OMB No 1545-0052 Form .790-PF Return of Private Foundation or Section 4947(a)(1) Trust Treated as Private Foundation 2015 Do not enter social security numbers on this form as it may be made public. Department of the Treasury ► Internal Revenue Service Information about Form 990-PF and Its separate instructions Is at www.trs.gov/form990pf. to Public Inspection For calendar year 2015, or tax year beginning , 2015 , and ending Name of foundation A Employer identification number Tho t-1 nrs, T.iii Pe-ii nntlatinn Tnr I 1 '3-Fi(1(11 7R7 Number and street (or P 0 box number if mail Is not delivered to street address ) Room/suite B Telephone number ( see instructions) 51 Madison Avenue 30th Floor ( 212 ) 489-7700 City or town, state or province , country , and ZIP or foreign postal code application Is pending , check here. New York NY 10 010 C If exemption ► LI G Check all that apply Initial return Initial return of a former public charity D I Foreign organizations , check here ...... ► Final return Amended return Address change Name change 2 Foreign organizations meeting the 85% test, check q J here and attach computation ...... H Check type of organization : }{ Section 501 (c)(3) exempt private foundation ► Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation E If private foundation status was terminated q under section 507(b)(1)(A), check here . . . . I Fair market value of all assets at end of year J Accounting method Cash }( Accrual ► (from Part ll, column (c), line 16) FlOther (specify) F If the foundation is in a 60-month termination 01. $ 8 2 7 , 8 9 5 , 311. (Part column (d) must be on cash basis ) under section 507(b)(1)(B), check here . . ' Part I Analysis of Revenue and (a) Revenue and ( b) Net investment (c) Adjusted net (d) Disbursements Expenses (The total of amounts in expenses per books income income for charitable columns (b), (c), and (d) may not neces- purposes sanly equal the amounts in column (a) (cash basis only) (see instructions).) 1 Conldbulions efts, grants , etc, received (attach schedule)

2 Ck ► If the foundation is not required to attach Sch B

3 Interest on savings and temporary cash Investments . . 4 Dividends and Interest from securities ...... 4,204,752. 1,213,646. 5 a Gross rents ...... b Net rental income or (loss) . . . . R 6a Net gain or (ioss) from sale of assets not on line 10 . . - 9 0,379,874. for all E . 212,830, 133. v b assets onlnersai 7 Capital gain net income (from Part IV, line 2 ) . 31,910,409. EN 8 Net short-term capital gain ...... U 9 Income modifications ...... Gross sales less E 10a returns and allowancescost . b Less of goods sold . C Gross profit or (toss) (attach schedule) . . • • 11 Other income (attach schedule ) . • • . • • - See Line 11 Stmt 28,460. -1,599,350. CID 12 Total Add lines 1 through 1 1 ...... 9 4 , 613, 0 8 6 . 31,524, 705 . 13 Compensation of officers , directors, trustees , etc •- 1,352, 824 . 66, 660 . 1,264, 444 . To 14 Other employee salaries and wages . . . 1 ,837, 921 . 28, 500 . 1,800, 375 . 15 Pension plans, employee benefits...... 1 , 408, 802 . 42, 479. 1,390, 938 A 16a Legal fees (attach schedule ) ...... 2 8 , 939 . 63, 116 . M b Accounting fees ( attach sch )...... 35, 409 . 35, 000 C Other prof fees (attach sch)...... 543, 261 2,035, 790. 52, 744 N 3, 0 I 17 Interest ...... E T 18 Taxes (attach schedule)(see mstrs) See. Line.18 Stmt. - 6 4 7, 392 . -208, 928. R R A A 19 Depreciation (attach T T schedule) and depletion ...... 12 9 , 247. N V 20 Occupancy ...... 759, 710. 19, 731. 739, 979 G E 21 Travel , conferences, and meetings . . . . . 115, 798 . 119 , 371. A E 22 Punting and publications ...... N D Xp 23 Other expenses (attach schedule) Line 23 Stmt 862, 395. 23,710. 834, 663. NE See S 24 Total operating and administrative E expenses . Add lines 13 through 23 ..... 9 , 4 2 6, 914. 2,007, 942. 6, 300, 630. 25 Contributions , gins, grants paid ...... 3 9 , 6 3 4 , 939. 37, 239,853. 26 Total expenses and disbursements. Add lines 24and 25 ...... 4 9 , 061, 853. 2,007, 942. 43, 540, 483. 27 Subtract line 26 from line 12 a Excess of revenue over expenses

and disbursements ...... - . 45,551,233. b Net Investment income (if negative , enter -0- ) • 29,516,763. C Adjusted net Income (if negative, enter -0-) . - BAA For Paperwork Reduction Act Notice, see instructions. TEEA0301 12/04/15 1-orm 990 -PF (2015)

01^1 Fdrm 990-0F (2015 ) The Henr y Luce Foundation, Inc. 13 -6001282 Page 2 Attached schedules and amounts in the description Beginning of year End of year Part II Balance Sh eets column should be for en d -of-year amounts on ly (See instructions) (a) Book Value (b) Book Value (c) Fair Market Value I Cash - non-interest-bearing ...... 1 , 000. 1 , 000. 11000. 2 Savings and temporary cash investments ...... 14, 484, 148. 16, 883 768. 16,883,768. 3 Accounts receivable ...... ' - - - - 4 1 9,69 0. Less . allowance for doubtful accounts 478, 550. 419, 690. 419, 690. ------4 Pledges receivable ...... ' Less : allowance for doubtful accounts ______5 Grants receivable ...... 6 Receivables due from officers , directors, trustees, and other disqualified persons (attach schedule) (see instructions) ...... 7 Other notes and loans receivable (attach sch) ------Less : allowance for doubtful accounts ______S S 8 Inventories for sale or use ...... E 9 Prepaid expenses and deferred charges ...... 41 , 208. 151 , 646. 151 , 646. T S 10a Investments - U S and state government obligations (attach schedule ) ...... See Scbedu.e.B 27, 841, 181. 24, 595, 963. 24, 595 963. b Investments - corporate stock (attach schedule) ...... c Investments - corporate bonds (attach schedule) ...... 11 Investments - land, buildings, and equipment : basis ...... ' Less accumulated depreciation (attach schedule) ...... _ _ _ _ 12 Investments - mortgage loans ...... 13 Investments - other (attach schedule) . . See .Schedul.e. B 828 , 958, 153. 784, 836, 834. 784 836, 834. 14 Land , buildings, and equipment* basis - - 1,6 2 8,1 2 8. Less accumulated depreciation (attach schedule) . . .L-.1.4. Stmt . 904, 177. 849, 742. 723, 951. 723, 951. ------15 Other assets (describe ' L-15 Stmt ) 366, 062. 282, 459. 282, 459. ------16 Total assets (to be completed by all f+lers - seethe instructions Also, see page 1, item 1)...... 873, 020, 044. 827, 895, 311. 827 , 895,311. L 17 Accounts payable and accrued expenses ...... 5 5 4 , 8 9 9 . 603,828. AI 18 Grants payable ...... 20, 022, 892. 22, 417, 978. B 19 Deferred revenue ...... LI 20 Loans from officers, directors, trustees , & other disqualified persons . 1 21 Mortgages and other notes payable (attach schedule) ...... T 1 22 Other liabilities (describe ' L-22 - Stmt ) 6,774 , 828. 4, 960, 543. E S 23 Total liabilities ( add lines 17 through 22 ) ...... • 2-7,352,619. 2-7,982,349. Foundations that follow SFAS 117, check here . ' X and complete lines 24 through 26 and lines 30 and 31. N F 24 Unrestricted ...... 690, 379 485. 652, 686, 979. E U 25 Temporarily restricted ...... 2 7 , T N 8 6 9 4 5 6 . 78,880 619. D 26 Permanently restricted ...... 68,345 , 364. 68 r 345 , 364. A Foundations that do not follow SFAS 117, check here . ' S B and complete lines 27 through 31. L E 27 Capital stock, trust principal , or current funds . . { T A S N 28 Paid-in or capital surplus , or land , bldg , and equipment fund ...... c 29 Retained earnings, accumulated income, endowment , or other funds . . OE RS 30 Total net assets or fund balances (see instructions ) . . . . 8 4 5, 6 67 4 2 5 . 7 9 9 912 9 62 . 31 Total liabilities and net assets/fund balances (see instructions ) ...... 873 020 044. 827 , 895,311. Part III Analysis of Chan ges in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II , column (a), line 30 (must agree with end-of-year figure reported on prior year's return ) ...... 1 845 ,667,425. 2 Enter amount from Part I, line 27a ...... 2 45, 5 51, 2 3 3 . 3 Other increases not included in line 2 (itemize) . . . .' 3 ------4 Add lines 1 , 2, and3 ...... 4 891 ,218,658. 5 Decreases not included inline 2 (Itemize) ...... ' C hange in unrealized appreciation on inve_ _ s tme_ _n t s 5 91, 305, 696. 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 6 7 9 9, 912, 9 62 . BAA TEEA0302 10/13/15 Form 990-PF (2015) Fcfrm 990-PF (2015) The Henr y Luce Foundation Inc. 13-6001282 Page 3 9Pa'"° t iV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind (s) of property sold (e.g., real estate , ( b) How acquired (C) Date acquired (d) Date sold 2-story buck warehouse , or common stock , 200 shares MLC Company ) P - Purchase (mo , day, yr) (mo , day, yr ) D - Donation ^a See Schedule E b c d e (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a 212,830,133. 180,919,724. 31,910,409. b C d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (0 Gains (Col (h) (i) F.M.V. Q) Adjusted basis (k) Excess of col. (I) gain minus col (k), but not less as of 12/31/69 as of 12/31/69 over col. ()), if any than -0-) or Losses (from col (h)) a 31,910,409. b C d e If gain , also enter in Part I, line 7 2 Capital gain net income or ( net capital loss). . . If (loss ), enter -0- In Part I , line 7 2 31,910 , 409. 3 Net short-term capital gain or (loss ) as defined in sections 1222 (5) and (6): If gain , also enter in Part I, line 8 , column (c) (see instructions ) If (loss), enter -0- in Part 1 , line 8 ...... g Part-V,,:,, I Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? ...... Yes n No 1-1 If 'Yes,' the foundation does not qualify under section 4940(e) Do not complete this part. I Enter the appropriate amount in each column for each year; see the instructions before making any entries (a) (b) (c) (d)

Base period years Adj usted qualifying distributions Net v alue of Distribution ratio Calendar year (or tax year noncharitable-use assets (col. (b) divided by col. (c)) beginning in) 2014 42 544 432. 857,762,758. 0.049599 2013 39,957 618. 807,478,313. 0.049484 2012 36,011 , 641. 732,652,923. 0.049152 2011 35 551,406. 739,864,765. 0.048051 2010 34 744,729. 703,482,307. 0.049390

2 Total of line 1 , column (d) ...... 2 0.245676 3 Average distribution ratio for the 5-year base period - divide the total on lin e 2 by 5, or by the number of years the foundation has been in existence if less than 5 years ...... 3 0.049135

4 Enter the net value of noncharltable-use assets for 2015 from Part X, line 5 ...... 4 858 , 747 , 409.

5 Multiply line 4 by line 3 ...... 5 42 , 194 , 554 .

6 Enter 1 % of net investment income ( 1% of Part I , line 27b) ...... 6 295 , 168.

7 Add lines 5 and 6 ...... 7 42 , 489 , 722.

8 Enter qualifying distributions from Part XI I , line 4 ...... 8 43 , 543 , 940. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI Instructions. BAA TEEA0303 10/13/15 Form 990-PF (2015) Form 990-OF (2015) The Henr y Luce Foundation, Inc. 13-6001282 Page 4 Part VI Excise Tax Based on Investment Income (Section 4940(a) , 4940 (b), 4940(e), or 4948 - see instructions ) I a Exempt operating foundations described in section 4940(d)(2), check here . . . . ' and enter 'N/A' on line 1 Date of ruling or determination letter (attach copy of letter If necessary - see instrs) b Domestic foundations that meet the section 4940( e) requirements in Part V, 1 295,168. check here enter 1 of Part I, line 27b ...... ' R and % c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b) . . . . . -

2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) ...... 2 3 Add lines 1 and 2 ...... 3 295 , 168. 4 Subtitle A (income ) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) . . . 4 5 Tax based on Investment Income . Subtract line 4 from line 3. If zero or less, enter -0- ...... 5 2 9 S 16 8 . 6 Credits/Payments: a 2015 estimated tax pmts and 2014 overpayment credited to 2015 ...... 6 a 1,274,548. b Exempt foreign organizations - tax withheld at source ...... 6 b c Tax paid with application for extension of time to file (Form 8868 ) ...... 6 c d Backup withholding erroneously withheld ...... 6 d 7 Total credits and payments . Add lines 6a through 6d ...... 7 1,274,548. 8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached ...... 8 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed ...... ' 9 10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ...... ' 10 97 9 , 380 . 11 Enter the amount of line 10 to be Credited to 2016 estimated tax . . 200,000. Refunded . . . . ! 11 779,380. Part VII-A Statements Regarding Activities No I a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in any political campaign? ...... 1 a X b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions for the definition)? ...... 1 b X If the answer is 'Yes ' to 1a or 1b, attach a detailed description of the activities and copies of any matenals published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120 -POL for this year? ...... d Enter the amount (if any ) of tax on political expenditures (section 4955 ) imposed during the year (1) On the foundation . . . ' $ (2) On foundation managers . . . . ' $ e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers . . . . ' $ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS ...... 2 If Yes,' attach a detailed description of the activities

3 Has the foundation made any changes , not previously reported to the IRS , in its governing instrument , articles of incorporation , or bylaws , or other similar instruments? If 'Yes,' attach a conformed copy of the changes ...... 3 X 4 a Did the foundation have unrelated business gross income of $1 , 000 or more during the year'? ...... 4a X b If 'Yes ,' has it filed a tax return on Form 990-T for this year? ...... 4b X 5 Was there a liquidation , termination , dissolution , or substantial contraction during the year? ...... 5 X If Yes,' attach the statement required by General Instruction T 6 Are the requirements of section 508(e ) (relating to sections 4941 through 4945 ) satisfied either • By language in the governing instrument, or

• By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument ? ...... 7 Did the foundation have at least $5 ,000 In assets at any time during the year? If 'Yes,' complete Part II, col (c), and Part XV ...... 7 X 8 a Enter the states to which the foundation reports or with which it is registered (see instructions ) ...... NY - New York b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G If 'No,' attach explanation ...... 8b }{ -^J

9 Is the foundation claiming status as a private operating foundation within the meaning of section 49420)(3) or 49420)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)? If 'Yes,' complete Part XIV . . 9 x

10 Did become substantial contributors during the tax year? If 'Yes,' attach a schedule listing their names and 1 10 X BAA Form 990-PF (2015)

TEF-A0304 10/13/15 Fdrm 990-lF (2015 ) The Henr y Luce Foundation , Inc. 13-6001282 Page 5 Part VII-A _l Statements Reg ardin g Activities ( continued) 11 At 'any time during the year, did the foundation, directly or indirectly , own a controlled entity within the meaning of section 512(b)(13 )? If 'Yes', attach schedule (see instructions ) ...... 11 X 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If 'Yes,' attach statement ( see instructions ) ...... 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? ...... 13 X Websiteaddress ...... www.hluce_org--_------_ 14 The books are in care of ' The Henry Luce Foundation, Inc. - Staci M. Salomon, CFO&_ T reas u rer_ Telephone no (212) 489-7700 ------Locatedat ' 5 1 Ma di s on_Avenue, 30th-fl o or,-NY ------NY_ ZIP +4 1 0_0_1 0 -16 2 1____ 15 Section 4947( a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ...... and enter the amount of tax-exempt interest received or accrued during the . . . year ...... ► 15 16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over a Yes No bank , securities , or other financial account in a foreign country" ...... 16 x See the instructions for exceptions and filing requirements for FinCEN Form 114 If 'Yes,' enter the name of the foreign country 11 Part VII-B I Statements Re g ardin g Activities for Which Form 4720 May Be Req uired File Form 4720 if any item Is checked In the 'Yes ' column , unless an exception applies. Yes No 1 a During the year did the foundation (either directly or indirectly): ( 1) Engage in the sale or exchange , or leasing of property with a disqualified person? ...... Yes 0No 11 (2) Borrow money from , lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ...... Yes X No (3) Furnish goods , services, or facilities to (or accept them from ) a disqualified person? ...... Yes X No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ...... X Yes No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person )? ...... Yes X No 11 (6) Agree to pay money or property to a government official" (Exception . Check 'No' if the foundation agreed to make a grant to or to employ the official for a period after termination of government service , if terminating within 90 days .) ...... DYes No b If any answer is 'Yes ' to l a ( l)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53 .4941 (d)-3 or in a current notice regarding disaster assistance (see instructions )? ...... 1 b XJ Organizations relying on a current notice regarding disaster assistance check here ...... I- El c Did the foundation engage in a prior year in any of the acts described in 1 a, other than excepted acts, that were not corrected before the first day of the tax year beginning . in 2015" ...... 1 c X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942 0 )(3) or 4942 (1)(5)):

a At the end of tax year 2015 , did the foundation have any undistributed income ( lines 6d and 6e , Part XIII ) for tax year(s) beginning before 2015? ...... DYes No If 'Yes , ' list the years ► 20 , 20 , 20 , 20

b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942 (a)(2) to all years listed , answer 'No' and attach statement - . see instructions .) ...... 2 b X c If the provisions of section 4942 (a)(2) are being applied to any of the years listed in 2a, list the years here. ► 20 , 20 , 20 20 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year" ...... Yes No 1-1 Fx] b If 'Yes ,' did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation or disqualified persons after May 26 , 1969, (2 ) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943 (c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2015.) ...... 3 b 4 a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable . . . . purposes? ...... I 4 a X

b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015" ...... J_ ^ X BAA Form 990-PF (2015)

TEEA0305 10/13/15 Form 990-ISF (2015) The Henr y Luce Foundation, Inc. 13-6001282 Page6 Part VII--B- Statements Regardin g Activities for Which Form 4720 May Be Req uired (continued) 5 a Dynng the Year did the foundation pay or incur any amount to, (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?...... Yes E No (2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration drive? ...... Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes? ...... X Yes No (4) Provide a grant to an organization other than a charitable, etc, organization described in section 4945 (d )(4)(A)? (see instructions) ...... X Yes N o (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? ...... Yes No b If any answer is 'Yes' to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions )? ...... 5 b X Organizations relying on a current notice regarding disaster assistance check here ......

c If the answer is 'Yes' to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? ...... Yes No If 'Yes,' attach the statement required by Regulations section 53 4945-5(d)

6 a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ...... Yes 2No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ...... 6 b x If 'Yes' to 6b, file Form 8870. 7 a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? . . . . . Yes ENo 11 b If 'Yes,' did the foundation receive any proceeds or have any net income attributable to the transaction? ...... 7 b Part VIII Information About Officers, Directors , Trustees, Foundation Managers , Highly Paid Employees, and Contractors I List all officers. directors . trustees. foundation managers and their comnensation (see Instructions ). (b) Title , and average (c)Compensation (d)Contnbutions to (e) Expense account, hours per week employee benefit other (a) Name and address (if not paid , allowances devoted to position enter -0-) plans and deferred compensation See attached Schedule D ------

------

------

------

2 Comnensation of five highest-Bald emolovees (other than those included on line 1 - see instructions). If none. enter 'NONE.' (a) Name and address of each employee (b)Title , and average (c) Compensation (d)Contributions to (e) Expense account, paid more than $50,000 hours per week employee benefit other allowances devoted to position plans and deferred compensation Helena Kolenda ------51 Madison Ave. Program Director NY , NY 10010 35.00 190,000. 74,373. Lint' - Li ------51 Madison Ave. Program Director ------NY, NY 10010 35.00 182,750. 50,047. Carlotta Arthur ------51 Madison Ave. Program Director ------NY, NY 10010 35.00 177,400. 42,983. Jonathan VanAntwe men _ _ _ _ ------51 Madison Ave. Program Director ------NY, NY 10010 35.00 172,000. 53,463. Rey D^asquale --- _ 51 Madison Ave. Director of Information Technology ------NY, NY 10010 35.00 114,000. 49,575. Total number of other employees paid over $50 ,000 ...... ' 10 BAA TEEA0306 10113115 Form 990-PF (2015) Farm 990-PF (2015) The Henr y Luce Foundation, Inc. 13-6001282 Page 7 P art vlll Information About Officers , Directors, Trustees, Foundation Managers , Highly Paid Employees, and Contractors (continued) 3 Five highest-paid Independent contractors for professional services (see I nstructions ). if none, enter 'NONE.' (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation Investure, LLC Investment Mngmt & Cons ------126 Garrett ------St,-Suite-J Charlottesville VA 22902 3,244,969. BNY Mellon Custodian 1 35 S ant i lli_Highway------Everett MA 02149 140 669. Shoff Darbv Companies_ Insurance Broker ------200 Road ------Mill-Plain Fairfield CT 06824 117,555. Cravath,-Swaine & -Moore LLP ------Legal Counsel 825 Eighth Avenue ------New York NY 10019 54 , 117.

------

Total number of others receiving over $50 , 000 for professional services . . . . . None f?aitIX^A Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of I Expenses organizations and other beneficiaries served, conferences convened, research papers produced, etc 1 N/A ------

2

3

4

.Paj IX;;B Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 . Amount 1 N/A ------

2 ------

All other program-related investments See instructions 3 ------

Total. Add lines 1 through 3 ...... • ...... ' BAA Form 990-PF (2015)

TEEA0307 10/13/15 Fdrm 990-PF (2015) The Henr y Luce Foundation , Inc. 13-6001282 Page 8

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc, purposes a Average monthly fair market value of securities ...... 1 a 871,012 , 486. b Average of monthly cash balances ...... 1 b 811 , 295. c Fair market value of all other assets (see instructions) ...... 1 c 1,000. d Total (add lines 1a, b, and c) ...... 1 d 871 , 824 , 781. e Reduction claimed for blockage or other factors reported on lines la and 1c 91111111111111 (attach detailed explanation) ...... 1 e 2 Acquisition indebtedness applicable to line 1 assets ...... 2 3 Subtract line 2 from line 1 d ...... 3 871 r 824,781. 4 Cash deemed held for charitable activities. Enter 1-1/2% of line 3 (for greater amount, see instructions) ...... 4 13, 077, 372. 5 Net value of noncharitable -use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4 ...... 5 858,747 , 409. 6 Minimum Investment return . Enter 5% of line 5 • . . • • • . • ...... 6 42, 937 , 371. Part Xl Distributable Amount (see instructions) (Section 49420)(3) and 0)(5) private operating foundations and certain foreign organizations check here and do not complete this part.) I Minimum investment return from Part X, line 6 ...... 1 42 , 937,371. 2 a Tax on investment income for 2015 from Part VI, line 5 ...... 2 a 295,168. b Income tax for 2015. (This does not include the tax from Part VI.) ...... 2 b c Add lines 2a and 2b ...... 2c 295 , 168. 3 Distributable amount before adjustments Subtract line 2c from line 1 ...... 3 42, 642 , 203. 4 Recoveries of amounts treated as qualifying distributions ...... 4 5 Add lines 3 and 4 ...... 5 42, 642,203. 6 Deduction from distributable amount (see instructions) ...... 6 7 Distributable amount as adjusted. Subtract line 6 from line 5 Enter here and on Part XIII, line 1 ...... 7 42, 642,203. PartXll Qualifying Distributions (see instructions)

I Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes: a Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 ...... 1 a 43,540,483. b Program-related investments - total from Part IX-B ...... 1 b 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc, purposes . . . . . 2 3,457. 3 Amounts set aside for specific charitable projects that satisfy the a Suitability test (prior IRS approval required ) ...... 3 a b Cash distribution test (attach the required schedule) ...... 3b 4 Qualifying distributions . Add lines 1 a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 . . . . 4 43 , 543,940. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b (see instructions) ...... 5 295,168. 6 Adjusted qualifying distributions . Subtract line 5 from line 4 ...... 6 43,248,772. Note . The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years. BAA Form 990-PF (2015)

TEEA0308 10113/15 Form 990-PF (2015) The Henry Luce Foundation, Inc. 13-6001282 Page 9 Part XIII] Undistributed Income (see instructions)

(a) (b) (c) (d) Corpus Years prior to 2014 2014 2015

1 Distributable amount for 2015 from Part XI, line 7 ...... 42 , 642, 203. 2 Undistributed income, if any, as of the end of 2015 a Enter amount for 2014 only ...... 0. b Total for prior years 20 20 3 Excess distributions carryover, if any, to 2015 a From 2010 ...... 16, 306 877. b From 2011 ...... 0. c From 2012 ...... 111 , 921. d From 2013 • . . • . . 465, 027 . e From 2014 ...... 1,012 , 668. f Total of lines 3a through e ...... 17,896,493. 4 Qualifying distributions for 2015 from Part XII, line 4 : "' $ 43,543,940. a Applied to 2014 , but not more than line 2a . .

b Applied to undistributed income of prior years (Election required - see instructions ) . . . . .

c Treated as distributions out of corpus (Election required - see instructions) . . . . . d Applied to 2015 distributable amount . . . . 42 , 642,203. e Remaining amount distributed out of corpus 901 , 737. 5 Excess distributions carryover applied to 2015 . . . . (If an amount appears in column (d), the same amount must be shown in column (a).)

6 Enter the net total of each column as indicated below:

a Corpus Add lines 3f, 4c, and 4e Subtract line 5 . . . . 18, 7 9 8 , 2 3 0 . b Prior years' undistributed income . Subtract line 4b from line 2b ...... 0. c Enter the amount of pnor years ' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed ......

d Subtract line 6c from line 6b Taxable amount - see instructions ...... 0. e Undistributed income for 2014 Subtract line 4a from line 2a Taxable amount - see instructions . . . . . 0.

f Undistributed income for 2015 Subtract lines 4d and 5 from line 1. This amount must be distributed in 2016 ...... 0. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170 (b)(1)(F) or 4942 (g)(3) (Election may be required - see instructions) . . . . .

8 Excess distributions carryover from 2010 not applied on line 5 or line 7 (see instructions ) . 16,306,877.

9 Excess distributions carryover to 2016. Subtract lines 7 and 8 from line 6a . . . . . 2 , 4 91 , 3 5 3 . 10 Analysis of line 9 a Excess from 2011 . . 0. b Excess from 2012 . 111, 921 . c Excess from 2013 •. 465,027. d Excess from 2014 . . 1 012,668. e Excess from 2015 . 901,737. BAA Form 990-PF (2015)

TEEA0309 10113115 Fdrm 990-PF (2015) The Henry Luce Foundation, Inc. 13-6001282 Page 10 18art XIM Private Operating Foundations (see instructions and Part VII-A, question 9) N/A 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2015, enter the date of the ruling ...... b Check box to indicate whether the foundation is a private operating foundation described in section 4942(1)(3) or 4942(1)(5) 2 a Enter the lesser of the adjusted net Tax year Prior 3 years Part I or the minimum income from 2015 2012 (e) Total investment return from Part X for (a) ( b) 2014 (c) 2013 d each year listed ...... b85%ofline2a ...... c Qualifying distributions from Part XII, line 4 for each year listed ...... d Amounts included in line 2c not used directly for active conduct of exempt activities ...... e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ...... 3 Complete 3a, b, or c for the alternative test relied upon- * 'Assets' alternative test - enter: (1) Value of all assets ...... (2) Value of assets qualifying under section 49420)(3)(B)(i) ...... b 'Endowment' alternative lest - enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed ...... c 'Support' alternative test - enter: (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ......

(2) Support from general public and 5 or more exempt organizations as provided in section 49420)(3)(B)(m) ...... (3) Largest amount of support from an exempt organization ...... (4) Gross investment income ...... PartiXV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year - see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2).) None

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity ) of which the foundation has a 10 % or greater interest None

2 Information Regarding Contribution , Grant, Gift, Loan , Scholarship, etc, Programs: Check here 10. F if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name , address , and telephone number or e-mail address of the person to whom applications should be addressed: See Attached Schedule 1

b The form in which applications should be submitted and information and materials they should include: See Attached Schedule 1

c Any submission deadlines: See Attached Schedule 1

d Any restrictions or limitations on awards , such as by geographical areas , charitable fields, kinds of institutions, or other factors See Attached Schedule 1

BAA TEEA0310 10113/15 Form 990-PF(2015) Farm 990-OF (2015 ) The Henry Luce Foundation, Inc. 13-6001282 Page 11

3 Grants and Contributions Paid During the Year or Approved for Future Payment If recipient is an individual, Foundation Recipient show any relationship to any Purpose of grant or status of Amount foundation manager or recipient contribution Name and address (home or business) substantial contributor a Paid during the year See Attached Schedule F None All amounts were paid solely for charitable purposes as described in section 170 (c) (2) of the IRS code of 1986 as amended.

Total ...... 3a 3-7 1 239,853. b Approved for future payment See Attached Schedule F None All amounts were approved solely for charitable purposes as described in section 170 (c) (2) of the IRS code of 1986 as amended.

Total ...... 3bl 39, 634, 939. BAA TEEA0501 10/13/15 Form 990-PF (2015) Form 990-PF (2015) The Henry Luce Foundation, Inc. 13-6001282 Page 12 Part XVI -A Analysis of Income -Producing Activities

Enter grpss amounts unless otherwise indicated . Unrelated business income Excluded by section 512, 513, or 514 (e) (a) (b) (c) (d) Related or exempt Business Amount Excfu- Amount function income code Sion (See instructions ) 1 rogram service revenue code a b c d e f 9 Fees and contracts from government agencies 2 Membership dues and assessments ...... 3 Interest on savings and temporary cash investments . . . . 4 Dividends and interest from securities ...... 14 4,204,752. 5 Net rental income or (loss) from real estate a Debt-financed property ...... • . . . • • . b Not debt-financed property ...... 6 Net rental income or (loss) from personal property . . . . . 7 Other investment income ...... 8 Gain or (loss) from sales of assets other than inventory . . 9 0 0 0 9 9 1,535,156. 18 88 , 844,718. 9 Net income or (loss) from special events . . . . . 10 Gross profit or (loss ) from sales of inventory . . . 11 Other revenue- a CBL Ro y alties 15 7 , 451. b Miscellaneous Income 900099 -1 , 611 , 220. 1 1 , 632 , 229. c d e 12 Subtotal. Add columns (b), (d), and (e) ...... -76,064. 94, 689, 150. 13 Total . Add line 12, columns (b), (d), and (e) ...... 13 94r613,086. (See worksheet in line 13 instructions to verify calculations.) Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes

BAA TEEA0502 10/13115 Form 990-PF (2015) Form 990-FiF (2015) The Henr y Luce Foundation, Inc. 13-6001282 Page 13 Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations Yes No 1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501 (c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of X (1) Cash ...... a (1) (2) Other assets ...... 1 a (2) X b Other transactions: (1) Sales of assets to a nonchantable exempt organization ...... ^1 b (1) X (2) Purchases of assets from a nonchantable exempt organization ...... 1 b (2) X (3) Rental of facilities, equipment, or other assets ...... 1 b (3) X (4) Reimbursement arrangements ...... 1 b (4) X (5) Loans or loan guarantees ...... 1 b (5) x (6) Performance of services or membership or fundraising solicitations ...... 1 b (6) x C Sharing of facilities, equipment, mailing lists, other assets, or paid employees ...... 1 c x

d If the answer to any of the above is 'Yes,' complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. (a) Line no (b) Amount involved (c) Name of nonchantable exempt organization (d) Description of transfers, transactions, and sharing arrangements

2 a Is the foundation directly or indirectly affiliated with , or related to, one or more tax-exempt organizations section 501 ( the Code (other than section 501(c )(3)) or in section 527? ...... Yes No described in c) of F1 FX1 b If 'Yes .' complete the following schedule. (a) Name of organization (b) Type of organization (c) Description of relationship

Under penalties of pen ury, I decl re that I have examined this return , including accompanying schedules and statements , and to the best of my knowledge and belief, it is true correct. a plete Declarati of pre arer (other than taxpayer ) is based an all info Sign Here

Signature of officer or trustee Date Pnntrype preparer 's name Preparers signature Paid Preparer Firm's name e - r e a Use Only Firm's address ►

BAA The Henry Luce Foundation, Inc. 13-6001282

Form 990-PF, Page 1, Part I, Line 23

Other expenses : Rev/Ex p Book Net Inv Inc Ad Net Inc Charity Disb See Line 23 Stmt 862,395. 23,710. 834,663.

Total 862, 395. 23,710. 834, 663.

Form 990-PF, Page 2, Part II, Line 14 L-14 Stmt

(a) (b) (c) Line 14b - Description of Cost/Other Accumulated Book Value Land, Buildings, and Equipment Basis Depreciation

See Schedule C I 1,628,128. 904,177. 723,951.

Total 1, 628, 128. 904, 177. 723,951.

Form 990-PF, Page 2, Part II, Line 15 Other Assets Stmt

Beginning End of Year Line 15 - Other Assets : Year Book Book Fair Market Value Value Value

See Schedule B 282,459. 282,459.

Total 282,459. 282,459.

Form 990-PF, Page 2, Part II, Line 22 Other Liab Stmt

Beginning Ending Line 22 - Other Liabilities: Year Book Year Book Value Value

Postretirement medical benefits 2,464,484. 2,551,998. Unfunded Supplemental pension 755,233. 679,547. Deferred federal excise tax 3,555,111. 1,728,998.

Total 6, 774, 828. 4_,960,543. The Henry Luce Foundation, Inc. 13-6001282 2

Supporting Statement of:

Form 990-PF, pl/Line 4(b)

Description Amount

Book to tax differences 1,213,646.

Total 1, 213, 646.

Supporting Statement of:

Form 990-PF, pl/Line 11(a)-1

Description Amount

Clare Boothe Luce Royalties 7,451. Miscellaneous Income 21,009.

Total 28,460.

Supporting Statement of:

Form 990-PF, pl/Line 11(b)-1

Description Amount

Clare Boothe Luce Royalties 7,451. Miscellaneous Income 21,009. Book to tax differences -1,627,810.

Total -1,599,350.

Supporting Statement of:

Form 990-PF, pl/Line 18(a)-1

Description Amount

1% of Line 27b 1,178,721. Deferred excise tax recovery -1,826,113.

Total -647,392. The Henry Luce Foundation, Inc. 13-6001282 3

Supporting Statement of:

Form 990 -PF, pl/Line 18(b)-1

Description I Amount

Book to tax differences ^ -208,928.

Total -208,928.

Supporting Statement of:

Form 990-PF, pl/Line 23(a)-1

Description Amount

See Schedule A 862,395.

Total 862, 395.

Supporting Statement of:

Form 990-PF, pl/Line 23(b)-1

Description Amount

See Schedule A 23,710.

Total 23,710.

Supporting Statement of:

Form 990-PF, pl/Line 23(d)-1

Description I Amount

See Schedule A 834,663.

Total 834,663. THE HENRY LUCE FOUNDATION, INC. SCHEDULE A DETAIL EXPENSE STATEMENT E.I. 13-6001282 990PF PART 2015

Description Column (a) Column (b) Column (d)

Legal fees Cravath, Swaine & Moore

Professional legal services 28,939 0 63,116 Accounting fees Owen J Flanagan & Company Professional audit services 35,409 0 35,000 Other professional fees Cammack Inc - pension consultant 20,000 0 20,000 Employment recruiting consultant 21,300 21,300 Miscellaneous professional consulting 19,514 0 11,444 Subtotal prof fees before inv /cust fees 60,814 0 52,744 Rock Creek - investment management fees (24) (24) 0 Investure Evergreen Funds - investment management fees 77,190 77,190 0 Investure - investment management fees 3,244,969 3,244,969 0 Parametric - investment management fees 19,643 19,643 0 BNY Mellon - custody fees 140,669 140,669 0 Investure various funds - book to tax differences 0 (1,446,657)

Total Other Professional Fees 3,543 ,261 2,035,790 52,744

Foreign Taxes Investure various funds - book to tax differences Total Foreign Taxes 0 (208,928) 0

Other Expenses Registration fees & dues 30, 926 0 31,179 Computer, office supplies & maintenance 231,798 23,710 206,529 Insurance, fees, storage, books and sundry 65,479 0 64,965 Subtotal other admin. 328,203 23,710 302,673

Luce Scholars 343,745 0 342,473 Asian Affairs 43,706 0 42,942 American Art 18,495 0 18,409 HRL Initiative on Religion & International Affairs 35,375 0 35,175 Theology 29,854 0 30,009 Other program expenses (Including CBL) 63,017 0 62,982 Subtotal program 534,192 0 531,990

Total Other Expenses 862,395 23 ,710 834,663 The Henry Luce Foundation, Inc Schedule B Balance Sheet detail (990PF-Part II) E 1 13-6001282 At December 31, 2015 1

Security Name Security Description Shares/Par Cost Market Value

Savings and Temporary Cash Investments (Part II-Line 2): US DOLLAR CASH 1,140,459 1,140,459 DREYFUS THE PR CSH MGT INS 761 CASH 15,579,361 15,743,309 15,743,309

Total - Savings and Temp. Cash Investments (Part II-Line 2): 16, 883, 768 16, 883,768

Investments - US & State Govt Oblig ( Part II-Line 10a): INVESTURE - FIXED INCOME US TREASURY NOTE 23,647,000 24,443,943 24,595,963

Total Investments - US & State Govt Oblig (Part II-Line 10a): 24,443,943 24, 595,963

Investments - (Other Part II-Line 13): INVESTURE - ALTERNATIVE FUND GLOBAL COMMINGLED FUND 148,207 83 160,996,909 230,012,728 AMPERSAND 2001 LIMITED PARTNERSHIP UNITS 2,538,148 1,865,858 AUDA CAPITAL I LIMITED PARTNERSHIP UNITS 1,564,241 131,250 AUDA CAPITAL II LIMITED PARTNERSHIP UNITS 2,895,389 78,922 AUDA CAPITAL III LP LIMITED PARTNERSHIP UNITS 1,712,796 595,230 AUDA PARTNERS LP LIMITED PARTNERSHIP UNITS 4,999,376 582,379 COMMONFUND NATURAL RESOURCES LIMITED PARTNERSHIP UNITS 6,473,751 6,487,677 COMMONFUND GLOBAL DISTRESSED 3 LIMITED PARTNERSHIP UNITS 1,444,021 4,899, 545 COMMONFUND GLOBAL DISTRESSED 4 LIMITED PARTNERSHIP UNITS 335,597 750,747 COMMONFUND INTL PARTNERS VII LIMITED PARTNERSHIP UNITS 9,586,539 12,443,415 COMMONFUND PRIVATE EQUITY VII LIMITED PARTNERSHIP UNITS 8,671,796 12,837,002 COMMONFUND VENTURE IX LIMITED PARTNERSHIP UNITS 2,947,047 6,208,700 COMMONFUND VENTURE VIII LIMITED PARTNERSHIP UNITS 5,275,831 10,114,265 CONVEXITY CAPITAL OFFSHORE LP LIMITED PARTNERSHIP UNITS 27,500,000 25,787,586 CYPRESS MERCHANT BANKING PTRS LIMITED PARTNERSHIP UNITS 4,546,758 1,384,876 IGEF - ALL ASSETS LIMITED PARTNERSHIP UNITS 287,652,128 300,460,532 INVESTURE - EMERGING MARKETS FUND LIMITED PARTNERSHIP UNITS 60,613,378 67,134,883 IEF-2012 ST TRANCHE LIMITED PARTNERSHIP UNITS 13,691,764 16,804,233 IEF-2013 SP TERM TRANCHE LIMITED PARTNERSHIP UNITS 15, 565, 035 16,457, 922 IEF-2014 SP TERM TRANCHE LIMITED PARTNERSHIP UNITS 19,768,342 22,833,017 IEF-2015 SP TERM TRANCHE LIMITED PARTNERSHIP UNITS 16,839,546 17,212,940 IEF-PERM TRANCHE LIMITED PARTNERSHIP UNITS 27,106,390 22,019,231 LEAPFROG VENTURES LP LIMITED PARTNERSHIP UNITS 6,261,089 600,164 MESIROW PARTNERSHIP FUND I LIMITED PARTNERSHIP UNITS 3,507,499 360,740 ROCK CREEK GROUP LIMITED PARTNERSHIP UNITS 440,868 440,498 PARAMETRIC CLIFTON GLOBAL FUTURES CONTRACTS - 59,820 PARAMETRIC CLIFTON GLOBAL GLOBAL EQUITY FUND 4,504,736 4,472,674 LISTERINE ROYALTY INT CONTRACT 1,100,000 1,800,000

Total - Investments - (Other Part II-Line 13): 698,538,974 784,836,834

Other Assets ( Part II-Line 15): Dividends and interest receivable 252,300 252,300 Art Work/Paintings 30,159 30,159

Total - Other Assets (Part II-Line 15): 282,459 282,459 Schedule C E1 13-6001282 THE HENRY LUCE FOUNDATION, INC 1 SCHEDULE OF DEPRECIABLE ASSETS AND ACCUMULATED DEPRECIATION AND LEASEHOLD IMPROVEMENTS AND AMORTIZATION Calendar Year 2015

- Accumulated Depreciation Total 8 of Computed Rounded Date Date Dep/Amort Balance Rate In Years Depr Dep/Amort Dep/Amort Description of Property Acquired Disposed Cost Thru 2015 12/31/15 Years Incl CY 2015 2015 Furniture for 51 Madison move 4/07 115,100 69,060 46,040 15 9 7,673 33 7,673 Furniture for 51 Madison 4/09 &11/09 7,205 3,325 3,880 13 7 Free Standing A/C Unit Disposition 3/14 (3,417) (1,577) (1,840) 3,788 2,040 1,748 13 7 29138 291 Refrigerator 1/11 2,534 845 1,689 15 5 168 93 169 Computer/Servers/Software 3/11&11/11 14,276 14,276 - 5 5 2,85516 2,855 Computer/Servers/Software 4/12 23,722 18,977 4,744 5 4 4,744 35 4,744 Computer/Servers/Software 4/12 2,324 1,860 465 5 4 464 88 46S Computer/Servers/Software 7/13 7,080 4,248 2,832 5 3 1,41600 1,416 Computer/Servers/Software 9/13 4,765 2,859 1,906 5 3 953 00 953 Computer/Servers/Software 2/14 2,657 1,063 1,594 5 2 53140 531 Computer/Servers/Software 3/14 & 5/14 6,373 2,549 3,824 5 2 1,274 67 1,275 Computer/Servers/Software 5/14 4,720 1,888 2,832 5 2 944 00 944 Computer/Servers/Software 5/14 5,545 2,218 3,327 5 2 1,109 00 1,109 Computer/Servers/Software 7/14 14,089 5,636 8,454 5 2 2,817 86 2,818

Sub-total Depreciable Assets and Accumulated Depreciation - 12/31/15 206,974 127,518 79,456 25,243 98 25,243 98

2015 Acquisitions Computer/Servers/Software 7/15 3,457 691 2,765 5 1 69135 691

Sub-total 2015 Acquisitions 3,457 691 2,765 691 691

Total - a/c 1500-00-00-00 @ 12/31/15 210,430 128,209 82,221 25,935 33 25,935

Depreciation Total 8 of Computed Rounded Date Dep/Amort Balance Rate in Years Depr Dep/Arnort Dep/Amort Description of Property Acquired Cost Thru 2015 12/31/15 Years Incl CY 2015 2015

Leasehold Improvements 2006 Prepaid - into service in 2007 12/06 214,510 - - 15 9 2007 improvements - Net 4/07 1,003,497 649,600 568,407 7/14 (2,630) (1,403) (1,227) 1,215,377 729,226 486,151 15 9 81,02513 81,025 Furniture 3&7/09 5,657 3,045 2,612 13 7 435 15 435 12/13&1/14- 2013 Prepaid - into service in 2014 (N Buildout) 3114 48,919 10,871 38,048 9 2 5,43544 5,435 North End Buildout 1/1-6/30/14 143,772 31,949 111,822 9 2 15,974 63 15,975 3 Bookcases/Picture Frame/FDNY Fee (addendui 7/1-10/31/14 3,973 883 3,090 9 2 441 41 441

Sub-total Leasehold Improvements and Accumulated Amortization - 12/31/15 1,417,697 775,974 641,723 103,312 103,312

2015 Improvements

Sub-total 2015 Improvements - - -

Total - a/c 1520-00-00-00 @ 12/31/15 1,417,697 775,974 641,723 103,311.77 103,312

Total 1,628,128 904,183 723,944 129,247 09 129,247

G/L Bal @ 12/31/15 G/L Bal @ 12/31/15 1500-00-00-00 210,431 1510-00-00-00 (128,210) 1520-00-00-00 1,417,697 1530-00-00-00 (775,974)

1,628 , 128 (904,184) NET FIXED ASSETS 723,944 THE HENRY LUCE FOUNDATION SCHEDULED SCHEDULE OF OFFICERS AND DIRECTORS E.I. 13-6001282 990PF - PART VIII 1 2015

Time Devoted Annual Contributions to Expense Account Name and Address Position to Position Compensation Benefit Plans Other Allowances

Mr Terrence B Adamson Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010

Dr Elizabeth Broun Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010

Dr Mary Brown Bullock Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010

Mrs Margaret Boles Fitzgerald Chair 52 days per year 75,000 0 0 The Henry Luce Foundation & Director 51 Madison Avenue, 30th Floor New York, NY 10010

Dr Claire L Gaudiani Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010

Dr Michael Gilligan President Standard work/week 380,000 70,567 0 The Henry Luce Foundation & Director 35 hour minimum 51 Madison Avenue, 30th Floor New York, NY 10010

Dr Kenneth T Jackson Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010

Dr Debra S Knopman Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010 THE HENRY LUCE FOUNDATION SCHEDULE D SCHEDULE OF OFFICERS AND DIRECTORS E.I. 13-6001282 990PF - PART VIII 2 2015

Time Devoted Annual Contributions to Expense Account Name and Address Position to Position Compensation Benefit Plans Other Allowances Mr H Christopher Luce Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010

Mr Thomas L Pulling Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010

Dr David V Ragone Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010

Dr George E Rupp Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010

Mr Sean T Buffington Vice-President Standard workweek 224,354 47,785 The Henry Luce Foundation 35 hour minimum 51 Madison Avenue, 30th Floor New York, NY 10010

Ms Staci M Salomon Chief Financial Officer Standard workweek 200,000 67,911 0 The Henry Luce Foundation and Treasurer 35 hour minimum 51 Madison Avenue, 30th Floor New York, NY 10010

Dr Toby Volkman Secretary Standard work/week 201,750 73,644 0 The Henry Luce Foundation 35 hour minimum 51 Madison Avenue, 30th Floor New York, NY 10010

Sub-total 1,331,104 259,907 0

Change in accruals 21,720 0 0

Total Officers & Directors Compensation 1,352,824 259,907 0 THE HENRY LUCE FOUNDATION SCHEDULE E SCHEDULE OF CAPITAL GAIN (LOSS) E 1 13-6001282 990PF - PART VIII 1 2015

Public Investment Assets Gainl(Loss)

Manager/Investment per Custody (BNY Mellon) detail Transaction Type Proceeds Cost Gain/( Loss) Public Managers Realized Gain/(Loss) Activity 52,315,573 87 52,293,953.05 21,620 82

Total Public 52,315,573.87 52,293,953 .05 21 , 620.82

Non-Public Investment Assets Gains and Losses Manager/Investment Per Custody ( BNY Mellon) detail Private Equity Managers- Various Realized Gain/(Loss) Activity 112,377,056 61 67,388,551.75 44,988,504 86

Investure Emerging Markets Fund, L.P. Year-end financial statement AJE 1,598,550 00 0 00 1,598,550.00

Investure Evergreen Fund, L.P. Year-end financial statement AJE 0.00 2,705,964.00 (2,705,964.00)

Investure Global Equity Fund, L P. Year-end financial statement AJE 46,511,390.00 0.00 46,511,390.00

Commonfund Year-end financial statement AJE 0.00 61,790.68 (61,790.68)

Various Class Action Proceeds 27,563.00 0.00 27,563 00

Total Non-Public 160,514,559.61 70,156,306 43 90,358,253.18

Total Capital Gain/(Loss) per Financial Statement 212,830,133 48 122,450,259.48 90,379,874.00

Various Book to tax differences adjustment 0 00 (58,469,465.00) (58,469,465 00)

Total Capital Gain/(Loss ) per 990PF col b 212,830,133.48 180,919,724.48 31,910,409.00 . Schedule F 2' r5-Grant-Schedule 13-6001282 1 Foundation Unpaid Awd ./Adj. PaidlRef. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATIONIGRANT TITLE Reci p ient 1/1/2015 2015 2015 12/31/2015

AMERICAN ART

American Antiquarian Society, Worcester, MA 01609-1634 PC 125,000 125,000 For the exhibition & catalogue, Paul Revere Artisan & Entrepreneur

American Council of Learned Societies, New York, NY 10017-6795 PC 2,373,750 1,023,750 1 ,350,000 Renewal of the American Art Dissertation Fellowship Program

Arkansas Arts Center, Little Rock, AR 72203 PC 350,000 200,000 150,000 To integrate a gift of John Mann drawings into the permanent collection

The Art Institute of Chicago, Chicago, IL 60603 PC 125,000 125,000 To digitize and publish the Amencan silver collection

Association of Historians of American Art (AHAA), Jackson , MS 3920 6 PC 20,000 20,000 For continued support of its official journal, Panorama

Baltimore Museum of Art, Baltimore, MD 21218 PC 150,000 150,000 Support for the exhibition & catalogue, Matisse/Diebenkorn

Bowdoin College Museum of Art, Brunswick, ME 04011 -8494 PC 75,000 75,000 Support for the exhibition & catalogue 'This is a Portrait Identity in American Art, 1912-Present'

Col umbia Museum of Art, Columbia , SC 29202 PC 100,000 100,000 For the exhibition & catalogue, REMIX Themes & Variations in African-American Art

The Corn ing Museum of Glass, Corning, NY 14830-2253 PC 50,000 50,000 To research & digitize part of the American glass collection

Danforth Art, Farmingham , MA 01702 PC 40,000 40,000 To safeguard & document the Meta Vaux Fuller Collection

Denver Art Museum, Denver, CO 80204-2788 PC 200,000 100,000 100,000 For the exhibition & catalogue, Women of Abstract Expressionism

Det roit Institute of Arts, Detroit, MI 48202 PC 150,000 150,000 Frederic Church To the Holy Lan d and Beyond Schedule F ^rSGrant-Schedule 13-6001282 2 Foundation Unpa id Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2015 2015 2015 12/31/2015 Hampton University Museu m, Hampton, VA 23668 50,000 50,000 To support an inventory & photo-documentation of the Amencan art collection

Harwood Museum of Art, Taos, NM 87571 PC 50,000 50,000 Mabel Dodge Luhan & Company American Modems & the West

Indianapolis Museum of Art, I ndianapolis, IN 46208 PC 200,000 200,000 To digitize the American art collection

Madison Sq uare Park Conservancy, New York, NY 10010 PC 40,000 40,000 For the Mad Sq Art program & the Martin Puryear installation

Minneapolis Institute of Art, Minneapolis, MN 55404 PC 200,000 200,000 For the exibition & catalogue, Native American Women Artists

Montclair Art Museum, Montclair, NJ 07042-1747 PC 150,000 150,000 Matisse and American Art

Museum of Arts and Design, New York, NY 10019 PC 150,000 75,000 75,000 For the exhibition & catalogue, Out of Clay Peter Voulkos 1953-1968

Museum of Modern Art, New York, NY 10019-5497 PC 150,000 4 150,000 Support for the exhibition and catalogue 'Donald Judd'

National Endowment for the Arts, Washington , DC 20506 GOB/ 50,000 50,000 For programs related to the 5 0th anniversary celebration

Nationa l Gallery of Art, Landover, MD 20785 PC 300,000 150,000 150,000 For the exibition & catalogue, In Full Swing The Art of Stuart Davis

Nationa l Gallery of Art, Landover, MD 20785 PC 50,000 50,000 To support cataloging & integrating of American prints, drawings & photographs acqui red from the Corcoran Gallery of Art

New Museum , New York, NY 10002 PC _ 50,000 50,000 To support the publication of Marcia Tucker's writings

The Noguchi Museum , Long Island City, NY 11106 PC 650,000 250,000 400,000 To support the Noguchi Digital Archives Resource Center F 1110 null ry Luce roun UdElOF1, . Schedule 2^t5-Gran Sc edul-e 13-6001282 3. Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1 11120 15 2015 2015 1213112015 Parrish Art Museum, Water Mill, NY 11976 PC 100,000 5 0,000] 50,000 For the exibition & catalogue, John Graham Maverick Modernist

Pennsylvania Academy of the Fine Arts, Philadelphia, PA 19102-1424 PC 250,000 200,000 50,000 For the exibition & catalogue, World War I and American Art

Philadelphia Museum of Art, Philadelphia , PA 19101-7646 PC 1,500,000 1,500,00 To reinstall & reinterpret Phase I of the American art collection

Portland Museum of Art, Maine , Portla nd, ME 04101 PC 100,000 100,000 To reinstall & reinterpret the permanent collection

Princeton University Art Museum , Trustees of Princeton University, Princeton , NJ 08544 PC 125,000 125,000 For the exibition & catalogue, Nature's Nation American Art and Environment

Saint Vincent College, Latrobe, PA 15650-2690 PC 25,000 25,000 To support the textile database & research collection at the McCarl Coverlet Gallery

San Francisco Museum of Modern Art, San Francisco , CA 94103-3159 PC 250.00 0 250,000 To reinstall & reinterpret the collection

Sa n Francisco Museum of Modern Art, San Francisco, CA 94103-3159 PC 300,000 300,00 0 For the exibition & catalogue, Bruce Conner It's All True

Smithsonian Ame rican Art Museum , Smithsonian Institution , Washington, DC 200 13-7012 PC 125,000 125,000 Reinstall & reinterpret the Renwick Gallery's American Collection

The Speed Art Museum , Louisville, KY 40208 PC - 100,000 100,000 American Indian Art from the Weygold Collection

Virginia Museum of Fine Arts, Richmond, VA 23220-4007 PC 100,000 100,000 For the exibition & catalogue, Jasper Johns & Edvard Munch Shadows & Reflections

Westmoreland Museum of American Art, Greensburg, PA 15601 PC 150,000 150,00 0 To reinstall the expanded American art collection

Williams College Museum of Art, Williamstown, MA 01267-2566 PC 75,000 75,000 1 For ongoing digitization of the American art collection Schedule F 2 15-Grant-Schedu e 13-6001282 4- Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Recipient 1 /1/2015 2015 2015 12/31/2015 Yale University Art Gallery, New Haven, CT 06520-8271 PC 100,000 100,000 Rhode Island Furniture, 1650-1830

Total American Art: 1,800,000 7,348,750 6,073,750 3,075,000 . Schedule F 241-5-Grant-Scljedu e 13-6001282 5- Foundation Unpaid Awd ./Adj. Pa id/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/1/2015 2015 2015 12/31/2015 ASIA

American Center for Mongolian Studies , Philadelphia , PA 19104 PC 180, 000 180,000 For a cultural heritage research & training program

Ame rican Council of Learned Societies, New York, NY 10017-6795 PC 625,000 625,000 China Studies Program #3

American Folkl ore Society, Columbus, OH 43201-2602 PC 80,000 80,000 Phase Two of the Intangible Cultural Heritage Project

American Friends of Prospect Burma, Accord, NY 12404 PC 90,000 30,000 60,000 For the Journal of Burmese Scholarship & related workshops

American Institute for Indonesian Studies (AIFIS), Ithaca, NY 14850 PC 24,500 24,500 For a reseach fellowship program for Indonesian scholars

Arizona State University Foundation, Tempe, AZ 85280-2260 PC 106,000 106,000 Theravada Civilizations Project II

Arizona State University Foundation , Tempe , AZ 85280-2260 PC 450,0 00 300,000 150,000 For the American Experience Initiative

Asia Foundation, San Francisco , CA 94 119-3223 PC 100,000 100,000 Expand Education & Exchange Program on US-China Relations

Asia Society, New York, NY 10021-5088 PC 400,000 100,000 300,000 For ChmaFde, a new online magazine about China

Asia Society, New York, NY 10021 -5088 PC 50,000 50,000 For the Task Force on US-China relations

Asian Art Museum, San Francisco , CA 94102 PC 250,000 250,000 For the exibition & catalogue, Emperors' Treasures Chinese Art from the National Palace Museum, Taipei

Asian Cultural Council , New York, NY 10036- 1802 PC 200,0 00 100,000 100,000 American Artists & Museum Professionals in Asia program I Fie Schedule F 2 1-5-Grant-Sc edu e 13-6001282

Foundation Unpaid Awd./Adj. Paid/Ref. Total ------Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Recipient 1 /1/2015 2015 2015 12/31/2015 The Aspen Institute, Washington , DC 20036-1133 PC 150,000 75,000 75,000 For the United States-China Policy Dialogue

Association for Asian Studies, Ann Arbor, Ml 48108 PC 300,000 75,000 225,000 Summer workshop program on emerging fields in the study of Asia

Beijing Civil Society Development Research Center, Beijing, 100009 PC 180,000 150,000 30,000 Bilingual Chinese-English media, research & services platform

Center for American Progress, Washington , DC 20005 PC 100,000 100,000 For a project on U S -China cooperation in Southeast Asia

Center for Khmer Studies, Inc., New York, NY 10065 PC 30,000 30,000 Pilot training program 'Exploring Conflict in the AS EAN Region'

Center for Strategic and International Studies, Washington , DC 20036 PC 100,000 50,000 50,000 Young Leaders Program of Pacific Forum CSIS #3

Center for Strategic and International Studies, Wash i ngto n, DC 2003 6 PC 35,000 35,000 'Myanmar 2015 Challenges & Policy Responses'

Center for Strategic and International Studies, Washington, DC 20036 PC 100,000 100,000 Policy dialogue on territorial dispute & conflict prevention in the South China Sea

China Dialogue Trust, London , Ni 6HT PC 200,000 100,000 100,000 Research & Reporting on China's Global Environmental Impact #2

China Institute in America, New York, NY 10065 PC 100,000 100,000 For the exhibition & catalogue, 'Art in a Time of Chaos'

Sterling & Francine Clark Art Institute, Williamstown, MA 01267 PC 125,000 75,000 50,000 A pilot fellowship & exhibition program with Chinese museums

Columbia University , New York, NY 10027 PC 60,000 60,000 Tibet Library Project

Columbia University, New York, NY 10027 PC 1 30,000 90,000 40,000 For launch of the New York Southeast Asia Network Inc. Schedule F -2 ^sGrant Sc etiu e 13-6001282 7. Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1 /1/2015 2015 2015 12/31/2015 Columbia University , New York, NY 10027 PC 27,000 27,000 To support the China-Latin America workshop

Cornell University, Ithaca, NY 14853 PC 76,000 76,000 Conservation training program with Chinese libraries #2

Duke University , D urham , NC 27708-0001 PC 300,000 150,000 150,000 For activities of the Southeast Asia Research Group

Freer Gallery of Art & Arthur M. Sackler G allery , Smithsonian Institution , Washington, DC 2 PC 90,000 90,000 For a Chinese painting conservator position

The George Washington University, Washin gton, DC 20052 PC 50,000 50,000 Trilateral Academic Dialogue on the Asia-Paci fic Future

Georgetown University, Washington , DC 20057 PC 50,000 50,000 Georgetown-International Dunhuang Project Postdoctoral Research Fellow for North American Silk Road Collections

Hmong Cultural Center, Saint Paul, MN 55104-4796 PC 25,000 25,000 For initiatives of the Hmong Resource Center Library

Indiana University , Bloomington, IN 47401 PC 50,000 50,000 Initiative on philanthropy in China

Institute of International Education, New York, NY 10017-3580 PC 250,000 150,000 100,000 Myanmar International Relations in Higher Ed Initiative #2

Inter-American Dialogu e, Washington , DC 20036 PC 45,000 45,000 A research project on China-Latin America relations

J. Paul Getty Trust, Los Angeles, CA 90049-1681 PC 250,000 250,000 Cave Temples of Dunhuang Buddhist Art on China's Silk Road

Paul H. Nitze School of Advanced International Studies ( SAIS), Johns Hopkins University, Wa. PC 125,000 125,000 Fellowship Program for Graduate Students & Young Faculty

KCETLink, Burbank, CA 91505 PC 150,000 150,000 Continued support for LinkAsia's programming Schedule F 20 15-Gant-Scl#edule 13-6001282 8 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid- PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/1/2015 2015 2015 12/3112015 The Lontar Foundation , Pejompongan, Jakarta 10210 PC 90,000 90,000 Anthologies of Indonesian poetry and short stones --

The Maureen and Mike Mansfield Founda tion, Washington , DC 20005-2 102 PC 20,000 20,000 To support the Rule of Law Vietnam & the TPP project

McGill University, Montreal , Quebec H3A 0G4 PC 100,000 50,000 50,000 Ming Qing Women's Writings Project

Mercy Corps, Washington , DC 20036 PC 45,000 45,000 Renewed support for programming of the NCNK A-

Michigan State University , East Lansi ng, Ml 48824-1046 PC 40,000 40,000 Quilts of Southern China exhibition project

Minnesota Public Radio, Am erican Public Media , Saint Paul, M N 55 101 PC 450,000 150,000 300,000 For continued coverage of Asia on'Marketplace'

National Committee on American Foreign Policy, New York, NY 10022 PC 100,000 100,000 Ongoing policy dialogues of the Forum on Asia Pacific Security

National Committee on United States-China Relations , New York, NY 10017 PC 155,000 100,000 55,000 For a project to archive the Committee's records

National Humanities Center, Research Triangle Park, NC 27709-2256 PC 450,000 1 - 150,000 300,000 Chinese Scholars Program

NUS America Foundation, Sunnyvale , CA 94085 PC 270,000 120,000 150,000 For the Asian Graduate Student Fellowship Program & Graduate Forum on Southeast Asian Studies

Pennsylvania State University, University Park, PA 16802 PC 395,000 200,000 195,000 For a collaboration with Nanjing U centered on the humanities

Public Radio International Inc., Minneapolis, MN 55401 PC 300,000 200,000 100,000 For the project 'Whose Century is 1t''

Purdue University, West Lafayette, IN 47907-2040 PC 100,000 100,000 Digital project on the study of religion & society in China Schedule F 26't5-Grant-Schedule 13-6001282

Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/112015 2015 2015 12/31/2015 Research Foundation of the City University of New York, New York, NY 10036 PC 50,000 50,000 Bali 1928 Restoration & Repatriation of the Earliest Music Recordings & Films in Bali

Social Science Research Council, Brooklyn, NY 11201 PC 300,000 162,000 138,000 Renewed support for a research initiative on China-Africa relations

Temple University, Philadelphia, PA 19122 PC 60,000 60,000 Expanding Opportunities for Research on Vietnam

Trace Foundation, New York, NY 10014 175,000 88,000 87,000 POF 1 For a Tibetan oral history archive project

The Unicode Consortium , Mountain View, CA 94039-1 476 PC 27,000 27,000 For projects to incorporate Asian scripts into int'l encoding standards

University of British Columbia, Vancouver, BC V6T 1Z2 PC 42,000 42,000 Study tour organized by the Canada-DPRK Knowledge Partnership program

U niversity of Chicago, Chicago, IL 60637 PC 75,000 50,000 25 ,000 For a manual of Tibetan manuscript studies

University of Chicago, Chicago, IL 60637 PC 62,000 62,000 For the Tianlongshan Cave Project

University of Hawai ' i Fou ndation , Honolulu, HI 96822 PC 10,000 10,000 Endangered languages catalogue

The University of Kansas, Lawrence, KS 66045 PC 150,000 100,000 50,000 Annotated Turki Manuscnpts from the Jarring Collection Online

University of Minnesota-Twin Cities, M inneapolis, MN 55455 PC 150,000 50,000 100,000 For'Mapping Transitions through the Vehicle of the Arts'

University of North Carolina at Chapel Hill , Chapel Hill, NC 27599-9100 PC 37,500 37,500 To support curatorial & programmatic activities in Asian art at the Ackland Museum

University of Pennsylvania , Philadelphia, PA 19104-6380 PC 85,000 85,0001 Digital library of Northern Thai man uscripts Schedule F ' . 20 15-GranUS-c edule 13-6001282 10 Foundation Unpaid Awd./Adj . Paid/Ref. Total Status of BaI In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Recipient 1/1/2015 2015 2015 12/31/2015 University of Utah, Salt Lake City, UT 84 1 12 PC 75,000 75,000 Mekong Region Development Research Group

University of Washington , Seattle, WA 98105-1230 PC 112,000 62,000 50,000 For a project of the Myanmar Librarian Training Consortium

University of Wisconsin Foundation, Madison , WI 53726-4090 PC 300,000 150,000 150,000 For scholarships to the Southeast Asian Studies Summer Institute

Vermont Studio Center, Johnson , VT 05656 PC 175,000 65,000 110,000 Renewed support for a Chinese poetry & translation residency program

Woodrow Wilson International Center for Scholars, Washington , DC 20004-3027 PC 175,000 100,000 75,000 For the Choke Point Port Cities project

Woodrow Wilson International Center for Sch olars, Washington , DC 20004-3027 PC 240,000 150,000 90,000 Expansion of the Chinese foreign policy documents database of the Cold War Internatio nal History Project

Total Asia: 4,152,000 6,317,000 6,443,000 4,026,000 roun ation, inc. Schedule F 2 't5 ran- -Selledule 13-6001282 11 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION IGRANT TITLE I Reci p ient 1 /1/2015 2015 2015 12/31/2015 CLARE BOOTHE LUCE PROGRAM - DESIGNATED INSTITU TIONS

Boston University , Boston , MA 02215 PC 335,000 335,000 CBL Program Escrow Account - 2015

Colby College, Waterville, ME 04901 -8846 PC 335,000 335,000 CBL Program Escrow Account - 2015

Creighton Unive rsity, Omaha, NE 68178 PC 335,000 335,000 CBL Program Escrow Account - 2015

Fordham University, Bronx, NY 10458 PC 335,000 1 33 5,000 CBL Program Escrow Account - 2015

Georgetown University, Washington , DC 20057 PC 335,000 335,000 CBL Program Escrow Account - 2015

Marymount University, Arlington , VA 22207-4299 P C 335,000 335,000 CBL Program Escrow Account - 2015

Mount Holyoke College, South Hadley, MA 01075-1496 PC 335,000 335,000 CBL Program Escrow Account - 2015

Santa Clara University, Santa Clara, CA 95053 PC 335,000 335,000 CBL Program Escrow Account - 2015

Seton Hall University, South Orange, NJ 07079- 2684 PC 335,000 335,000 CBL Program Escrow Account - 2015

St. John's University , Jamaica , NY 11439 PC 335,000 335,000 CBL Program Escrow Account - 2015

Trinity Washington University, Washington , DC 20017 PC 335,000 335,000 CBL Progra m Escrow Account- 2015

University of Notre Dame, Notre Dame, IN 46556 PC _ 335,000 335,000 CBL Program Escrow Account - 2015 Schedule F 201-5-ant-Sc ectue- ^ 13-6001282 12' Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid_ PAYEE ORGANIZATION/GRANT TITLE Reci pient 11112015 2015 2015 1 12/31/2015 Villanova Preparatory School, Ojai, CA 93023 PC 335,000 335,0001 CBL Program Escrow Account - 2015

Total Clare Boothe Luce Program - Designated Institution s : 0 1 4,355,000 4,355,000 1 0 . Schedule F 20 '5-G'rant-Sc11 edule - 13-6001282 13 Foundation Unpaid Awd./Adj. Paid/Ref. Tota l Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/1/2015 2015 2015 12/31/2015 CLARE BOOTHE LUCE PROGRAM - INVITED INSTITUTIONS -7 American Indian College Fund , Denver, CO 80221 -4488 PC 220,000 75,000 145,000 4 CBL Undergraduate Scholarships

Amherst College, Amherst, MA 01002-5000 PC 73,200 73,200 24 CBL Undergraduate Research Awards

Barnard College, New York, NY 10027-6598 PC 196,440 196,440 8 CBL Undergraduate Research Awards

Bellarmine University , Louisville, KY 40205 PC 105,000 50,000 55,000 10 CBL Undergraduate Research Awards

Bryn Mawr College, Bryn Mawr, PA 19010 PC 41,997 41,997 3 CBL Undergraduate Scholarships

California Institute of Technology , Pasadena , CA 91125-3100 PC 500,000 250,000 250,000 One CBL Professorship

Carnegie Mellon University, Pittsburgh, PA 15213 PC 147,921 147,921 2 CBL Grad Fellowships in Engineering or Computer Sciences

College of Saint Scholastica , Duluth , MN 55811-4199 PC 196,200 70,000 1 26,200 24 CBL Undergraduate Research Awards

College of the Holy Cross, Worcester, MA 01610-2395 PC 21 8,722 218,722 6 CBL Undergraduate Scholarships

College of Wooster, Wooster, OH 44691 PC 50,000 50,000 12 CBL Undergraduate Research Awards

Columbia University, New York, NY 10027 PC 500,000 500,000 One CBL Professorship

Cornell Universi ty, Ithaca, NY 14853 PC 500,000 180,000 320,000 1 CBL Professorship Schedule F 15-Girant-Scfi edule 13-6001282 14' Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Ba l InlAfter In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 111/2015 2015 2015 12131/2015 Duke University, Durham , NC 27708-0001 PC 500,00 0 500,000 Two CBL Professorships

Fairfield University, Fairfield , CT 06824 PC 17,219 17,219 1 CBL Pro fessorship

Hamilton College, Clinton , NY 13323 PC 44,600 44,600 24 CBL Undergraduate Research Awards

Harvard University, Cambridge, MA 02138 PC 500,000 , 175,000 325,000 1 CBL Professorship

Harvey Mudd College, Claremont , CA 91711 PC 160,000 160,000 Two CBL Undergraduate Scholarships

Lafayette College, Easton , PA 18042 PC 150,000 150,000 24 CBL Undergraduate Research Awards

Lehigh University, Bethlehem, PA 18015 PC 144,000 96,000 48,000 18 CBL Undergraduate Research Awards in Engineering

Loyola University Maryland , Baltimore , MD 21210 PC 38,267 38,267 2 CBL Professorships

Morgan State University Foundation , Baltimore, MD 21251 PC 296,856 296,856 4 CBL Undergraduate Scholarships

Mount Saint Mary's University, Emmitsburg, MD 21727 PC 174,996 174,996 6 CBL Undergraduate Scholarships

Northwes tern University, Evanston, 1L 60208 PC 299,912 210,000 89,912 2 CBL Graduate Fellowships

Oberlin College, Oberlin , OH 44074-1090 PC 241,425 125,000 116,425 3 CBL Undergraduate Scholarships

Rensselaer Polytechnic Institute, Troy, NY 12180-3590 PC 197,209 156,000 41,209 1 CBL Professorship ' . Schedule F ---201 55Grant-Sc educe 13-6001282 15 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGAN IZATION/GRANT TITLE Reci pient 11112015 2015 2015 12/31/2015 Saint Mary's College of California, Moraga, CA 94575-3005 PC 299,105 240,000 59,105 8 CBL Undergraduate Scholarships

Southeastern Pennsylvania Consortium for Higher Education (SEPCHE ), Radnor, PA 19089 PC 164,800 65,000 99,800

15 CBL Undergraduate Research Awards

Spelman College, Atlanta, GA 30314-4399 PC 127,500 50,000 77,500 8 CBL Undergraduate Research Awards

St. Catherine University, St. Paul , MN 55105 PC 46.344 46,344 12 CBL Undergraduate Research Awards

University of California, Irvine, Irvine, CA 92697 PC 210,000 140,000 70,000 2 CBL Professorships

University of Californi a, Los Angeles, Los Angeles , CA 90095- 1405 PC 256,000 130,000 126,000 8 CBL Undergraduate Research Awards

University of Dallas, Irving, TX 75062-4736 PC 290,000 90,000 200,000 1 0 CBL Undergraduate Scholarships

University of Delaware, Newark, D E 197 16-0101 PC 163,770 150,000 13,770 1 CBL Professorship

University of Washington , Seattle , WA 98105-1230 PC 180,521 145,000 , 35,521 2 CBL Professorships

University of Wisconsin Foundation , Madison , WI 53726-4090 PC 500,000 500,000 One CBL Professorship

Villanova University, Villanova, PA 19085- 1 699 PC 100,000 50,000 50,000 3 CBL Professorships

Washington University in St. Louis, St. Louis, MO 63130 PC 300,000 300,000 Two CBL Graduate Fellowships Schedule F 2 r5-Gant- Sc educe 13-6001282 16 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2015 2015 2015 12/31/2015 Williams College, Williamstown , MA 01267 PC 71,440 71,440 24 CBL Undergraduate Research Awards

Worcester Polytechnic Institute, Worcester, MA 01609-2280 PC 204,000 204,000 24 CBL Undergraduate Research Awards

Xavier University of Louisiana , New Orleans, LA 70125-1098 PC 100,000 100,000 10 CBL Undergraduate Scholarships

Total Clare Boothe Luce Program - Invited I nstitutions : 5,326,430 3,201,014 3,077,988 5,449,456 Schedule F 15Grant-Sc edule- 13-6001282 17 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/1/2015 2015 2015 12/31/2015 HIGHER EDUCATION

American Indian College Fund, Denver, CO 80221 -4488 PC 50,000 50,000 Innovative internship program for film & media students at tribal colleges

Center for Advanced Study in the Behavioral Sciences at Stanford University, Stanford , C 994 PC 23,000 23,000 Symposium on the future of knowledge production & dissemination

The Council of Independent Colleges, Washington, DC 20036-1142 PC 50,000 50,000 Leadership development program for college leaders

The Council of Independent Colleges, Washington , DC 20036-1142 PC 75,000 75,000 A new educational program on governance for college & university presidents

Duke University , Durham , NC 27708-8001 PC 50,000 50,000

To support a workshop at Duke Kunshan University on innovation in liberal arts education in China

Ewha University-Industry Collaboration Foundation (EUIC F), Seoul, Korea 120-750 PC 375,000 375,000 Expanding Horizons Luce Intl Seminar for Women in STEM

Fordham University, Bronx, NY 10458 PC 50,000 50,000 CBL Program 25th Anniversary Professors Conference

Gettysburg College, Gettysburg, PA 17325 PC 15,000 15,000 To support planning for an expansion of the Civil War Era Studies Program

Harvard Art Museums, Cambridge, MA 02138 PC 50,000 50,000 To support the Maneuvers Project, an innovative graduate workshop on art & art-making

Higher Ed ucation Resource Services (HERS), Denver, CO 80208 PC 450,000 225,000 225,000 Support fora program that trains women in STEM for higher education leadership roles

LaGuardia Community College Foundation , Long Island City, NY 11101 PC 350,000 286,000 64,000 To support the 3rd cohort of World Pathways Heritage Language Scholars & to support program faculty in future years

NUS America Foundation, Sunnyvale , CA 94085 PC 50,000 50,000 Conference & workshop on innovation in liberal arts curricula, organized by Yale-NUS College Schedule F 26 WGrantSc educe 13-6001282 18 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2015 2015 2015 12/31/2015 Partners for Sacred Places, Philadelphia, PA 19103 PC 25 ,000 25, 000 To undertake an interdisciplinary assessment of the study of sacred spaces

Rutgers University Foundation , New Brunswick, NJ 08901-1261 PC 45,000 45,000 Roundtable & conference on 'Diversifying Media Leadership'

Society of Women Engineers, Chicago, IL 60601 PC 35,000 35,000 To support the ALWE program at the SWE annual conference

The Sylvia Bozeman & Rhonda Hughes EDGE Foundation , Atlanta, GA 30314 PC 50,000 50,000 To support a mentoring program for women in mathematics

Total Higher Education : 425,000 1,318 ,000 1 ,454,000 289,000 Schedule F 2 1-5-G^ant -Scf^eduCe 13-6001282 19 Foundation Unpaid Awd./Adj . Paid/Ref. Total Status of Bal In/After In/After U npaid PAYEE ORGANIZATIONIGRANT TITLE Reci p ient 1 /1/2015 2015 2015 12/31/2015 HRL INITIATIVE ON RELIGION IN INTL AFFAIRS

Ame rica Abroad Media, Washington , DC 20006 PC 131,000 131,000 For public radio programs on religion & diasporic communities

American Academy of Religion, Atlanta , GA 30329 PC 78,000 578,000 Fellowships in religion & mt'I affairs at the US State Department

American Council of Learned Societies, New York, NY 10017-6795 PC 15,000 15,000 Journalistic collaborations & fellowships on religion & Int'l affairs

American Council of Learned Societies, New York, NY 10017-6795 PC 771,000 204,463 566,537 For a program on religion, journalism, and international affa irs

America n University , Washington, DC 20016-8060 PC 425,000 212,500 212,500 For a project on religion & climate change in cross-regional perspective

Arizona State University Foundation, Tempe, AZ 85280-2260 PC 300,000 150,000 150,000 For a project on religion & global citizenship

Brookings Institution , Washington , DC 20036 PC 200,000 100,0001 100,000 For the Rethinking Political Islam project

Brown University, Providence, RI 02912 PC 35,000 35,000 For a graphic novel & digital project on faith, politics & morality

The Bureau for International Reporting, New York, NY 10003 PC 60.000 60,000 Religion and International Affairs Reporting #2

The Bureau for International Reporting, New York, NY 10003 PC 17,000 17,000 To produce an additional story for the Fault Lines of Faith reporting series

Carnegie Endowment for International Peace, Washington, DC 20036-2103 PC 143.000 143,000 The Rise of the 'New' Sectarianism in the Middle East

Columbia University , New York, N Y 10027 PC 58.000 58,000 Center for the Study of Democracy, Toleration, and Religion Schedule F 2( 45ranTScfieduCe 13-6001282 20 Foundation Unpaid Awd./Adj. _ Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRAN T TITLE Reci p ient 1 /1/2015 2015 2015 12131/2015 Duta Wacana Christian University, Yogyakarta , 55224 PC 100,000 - 100,000 Religion, Public Policy & Social Transformation in SEA

Friends of the British Council , Washington , DC 20036 PC 150,000 150,000 Support for'Bridging Voices'

The George Washington University, Washington , DC 20052 PC 135,000 135,000 Initiative on religion & int'l affairs in Central Eurasia

The George Washington University, Washington, DC 20052 PC 500,000 168,000 , 332,000 Islam in a Changing M iddle East #2

Georgetown University , Washington , DC 20057 PC 150,000 150,000 Religion and Global Development Program _

Harvard University, Cambridge , MA 02138 PC 400,000 235,000 165,000 For the development of SHARIAsource

Human Rights Watch, New York, NY 10018-3299 PC 200,000 200,000 Research & documentation of religious intolerance in SE & Central Asia

Independent Feature Project, Inc., Brooklyn , NY 11201 PC 50,000 50,000 For the production of the film, The Destruction of Memory

I ndependent Feature Project, Inc., Brooklyn , NY 11201 PC 50,000 50,000 For the film, 'A Stray,' & an outreach program

International Crisis Group, Brussels, PC 400,000 400,000 Fora project on religio n & conflict in Africa, Asia & the Middle East I

The New School, New York, NY 10011 PC 185,000 185,000 Sacred landscapes & sustainable futures in the Himalaya

New York University, New York, NY 10012 PC 300,000 100.0001 200,000 For a project, Religious Stakes in Digital Times Scholars & Journalists in Conversation

Hemispheric Institute of Performance & Politics, New York University , New York, NY 10003 PC 144,800 144,800

Initiative on Religion & Politics in the Americas #2 Inc- Schedule F 20 1 5 Grant-Sc edu e 13-6001282 21 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2015 2015 2015 12/31/2015 Northwestern University, Evanston , IL 60208 PC 390,000 150,000 240,000 For the collaborative research project, The Politics of Religion at Home & Abroad

NUS America Foundation, Sunnyvale, CA 94085 PC 400,000 300,000 100,000 Research project on Religion & NGO's in Asia

Public Radio International Inc., Minneapolis, MN 55401 PC 260,000 130,000 130,000 Continued coverage of religion & int'l affairs on The World

Pulitzer Center on Crisis Reporting, Washington , DC 20036 PC 150,000 150,000 To support 'Religion and Power'

RAND Corporation, Santa Monica , CA 90407-2138 PC 325,000 200,000 125,000 For a project on religion, conflict & stability in the former Soviet republics

Social Science Research Council , Brooklyn, NY 11201 PC 50,000 50,000 To support The Immanent Frame

Tanenbaum Center for Interreligious Understanding, New York, NY 10001 PC 16,000 16,000 To disseminate the 2nd Peacemakers in Action volume

Union Theological Seminary, New York, NY 10027 PC 20,000 20,000 To develop a project on the role of religions in social movements

University of California, Irvine, Irvine, CA 92697 PC 270,000 180,000 90,000 For the project, Religion & Humanitarianism in Africa

University of Southampton, Southampton , S017 IBJ PC 16,000 16,000 A workshop and special issue of'Journal of American Studies'

University of Wisconsin Foundation , Madison , WI 53726-4090 PC 40,000 40,000 To support an environmental studies film festival

Yale University , New Haven, CT 06520-8229 PC 80,000 40,000 40,000 Project on religion, gender & the politics of state security

Total HRL Initiative on Religion in Intl Affairs: 3,116,800 4,398,000 4,478,763 3,036,037 Schedule F 2Q 15-GrantSc edule 13-6001282 22 Foundation Un paid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1 /112015 2015 2015 12/31/2015 LUCE INITIATIVE ON ASIAN STUDIES & THE ENVIRONMEN T (LIASE)

Bard College, Annanda le-on-Hudson , NY 12504-5000 PC 200,000 70,000 130,000 Activities Focused on Asian Studies & the Environment

Clare mont McKenna College, Claremont , CA 91711-6400 PC 100,000 100,000 To support an exploration grant

Colorado College, Colorado Springs, CO 80903-3298 PC 50,000 50,000 To support an exploration grant

Dickinson College, Carlisle, PA 17013 PC 60,000 60,000 Activities Focused on As ian Studies & the Environment

Eckerd College, St. Petersburg, FL 33711 PC 200,000 70,000 130,000 Activities focused on Asian Studies & the Environment

Hampshire College, Amherst, MA 01002 PC 200,000 70,000 130,000 Activities focused on Asian Studies & the Environment

Illinois College, Jacksonville , IL 62650 PC 400,000 160,000 240,000 Forging New Collaborations on Environment & Sustainability

Lawrence University, Appleton, WI 54911 PC 70,000 70,000 Activities Focused on Asian Studies & the Environment

Occidental College, Los Angeles, CA 90041-3314 PC 80,000 80,000 Activities Focused on Asian Studies & the Environment

Ohio Wesleyan University, Delaware, OH 43015 PC 50,000 50,000 To support an exploration grant

St. Olaf College, Northfield , MN 55057 PC 200,000 70,000 130,000 Activities focused on Asian Studies & the Environment

Swarthmore College, Swarthmore, PA 19081 PC 701,000 300,000 401,000 Collaborative Approach to Enhancing the Study of Asia & the Environment Schedule F 261-5-Grant &eif e e 13-6001282 23 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATIONIGRANT TITLE Reci pient 1/1 /2015 2015 2015 12/31/2015 Trinity College, Hartford, CT, Hartford, CT 06106-3100 PC 200,000 100,000 100,000 Activities Focused on Asian Studies & the Environment

University of Puget Sound, Tacoma, WA 98416-1094 PC 400,000 150,000 250,000 LIASE Field Initiatives in Southeast Asi a

Vassar College, Poughkeepsie, NY 12604-001 PC 50,000 50,000 To support an exploration grant

Washington & Jefferson College, Washington , PA 15301 PC 50,000 50,000 To support an exploration grant

Whittier College, Whittier, CA 90608 PC 400,000 200,000 200,000 Examining Economic Development & Environmental Sustainability

Willamette University , Salem , OR 97301 PC 200,000 70,000 130,000 Activities focused on Asian Studies & the Environment

Total Luce Initiative on Asian Studies & the Environment (LIASE): 1,410,000 2,201,000 1,700,000 1,911,000 Schedule F 2 15GrantSc edule 13-6001282 24 Foundation U npaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/1/2015 2015 2015 12/3112015 LUCE SCHOLARS PROGRAM

Asia Foundation, San Fra ncisco, CA 94119-3223 PC 500,000 500,000 1 Renewed support for administration of the Luce Scholars Program in Asia

Total Luce Scholars Program: 1____+__500,00 0 500,000 0 -0 rounuation inc. Schedule F ZU 15Grarft-ScFiedule 13-6001282 25 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATIO NIGRANT TITLE Reci p ient 1/1/2015 2015 2015 12/31/2015 PUBLIC POLICY

The Aspen Institute, Washington , DC 20036-1133 PC 50,000 50,000 Supplemental support for the Congressional Program

The Aspen Institute, Washington, DC 20036-11 33 PC 250,000 125,000 125,000 Renewed support for the Congressional Program

Council on Foundations, Inc., Arlington , VA 22202-3706 PC 40,000 40,000 Education, Information & Analysis Services in 2015

Foundation Center, New York, NY 10003 PC 40,0001 40,000 Education, Information & Analysis Services in 20 15

GuideStar USA, Inc., Williamsburg, VA 23185 PC 10,000 10,000 Education, Information & Analysis Services in 2015

Phil anthropy New York, New York, NY 10003-3076 PC 23,000 23,000 Educati on, Information & Analysis Services in 20 15

Total Public Policy: 0 413,000 288,000 125,000 Schedule F 26 t5-I,antSc edule 13-6001282 26 Foundation Unpaid Awd ./Adj. Paid/Ref. Total __ Status of Bal In/After In/After Unpaid PAYEE ORGANIZATIONIGRANT TITLE Reci pient 1/1/2015 1 2015 2015 12/31/2015 SPECIAL PROJECTS

Documenta ry Educational Resources, Inc., Watertown, MA 02472 PC 15,000 15,000 To support the book project, Syna in Black & White - 2003

Filmmakers Collaborative Inc., Melrose, MA 02176 PC 20,000 20,000 For the transmedia educational project, Touching Home in China

Morris Educational Fou ndation , Morristown , NJ 07960 PC 2,500 2,500 Student artistic growth & learning thru art making at the middle school level

New York Historical Society, New York, NY 10024 PC 2,000,000 1,000,000 1,000,000 To support the transport, storage, & processing of the Time Inc archive

Outreach Project Inc., Rich mond Hill , NY 11 418 PC 10,000 10,000 Grant to honor John Daley on occasion of retirement

Ugly Duckling Presse, Ltd., Brookly n, N Y 11215 PC 5,000 5,000 Support for general operation in 2015

Volunteers in Asia, San Francisco, CA 94102 PC 35, 000 35,000 To support the Huangnan English Training Program

Total Special Projects : 0 2,087,500 1,087,500 1,000,000 Inc . I Schedule F 2615-Grant-Scl4edule 13-6001282 27 Foundation Unpaid Awd./Adj . Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/112015 2015 1 2015 12/31/2015 THEOLOGY

Andover Newton Theological School, Newton Centre, MA 02459 PC 200,000 200,000 Expand the Interreligious Leadership Training Program - #2

Aquinas Institute of Theology, St. Louis, MO 63 108-3323 PC 220,000 110,000 110,000 To support the Montesmos project in H ispanic ministry

Archdiocese of Chicago , Chicago, IL 60611 PC 9,500 9,500 To support the participation of theological & communications experts in the 2015 Roman Synod

Asociacion pa ra la Educacion Teologica Hispana (AETH), Orlando, FL 32867 Pc^ 70,000 70,000 To Certify & Strengthen Bible Institutes

Association of Theological Schools in the United States & Canada, Pittsburgh , PA 15275-1110 600,009 600,000 Sol Continuation of the Henry Luce III Fellows in Theology Program

Auburn Theological Seminary , New York, NY 101 15 PC 150,000 150,000 To support development of the Auburn Fellows Program

Boston University , School of Theology, Boston, MA 02215 PC 105,000 30,000 75 ,000 Program on Religion and Conflict Transformation

Catholic Relief Services, Baltimo re , MD 21201-3443 PC 330,000 110,000 1 220,000 A pilot program to deepen the understanding of Catholic social teaching among U S semi narians

Catholic Theological Union, Chicago , lL 60615 PC 130,000 130,000 To Advance Interreligious Dialogue

Central Baptist Theological Seminary , Shawnee , KS 66226-3513 PC 300,000 150,000 150,000 Renewed support forjoint initiatives with the Myanmar Institute of Theology

Chicago Theological Seminary , Chicago, IL 60637 PC 75,000 75,000 Environmental Sustainability in a Religiously Plural World

Chicago Theological Seminary, Chicago, IL 60637 PC 20,000 20,000 To support the conference "Selma at 50 Still Marching' Schedule F Z 15-GrantSc edule 13-6001282 28 Foundation Unpaid Awd.(Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1 /1/2015 2015 2015 12/31/2015 Chicago Theological Seminary, Chicago, IL 60637 PC 50,000 50,000 To support a visiting professor of Muslim studies & sociology of religion

Columbia University, New York, NY 10027 PC 90,000 60,000 30,000 Processing of the Union Theological Seminary archive at the Burke Library

The Council of Independent Colleges, Washington , DC 20036-1142 PC 150,000 150,000 Curricula on Interfaith Understanding for Member Schools

The Council of Independen t Colleg es, Washington , DC 20036- 1142 PC 40,000 40,000 To support a summer seminar on teaching interfaith understanding in collaboration with the Interfaith Youth Core

Dominican University, River Forest, IL 60305 PC 350,000 200,000 150,000 Development of blended learning courses on interfaith leadership

Candler School of Theology, Emory University, Atlanta, GA 30322-4001 PC -} 375,000 125,000 250,000 Programs of the Laney Professorship in Moral Leadership

G arrett-Evangelical Theological Seminary , Evanston , IL 60201 PC 62,500 37,500 25,000 Professorship in Missions & World Religions

Graduate Theological Union , Berkeley, CA 94709 PC 65,000 65,000 Expand leadership programs of the Center of Islamic Studies

Graduate Theological Union , Berkeley, CA 9470 9 P C 42,500 42,500 An exploratory project on the current state of interfaith education in the U S

Hartford Seminary , Hartford , CT 06105-2260 PC 50,000 50,000 Project on the current state of interfaith education in the US

Hartford Seminary , Hartford , CT 06105-2260 PC 475,000 175,000 300,000 To support a new faculty member with expertise in Christian-Muslim relati ons

Human Media, Connie Gol dman Productions, Belmont, MA 0247 8-2522 PC 235,000 150,000 85 ,000 Public radio series on the spirituality of nonviolence

Jesuit School of Theology of Santa Clara University, Berkeley, CA 94709 PC 56,250 56,250 Women of Wisdom & Action initiative Schedule F 2 15 rant-Schedule 13-6001282 29 Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal I n/After In/After Unpaid PAYEE ORGANIZATION /GRANT TITLE Reci p ient 11112015 2015 2015 12/3112015 McCormick Theological Seminary , Chicago , IL 60615-5108 PC 200,000 100,000 100,000 To support the Center for Faith & Service

Nazarene Theological Seminary , Kansas City, MO 64131 PC 150,000 150,000 Continued Support for Collaborative Programm ing

New York University, New York, NY 10012- 1091 PC 50,000 50,000 Exploratory project on Muslim leadership studies

On Being, Krista Tippett Public Productions, Minneapolis , MN 55403 PC 500,000 300,000 200,000 To support the launch of'Public Theology Reimagined'

Perkins School of Theology, Southern Methodist University, Dallas, TX 75275-0133 P C 500,000 250,000 250,000 Center for the Study of Latino\a Christi anity & Religions

Princeton Theological Seminary , Princeton , NJ 08542 P C 100,000 100,000 Hispanic Theological Initiative Consortium

Public Religion Research Institute, Washington, DC 20036 PC 225,000 125,000 100,000 Quarterly national opinion surveys on religion & public life

Reconstructionist Rabbinica l College, Wyncote , PA 19095-1898 PC 118,000 118,000 Program to Train Rabbis for Service in Multifaith World - #3

Saint John ' s University , Collegeville , MN, Collegeville , MN 5632 1-2000 PC 1 300,000 175,000 125,000 An online reading room at Hill Museum & Manuscript Library

Seattle University School of Theology and Ministry, Seattle, WA 98122 PC 45 0,000 250,000 200,000 For the Center for Religious Wisdom & World Affairs

St. Vladimir 's Orthodox Theological Seminary, Yonkers, NY 10707 PC 250,000 150,000 100,000 To support a project on the sacred arts

Union Theological Seminary, New York, NY 10027 PC 500,000 250,000 250,000 Program on Islam, social justice & interreligious engagement

University of California, Berkeley, Berkeley, CA 94720-1500 _ PC 1,000,000 800,000 200,000 'Religion in the World' Program Schedule F 0T5-Grant-Sc edWe- 13-6001282 30 Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid AYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2015 2015 2015 12/31/2015 University of Southern California , Los Angeles, CA 90089-4019 PC 125,000 125,000 Support for Religion Dispatches, an online magazine

University of Virginia, Charlottesville, VA 22904-4 224 PC 1,000,000 450,000 550,000 'Religion & its Publics,' a program at the Virginia Center for the Study o f Religion

Wesley Theological Seminary , Washington, DC 20016 PC 200,000 100,000 1 00,000 To support the launch of the Center for Public Theology

Vale University, New Haven, CT 06520-82 29 PC 50,000 50,000 Redesign of the MAVCOR website

Total Theology: 3,166,750 6,802,000 6,398,750 3,570,000

Matching Grants 222,752 422,1 80 537,393 107,539 D irectors Grants - 240,000 240,000 - Luce Scholars Program - 605,709 605,709 -

Total All Grant Prog ram Categories 20,119,732 1 39,709,1531 37,239,8531 22,589,032

Grant Discount Adjustment per Audit 96,840) 74,214 171,054 Total Adjusted All Grant Program Categories 20,022,892 39,634,939 37,239,853 22,417,978 Corresponding 990PF Line # Part 11 Part I Part if Line 18 (a) Line 25 (a) Line 18 (b) Recoveries of amounts treated as qualifying distributions (from prior years) - Part XI Line 4 37,239,853 Part I Line 25 (d) E.I. #13-6001282

The Henry Luce Foundation, Inc. 51 Madison Avenue, 30th Floor New York, New York 10010 List of Schedules Attached to Form 990PF Calendar Year 2015

Grant Guidelines (Part XV, line 2) Schedule 1

Expense Analysis Detail (Part I) Schedule A

Balance Sheet Detail (Part II) Schedule B

Schedule of Depreciable Assets and Accumulated Depreciation (Part I & Part II) Schedule C

Officers and Directors (Part VIII) Schedule D

Capital Gains and Losses (Part IV) Schedule E

Schedule of Grants (Part XV, line 3) Schedule F THE HENRY LUCE FOUNDATION GRANT APPLICATION PROCEDURES 990PF PART XV 2015 SCHEDULE 1 E.I. 13-6001282 PAGE 1 of 2

The Foundation makes every effort to keep its application procedures as simple as possible. No special application forms are required, although separate guidelines and deadlines exist for specific programs. In most cases, an initial letter of inquiry, to determine whether a project falls within the Foundation's guidelines, should be addressed to the appropriate program director at the Foundation offices at 51 Madison Avenue, New York, NY 10010. The Foundation's telephone number is 212-489-7700. The Foundation publishes no guidelines for proposals beyond the program descriptions contained on its website at www.hluce.org . Certain deadlines and procedures, however, should be observed in making a request to the Foundation as described below.

General Program or "responsive" grant requests can be submitted at any time, and should be addressed to the Foundation's president or the appropriate program director. The categories for these grants currently include American art, East and Southeast Asia, higher education, public policy (including the initiative in religion and international affairs), and theology. Grant awards can be made to any qualified nonprofit organization operating within those fields of interest. While inquiries and proposals may be submitted at any time, awards are determined by the board of directors, which meets three times each year. The Foundation does not usually provide funds for endowment, domestic building campaigns , general operating support, annual fund drives , or "charitable benefit" events.

The Clare Boothe Luce Program is limited to designated American institutions of higher education and those specifically invited to present proposals. Any special instructions, including deadlines, are sent with letters of invitation. This program was established in 1989 to encourage the participation of women in the sciences, mathematics, and engineering.

The Luce Scholars Program , established in 1974, receives nominations from a network of 75 colleges and universities. Individual applications submitted directly to the Foundation cannot be considered. Institutional nominations are due each year on the first Monday in November. This program enables up to 18 young Americans who are not Asia specialists to spend approximately 13 months (beginning with language-study in July until July of the following year) in Asia in internship positions under the guidance of leading Asian professionals. The Foundation administers the program in cooperation with The Asia Foundation, which arranges and supervises the Luce Scholars' internships in Asia. Funds are provided for stipends and living arrangements. THE HENRY LUCE FOUNDATION GRANT APPLICATION PROCEDURES 990PF PART XV 2015 SCHEDULE 1 E.I. 13-6001282 PAGE 2 of 2

The Henry Luce III Fellows in Theology are selected through the Association of Theological Schools (ATS) in Pittsburgh. Individual scholars should contact the ATS for application information.

The Environmental Initiative in the Public Policy Program was limited to American institutions of higher education and non-governmental organizations which were invited to present proposals . No additional proposals have been invited since June 2007. The last payment on the final open grant was made in 2011 , and final reports are being received from the small number of grants still open.

The American Art Program's Luce Fund is for special exhibitions only and is open to any American museum. It has a June 15 proposal submission deadline, with a prior letter of inquiry required by March 1. The American Art Program's national competition for dissertation fellowships is administered by the American Council of Learned Societies in New York City, which should be contacted for application information. The Henry R. Luce Initiative on Religion and International Affairs seeks to deepen public understanding of religion as a critical but often neglected factor in policy issues throughout the world. Proposals are considered from institutions in the academic, public policy, and media sectors. For the first three years of this initiative, grants were invited from leading professional schools of international affairs in the United States, but since 2009 all awards from this initiative are structured as "responsive grants."

The Luce Initiative on Asian Studies and the Environment (LIASE) was approved by the Board of Directors in 2010 and is administered by the Foundation's Asia Program. Structured as a competition for invited liberal arts colleges and formal associations of liberal arts colleges in the United States, LIASE encourages innovative approaches to Asian studies teaching and research at the undergraduate level through the lens of the environment and sustainable development. The competition has two stages: small exploration grants, usually for one year, are awarded to liberal arts colleges; recipients of exploration grants are eligible to apply for larger, multi-year implementation grants. LIASE expects to support about 25 institutions with initial grants over a five-year grant. Beijing Civil Society Development Research Center 2015 Expenditure Responsibility Activity Data as of 02/25/2016

1. Organization Name and Address: Beijing Civil Society Development Research Center 15 Zhonggu Hutong, Songzhuyuan Beixiang, Beiheyan Dajie, Dongcheng District Beijing 100009 China

2. Grant's Date and Amount Grant of $180,000 approved on 03/04/2015 Payment of $30,000 made on 03/31/2015 Payment of $120,000 made on 06/30/2015

3. Purpose of the Grant: For a bilingual Chinese-English media, research and services platform on Chinese civil society and philanthropy.

4. Grant Amount Spent: The first two installments have been expended by the grantee as payments have been made.

5. Any part of the Grant diverted: No portions of the funds have been diverted from the purposes of the Grant.

6. Date of report(s) received in 2015, if any: 05/18/2015

7. Date and results of any verification of the Grantee's reports undertaken by or at the direction of the grantor foundation: 08/19/2015 - Program Director acknowledged narrative and financial reports and noted that progress with the project continues on track. China Dialogue Trust 2015 Expenditure Responsibility Activity Data as of 03/10/2016

1. Organization Name and Address: China Dialogue Trust Suite 306 Grayston Centre 28 Charles Square London N16HT, United Kingdom

2. Grant's Date and Amount Grant of $200,000 approved on 03/04/2015 Payment of $100,000 made on 03/31/2015

3. Purpose of the Grant: For research and reporting on China's global environmental impact.

4. Grant Amount Spent: The first installment has been expended by the grantee as payment has been made.

5. Any part of the Grant diverted: No portions of the funds have been diverted from the purposes of the Grant.

6. Date of report(s) received in 2015, if any: 10/09/2015

7. Date and results of any verification of the Grantee's reports undertaken by or at the direction of the grantor foundation: 02/24/2016 - Program Director acknowledges report and confirms that the grant is on track. The second installment of $50,000 was released on 03/31/2016. Trace Foundation 2015 Expenditure Responsibility Activity Data as of 05/31/2016

1. Organization Name and Address: Trace Foundation 132 Perry Street, Suite 2B New York, NY 10014

2. Grant's Date and Amount Grant of $175,000 approved on 03/04/2015 Payment of $88,000 made on 03/31/2015

3. Purpose of the Grant: For a Tibetan oral history archive project.

4. Grant Amount Spent: The first installment has been expended by the grantee as payment has been made.

5. Any part of the Grant diverted: No portions of the funds have been diverted from the purposes of the Grant.

6. Date of report(s) received in 2015, if any: Year-end financials for FY 2014-2015 due on 12/31/2015

7. Date and results of any verification of the Grantee's reports undertaken by or at the direction of the grantor foundation: 03/9/2016 - Program Director acknowledged narrative and financial reports and noted that progress with the project continues on track.