Canad. J. Math. Vol. 53 (4), 2001 pp. 715–755
Differential Structure of Orbit Spaces
Richard Cushman and J˛edrzej Sniatycki´
Abstract. We present a new approach to singular reduction of Hamiltonian systems with symmetries. The tools we use are the category of differential spaces of Sikorski and the Stefan-Sussmann theorem. Theformerisappliedtoanalyzethedifferentialstructureofthespacesinvolvedandthelatterisused to prove that some of these spaces are smooth manifolds. Our main result is the identification of accessible sets of the generalized distribution spanned by the Hamiltonian vector fields of invariant functions with singular reduced spaces. We are also able to describe the differential structure of a singular reduced space corresponding to a coadjoint orbit which need not be locally closed.
1 Introduction We consider a proper Hamiltonian action
(1) Φ: G × P → P :(g, p) → Φ(g, p) =Φg(p) = g · p of a Lie group G on a connected finite dimensional paracompact smooth symplectic manifold (P,ω) with a coadjoint equivariant momentum map J : P → g∗.Hereg∗ is the dual of the Lie algebra g of G. The usual approach to reduction is to choose ∗ − α ∈ g , and then to study the space J 1(α)/Gα of orbits of the isotropy group = { ∈ | t α = α} −1 α −1 α / Gα g G Adg−1 on J ( ). For a free action, J ( ) Gα is a quotient manifold of J−1(α) endowed with a symplectic form which pulls back to the restriction of ω to J−1(α) [14], [13]. For proper actions, the space J−1(0)/G is a stratified space with symplectic strata [2], [6], [5], [24]. Sjamaar and Lerman [24] have shown that the strata of J−1(0)/G are projections of the sets in J−1(0) consisting of points which can be joined by piecewise integral curves of Hamiltonian − vector fields of G-invariant functions. The stratification of J 1(α)/Gα for α = 0has been studied in [3]. In this paper we study the differential structure of the space P = P/G of G-orbits on P. We begin with aspects of the structure which do not depend on the symplectic form ω on P.Letπ : P → P be the G-orbit map. If the action of G on P is free and proper, then P is a manifold, and π : P → P is a (left) principal fibre bundle with structure group G. If the action of G is proper but not free, then P need not be a manifold. In this case P is a stratified space. Smooth strata of P are connected components of the projections of the sets
(2) PK = {p ∈ P | Gp = K},
Received by the editors July 11, 2000; revised February 19, 2001. AMS subject classification: Primary: 37J15; secondary: 58A40, 58D19, 70H33. Keywords: accessible sets, differential space, Poisson algebra, proper action, singular reduction, sym- plectic manifolds. c Canadian Mathematical Society 2001. 715
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where Gp denotes the isotropy group of p under the G-action Φ [8]. Stratified spaces are defined within the category of topological spaces. Hence, the description how the smooth strata fit together is given by links, which are defined up to local homeomor- phisms [9]. The space P of the G-orbits in P is also a differential space in the sense of Sikorski [23]. Its differential structure is given by the space C∞(P)offunctionsonP which pull back under the G-orbit map π : P → P to smooth G-invariant functions on P.In the category of differential spaces we obtain a finer description of the local differential geometry of P. Since the action of G on P is proper, we can introduce a G-invariant Riemannian metric g on P [19]. Let ver TP be the set of vectors in TP tangent to G-orbits on P and let hor TP be its g-orthogonal complement. If the G-action on P is free then ver TP and hor TP are distributions on P,andhorTP definesaconnectiononthe principal bundle π : P → P. Hence the tangent bundle TP of P is isomorphic to the fibre product of the vector bundles ver TP and hor TP over P,thatis,
(3) TP = ver TP ×P hor TP.
If the G-action is not free, then neither ver TP nor hor TP are distributions, because their dimensions may vary from point to point. However, both ver TP and hor TP are differential spaces and the fibre product decomposition (3) holds at every point p ∈ P. Clearly, ver TP is G-invariant. Because the metric g is G-invariant, it follows that hor TP is also. Let Ψ be the prolongation of the G-action Φ to TP.Inotherwords,
(4) Ψ: G × TP → TP:(g, u) → TΦg(u).
If the G-action on P is free, the space (TP)/G of G-orbits of Ψ is the fibre product of smooth bundles (ver TP)/G and (hor TP)/G over P whose total space is the space G-orbits on ver TP and hor TP, respectively, and whose base space is P.Insymbols
/ = / × / . (5) (TQ) G (ver TP) G P (hor TP) G
In addition, (ver TP)/G is naturally isomorphic to the adjoint bundle P[g]and (hor TP)/G is naturally isomorphic to the tangent bundle TP of P.Thus(5)reads
/ = × , (6) (TP) G P[g] P TP ∗ / = ∗ × ∗ see [4] and [7], where the dual decomposition (T P) G P[g ] P T P is investi- gated. In this paper we analyze the structure of each factor on the right hand side of (5) when the action of G on P is proper but not free. We show that (ver TP)/G and (hor TP)/G are differential spaces with smooth projections πver :(verTP)/G → P and πhor :(horTP)/G → P and smooth inclusions ιver :(verTP)/G → TP/G and ιhor :(horTP)/G → TP/G. We show that the fibre product decomposition on the right hand side of equation (5), is valid at every point of P. A similar interpreta- tion can be given to equation (6). Smooth sections of the fibration πver correspond
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to infinitesimal automorphisms of the action of G on P, which induce the identity transformation on P. In order to emphasize the fibration πhor :(horTP)/G → P,we introduce the notation TwP = (hor TP)/G. We show that for each p¯ ∈ P,thefibre w = π−1 Tp¯ P hor (p¯) is a direct sum of the (Zariski) tangent space Tp¯P of P and a cone c w w Tp¯P. For this reason, we refer to T P as the tangent wedge of P at p¯.ThespaceTp¯ P c is locally diffeomorphic to P. In particular, the tangent cone Tp¯P carries information describing the links at p¯ of the stratification of P. Next we investigate the structure of the orbit space P induced by the coadjoint equivariant momentum map J : P → g∗. Motivated by the results of Sjamaar and Lerman [24], we consider the generalized distribution E on P locally spanned by Hamiltonian vector fields of G-invariant functions on P.AsubsetL of P is called an accessible set of E if every pair of points in L can be joined by a piecewise integral curve of vector fields locally spanning E. AtheoremofStefanandSussmann[26], [27] ensures that accessible sets of E are immersed submanifolds of P.Moreover,the partition of P by accessible sets of E is a smooth foliation with singularities. We show −1 that each accessible set L of E is a connected component of J (α) ∩ PK for some α ∈ g∗ and some compact subgroup K of G. It should be noted that the standard −1 proof that J (α) ∩ PK is locally a manifold is fairly involved. Here, all technical points of the proof are taken care of by the Stefan-Sussmann theorem [26], [27]. The smooth foliation with singularities on P given by accessible sets of E projects to a partition of P. Each set of this partition of P is a smooth submanifold of P endowed with a symplectic form. For each p¯ ∈ P, the information about how the smooth parts of P fit together in a neighbourhood of p¯ is encoded in the tangent cone at p¯. The space C∞(P) has the structure of a Poisson algebra induced by the symplectic form ω on P.Sinceω is G-invariant, it follows that the space C∞(P)G of G-invariant smooth functions on P is a Poisson subalgebra of C∞(P). Hence, the differential structure C∞(P) inherits the structure of a Poisson algebra. This makes our approach analogous to Poisson reduction studied by several authors [1], [12], [17], [18]. The main difference between our approach and theirs is our systematic use of the category of differential spaces and the Stefan-Sussmann theorem. We obtain a description of geometry of the spaces under consideration up to a diffeomorphism, while stratifi- cations are studied up only to a homeomorphism. Moreover, we resolve the problem of differential structures of J−1(O)/G for nonlocally closed coadjoint orbits O ⊆ g∗.
2 Symmetry Type In this section we describe the partition of P by sets of points with the same symmetry type. For the action Φ of G on P,weshallusethenotation
Φ(g, p) =Φg(p) =Φp(g) = g · p.
For each p ∈ P, the isotropy group Gp of p is
Gp = {g ∈ G | Φ(g, p) = p}.
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Because the action Φ is proper, Gp is a compact subgroup of G for each p ∈ P.LetK be a compact subgroup of G.Thesetofpointsofsymmetry type K is
PK = {p ∈ P | Gp = K}.
Theorem 2.1 LetMbeaconnectedcomponentofPK and let ιM : M → Pbethe inclusion map. Then ω = ι∗ ω i) M is a submanifold of P and M M is a symplectic form on M. ii) For each smooth G-invariant function f on P, the flow ϕt of the Hamiltonian vector field X f associated to f preserves M. iii) When f is a smooth G-invariant function on P, the restriction to (M,ω) of the Hamiltonian vector field X f is a Hamiltonian vector field on (M,ωM) associated to the restriction of f to M.
Proof i) The proof of i) can be found in [10], [5]. ii) Since f is G-invariant, g · ϕt (p) = ϕt (g · p)forallg ∈ G,andp ∈ P.Hence ∈ ∈ ϕ if g Gp,theng Gϕt (p).Since t is a local diffeomorphism, we find that, if g ∈ Gϕ (p),theng ∈ Gϕ−1 ϕ = Gp.HenceGϕ (p) = Gp and ϕt (p) ∈ PK for all t t ( t (p)) t p ∈ M.Sinceϕt (p)andp are in the same connected component of PK , it follows that ϕt (p) ∈ M for all p ∈ M. This proves ii). iii) Since M is a symplectic submanifold of P for each p ∈ M,thesymplectic ω annihilator Tp M of TpM,definedby
ω = { ∈ | ω , = ∀ ∈ }, (7) Tp M u TpP (p)(u v) 0 v TpM
is a symplectic subspace of TpP complementary to TpM,thatis, = ⊕ ω . (8) TpP TpM Tp M
Let f be a G-invariant function on P.Letϕt betheflowoftheHamiltonianvector field X f , which satisfies the equation X f ω = df.Sinceϕt preserves M, X f is ∈ ω tangent to M.Henceforeveryu Tp M, df(p) | u = ω(p) X f (p), u = 0.
Therefore for every v ∈ TpM,(X f ω)v = df | v, which implies that X f ωM = d( f |M). This proves iii).
The normaliser of K in G is
NK = {g ∈ G | gKg−1 = K}.
−1 K For every p ∈ P, Gg·p = gGpg .Henceg ∈ G preserves PK if and only if g ∈ N . K Let NM be the subgroup of N preserving the component M ⊆ PK ,thatis,
K NM = {g ∈ N | g · p ∈ M ∀ p ∈ M}.
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Note that K is a normal subgroup of NM.ThesubgroupNM contains the connected component of the identity of NK and is a closed subgroup of G.Letn be the Lie algebra of NM.Foreachξ ∈ n and each p ∈ M,wehave exp(tξ) · p =Φ exp(tξ), p =Φp exp(tξ) ∈ M.
ξ Hence X (p) = TeΦp(ξ) ∈ TpM.Foreachk ∈ K,thereexistsk ∈ K such that k · exp(tξ) = exp(tξ) · k.Hence Φk Φp exp(tξ) =Φk exp(tξ) · p =Φ k, exp(tξ) · p =Φ k exp(tξ), p =Φ exp(tξ)k , p =Φ exp(tξ), k · p =Φ exp(tξ), p =Φp exp(tξ) .
Therefore ξ ξ (9) TpΦk X (p) = X (p) ∀ k ∈ K,ξ ∈ n, and p ∈ M.
The quotient group GM = NM/K is a Lie group which acts on M by
(10) ΦM : GM × M → M :([g], p) → Φ(g, p),
where [g] ∈ GM is the coset containing g ∈ NM.
Theorem 2.2 The action ΦM of GM on M is free and proper.
Proof The action ΦM is free by construction of GM.Toprovepropernessweargue as follows. Suppose that the sequence {pn} of points in M converges to p ∈ PK and let {[gn]} be a sequence of elements of GM such that ΦM([gn], pn) → p ∈ M.Then Φ(gn, pn) =ΦM([gn], pn) → p . By properness of the action of G on P,thereisa { } ∈ Φ , = subsequence gnm in NM converging to g G such that (g p) p .SinceNM is ∈ { } closed, the limit g lies in NM and p M. Hence, the subsequence [gnm ] converges to [g] ∈ GM and ΦM([g], p) = p .ThustheactionΦM is proper.
Corollary 2.3 The space M = M/GM of GM-orbits on M is a connected manifold. The space π(M) ⊆ P = P/G has the structure of a smooth manifold induced by the natural bijection τM : π(M) → M.
Proof Since the action of GM on M is free and proper, M = M/GM is a smooth manifold. Let πM : M → M be the GM-orbit map. Since M is connected and πM is continuous, it follows that M is connected. For each p ∈ M, π(p) = G · p is the orbit of G through p. The intersection of G · p with M is the unique GM-orbit πM(p) = GM · p through p.Inotherwords,
π(p) ∩ M = G · p ∩ M = GM · p = πM(p).
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Consequently, the map
τM : M → π(M): GM · p → G · p,
is bijective. Moreover, τM induces a manifold structure on π(M).
It should be noted that, we can have π(M) = π(M )withM = M .Thishappens if M = g · M for some g ∈ G. The manifold structures of π(M)obtainedfromM and M coincide. The manifold π(M)iscalledastratumofP.Inthefollowingwe shall identify π(M)withM,andshallrefertoM as a stratum of P. ∈ Φ | × ΨK For each p PK ,theaction (K P)ofK on P induces a K-action p on TpP. In more detail, given p ∈ PK for each k ∈ K we have Φk(p) = p.Hencethetangent Φ ΨK at p of k defines an action p on TpP.ThetangentspaceTpPK consists of vectors v ∈ TpP which are invariant under this induced action. In other words,
= { ∈ | Ψ =ΨK , = Φ = ∀ ∈ }. TpPK v TpP k(v) p (k v) Tp k(v) v k K
For every u ∈ TpP,theaverageofu over K is
(11) u = Ψk(u) dk = TpΦk(u) dk, K K where dk denotes Haar measure of K normalised so that vol K = 1. Let
⊥ = { ∈ | = }. (12) Tp PK u TpP u 0
Note that the G-invariant metric g on P is K-invariant. We have
⊥ Lemma 2.4 For every K-invariant metric k on P, the space Tp PK is the k-orthogonal ⊥ ⊆ ∈ ∞ complement of TpPK .Moreover,Tp PK ker df for every K-invariant f C (P). , ∈ ∈ Proof Let k be a K-invariant metric on P.Foreveryu v TpP,andk K,wehave k Ψk(u), Ψk(v) = k(u, v). If v ∈ TpPK ,thenΨk(v) = v for all k ∈ K.Hence, k(u, v) = k Ψk(u) dk, v = k Ψk(u), v dk = k(u, v) K K
for all v ∈ TpPK . Suppose u is k-orthogonal to TpPK .Then,k(u, v) = 0 and, therefore, k(u, v) = 0 for all v ∈ TpPK .Thisimpliesthatu is k-orthogonal to TpPK .But,u is K-invariant, ∈ = ∈ ⊥ which implies that u TpPK . Therefore, u 0andu Tp PK . ∈ ⊥ = Conversely, suppose that u Tp PK , which means that u 0. Hence, for every v ∈ TpPK ,k(u, v) = k(u, v) = 0, which implies that u is k-orthogonal to TpPK .This proves the first statement of the lemma. ∈ ∞ ∈ ⊥ If f C (P)isK-invariant, and u Tp PK ,then | = Φ∗ | = | Φ = | Ψ df u d k f u df T k(u) df k(u)
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for all k ∈ K.AveragingoverK,wegetdf | u = df | u = 0. This implies that ⊥ ⊆ Tp PK ker df.
In the following we shall need the slice theorem for proper actions due to Palais [19]. We state it here for completeness. A slice through p ∈ P for an action Φ: G × P → P :(g, p ) → g · p is a submanifold Sp of P containing p such that
1. Sp is transverse and complementary to the orbit G · p through p at the point p, that is
TpP = TpS ⊕ Tp(G · p). 2. For every p ∈ Sp, Sp is transverse to G · p ,thatis Tp P = Tp S + Tp (G · p ).
3. Sp is Gp-invariant. 4. For p ∈ Sp and g ∈ G,ifg · p ∈ S then g ∈ Gp.
Consider the Gp-action Ψp = TΦ | (Gp × TpP)onTpP and the Gp-action Φp = Φ | × → (Gp P)onP.Letexpp : TpP P be the exponential map determined by the G-invariant Riemannian metric g on P. This map is a local diffeomorphism from a neighbourhood of 0 ∈ TpP onto a neighbourhood of p ∈ P with the property that, for every g ∈ G and every v ∈ TpP, Ψ =Φ . expg·p( g v) g(expp v) Ψ Φ Thus expp intertwines the Gp-action p with the Gp-action p.Herewehaveused the notation Ψg instead of (Ψp)g.
Theorem 2.5 Since the G-action Φ on P is proper, for each p ∈ Pthereisaneighbour- = Φ hood V p of zero in hor TpPsuchthatSp expp(V p) is a slice at p for the G-action . Proof See [19] or [8]. It follows from Theorem 2.1, that we have a G-invariant partition of the manifold P into smooth manifolds M,givenby (13) P = M,
K c.s. G M c.c. PK where K runs over compact subgroups of G and M over connected components of PK . Its projection by the orbit map π : P → P gives rise to a corresponding partition of the orbit space (14) P = M,
K c.s. G M c.c. PK where M = π(M). The orbit space P is a (topological) quotient space of P. Corol- lary 2.3 ensures that each set M is a manifold. Its manifold topology is the same ι → as the topology induced by the inclusion map M : M P.Wewanttodescribe how the manifolds M fit together in P. In order to do so, we employ the notion of a differential space.
Downloaded from https://www.cambridge.org/core. 26 Sep 2021 at 19:47:13, subject to the Cambridge Core terms of use. 722 Richard Cushman and J˛edrzej Sniatycki´ 3 Differential Spaces In this section we review the notion of a differential space introduced by Sikorski [23] to describe the differential structure of the orbit space P,andthenprovethatstrata M are submanifolds of P. A differential structure on a topological space Q is a set C∞(Q) of continuous functions on Q which has the following properties.
I. The topology of Q is generated by functions in C∞(Q), that is, the collection
{ f −1(V ) | f ∈ C∞(Q)whereV is an open subset of R}
is a subbasis for the topology of Q. ∞ n ∞ ∞ II. For every F ∈ C (R )andevery f1,..., fn ∈ C (Q), F( f1,..., fn) ∈ C (Q). III. If f : Q → R is a function such that, for every p ∈ Q thereisanopenneigh- ∞ bourhood U of p in Q and a function fU ∈ C (Q) satisfying f |U = fU |U,then f ∈ C∞(Q).
A topological space Q endowed with a differential structure C∞(Q)iscalledadif- ferential space [23, Sec. 6]. An element of C∞(Q)iscalledasmooth function. Thus C∞(Q) is the set of smooth functions on Q. From property II it follows that C∞(Q) is a commutative ring under addition and pointwise multiplication.
Example 3.1 If Q is a smooth manifold, then the collection of smooth functions on Q, defined in terms of the manifold structure of Q, is a differential structure on Q [23].
Let N and Q be differential spaces with differential structures C∞(N)andC∞(Q), respectively, and let µ: N → Q be a continuous map. We say that µ is smooth if f ◦ µ ∈ C∞(N)forevery f ∈ C∞(Q). Furthermore, a smooth map µ: N → Q is a diffeomorphism if it is invertible and µ−1 : Q → N is smooth.
Theorem 3.2 For every subset Q of a differential space N the inclusion map ιQ : Q → N induces a differential structure on Q. A function f : Q → R is in C∞(Q) if and only if, for every q ∈ Q,thereisanopenneighbourhoodUofqinNandafunction ∞ fU ∈ C (N) such that f | (Q ∩ U) = fU | (Q ∩ U). In this differential structure on Q, the inclusion map ιQ : Q → N is smooth.
Proof See [23]. A differential space N,C∞(N) is a manifold of dimension n if, for each p ∈ N, ∞ there exists a neighbourhood U p of p in N and functions f1,..., fn in C (N)such | ,..., | → n n that ( f1 U p fn U p ): U p R is a diffeomorphism onto an open subset of R . AsubsetQ of a differential space N is a submanifold of N if it is a manifold in the differential structure on Q induced by the inclusion map Q → N. Let C∞(N) be a differential structure on N.Foreachp ∈ N,atangent vector ∞ to N at p is a linear mapping v: C (N) → R satisfying Leibniz’ rule: v( f1 f2) = ∞ v( f1) f2(p)+ f1(p)v( f2)forall f1, f2 ∈ C (N). In other words, tangent vectors at
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p ∈ N are derivations at p of smooth functions on N. The space of vectors tangent at p to N is a vector space and will be denoted TpN.IfN is not a manifold then dim TpN may depend on p ∈ N. The space of all tangent vectors to N will be denoted by TN. Let µ: N → Q be a smooth map between differential spaces N and Q.Thederived map Tµ: TN → TQ associates to each vector v ∈ TpN avectorTµ(v) ∈ Tµ(p)Q such that ∞ Tpµ(v) f = v( f ◦ µ) ∀ f ∈ C (Q).
For each p ∈ N,therestrictionofTµ to TpN is a linear map Tpµ: TpN → Tµ(p)Q. A smooth map µ: N → Q between differential spaces N and Q is an immersion if Tpµ: TpN → Tµ(p)Q is injective for all p ∈ N.Themapµ is a submersion if Tpµ: TpN → Tµ(p)Q is surjective.
Proposition 3.3 If N is a closed subset of a smooth paracompact manifold Q then smooth functions on N extend to smooth functions on Q.
∞ Proof Let f ∈ C (N)and{U p | p ∈ N} be a covering of N by open sets in Q such ∈ ∈ that for each p N,thereexistsanopensetU p containing p and a function fU p ∞ | ∩ = | ∩ C (Q) satisfying fU p U p N f U p N.SinceN is closed in Q, its complement N is open in Q and the family {U p | p ∈ N}∪N is an open covering of Q.Let{ϕα} ∞ be a partition of unity subordinate to this covering. Each ϕα ∈ C (Q) has support ϕ = = ϕ in some U pα or in N .Moreover α α 1. Let g α α fU pα ,wherethesumis taken over α such that the support of ϕα has nonempty intersection with N. Clearly, g ∈ C∞(Q). Since N ∩ M = ∅, it follows that g|M = f .
If N is not closed in Q,and{pn} is a sequence of points in N converging to p ∈/ N, then we can construct a smooth function f on N such that f (pn) →∞as n →∞. Hence f cannot be the restriction to N of a function on C∞(Q).
Theorem 3.4 Let P = P/GbethespaceofG-orbitsofasmoothproperactionΦ of a Lie group G on a smooth manifold P with orbit map π : P → P. Then P is a differential space with differential structure C∞(P) consisting of functions f¯: P → R such that π∗ f¯ ∈ C∞(P).
Proof Property I. It suffices to show that given p¯ ∈ P and an open neighbourhood U of p¯ in P, there is a smooth function f¯ on P such that f¯−1(0, 1) is an open neigh- −1 bourhood of p¯ contained in U.Letp ∈ π (p¯)andletSp be a slice to the G-action −1 on P at p.ThenV = Sp ∩ ρ (U) is an open neighbourhood of p in Sp.Thereisa smooth Gp-invariant nonnegative function f on Sp whose support is a compact sub- , 1 set contained in V which contains p and whose range is contained in [0 2 ]. Define the function f by f Φg(v) = f (v)foreveryg ∈ G and every v ∈ V .Thenf is a smooth G-invariant function on P with support contained in G · V and whose range , 1 ¯ ¯−1 , is contained in [0 2 ]. Thus f induces a smooth function f on P such that f (0 1) is an open subset of U containing p¯.
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Property II follows immediately from the fact that property II holds for the ring C∞(P)G of G-invariant smooth functions on P. We now prove property III. Let f¯: P → R be a function such that for each p¯ ∈ P ¯ there is an open neighbourhood U of p¯ in P and a smooth function fU on P so that ¯| = ¯ | π∗ ¯ → f U fU U.Now f : P R is G-invariant and π∗ ¯|π−1 = π∗ ¯ |π−1 . f (U) fU (U) π∗ ¯ ∈ ∞ G π∗ ¯ ∈ ∞ G ¯ ∈ ∞ But fU C (P) .Hence f C (P) , which implies that f C (P).
Lemma 3.5 LetMbeaconnectedcomponentofPK .ForeachGM-invariant function ∞ fM ∈ C (M) and every p ∈ M, there exists a neighbourhood U of p in P and a ∞ G-invariant function f ∈ C (P) such that f |M ∩ U = fM|M ∩ U.
Proof Let S be a slice through p for the action of G on P.ThenS∩M is a slice through p for the action of GM on M.SinceS ∩ M is closed in S we can extend fM|S ∩ M to a smooth function fS on S. The isotropy group K of p is compact and it acts on S. By averaging over K, we can construct a neighbourhood V of p in S and a smooth K-invariant function fS on S with compact support such that fS|V ∩M = fM|V ∩M. The set U = G · V is G-invariant and open in P.Wedefineafunctionf on P as follows. If p ∈/ U then f (p ) = 0. If p ∈ U,thenf (p ) = fS(g · p )where g ∈ G is such that g · p ∈ S.Ifg is another element of G such that g · p ∈ S, − − then gg 1 maps g · p ∈ S to g · p ∈ S, which implies that gg 1 ∈ K.Hence −1 fS(g · p ) = fS (gg )(g · p ) = fS(g · p )because fS is K-invariant. Therefore f is well defined. Next, we want to show that f is G-invariant. If p ∈/ U,theng · p ∈/ U for all g ∈ G,and f (g · p ) = f (p ) = 0. If p ∈ U and g · p ∈ S then, for every g ∈ G, g · p ∈ U and (gg−1)g · p ∈ S. Therefore, since S is a slice gg−1 ∈ K, which implies that gg−1 ∈ K.Hence −1 f (g · p ) = fS (gg )g · p = fS(g · p ) = f (p ). Therefore, f is G-invariant. Since S ∩ M is a slice at p for the action of GM = NM/K on M,ifp ∈ M ∩ U there exists g ∈ GM such that g · p ∈ S ∩ M.Hence, f (p ) = fS(g · p ) = fM(g · p ) = fM(p )
because fM is GM-invariant. Therefore, f is a G-invariant smooth function on P such that f |U ∩ M = fM|U ∩ M.
Let M be the space of GM orbits on M and πM : M → M the orbit map. Since the action of GM on M is free and proper, connected components of M are quotient manifolds of the corresponding connected components of M.
Theorem 3.6 The map ιM : M → P : GM · p → G · p is smooth. It induces a diffeo- morphism τM : M → π(M), where the differential structure on π(M) is induced by the inclusion map π(M) → P. Hence, π(M) is a submanifold of P.
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Proof Let ιM : M → P be the inclusion map. Then, ιM ◦ πM = π ◦ ιM.Moreover, ∈ ∞ ι∗ ∈ ∞ for each f C (P), M f C (M)istherestrictionof f to M.Iff is G-invariant, ι∗ then M f is GM-invariant. ¯ ∈ ∞ = π∗ ¯ ∈ ∞ ι∗ π∗ ¯ ∈ Let f C (P), then f f C (P)isG-invariant. Therefore, M f ∞ ¯ ∞ C (M)isGM-invariant and it pushes forward to a function fM ∈ C (M)such ι∗ π∗ ¯ = π∗ ¯ ι∗ π∗ ¯ = π∗ ι∗ ¯ π∗ ι∗ ¯ ∈ ∞ that M f M fM.ButM f M M f .Hence, M M f C (M)which ι∗ ¯ ∈ ∞ ι → implies that M f C (M). Thus, M : M P is smooth. Hence, the induced map τM : M → π(M) is smooth with respect to the differential structure on π(M) induced by its inclusion in P. Clearly, ιM : M → P is a bijection of M onto π(M). Hence, the induced map τM : M → π(M) is invertible. In order to show that τM is a diffeomorphism, it τ −1 π → suffices to show that its inverse M : (M) M is smooth. In other words, it ¯ ∈ ∞ τ −1 ∗ ¯ ∞ π suffices to show that, for each function fM C (M), ( M ) fM is in C (M) . Here C∞ π(M) is the differential structure of π(M) induced by the inclusion map π(M) → P. π∗ ¯ Since M fM is a GM-invariant function on M, Lemma 3.5 ensures that, for every p ∈ M,thereexistanopenG-invariant neighbourhood U of p in P and a G-invariant ∈ ∞ | ∩ = π∗ ¯ | ∩ ¯ ∈ ∞ function f C (P)suchthat f U M M fM U M.Letf C (P)bethe push forward of f by π.Inotherwords,π∗ f¯ = f . The orbit map π : P → P is open. Hence, U = π(U)isopeninP.Givenp¯ ∈ ∩ π ∈ ∩ π = ι U (M)letp U M be such that (p ) p¯ .Then, M(p )isp ,considered π = π ι = ι−1 as a point in M.So M(p ) M M(p ) M (p¯ ). We have ι−1 ∗ ¯ = ¯ ι−1 = ¯ π ( M ) fM(p¯ ) fM M (p¯ ) fM M(p ) = π∗ ¯ = = π∗ ¯ . M fM(p ) f (p ) f (p¯ )
τ −1 ∗ ¯ | ∩ π = ¯| ∩ π ¯ ∈ ∞ Hence, ( M ) fM U (M) f U (M), where f C (P). This implies that τ −1 ∗ ¯ ∈ ∞ π τ −1 ( M ) fM C (M) .Hence, M is smooth. Since τM : M → π(M) is a diffeomorphism in the differential structure on π(M) induced by the inclusion map π(M) → P and connected components of M are man- ifolds, it follows that connected components of π(M) are submanifolds of P.This completes the proof of Theorem 3.6.
Observe that Theorem 3.6 is almost a restatement of Corollary 2.3 in the category of differential spaces. The main difference is the statement that M = π(M)isa submanifold of P. HereweusedtheidentificationofM with π(M)givenbythe diffeomorphism τM : M → π(M). This ensures that the partition (14) is a partition of the differential space P into submanifolds. In Theorem 3.4 we have shown that the G-orbit space P of a smooth and proper action Φ of a Lie group G on a smooth manifold P is a differential space. According to Theorem 3.6 it is partitioned into submanifolds M. We now discuss how these submanifolds fit together. This requires some further preparation. In the next three sections we verify the decomposition given by (5), then discuss the notion of the tangent wedge, and finally describe the links of the stratification of P.
Downloaded from https://www.cambridge.org/core. 26 Sep 2021 at 19:47:13, subject to the Cambridge Core terms of use. 726 Richard Cushman and J˛edrzej Sniatycki´ 4 Lifted Action We start by looking at the lifted action Ψ: G × TP → TP (4). Since the G-action Φ on P is proper, it follows from Proposition 3.3 that the space (TP)/G of G-orbits on TP is a differential space, and the orbit mapping ρ: TP → (TP)/G of the lifted action Ψ is smooth. Proposition 3.4 implies that ver TP and hor TP are differen- tial spaces. Let ρver :verTP → (ver TP)/G and ρhor :horTP → (hor TP)/G be the restrictions of ρ to ver TP and hor TP, respectively. Denote by C∞(ver TP)and ∞ → C (hor TP) the differential structures induced by the inclusions jver :verTP TP ∞ ∞ and jhor :horTP → TP. Similarly, let C (ver TP)/G and C (hor TP)/G be the differential structures induced by the inclusions ιver :(verTP)/G → (TP)/G and ιhor :(horTP)/G → (TP)/G.
Lemma 4.1 The mappings ρver :verTP → (ver TP)/Gandρhor :horTP → (hor TP)/G are smooth. Proof By Proposition 3.4, for every function f¯ ∈ C∞ (ver TP)/G and every v ∈ / ∈ / ¯ ∈ (ver TP) G, there exists a neighbourhood U of v (ver TP) G and fU C∞ (TP)/G such that ¯ | ∩ / = ¯ | ∩ / . f U (ver TP) G fU U (ver TP) G
= ρ−1 = ρ∗ ¯ = ρ∗ ¯ ∈ Let U ver (U), fU ver fU ,andf ver f . Proposition 2.3 ensures that fU C∞(TP). Moreover,
(15) f | (U ∩ ver TP) = fU | (U ∩ ver TP).
{ } / { = ρ−1 } Since U forms a covering of (ver TP) G,thecollection U ver (U) forms a = ρ∗ ¯ ∈ covering of ver TP. Thus from (15) and property III, it follows that f ver f ∞ C (ver TP). Hence, the map ρver :verTP → (ver TP)/G is smooth. A similar argument proves the smoothness of ρhor :horTP → (hor TP)/G.
Let τ : TP → P be the tangent bundle projection map. It intertwines the lifted G-action Ψ on TP with the G-action Φ on P,thatis,τ Ψg(u) =Φg τ(u) for every g ∈ G and every u ∈ TP.Hence,τ induces a smooth map τ :(TP)/G → P/G = P between differential spaces. The maps πver :(verTP)/G → P and πhor : (hor TP)/G → P,definedbyπver = π ◦ τ ◦ ιver and πhor = π ◦ τ ◦ ιhor , respectively, are smooth maps between differential spaces, because the maps π, τ, ιver and ιhor are smooth. Next we study the differential space (ver TP)/G.DenotebyGauge(P)thegroupof diffeomorphisms of P which commute with the G-action Φ and induce the identity transformation on the G-orbit space P.Letgauge(P) be the set of infinitesimal gauge transformations. The elements of gauge(P) are smooth G-invariant vector fields on P with values in ver TP.
Theorem 4.2 Let X ∈ gauge(P). Then the vector field X on P is complete.
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Proof Let q ∈ P,whereX(q) = 0, and suppose that t → ϕt (q)istheintegralcurveγ of X starting at q. Then there is a positive time t0 such that γ is defined on [−t0, t0]. Since X ∈ gauge(P), the integral curve γ lies on the G-orbit through q.Thusthereis a g0 ∈ G such that
ϕ = · =Φ . t0 (q) g0 q g0 (q)
Now ϕ = ϕ ϕ = ϕ · = · ϕ , 2t0 (q) t0 t0 (q) t0 (g0 q) g0 t0 (q)
since X is G-invariant. Therefore by induction, for every n ∈ Z,wehave
ϕ = n−1 · ϕ . nt0 (q) g0 t0 (q)
Hence the integral curve γ is defined for all t ∈ R, that is, the vector field X is complete.
From Theorem 4.2 it follows that gauge(P) is the Lie algebra of the gauge group Gauge(P). Note that gauge(P) consists of smooth G-invariant sections of the bundle τver = τ ◦ jver :verTP → P. There is a natural bijection between smooth G-invariant sections of the bundle τver and smooth sections of πver :(verTP)/G → P.Thusthe first summand (ver TP)/G in (5) is closely related to the Lie algebra gauge(P).
5 Tangent Wedge In this section we study TwP = (hor TP)/G, which is the second summand in (5). ∈ w For each p¯ P, Tp¯ P is the tangent wedge of P at p¯. −1 For each p¯ ∈ P, p ∈ π (p¯)andeachg ∈ G,wehavehorTg·pP =Ψg(hor TpP). Hence,
w = ρ − = − / = / . Tp¯ P hor (hor Tπ 1(p¯)P) (hor Tπ 1(p¯)P) G (hor TpP) Gp
For any N ⊆ P we have used the notation TN P to denote {v ∈ TpP | p ∈ N}. Theorem 2.6 ensures that there is a neighbourhood V p of zero in hor TpP such that = Sp expp(V p)isasliceatp for the action of G on P. By definition of a slice, V p is Ψp-invariant and U = π(Sp) is a neighbourhood of p¯ = π(p)inP = P/G.
∈ w Theorem 5.1 For each p¯ P, there is a neighbourhood of 0 in Tp¯ P, which is diffeo- morphic to a neighbourhood of pin¯ P.
ϕ = π ◦ → Proof Using the notation above, consider the map expp : V p U.First we note that ϕ is continuous. From the facts that V p is Gp-invariant and the map Ψ Φ ϕ expp intertwines the Gp-actions p and p, it follows that is Gp-invariant. Conse- ϕ ϕ / → quently, induces a map : V p Gp U, which is a homeomorphism, since expp
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induces a homeomorphism between V p/Gp and Sp/Gp,andSp/Gp is homeomor- phic to U, see [5]. ∞ Next we show that the map ϕ is smooth. Suppose that f¯ ∈ C (U). Then f = ∗ ¯ ∞ −1 −1 π f ∈ C π (U) .Henceforeveryp ∈ π (p¯), the function f |Sp on the slice = Sp is smooth. Because Sp expp V p and the exponential map expq is smooth, the ∗ ϕ ϕ function expp f on V p is smooth. Consequently, the mapping is smooth. Since is Gp-invariant, it induces a smooth map ϕ: V p/Gp ⊆ (hor TpP)/Gp → U ⊆ P.The map ϕ is invertible and has a continuous inverse, which we denote by σ. Allwehavetodoistoshowthatσ is smooth. Towards this goal, let f¯ ∈ ∗ ∞ / = ρ∗ ¯ ∈ ∞ = −1 ∈ C (V p Gp), then f hor f C (V p), which implies that h (expp) f ∞ ∈ C (Sp). Since h is Gp-invariant, it extends to a smooth G-invariant function h ∞ G ∞ ∞ C (G · Sp) ,whichcorrespondstoasmoothfunctionh on C π(Sp) = C (U). ¯ ∞ ∗ ¯ From f ∈ C (V p/Gp)weseethatσ f is a continuous function on U and hence that ∗ ∗ ¯ π (σ f ) is a continuous G-invariant function on G · Sp.Tofinishtheargumentwe need to show that π∗(σ∗ f¯)isasmooth function. This follows from:
Lemma 5.2 We have ∗ ∗ (16) π (σ f¯) = h.
Proof We use the notation of the preceding argument. Let p ∈ G · Sp,andp = g · p .Then ∗ = · = = −1 = −1 h(p ) h(g p ) h(p ) (expp) f (p ) f (expp) p = ρ∗ ¯ −1 = ¯ ρ −1 = ¯ ψ , hor f (expp) p f hor (expp) p f (p )
ψ → / ρ ◦ −1 where : Sp V p Gp is the mapping hor (expp) . The following computation shows that ϕ ψ(p ) = π(p ). For every g, h ∈ Gp we have ϕ ψ = ϕ ρ −1 = ϕ Ψ ◦ −1 (p ) hor expp (p ) g·p expp (p ) = ϕ −1 Φ = ϕ Ψ ◦ −1 Φ expg·p g(p ) h expg·p g(p ) = ϕ −1 Φ = π Φ = π . exp(hg)·p hg(p ) hg(p ) (p )
Consequently, ∗ ∗ ∗ h(q ) = f¯ ψ(q ) = σ f¯ ϕ ψ(q ) = σ f¯ π(q ) = σ f¯ π(q ) ,