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Document of The World Bank FOR OFFICIAL USE ONLY Public Disclosure Authorized Report No: PAD800 INTERNATIONAL DEVELOPMENT ASSOCIATION PROJECT APPRAISAL DOCUMENT ON A PROPOSED CREDIT Public Disclosure Authorized IN THE AMOUNT OF SDR 113.70 MILLION (US$175 MILLION EQUIVALENT) TO THE REPUBLIC OF UGANDA FOR THE SECOND KAMPALA INSTITUTIONAL AND INFRASTRUCTURE DEVELOPMENT PROJECT Public Disclosure Authorized February 25, 2014 Urban Development & Services Practice 1 (AFTU1) Country Department AFCE1 Africa Region Public Disclosure Authorized This document has a restricted distribution and may be used by recipients only in the performance of their official duties. Its contents may not otherwise be disclosed without World Bank authorization. CURRENCY EQUIVALENTS (Exchange Rate Effective January 1, 2014) Currency Unit = Uganda Shillings (UGX) US$1 = UGX 2560 US$1 = SDR 0.65 (0.649714) FISCAL YEAR July 1 – June 30 ABBREVIATIONS AND ACRONYMS APL Adaptable Program Loan CAS Country Assistance Strategy CBD Central Business District CSOs Civil Society Organizations EIRR Economic Internal Rate of Return ESAMI Eastern and Southern Africa Management Institute ESIAs Environmental Social Impact Assessments ESMF Environmental and Social Management Framework ESMPs Environmental and Social Management Plans GDP Gross Domestic Product GIMPA Ghana Institute of Management and Public Administration GKMA Greater Kampala Metropolitan Area GoU Government of Uganda IBRD International Bank for Reconstruction and Development ICB International Competitive Bidding ICE Information, Communication and Education ICR Implementation Completion and Results Report IDA International Development Association IFC International Finance Corporation IFRS International Financial Reporting System IGG Inspectorate General of Government IPF Investment Project Financing JICA Japan International Corporation Agency JV Joint Venture KARET Kampala Recovery and Transformation Program KCC Kampala Capital City KCCA Kampala Capital City Authority KDMP Kampala Drainage Master Plan KIIDP 1 First Kampala Institutional and Infrastructure Development Project KIIDP 2 Second Kampala Institutional and Infrastructure Development Project KUTIP Kampala Urban Transport Improvement Plan LGDP Local Government Development Project M&E Monitoring and Evaluation MEC Management Executive Committee MoFPED Ministry of Finance, Planning and Economic Development MoWT Ministry of Works and Transport NCB National Competitive Bidding NCRP Nakivubo Rehabilitation Project NEMA National Environmental Management Authority NMT Non-Motorized Transport NPV Net Present Value NTMP National Transport Master Plan NWSC National Water and Sewerage Corporation O&M Operations and Maintenance OAG Office of the Auditor General OSR Own Source Revenue PCRs Physical Cultural Resources PAPs Project Affected Persons PDU Procurement and Disposal Unit PIP Performance Improvement Plan PPDA Public Procurement and Disposal of Assets Authority RAP Resettlement Action Plan RPF Resettlement Policy Framework RSISTAP Road Sector Institutional Support Technical Assistance Project RUC Road User Cost SFR Strategic Framework for Reform SMS Short Messages Service UGX Uganda Shilling US United States USMID Uganda Support to Municipal Infrastructure Development Regional Vice President: Makhtar Diop Country Director: Philippe Dongier Sector Director: Jamal Saghir Country Manager: Ahmadou Moustapha Ndiaye Sector Manager: R. Mukami Kariuki Task Team Leader: Martin Onyach-Olaa UGANDA Second Kampala Institutional and Infrastructure Development Project TABLE OF CONTENTS Page I. STRATEGIC CONTEXT .................................................................................................... 1 A. COUNTRY CONTEXT............................................................................................................. 1 B. SECTORAL AND INSTITUTIONAL CONTEXT ........................................................................... 3 C. HIGHER LEVEL OBJECTIVES TO WHICH THE PROJECT CONTRIBUTES ................................... 8 II. PROJECT DEVELOPMENT OBJECTIVE(S)................................................................. 8 A. PROJECT DEVELOPMENT OBJECTIVE (PDO) ........................................................................ 8 B. PROJECT BENEFICIARIES ...................................................................................................... 8 C. PDO LEVEL RESULTS INDICATORS ...................................................................................... 9 III. PROJECT DESCRIPTION ................................................................................................. 9 A. PROJECT COMPONENTS ........................................................................................................ 9 B. PROJECT FINANCING .......................................................................................................... 13 C. LESSONS LEARNED AND REFLECTED IN THE PROJECT DESIGN ........................................... 13 IV. IMPLEMENTATION ........................................................................................................ 14 A. INSTITUTIONAL AND IMPLEMENTATION ARRANGEMENTS .................................................. 14 B. RESULTS MONITORING AND EVALUATION ......................................................................... 15 C. SUSTAINABILITY ................................................................................................................ 16 V. KEY RISKS AND MITIGATION MEASURES ............................................................. 17 A. RISK RATINGS SUMMARY TABLE....................................................................................... 17 B. OVERALL RISK RATING EXPLANATION .............................................................................. 17 VI. APPRAISAL SUMMARY ................................................................................................. 18 A. ECONOMIC AND FINANCIAL (IF APPLICABLE) ANALYSIS .................................................... 18 B. TECHNICAL ........................................................................................................................ 20 C. FINANCIAL MANAGEMENT ................................................................................................. 20 D. PROCUREMENT .................................................................................................................. 21 E. SOCIAL (INCLUDING SAFEGUARDS) .................................................................................... 22 F. ENVIRONMENT (INCLUDING SAFEGUARDS) ........................................................................ 26 ANNEX 1: RESULTS FRAMEWORK AND MONITORING ................................................................. 28 ANNEX 2: DETAILED PROJECT DESCRIPTION .............................................................................. 34 ANNEX 3: IMPLEMENTATION ARRANGEMENTS .......................................................................... 47 ANNEX 4: OPERATIONAL RISK ASSESSMENT FRAMEWORK (ORAF) .......................................... 67 ANNEX 5: IMPLEMENTATION SUPPORT PLAN ............................................................................. 71 . PAD DATA SHEET Uganda Second Kampala Institutional and Infrastructure Development Project (P133590) PROJECT APPRAISAL DOCUMENT . AFRICA AFTU1 Report No.: PAD800 . Basic Information Project ID EA Category Team Leader P133590 B - Partial Assessment Martin Onyach-Olaa Lending Instrument Fragile and/or Capacity Constraints [ ] Investment Project Financing Financial Intermediaries [ ] Series of Projects [ ] Project Implementation Start Date Project Implementation End Date 01-Jul-2014 31-Dec-2019 Expected Effectiveness Date Expected Closing Date 01-Jul-2014 30-Jun-2019 Joint IFC No Sector Manager Sector Director Country Director Regional Vice President Rosemary Mukami Jamal Saghir Philippe Dongier Makhtar Diop Kariuki . Borrower: Republic of Uganda Responsible Agency: Kampala Capital City Authority Contact: J. Semakula Musisi Title: Executive Director Telephone 256-717440348 Email: [email protected] No.: . Project Financing Data(in USD Million) [ ] Loan [ ] Grant [ ] Guarantee [ X ] Credit [ ] IDA Grant [ ] Other Total Project Cost: 183.75 Total Bank Financing: 175.00 Financing Gap: 0.00 . i Financing Source Amount BORROWER/RECIPIENT 8.75 International Development Association (IDA) 175.00 Total 183.75 . Expected Disbursements (in USD Million) Fiscal 2015 2016 2017 2018 2019 2020 0000 0000 0000 Year Annual 8.38 36.75 73.50 36.78 18.34 1.25 0.00 0.00 0.00 Cumulati 8.38 45.13 118.63 155.41 173.75 175.00 0.00 0.00 0.00 ve . Proposed Development Objective(s) The project development objective (PDO) is enhanced infrastructure and institutional capacity of KCCA to improve urban mobility in Kampala. Components Component Name Cost (USD Millions) Component 1 – City Wide Road Infrastructure and associated 165.00 investments Component 2 - Institutional and Systems Development 10.00 Support . Institutional Data Sector Board Urban Development . Sectors / Climate Change Sector (Maximum 5 and total % must equal 100) Major Sector Sector % Adaptation Mitigation Co-benefits % Co-benefits % Transportation Urban Transport 40 Water, sanitation and flood protection Flood protection 30 Public Administration, Law, and Sub-national government 30 Justice administration Total 100 I certify that there is no Adaptation and Mitigation Climate Change Co-benefits information applicable to this project. Themes Theme (Maximum
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