (30) Xiangcai Securities Co., Ltd.

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Domicile: 12/F, Zhongshan International Building, 63 Middle Huangxing Road, Changsha City, Hunan Province Office Address: 11/F, Biaozhi Business Center, 198 Middle Xiangfu Road, Tianxin District, Changsha Legal Representative: LIN Jun Bo Telephone: (021) 68634518 Fax: (021) 68865680 Contact: ZHONG Kang Ying Customer Service Number: 400-888-1551 Website: www.xcsc.com (31) Guodu Securities Co., Ltd. Domicile: 9/F, 10/F, Guohua Investment Building, 3 South Dongzhimen Street, Dongcheng District, Beijing Office Address: 9/F, 10/F, Guohua Investment Building, 3 South Dongzhimen Street, Dongcheng District, Beijing Legal Representative: CHANG Ze Customer Service Hotline: 400-818-8118 Website: www.guodu.com (32) Huatai Securities Co., Ltd. Domicile: 228 Middle Jiangdong Road, Nanjing, Jiangsu Office Address: Huatai Securities Plaza, 228 Middle Jiangdong Road, Jianye District, Nanjing, Jiangsu Legal Representative: ZHOU Yi Telephone: (0755) 82492193 Fax: (0755) 82492962 Contact: PANG Xiao Yun Customer Service Hotline: 95597 Website: www.htsc.com.cn (33) BOCI International (China) Limited

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Domicile: 39/F, 200 Middle Yincheng Road, Shanghai Office Address: 39 - 40/F, Zhongyin Building, 200 Middle Yincheng Road, Pudong New Area, Shanghai Legal Representative: XU Gang Contact: LI Dan Customer Service Hotline: 400-620-8888 Website: www.bocichina.com (34) CITIC Securities (Shandong) Co., Ltd. Domicile: Unit 1507-1510, 15/F, Aucma Building, 29 Miaoling Road, Laoshan District, Qingdao Office Address: 20/F, No.1 Building, Qingdao International Financial Center, 222 Shenzhen Road, Laoshan District, Qingdao Legal Representative: YANG Bao Lin Telephone: (0532) 85022326 Fax: (0532) 85022605 Contact: WU Zhong Chao Customer Service Hotline: (0532) 96577 Website: www.zxwt.com.cn (35) Hengtai Securities Co., Ltd. Domicile: 111 East Xinhua Street, Xincheng District, Hohhot City, Inner Mongolia Office Address: 111 East Xinhua Street, Xincheng District, Hohhot City, Inner Mongolia Legal Representative: PANG Jie Min Telephone: (0471) 4979037 Fax: (0471) 4961259 Contact: WANG Xu Hua Customer Service Hotline: (0471) 4960762, (021) 68405273 Website: www.cnht.com.cn

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

(36) Guosen Securities Co., Ltd. Domicile: 16-26/F, Guosen Securities Building, 1012 Middle Hongling Road, Luohu District, Shenzhen Office Address: 16-26/F, Guosen Securities Building, 1012 Middle Hongling Road, Luohu District, Shenzhen Legal Representative: HE Ru Telephone: (0755) 82130833 Fax: (0755) 82133952 Contact: ZHOU Yang Customer Service Hotline: 95536 Website: www.guosen.com.cn (37) Guoyuan Securities Co., Ltd. Domicile: 179 Shouchun Road, Hefe City, Anhui Province Office Address: 179 Shouchun Road, Hefe City, Anhui Province Legal Representative: FENG Liang Zhi Customer Service Hotline: 400-8888-777 Website: www.gyzq.com.cn (38) Northeast Securities Co., Ltd. Domicile: 1138 Freedom Road, Changchun, Jilin Office Address: 1138 Freedom Road, Changchun, Jilin Legal Representative: QIAO Zheng Zhong Telephone: (0431) 85096709 Contact: PAN Kai Customer Service Hotline: 4006000686, (0431) 85096733 Website: www.nesc.cn (39) AVIC Securities Co., Ltd. Domicile: 41/F, Tower A, Nanchang International Financial Building, 1619 Middle Honggu Avenue, New Honggutan District, Nanchang Office Address: 41/F, Tower A, Nanchang International Financial Building,

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

1619 Middle Honggu Avenue, New Honggutan District, Nanchang Legal Representative: DU Hang Telephone: (0791) 86768681 Fax: (0791) 86770178 Contact: DAI Lei Customer Service Hotline: 400-8866-567 Website: www.avicsec.com (40) Anxin Securities Co., Ltd. Domicile: 35/F, Unit A02 28/F, Anlian Mansion, 4018 Jintian Road, Futian District, Shenzhen Office Address: 35/F, Unit A02 28/F, Anlian Mansion, 4018 Jintian Road, Futian District, Shenzhen Legal Representative: WANG Lian Zhi Telephone: (0755) 82558305 Fax: (0755) 82558355 Contact: CHEN Jian Hong Customer Service Hotline: 400-800-1001 Website: www.essence.com.cn (41) Shenwan Hongyuan Securities (Western) Co., Ltd. Domicile: 2 Jianshe Road, Urumqi, Xinjiang Office Address: Hong Yuan Securities Building, 19 Taipingqiao Avenue, Xicheng District, Beijing Legal Representative: FENG Rong Telephone: (010) 88085858 Fax: (010) 88085195 Contact: LI Wei Customer Service Hotline: 4008-000-562 Website: www.hysec.com (42) Changjiang Securities Co., Ltd.

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Domicile: Changjiang Securities Building, 8 Xinhua Road, Wuhan Office Address: Changjiang Securities Building, 8 Xinhua Road, Wuhan Legal Representative: HU Yuan Zhao Telephone: (027) 65799999 Fax: (027) 85481900 Contact: LI Liang Customer Service Hotline: 95579 or 4008-888-999 Website: www.95579.com (43) Tebon Securities Co., Ltd. Domicile: 9/F, South Building, 510 Caoyang Road, Putuo District, Shanghai Office Address: 26/F, UC Tower, 500 Fushan Road, Shanghai Legal Representative: YAO Wen Ping Telephone: (021) 68761616 Fax: (021) 68767981 Customer Service Hotline: 4008-888-128 Website: www.tebon.com.cn (44) Zhongtai Securities Co., Ltd. Domicile: 86 Jingqi Road, Shizhong District, Jinan, Shandong Office Address: 86 Jingqi Road, Shizhong District, Jinan, Shandong Legal Representative: LI Wei Telephone: (0531) 68889155 Fax: (0531) 68889752 Contact: WU Yang Customer Service Number: 95538 Website: www.qlzq.com.cn (45) Jianghai Securities Co., Ltd. Domicile: 56 Ganshui Road, Xiangfang District, Harbin, Heilongjiang Legal Representative: SUN Ming Yang Telephone: (0451) 85863719

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Fax: (0451) 82287211 Contact: LIU Shuang Customer Service Hotline: 400-666-2288 Website: www.jhzq.com.cn (46) Ping An Securities Co., Ltd. Domicile: 8/F, Great China International Exchange Square Podium Building, Jintian Road, Futian District, Shenzhen Office Address: 8/F, Great China International Exchange Square Podium Building, Jintian Road, Futian District, Shenzhen (518048) Legal Representative: YANG Yu Xiang Telephone: (0755) 22627802 Fax: (0755) 82400862 Contact: ZHENG Shu Li Customer Service Hotline: 95511-8 Website: www.pingan.com (47) Great Wall Glory Securities Co., Ltd. Domicile: 17/F, Fulian Building, 2 West Lianqian Road, Xiamen Office Address: 17/F, Fulian Building, 2 West Lianqian Road, Xiamen Legal Representative: WANG Rong Telephone: (0592) 5161642 Fax: (0592) 5161640 Contact: ZHAO Qin Customer Service Hotline: (0592) 5163588 Website: www.xmzq.cn (48) Hwabao Securities Co., Ltd. Domicile: 27/F, Mirae Asset Tower, 166 Lujiazui Ring Road, Shanghai, China Office Address: 57/F, Shanghai Global Financial Center, 100 Century Avenue, Pudong New District, Shanghai

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Legal Representative: CHEN Lin Telephone: (021) 68777222 Fax: (021) 68777822 Contact: ZHAO Jie Customer Service Hotline: 400-820-9898 Website: www.cnhbstock.com (49) China International Capital Corp., Ltd. Domicile: 27/F & 28/F, Tower 2, China World Trade Center, 1 Jianguomen Outer Street, Beijing, China Office Address: 27/F & 28/F, Tower 2, China World Trade Center, 1 Jianguomen Outer Street, Beijing, China Legal Representative: DING Xue Dong Telephone: (010) 65051166 Fax: (010) 85679203 Contact: YANG Xian Yu Website: www.cicc.com.cn (50) UBS Securities Co., Ltd. Domicile: 12/F, 15/F, Winland International Financial Center, 7 Jinrong Street, Xicheng District, Beijing Office Address: 12/F, 15/F, Winland International Financial Center, 7 Jinrong Street, Xicheng District, Beijing Legal Representative: CHENG Yi Sun Telephone: (010) 58328112 Fax: (010) 58328740 Contact: MOU Chong Customer Service Hotline: 400-887-8827 Website: www.ubssecurities.com (51) Aijian Securities Co., Ltd. Domicile: 24/F, 758 West Nanjing Road, Shanghai

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Office Address: 32/F, 1600 Century Avenue, Shanghai Legal Representative: ZHANG Jian Hua Telephone: (021) 32229888 Fax: (021) 68728703 Contact: CHEN Min Customer Service Hotline: (021) 63340678 Website: www.ajzq.com (52) Great Wall Securities Co., Ltd. Domicile: 14/F, 16/F, 17/F, Special Zone Press Tower, 6008 Shennan Road, Futian District, Shenzhen Legal Representative: HUANG Yao Hua Telephone: (0755) 83516289 Fax: (0755) 83516199 Contact: KUANG Ting Customer Service Hotline: (0755) 33680000, 400-6666-888 Website: www.cc168.com.cn (53) China Minzu Securities Co., Ltd. Domicile: 6-9/F, Tower A, Xinsheng Building, 5 Jinrong Street, Xicheng District, Beijing Office Address: 6-9/F, Tower A, Xinsheng Building, 5 Jinrong Street, Xicheng District, Beijing Legal Representative: ZHAO Da Jian Customer Service Number: 400-889-5618 Website: www.e5618.com (54) Sinolink Securities Co., Ltd. Domicile: 95 Upper Dongchenggen Street, Chengdu, Sichuan Office Address: 95 Upper Dongchenggen Street, Chengdu Legal Representative: RAN Yun Telephone: (028) 86690057, (028) 86690058

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Fax: (028) 86690126 Contact: LIU Jing Yi, JIA Peng Customer Service Hotline: 95310 Website: www.gjzq.com.cn (55) Founder Securities Co., Ltd. Domicile: 22-24/F, Huaqiao International Building, 2 Middle Furong Road, Changsha, Hunan Office Address: 22-24/F, Huaqiao International Building, 2 Middle Furong Road, Changsha, Hunan Legal Representative: LEI Jie Telephone: (010) 68546765 Fax: (010) 68546792 Contact: XU Jin Fu Customer Service Hotline: 95571 Website: www.foundersc.com (56) Bohai Securities Co., Ltd. Domicile: Unit 101, 42 Office Building, Second Avenue, Tianjin Economic and Technological Development Zone Office Address: 8 West Binshui Road, Nankai District, Tianjin Legal Representative: WANG Chun Feng Telephone: (022) 28451991 Fax: (022) 28451892 Contact: CAI Ting Customer Service Hotline: 400-651-5988 Website: www.bhzq.com (57) Cinda Securities Co., Ltd. Domicile: Cinda Financial Center Building 1, Yard 9, Naoshikou Street, Xicheng District, Beijing Office Address: Cinda Financial Center Building 1, Yard 9, Naoshikou

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Street, Xicheng District, Beijing Legal Representative: ZHANG Zhi Gang Telephone: (010) 63081000 Fax: (010) 63081344 Contact: TANG Jing Customer Service Hotline: 95321 Website: www.cindasc.com (58) Orient Securities Co., Ltd. Domicile: 22/F - 29/F, Building 2, 318 South Zhongshan Road, Shanghai Legal Representative: WANG Yi Min Telephone: (021) 63325888 Fax: (021) 63326173 Contact: WU Yu Customer Service Hotline: 95503 Website: www.dfzq.com.cn (59) Southwest Securities Co., Ltd. Domicile: 8 Qiaobei Yard, Jiangbei District, Chongqing Office Address: Southwest Securities Co., Ltd., 8 Qiaobei Yard, Jiangbei District, Chongqing Legal Representative: YU Wei Jia Telephone: (023) 63786141 Fax: (023) 63786212 Contact: ZHANG Yu Customer Service Hotline: 400-809-6096 Website: www.swsc.com.cn (60) China Dragon Securities Co., Ltd. Domicile: Lanzhou Fortune Center, 638 West Donggang Road, Chengguan District, Lanzhou Office Address: Lanzhou Fortune Center, 638 West Donggang Road,

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Chengguan District, Lanzhou Legal Representative: LI Xiao An Telephone: (0931) 4890208 Fax: (0931) 4890628 Contact: LI Xin Tian Customer Service Hotline: 4006898888, (0931) 4890208 Website: www.hlzqgs.com (61) Dongxing Securities Co., Ltd. Domicile: 12-15/F, Tower B, Xinsheng Building, 5 Jinrong Street, Xicheng District, Beijing Legal Representative: XU Yong Li Telephone: (010) 66555316 Fax: (010) 66555246 Contact: TANG Manchuan Customer Service Hotline: 400-8888-993 Website: www.dxzq.net (62) Huafu Securities Co., Ltd Domicile: 7/F, 8/F, Xintiandi Building, 157 Wusi Road, Fuzhou Office Address: 7-10/F, Xintiandi Building, 157 Wusi Road, Fuzhou Legal Representative: HUANG Jin Lin Telephone: (0591) 87383623 Fax: (0591) 87383610 Customer Service Hotline: (0591) 96326 Website: www.hfzq.com.cn (63) China Investment Securities Co., Ltd. Domicile: 18-21/F & Unit 01, 02, 03, 05, 11, 12, 13, 15, 16, 18, 19, 20, 21, 22, 23, 4/F, Tower A, Rongchao Commercial Center, Junction of Yitian Road and Fuzhong Road, Futian District, Shenzhen Office Address: 04/F, 18-21/F, Tower A, Rongchao Commercial Center,

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

6003 Yitian Road, Futian District, Shenzhen Legal Representative: LONG Zeng Lai Telephone: (0755) 82023442 Fax: (0755) 82026539 Contact: LIU Yi Customer Service Hotline: 400-600-8008 Website: www.china-invs.cn (64) Huarong Securities Co., Ltd. Domicile: 8 Jinrong Street, Xicheng District, Beijing Office Address: 8 Jinrong Street, Xicheng District, Beijing Legal Representative: SONG De Qing Telephone: (010) 58568235 Fax: (010) 58568062 Contact: HUANG Heng Customer Service Hotline: (010) 58568118 Website: www.hrsec.com.cn (65) Central China Securities Co., Ltd. Domicile: 10 Business Outer Ring Road, Zhengdong New District, Zhengzhou Legal Representative: JIAN Ming Jun Contact: CHEN Yue Yan, FAN Chun Yan Telephone: (0371) 69099882 Fax: (0371) 65585899 Customer Service Hotline: (0371) 95377 Website: www.ccnew.com (66) Tianxiang Investment Consulting Co., Ltd. Domicile: 701, Tower B, Fukai Building, 19 Jinrong Street, Xicheng District, Beijing Office Address: 5/F, Tower C, 28 Xinjiekou Outer Street, Xicheng District,

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Beijing Legal Representative: LIN Yi Xiang Telephone: (010) 66045529 Fax: (010) 66045518 Contact: YIN Ling Customer Service Hotline: (010) 66045678 Website: http://www.txsec.com, www.jjm.com.cn (67) Lianxun Securities Co., Ltd. Domicile: 1/F & 3/F, 4/F West Radio and Television News Center, 55 Donjiang San Road, Jiangbei Street, Huicheng District, Huizhou Office Address: 1/F & 3/F, 4/F West Radio and Television News Center, 55 Donjiang San Road, Jiangbei Street, Huicheng District, Huizhou Legal Representative: XU Gang Telephone: (021) 33606736 Fax: (021) 33606760 Contact: CHEN Si Customer Service Hotline: 95564 Website: www.lxzq.com.cn (68) Huaxi Securities Co., Ltd. Domicile: Huaxi Securities Building, 198 Tianfuer Street, Gaoxin District, Chengdu, Sichuan Office Address: Huaxi Securities Building, 198 Tianfuer Street, Gaoxin District, Chengdu, Sichuan Legal Representative: YANG Jiong Yang Telephone: (028) 86135991 Fax: (028) 86150400 Contact: ZHOU Zhi Ru Customer Service Hotline: 95584

Website: www.hx168.com.cn

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

(69) CITIC Futures Co., Ltd. Domicile: Rm 1301-1305 & 14/F, North Tower, Excellence Times Plaza (Phase II), 3rd Zhong Xin Road No. 8, Futian District, Shenzhen Office Address: Rm 1301-1305 & 14/F, North Tower, Excellence Times Plaza (Phase II), 3rd Zhong Xin Road No. 8, Futian District, Shenzhen Legal Representative: ZHANG Hao Telephone: (0755) 23953913 Fax: (0755) 83217421 Contact: HONG Cheng Customer Service Hotline: 400-900-8826 Website: www.citicsf.com (70) Hangzhou Fund123 Fund Sales Co., Ltd. Domicile: 2 East Haishu Road, Cangqian Street, Yuhang District, Hangzhou Office Address: 12/F, Hang Seng Building, 3588 Jiangnan Avenue, Binjiang District, Hangzhou, Zhejiang Legal Representative: CHEN Bo Qing Telephone: (0571) 28829790, (021) 60897869 Fax: (0571) 26698533 Contact: ZHOU Yan Min Customer Service Hotline: 4000-766-123 Website: www.fund123.cn (71) Shenzhen Zhong Lu Fund Sales Co., Ltd. Domicile: 8/F, Landmark Building Materials Holdings, Liyuan Road, Luohu District, Shenzhen Office Address: 8/F, Landmark Building Materials Holdings, Liyuan Road, Luohu District, Shenzhen Legal Representative: XUE Feng Telephone: (0755) 33227953 Fax: (0755) 33227951

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Contact: TANG Su Ya Customer Service Hotline: 4006-788-887 Website: www.zlfund.cn, www.jjmmw.com (72) Shanghai E-Rich Fund Sales Investment Consulting Co., Ltd. Domicile: Unit 220, Building 2, 526 Gaoxiang Road, Pudong New Area, Shanghai Office Address: 16/F, Tower B, Yujing International Plaza, 555 Pudong Avenue, Pudong New Area, Shanghai Legal Representative: ZHANG Yue Wei Telephone: (021) 20691832 Fax: (021) 20691861 Contact: SHAN Bing Ye Customer Service Number: 400-820-2899 Website: www.erichfund.com (73) Shanghai EHowBuy Wealth Management Co., Ltd. Domicile: Unit 449, Building 4, 37 Lane 685, Changzhong Road, Hongkou District, Shanghai Office Address: Unit 903-906, Ordos International Building, 1118 Pudong South Road, Pudong New Area, Shanghai Legal Representative: YANG Wen Bin Fax: (021) 68596916 Contact: XUE Nian Customer Service Hotline: 400-700-9665 Website: www.ehowbuy.com (74) Noah Upright (Shanghai) Fund Sales Investment Consulting Co., Ltd. Domicile: Unit 3724, 9 Lane 360, Fei Hong Road, Hongkou District, Shanghai Office Address: 2/F, Building C, 32 Qing Huang Dao Road, Yangpu District, Shanghai

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Legal Representative: WANG Jing Bo Telephone: (021) 38600735 Fax: (021) 38509777 Contact: FANG Cheng Customer Service Hotline: 400-821-5399 Website: www.noah-fund.com (75) Hexun Information Technology Co., Ltd. Domicile: 10/F, Pan-Lee Building, 22 Chaowai Street, Chaoyang District, Beijing Office Address: 10/F, Pan-Lee Building, 22 Chaowai Street, Chaoyang District, Beijing Legal Representative: WANG Li Telephone: (021) 20835789 Fax: (021) 20835879 Contact: ZHOU Yi Customer Service Hotline: 4009200022 Website: http://licaike.hexun.com/ (76) Shanghai Tiantian Fund Sales Co., Ltd. Domicile: 2/F, Building 2, 190 Longtian Road, Xuhui District, Shanghai Office Address: 10/F, Tower 3C, 195 Longtian Road, Xuhui District, Shanghai Legal Representative: QI Shi Telephone: (021) 54509998 Fax: (021) 64385308 Contact: FAN Shi You Customer Service Hotline: 400-1818-188 Website: www.1234567.com.cn (77) Beijing Qianjing Wealth Investment Management Co., Ltd Domicile: 1008-1012, 9/F, Building 1, Tower 6, Danling Road, Haidian

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

District, Beijing Office Address: 1008-1012, 9/F, Building 1, Tower 6, Danling Road, Haidian District, Beijing Legal Representative: ZHAO Rong Chun Telephone: (010) 57418829 Fax: (010) 57569671 Contact: WEI Zheng Customer Service Hotline: 400-678-5095 Website: www.niuji.net (78) Shenzhen New Land Securities Investment Consulting Co., Ltd. Domicile: Unit 1006, 10/F, 4 Building, Seg Science and Technology Park, Huaqiangbei Road, Futian District, Shenzhen Office Address: 9/F, Tower C, International Enterprise Building, 35 Jinrong Street, Xicheng District, Beijing Legal Representative: CHEN Cao Telephone: (010) 58325395 Fax: (010) 58325282 Contact: LIU Bao Wen Customer Service Hotline: 400-850-7771 Website: https://8.jrj.com.cn/ (79) Beijing Zhanheng Fund Sales Co., Ltd. Domicile: 6 An Fu Street, Houshayu Town, Shunyi District, Beijing Office Address: 2/F, Youdian News Plaza, 15-1 Anyuan Rd, Chaoyang District, Beijing Legal Representative: YAN Zhen Jie Telephone: (010) 59601366-7024 Fax: (010) 62020355 Contact: MA Lin Customer Service Hotline: 400-888-6661

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Website: www.myfund.com (80) Yilu Fortune (Beijing) Information Technology Co., Ltd. Domicile: 702, Tower C, Building 5, 9 Chegongzhuang Street, Xicheng District, Beijing Office Address: 2208, 22/F, Tower A, Wan Tong New World Plaza, 2 Fuchengmen Outer Street, Xicheng District, Beijing Legal Representative: WU Xue Hua Telephone: 010-88312877 Fax: 010-88312099 Contact: SU Hao Customer Service Hotline: 400-001-1566 Website: http://www.yilucaifu.com/ (81) Shanghai DZH Ltd. Domicile: 10 - 11/F, Building 1, 428 South Yanggao Road, Pudong New Area, Shanghai Office Address: 10 - 11/F, Building 1, 428 South Yanggao Road, Pudong New Area, Shanghai Legal Representative: SHEN Jian Telephone: 021-20219931 Fax: 021-20219923 Contact: FU Jiang Customer Service Hotline: 021-20219931 Website: https://8.gw.com.cn/ (82) Shanghai LianTai Asset Management Co., Ltd. Domicile: 310, 3/F, 277 North Fute Road, China (Shanghai) Pilot Free Trade Zone Office Address: 3/F, Block 8, 518 Fuquan Road North, Changning District, Shanghai Legal Representative: YAN Bin

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Telephone: 021-52822063 Fax: 021-52975270 Contact: LING Qiu Yan Customer Service Hotline: 4000-466-788 Website: www.66zichan.com (83) Yixin Puze Investment Advisory (Beijing) Co., Ltd. Domicile: 1809, 15/F, Building 9, 88 Jianguo Road, Chaoyang District, Beijing Office Address: 1809, Tower C, SOHO New Town, 88 Jianguo Road, Chaoyang District, Beijing Legal Representative: SHEN Wei Hua Telephone: 010-52855713 Fax: 010-85894285 Contact: CHENG Jiang Customer Service Hotline: 400-6099-200 Website: www.yixinfung.com (84) Zhejiang Tong Hua Shun Fund Sales Company Limited Domicile: Unit 903, Yuan Mao Building, 1 Wen’erxi Road, Hangzhou City, Zhejiang Province Office Address: 2/F, Tower 2, E-commerce Industrial Park, 7 Cuibo Road, Xihu District, Hangzhou City, Zhejiang Province Legal Representative: LING Shun Ping Telephone: (0571) 88911818 Fax: (0571) 86800423 Contact: WU Qiang Customer Service Hotline: 400-877-3772 Website: www.5ifund.com (85) Beijing Zeng Cai Fund Sales Company Limited Domicile: Room 1208, Canway Building, 66 Nanlishi Road, Xicheng

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

District, Beijing Office Address: Room 1208, Canway Building, 66 Nanlishi Road, Xicheng District, Beijing Legal Representative: LUO Xi An Telephone: (010) 670009888 Fax: (010) 670009888-6000 Contact: LI Hao Customer Service Hotline: 400-001-8811 Website: www.zengcaiwang.com (86) Tai Cheng Cai Fu Fund Sales (Dailin) Co., Ltd Domicile: 3 Zhong Long Yuan, Sha He Kou District, Dalian, Liaoning Province Office Address: 3 Zhong Long Yuan, Sha He Kou District, Dalian, Liaoning Province Legal Representative: LIN Zhuo Telephone: (0411) 88891212 Fax: (0411) 84396536 Contact: XUE Chang Ping Customer Service Hotline: 4006411999 Website: www.taichengcaifu.com (87) Shanghai Ji Yu Fund Sales Co., Ltd Domicile: Room 6153, Building No.2 of No.1800, Panyuan Road, Changxing town, Chongming country, Shanghai (Shanghai Taihe Economic Development Area) Office Address: Rm A1002, 518 Kunming Road, Yangpu District, Shanghai Legal Representative: WANG Xiang Telephone: (021) 65370077 Fax: (021) 55085991 Contact: YU Shen Li

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Customer Service Hotline: (021) 65370077 Website: www.fofund.com.cn (88) Zhu Hai Ying Mi Asset Management Co., Ltd Domicile: Room 105-3491, No.6 Bao Hua Road, Hengqin District, Zhuhai Office Address: Unit Nos. B1201 to 1203, Level 12, Poly International Plaza, Tower B, No.1 Pazhou Avenue East, Haizhu District, Guangzhou Legal Representative: XIAO Wen Telephone: (020) 89629099 Fax: (020) 89629011 Contact: HUANG Min Chang Customer Service Hotline: (020) 89629066 Website: www.yingmi.cn (89) Shenzhen Fuji Wealth Management Co., Ltd. Domicile: Rm 201, Block A, 1 Shenzhen Qianwan Road, Qianhai Shenzhen - Hong Kong cooperation Zone, Shenzhen Office Address: Room 418, Phase II of Huiheng Group, 12 High-tech South 7th Road, Nanshan District, Shenzhen Legal Representative: QI Xiao He Telephone: (0755) 83999907-802 Fax: (0755) 83999926 Contact: MA Li Jia Customer Service Hotline: (0755) 83999907 Website: www.jinqianwo.com (90) Shanghai Lu Jin Suo Asset Management Co., Ltd. Domicile: Unit 09, 14/F, No. 1333 Lujiazui Ring Road, Pudong New Area, Shanghai Office Address: 14/F, No. 1333 Lujiazui Ring Road, Pudong New Area, Shanghai Legal Representative: QUO Jian

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Telephone: (021) 20665952 Fax: (021) 22066653 Contact: NING Bo Yu Customer Service Hotline: 4008219031 Website: www.lufunds.com

(91) ChinaPnR Co., Ltd.

Domicile: 19/F, 100 Bund Square, 100 Zhong Shan Road South, Shanghai Office Address: 7 Floor, Innov Tower, No. 1801, Hongmei Road, Shanghai Legal Representative: FENG Xiu Min Telephone: (021) 33323999 Fax: (021) 33323837 Contact: CHEN Yun Hui Customer Service Hotline: 4008213999 Website: https://tty.chinapnr.com (92) Beijing Le Rong Duo Yuan Investment Consulting Co., Ltd. Domicile: Room 1603, 16/F, Block No. 1, 1 West Dawang Road, Chaoyang District, Beijing Office Address: Room 1603, 16/F, Block No. 1, 1 West Dawang Road, Chaoyang District, Beijing Legal Representative: DONG Hao Telephone: (010）56580666 Fax: (010）56580660 Contact: ZHANG Ting Ting Customer Service Hotline: 400-068-1176 Website: www.jimufund.com (93) Shanghai VStone Fund Sales Co., Ltd. Domicile: Room 602-115, 765 South Xizang Road, Huangpu, Shanghai Office Address: 4/F VStone Tower, 1 YanAn Road (East), Huangpu,

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Shanghai Legal Representative: CHEN Ji Wu Telephone: 021-63333319 Fax: 021-63332523 Contact: LI Xiao Ming Customer Service Hotline: 4000 178 000 Website: www.lingxianfund.com (94) Shanghai Leadbank Fund Sales Co., Ltd. Domicile: 12/F, 10 Lujiazui Software Park, No.61 Lane 91, Eshan Road, Pudong New District, Shanghai Office Address: 12/F, 10 Lujiazui Software Park, No.61 Lane 91, Eshan Road, Pudong New District, Shanghai Legal Representative: SHEN Ji Wei Telephone: 021-50583533 Fax: 021-50583633 Contact: XU Peng Customer Service Hotline: 400-005-6355 Website: a.leadfund.com.cn (95) DT Golden Stone Fund Sales Co., Ltd. Domicile: Unit A506, 4/F, Zone B, Guorui Mansion 1, 359 Middle Jiang Dong Road, Nanjing Office Address: 15/F, SMEG Plaza, 1386 Hongqiao Road, Shanghai Legal Representative: YUAN Gu Ming Telephone: (025) 68206846 Fax: (021) 22268089 Contact: HE Ting Yu Customer Service Hotline: 400-928-2266/021-22267995 Website: www.dtfunds.com (96) Beijing Success Fund Sales Co., Ltd.

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Domicile: 1108, 11/F, 11 Zhong Guancun Street, Danling Road, Haidian District, Beijing Office Address: 1108, 11/F, 11 Zhong Guancun Street, Danling Road, Haidian District, Beijing Legal Representative: WANG Wei Gang Telephone: (010) 56282140 Fax: (010) 62680827 Contact: DING Xiang Kun Customer Service Hotline: 400-619-9059 Website: www.fundzone.cn, www.51jijinhui.com (97) Beijing Hang Tang Mingze Fund Sales Co., Ltd. Domicile: Room 5122, 5/F, 10 North Hong Da Road, Economic and Technological Development Zone, Beijing Office Address: Room 3001, 30/F, SOHO Nexus Center, No 19A East Third Ring Road North, Chaoyang District, Beijing Legal Representative: LI Yue Telephone: (010) 56642600 Fax: (010) 56642623 Contact: ZHANG Ye Customer Service Hotline: 4007868868 Website: www.chtfund.com (98) Beijing Guang Yuan Da Xin Investment Management Co., Ltd. Domicile: Room 605, 6/F, Tower C, 28 Xinjiekou Outer Street, Xicheng District, Beijing Office Address: 19/F, Tower B, Puxiang Centre, 13 District D Wangjing East Park, Chaoyang District, Beijing Legal Representative: QI Jian Hui Telephone: (010) 57298634 Fax: (010) 82055860

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Contact: WANG Ying Jun Customer Service Hotline: 400-623-6060 Website: www.niuniufund.com (99) iFAST Financial Limited Domicile: Rm 201, Block A, 1 Shenzhen Qianwan Road, Qianhai Shenzhen - Hong Kong cooperation Zone, Shenzhen (settled in Shenzhen Qianhai Commercial Secretary Co., Ltd) Office Address: Suite 1115, 1116 and 1307, East Tower, Coastal Building, Haide 3 Road, Nanshan District, Shenzhen Legal Representative: TAN Yik Kuan Telephone: (0755) 89460500 Fax: (0755) 21674453 Contact: YE Jian Customer Service Hotline: 400-684-0500 Website: www.ifastps.com.cn (100) Zhejiang King Grandchain Asset Management Co., Ltd. Domicile: Room 1001, 10/F, Tower 1, Jin Chang Building, 45 Dengyun Road, Gongshu District, Hangzhou Office Address: King Grandchain Asset, 1/F, Jin Chang Building, 45 Dengyun Road, Gongshu District, Hangzhou Legal Representative: XU Li Yun Telephone: (0571) 88337717 Fax: (0571) 88337666 Contact: SUN Cheung Yan Customer Service Hotline: 400-068-0058 Website: www.jincheng-fund.com (101) Skykinkage Investment & Management Co., Ltd. Domicile: Room 215A, Zhongshui Building, 31 Minfeng Hutong, Xicheng District, Beijing

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Office Address: Room 712, Complex Building A, China Economic Press, 2 East Baizhifang Road, Xicheng District, Beijing Legal Representative: LIANG Rong Telephone: (010) 66154828 Fax: (010) 63583991 Contact: LI Ting Ting Customer Service Hotline: 400-6262-818 Website: www.5irich.com (102) Rifa Asset Management (Shanghai) Co., Ltd. Domicile: Room 3301, BEA Finance Tower, 66 Hua Yuan Shi Qiao Road, Lujiazui, Shanghai Office Address: Room 3301, BEA Finance Tower, 66 Hua Yuan Shi Qiao Road, Lujiazui, Shanghai Legal Representative: ZHOU Quan Gong Telephone: (021) 61600500 Fax: (021) 61600602 Contact: CAI Xiao Wei Customer Service Hotline: 400-021-1010, (021) 61600500 Website: www.rffund.com (103) Shanghai Yun Wan Investment & Management Co., Ltd. Domicile: 2/F, Building 13, 27 Xin Jin Qiao Road, China (Shanghai) Pilot Free Trade Zone, 200127 Office Address: 6/F, Building 6, 308 Jin Kang Road, Shanghai Legal Representative: DAI Xin Zhuang Telephone: (021) 20538888 Fax: (021) 20538999 Contact: JIANG Hui Customer Service Hotline: 400-820-1515 Website: www.zhengtongfunds.com

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

(104) China Securities Jinniu (Beijing) Investment Consulting Co., Ltd. Domicile: Room 2-45, Building 2, 1 Tongguantou, Fengtai District, Beijing Office Address: 5/F, Tower A, GFNC, A1 Xuanwumenwai Avenue, Xicheng District, Beijing Legal Representative: QIAN Hao Min Telephone: (010) 59336533 Fax: (010) 59336500 Contact: MENG Han Xiao Customer Service Hotline: 4008-909-998 Website: www.jnlc.com (105) Qiandao Finance Information Services (Beijing) Co., Ltd. Domicile: Room 7117, 7/F, South Building 1, Dongbeiwang Village, Haidian District, Beijing Office Address: Room 1302, Hesheng Fortune Plaza, Dewai Avenue, Xicheng District, Beijing Legal Representative: WANG Xing Ji Telephone: (010) 62062880 Fax: (010) 82057741 Contact: GAO Xue Chao Customer Service Hotline: 4000-888-080 Website: www.qiandaojr.com 3. Class A Fund Units Exchange-traded Sales Agency Exchange-traded Sales Agency refers to a member of the Shanghai Stock Exchange with the qualification of selling open-ended fund as approved by the CSRC and accredited by the Shanghai Stock Exchange and China Securities Depository and Clearing Corporation Limited (hereinafter referred to as "accredited SSE member"). For a list of accredited SSE members, please visit the website of the Shanghai Stock Exchange. Fund Manager can choose other organizations that satisfy the requirements

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) to sell this Fund, and make announcement in a timely manner in accordance with relevant laws and regulations. 4. Class H Fund units Sales Agency shall be relevant Sales Agencies qualified for sales of the Fund as approved by the SFC and employed by the Hong Kong Representative or directly by the Fund Manager. (2) Unit Registration Agency Name: China Securities Depository and Clearing Company Limited (CSDCC) Domicile: 17 Taipingqiao Avenue, Xicheng District, Beijing Office Address: 17 Jinrong Street, Xicheng District, Beijing Legal Representative: ZHOU Ming Telephone: (010) 50938617 Fax: (010) 50938617 Contact: ZHOU Li

(3) Law Offices Providing Legal Advisory Paper Name: Shanghai Yuantai Law Offices Domicile: Unit 1405, Huaxia Bank Building, 256 Pudong South Road, Shanghai Office Address: Unit 1405, Huaxia Bank Building, 256 Pudong South Road, Shanghai Person in charge: LIAO Hai Telephone: (021) 51150298 Fax: (021) 51150398 Contact: LIAO Hai Lawyer Agent: LIANG Lijing, LIU Jia

(4) Accounting Firm Auditing Fund Assets Name: PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) Domicile: 6/F, DBS Building, 1318 Lujiazui Huan Road, Pudong New Area, Shanghai Office Address: 11/F, PWC Center, 202 Hubing Road, Shanghai

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Managing Partner: LI Dan Telephone: (021) 23238888 Fax: (021) 23238800 Contact: SHEN Zhao Jie Certified Public Accountant Agent: XUE Jing, SHEN Zhao Jie

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

IV. Name of the Fund

Name of the Fund: BOCOM Schroder Stable Allocation Mixed Securities Investment Fund

V. Type of the Fund

Type of the Fund: a contract-type open-ended mixed fund

VI. Investment Objective of the Fund

The Fund will stick to and continuously improve the basic concepts of value investment, give full play to professional research and management abilities, make "top-down" and proper asset allocation and "down-top" selection of securities based on the macroeconomic cycle and changes in market environment, to diversify the risks in an effective manner and seek for long-term stable increase of Fund assets.

VII. Investment Direction of the Fund

The Fund is invested in financial instruments of high liquidity, which include domestic stocks, bonds, cash, short-term financial instruments, warrants and asset-backed securities that are lawfully issued as well as other financial instruments for Fund investment as approved by the laws and regulations or the CSRC. Under normal market conditions, the portfolio proportion of the Fund is: stock assets account for 35%—95% of the Net Asset Value of the Fund; bond assets account for 0%—60% of the Net Asset Value of the Fund; cash, short-term financial instruments, warrant, asset-backed securities and other types of securities for Fund investment approved by the CSRC account for 5%-65% of the Net Asset Value of the Fund, where the sum of retained cash of the Fund and short-term government bonds due within one year shall account

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) for not less than 5% of the Net Asset Value of the Fund.

VIII. Investment Strategy of the Fund

The investment strategy for the Fund is: pay attention to the trend of changes in macro-economy and investment market; adjust the portfolio ratio in a dynamic manner based on the economic cycle theory; make "top-down" asset allocation and "down-top" selection of securities; and diversify the risks in an effective manner. 1. Asset Allocation The Fund will adopt "top-down" multi-factor analysis and decision-making support system to allocate assets of major categories in combination of qualitative analysis and quantitative analysis. To be more specific, projections of macroeconomic cycles are made in the first place in light of the economic cycle theory, based on which, the projections and estimation of performance of different capital markets are made to determine the allocation proportion of Fund assets among different categories of assets. Besides, along with the relative changes of the risk-return characteristics of various kinds of securities, dynamic adjustments are made to the proportion of various assets in the portfolio to avoid or diversify market risks and increase the Fund yield. Different from conventional asset allocation funds and by reference to the successful investment experience of Schroder Group in balanced fund, the Fund has the following two characteristics in respect of asset allocation. The first characteristic is that in addition to identifying the relationship between the risk-return characteristics of various assets and the market environment, the Fund Manager also pays attention to the changes in the relevance between assets as time goes by, when making the asset allocation. For asset allocation funds, investment in bond assets is made to diversify the risks arising out of investment in stock assets, so as to achieve a perfect balance between risks and returns during the investment. However, as the

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) macroeconomic and market environment changes, the relevance between different assets does not remain unchanged. The history in the recent period is not always a good reflection of the future performance. Accordingly, when making "top-down" asset allocation, the Fund Manager will not only consider the changes in risk-return characteristics of different assets under different economic cycles, but also investigate the variance of relevance between different assets with time, to identify the optimum allocation ratios of assets and make adjustments thereto as time passes by, on the condition of maximizing the risk-adjusted returns. Flexible asset allocation for asset allocation funds makes it possible for the Fund Manager to act responsively, follow the trend of changes in investment market and obtain long-term stable returns on investment while diversifying the risks in an effective manner. As a result, proper understanding of the trend of changes in investment market is of great significance to the success of asset allocation funds. To have an accurate understanding of the trend of changes in investment market to the greatest extent possible, the Fund Manager, when making projections on yield of various securities, avoids any mistakes that may be caused by making conclusions based on a short-term history but to investigate for a longer period of history to a reasonable extent. In addition, the Fund Manager makes forward-looking projections of mid-and long-term economic changes and incorporates the impact of such changes on future returns on securities into expected yield of securities. This is also another major characteristic of the Fund. During actual operation, the Fund Manager will adopt the asset allocation model under economic cycle theory to analyze the macroeconomic operation indexes, interest rates, monetary policies and other relevant factors, to judge on and predict the macroeconomic operation conditions in China and then determine the strategy to allocate Fund assets among different classes of assets by using economic cycle theory. 2. Allocation by Industry The Fund will make analysis and forecast of economic cycles, industrial

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) environment, industrial policies and industry competition landscape, to determine the potential influences of the changes of macro and industry economic variables on different industries and identify the relative investment values of various industries and proper time for investment, based on which, dynamic adjustments will be made to the industries where Fund assets are invested into stocks. 3. Stock Selection The Fund comprehensively employs Schroder Group's stock research and analytical methods and the economic cycle theory to select stocks to establish constituent stocks. The procedure can be divided into two levels as follows: (1) Quality Screening Select listed companies that meet the basic qualification requirements in terms of finance and management quality. (2) Allocation among different stocks and combination optimization Classify the potential stocks based on their style and make strategic allocation among different types of stocks by using economic cycle theory, and to maximize the risk-adjusted returns by using the combination optimization models.

4. Bond Investment For asset allocation funds, the target of bond investment management is to diversify the market risks for stock investment, maintain stable returns and sufficient liquidity of the portfolio and pursue long-term increase of Fund assets. At present, the China bond market is experiencing fast adjustments of systems and rules. For construction of bond portfolio, the Fund Manager will adopt "top-down" active management, utilize all kinds of negative and positive policies, seek for various market opportunities and obtain an average return above the market level. Negative strategies for bond investment are adopted to offer stable returns for Fund assets to the extent that the cash management requirements are satisfied. Positive strategies for bond investment are adopted to obtain additional returns with low risks or even without risks by utilizing the inefficiency of market pricing. Under framework of global economy, the Fund Manager will make judgments

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) on macro-economy tendency and financial and monetary policy changes incurred, make projections on future interest rate trend and credit environment changes in market with quantification tools, and make proper allocation through combination optimization. 5. Strategy of Warrant Investment Based on the analysis of warrant's market value, the Fund's warrant investment aims to generate stable current yield via asset allocation and selection of variety and generic types. The investment will be equipped with warrant pricing model, making use of active scientific management, and taking full consideration of profitability, liquidity and risk of the warrant assets.

6. Strategy of Asset-backed Securities Investment For its asset-backed securities investment, the Fund will adopt active strategies including duration control, yield curve, selection of single security and seizing market opportunity. It aims to generate long-term and stable returns under rigid control of risks to invest in high yield types after risk adjustment by credit investigation and liquidity management.

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

IX. Performance Benchmark of the Fund

The adopted benchmark of the general performance of the Fund is as below: 65%×MSCI China A Index + 35%×CSI Aggregate Bond Index The benchmark of performance for stock investment by the Fund is MSCI China A Index. MSCI China A Index is the first index prepared by MSCI, the famous world benchmark index supplier, for the China A market based on MSCI's world index preparation standards, which properly reflects the level of changes in the listed company market in domestic capital market and is highly authoritative and representative of the market. It can be easily accessed by the Investors from newspapers, Internet and other financial media. Meanwhile, in accordance with the allocation proportion of target Fund assets, the performance benchmark of the Fund has included the CSI Aggregate Bond Index and made arrangement in accordance with the allocation proportion of target Fund assets. In case other indexes that are more authoritative and can better reflect the risk-return characteristics of the Fund become available in the market, the benchmarks of performance of the Fund may be adjusted by the Fund Manager as appropriate following proper procedures and timely announcement shall be made.

X. Characteristics of Risks and Returns of the Fund

The Fund is a Mixed fund of medium risk among securities investment funds. The risks and expected returns of this Fund range between that of the stock funds and bond funds. The Fund seeks long-term stable appreciation of the Fund assets while diversifying the risks in an effective manner.

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

XI. Report on the Fund Portfolio

The board and directors of the Fund Manager guarantee that there are no false records, misleading statements or serious omissions in the report and hold individual and joint responsibility for the authenticity, accuracy and completeness of the information herein. Pursuant to the Fund Contract, China Construction Bank, the Fund Custodian, reviewed the financial indexes, net value and portfolio reports of the report on October 24, 2016 and ensured that there were no false records, misleading statements or serious omissions in what had been reviewed. The reporting period is from July 1, 2016 to September 30, 2016. The financial information of the report is not audited by the auditor.

1 Information about the Fund Portfolio at the end of the Reporting Period

Seri al Proportion in Nu Project Amount (RMB) the Total Fund mbe Asset (%) r 1 Equity Investment 2,157,302,976.20 79.79 Specifically: Stock 2,157,302,976.20 79.79 2 Fixed Income Investment 9,883.45 0.00 Specifically: Bond 9,883.45 0.00 Asset-backed - - Securities Investment in Precious 3 - - Metals Investment in Financial 4 - - Derivatives Buying back the Sale of 5 208,836,673.25 7.72 Financial Assets Specifically: Financial assets - -

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

bought back for sale of buyout resubscribe The Sum of Bank Deposit 6 336,403,704.22 12.44 and Settlement Provisions 7 Other Assets 1,232,293.81 0.05 8 Total 2,703,785,530.93 100.00

2 Stock Portfolios categorized by Industry at the end of the Reporting Period

2.1 Stock Portfolios which invested in domestic stocks categorized by Industry at the end of the Reporting Period

Proportion in the Net Asset Code Industry Type Fair Value (RMB) Value of the Fund (%) Agriculture, Forest, Husbandry A - - and Fishery B Mining - - C Manufacturing 1,623,145,639.03 60.22 Electric Power, Heating Power, D Gas and Water Production as 39,335,491.62 1.46 well as Supply E Construction 24,594,817.60 0.91 F Wholesale and Retail 382,439.36 0.01 Transportation, Storage and G 26,799,082.40 0.99 Postal Service H Accommodation and Catering 12,865,327.10 0.48 Information Transmission, I Software and Information 106,448,599.19 3.95 Technology Service J Finance 159,603.68 0.01 K Real Estate 200,233,913.89 7.43 Renting and Commercial L 8,296,648.95 0.31 Service

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Scientific Research and M - - Technological Service Water Conservancy, N Environment and Public 14,145,383.32 0.52 Facility Management Residential Service, Repair O - - and Other Services P Education - - Q Health and Social Work 43,342,038.47 1.61 Culture, Sports and R 57,553,991.59 2.14 Entertainment S Combination - - Total 2,157,302,976.20 80.04

2.2 Stock Portfolios which invested via Shanghai-Hong Kong Stock Connect categorized by Industry at the end of the Reporting Period

The Fund does not hold any stocks which invested via Shanghai-Hong Kong Stock Connect as at the end of the reporting period.

3 Particulars of Top 10 Stock Investment concerning the Proportion of Fair Value in the Net Asset Value of the Fund at the end of the Reporting Period

Proportion in Serial the Net Stock Number Fair Value Num Stock Name Asset Value Code of Units (RMB) ber of the Fund (%) Zhejiang 1 600521 8,697,179 225,430,879.68 8.36 Huahai Kweichow 2 600519 704,088 209,754,856.08 7.78 Moutai Yunnan 3 000538 2,983,198 206,526,797.54 7.66 Baiyao Shanghai 12,363,07 4 600622 198,798,310.32 7.38 Jiabao 9

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Oriental 5 002271 6,314,402 162,090,699.34 6.01 Yuhong

6 000333 Midea Group 5,717,651 154,433,753.51 5.73

7 600066 Yutong Bus 5,012,600 110,577,956.00 4.10 Wangsu 8 300017 Science & 1,197,389 83,577,752.20 3.10 Tech Dong-E-E-Jia 9 000423 1,387,087 82,531,676.50 3.06 o

10 600056 China Meheco 4,218,376 82,047,413.20 3.04

4 Bond Portfolios categorized by Types of Bonds at the end of the Reporting Period

Seria Proportion in l the Net Asset Bond Types Fair Value (RMB) Num Value of the ber Fund (%) 1 Treasury Bonds - - 2 Notes of central bank - - 3 Financial Bonds - - Specifically: Policy Bank - - Bonds 4 Corporate Bonds - - Corporate Short-term 5 - - Commercial Paper 6 Medium-term Notes - - 7 Convertible Bonds 9,883.45 0.00 8 NCD - - 9 Others - - 10 Total 9,883.45 0.00

5 Particulars of Top 5 Bond Investment concerning the Proportion of Fair Value in the Net Asset Value of the Fund at the end of the Reporting Period

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Proportio n in the Serial Quantity Net Num Bond Code Bond Name (number Fair Value (RMB) Asset ber of bonds) Value of the Fund (%) Bluefocus Communicatio 1 123001 89 9,883.45 0.00 n Convertible Bond

6 Particulars of Top 10 Asset-backed Securities Investment concerning the Proportion of Fair Value in the Net Asset Value of the Fund at the end of the

Reporting Period

The Fund does not hold asset-backed securities at the end of the reporting

period.

7 Particulars of Top 5 Precious Metal Investment concerning the Proportion of Fair Value in the Net Asset Value of the Fund at the end of the

Reporting Period

The Fund does not hold precious metals at the end of the reporting period.

8 Particulars of Top 5 Warrant Investment concerning the Proportion of Fair Value in the Net Asset Value of the Fund at the end of the Reporting Period

The Fund does not hold warrants at the end of the reporting period.

9 Analysis of the Trading of Stock Index Futures Invested by the Fund at

the end of the Reporting Period

The Fund does not hold stock index futures in the reporting period.

10 Analysis of the Trading of Government Bond Futures Invested by the

Fund at the end of the Reporting Period

The Fund does not hold government bond futures in the reporting period.

11 Notes to the Portfolio Report

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

(1) During the reporting period, the issuers of the top 10 securities invested by the Fund were not investigated by the regulatory authorities, nor did their issuers receive public reprimand or punishment within the year prior to the reporting and preparation date.

(2) Top 10 stocks invested by the Fund have not deviated from the provisional stock pool in accordance with the Fund Contract.

(3) Other Asset Composition

Serial Name Amount (RMB) Number 1 Refundable Deposits 1,036,089.68 Receivables 2 regarding Securities - Clearing 3 Receivable Dividend - 4 Receivable Interest 99,151.66 Receivables 5 regarding 97,052.47 Subscription 6 Other Receivables - 7 Deferred Expenses - 8 Others - 9 Total 1,232,293.81 (4) Particulars of the Convertible Bonds at the Stage of Conversion held at the end of the Reporting Period

Proportion in the Serial Fair Value Bond Code Bond Name Net Asset Value of Number (RMB) the Fund (%) Bluefocus 1 123001 Communication 9,883.45 0.00 Convertible Bond

(5) Analysis of the Restriction on Circulation in the Top 10 Stocks at the end

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

of the Reporting Period

Analysis of Proportion in Fair Value of the the Serial Stock Stock the Net Asset Part Restricted on Restriction Number Code Name Value of the Circulation (RMB) on Fund (%) Circulation Yunnan Significant 1 000538 206,526,797.54 7.66 Baiyao matters (6) Other verbal descriptions of the notes to the portfolio report As the items are rounded off, the sum of individual items and the total items may differ in the ending figures.

XII. Performance of the Fund

The performance of the Fund is as of September 30, 2016, and its financial data are not audited by the auditor. The Fund Manager shall manage and use Fund assets pursuant to the principles of due diligence, good faith and prudence. However, it cannot guarantee Fund profits, nor the minimum returns. The past performance of the Fund is not indicative of its future performance. There is risk in investment, thus Investors shall carefully read this Prospectus of the Fund before making any investment decisions. The following indexes of Fund performance exclude all the expenses of holders' Initial Subscription or trading funds. After the expenses are added, the actual returns are lower than the listed numbers. 1. Comparison Between the Growth Rate of Net Asset Value per Unit of the Fund and the Benchmark Yield in the Corresponding Period Rate of Standard Rate of Standard Return Deviation of Return of Deviation of Period ①-③ ②-④ of Net the Rate of Benchmar Rate of Asset Return of k ③ Return of

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Value① Net Asset Benchmark Value ② ④ Past Three 1.57% 0.71% 2.58% 0.54% -1.01% 0.17% Months 2016 First -16.30% 1.73% -10.82% 1.33% -5.48% 0.40% Half 2015 56.52% 2.48% 11.04% 1.63% 45.48% 0.85% 2014 13.03% 1.29% 32.94% 0.77% -19.91% 0.52% 2013 -2.85% 1.09% -1.76% 0.89% -1.09% 0.20% 2012 15.29% 1.11% 6.18% 0.84% 9.11% 0.27% 2011 -22.91% 1.09% -17.00% 0.86% -5.91% 0.23% 2010 -3.73% 1.54% -4.17% 1.02% 0.44% 0.52% 2009 85.46% 1.96% 57.17% 1.31% 28.29% 0.65% 2008 -42.93% 2.16% -46.18% 1.95% 3.25% 0.21% 2007 106.33% 2.01% 86.60% 1.50% 19.73% 0.51% 2006 (June 14, 2006 to 57.11% 0.96% 35.63% 0.89% 21.48% 0.07% December 31, 2006)

Note: As of July 1, 2013, the benchmark of performance of the Fund is changed from "65%×MSCI China A Index＋35%× Xinhua/Barclays Capital China Aggregate Bond Index" to "65%×MSCI China A Index+35%× S&P/CITIC Composite Bond Index". For details, please refer to the “Announcement on Bank of Communications Schroder Fund Management Co., Ltd. about Changing the Benchmark of Performance and Amendment of Fund Contract for the BOCOM Schroder Stable Allocation Mixed Securities Investment Fund” published by the Fund Manager on June 26, 2013.

As of October 1, 2015, the benchmark of performance of the Fund is changed from "65%×MSCI China A Index+35%× S&P/CITIC Composite Bond Index" to "65%×MSCI China A Index + 35%×CSI Aggregate Bond Index ". For details, please refer to the “Announcement of Bank of Communications Schroder Fund Management Co., Ltd. on the change of benchmark and the corresponding Amendments to the Fund Contracts of some of Its Funds” published by the Fund Manager on September 28, 2015.

2. Comparison between the Rate of Return of the Accumulated Net Asset Value per Unit of the Fund against the Benchmark in the Corresponding Period since the Effective Date of the Fund Contract

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund The Performance Chart of the Historical Trends between Net Asset Value per Unit of the Fund and that of the Benchmark in the Corresponding Period (June 14, 2006 to September 30, 2016)

Note: The portfolio build up period of the Fund is 6 months after the Effective Date of the Fund Contract. As at the end of the portfolio build up period, all asset allocation ratios of the Fund abide by the regulations related to the investment proportion as stipulated in the Fund Contract and the Prospectus.

XIII. Fees and Taxes of the Fund

(1) Types of Fund Fees 1. Management fee of the Fund Manager; 2. Custody fee of the Fund Custodian; 3. Bank fee paid for the transfer of Fund assets; 4. Information disclosure fee after the Fund Contract comes into effect; 5. Fee for general meeting of Fund Unitholders; 6. Fund-related accounting fee and counsel fee after the Fund Contract comes into effect; 7. Securities trading fee of the Fund;

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

8. As allowed by relevant regulations, the Fund can draw sales and service fees from Fund assets, the detailed method and criteria of drawing is specified in relevant announcement. 9. Other fees that can be included as per relevant national requirements. The expenses incurred upon the termination of the liquidation of the Fund Contract shall be deducted from the total value of Fund assets based on the actual expenditure amount. (II) Standards or Methods for Provision of Fund Fees 1. Fees Related to Fund Operations (1) Management Fee of the Fund Manager Generally, the Fund management fee should be drawn as the annual rate of Net Asset Value of the Fund on the previous day. The calculation: H ＝ E × annual rate of management fee ÷ days of the year, the annual rate of management fee of the Fund is 1.5% H for the Fund management fee that should be drawn on a daily basis E for Net Asset Value of the Fund on the previous day The Fund management fee is drawn on a daily basis and paid at the end of every month by month. The Fund Manager should send the instruction to the Fund Custodian to transfer the Fund management fee, and the Fund Custodian should pay the Fund Manager a one-time payment from Fund assets within first three Working Days of the next month upon its review, which can be delayed when it is statutory holidays, weekends, etc. (2) Custody Fee of the Fund Custodian Generally, the Fund custody fee should be drawn as the annual rate of Net Asset Value of the Fund on the previous day. The calculation: H ＝ E × annual rate of custody fee ÷ days of the year, the annual rate of custody fee of the Fund is 0.25% H for the Fund custody fee that should be drawn on a daily basis E for Net Asset Value of the Fund on the previous day

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

The Fund custody fee is drawn on a daily basis and paid at the end of every month by month. The Fund Manager should send the instruction to the Fund Custodian to transfer the Fund custody fee, and the Fund Custodian should pay the Fund Manager a one-time payment from Fund assets within three first Working Days of the next month upon its review, which can be delayed when it is statutory holidays, weekends etc. (3) Items 3 - 7 and 9 under the "(1) Types of Fund Fees" above should be paid as per actual by the Fund Custodian from Fund assets and included in the current period fees as required by other related laws and regulations as well as corresponding agreements.

2. Fees Related to Fund Sales (1) Subscription Fee The Subscription fee of the Fund shall be borne by the subscriber, and shall not be listed as Fund assets. The Subscription fee shall be used for market promotion and sales of the Fund. The OTC Subscription of Class A Fund units adopts both the front-end load and back-end load, while the Exchange-traded Subscription only supports the front-end load. Only the front-end load mode is applicable to Class H Fund units Investors, which means that payment of Subscription fee shall be made at the time of Subscription. Subscription fee rates of Class A Fund units are as follow:

Subscription Amount Front-end (Including Subscription Load Rate Fee) Subscription fee rate Less than RMB 500 1.5% (Front-end) Thousand of Class A Fund units RMB 500 Thousand 1.2% (inclusive) and RMB 1 Million

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

RMB 1 Million (inclusive) 0.8% to RMB 2 Million RMB 2 Million (inclusive) 0.5% to RMB 5 Million Over 5 Million (inclusive) RMB 1,000 per Subscription The Fund Manager announced on December 11, 2007 that as of December 14, 2007, uniform grading standards will be adopted for the front-end load rates for all non-money market funds under the Fund Manager, and the uniform grading standards for rates are provided in the table above. Holding Period Back-end Load Rate Subscription fee rate Within 1 Year (inclusive) 1.8% (Back-end) of Class A 1-3 Years (inclusive) 1.2% Fund units 3-5 Years (inclusive) 0.6% Over 5 Years 0 Subscription fees shall not be collected for Fund units arising from automatic reinvestment of dividend. As of April 11, 2013, specified Subscription fee will be applied to pension clients who have subscribed Class A Fund units of the Fund through the direct sales counter of the Company. The term "pension clients" refers to clients that subscribe to basic pension funds and funds offered in accordance with a legally devised pension plan as well as supplementary pension funds established from returns on the investment and operations thereof, including national social security funds, local social security funds that may be invested in funds, single enterprise annuity plans and collective enterprise annuity plan. In case a new pension fund type

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) recognized by the pension fund regulatory authorities comes into being, the Fund Manager also includes it into the scope of the pension defined above in the next updated prospectus and files the same with the CSRC in accordance with relevant rules and regulations. The specified Subscription fee rate for the pension clients who subscribe Class A Fund units through direct sales counter of the Company are listed as follows: Subscription Amount Specified (Including Subscription Front-end Load Fee) Rate Less than RMB 500 0.60% Thousand RMB 500 Thousand 0.48% Subscription fee (inclusive) and RMB 1 rate (Front-end) of Million Class A Fund units RMB 1 Million (inclusive) 0.32% to RMB 2 Million RMB 2 Million (inclusive) 0.20% to RMB 5 Million Over 5 Million (inclusive) RMB 1,000 per Subscription Detailed regulations in relation to specified Subscription fee rate of Class A Fund units for pension clients and the activity time may be changed with further announcement. Investors are kindly requested to find relevant announcement made by the Company. The maximum Subscription fee rate for Class H Fund units shall not exceed 5% and specific rate shall be determined by the Sales Agency themselves in Hong Kong.

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

(2) Calculation of Subscribed Units The OTC Subscription of Class A Fund units adopts both the front-end load and back-end load, while the Exchange-traded Subscription only supports the front-end load. Only the front-end load mode is applicable to Class H Fund units Investors, which means that payment of Subscription fee shall be made at the time of Subscription. 1) The Front-end Load Total Subscription amount = total application amount Net Subscription amount = total Subscription amount / (1 + Subscription fee rates) Subscription fee = total Subscription amount - net Subscription amount Units of Subscription = (total Subscription amount - Subscription fee) / Net Asset Value per Unit of the relevant class of the Fund on Day T Example 1: An Investor makes an investment of RMB 40,000 for Subscription of Class A Fund units (not an online trading), with a Subscription fee rates of 1.5%. Suppose that the Net Asset Value per Class A unit on the day of Subscription is RMB 1.0400. If the Investor chooses the front-end load, the units of Subscription he/she will get are as follows: Total Subscription amount = RMB 40,000 Net Subscription amount = 40,000 / (1 + 1.5%) = RMB 39,408.87 Subscription fee = 40,000 - 39,408.87 = RMB 591.13 Units of Subscription = (40,000 - 591.13) / 1.0400 = 37,893.14 If the Investor chooses Exchange-traded Subscription of Class A Fund units, the units of the Subscription will be 37,893 and the amount of the remaining 0.14 units will be sent back to Investor. Example 2: An Investor makes an investment of RMB 40,000 for Subscription of Class H Fund units. Suppose that the Net Asset Value per Unit of Class H Fund units on the day of Subscription is RMB 1.0400 and the Subscription fee rate is 1.5%, the units of Subscription he/she will get are as follows:

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Total Subscription amount = RMB 40,000 Net Subscription amount = 40,000 / (1 + 1.5%) = RMB 39,408.87 Subscription fee = 40,000 - 39,408.87 = RMB 591.13 Units of Subscription = (40,000 - 591.13) / 1.0400 = 37,893.14 2) The Back-end Load: Total Subscription amount = total application amount units of Subscription = total Subscription amount/Net Asset Value per Unit of the Fund on Day T When the Investor applies for Redemption, the calculation of the back-end Subscription fee is as follows: Back-end load = Units of Redemption × Net Asset Value per Unit of the Fund on the day of Subscription × back-end load rates Example 3: An Investor makes an investment of RMB 40,000 in the Subscription of Class A Fund units. Suppose that the Net Asset Value per Class A unit on the day of Subscription is RMB 1.0400. If the Investor chooses the back-end load, the units of Subscription he/she will get are as follows: Units of Subscription = 40,000/1.0400 = 38,461.54 i.e. The Investor makes an investment of RMB 40,000 in the Subscription of the Fund. Suppose that the Net Asset Value per Unit of the Class A Fund on the day of Subscription is RMB 1.0400, such Investor will get 38,461.54 Fund units. However, back-end Subscription fees shall be paid for Redemption of Fund units at the applicable back-end Subscription fee rates based on the holding period. (3) Redemption Fee The Redemption fee shall be paid by the applicant, 25% of which of Class A Fund units shall become part of the Fund assets, and the rest will be used as the registration fee and other necessary handling fees. 100% of the Redemption fee of Class H Fund units is for the account of the Fund assets. Redemption fee rates of Class A Fund units are as follow:

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Redemption Fee Rate of Holding Period Class A Fund Redemption fee rate of Units Class A Fund units Within 1 Year (inclusive) 0.5% 1 to 2 Years (Inclusive) 0.2% Over 2 Years 0% The Redemption fee rate of Class H Fund units is 0.13%, 100% of the Redemption fee is incorporated into Fund assets. (4) Calculation of Redemption Amount The Redemption amount shall be calculated by multiplying the actually confirmed valid Redemption units based on the Net Asset Value per Unit of such class the Fund on Day T, with relevant fee deducted and rounded to two decimal places. The unit of the Redemption amount shall be "RMB". 1) If the Investor chooses to pay front-end (Initial) Subscription fee at the time of (Initial) Subscription of Class A Fund units, or Investor subscribes Class H Fund units, the calculation method of the Redemption amount is as follows: Redemption fee = Units of Redemption × Net Asset Value per Unit of the relevant class of the Fund unit on Day T × applicable Redemption fee rate of Fund units of the relevant class of Fund unit Redemption amount = Units of Redemption × Net Asset Value per Unit of the Fund on Day T - Redemption fee Example 4: An Investor redeems 10,000 Class A Fund units with a corresponding Redemption fee rate of 0.5%. Suppose that the Net Asset Value per Unit of the Class A Fund on the day of Redemption is RMB 1.0160, the Redemption amount he/she will get is as follows: Redemption fee = 10,000 × 1.0160 × 0.5% = RMB 50.80 Redemption amount = 10,000 × 1.0160 - 50.80 = RMB 10,109.20

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

i.e. The Investor redeems 10,000 Class A Fund units. Suppose that the Net Asset Value per Unit of the Class A Fund on the day of Redemption is RMB 1.0160, the Redemption amount he/she will get is RMB 10,109.20. Example 5: An Investor redeems 10,000 Class H Fund units with a Redemption fee rate of 0.13%. Suppose that the Net Asset Value per Unit of the Class H Fund on the day of Redemption is RMB 1.0160, the Redemption amount he/she will get is as follows: Redemption fee = 10,000 × 1.0160 × 0.13% = RMB 13.21 Redemption amount = 10,000 × 1.0160 - 13.21 ＝ RMB 10,146.79 i.e. The Investor redeems 10,000 Class H Fund units. Suppose that the Net Asset Value per Unit of the Class H Fund on the day of Redemption is RMB 1.0160, the Redemption amount he/she will get is RMB 10,146.79. 2) If the Investor chooses to pay back-end (Initial) Subscription fee at the time of (Initial) Subscription of Class A Fund unit, the calculation method of the Redemption amount is as follows: Total Redemption amount = units of Redemption × Net Asset Value per Unit of Class A on Day T Back-end load of (initial) Subscription = Units of Redemption × Net Asset Value per Unit of the Fund on the day of (initial) Subscription × back-end load rates Redemption fee = total Redemption amount × Redemption fee rates Redemption amount = total Redemption amount - back-end load - Redemption fee Example 6: An Investor redeems 10,000 Class A Fund units, with a Redemption fee rate of 0.5%. Suppose that the Net Asset Value per Unit of Class A on the day of Redemption is RMB 1.0160, the back-end load applicable to Investor is 1.8% and that the Net Asset Value per Unit of Class A at the time of Subscription is RMB 1.0100, then the Redemption amount he/she will get is as follows:

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Total Redemption amount = 10,000 × 1.0160 = RMB 10,160 Back-end load = 10,000 × 1.0100 × 1.8% = RMB 181.80 Redemption fee = 10,160 × 0.5% = RMB 50.80 Redemption amount = 10,160 - 181.80 - 50.80 = RMB 9,927.40 i.e.: The Investor redeems 10,000 Class A Fund units, with a Redemption fee rate of 0.5%. Suppose that the Net Asset Value per Unit of Class A on the day of Redemption is RMB 1.0160, the back-end load applicable to Investor is 1.8% and that the Net Asset Value per Unit of Class A at the time of Subscription is RMB 1.0100, then the Redemption amount he/she will get is RMB 9,927.40. (5) Switching Fee The Fund has opened the daily Switching business of Class A Fund units since December 14, 2007. 1) Every Fund Switching is considered as a Redemption and a Subscription, whose fee include the Redemption fee of the switching-out fund and the make-up fee for the Subscription of the switching-in and switching-out funds. 2) Redemption Fee of Switching-out Fund The Redemption fee of the switching-out fund is charged in accordance with the latest Updated Prospectus of the Fund and the Redemption fee and its calculation as stipulated in the relevant announcement. 25% of the Redemption fee will be added to Fund assets, and the rest will be paid for relevant handling fees like registration fee. 3) Make-up Fee for the Subscription of Switching-in and Switching-out Funds under the Front-end Load Model For units switching from a fund which has does not charge any Subscription fee or charges a lower front-end load to a fund which charge a higher front-end load, the make-up fee for the front-end Subscription will be charged; for units switching from a fund with a higher front-end load to a fund which does not charge any Subscription fee or charges a lower front-end load, no make-up fee

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) for the front-end Subscription will be charged. In principle, the make-up fee for Subscription will be the make-up of the switching-in front-end load rates categorized by the confirmed switching-in amount minus the switching-out front-end load rates, and both the Subscription make-up rates of the switching-in fund and the switching-out fund will be categorized by and decreased progressively with the confirmed switching-out fund. 4) Make-up Fee for the Subscription of Switching-in and Switching-out Funds under the Back-end Load Model If the fund never charging the Subscription fee or with a low back-end load is switched to the fund with a high back-end load, the make-up fee for the back-end Subscription will not be charged but the back-end load of the switching-in fund will be charged in full amount when the switching-in Fund units are redeemed; if the fund with a high back-end load is switched to the fund never charging the Subscription fee or with a low back-end load, the make-up fee for the back-end Subscription will be charged and the back-end load of the switching-in fund will be charged in full amount when the switching-in Fund units are redeemed. The back-end subscribing make-up fee will be the makeup of the back-end load rates of the switching-out fund categorized by the time its units are held minus the back-end load rates of the switching-in fund. 5) Subscription Make-up Rates Discount for Online Direct Sales To better serve Investors, the Fund Manager has opened the online Fund direct sales service. Individual Investors can perform the Fund Switching business on the "Online Direct Sales Trading Platform" where Switching fees discounts apply to certain Switching services. The discounted fees are only available for the Subscription make-up fee of the switching-in fund and the switching-out fund, not for the switching-out fund Redemption fee. For details of the Switching service available on the Online Direct Sales Platform and the Switching rates discount, please visit the website of the Fund Manager. For specific Switching rates, please see the related Switching rates chart or

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) related announcement listed on Fund Manager's website (www.fund001.com, www.bocomschroder.com). 6) The Fund Manager may adjust the above-mentioned charging methods and rates as allowed by the laws and regulations, and in such case, the Fund Manager must make an announcement on the media designated by the CSRC in accordance with related provisions of The Measures for Information Disclosure before the adjusted charging methods and rates being implemented. (6) Calculation of Fund Switching Units 1) Calculation and Examples of Fund Switching Units under the Front-end Load Mode Confirmed switch-out amount = switch-out Fund units × Net Asset Value per Unit of the Fund on the day of Switching application Redemption fee on switch-out fund = confirmed switch-out amount × Redemption fee rate of corresponding switch-out fund Confirmed switch-in amount = confirmed switch-out amount - Redemption fee of switch-out fund Make-up fee for switch-out and switch-in fund Subscription = confirmed switch-in amount × make-up rate for subscribing of corresponding switch-out and switch-in funds / (1 + make-up rate for subscribing of corresponding switch-out and switch-in funds) (Note: If a fixed amount of make-up fee for subscribing is available, the make-up fee for switch-out and switch-in fund Subscription = fixed amount of make-up fee for Subscription) Confirmed unit of switch-in fund = (confirmed switch-in amount - make-up fee for switch-out and switch-in fund subscribing + A) / net asset value per unit of fund on the day of fund switch-in application Where: A is the account accumulative returns to be paid on fund units switched out from the monetary market after pro rata carry-over (limited only to Funds

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) switched out from the monetary market, otherwise A is 0). The confirmed unit of switch-in fund should be rounded up to two decimal places, and any error should be added to Fund assets. Example 1: An Investor holds 100,000 units of the BOCOM Schroder Leading Trend Fund under the front-end load mode with a half-year holding period. The Net Asset Value of the BOCOM Schroder Leading Trend Fund per unit on the day of switch application is RMB 1.010 and the Net Asset Value of BOCOM Schroder Growth Mixed Fund is RMB 2.2700. If the Investor switches the 100,000 units of the BOCOM Schroder Leading Trend Fund under the front-end load mode into the BOCOM Schroder Growth Mixed Fund units under the same mode, the confirmed units of switch-in funds of the BOCOM Schroder Growth Mixed Fund should be calculated as: Confirmed switch-out amount = 100,000 × 1.010 = RMB 101,000 Redemption fee for switch-out fund = 101,000 x 0.5% = RMB 505 Confirmed switch-in amount = 101,000 - 505 = RMB 100,495 Make-up fee for switch-out and switch-in fund Subscription = 100,495 × 0 / (1 + 0) = RMB 0 Confirmed unit of switch-in fund = (100,495 - 0) / 2.2700 = 44,270.93 units Example 2: An Investor holds 1 million units of BOCOM Schroder Enhanced Yield Bond Fund A with a holding period of one and a half year. The Net Asset Value of the BOCOM Schroder Enhanced Yield Bond Fund A on the day of the switch application is RMB 1.0200, and that of the BOCOM Schroder Leading Trend Fund is RMB 1.010. If the Investor switches the 1 million units of the BOCOM Schroder Enhanced Yield Bond Fund A into units of the BOCOM Schroder Leading Trend Fund under the front-end load mode (not an online trading), the confirmed unit of switch-in fund of the BOCOM Schroder Leading Trend Fund should be calculated as: Confirmed switch-out amount = 1,000,000 × 1.0200 = RMB 1,020,000 Redemption fee for switch-out fund = 1,020,000 x 0.05% = RMB 510

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Confirmed switch-in amount = 1,020,000 - 510 = RMB 1,019,490 Make-up fee for switch-out and switch-in fund Subscription = 1,019,490 × 0.5% / (1 + 0.5%) = RMB 5,072.09 Confirmed unit of switch-in fund = (1,019,490 - 5,072.09) / 1.010 = 1,004,374.17 units Example 3: An Investor holds 100,000 units of BOCOM Schroder Enhanced Yield Bond Fund C, whose net asset value per unit on the day of switch application is RMB 1.2500, while that of the BOCOM Schroder Core Equity Fund is RMB 2.2700 on the same day. If the Investor switches the 1 million units of the BOCOM Schroder Enhanced Yield Bond Fund C into units of the BOCOM Schroder Core Equity Fund under the front-end load mode (not an on-line trading), the confirmed unit of switch-in fund of the BOCOM Schroder Core Equity Fund should be calculated as: Confirmed switch-out amount = 100,000 × 1.2500 = RMB 125,000 Redemption fee for switch-out fund = RMB 0 Confirmed switch-in amount = 125,000 - 0 = RMB 125,000 Make-up fee for switch-out and switch-in fund Subscription = 125,000 × 1.5% / (1 + +1.5%) = RMB 1,847.29 Confirmed unit of switch-in fund = (125,000 - 1,847.29) / 2.2700 = 54,252.30 units Example 4: An Investor holds 100,000 units of BOCOM Schroder Money Market Fund A whose not-carried-over returns to be paid is RMB 61.52. On the day of the switch application, the net asset value of the BOCOM Schroder Enhanced Yield Bond Fund A/B per unit is RMB 1.2700 and that of BOCOM Schroder Money Market Fund is RMB 1.00 per unit. If the Investor switches the 100,000 units of the BOCOM Schroder Money Market Fund A into units of the BOCOM Schroder Enhanced Yield Bond Fund A (not an online trading), the confirmed unit of switch-in fund of the BOCOM Schroder Enhanced Yield Bond Fund A should be calculated as:

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Confirmed switch-out amount = 100,000 × 1.00 = RMB 100,000 Redemption fee for switch-out fund = RMB 0 Confirmed switch-in amount = 100,000 - 0 = RMB 100,000 Make-up fee for switch-out and switch-in fund Subscription = 100,000 × 0.8% / (1 + +0.8%) = RMB 793.65 Confirmed unit of switch-in fund = (100,000 - 793.65 + 61.52) / 1.2700 = 78,163.68 units 2) Calculation and Examples of Fund Switching Units under the Back-end Load Mode Confirmed switch-out amount = switch-out Fund units × Net Asset Value per Unit of the Fund on the day of Switching application Redemption fee on switch-out fund = confirmed switch-out amount × Redemption fee rate of corresponding switch-out fund Confirmed switch-in amount = confirmed switch-out amount - Redemption fee of switch-out fund Make-up fee for switch-out and switch-in fund Subscription = confirmed switch-in amount × make-up rate for Subscription of corresponding switch-out and switch-in funds Confirmed unit of switch-in fund = (confirmed switch-in amount - make-up fee for switch-out and switch-in fund subscribing + A) / net asset value per unit of fund on the day of fund switch-in application Where: A is the account accumulative returns to be paid on fund units switched out from the monetary market after pro rata carry-over (limited only to Funds switched out from the monetary market, otherwise A is 0). The confirmed unit of switch-in fund should be rounded up to two decimal places, and any error should be added to Fund assets. Example 5: An Investor holds 100,000 units of BOCOM Schroder Dynamic Allocation Theme Fund under the back-end load mode with a holding period of

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) one and a half year, the net asset value of which per unit on the day of switch application is RMB 1.2500; and the net asset value of the BOCOM Schroder Stable Allocation Fund is RMB 2.2700. If the Investor switches the 100,000 back-end units of the BOCOM Schroder Dynamic Allocation Theme Fund into back-end units of the BOCOM Schroder Stable Allocation Fund, the confirmed switch-in unit of the latter should be calculated as: Confirmed switch-out amount = 100,000 × 1.250 = RMB 125,000 Redemption fee for switch-out fund = 125,000 x 0.2% = RMB 250 Confirmed switch-in amount = 125,000 - 250 = RMB 124,750 Make-up fee for switch-out and switch-in fund Subscription = 124,750 × 0 = RMB 0 Confirmed unit of switch-in fund = (124,750 - 0) / 2.2700 = 54,955.95 units Example 6: An Investor holds 100,000 units of BOCOM Schroder Pioneer Fund under the back-end load mode with a holding period of one and a half year, the net asset value of which per unit on the day of Switching application is RMB 1.2500; and the Net Asset Value of the BOCOM Schroder Money Market Fund is RMB 1.00. If the Investor switches the 100,000 units of the BOCOM Schroder Pioneer Stock Fund into units of the BOCOM Schroder Money Market Fund, the confirmed unit of switch-in fund of the BOCOM Schroder Money Market Fund should be calculated as: Confirmed switch-out amount = 100,000 × 1.250 = RMB 125,000 Redemption fee for switch-out fund = 125,000 x 0.2% = RMB 250 Confirmed switch-in amount = 125,000 - 250 = RMB 124,750 Make-up fee for switch-out and switch-in fund Subscription = 124,750 × 1.2% = RMB 1,497 Confirmed unit of switch-in fund = (124,750 - 1497) / 1.00 = 123,253.00 units Example 7: An Investor holds 100,000 units of BOCOM Schroder Blue Chip Fund under the back-end load mode with a holding period of three years. On the

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) day of switch application, the net asset value of BOCOM Schroder Blue Chip Fund is RMB 0.8500 while that of BOCOM Schroder Enhanced Yield Bond Fund B is RMB 1.0500 per unit. If the Investor switches the 100,000 units of BOCOM Schroder Blue Chip Fund into units of BOCOM Schroder Enhanced Yield Bond Fund B, the switch-in Fund units of the latter should be calculated as: Confirmed switch-out amount = 100,000 × 0.850 = RMB 85,000 Redemption fee for switch-out fund = 85,000 × 0 = RMB 0 Confirmed switch-in amount = 85,000 - 0 = RMB 85,000 Make-up fee for switch-out and switch-in fund Subscription = 85,000 × 0.2% = RMB 170 Confirmed unit of switch-in fund = (85,000 - 170) / 1.0500 = 80,790.48 units Example 8: An Investor holds 100,000 units of BOCOM Schroder Money Market Fund A whose not-carried-over returns to be paid is RMB 61.52. On the day of the switch application, the net asset value of BOCOM Schroder Enhanced Yield Bond Fund B per Unit is RMB 1.2700 and that of BOCOM Schroder Money Market Fund is RMB 1.00 per unit. If the Investor switches the 100,000 units of BOCOM Schroder Money Market Fund A into units of BOCOM Schroder Enhanced Yield Bond Fund Class B, the confirmed unit of switch-in fund of BOCOM Schroder Enhanced Yield Bond Fund Class B should be calculated as: Confirmed switch-out amount = 100,000 × 1.00 = RMB 100,000 Redemption fee for switch-out fund = RMB 0 Confirmed switch-in amount = 100,000 - 0 = RMB 100,000 Make-up fee for switch-out and switch-in fund Subscription = 100,000 × 0 = RMB 0 Confirmed unit of switch-in fund = (100,000 - 0 + 61.52) / 1.2700 = 78,788.60 units (7) Relevant Rates of Online Direct Sales The Fund Manager has launched the online Fund direct sales service for

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Class A Fund units. Individual Investors can open accounts, perform Subscription, Redemption, Switching of and Pre-authorized Contribution to front-end Class A Fund units of the Fund directly through "the online direct sales trading platform of Bank of Communications Schroder Fund Management Co., Ltd." (hereinafter referred to as the "online direct sales trading platform") on the website of the Company. The online back-end direct sales trading platform for (initial) Subscription business of the Company is not yet opened for Class A Fund Units. Thus, only Redemption business can be performed to back-end Class A Fund units transferred into the online direct sales trading account through Custody Transfer. Individual Investors who perform Subscription or Redemption of front-end Class A Fund units and apply for Pre-authorized Contribution business through the online direct sales trading platform will be offered special front-end load fee. A special make-up rate for front-end Subscription of switch-in and switch-out funds will be offered to clients who perform Fund Switching through the online direct sales trading platform and switch fund with zero Subscription fee rate as specified in each prospectus with funds with non-zero Subscription fee rates, while other rates will remain unchanged. For detailed information on discounts, please refer to the lists of rates for Subscription, Pre-authorized Contribution or Switching through online direct sales, or relevant announcement on the website of the Company. Please refer to the website of the Company for information of the accounts opened on the online direct sales trading platform of the Fund or the limits of each account's trading amount.

The minimum amount of each Subscription through the online front-end Class A Fund units direct sales trading platform by the Fund Manager is RMB 10 (inclusive). The minimum amount of each Pre-authorized Contribution is RMB 10 (inclusive); the minimum number of Fund units for each Switching shall not be less than 10 units. Investors may switch part or all of Fund units in other

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2) funds and one single Switching is exempt from the limit to the minimum Subscription amount of the switch-in fund. The Fund Manager may adjust the above-mentioned fees and limits based on his observation of market and an announcement shall be made before the adjustment in accordance with relevant laws and regulations. The business of direct online sales of Class H Fund units is not yet available. (8) Relevant Rates of Online Direct Sales The Fund Manager may adjust the Subscription fee rates and the Redemption fee rates in accordance with the laws and regulations and the Fund Contract. The latest Subscription fee rates and Redemption fee rates are set out in the updated prospectus. In case of any changes in fee rates, the Fund Manager shall make an announcement on the Designated Media at least three Working Days prior to the adoption of the new fee rates. (III) Items not included in Fund Fees Fees and expenses or Fund assets loss due to the failure of the Fund Manager and the Fund Custodian to fulfill or completely fulfill their obligations as well as the fees of handling events not related to Fund operations should not be included in Fund fees. The information disclosure fee, accountants' fee, lawyers' fee and other fees during the Offering Period should not be disbursed from Fund assets. Other items not included in Fund fees shall be operated based on relevant rules of the CSRC. (IV) Adjustment of the Fund Management Fee and Custody Fee The Fund Manager and the Fund Custodian can adjust the rates of the management fee and the Fund custody fee in accordance with the Fund development. There shall be a general meeting of Fund Unitholders for the increase of Fund management rates or Fund Custodian rates; while a general meeting of Fund Unitholders is not required for the approval of the decrease of

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

Fund management rates or Fund Custodian rates. The Fund Manager must make an announcement on the media designated by the CSRC at least three days prior to the adoption of the new rates. (V) Taxation of the Fund The Fund and the Fund Unitholders shall fulfill their tax obligations in accordance with the laws and regulations of Mainland China, Hong Kong, and the countries where the Investors are located.

BOCOM Schroder Stable Allocation Mixed Securities Investment Fund (Updated) Prospectus Summary (2016 No.2)

XIV. Section updated in the Prospectus

Overall update (I) Updated the relevant content in “Important Information” (II) Updated the relevant content in “Section III. Fund Manager” (III) Updated the relevant content in “Section IV. Fund Custodian” (IV) Updated the relevant content in “Section V. Relevant Service Providers” (V) Updated the relevant content in “Section VIII. Subscription and Redemption of Fund Units” (VI) Updated the relevant content in “Section IX. Switching of the Fund” (VII) Updated the relevant content in “Section X. Investment of the Fund”, data as at September 30, 2016 (VIII) Updated the relevant content in “Section XI. Performance of the Fund”, data as at September 30, 2016 (IX) Updated the relevant content in “Section XXI. Summary of the Custodian Agreement” (X) Updated the relevant content in “Section XXIII. Other Disclosures”

Bank of Communications Schroder Fund Management Co., Ltd.

January 26, 2017