The Ontario Securities Commission
OSC Bulletin
January 16, 2020
Volume 43, Issue 3
(2020), 43 OSCB
The Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)
The Ontario Securities Commission Published under the authority of the Commission by: Cadillac Fairview Tower Thomson Reuters 22nd Floor, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4
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Table of Contents
Chapter 1 Notices ...... 617 Chapter 5 Rules and Policies ...... (nil) 1.1 Notices ...... 617 1.1.1 Money Gate Mortgage Investment Corporation Chapter 6 Request for Comments ...... (nil) et al. – s. 127(1) – Notice of Correction ...... 617 1.1.2 OSC Staff Notice 11-742 (Revised) – Chapter 7 Insider Reporting ...... 651 Securities Advisory Committee ...... 618 1.2 Notices of Hearing ...... (nil) Chapter 9 Legislation ...... (nil) 1.3 Notices of Hearing with Related Statements of Allegations ...... 619 Chapter 11 IPOs, New Issues and Secondary 1.3.1 Paul Se Hui Oei and Canadian Manu Financings ...... 839 Immigration & Financial Services Inc. – ss. 127(1), 127(10) ...... 619 Chapter 12 Registrations ...... 843 1.4 Notices from the Office 12.1.1 Registrants ...... 843 of the Secretary ...... 624 1.4.1 Paul Se Hui Oei and Canadian Manu Chapter 13 SROs, Marketplaces, Immigration & Financial Services Inc...... 624 Clearing Agencies and 1.4.2 BDO Canada LLP ...... 624 Trade Repositories ...... (nil) 1.4.3 Money Gate Mortgage Investment Corporation 13.1 SROs ...... (nil) et al...... 625 13.2 Marketplaces ...... (nil) 1.4.4 David Randall Miller ...... 625 13.3 Clearing Agencies ...... (nil) 1.5 Notices from the Office 13.4 Trade Repositories ...... (nil) of the Secretary with Related Statements of Allegations ...... (nil) Chapter 25 Other Information ...... (nil)
Chapter 2 Decisions, Orders and Rulings ...... 627 Index ...... 845 2.1 Decisions ...... 627 2.1.1 Melcor Real Estate Investment Trust ...... 627 2.1.2 Vertex One Asset Management Inc. et al...... 629 2.1.3 AGF Investments Inc...... 635 2.1.4 Globevest Capital Ltd. and Globevest Capital Secured Put Writing Fund ...... 638 2.2 Orders...... 640 2.2.1 Barkerville Gold Mines Ltd...... 640 2.2.2 First Capital Realty Inc...... 642 2.2.3 First Capital Realty Inc. – s. 1(6) of the OBCA . 646 2.2.4 Partners Real Estate Investment Trust ...... 647 2.2.5 Money Gate Mortgage Investment Corporation et al...... 648 2.2.6 David Randall Miller – ss. 127, 127.1 ...... 648 2.3 Orders with Related Settlement Agreements ...... (nil) 2.4 Rulings ...... (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings ...... (nil) 3.1 OSC Decisions ...... (nil) 3.2 Director’s Decisions ...... (nil)
Chapter 4 Cease Trading Orders ...... 649 4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders ...... 649 4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders ...... 649 4.2.2 Outstanding Management & Insider Cease Trading Orders ...... 649
January 16, 2020 (2020), 43 OSCB
Chapter 1 Notices
1.1 Notices
1.1.1 Notice of Correction – Money Gate Mortgage Investment Corporation et al. – s. 127(1)
Money Gate Mortgage Investment Corporation et al. – s. 127(1) was published at (2020), 43 OSCB 35. The Citation, Date and File No. were incorrect. The text should read as follows:
Citation: Money Gate Mortgage Investment Corporation (Re), 2019 ONSEC 40 Date: 2019-12-17 File No. 2017-79
January 16, 2020 (2020), 43 OSCB 617
Notices
1.1.2 OSC Staff Notice 11-742 (Revised) – Securities Advisory Committee
REVISED ONTARIO SECURITIES COMMISSION STAFF NOTICE 11-742 SECURITIES ADVISORY COMMITTEE
In a Notice published in the OSC Bulletin on November 14, 2019, the Commission invited applications for positions on the Securities Advisory Committee (“SAC”). SAC provides advice to the Commission and staff on a variety of matters including legislative and policy initiatives and important capital markets trends and brings various issues to the attention of the Commission and staff.
The Commission was very impressed with the number of highly qualified practitioners who applied for positions on SAC and would like to thank all those who applied.
The Commission is pleased to publish the names of the four new members who will be participating on SAC for the next three years:
• Rima Ramchandani, Torys LLP • Kathryn J. Daniels, Canada Pension Plan Investment Board • Desmond Lee, Osler, Hoskin & Harcourt LLP • Ora Wexler, Dentons LLP
The members of SAC have staggered terms. The continuing members of SAC are:
• Margaret Gunawan, BlackRock Asset Management • Barbara Hendrickson, Bax Securities Law • Linda Fuerst, Norton Rose Fulbright Canada LLP • Jennifer F. Longhurst, Davies Ward Phillips Vineberg LLP • Julie Mansi, Borden Ladner Gervais LLP • Leila Rafi, McMillan LLP • Blair Wiley, Wealthsimple Inc. • Deanna Dobrowsky, TMX Group
The Commission would like to take this opportunity to thank the four members of SAC, listed below, whose terms have ended and who have served on the Committee with great dedication. Their advice and guidance on a range of issues has been very valuable to the Commission.
• Rhonda Goldberg, IGM Financial Inc. • Jeffrey Meade, TD Bank Group • Ron Schwass, Wildeboer Dellelce LLP • Hon. Anita Anand, P.C., M.P., University of Toronto
Reference: James Sinclair General Counsel Tel: 416-263- 3870 [email protected]
January 16, 2020 (2020), 43 OSCB 618
Notices
1.3 Notices of Hearing with Related Statements of Allegations
1.3.1 Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc. – ss. 127(1), 127(10)
FILE NO.: 2020-1
IN THE MATTER OF PAUL SE HUI OEI AND CANADIAN MANU IMMIGRATION & FINANCIAL SERVICES INC.
NOTICE OF HEARING Subsections 127(1) and 127(10) of the Securities Act, RSO 1990, c S.5
PROCEEDING TYPE: Inter-jurisdictional Enforcement Proceeding
HEARING DATE AND TIME: In writing
PURPOSE
The purpose of this proceeding is to consider whether it is in the public interest for the Commission to make the order requested in the Statement of Allegations filed by Staff of the Commission on January 7, 2020.
Take notice that Staff of the Commission has elected to proceed by way of the expedited procedure for a written hearing provided for by Rule 11(3) of the Commission’s Rules of Procedure.
Staff must serve on you this Notice of Hearing, the Statement of Allegations, Staff’s hearing brief containing all documents Staff relies on, and Staff’s written submissions.
You have 21 days from the date Staff serves these documents on you to file a request for an oral hearing, if you do not want to follow the expedited procedure for a written hearing.
Otherwise, you have 28 days from the date Staff served these documents on you to file your hearing brief and written submissions.
REPRESENTATION
Any party to the proceeding may be represented by a representative at the hearing.
FAILURE TO PARTICIPATE
IF A PARTY DOES NOT PARTICIPATE, THE HEARING MAY PROCEED IN THE PARTY’S ABSENCE AND THE PARTY WILL NOT BE ENTITLED TO ANY FURTHER NOTICE IN THE PROCEEDING.
FRENCH HEARING
This Notice of Hearing is also available in French on request of a party. Participation may be in either French or English. Participants must notify the Secretary’s Office in writing as soon as possible if the participant is requesting a proceeding be conducted wholly or partly in French.
AVIS EN FRANÇAIS
L'avis d'audience est disponible en français sur demande d’une partie, que la participation à l'audience peut se faire en français ou en anglais et que les participants doivent aviser le Bureau du secrétaire par écrit dès que possible si le participant demande qu'une instance soit tenue entièrement ou partiellement en français.
Dated at Toronto this 9th day of January, 2020
“Grace Knakowski” Secretary to the Commission
For more information
Please visit www.osc.gov.on.ca or contact the Registrar at [email protected].
January 16, 2020 (2020), 43 OSCB 619
Notices
IN THE MATTER OF PAUL SE HUI OEI AND CANADIAN MANU IMMIGRATION & FINANCIAL SERVICES INC.
STATEMENT OF ALLEGATIONS (Subsections 127(1) and 127(10) of the Securities Act, RSO 1990 c S.5)
1. Staff of the Enforcement Branch (Staff) of the Ontario Securities Commission (the Commission) elect to proceed using the expedited procedure for inter-jurisdictional proceedings as set out in Rule 11(3) of the Commission's Rules of Procedure.
A. OVERVIEW
2. In its findings on liability dated December 12, 2017 (the Findings) a panel of the British Columbia Securities Commission (BCSC or the BCSC Panel) found that Paul Se Hui Oei (Oei) and Canadian Manu Immigration & Financial Services Inc. (Canadian Manu) (together, the Respondents) perpetrated a fraud, contrary to section 57(b) of the British Columbia Securities Act, RSBC 1996, c. 418 (the BC Act).
3. The Respondents raised funds on behalf of two companies, Cascade Renewable Carbon Corp. (CRC) and Cascade Renewable Organic Fertilizer Corp. (CROF) (together, Cascade), through an indirect investment structure.
4. The BCSC Panel found that the Respondents raised approximately $13 million from investors. The Respondents represented to investors that their invested funds would be used for “start-up” expenses for the Cascade businesses. Of the $13 million raised, only approximately $8 million was advanced by the Respondents to Cascade or expended by the Respondents on behalf of Cascade. The remainder of the amount raised was retained by the Respondents for their own personal and corporate use.
5. The conduct for which the Respondents were sanctioned occurred between July 2009 and August 2013 (the Material Time).
6. On August 8, 2018, the BCSC Panel issued an Order against the Respondents (the BCSC Order) that imposes sanctions, conditions, restrictions or requirements upon them. The Respondents were denied leave to appeal on September 20, 2018, and their application to vary or revoke the BCSC Order and Findings was dismissed by the BCSC on July 22, 2019.
7. Staff are seeking an inter-jurisdictional enforcement order reciprocating the BCSC Order pursuant to paragraph 5 of subsection 127(10) of the Ontario Securities Act, RSO 1990, c S.5 (the Act).
B. FACTS
Staff make the following allegations of fact:
(i) The Respondents
8. During the Material Time, Oei was a resident of British Columbia and was registered by the Insurance Council of British Columbia. Oei was previously registered under the BC Act in a limited capacity, but he was not registered under the BC Act during the Material Time.
9. Canadian Manu was incorporated under the laws of British Columbia on February 28, 2006 and was dissolved on August 12, 2019 for failure to file records. Canadian Manu was registered by the Insurance Council of British Columbia, but was not registered under the BC Act during the Material Time.
10. Oei was a director and officer of Canadian Manu from its incorporation to March 1, 2010. Oei’s spouse, LL, became a director of Canadian Manu on November 9, 2009 and remained the sole director of the company after Oei’s resignation in March 2010. Following Oei’s resignation as a director of Canadian Manu he continued to control the company, including the company’s bank accounts.
(ii) The BCSC Proceedings
11. The BCSC Panel found that beginning in 2009, Oei solicited investors to invest in Cascade through an indirect investment structure. Under the structure, Canadian Manu acquired securities from CRC and CROF and the investors purchased a security of either CRC or CROF from Canadian Manu. Canadian Manu agreed to hold this CRC or CROF security in trust for the investor under an Investment Trust Agreement. 0863220 B.C. Ltd and 0905701 B.C. Ltd, dissolved corporations of which Oei was a director and officer, then issued shares to the investors, purportedly as
January 16, 2020 (2020), 43 OSCB 620
Notices
“security” or collateral for the investor’s investment in CRC or CROF. In most cases, the investors paid their invested funds into an account with the Respondents’ counsel.
12. The BCSC Panel found that fraud was carried out with respect to 63 investments in Cascade. The Respondents raised $13 million from investors and misappropriated $5,081,415 in investor funds. Investors were told that these funds would be used for the “start-up costs” of Cascade; however, the Respondents expended these funds for their own personal and corporate use.
13. The BCSC Panel found that investors received varying versions of a document called “offering summary” containing some terms that made little to no commercial sense. Certain versions of the document did not mention Canadian Manu. None of the versions made disclosure that some of the proceeds of the offering would be retained by the Respondents for their own personal or corporate use or that investors would be acquiring an indirect ownership interest in Cascade.
(iii) BCSC Findings - Conclusions
14. In its Findings, the BCSC Panel concluded that Oei and Canadian Manu committed 63 contraventions of section 57(b) of the BC Act, each in the aggregate amount of $5,003,088.1 Oei controlled the flow of the investors’ funds and made the oral and written representations to investors that their funds would be used for the start up costs of Cascade. Canadian Manu was part of the indirect investment structure and was the primary conduit of most of the investors’ funds.
(iv) The BCSC Order
15. The BCSC Order imposed the following sanctions, conditions, restrictions or requirements upon the Respondents:
Oei
(a) under section 161(1)(d)(i) of the BC Act, Oei resign any position he holds as a director or officer of an issuer or registrant;
(b) Oei is permanently prohibited:
i. under section 161(1)(b) (ii) of the BC Act, from trading in or purchasing any securities or exchange contracts, except that he may trade and purchase securities or exchange contracts for his own account (including RRSP accounts, TFSA accounts and RESP accounts) through a registered dealer, if he gives the registered dealer a copy of this decision;
ii. under section 161(1)(c) of the BC Act, from relying on any of the exemptions set out in this Act, the regulations or a decision;
iii. under section 161(1)(d)(ii) of the BC Act, from becoming or acting as a director or officer of any issuer or registrant;
iv. under section 161(1)(d)(iii) of the BC Act, from becoming or acting as a registrant or promoter;
v. under section 161(1)(d)(iv) of the BC Act, from acting in a management or consultative capacity in connection with activities in the securities market; and
vi. under section 161(1)(d)(v) of the BC Act, from engaging in investor relations activities;
(c) Oei pay to the Commission $3,087,977.41 pursuant to section 161(1)(g) of the Act; and
(d) Oei pay to the Commission an administrative penalty of $4.5 million under section 162 of the BC Act.
Canadian Manu Immigration & Financial Services Inc.
(e) Canadian Manu is permanently prohibited:
i. under section 161(1)(b)(ii) of the BC Act, from trading in or purchasing any securities or exchange contracts;
1 The original investments in Cascade were completed using a mixture of Canadian and US dollars and were aggregated by the BSCSC Panel in the amount of $5,003,088 using an assumed Canadian/US dollar exchange rate of CDN $1/US $1. At the Sanctions Hearing, the BCSC Panel determined that the fully converted quantum of the fraudulent misconduct was CDN $5,081,415 and used this figure for the purposes of its Orders.
January 16, 2020 (2020), 43 OSCB 621
Notices
ii. under section 161(1)(c) of the BC Act, from relying on any of the exemptions set out in this Act, the regulations or a decision;
iii. under section 161(1)(d)(iii) of the BC Act, from becoming or acting as a registrant or promoter;
iv. under section 161(1)(d)(iv) of the BC Act, from acting in a management or consultative capacity in connection with activities in the securities market; and
v. under section 161(1)(d)(v) of the BC Act, from engaging in investor relations activities;
(f) Canadian Manu pay to the Commission $3,087,977.41 pursuant to section 161(1)(g) of the BC Act; and
(g) Canadian Manu pay to the Commission an administrative penalty of $1.0 million under section 162 of the BC Act.
(h) the obligations to pay the amount set out in subparagraphs (c) and (f) above are joint and several as between Oei and Canadian Manu, such that the total payments to be made under the orders in those subparagraphs shall not exceed $3,087,977.41.
(v) Application to Vary or Revoke Finding section 171 of the Securities Act - BCSC
16. On August 31, 2018, the Respondents applied under section 171 of the Securities Act, RSBC 1996, c. 418 for a hearing and review of both the BCSC’s Findings, dated December 12, 2017 and the BCSC Order dated August 8, 2018.
17. On July 22, 2019, the BCSC dismissed the application to vary or revoke any of their findings or any of their orders against the Respondents pursuant to section 171 of the Act. The BCSC determined it would have been prejudicial to the public to do so.
(vi) Application for Leave to Appeal - British Columbia Court of Appeal
18. On September 20, 2018, the Respondents filed an Amended Notice of Application for Leave to Appeal with the British Columbia Court of Appeal (BCCA) regarding the BCSC Findings and the BCSC Order, respectively. On December 12, 2018, the BCCA issued two Orders dismissing the Appellants’ application for leave to appeal.
C. JURISDICTION OF THE ONTARIO SECURITIES COMMISSION
19. The Respondents are subject to an order of the BCSC imposing sanctions, conditions, restrictions or requirements upon them.
20. Pursuant to paragraph 4 of subsection 127(10) of the Act, an order made by a securities regulatory authority, derivatives regulatory authority or financial regulatory authority, in any jurisdiction, that imposes sanctions, conditions, restrictions or requirements on a person or company may form the basis for an order in the public interest made under subsection 127(1) of the Act.
21. Staff allege that it is in the public interest to make an order against the Respondents.
22. Staff reserve the right to amend these allegations and to make such further and other allegations as Staff deem fit and the Commission may permit.
D. ORDER SOUGHT
23. Staff request that the Commission make the following inter-jurisdictional enforcement order, pursuant to paragraph 4 of subsection 127(10) of the Act:
a) against Oei that:
i. pursuant to paragraph 2 of subsection 127(1) of the Act, trading in any securities or derivatives by Oei cease permanently, except trades that are made for his own accounts (including RRSP accounts, TFSA accounts and RESP accounts) through a registered dealer, if he gives the registered dealer a copy of the BCSC Order dated August 8, 2018 and a copy of the Order of this Commission, if granted;
ii. pursuant to paragraph 2.1 of subsection 127(1) of the Act, the acquisition of any securities by Oei cease permanently except purchases that are made for his own accounts (including RRSP accounts, TFSA accounts and RESP accounts) through a registered dealer, if he gives the
January 16, 2020 (2020), 43 OSCB 622
Notices
registered dealer a copy of the BCSC Order dated August 8, 2018 and a copy of the Order of this Commission, if granted;
iii. pursuant to paragraph 3 of subsection 127(1) of the Act, any exemptions contained in Ontario securities law do not apply to Oei permanently.
iv. pursuant to paragraphs 7, 8.1 and 8.3 of subsection 127(1) of the Act, Oei resign any positions he holds as a director or officer of an issuer or registrant;
v. pursuant to paragraph 8, 8.2 and 8.4 of subsection 127(1) of the Act, Oei is prohibited permanently from becoming or acting as a director or officer of any issuer or registrant; and
vi. pursuant to paragraph 8.5 of subsection 127(1) of the Act, from becoming or acting as a registrant or promoter.
b) against Canadian Manu that:
i. pursuant to paragraph 2 of subsection 127(1) of the Act, trading in any securities or derivatives by Canadian Manu cease permanently;
ii. pursuant to paragraph 2.1 of subsection 127(1) of the Act, the acquisition of any securities by Canadian Manu cease permanently;
iii. pursuant to paragraph 3 of subsection 127(1) of the Act, any exemptions contained in Ontario securities law do not apply to Canadian Manu permanently; and
iv. pursuant to paragraph 8.5 of subsection 127(1) of the Act, Canadian Manu is prohibited permanently from becoming or acting as a registrant or promoter.
DATED at Toronto this 7th day of January, 2020.
Audrey Smith Litigation Counsel Enforcement Branch
Tel: 416-597-7240 Email: [email protected]
January 16, 2020 (2020), 43 OSCB 623
Notices
1.4 Notices from the Office of the Secretary 1.4.2 BDO Canada LLP
1.4.1 Paul Se Hui Oei and Canadian Manu IMMEDIATE RELEASE Immigration & Financial Services Inc. January 10, 2020
BDO CANADA LLP, FOR IMMEDIATE RELEASE File No. 2018-59 January 9, 2020 TORONTO – Take notice the hearing dates in the above PAUL SE HUI OEI AND named matter scheduled to be heard on March 2, 6, 9, 23, CANADIAN MANU IMMIGRATION & FINANCIAL 26, 27, 30; April 3 and May 28, 2020 are vacated. SERVICES INC., File No. 2020-1 The hearing on the merits shall commence at 10:00 a.m. on March 4, 2020 and continue on March 5, 11, 12, 18-20, 24, TORONTO – The Office of the Secretary issued a Notice of 25; April 6-9, 13, 15-17, 20-24, 27, 29, 30; May 1, 4, 6-8, Hearing pursuant to Subsections 127(1) and 127(10) of the 11, 13-15, 19-22, 25 and 27, 2020 at 10:00 a.m. on each Securities Act. scheduled day.
A copy of the Notice of Hearing dated January 9, 2020 and OFFICE OF THE SECRETARY Statement of Allegations dated January 7, 2020 are GRACE KNAKOWSKI available at www.osc.gov.on.ca. SECRETARY TO THE COMMISSION
OFFICE OF THE SECRETARY For Media Inquiries: GRACE KNAKOWSKI SECRETARY TO THE COMMISSION [email protected]
For Media Inquiries: For General Inquiries: [email protected] 1-877-785-1555 (Toll Free) [email protected] For General Inquiries:
1-877-785-1555 (Toll Free) [email protected]
January 16, 2020 (2020), 43 OSCB 624
Notices
1.4.3 Money Gate Mortgage Investment Corporation 1.4.4 David Randall Miller et al. FOR IMMEDIATE RELEASE FOR IMMEDIATE RELEASE January 14, 2020 January 10, 2020 DAVID RANDALL MILLER, MONEY GATE MORTGAGE INVESTMENT File No. 2019-48 CORPORATION, MONEY GATE CORP., TORONTO – The Commission issued an Order in the MORTEZA KATEBIAN and above named matter. PAYAM KATEBIAN, File No. 2017-79 A copy of the Order dated January 14, 2020 is available at www.osc.gov.on.ca. TORONTO – The Commission issued an Order in the above named matter. OFFICE OF THE SECRETARY GRACE KNAKOWSKI A copy of the Order dated January 10, 2020 is SECRETARY TO THE COMMISSION available at www.osc.gov.on.ca. For Media Inquiries: OFFICE OF THE SECRETARY GRACE KNAKOWSKI [email protected] SECRETARY TO THE COMMISSION For General Inquiries: For Media Inquiries: 1-877-785-1555 (Toll Free) [email protected] [email protected]
For General Inquiries:
1-877-785-1555 (Toll Free) [email protected]
January 16, 2020 (2020), 43 OSCB 625
Notices
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January 16, 2020 (2020), 43 OSCB 626
Chapter 2
Decisions, Orders and Rulings
2.1 Decisions application from the Filer for a decision under the securities legislation of the Jurisdictions (the Legislation) granting 2.1.1 Melcor Real Estate Investment Trust relief from the requirement in Part 8 of National Instrument 51-102 Continuous Disclosure Obligations (NI 51-102) to Headnote file a business acquisition report (BAR) in connection with the acquisition (the Acquisition) of a regional retail Multilateral Instrument 11-102 Passport System and shopping centre (the Target Property) for a total gross National Policy 11-203 Process for Exemptive Relief purchase price of approximately $54.8 million (the Applications in Multiple Jurisdictions – National Instrument Exemption Sought). 51-102 Continuous Disclosure Obligations, s. 13.1 – Filer required relief from the requirement to file a business Under the Process for Exemptive Relief Applications in acquisition report – The acquisition was insignificant Multiple Jurisdictions (for a dual application): applying the asset and investment tests, but significant based on the profit or loss test – The profit or loss test (a) the Alberta Securities Commission is the produced an anomalous result because the significance of principal regulator for the application; the acquisition under that test was disproportionate to its significance on an objective basis in comparison to the (b) the Filer has provided notice that results of the other significance tests and all other subsection 4.7(1) of Multilateral business, commercial, financial and practical factors – Filer Instrument 11-102 Passport System (MI provided additional measures demonstrating the 11-102) is intended to be relied upon in insignificance of the property to the Filer which were British Columbia, Saskatchewan, generally consistent with the results when applying the Manitoba, Québec, New Brunswick, asset and investment tests. Prince Edward Island, Nova Scotia, Newfoundland and Labrador, Yukon, Applicable Legislative Provisions Northwest Territories and Nunavut; and
National Instrument 51-102 Continuous Disclosure (c) the decision is the decision of the Obligations, ss. 8.2(1), 8.4(5), 13. principal regulator and evidences the decision of the securities regulatory Citation: Re Melcor Real Estate Investment Trust, 2019 authority or regulator in Ontario. ABASC 180 December 10, 2019 Interpretation
IN THE MATTER OF Terms defined in National Instrument 14-101 Definitions, MI THE SECURITIES LEGISLATION OF 11-102 and NI 51-102 have the same meaning if used in ALBERTA AND ONTARIO this decision, unless otherwise defined herein. (the Jurisdictions) Representations AND This decision is based on the following facts represented by IN THE MATTER OF the Filer: THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS The Filer IN MULTIPLE JURISDICTIONS 1. The Filer is an unincorporated open-ended real AND estate investment trust established under the laws of the Province of Alberta pursuant to a IN THE MATTER OF declaration of trust with its head office located in MELCOR REAL ESTATE INVESTMENT TRUST Edmonton, Alberta. (the Filer) 2. The Filer is a reporting issuer under the securities DECISION legislation of each of the provinces and territories of Canada and is not in default of securities Background legislation in any jurisdiction of Canada.
The securities regulatory authority or regulator in each of the Jurisdictions (each a Decision Maker) has received an
January 16, 2020 (2020), 43 OSCB 627
Decisions, Orders and Rulings
3. The units of the Filer are listed and posted for 12. The Filer has provided the principal regulator with trading on the Toronto Stock Exchange under the additional operational measures that demonstrate trading symbol "MR.UN". the non-significance of the Acquisition to the Filer. The results of those measures are generally The Acquisition consistent with the results of the Asset Test and the Investment Test. 4. The Filer completed the Acquisition on November 12, 2019. 13. The Filer is of the view that the Asset Test, the Investment Test and these additional operating 5. The Acquisition constitutes a "significant measures more closely reflect the actual acquisition" for the purposes of Part 8 of NI 51- significance of the Acquisition to the Filer from a 102, requiring the Filer to file a BAR within 75 commercial, business, practical and financial days of the Acquisition pursuant to subsection perspective. 8.2(1) of NI 51-102. Decision Significance Tests for the BAR Each of the Decision Makers is satisfied that the decision 6. The tests for determining whether an acquisition is meets the test set out in the Legislation for the Decision a significant acquisition are the asset test Maker to make the decision. described in paragraph 8.3(2)(a) of NI 51-102 (the Asset Test), the investment test described in The decision of the Decision Makers under the Legislation paragraph 8.3(2)(b) of NI 51-102 (the Investment is that the Exemption Sought is granted. Test) and the profit or loss test described in paragraph 8.3(2)(c) of NI 51-102 (the Profit or “Timothy Robson” Loss Test). An acquisition by the Filer is a Manager, Legal significant acquisition if any of the three foregoing Corporate Finance tests yield a result that exceeds 20%. Alberta Securities Commission
7. The Acquisition is not a significant acquisition under the Asset Test, as the consolidated assets of the Target Property at the end of its most recently completed financial year represent approximately 8.0% of the Filer's consolidated assets as at December 31, 2018.
8. The Acquisition is not a significant acquisition under the Investment Test, as the consolidated investments in and advances to the Target Property on the acquisition date represent approximately 7.7% of the Filer's consolidated assets as at December 31, 2018.
9. The Acquisition is, however, a significant acquisition under the Profit or Loss Test, as the specified profit or loss of the Target Property for its most recently completed financial year represents approximately 60.1% of the Filer's consolidated specified profit or loss for the financial year ended December 31, 2018.
Non-significance of the Acquisition
10. The application of the Profit or Loss Test produces an anomalous result because it exaggerates the significance of the Acquisition out of proportion to its significance on an objective basis in comparison to the results of the Asset Test and the Investment Test.
11. The Filer does not believe that the Acquisition is significant to it from a commercial, business, practical or financial perspective.
January 16, 2020 (2020), 43 OSCB 628
Decisions, Orders and Rulings
2.1.2 Vertex One Asset Management Inc. et al.
Headnote
Multilateral Instrument 11-102 Passport System and National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – National Instrument 81-102 Investment Funds section 5.5(1)(a) – Change of Manager Approval – An investment fund manager seeks approval to change the investment fund manager under the approval requirements in section 5.5(1)(a) of NI 81-102 – The Filer established the experience and integrity of the new manager; there are no expected material changes to the day-to-day management, business, operations or affairs of the investment fund; the independent review committee reviewed the change of manager; security holders have voted or will vote to approve the change of manager.
Multilateral Instrument 11-102 Passport System and National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – National Instrument 81-102 Investment Funds section 5.5(1)(c) – Change of Custodian Approval – An investment fund manager seeks approval of a change of custodian under the approval requirements of section 5.5(1)(c) of NI 81-102 – The change of custodian is in connection with a change or proposed change of the investment fund manager; the proposed custodial arrangements will comply with Part 6 of NI 81-102; the independent review committee of the investment funds has provided a positive recommendation; the change in custodian will be beneficial to security holders and the investment funds.
Applicable Legislative Provisions
National Instrument 81-102 Investment Fund, ss. 5.5(1)(a), 5.7(1)(a); ss. 5.5(1)(c) and 5.7(1)(c).
January 10, 2020
IN THE MATTER OF THE SECURITIES LEGISLATION OF BRITISH COLUMBIA AND ONTARIO (the Jurisdictions)
AND
IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS
AND
IN THE MATTER OF VERTEX ONE ASSET MANAGEMENT INC. (the Filer)
AND
PICTON MAHONEY ASSET MANAGEMENT (PICTON MAHONEY)
AND
VERTEX LIQUID ALTERNATIVE FUND VERTEX LIQUID ALTERNATIVE FUND PLUS VERTEX BOND ALPHA FUND (THE AFFECTED FUNDS)
DECISION
Background
¶ 1 The securities regulatory authority or regulator in each of the Jurisdictions (Decision Maker) has received an application from the Filer and Picton Mahoney for a decision under the securities legislation of the Jurisdictions (the Legislation) for:
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(a) approval under subsection 5.5(1)(a) of National Instrument 81-102 Investment Funds (NI 81-102), of the change of manager (the Change of Manager) of the Affected Funds from the Filer to Picton Mahoney Asset Management (Picton Mahoney) (the Change of Manager Approval); and
(b) approval under subsection 5.5(1)(c) of NI 81-102, of the change of custodian (the Change of Custodian) of the Affected Funds from CIBC Mellon Trust Company to RBC Investor and Treasury Services (RBC I&TS) (the Change of Custodian Approval).
Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a dual application):
(a) the British Columbia Securities Commission is the principal regulator for this application;
(b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in each of the other provinces and territories of Canada except Quebec and Ontario; and
(c) the decision is the decision of the principal regulator and evidences the decision of the securities regulatory authority or regulator in Ontario.
Interpretation
¶ 2 Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this decision, unless otherwise defined.
Representations
¶ 3 This decision is based on the following facts represented by the Filer and, in relation to the facts in representations 13 to 21 and 32 to 52, by Picton Mahoney:
Vertex One Asset Management Inc.
1. the Filer is a corporation incorporated under the laws of Canada with its head office located at suite 3200 - 1021 West Hastings Street, Vancouver, British Columbia, V6E 0C3;
2. the Filer is registered as: (a) an investment fund manager in each of the provinces of Canada; (b) a portfolio manager in each of the provinces of Canada, other than Newfoundland and Labrador and Quebec; and (c) an exempt market dealer in each of the provinces of Canada, other than Newfoundland and Labrador, and such registrations have not been cancelled or revoked;
3. the Filer is the manager and portfolio manager of each of the Affected Funds; the Filer may appoint third party sub-advisers to the Affected Funds;
4. the Filer is not in default of securities legislation in any jurisdiction;
5. the Filer offers discretionary portfolio management services to individuals, institutions and other entities seeking wealth management or related services;
Affected Funds
6. the Affected Funds are each mutual fund trusts established under the laws of British Columbia under a master trust agreement dated December 18, 2018, entered into by the Filer, in its capacity as manager of the Affected Funds and CIBC Mellon Trust Company, as trustee of the Affected Funds with effect as of January 3, 2019 in respect of the Affected Funds;
7. any securities issued by the Affected Funds have been sold to investors in accordance with applicable securities legislation;
8. the Vertex Liquid Alternative Fund Plus and Vertex Bond Alpha Fund currently offer two classes of units, Class B units and Class F units;
9. the Vertex Liquid Alternative Fund currently offers three classes of units, Class B units, Class F units and Class O units;
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10. the Affected Funds are reporting issuers in all of the provinces and territories of Canada, other than Quebec;
11. the Affected Funds are not in default of securities legislation in any jurisdiction;
12. securities of the Affected Funds are offered under a simplified prospectus and fund facts documents dated January 11, 2019, as amended by Amendment No. 1 dated September 5, 2019, and Amendment No. 2 dated October 31, 2019, and under an amended and restated annual information form for alternative mutual funds dated April 9, 2019, as amended by Amendment No. 1 dated September 5, 2019, and Amendment No. 2 dated October 31, 2019;
Picton Mahoney
13. Picton Mahoney is a general partnership established under the laws of Ontario with its head office located at 830-33 Yonge Street, Toronto, ON, M5E 1G4;
14. Picton Mahoney is registered as: (a) an investment fund manager in Ontario, Quebec and Newfoundland and Labrador; (b) a portfolio manager in Ontario, Quebec, British Columbia, Manitoba, Saskatchewan and Prince Edward Island; (c) an exempt market dealer in Ontario, Quebec, British Columbia, Manitoba, Saskatchewan, Alberta, Prince Edward Island and Newfoundland and Labrador; and (d) a commodity trading manager in Ontario;
15. Picton Mahoney is not in default of securities legislation in any jurisdiction;
16. Picton Mahoney was founded in 2004 and currently manages approximately $7.4 billion for institutional and retail investors across the country, including seven publicly traded mutual funds, and nine private investment funds; Picton Mahoney specializes in alternative investment strategies, including rules-based volatility management;
17. Picton Mahoney is the manager of a group of alternative mutual funds consisting of the Picton Mahoney Fortified Active Extension Alternative Fund, Picton Mahoney Fortified Market Neutral Alternative Fund, Picton Mahoney Fortified Multi-Strategy Alternative Fund, Picton Mahoney Fortified Income Alternative Fund (the Picton Mahoney Alternative Funds), and a group of conventional mutual funds consisting of the Picton Mahoney Fortified Equity Fund, Picton Mahoney Fortified Income Fund and Picton Mahoney Fortified Multi- Asset Fund (the Picton Mahoney Mutual Funds); each of the Picton Mahoney Alternative Funds and Picton Mahoney Mutual Funds is considered to be a separate mutual fund under section 1.3(1) of NI 81-102;
18. each of the Picton Mahoney Alternative Funds is a reporting issuer in all of the provinces and territories of Canada; shares of the Picton Mahoney Alternative Funds are offered under a simplified prospectus, annual information form and fund facts documents dated July 5, 2019; the Picton Mahoney Alternative Funds are not in default of securities legislation in any jurisdiction;
19. each of the Picton Mahoney Mutual Funds is a reporting issuer in all of the provinces and territories of Canada; shares of the Picton Mahoney Mutual Funds are offered under a simplified prospectus, annual information form and fund facts documents dated August 20, 2019; the Picton Mahoney Mutual Funds are not in default of securities legislation in any jurisdiction;
20. in addition to managing the Picton Mahoney Alternative Funds and the Picton Mahoney Mutual Funds, Picton Mahoney is the manager and portfolio manager of the Picton Mahoney Diversified Strategies Fund, Picton Mahoney Market Neutral Equity Fund, Picton Mahoney Income Opportunities Fund, Picton Mahoney Long Short Equity Fund, Picton Mahoney Concentrated Opportunistic Long Short Fund, Picton Mahoney Special Situations Fund, Picton Mahoney 130/30 Alpha Extension Canadian Equity Fund, Picton Mahoney Canadian 130/30 Pension One Fund and Picton Mahoney World 130/30 Canadian Equity Fund (the Picton Mahoney Private Funds); the securities of each of the Picton Mahoney Private Funds are offered on a prospectus- exempt basis in Canada;
21. upon the change of domicile of the Affected Funds to Ontario as described in representation 25 below, Picton Mahoney will possess all registrations under securities legislation and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) to allow it to manage the Affected Funds after Closing (as defined below);
The Change of Manager
22. under the purchase agreement entered into between the Filer and Picton Mahoney dated October 21, 2019
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(the Purchase Agreement), Picton Mahoney agreed with the Filer to purchase from the Filer the fund contracts of the Filer related to the investment fund management business conducted by the Filer in respect of the Affected Funds and related assets (the Transaction);
23. the Transaction is expected to be completed on or about January 10, 2020 (the Closing), subject to receiving all necessary securityholder, regulatory and other approvals and satisfying the conditions of closing contained in the Purchase Agreement;
24. under the Purchase Agreement, the Filer will (a) appoint Picton Mahoney as successor investment fund manager of the Affected Funds and Picton Mahoney will accept such appointment as of and with effect from the time of the Closing; and (b) resign as investment fund manager of the Affected Funds as of and with effect from the time of the Closing; under the Transaction, the Change of Manager will occur for all of the Affected Funds;
25. upon Closing, the domicile of the Affected Funds will be changed from British Columbia to Ontario; this change is appropriate because Picton Mahoney intends to carry out its fund management activities from its head office in Toronto, Ontario;
26. the Transaction was approved by the board of directors of the Filer on October 21, 2019, and by the Executive Committee of Picton Mahoney on August 26, 2019;
27. on October 29, 2019, the independent review committee established for the Affected Funds (the Vertex IRC) under National Instrument 81-107 Independent Review Committee for Investment Funds (NI 81-107) met to consider the Change of Manager and advised the Filer that in the opinion of the Vertex IRC, after reasonable enquiry, the Change of Manager would achieve a fair and reasonable result for the Affected Funds; the results of the Vertex IRC’s review of the Change of Manager is referred to in the Circular (as defined below);
28. under section 5.5(1)(a) of NI 81-102, the approval of the securities regulatory authority or regulator is required before the manager of an investment fund is changed, unless the new manager is an affiliate of the current manager; because the Filer and Picton Mahoney are not affiliates, the Change of Manager Approval is required;
Other Requirements
29. the approval of the Change of Manager by unitholders of the Affected Funds as required under NI 81-102 was obtained at special meetings of the Affected Funds’ unitholders on November 28, 2019; the notice of meeting and the management information circular of the Filer (the Circular) were mailed to unitholders of the Affected Funds on October 31, 2019, in compliance with the notice and form requirements of section 5.4 of NI 81-102; copies of both the notice of meeting and Circular have been filed on SEDAR; none of the expenses of these approvals will be incurred by the Affected Funds or the unitholders of the Affected Funds and the approvals meet the requirements of section 5.4 of NI 81-102;
30. the Circular contained sufficient information regarding the business, management and operations of Picton Mahoney, including a discussion regarding the tax implications of the Change of Manager, to permit unitholders of the Affected Funds to make an informed decision whether to approve the Change of Manager which is required before the Transaction can be completed; all other information and documents necessary to comply with applicable proxy solicitation requirements of securities legislation for the special meetings were also mailed to unitholders of the Affected Funds;
31. as required by section 11.2 of NI 81-106 Investment Fund Continuous Disclosure (NI 81-106), a press release disclosing the Transaction and Change of Manager was issued and posted on the website of the Filer and filed on SEDAR on October 21, 2019; in addition, a Form 51-102F3 Material Change Report describing the Transaction and Change of Manager was filed on SEDAR on October 31, 2019;
32. Picton Mahoney has provided notice of the Transaction to the British Columbia Securities Commission and Ontario Securities Commission under section 11.9 of NI 31-103;
The Change of Custodian
33. as a result of the Change of Manager, Picton Mahoney expects to change the custodian of the Affected Funds (the Change of Custodian) by the end of August 2020;
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34. as the Change of Custodian is being implemented in connection with the Change of Manager, the approval of the Regulators under section 5.5(1)(c) is required;
35. Picton Mahoney believes the Change of Custodian will be beneficial to the Affected Funds and their securityholders as it will create administrative efficiencies by having custody of all the mutual funds managed by Picton Mahoney with the same custodian;
36. the current custodian of the Affected Funds is CIBC Mellon Trust Company;
37. the custodian of each Affected Fund will be changed to RBC I&TS; RBC I&TS may engage sub-custodians in connection with the assets of the Affected Funds; Picton Mahoney is not an affiliate of RBC I&TS;
38. RBC I&TS is the custodian of the Picton Mahoney Mutual Funds and Picton Mahoney Alternative Funds;
39. RBC I&TS provided custodian reports to Picton Mahoney in relation to the Picton Mahoney Mutual Funds and the Picton Mahoney Alternative Funds for the year ended December 31, 2018; in these custodian reports, RBC I&TS confirmed that it satisfies the requirements to act as a qualified custodian as prescribed in section 6.2 of NI 81-102 and, in particular, RBC I&TS is a trust company incorporated under the laws of Canada and has equity, as reported in its most recent audited financial statement, of not less than $10,000,000 (the Custodial Qualification Requirement); these custodian reports were filed by Picton Mahoney on SEDAR on March 28, 2019;
40. Picton Mahoney believes that the Change of Custodian will have no adverse impact on continued compliance by the Affected Funds, the Picton Mahoney Mutual Funds or the Picton Mahoney Alternative Funds with Part 6 of NI 81-102;
41. Picton Mahoney does not regard the Change of Custodian as a “material change” as defined in section 1.1 of NI 81-106;
42. the Change of Custodian will not be detrimental to the protection of the investors in the Affected Funds or prejudicial to the public interest;
Impact of Change of Manager on the Affected Funds
43. upon Closing, Picton Mahoney will become the manager of the Affected Funds; in addition to the Change of Manager, Picton Mahoney intends to make certain other consequential changes to the Affected Funds, including changing the portfolio manager of the Affected Funds to Picton Mahoney and changing the names of the Affected Funds to continue under the Picton Mahoney branded-family of funds; all material agreements regarding the administration of the Affected Funds will either be assigned to Picton Mahoney and amended and restated by Picton Mahoney or be terminated, and Picton Mahoney may enter into new agreements with the relevant service providers, as required; the assignment and assumption by Picton Mahoney of certain contracts is a condition of, and will occur concurrently with, Closing;
44. Picton Mahoney has an independent review committee in place for all of its funds (the Picton Mahoney IRC) and upon completion of the Change of Manager the members of the Picton Mahoney IRC will serve as the independent review committee for the Affected Funds;
45. Picton Mahoney has or will have the appropriate personnel, policies and procedures and systems in place to assume the management of the Affected Funds on Closing;
46. upon Closing, it is expected that both Craig Chilton and Tom Savage, the current advising representatives of the Filer that are portfolio managers of the Affected Funds, will become advising representatives of Picton Mahoney, which will ensure that the Affected Funds continue to be managed in a substantially similar manner to how they were managed prior to the Change of Manager;
47. Picton Mahoney has no current intention to change the investment objectives or investment strategies of the Affected Funds or increase the fees and expenses of the Affected Funds;
48. the directors and officers of Picton Mahoney will have the integrity and experience to manage and operate the Affected Funds on Closing as contemplated by section 5.7(1)(a)(v) of NI 81-102;
49. the Transaction is not expected to have any material impact on the business, operations or affairs of the Affected Funds or the securityholders of the Affected Funds and Picton Mahoney intends to manage the Affected Funds in a similar manner as the Filer;
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50. the Affected Funds will not bear any of the costs and expenses associated with the Change of Manager of the Affected Funds; such costs will be borne by the Filer and Picton Mahoney;
51. the Change of Manager is not expected to adversely affect the respective financial positions of the Filer or Picton Mahoney nor their respective abilities to fulfill their regulatory obligations;
52. on Closing, the auditors of the Affected Funds, PricewaterhouseCoopers LLP, and trustee of the Affected Funds will not change; and
53. the Change of Manager will not be detrimental to the protection of investors in the Affected Funds or prejudicial to the public interest.
Decision
¶4 Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision Maker to make the decision.
The decision of the Decision Makers under the Legislation is that:
1. the Change of Manager Approval is granted; and
2. the Change of Custodian Approval is granted provided that:
(a) prior to the implementation of the Change of Custodian,
(i) CIBC Mellon Trust Company will provide to Picton Mahoney a custodian report in relation to the Affected Funds for the year ended December 31, 2019 and Picton Mahoney will file this custodian report on SEDAR; and
(ii) RBC I&TS will provide to Picton Mahoney custodian reports in relation to the Picton Mahoney Mutual Funds and the Picton Mahoney Alternative Funds for the year ended December 31, 2019 and Picton Mahoney will file these custodian reports on SEDAR;
(b) the Change of Custodian and the custodial agreement and arrangements between the Affected Funds and RBC I&TS will be implemented in compliance with Part 6 of NI 81-102 and, in particular, RBC I&TS will meet the Custodial Qualification Requirement, and the agreement between RBC I&TS will comply with section 6.4 of NI 81-102, including the requirement that the custodial agreement and any sub-custodial agreements provide for the location of portfolio assets, any appointment of a sub- custodian, requirements concerning lists of sub-custodians, the method of holding portfolio assets, the standard of care and responsibility for loss, and requirements concerning review and compliance reports, in each case, in accordance with Part 6 of NI 81-102;
(c) as the Change of Custodian may be considered a “conflict of interest matter” as defined in section 1.2 of NI 81-107, prior to the implementation of the Change of Custodian, Picton Mahoney will refer the Change of Custodian to the then current independent review committee for the Affected Funds and will proceed with the Change of Custodian in accordance with section 5.3 of NI 81-107; and
(d) Picton Mahoney will
(i) provide general disclosure, by press release or other means, of the Change of Custodian to unitholders of the Affected Funds prior to implementation of the Change of Custodian;
(ii) file a copy of the custodial agreement between the Affected Funds and RBC I&TS on SEDAR within 10 days following its effective date; and
(iii) cause the Affected Funds to disclose details of the Change of Custodian in the renewal prospectus documents that are next filed following the implementation of the Change of Custodian.
“John Hinze” Director, Corporate Finance British Columbia Securities Commission
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2.1.3 AGF Investments Inc. 2. the rating or ranking is to the same calendar month end that is: Headnote a) not more than 45 days before the date of NP 11-203 Process for Exemptive Relief Applications in the appearance or use of the Multiple Jurisdictions – Existing and future mutual funds advertisement in which it is included, and managed by the Filer granted relief from paragraphs 15.3(4)(c) and (f) of NI 81-102 Investment Funds to permit b) not more than three months before the references to Lipper Awards and Lipper Leader Ratings in date of first publication of any other sales sales communications – Relief subject to conditions communication in which it is included; requiring specified disclosure and the requirement that the Lipper Awards being referenced not have been awarded (together, the Exemption Sought), to permit the Lipper more than 365 days before the date of the sales Awards and Lipper Leader Ratings to be referenced in communication. sales communications relating to the Funds.
Under the Process for Exemptive Relief Applications in Applicable Legislative Provisions Multiple Jurisdictions (for a passport application):
National Instrument 81-102 Investment Funds, ss.15.3(4)(c), a) the Ontario Securities Commission is the (f), and 19.1. principal regulator for this Application, and January 13, 2020 b) the Filer has provided notice that section IN THE MATTER OF 4.7(1) of Multilateral Instrument 11-102 THE SECURITIES LEGISLATION OF Passport System (MI 11-102) is intended ONTARIO to be relied upon in Alberta, British (the Jurisdiction) Columbia, Manitoba, New Brunswick, Newfoundland and Labrador, Nova AND Scotia, Northwest Territories, Nunavut, Prince Edward Island, Quebec, IN THE MATTER OF Saskatchewan and Yukon (together with THE PROCESS FOR EXEMPTIVE RELIEF Ontario, the Jurisdictions). APPLICATIONS IN MULTIPLE JURISDICTIONS Interpretation
AND Terms defined in National Instrument 14-101 Definitions, MI 11-102 and NI 81-102 have the same meanings if used in IN THE MATTER OF this decision, unless otherwise defined. AGF INVESTMENTS INC. (the Filer) Representations
DECISION This decision is based on the following facts represented by the Filer: Background The Filer and the Funds The principal regulator in the Jurisdiction has received an application (the Application) from the Filer on behalf of 1. The Filer is a corporation amalgamated under the existing and future mutual funds of which the Filer or an laws of the Province of Ontario with its head office affiliate of the Filer is, or in the future will be, the investment in Toronto, Ontario. fund manager and to which National Instrument 81-102 2. The Filer is registered in the categories of (a) Investment Funds (NI 81-102) applies, including AGF U.S. exempt market dealer in the Provinces of Alberta, Small-Mid Cap Fund (the Fund),(collectively, the Funds) British Columbia, Manitoba, Ontario, Quebec and for a decision under the securities legislation of the Saskatchewan, (b) portfolio manager in each of Jurisdiction of the principal regulator (the Legislation) for the Jurisdictions, (c) investment fund manager in an exemption from the requirements set out in paragraphs the Provinces of Alberta, British Columbia, 15.3(4)(c) and 15.3(4)(f) of NI 81-102, which provide that a Newfoundland and Labrador, Ontario and sales communication must not refer to a performance rating Quebec, (d) a mutual fund dealer in the Provinces or ranking of a mutual fund or asset allocation service of British Columbia, Ontario and Quebec, and (e) unless: a commodity trading manager in the Province of 1. the rating or ranking is provided for each period for Ontario. which standard performance data is required to be 3. The Filer manages the Funds, each of which is, or given, except the period since the inception of the will be, a retail mutual fund established under the mutual fund; and laws of Canada or a jurisdiction of Canada. The
January 16, 2020 (2020), 43 OSCB 635
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securities of each of the Funds of are, or will be, Leader Rating System is a toolkit that helps guide qualified for distribution pursuant to one or more investors and their advisors in selecting funds that prospectuses or simplified prospectuses, which suit individual investment styles and goals. The may be amended or renewed from time to time, Lipper Leaders Rating System uses investor- prepared and filed in accordance with the centered criteria to deliver a simple, clear securities legislation of each applicable description of a fund’s success in meeting certain Jurisdiction. goals, such as preserving capital or building wealth through consistent, strong returns. The 4. Each of the Funds is, or will be, a reporting issuer strength of Lipper Ratings are their use in in each of the Jurisdictions. Each of the Funds is conjunction with one another. They can be used or will be subject to NI 81-102, including Part 15 of together to identify funds that meet the particular NI 81-102, which governs sales communications. characteristics of the investor.
5. Neither the Filer nor the Funds are in default of 12. In Canada, the Lipper Leader Rating System securities legislation in any of the Jurisdictions. includes Lipper Ratings for Consistent Return (reflecting funds’ historical risk-adjusted returns Lipper Leader Ratings and Lipper Awards relative to funds in the same classification), Lipper Ratings for Total Return (reflecting funds’ 6. The Filer wishes to include in sales historical total return performance relative to funds communications of the Funds references to the in the same classification), Lipper Ratings for Lipper Leader Ratings (which are performance Preservation (reflecting funds' historical loss ratings or rankings for funds issued by Lipper and avoidance relative to other funds in the same include the Lipper Ratings for Total Return, Lipper classification) and Lipper Ratings for Expense Ratings for Consistent Return, Lipper Ratings for (reflecting funds' expense minimization relative to Preservation and the Lipper Ratings for Expense, funds with similar load structures). In each case, which are described below) and Lipper Awards (as the fund classification used by Lipper for the described below) where such Funds have been Lipper Leader Ratings are those maintained by awarded a Lipper Award. CIFSC (or a successor to CIFSC). Lipper Leader Ratings are measured monthly over 36, 60 and 7. Lipper, Inc. (Lipper) is a “mutual fund rating entity” 120 month periods, and an overall rating is also as that term is defined in NI 81-102. Lipper is measured, which is an equal-weighted average of entirely owned by Refinitiv (formerly the Financial percentile ranks for each measure over 36, 60 and and Risk business of Thomson Reuters) and is a 120 month periods, if applicable. The highest 20% supplier of mutual fund information, analytical of funds in each category are named Lipper tools, and commentary. Lipper's fund data and Leaders for that particular rating, the next 20% analysis, fund awards designations and ratings receive a score of 4, the middle 20% receive a information provide valuable insight to advisors, score of 3, the next 20% receive a score of 2 and media and individual investors. the lowest 20% receive a score of 1. 8. One of Lipper's programs is the Lipper Fund 13. The Lipper Awards, awarded annually in Canada, Awards from Refinitiv program (the Lipper are based on the Lipper Ratings for Consistent Awards). This program recognizes funds that have Return measure, which, as generally described excelled in delivering consistently strong risk- above, is a risk-adjusted mutual fund return adjusted performance relative to peers and also performance measure used by Lipper that takes recognizes fund families with high average scores into account both short- and long-term risk- for all funds within a particular asset class or adjusted performance relative to fund overall. Currently, the Lipper Awards take place in classification. In respect of the Lipper Awards for over 20 countries. Canada, the Lipper Ratings for Consistent Return 9. In Canada, the Lipper Awards include the Lipper are measured over the 36, 60 and 120 month Fund Awards and Lipper ETF Awards. For the periods ending at the end of July of each year. As Lipper Fund Awards, Lipper designates award- noted above, the highest 20% of funds in each winning funds in most individual fund classification are named Lipper Leaders for classifications for three, five and ten year periods. Consistent Return, and the highest Lipper Leader for Consistent Return in each applicable fund 10. The fund classifications used by Lipper for the classification over these periods (currently, in the Lipper Awards in respect of Canadian funds are case of the Lipper ETF Awards, over the 36 month those maintained by the Canadian Investment period only) wins a Lipper Award. Funds Standards Committee (“CIFSC”) (or a successor to the CIFSC), a Canadian organization Sales Communication Disclosure that is independent of Lipper. 14. The Lipper Leader Ratings are performance 11. The Lipper Awards are based on a proprietary ratings or rankings under NI 81-102 and Lipper rating methodology prepared by Lipper, the Lipper Awards may be considered to be performance Leader Rating for Consistent Return. The Lipper ratings or rankings under NI 81-102 given that the
January 16, 2020 (2020), 43 OSCB 636
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awards are based on the Lipper Leader Ratings 19. Paragraph 15.3(4)(f) of NI 81-102 imposes certain as described above. Therefore, references to restrictions on disclosure in sales Lipper Leader Ratings and Lipper Awards in sales communications. The paragraph provides that in communications relating to the Funds need to order for a rating or ranking such as a Lipper meet the applicable requirements in Part 15 of NI Award to be used in an advertisement, the 81-102. advertisement must be published within 45 days of the calendar month end to which the rating or 15. Section 15.3(4)(c) of NI 81-102 imposes a ranking applies. Further, in order for the rating or “matching” requirement for performance ratings or ranking to be used in any other sales rankings that are included in sales communication, the rating or ranking must be communications for mutual funds. If a published within three months of the calendar performance rating or ranking is referred to in a month end to which the rating or ranking applies. sales communication, the performance rating or ranking must be provided for, or “match”, each 20. Because the evaluation of funds for the Lipper period for which standard performance data is Awards will be based on data aggregated until the required to be given for the fund except for the end of July in any given year and the results will period since the inception of the fund. be published in November of that year, by the time a fund receives an award in November, paragraph 16. In Canada and elsewhere, Lipper Leader Ratings 15.3(4)(f) of NI 81-102 will prohibit it from are calculated only for 36, 60 and 120 month publishing news of the award altogether. periods and are not calculated for a one year period. This means that a sales communication 21. The Exemption Sought is required in order for referencing a Lipper Leader Rating cannot comply Lipper Leader Ratings and Lipper Awards to be with the “matching” requirement contained in referenced in sales communications relating to the paragraph 15.3(4)(c) of NI 81-102 because a Funds. rating is not available for the one year period. Relief from paragraph 15.3(4)(c) of NI 81-102 is 22. The Filer submits that the Lipper Awards and therefore required in order for Funds to reference Lipper Leader Ratings provide important tools for Lipper Leader Ratings in sales communications. investors, as they provide investors with context when evaluating investment choices. These 17. In addition, a sales communication referencing the awards and ratings provide an objective, overall Lipper Leader Ratings and the Lipper transparent and quantitative measure of Awards, which are based on the Lipper Leader performance that is based on the expertise of Ratings, must disclose the corresponding Lipper Lipper in fund analysis that alleviates any concern Leader Rating for each period for which standard that references to them may be misleading and performance data is required to be given. As therefore, contrary to paragraph 15.2(1)(a) of NI noted above, because a rating for the one year 81-102. period is not available for the Lipper Leader Ratings, sales communications referencing the Decision overall Lipper Leader Ratings or Lipper Awards also cannot comply with the matching requirement The principal regulator is satisfied that the decision meets contained in paragraph 15.3(4)(c) of NI 81-102. the test set out in the Legislation for the principal regulator to make the decision. 18. The exemption in subsection 15.3(4.1) of NI 81- 102 for references to overall ratings or rankings of The decision of the principal regulator under the Legislation funds cannot be relied upon to reference the is that the Exemption Sought is granted to permit the Lipper overall Lipper Leader Ratings or Lipper Awards in Awards and Lipper Leader Ratings to be referenced in sales communications for the Funds because sales communications relating to a Fund, provided that: subsection 15.3(4.1) of NI 81-102 is available only if a sales communication “otherwise complies” 1. the sales communication complies with Part 15 of NI with the requirements of subsection 15.3(4) of NI 81-102, other than as set out herein, and contains 81-102. As noted above, sales communications the following disclosure in at least 10 point type: referencing the overall Lipper Leader Ratings or a) the name of the category for which the Lipper Awards cannot comply with the “matching” Fund has received the award or rating; requirement in subsection 15.3(4) of NI 81-102 because the underlying Lipper Leader Ratings are b) the number of mutual funds in the category not available for the one year period, rendering the for the applicable period; exemption in subsection 15.3(4.1) of NI 81-102 unavailable. Relief from paragraph 15.3(4)(c) of NI c) the name of the ranking entity, i.e., Lipper; 81-102 is therefore required in order for the Funds to reference overall Lipper Leader Ratings and the d) the length of period and the ending date, or, Lipper Awards in sales communications. the first day of the period and the ending date on which the Lipper Award or Lipper Leader Rating is based;
January 16, 2020 (2020), 43 OSCB 637
Decisions, Orders and Rulings
e) a statement that Lipper Leader Ratings 2.1.4 Globevest Capital Ltd. and Globevest Capital are subject to change every month; Secured Put Writing Fund f) in the case of a Lipper Award, a brief overview of the Lipper Award; Headnote
g) in the case of a Lipper Leader Rating National Policy 11-203 Process for Exemptive Relief (other than Lipper Leader Ratings Applications in Multiple Jurisdictions – Approval granted referenced in connection with a Lipper under paragraph 5.5(1)(d) of Regulation 81-102 to suspend Award), a brief overview of the Lipper redemptions to allow for the orderly wind-up and Leader Rating; termination of a mutual fund – approval expires 90 days after the date of the approval – approval based on specific h) where Lipper Awards are referenced, the representations and subject to conditions. corresponding Lipper Leader Rating that
the Lipper Award is derived from is Applicable Legislative Provisions presented for each period for which
standard performance data is required National Instrument 81-102 Investment Funds, ss. 5.5(1)(d), other than the one year and since and 19.1 inception periods;
i) where a Lipper Leader Rating is November 15, 2019 referenced, the Lipper Leader Ratings are presented for each period for which IN THE MATTER OF standard performance data is required other than the one year and since THE SECURITIES LEGISLATION OF inception periods; QUÉBEC AND ONTARIO (the Jurisdictions) j) disclosure of the meaning of the Lipper Leader Ratings from 1 to 5 (e.g., the highest 20% of funds in each peer group AND are named Lipper Leaders, the next 20% receive a rating of 4, the middle 20% are IN THE MATTER OF rated 3, the next 20% are rated 2 an the THE PROCESS FOR EXEMPTIVE RELIEF lowest 20% are rated 1); and APPLICATIONS k) reference to Lipper's website IN MULTIPLE JURISDICTIONS (www.lipperalpha.refinitiv.com) for greater detail on the Lipper Awards and AND Lipper Leader Ratings, which includes the rating methodology prepared by Lipper; IN THE MATTER OF GLOBEVEST CAPITAL LTD 2. the Lipper Awards being referenced must not have (the Filer) been awarded more than 365 days before the date of the sales communication; and AND 3. the Lipper Awards and Lipper Leader Ratings being referenced are calculated based on GLOBEVEST CAPITAL SECURED PUT WRITING FUND comparisons of performance of mutual funds (the Fund) within a specified category established by the
CIFSC (or a successor to the CIFSC). DECISION “Darren McKall” Background Manager Investment Funds and Structured Products Branch The securities regulatory authority or regulator in each of Ontario Securities Commission the Jurisdictions (Decision Maker) has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the Legislation) for an approval, pursuant to paragraph 5.5(1)(d) of Regulation 81- 102 respecting Investment Funds (CQLR, c. V-1.1, r.39) (Regulation 81-102), authorizing the Filer to suspend for a period of ninety (90) days the rights of its unitholders to request that the Filer redeem their securities to permit the Filer to act in the best interest of its unitholders and the
January 16, 2020 (2020), 43 OSCB 638
Decisions, Orders and Rulings
Fund by attempting to recover asset that were erroneously Canadian securities regulatory authorities to distributed to a former unitholder (the Approval Sought). temporarily suspend redemptions.
Under the Process for Exemptive Relief Applications in 7. The Fund wishes to be authorized to suspend the Multiple Jurisdictions (for a dual application): rights of its unitholders to redeem their units for a period of ninety (90) days to permit the Filer to act a) the Autorité des marchés financiers is the principal in the best interest of its unitholders by attempting regulator for this application, to recover assets that were erroneously paid to a former unitholder. b) the Filer has provided notice that section 4.7(1) of Regulation 11-102 respecting Passport System (c. 8. On October 2, 2019, the Filer discovered, that the V-1.1, r.1) (Regulation 11-102) is intended to be accounting system used by its registrar had erred, relied upon in British Columbia, Alberta, and that expenses that should have been Saskatchewan, Manitoba, Nunavut, New recorded as such and hat should have had an Brunswick, Nova Scotia, North West Territories, impact on the net asset value (“NAV”) calculation Yukon and Prince Edward Island (together with had in fact been erroneously recorded as assets. Québec and Ontario, the Filing Jurisdictions), and 9. An in-depth analysis of this erroneous accounting practice was performed after the fact and the c) the decision is the decision of the principal registrar calculated the amount of the correction regulator and evidence the decision of the that is necessary to reflect a fair level of accrued securities regulatory authority or regulator in expenses as at July 29, 2019. This amount is Ontario. $774,200.41. This represents 0.646% of the NAV as at July 29, 2019. Interpretation 10. The external auditor was unable to detect this Terms defined in Regulation 14-101 respecting Definitions incorrect accounting method during the previous (c. V-1.1, r.3), Regulation 11-102 and Regulation 81-106 audit of the financial statements because the respecting Investment Fund Continuous Disclosure (c. V- balance of these accounting errors amounted to 1.1, r.42) (Regulation 81-106) have the same meanings if an amount that was equal to less than 1% of the used in this decision, unless otherwise defined. NAV until July 29, 2019.
Representations 11. Because of the erroneous accounting practice, the amount of $743, 254,55 was mistakenly This decision is based on the following facts represented by distributed to a former unitholder on July 29, 2019. the Filer: 12. The Filer wants to do make all reasonable effort to 1. The Filer is a mutual fund trust established under recover the assets that were mistakenly the laws of Québec pursuant to a trust agreement distributed to a former unitholder as the Filer must dated December 18, 2013. The Filer’s head office be fair and equitable to its unitholders, and act in is located in Quebec. their best interests of the Fund and its unitholders and with honesty, good faith and loyalty. 2. Globevest Capital Ltd acts as the investment fund manager of the Fund. The Filer is duly registered 13. The Approval Sough is intended to allow the Filer as an investment fund manager in each of the to focus on the recovery of the assets that was provinces of Québec, Ontario, Nova Scotia and erroneously paid to a former unitholder and as Alberta. such will be beneficial to unitholders for the following reasons: 3. National Bank Trust Inc. acts as trustee of the Filer, CIBC Mellon Global Securities Services a) Pursuing the recovery of the assets in an Company is the registrar of the Filer, and orderly manner will permit the Filer to act Raymond Chabot Grant Thornton LLP are the in the best interest of the unitholders by auditors of the Fund. maximizing its opportunity of recovering the assets and protecting the interest of 4. The Fund is a reporting issuer in each of the Filing all unitholders. Jurisdictions and is subject to Regulation 81-102. b) The aim of this Approval Sough is to 5. Neither the Filer or the Fund are in default of ensure that the unitholders are treated securities legislation in any of the Filing equitably by ensuring that no Jurisdictions. redemptions request and no distribution 6. The Filer’s trust agreement allows the Fund to are undertaken until the assets are suspend its unitholders right to redeem units in recovered. extraordinary circumstances provided that 14. Under section 5.5(1)(d) of 81-102, the approval of permission has been obtained from the relevant the securities regulatory authority is required
January 16, 2020 (2020), 43 OSCB 639
Decisions, Orders and Rulings
before an investment fund suspends, other than 2.2 Orders under section 10.6 of 81-102, the rights of unitholders to request that the investment fund 2.2.1 Barkerville Gold Mines Ltd. redeem their securities. Headnote 15. Since the erroneous accounting practice has been discovered, the Filer has strengthened its policies National Policy 11-206 Process for Cease to be a and procedures to ensure that all balances are Reporting Issuer Applications – The issuer ceased to be a reconciled, regardless of their relative value. reporting issuer under securities legislation.
16. The Filer represents that the Approval Sough will Applicable Legislative Provisions have no adverse impact on the ability of the Filer to satisfy its obligations pursuant to securities Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii). laws. January 8, 2020 17. The Approval Sought is not detrimental to the protection of investors. IN THE MATTER OF THE SECURITIES LEGISLATION OF Decision BRITISH COLUMBIA AND ONTARIO Each of the Decision Makers is satisfied that the decision (the Jurisdictions) meets the test set out in the Legislation for the Decision Maker to make the decision. AND
The decision of the Decision Makers under the Legislation IN THE MATTER OF is that the Approval Sought is granted provided that: THE PROCESS FOR CEASE TO BE A REPORTING ISSUER APPLICATIONS 1. There shall be no distribution of units during the period in which the unitholders right to request the AND redemption of their securities is suspended; IN THE MATTER OF 2. The Filer shall promptly issue a press release BARKERVILLE GOLD MINES LTD. announcing the suspension of redemption of units (the Filer) and reasons for this decision; ORDER 3. The Filer will provide notice to all unitholders of the Fund to inform them of this situation; and Background
4. The Filer shall comply with its continuous ¶ 1 The securities regulatory authority or regulator in disclosure obligations under Regulation 81-106 as each of the Jurisdictions (Decision Maker) has well as all other applicable securities law received an application from the Filer for an order obligations, during the period in which the under the securities legislation of the Jurisdictions redemption of units are suspended. (the Legislation) that the Filer has ceased to be a reporting issuer in all jurisdictions of Canada in The Approval Sought terminates on February 14, 2020 which it is a reporting issuer (the Order Sought). unless this situation is regularized before the expiration of this term. Under the Process for Cease to be a Reporting Issuer Applications (for a dual application): “Hugo Lacroix” Superintendent, Securities Markets (a) the British Columbia Securities Commission is the principal regulator for this application,
(b) the Filer has provided notice that subsection 4C.5(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in Alberta and Quebec, and
(c) this order is the order of the principal regulator that evidences the decision of the securities regulatory authority or regulator in Ontario.
January 16, 2020 (2020), 43 OSCB 640
Decisions, Orders and Rulings
Interpretation
¶ 2 Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this order, unless otherwise defined.
Representations
¶ 3 This order is based on the following facts represented by the Filer:
1. the Filer is not an OTC reporting issuer under Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the- Counter Markets;
2. the outstanding securities of the Filer, including debt securities, are beneficially owned, directly or indirectly, by fewer than 15 securityholders in each of the jurisdictions of Canada and fewer than 51 securityholders in total worldwide;
3. no securities of the Filer, including debt securities, are traded in Canada or another country on a marketplace as defined in National Instrument 21-101 Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported;
4. the Filer is applying for an order that the Filer has ceased to be a reporting issuer in all of the jurisdictions of Canada in which it is a reporting issuer; and
5. the Filer is not in default of securities legislation in any jurisdiction.
Order
¶ 4 Each of the Decision Makers is satisfied that the order meets the test set out in the Legislation for the Decision Maker to make the order.
The decision of the Decision Makers under the Legislation is that the Order Sought is granted.
“John Hinze” Director, Corporate Finance British Columbia Securities Commission
January 16, 2020 (2020), 43 OSCB 641
Decisions, Orders and Rulings
2.2.2 First Capital Realty Inc.
Headnote
National Policy 11-206 Process for Cease to be a Reporting Issuer Applications – application for an order that the issuer is not a reporting issuer under applicable securities laws – issuer converted to a publicly traded real estate investment trust named First Capital Real Estate Investment Trust by way of a plan of arrangement – following the plan of arrangement the issuer is and has outstanding debentures that are held by more than 51 securityholders in Canada – issuer has no other securities outstanding apart from shares that are wholly owned by First Capital Real Estate Investment Trust and First Capital REIT Limited Partnership – issuer remaining as a co-borrower under debentures to avoid potential tax consequences to debentureholders – the REIT is a reporting issuer in all jurisdictions where the issuer was a reporting issuer.
Applicable Legislative Provisions
Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii).
January 2, 2020
IN THE MATTER OF THE SECURITIES LEGISLATION OF ONTARIO (the Jurisdiction)
AND
IN THE MATTER OF THE PROCESS FOR CEASE TO BE A REPORTING ISSUER APPLICATIONS
AND
IN THE MATTER OF FIRST CAPITAL REALTY INC. (the Filer)
ORDER
Background
The principal regulator in the Jurisdiction has received an application from the Filer for an order under the securities legislation of the Jurisdiction of the principal regulator (the Legislation) that the Filer has ceased to be a reporting issuer in all jurisdictions in Canada in which it is a reporting issuer (the Order Sought).
Under the Process for Cease to be a Reporting Issuer Applications (for a passport application):
(a) the Ontario Securities Commission is the principal regulator for this application, and
(b) the Filer has provided notice that subsection 4C.5(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in British Columbia, Alberta, Saskatchewan, Manitoba, Québec, New Brunswick, Nova Scotia, Prince Edward Island and Newfoundland and Labrador.
Interpretation
Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this order, unless otherwise defined.
Representations
This order is based on the following facts represented by the Filer:
1. The Filer was incorporated under the Business Corporations Act (Ontario) (the OBCA) on November 10, 1993. The registered office of the Filer is located at King Liberty Village, 85 Hanna Avenue, Suite 400, Toronto, Ontario, M6K 3S3.
January 16, 2020 (2020), 43 OSCB 642
Decisions, Orders and Rulings
2. First Capital Real Estate Investment Trust (the REIT) is an unincorporated, open-ended real estate investment trust established pursuant to a declaration of trust under the laws of the Province of Ontario. The registered and head office of the REIT is located at King Liberty Village, 85 Hanna Avenue, Suite 400, Toronto, Ontario, M6K 3S3.
3. A proposed conversion of the Filer to a publicly traded real estate investment trust named First Capital Real Estate Investment Trust by way of a plan of arrangement (the Arrangement) between the Filer, the REIT, First Capital REIT GP Inc. (the General Partner), First Capital REIT Limited Partnership (FCR LP) and First Capital Realty Acquisition Inc. under section 182 of the OBCA was approved by the holders (the Shareholders) of the common shares of the Filer (the Common Shares) at a special meeting of Shareholders that was held on December 10, 2019.
4. The Arrangement was completed on December 30, 2019 and resulted in, among other things, Shareholders transferring their Common Shares to the REIT for an equivalent number of units of the REIT (REIT Units) and/or, in the case of electing Shareholders, exchangeable Class B limited partnership units (Class B LP Units) in the capital of FCR LP. Class B LP Units are exchangeable for REIT Units at the option of the holder on a one-for-one basis.
5. As part of the completion of the Arrangement, a series of transactions involving the Filer were effected which resulted in, among other things, the following:
(a) former Shareholders collectively owned all of the issued and outstanding REIT Units and Class B LP Units;
(b) the REIT owned all of the issued and outstanding shares of the General Partner, a corporation established in connection with the Arrangement;
(c) the REIT owned all of the issued and outstanding class A limited partnership units in the capital of FCR LP;
(d) the General Partner owned the general partner interest in FCR LP;
(e) the REIT and FCR LP together owned all of the issued and outstanding shares of the Filer; and
(f) the REIT’s continuous disclosure documents being available on SEDAR.
6. Immediately following the completion of the Arrangement, the REIT became bound by the terms of the trust indenture dated as of June 21, 2005 between the Filer and Computershare Trust Company of Canada (Computershare) (including the supplemental indentures thereto) (collectively, the Indenture) and its outstanding Series M debentures, Series N debentures, Series O debentures, Series P debentures, Series Q debentures, Series R debentures, Series S debentures, Series T debentures, Series U debentures and Series V debentures (collectively, the Debentures) as a co-principal debtor, with the Filer remaining as a co-principal debtor, and the amounts payable under the Indenture and the Debentures were guaranteed by all applicable guarantor entities required by the terms of the Indenture and the Debentures, including FCR LP and the General Partner. The outstanding Debentures of the Filer are as follows:
(a) $175,000,000 principal amount of 5.60% senior unsecured debentures (Series M) due April 30, 2020 issued pursuant to the sixteenth supplemental indenture to the Indenture;
(b) $175,000,000 principal amount of 4.50% senior unsecured debentures (Series N) due March 1, 2021 issued pursuant to the seventeenth supplemental indenture to the Indenture;
(c) $200,000,000 principal amount of 4.43% senior unsecured debentures (Series O) due January 31, 2022 issued pursuant to the eighteenth supplemental indenture to the Indenture;
(d) $250,000,000 principal amount of 3.95% senior unsecured debentures (Series P) due December 5, 2022 issued pursuant to the nineteenth supplemental indenture to the Indenture;
(e) $300,000,000 principal amount of 3.90% senior unsecured debentures (Series Q) due October 30, 2023 issued pursuant to the twenty-second supplemental indenture to the Indenture;
(f) $300,000,000 principal amount of 4.79% senior unsecured debentures (Series R) due August 30, 2024 issued pursuant to the twenty-third supplemental indenture to the Indenture;
(g) $300,000,000 principal amount of 4.32% senior unsecured debentures (Series S) due July 31, 2025 issued pursuant to the twenty-fourth supplemental indenture to the Indenture;
(h) $300,000,000 principal amount of 3.60% senior unsecured debentures (Series T) due May 6, 2026 issued pursuant to the twenty-fifth supplemental indenture to the Indenture;
(i) $300,000,000 principal amount of 3.75% senior unsecured debentures (Series U) due July 12, 2027 issued pursuant to the twenty-sixth supplemental indenture to the Indenture; and
January 16, 2020 (2020), 43 OSCB 643
Decisions, Orders and Rulings
(j) $200,000,000 principal amount of 3.456% senior unsecured debentures (Series V) due January 22, 2027 issued pursuant to the twenty-eighth supplemental indenture to the Indenture.
7. The sole registered holder of all of the Debentures is CDS Clearing & Depository Services Inc. Computershare, the indenture trustee for the Debentures, has advised the Filer that, based on a report provided by Broadridge as at October 2, 2019, the Debentures were beneficially held as set forth below:
NUMBER OF BENEFICIAL NUMBER OF BENEFICIAL DEBENTURES HOLDERS RESIDENT IN HOLDERS WORLDWIDE CANADA Series M 465 104
Series N 286 107
Series O 549 154
Series P 839 190
Series Q 2,374 598 Series R 342 73
Series S 439 78
Series T 809 207
Series U 783 138
Series V 187 7
8. The Common Shares, which were listed on the TSX under the symbol “FCR”, were delisted from the TSX on December 30, 2019 shortly following the completion of the Arrangement.
9. The terms of the Indenture provide that the Filer was entitled, upon the Arrangement becoming effective, to be released from its obligations under the Indenture and the Debentures. However, the Filer agreed to continue to be bound as a co-principal debtor under the Indenture and the Debentures together with the REIT to avoid potentially adverse tax consequences for the holders of the Debentures.
10. Although the Filer will remain as a co-principal debtor under the Indenture, it was released from certain covenants under the Indenture, including debt restriction and interest coverage covenants, equity maintenance covenants, unencumbered assets covenants, the requirement to provide financial information to holders of Debentures and change of control, amalgamation, arrangement, merger, reorganization and asset sale restrictions. Upon completion of the Arrangement, such covenants and all other obligations under the Indenture and the Debentures were assumed by the REIT, as co-principal debtor thereunder. As part of the Arrangement, the Filer, the REIT and Computershare, as indenture trustee under the Indenture, entered into a supplemental indenture to the Indenture to give effect to the foregoing.
11. The Indenture does not contain a provision requiring the Filer to maintain its status as a reporting issuer.
12. The Filer has no intention of accessing the capital markets in the future by issuing further securities to the public.
13. By virtue of the REIT Units being listed and posted for trading on the TSX at the opening of markets on December 30, 2019, the REIT became a reporting issuer in all the provinces of Canada and is not in default of securities legislation in any jurisdiction. The REIT Units are listed on the TSX under symbol “FCR.UN”.
14. As both the REIT and the Filer became co-principal debtors under the Indenture upon completion of the Arrangement, each of the REIT and the Filer would qualify as a “credit support issuer” under section 13.4 of National Instrument 51- 102 Continuous Disclosure Obligations (NI 51-102) as the Debentures are guaranteed by numerous subsidiaries of the REIT and/or the Filer. However, the credit support issuer exemption contemplated under section 13.4 of NI 51-102 is not available to the Filer as such exemption does not contemplate a co-principal debtor structure.
15. Upon completion of the Arrangement, the Filer met the criteria set forth in sections 19(a), (c) and (d) of National Policy 11-206 Process for Cease to be a Reporting Issuer Applications (NP 11-206) as follows:
January 16, 2020 (2020), 43 OSCB 644
Decisions, Orders and Rulings
(a) the Filer is not an OTC reporting issuer under Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over- the-Counter Markets;
(c) the Filer’s securities, including debt securities, are not traded in Canada or another country on a marketplace (as defined in National Instrument 21-101 Marketplace Operation) or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported; and
(d) the Filer is not in default of securities legislation in any jurisdiction.
16. The Filer does not satisfy the criteria in section 19(b) of NP 11-206 because, as noted in paragraph 7, the Debentures are not beneficially owned, directly or indirectly, by fewer than 15 securityholders in each of the jurisdictions of Canada and fewer than 51 securityholders in total worldwide.
17. Upon the grant of the Order Sought, the Filer will no longer be a reporting issuer in any jurisdiction in Canada.
Order
The principal regulator is satisfied that the order meets the test set out in the Legislation for the principal regulator to make the order.
The decision of the principal regulator under the Legislation is that the Order Sought is granted.
“Lawrence Haber” Commissioner Ontario Securities Commission
“Raymond Kindiak” Commissioner Ontario Securities Commission
January 16, 2020 (2020), 43 OSCB 645
Decisions, Orders and Rulings
2.2.3 First Capital Realty Inc. – s. 1(6) of the OBCA DATED this 2nd day of January, 2020.
Headnote “Raymond Kindiak” Commissioner Applicant deemed to have ceased to be offering its Ontario Securities Commission securities to the public under the Business Corporations Act (Ontario). “Lawrence Haber” Commissioner Applicable Legislative Provisions Ontario Securities Commission
Business Corporations Act, R.S.O. 1990, c. B.16, as am., s. 1(6).
IN THE MATTER OF THE BUSINESS CORPORATIONS ACT (ONTARIO), R.S.O. 1990, C. B.16, AS AMENDED (the OBCA)
AND
IN THE MATTER OF FIRST CAPITAL REALTY INC. (the Applicant)
ORDER (Subsection 1(6) of the OBCA)
UPON the application of the Applicant to the Ontario Securities Commission (the Commission) for an order pursuant to subsection 1(6) of the OBCA to be deemed to have ceased to be offering its securities to the public;
AND UPON the Applicant representing to the Commission that:
1. The Applicant is an “offering corporation” as defined in the OBCA;
2. The Applicant has no intention to seek public financing by way of an offering of securities; and
3. On January 3, 2020, the Applicant was granted an order (the Reporting Issuer Order) pursuant to subclause 1(10)(a)(ii) of the Securities Act (Ontario) that it is not a reporting issuer in Ontario and is not a reporting issuer or the equivalent in any jurisdiction of Canada in accordance with the procedure set out in National Policy 11-206 Process for Cease to be a Reporting Issuer Applications. The representations set out in the Reporting Issuer Order continue to be true.
AND UPON the Commission being satisfied to do so would not be prejudicial to the public interest;
IT IS HEREBY ORDERED by the Commission, pursuant to subsection 1(6) of the OBCA, that the Applicant be deemed to have ceased to be offering its securities to the public.
January 16, 2020 (2020), 43 OSCB 646
Decisions, Orders and Rulings
2.2.4 Partners Real Estate Investment Trust Interpretation
Headnote Terms defined in National Instrument 14-101 – Definitions and MI 11-102 have the same meaning if used in this order, Application for an order that the issuer is not a reporting unless otherwise defined. issuer under applicable securities laws – requested relief granted. Representations
Applicable Legislative Provisions This order is based on the following facts represented by the Filer: Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii). 1. The Filer is not an OTC reporting issuer January 9, 2020 under Multilateral Instrument 51-105 – Issuers Quoted in the U.S. Over-the- IN THE MATTER OF Counter Markets. THE SECURITIES LEGISLATION OF ONTARIO 2. The outstanding securities of the Filer, (the "Jurisdiction") including debt securities, are beneficially owned, directly or indirectly, by fewer AND than 15 securityholders in each of the jurisdictions of Canada and fewer than 51 IN THE MATTER OF securityholders in total worldwide. THE PROCESS FOR CEASE TO BE A REPORTING ISSUER APPLICATIONS 3. No securities of the Filer, including debt securities, are traded in Canada or AND another country on a marketplace as defined in National Instrument 21-101 – IN THE MATTER OF Marketplace Operation or any other PARTNERS REAL ESTATE INVESTMENT TRUST facility for bringing together buyers and (the "Filer") sellers of securities where trading data is publicly reported. ORDER 4. The Filer is applying for an order that the Background Filer has ceased to be a reporting issuer in all of the jurisdictions of Canada in The securities regulator in the Jurisdiction (“Decision which it is a reporting issuer. Maker”) has received an application from the Filer for an order under the securities legislation of the Jurisdiction of 5. The Filer is not in default of securities the principal regulator (the “Legislation”) that the Filer has legislation in any jurisdiction ceased to be a reporting issuer in all jurisdictions of Canada in which it is a reporting issuer (the “Order Order Sought”). The principal regulator is satisfied that the order meets the Under the Process for Cease to be a Reporting Issuer test set out in the Legislation for the principal regulator Applications (for a passport application): Decision Maker to make the order.
a) the Ontario Securities Commission is the The decision of the principal regulator under the Legislation principal regulator for this application, is that the Order Sought is granted. and “Marie-France Bourret” b) the Filer has provided notice that Manager, Corporate Finance subsection 4C.5(1) of Multilateral Ontario Securities Commission Instrument 11-102 – Passport System (“MI 11-102”) is intended to be relied upon in British Columbia, Alberta, Saskatchewan, Manitoba, Québec, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland, Yukon, Northwest Territories and Nunavut.
January 16, 2020 (2020), 43 OSCB 647
Decisions, Orders and Rulings
2.2.5 Money Gate Mortgage Investment Corporation 2.2.6 David Randall Miller – ss. 127, 127.1 et al. IN THE MATTER OF IN THE MATTER OF DAVID RANDALL MILLER MONEY GATE MORTGAGE INVESTMENT CORPORATION, Timothy Moseley, Vice-Chair and Chair of the Panel MONEY GATE CORP., MORTEZA KATEBIAN and File No. 2019-48 PAYAM KATEBIAN January 14, 2020 File No. 2017-79 ORDER Timothy Moseley, Vice-Chair and Chair of the Panel (Sections 127 and 127.1 of the Securities Act, RSO 1990, c S.5) January 10, 2020 WHEREAS on January 14, 2020, the Ontario ORDER Securities Commission held a hearing at 20 Queen Street West, 17th Floor, Toronto, Ontario; WHEREAS on December 17, 2019, the Ontario Securities Commission issued its Reasons and Decision on ON HEARING the submissions of the the merits in this proceeding and required the parties to representatives for Staff of the Commission (Staff) and for contact the Registrar to arrange an attendance in respect of David Randall Miller (Miller); a hearing regarding sanctions and costs; IT IS ORDERED THAT: ON READING correspondence from the parties providing their availability for an attendance before the 1. Staff shall disclose to Miller non-privileged Panel; relevant documents and things in the possession or control of Staff (Staff’s Disclosure) by no later IT IS ORDERED THAT an attendance in respect than January 17, 2020; of a hearing regarding sanctions and costs is set for Monday, January 27, 2020 at 9:00 a.m. 2. Staff shall file and serve a witness list, and serve a summary of each witness’s anticipated evidence “Timothy Moseley” on Miller, and indicate any intention to call an expert witness, by no later than April 27, 2020;
3. a further attendance in this proceeding is scheduled for May 5, 2020 at 10:00 a.m., or on such other date and time as may be agreed to by the parties and set by the Office of the Secretary; and
4. if Miller chooses to bring a motion regarding Staff’s Disclosure or seeking disclosure of additional documents:
(a) he shall serve and file that motion by no later than April 24, 2020; and
(b) that motion shall be heard at the attendance on May 5, 2020.
“Timothy Moseley”
January 16, 2020 (2020), 43 OSCB 648
Chapter 4
Cease Trading Orders
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders
Company Name Date of Temporary Date of Hearing Date of Date of Order Permanent Order Lapse/Revoke
THERE IS NOTHING TO REPORT THIS WEEK.
Failure to File Cease Trade Orders
Date of Company Name Date of Order Revocation
Alliance Growers Corp. 07 January 2020
Azema Sciences Inc. 07 January 2020
Global Gaming Technologies Corp. 07 January 2020
Metaverse Capital Corp. 07 January 2020
4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders
Company Name Date of Order Date of Lapse
Voyager Digital (Canada) Ltd. 05 November 2019 07 January 2020
4.2.2 Outstanding Management & Insider Cease Trading Orders
Date of Date of Order or Date of Date of Issuer Company Name Date of Hearing Temporary Order Permanent Order Lapse/ Expire Temporary Order
Performance Sports 19 October 2016 31 October 2016 31 October 2016 Group Ltd.
Company Name Date of Order Date of Lapse
CannTrust Holdings Inc. 15 August 2019
Voyager Digital (Canada) Ltd. 05 November 2019 07 January 2020
January 16, 2020 (2020), 43 OSCB 649
Cease Trading Orders
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January 16, 2020 (2020), 43 OSCB 650
Chapter 7
Insider Reporting
The following is a weekly summary of insider transactions by insiders of Ontario reporting issuers in SEDI® (the System for Electronic Disclosure by Insiders).1 The weekly summary contains insider transactions reported during the 7-day period ending Sunday at 11:59 p.m. (i.e. the Sunday prior to the Bulletin Issue date).2
Guide to Codes Relationship of Insider to Issuer (Rel=n)
1 Issuer 2 Subsidiary of Issuer 3 10% Security Holder of Issuer 4 Director of Issuer 5 Senior Officer of Issuer 6 Director or Senior Officer of 10% Security Holder 7 Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) 8 Deemed Insider – 6 Months before becoming Insider
Nature of Transaction (T/O)
00 Opening Balance-Initial SEDI Report 10 Acquisition or disposition in the public market 11 Acquisition or disposition carried out privately 15 Acquisition or disposition under a prospectus 16 Acquisition or disposition under a prospectus exemption 22 Acquisition or disposition pursuant to a take-over bid, merger or acquisition 30 Acquisition or disposition under a purchase/ ownership plan 35 Stock dividend 36 Conversion or exchange 37 Stock split or consolidation 38 Redemption, retraction, cancellation, repurchase 40 Short sale 45 Compensation for property 46 Compensation for services 47 Acquisition or disposition by gift 48 Acquisition by inheritance or disposition by bequest 50 Grant of options 51 Exercise of options 52 Expiration of options 53 Grant of warrants 54 Exercise of warrants 55 Expiration of warrants 56 Grant of rights 57 Exercise of rights 59 Exercise for cash 70 Acquisition or disposition (writing) of third party derivative 71 Exercise of third party derivative 72 Other settlement of third party 73 Expiration of third party derivative 90 Change in nature of ownership 97 Other 99 Correction of Information
Note: The asterisk in the “Date/Month End Holding” column indicates the insider disagreed with the system calculated balance when the transaction was reported.
1 SEDI® is a registered trademark owned by CDS INC. 2 ©CDS INC.
January 16, 2020 (2020), 43 OSCB 651
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings 1933 Industries Inc Common Shares Sutton, Brayden 4, 5 2020-01-09 10 0.205 5,655,176 85,500 Robert 1933 Industries Inc Common Shares Sutton, Brayden 4, 5 2020-01-10 10 0.21 5,769,676 114,500 Robert A&W Revenue Exchangeable A&W Food Services 3 2020-01-05 11 38.02 4,338,739 611,858 Royalties Income Fund Shares of Canada Inc. A&W Revenue Trust Units Mindell, David Allen 4 2019-12-31 10 38.76 43,084 176 Royalties Income Fund A&W Revenue Trust Units Mindell, David Allen 4 2019-12-31 10 38.76 2,061 8 Royalties Income Fund Abitibi Royalties Inc. Common Shares Ball, Ian 4, 5 2020-01-09 10 18.338 33,850 400
AbraPlata Resource Options Bruggeman, Robert 4, 5 2020-01-08 50 2,300,000 1,500,000 Corp. John
AbraPlata Resource Options Mayer, Jens Joachim 4 2020-01-08 50 1,351,875 750,000 Corp. Thorwald
AbraPlata Resource Options Pinglo, Carlos 5 2020-01-08 50 1,101,000 500,000 Corp. Accord Financial Corp. Convertible Hitzig, Simon 4 2020-01-07 10 1000 $548 -$1,302 Debentures Jonathan Accord Financial Corp. Convertible Hitzig, Simon 4 2020-01-07 10 1030 $500 -$48 Debentures Jonathan Ackroo Inc. Common Shares Levely, Stephen 5 2020-01-03 51 0.11 2,535,000 100,000 Alexander Ackroo Inc. Common Shares Levely, Stephen 5 2020-01-03 51 0.1 2,585,000 50,000 Alexander Ackroo Inc. Options Levely, Stephen 5 2019-09-15 52 0.21 2,950,000 -125,000 Alexander Ackroo Inc. Options Levely, Stephen 5 2019-11-18 52 0.2 2,775,000 -175,000 Alexander Ackroo Inc. Options Levely, Stephen 5 2020-01-03 51 0.11 2,675,000 -100,000 Alexander Ackroo Inc. Options Levely, Stephen 5 2020-01-03 51 0.1 2,625,000 -50,000 Alexander Ackroo Inc. Options Levely, Stephen 5 2020-01-03 52 0.21 -125,000 Alexander Ackroo Inc. Options Levely, Stephen 5 2020-01-03 52 0.2 -175,000 Alexander Ackroo Inc. Common Shares SCHAAF, DEREK 5 2020-01-03 51 0.075 75,000 25,000 Ackroo Inc. Common Shares SCHAAF, DEREK 5 2020-01-03 51 0.12 225,000 150,000 Ackroo Inc. Common Shares SCHAAF, DEREK 5 2020-01-03 51 0.11 325,000 100,000 Ackroo Inc. Common Shares SCHAAF, DEREK 5 2020-01-03 51 0.1 375,000 50,000 Ackroo Inc. Options SCHAAF, DEREK 5 2019-08-22 52 0.235 725,000 -150,000 Ackroo Inc. Options SCHAAF, DEREK 5 2020-01-03 51 0.075 700,000 -25,000 Ackroo Inc. Options SCHAAF, DEREK 5 2020-01-03 51 0.12 550,000 -150,000 Ackroo Inc. Options SCHAAF, DEREK 5 2020-01-03 51 0.11 450,000 -100,000 Ackroo Inc. Options SCHAAF, DEREK 5 2020-01-03 51 0.1 400,000 -50,000 Adventus Mining Common Shares Gamache, Olivia 5 2020-01-01 00 5,200 Corporation Adventus Mining Options Gamache, Olivia 5 2020-01-01 00 200,000 Corporation Adventus Mining Rights RSU Gamache, Olivia 5 2020-01-01 00 100,000 Corporation Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-02 38 18.1 20,000 20,000 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-02 38 18.1 0 -20,000 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-03 38 17.8 97,400 97,400 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-03 38 17.8 0 -97,400 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-05 38 17.55 16,600 16,600 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-05 38 17.55 0 -16,600 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-06 38 17.71 20,000 20,000 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-06 38 17.71 0 -20,000 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-09 38 17.46 5,500 5,500 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-09 38 17.46 0 -5,500 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-10 38 17.23 20,000 20,000
January 16, 2020 (2020), 43 OSCB 652
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-10 38 17.23 0 -20,000 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-11 38 17.18 20,000 20,000 Aecon Group Inc. Common Shares Aecon Group Inc. 1 2019-12-11 38 17.18 0 -20,000
AGF Management Common Shares BASARABA, Adrian 5 2019-12-31 30 5.97 2,267 Limited ESOP - Cash AGF Management Common Shares BASARABA, Adrian 5 2019-12-31 30 6 45,774 2,470 Limited ESOP - Cash AGF Management Common Shares BASARABA, Adrian 5 2019-12-31 30 5.98 4,774 63 Limited ESOP - RRSP AGF Management Common Shares BASARABA, Adrian 5 2019-12-31 30 5.98 2,011 27 Limited ESOP - Select Plan AGF Management Common Shares BASARABA, Adrian 5 2019-12-31 30 5.98 29,968 278 Limited ESP Vested AGF Management Common Shares Goldring, Blake 4, 5 2019-12-31 30 5.98 43,521 191 Limited ESP Vested Charles AGF Management Common Shares Goldring, Judy 4, 5 2019-12-31 30 5.97 70,529 3,009 Limited ESOP - Cash AGF Management Common Shares Goldring, Judy 4, 5 2019-12-31 30 5.98 5,114 68 Limited ESOP - Select Plan AGF Management Common Shares Goldring, Judy 4, 5 2019-12-31 30 5.98 33,827 321 Limited ESP Vested AGF Management Common Shares Jackson, Charles 5 2019-12-31 30 5.97 45,155 2,171 Limited ESOP - Cash Christopher AGF Management Common Shares Jackson, Charles 5 2019-12-31 30 5.98 45,607 521 Limited ESP Vested Christopher AGF Management Options Stock Option Jackson, Charles 5 2019-11-30 52 63,460 -25,450 Limited Plan Christopher AGF Management Common Shares MCCREADIE, KEVIN 5 2019-12-31 30 5.96 57,819 4,079 Limited ESOP - Cash ANDREW AGF Management Common Shares MCCREADIE, KEVIN 5 2019-12-31 30 5.98 162,185 1,802 Limited ESP Vested ANDREW Agnico Eagle Mines Common Shares Al-Joundi, Ammar 5 2019-12-31 57 118,447 32,500 Limited Agnico Eagle Mines Common Shares Al-Joundi, Ammar 5 2019-12-31 10 81.58 100,511 -17,936 Limited Agnico Eagle Mines Common Shares Al-Joundi, Ammar 5 2019-12-31 57 155,371 54,860 Limited Agnico Eagle Mines Common Shares Al-Joundi, Ammar 5 2019-12-31 10 81.58 125,096 -30,275 Limited
Agnico Eagle Mines Performance Share Al-Joundi, Ammar 5 2019-12-31 57 65,000 -32,500 Limited Units
Agnico Eagle Mines Performance Share Al-Joundi, Ammar 5 2020-01-02 56 97,500 32,500 Limited Units Agnico Eagle Mines Restricted Share Al-Joundi, Ammar 5 2019-12-31 57 65,000 -32,500 Limited Units Agnico Eagle Mines Restricted Share Al-Joundi, Ammar 5 2020-01-02 56 97,500 32,500 Limited Units Agnico Eagle Mines Common Shares Baker, Leanne Marie 4 2019-12-31 57 14,312 4,000 Limited Agnico Eagle Mines Common Shares Baker, Leanne Marie 4 2019-12-31 10 62.47 14,262 -50 Limited Agnico Eagle Mines Restricted Share Baker, Leanne Marie 4 2019-12-31 57 2,001 -4,000 Limited Units Agnico Eagle Mines Restricted Share Baker, Leanne Marie 4 2020-01-02 56 3,001 1,000 Limited Units Agnico Eagle Mines Common Shares Boyd, Sean 4, 5 2019-12-31 57 191,460 50,000 Limited Agnico Eagle Mines Common Shares Boyd, Sean 4, 5 2019-12-31 10 81.58 163,867 -27,593 Limited Agnico Eagle Mines Common Shares Boyd, Sean 4, 5 2019-12-31 57 248,267 84,400 Limited Agnico Eagle Mines Common Shares Boyd, Sean 4, 5 2019-12-31 10 81.58 201,690 -46,577 Limited Agnico Eagle Mines Common Shares Boyd, Sean 4, 5 2020-01-02 10 78.97 157,690 -44,000 Limited
January 16, 2020 (2020), 43 OSCB 653
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Agnico Eagle Mines Performance Share Boyd, Sean 4, 5 2019-12-31 57 100,000 -50,000 Limited Units
Agnico Eagle Mines Performance Share Boyd, Sean 4, 5 2020-01-02 56 150,000 50,000 Limited Units Agnico Eagle Mines Restricted Share Boyd, Sean 4, 5 2019-12-31 57 100,001 -50,000 Limited Units Agnico Eagle Mines Restricted Share Boyd, Sean 4, 5 2020-01-02 56 150,001 50,000 Limited Units
Agnico Eagle Mines Common Shares Celej, Martine 4 2019-12-31 57 13,889 4,000 Limited Agnico Eagle Mines Common Shares Celej, Martine 4 2019-12-31 10 81.58 11,681 -2,208 Limited
Agnico Eagle Mines Restricted Share Celej, Martine 4 2019-12-31 57 8,000 -4,000 Limited Units
Agnico Eagle Mines Restricted Share Celej, Martine 4 2020-01-02 56 12,000 4,000 Limited Units
Agnico Eagle Mines Common Shares Gemmell, Robert 4 2019-12-31 57 7,000 4,000 Limited Agnico Eagle Mines Common Shares Gemmell, Robert 4 2019-12-31 10 81.58 4,792 -2,208 Limited Agnico Eagle Mines Restricted Share Gemmell, Robert 4 2019-12-31 57 8,000 -4,000 Limited Units Agnico Eagle Mines Restricted Share Gemmell, Robert 4 2020-01-02 56 12,000 4,000 Limited Units Agnico Eagle Mines Common Shares Gosselin, Guy 5 2019-11-07 99 54,335 Limited Agnico Eagle Mines Common Shares Gosselin, Guy 5 2019-11-07 99 10,179 585 Limited Agnico Eagle Mines Common Shares Gosselin, Guy 5 2019-12-31 57 20,179 10,000 Limited Agnico Eagle Mines Common Shares Gosselin, Guy 5 2019-12-31 10 81.58 14,683 -5,496 Limited Agnico Eagle Mines Common Shares Gosselin, Guy 5 2020-01-07 51 80.5 24,000 Limited Agnico Eagle Mines Common Shares Gosselin, Guy 5 2020-01-07 51 36.37 38,683 24,000 Limited Agnico Eagle Mines Common Shares Gosselin, Guy 5 2020-01-07 10 80.5 14,683 -24,000 Limited Agnico Eagle Mines Options Gosselin, Guy 5 2020-01-02 50 79.98 109,000 22,000 Limited Agnico Eagle Mines Options Gosselin, Guy 5 2020-01-07 51 36.37 85,000 -24,000 Limited
Agnico Eagle Mines Performance Share Gosselin, Guy 5 2020-01-02 56 13,000 7,000 Limited Units Agnico Eagle Mines Restricted Share Gosselin, Guy 5 2019-12-31 57 23,000 -10,000 Limited Units Agnico Eagle Mines Restricted Share Gosselin, Guy 5 2020-01-02 56 30,000 7,000 Limited Units Agnico Eagle Mines Common Shares Grondin, Louise 5 2019-12-31 57 59,235 10,000 Limited Agnico Eagle Mines Common Shares Grondin, Louise 5 2019-12-31 10 81.58 53,716 -5,519 Limited Agnico Eagle Mines Common Shares Grondin, Louise 5 2019-12-31 57 70,596 16,880 Limited Agnico Eagle Mines Common Shares Grondin, Louise 5 2019-12-31 10 81.58 61,280 -9,316 Limited Agnico Eagle Mines Options Grondin, Louise 5 2020-01-02 50 79.98 86,700 25,000 Limited Agnico Eagle Mines Performance Share Grondin, Louise 5 2019-12-31 57 23,000 -10,000 Limited Units Agnico Eagle Mines Performance Share Grondin, Louise 5 2020-01-02 56 32,000 9,000 Limited Units Agnico Eagle Mines Restricted Share Grondin, Louise 5 2019-12-31 57 23,000 -10,000 Limited Units Agnico Eagle Mines Restricted Share Grondin, Louise 5 2020-01-02 56 32,000 9,000 Limited Units
January 16, 2020 (2020), 43 OSCB 654
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Agnico Eagle Mines Common Shares Laing, R. Gregory 5 2019-12-31 57 68,138 10,000 Limited Agnico Eagle Mines Common Shares Laing, R. Gregory 5 2019-12-31 10 81.58 62,619 -5,519 Limited Agnico Eagle Mines Common Shares Laing, R. Gregory 5 2019-12-31 57 79,499 16,880 Limited Agnico Eagle Mines Common Shares Laing, R. Gregory 5 2019-12-31 10 81.58 70,183 -9,316 Limited Agnico Eagle Mines Common Shares Laing, R. Gregory 5 2020-01-03 10 79.6 67,183 -3,000 Limited Agnico Eagle Mines Common Shares Laing, R. Gregory 5 2020-01-07 51 36.37 72,183 5,000 Limited Agnico Eagle Mines Common Shares Laing, R. Gregory 5 2020-01-07 10 79.7 67,183 -5,000 Limited Agnico Eagle Mines Options Laing, R. Gregory 5 2020-01-02 50 79.98 168,000 25,000 Limited Agnico Eagle Mines Options Laing, R. Gregory 5 2020-01-07 51 36.37 160,000 -5,000 Limited Agnico Eagle Mines Performance Share Laing, R. Gregory 5 2019-12-31 57 23,000 -10,000 Limited Units Agnico Eagle Mines Performance Share Laing, R. Gregory 5 2020-01-02 56 32,000 9,000 Limited Units Agnico Eagle Mines Restricted Share Laing, R. Gregory 5 2019-12-31 57 23,000 -10,000 Limited Units Agnico Eagle Mines Restricted Share Laing, R. Gregory 5 2020-01-02 56 32,000 9,000 Limited Units Agnico Eagle Mines Common Shares Legault, Marc 5 2019-12-31 57 63,072 10,000 Limited Agnico Eagle Mines Common Shares Legault, Marc 5 2019-12-31 10 81.58 57,553 -5,519 Limited Agnico Eagle Mines Common Shares Legault, Marc 5 2019-12-31 57 74,433 16,880 Limited Agnico Eagle Mines Common Shares Legault, Marc 5 2019-12-31 10 81.58 65,117 -9,316 Limited Agnico Eagle Mines Options Legault, Marc 5 2020-01-02 50 79.98 149,500 25,000 Limited Agnico Eagle Mines Performance Share Legault, Marc 5 2019-12-31 57 23,000 -10,000 Limited Units Agnico Eagle Mines Performance Share Legault, Marc 5 2020-01-02 56 32,000 9,000 Limited Units
Agnico Eagle Mines Restricted Share Legault, Marc 5 2019-12-31 57 23,000 -10,000 Limited Units
Agnico Eagle Mines Restricted Share Legault, Marc 5 2020-01-02 56 32,000 9,000 Limited Units Agnico Eagle Mines Common Shares Leiderman, Mel 4 2019-12-31 57 14,034 4,000 Limited Agnico Eagle Mines Common Shares Leiderman, Mel 4 2019-12-31 10 81.58 11,826 -2,208 Limited Agnico Eagle Mines Restricted Share Leiderman, Mel 4 2019-12-31 57 2,000 -4,000 Limited Units Agnico Eagle Mines Restricted Share Leiderman, Mel 4 2020-01-02 56 3,000 1,000 Limited Units Agnico Eagle Mines Common Shares McCombe, Deborah 4 2019-12-31 57 10,325 4,000 Limited Agnico Eagle Mines Common Shares McCombe, Deborah 4 2019-12-31 10 81.58 8,117 -2,208 Limited Agnico Eagle Mines Restricted Share McCombe, Deborah 4 2019-12-31 57 8,000 -4,000 Limited Units Agnico Eagle Mines Restricted Share McCombe, Deborah 4 2020-01-02 56 12,000 4,000 Limited Units Agnico Eagle Mines Common Shares Nasso, James D. 4 2019-12-31 57 8,000 8,000 Limited Agnico Eagle Mines Common Shares Nasso, James D. 4 2019-12-31 10 81.58 3,585 -4,415 Limited Agnico Eagle Mines Restricted Share Nasso, James D. 4 2019-12-31 57 16,000 -8,000 Limited Units
January 16, 2020 (2020), 43 OSCB 655
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Agnico Eagle Mines Restricted Share Nasso, James D. 4 2020-01-02 56 17,000 1,000 Limited Units
Agnico Eagle Mines Common Shares Plummer-Theriault, 5 2019-12-31 57 17,194 8,000 Limited Carol-Ann Agnico Eagle Mines Common Shares Plummer-Theriault, 5 2019-12-31 10 81.58 12,779 -4,415 Limited Carol-Ann Agnico Eagle Mines Common Shares Plummer-Theriault, 5 2020-01-01 00 9,194 Limited Carol-Ann
Agnico Eagle Mines Options Plummer-Theriault, 5 2020-01-01 00 27,000 Limited Carol-Ann Agnico Eagle Mines Options Plummer-Theriault, 5 2020-01-02 50 79.98 49,000 22,000 Limited Carol-Ann
Agnico Eagle Mines Performance Share Plummer-Theriault, 5 2020-01-01 00 Limited Units Carol-Ann
Agnico Eagle Mines Performance Share Plummer-Theriault, 5 2020-01-02 56 6,000 6,000 Limited Units Carol-Ann
Agnico Eagle Mines Restricted Share Plummer-Theriault, 5 2019-12-31 57 11,000 -8,000 Limited Units Carol-Ann Agnico Eagle Mines Restricted Share Plummer-Theriault, 5 2020-01-01 00 19,000 Limited Units Carol-Ann Agnico Eagle Mines Restricted Share Plummer-Theriault, 5 2020-01-02 56 17,000 6,000 Limited Units Carol-Ann Agnico Eagle Mines Common Shares Riley, Sean 4 2019-12-31 57 10,255 4,000 Limited Agnico Eagle Mines Common Shares Riley, Sean 4 2019-12-31 10 81.58 8,047 -2,208 Limited Agnico Eagle Mines Restricted Share Riley, Sean 4 2019-12-31 57 8,000 -4,000 Limited Units Agnico Eagle Mines Restricted Share Riley, Sean 4 2020-01-02 56 12,000 4,000 Limited Units Agnico Eagle Mines Common Shares Roberts, John Merfyn 4 2019-12-31 57 16,346 4,000 Limited Agnico Eagle Mines Common Shares Roberts, John Merfyn 4 2019-12-31 10 81.58 15,794 -552 Limited Agnico Eagle Mines Restricted Share Roberts, John Merfyn 4 2019-12-31 57 8,000 -4,000 Limited Units Agnico Eagle Mines Restricted Share Roberts, John Merfyn 4 2020-01-02 56 -4,000 Limited Units Agnico Eagle Mines Restricted Share Roberts, John Merfyn 4 2020-01-02 56 12,000 4,000 Limited Units
Agnico Eagle Mines Common Shares Robitaille, Jean 5 2019-12-31 57 64,481 11,000 Limited Agnico Eagle Mines Common Shares Robitaille, Jean 5 2019-12-31 10 81.58 58,410 -6,071 Limited Agnico Eagle Mines Common Shares Robitaille, Jean 5 2019-12-31 57 76,978 18,568 Limited Agnico Eagle Mines Common Shares Robitaille, Jean 5 2019-12-31 10 81.58 66,731 -10,247 Limited Agnico Eagle Mines Common Shares Robitaille, Jean 5 2020-01-07 51 36.37 71,731 5,000 Limited Agnico Eagle Mines Common Shares Robitaille, Jean 5 2020-01-07 10 80.25 66,731 -5,000 Limited Agnico Eagle Mines Options Robitaille, Jean 5 2020-01-02 50 79.98 169,000 28,000 Limited Agnico Eagle Mines Options Robitaille, Jean 5 2020-01-07 51 36.37 164,000 -5,000 Limited Agnico Eagle Mines Performance Share Robitaille, Jean 5 2019-12-31 57 24,500 -11,000 Limited Units Agnico Eagle Mines Performance Share Robitaille, Jean 5 2020-01-02 56 34,500 10,000 Limited Units Agnico Eagle Mines Restricted Share Robitaille, Jean 5 2019-12-31 57 24,500 -11,000 Limited Units Agnico Eagle Mines Restricted Share Robitaille, Jean 5 2020-01-02 56 34,500 10,000 Limited Units Agnico Eagle Mines Common Shares Smith, David 5 2019-12-31 57 78,456 15,000 Limited
January 16, 2020 (2020), 43 OSCB 656
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Agnico Eagle Mines Common Shares Smith, David 5 2019-12-31 10 81.58 70,178 -8,278 Limited
Agnico Eagle Mines Common Shares Smith, David 5 2019-12-31 57 95,498 25,320 Limited Agnico Eagle Mines Common Shares Smith, David 5 2019-12-31 10 81.58 81,525 -13,973 Limited Agnico Eagle Mines Common Shares Smith, David 5 2020-01-06 10 80.69 71,525 -10,000 Limited Agnico Eagle Mines Common Shares Smith, David 5 2020-01-07 51 56.45 82,775 11,250 Limited Agnico Eagle Mines Common Shares Smith, David 5 2020-01-07 10 80.4 71,525 -11,250 Limited Agnico Eagle Mines Common Shares Smith, David 5 2020-01-07 51 58.04 78,825 7,300 Limited Agnico Eagle Mines Common Shares Smith, David 5 2020-01-07 10 80.55 71,525 -7,300 Limited Agnico Eagle Mines Options Smith, David 5 2020-01-02 50 79.98 113,250 36,000 Limited Agnico Eagle Mines Options Smith, David 5 2020-01-07 51 56.45 102,000 -11,250 Limited Agnico Eagle Mines Options Smith, David 5 2020-01-07 51 58.04 94,700 -7,300 Limited Agnico Eagle Mines Performance Share Smith, David 5 2019-12-31 57 34,000 -15,000 Limited Units Agnico Eagle Mines Performance Share Smith, David 5 2020-01-02 56 47,000 13,000 Limited Units Agnico Eagle Mines Restricted Share Smith, David 5 2019-12-31 57 34,000 -15,000 Limited Units Agnico Eagle Mines Restricted Share Smith, David 5 2020-01-02 56 47,000 13,000 Limited Units Agnico Eagle Mines Common Shares Sokalsky, Jamie 4 2019-12-31 57 20,136 4,000 Limited Calvin Agnico Eagle Mines Common Shares Sokalsky, Jamie 4 2019-12-31 10 81.58 17,928 -2,208 Limited Calvin Agnico Eagle Mines Restricted Share Sokalsky, Jamie 4 2019-12-31 57 8,000 -4,000 Limited Units Calvin Agnico Eagle Mines Restricted Share Sokalsky, Jamie 4 2020-01-02 56 12,000 4,000 Limited Units Calvin Agnico Eagle Mines Common Shares Sylvestre, Yvon 5 2019-12-31 57 14,874 12,500 Limited Agnico Eagle Mines Common Shares Sylvestre, Yvon 5 2019-12-31 10 81.58 7,975 -6,899 Limited
Agnico Eagle Mines Common Shares Sylvestre, Yvon 5 2019-12-31 57 28,975 21,000 Limited Agnico Eagle Mines Common Shares Sylvestre, Yvon 5 2019-12-31 10 81.58 17,330 -11,645 Limited Agnico Eagle Mines Performance Share Sylvestre, Yvon 5 2019-12-31 57 32,000 -12,500 Limited Units Agnico Eagle Mines Performance Share Sylvestre, Yvon 5 2020-01-02 56 47,000 15,000 Limited Units Agnico Eagle Mines Restricted Share Sylvestre, Yvon 5 2019-12-31 57 32,000 -12,500 Limited Units Agnico Eagle Mines Restricted Share Sylvestre, Yvon 5 2020-01-02 56 47,000 15,000 Limited Units Agnico Eagle Mines Common Shares Vollmershausen, 5 2020-01-01 00 1,208 Limited Christopher Charles Norman Agnico Eagle Mines Common Shares Vollmershausen, 5 2020-01-02 10 80.06 1,100 -108 Limited Christopher Charles Norman Agnico Eagle Mines Options Vollmershausen, 5 2020-01-01 00 30,625 Limited Christopher Charles Norman Agnico Eagle Mines Options Vollmershausen, 5 2020-01-02 50 79.98 48,125 17,500 Limited Christopher Charles Norman
January 16, 2020 (2020), 43 OSCB 657
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Agnico Eagle Mines Performance Share Vollmershausen, 5 2020-01-01 00 Limited Units Christopher Charles Norman
Agnico Eagle Mines Restricted Share Vollmershausen, 5 2020-01-01 00 13,000 Limited Units Christopher Charles Norman Agnico Eagle Mines Restricted Share Vollmershausen, 5 2020-01-02 56 19,000 6,000 Limited Units Christopher Charles Norman Aimia Inc. Common Shares Mittleman Investment 3 2020-01-07 10 3.56 25,641,079 -2,500 Management, LLC Aimia Inc. Common Shares Mittleman Investment 3 2020-01-10 10 3.525 25,642,079 1,000 Management, LLC Air Canada Class B Voting Air Canada 1 2020-01-02 38 49.521 50,000 50,000 Shares
Air Canada Class B Voting Air Canada 1 2020-01-02 38 0 -50,000 Shares Air Canada Class B Voting Air Canada 1 2020-01-03 38 48.152 50,000 50,000 Shares Air Canada Class B Voting Air Canada 1 2020-01-03 38 0 -50,000 Shares Air Canada Class B Voting Air Canada 1 2020-01-06 38 47.507 50,000 50,000 Shares Air Canada Class B Voting Air Canada 1 2020-01-06 38 0 -50,000 Shares Air Canada Class B Voting Air Canada 1 2020-01-07 38 47.937 47,700 47,700 Shares Air Canada Class B Voting Air Canada 1 2020-01-07 38 0 -47,700 Shares Air Canada Class B Voting Air Canada 1 2020-01-08 38 48.865 50,000 50,000 Shares Air Canada Class B Voting Air Canada 1 2020-01-08 38 0 -50,000 Shares Air Canada Class B Voting Air Canada 1 2020-01-09 38 49.806 50,000 50,000 Shares Air Canada Class B Voting Air Canada 1 2020-01-09 38 0 -50,000 Shares Air Canada Class B Voting Air Canada 1 2020-01-10 38 50.137 50,000 50,000 Shares Air Canada Class B Voting Air Canada 1 2020-01-10 38 0 -50,000 Shares
Air Canada Deferred Share Units Clark, Christie James 4 2020-01-02 56 21,125 575 Beckett
Air Canada Deferred Share Units Doer, Gary Albert 4 2020-01-02 56 7,448 605 Air Canada Deferred Share Units Fyfe, Robert Ian 4 2020-01-02 56 12,937 1,125 Air Canada Deferred Share Units Green, Michael 4 2020-01-02 56 31,585 537 Air Canada Deferred Share Units Huot, Jean Marc 4 2020-01-02 56 214,577 537 Air Canada Deferred Share Units PAQUIN, 4 2020-01-02 56 40,079 645 MADELEINE Air Canada Deferred Share Units Sorensen, Vagn 4 2020-01-02 56 143,517 1,063 Air Canada Deferred Share Units Taylor, Kathleen 4 2020-01-02 56 31,114 862 Air Canada Deferred Share Units Verschuren, Annette 4 2020-01-02 56 49,154 575 Marie Air Canada Deferred Share Units Wilson, Michael M. 4 2020-01-02 56 69,210 1,200 Akita Drilling Ltd. Non-Voting Shares Dease, Colin 5 2020-01-06 30 1.18 46,321 621 Akita Drilling Ltd. Non-Voting Shares Dease, Colin 5 2020-01-09 10 1.1 51,321 5,000 Akita Drilling Ltd. Non-Voting Shares Reynolds, Darcy 5 2020-01-06 30 1.18 21,155 776 Akumin Inc. Common Shares Kassa, Laura Mae 5 2020-01-09 30 725 15 Akumin Inc. Common Shares Luckey, Michael 5 2020-01-09 30 546 15 Akumin Inc. Common Shares Meredith, Michael 5 2020-01-09 30 426 12 Akumin Inc. Common Shares Moore, Karen 7 2020-01-09 30 373 10 Akumin Inc. Common Shares Quesenberry, Marcus 5 2020-01-09 30 578 13 Akumin Inc. Common Shares Richardson, Jason 5 2020-01-09 30 719 15 Alamos Gold Inc. Options Barwell, Christine 5 2020-01-09 50 7.63 230,387 49,543
January 16, 2020 (2020), 43 OSCB 658
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Alamos Gold Inc. Options Bostwick, Christopher 5 2020-01-09 50 7.63 335,216 49,543 John Alamos Gold Inc. Options Chavez - Martinez, 5 2020-01-09 50 5.89 242,603 49,453 Mario Luis Alamos Gold Inc. Options Cormier, John 5 2020-01-09 50 7.63 282,956 49,543 Andrew Alamos Gold Inc. Options Engelstad, Nils 8 2020-01-09 50 7.63 262,187 49,543 Frederik Jonas Alamos Gold Inc. Options Fisher, Gregory S. 5 2020-01-09 50 7.63 250,387 49,543 Alamos Gold Inc. Options MacPhail, Peter 5 2020-01-09 50 7.63 498,771 99,085 Alamos Gold Inc. Options McCluskey, John 4, 5 2020-01-09 50 7.63 1,672,350 228,659 Alamos Gold Inc. Options Parsons, Scott Kyle 5 2020-01-09 50 7.63 277,187 49,543 Alamos Gold Inc. Options Porter, James 5 2020-01-09 50 7.63 567,271 99,085 Alamos Gold Inc. Options Thompson, Rebecca 5 2020-01-09 50 7.63 40,644 24,771 Alamos Gold Inc. Options Webster, Colin 5 2020-01-09 50 7.63 232,187 49,543 Alaska Hydro Common Shares Grandison, Clifford 4, 5 2020-01-09 10 0.03 5,733,030 2,000 Corporation Allan Alderon Iron Ore Corp. Common Shares Altius Minerals 3 2020-01-08 16 52,865,442 339,236 Corporation Alexco Resource Common Shares Clark, Michael 5 2020-01-06 57 2.87 121,972 25,000 Corp. Alexco Resource Common Shares Clark, Michael 5 2020-01-06 10 2.74 107,065 -14,907 Corp. Alexco Resource Restricted Share Clark, Michael 5 2020-01-06 57 2.87 68,334 -25,000 Corp. Units Alexco Resource Common Shares Krepiakevich, Terry 5 2020-01-06 57 2.87 174,666 16,667 Corp. Alexco Resource Common Shares Krepiakevich, Terry 5 2020-01-06 10 2.74 168,302 -6,364 Corp. Alexco Resource Restricted Share Krepiakevich, Terry 5 2020-01-06 57 2.87 23,333 -16,667 Corp. Units Alexco Resource Common Shares McMaster, Karen 4 2020-01-06 57 2.87 28,109 16,667 Corp. Isobel Alexco Resource Common Shares McMaster, Karen 4 2020-01-06 10 2.74 18,171 -9,938 Corp. Isobel Alexco Resource Restricted Share McMaster, Karen 4 2020-01-06 57 2.87 22,000 -16,667 Corp. Units Isobel Alexco Resource Common Shares McOnie, Alan William 5 2020-01-06 57 2.87 54,291 8,333 Corp. Alexco Resource Common Shares McOnie, Alan William 5 2020-01-06 10 2.74 49,322 -4,969 Corp. Alexco Resource Restricted Share McOnie, Alan William 5 2020-01-06 57 2.87 25,001 -8,333 Corp. Units Alexco Resource Common Shares Nauman, Clynton R. 5 2020-01-06 57 2.87 2,421,736 41,666 Corp. Alexco Resource Common Shares Nauman, Clynton R. 5 2020-01-08 10 2.73 2,336,936 -84,800 Corp. Alexco Resource Restricted Share Nauman, Clynton R. 5 2020-01-06 57 2.87 83,334 -41,666 Corp. Units Alexco Resource Common Shares Sanders, Elaine 4 2020-01-06 57 2.87 117,246 16,667 Corp. Alexco Resource Common Shares Sanders, Elaine 4 2020-01-06 10 2.74 107,308 -9,938 Corp. Alexco Resource Restricted Share Sanders, Elaine 4 2020-01-06 57 2.87 10,000 -16,667 Corp. Units Alexco Resource Common Shares Thrall, Bradley Allen 5 2020-01-03 51 0.6 823,238 125,000 Corp. Alexco Resource Common Shares Thrall, Bradley Allen 5 2020-01-06 57 2.87 856,571 33,333 Corp. Alexco Resource Common Shares Thrall, Bradley Allen 5 2020-01-06 10 2.74 846,632 -9,939 Corp. Alexco Resource Options Thrall, Bradley Allen 5 2020-01-03 51 0.6 1,611,000 -125,000 Corp. Alexco Resource Restricted Share Thrall, Bradley Allen 5 2020-01-06 57 2.87 80,001 -33,333 Corp. Units
January 16, 2020 (2020), 43 OSCB 659
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Alexco Resource Common Shares Van Nieuwenhuyse, 4 2020-01-06 57 2.87 78,750 16,667 Corp. Rick Alexco Resource Common Shares Van Nieuwenhuyse, 4 2020-01-06 10 2.74 68,812 -9,938 Corp. Rick Alexco Resource Restricted Share Van Nieuwenhuyse, 4 2020-01-06 57 2.87 23,333 -16,667 Corp. Units Rick Alexco Resource Common Shares Winn, Michael D. 4 2020-01-06 57 2.87 191,667 16,667 Corp.
Alexco Resource Restricted Share Winn, Michael D. 4 2020-01-06 57 23,333 -16,667 Corp. Units Alexco Resource Common Shares Zimmer, Richard 4 2020-01-06 57 2.87 163,270 16,667 Corp. Norman Alexco Resource Common Shares Zimmer, Richard 4 2020-01-06 10 2.74 154,279 -8,991 Corp. Norman Alexco Resource Restricted Share Zimmer, Richard 4 2020-01-06 57 2.87 23,333 -16,667 Corp. Units Norman
Algernon Common Shares Moreau, Christopher 5 2020-01-02 10 100,000 Pharmaceuticals Inc. Algernon Common Shares Moreau, Christopher 5 2020-01-02 10 0.06 830,000 50,000 Pharmaceuticals Inc. Algernon Common Shares Moreau, Christopher 5 2020-01-02 10 0.065 880,000 50,000 Pharmaceuticals Inc. Algernon Common Shares Moreau, Christopher 5 2020-01-03 10 0.065 900,000 20,000 Pharmaceuticals Inc. Algoma Central Common Shares Algoma Central 1 2019-12-31 38 13.244 4,700 4,700 Corporation Corporation Algoma Central Common Shares Algoma Central 1 2019-12-31 38 13.244 0 -4,700 Corporation Corporation Algoma Central Common Shares Lazarz, Christopher 5 2019-12-31 30 13.37 1,591 285 Corporation Algoma Central Common Shares Stevenson, Eric 7 2019-12-31 30 13.45 3,210 581 Corporation Arthur Algonquin Power & Common Shares Huskilson, 4 2020-01-01 00 3,500 Utilities Corp. Christopher Algonquin Power & Common Shares Huskilson, 4 2020-01-01 00 645 Utilities Corp. Christopher Alimentation Couche- Subordinate Voting ALIMENTATION 1 2019-12-31 38 41.066 210,900 210,900 Tard Inc. Shares Catégorie B COUCHE-TARD INC. Alimentation Couche- Subordinate Voting ALIMENTATION 1 2019-12-31 38 0 -210,900 Tard Inc. Shares Catégorie B COUCHE-TARD INC.
Alimentation Couche- Unité d'action différée Bernier, Jean 4 2019-09-18 00 Tard Inc.
Alimentation Couche- Unité d'action différée Bernier, Jean 4 2020-01-08 46 41.89 41 Tard Inc. Alimentation Couche- Unité d'action différée Bernier, Jean 4 2020-01-08 46 41.89 41 Tard Inc. Alimentation Couche- Unité d'action différée Bernier, Jean 4 2020-01-08 46 41.89 11 11 Tard Inc. Alimentation Couche- Unité d'action différée Bernier, Jean 4 2020-01-08 46 41.89 310 299 Tard Inc. Alimentation Couche- Unité d'action différée Bernier, Jean 4 2020-01-08 46 41.89 334 24 Tard Inc. Alimentation Couche- Unité d'action différée Bernier, Jean 4 2020-01-08 46 41.89 358 24 Tard Inc. Alimentation Couche- Unité d'action différée Bernier, Jean 4 2020-01-08 46 41.89 370 12 Tard Inc. Alimentation Couche- Unité d'action différée Bourque, Nathalie 4 2020-01-08 46 41.89 40,131 25 Tard Inc. Alimentation Couche- Unité d'action différée Bourque, Nathalie 4 2020-01-08 46 41.89 40,444 313 Tard Inc. Alimentation Couche- Unité d'action différée Bourque, Nathalie 4 2020-01-08 46 41.89 40,492 48 Tard Inc. Alimentation Couche- Unité d'action différée Bourque, Nathalie 4 2020-01-08 46 41.89 40,539 47 Tard Inc. Alimentation Couche- Unité d'action différée Bourque, Nathalie 4 2020-01-08 46 41.89 40,587 48 Tard Inc.
January 16, 2020 (2020), 43 OSCB 660
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Alimentation Couche- Unité d'action différée Bourque, Nathalie 4 2020-01-08 35 41.89 40,647 60 Tard Inc. Alimentation Couche- Unité d'action différée Bourque, Nathalie 4 2020-01-08 46 41.89 40,672 25 Tard Inc. Alimentation Couche- Unité d'action différée Boyko, ╔ric 4 2020-01-08 46 41.89 7,799 25 Tard Inc. Alimentation Couche- Unité d'action différée Boyko, ╔ric 4 2020-01-08 46 41.89 8,545 746 Tard Inc. Alimentation Couche- Unité d'action différée Boyko, ╔ric 4 2020-01-08 46 41.89 8,593 48 Tard Inc. Alimentation Couche- Unité d'action différée Boyko, ╔ric 4 2020-01-08 46 41.89 8,641 48 Tard Inc. Alimentation Couche- Unité d'action différée Boyko, ╔ric 4 2020-01-08 46 41.89 8,689 48 Tard Inc. Alimentation Couche- Unité d'action différée Boyko, ╔ric 4 2020-01-08 46 41.89 8,712 23 Tard Inc.
Alimentation Couche- Unité d'action différée Boyko, ╔ric 4 2020-01-08 46 41.89 13 Tard Inc. Alimentation Couche- Unité d'action différée Boyko, ╔ric 4 2020-01-08 35 41.89 8,725 13 Tard Inc. Alimentation Couche- Unité d'action différée D'Amours, Jacques 4 2020-01-08 46 41.89 42 Tard Inc. Alimentation Couche- Unité d'action différée D'Amours, Jacques 4 2020-01-08 46 41.89 17,393 23 Tard Inc. Alimentation Couche- Unité d'action différée D'Amours, Jacques 4 2020-01-08 46 41.89 17,989 596 Tard Inc. Alimentation Couche- Unité d'action différée D'Amours, Jacques 4 2020-01-08 46 41.89 18,036 47 Tard Inc. Alimentation Couche- Unité d'action différée D'Amours, Jacques 4 2020-01-08 46 41.89 18,083 47 Tard Inc. Alimentation Couche- Unité d'action différée D'Amours, Jacques 4 2020-01-08 46 41.89 18,106 23 Tard Inc. Alimentation Couche- Unité d'action différée D'Amours, Jacques 4 2020-01-08 46 41.89 12 Tard Inc. Alimentation Couche- Unité d'action différée D'Amours, Jacques 4 2020-01-08 46 41.89 27 Tard Inc. Alimentation Couche- Unité d'action différée D'Amours, Jacques 4 2020-01-08 35 41.89 18,137 31 Tard Inc. Alimentation Couche- Unité d'action différée Fortin, Richard 4, 6, 2020-01-08 46 41.89 25 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Fortin, Richard 4, 6, 2020-01-08 46 41.89 45,107 25 Tard Inc. 7, 5
Alimentation Couche- Unité d'action différée Fortin, Richard 4, 6, 2020-01-08 46 41.89 596 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Fortin, Richard 4, 6, 2020-01-08 46 41.89 45,703 596 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Fortin, Richard 4, 6, 2020-01-08 46 41.89 48 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Fortin, Richard 4, 6, 2020-01-08 46 41.89 45,751 48 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Fortin, Richard 4, 6, 2020-01-08 46 41.89 45,799 48 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Fortin, Richard 4, 6, 2020-01-08 46 41.89 24 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Fortin, Richard 4, 6, 2020-01-08 46 41.89 45,823 24 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Fortin, Richard 4, 6, 2020-01-08 35 41.89 68 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Fortin, Richard 4, 6, 2020-01-08 35 41.89 45,891 68 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Kau, Mélanie 4 2020-01-08 46 41.89 142,172 24 Tard Inc. Alimentation Couche- Unité d'action différée Kau, Mélanie 4 2020-01-08 46 41.89 143,126 954 Tard Inc. Alimentation Couche- Unité d'action différée Kau, Mélanie 4 2020-01-08 46 41.89 143,175 49 Tard Inc.
January 16, 2020 (2020), 43 OSCB 661
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Alimentation Couche- Unité d'action différée Kau, Mélanie 4 2020-01-08 46 41.89 143,223 48 Tard Inc. Alimentation Couche- Unité d'action différée Kau, Mélanie 4 2020-01-08 46 41.89 143,271 48 Tard Inc. Alimentation Couche- Unité d'action différée Kau, Mélanie 4 2020-01-08 46 41.89 143,294 23 Tard Inc. Alimentation Couche- Unité d'action différée Kau, Mélanie 4 2020-01-08 35 41.89 143,508 214 Tard Inc.
Alimentation Couche- Unité d'action différée Lamothe, Marie 4 2019-09-18 00 Tard Inc. Josee Alimentation Couche- Unité d'action différée Lamothe, Marie 4 2020-01-08 46 41.89 23 23 Tard Inc. Josee Alimentation Couche- Unité d'action différée Lamothe, Marie 4 2020-01-08 46 41.89 650 627 Tard Inc. Josee Alimentation Couche- Unité d'action différée Lamothe, Marie 4 2020-01-08 46 41.89 698 48 Tard Inc. Josee Alimentation Couche- Unité d'action différée Lamothe, Marie 4 2020-01-08 46 41.89 746 48 Tard Inc. Josee Alimentation Couche- Unité d'action différée Lamothe, Marie 4 2020-01-08 46 41.89 793 47 Tard Inc. Josee Alimentation Couche- Unité d'action différée Lamothe, Marie 4 2020-01-08 46 41.89 817 24 Tard Inc. Josee Alimentation Couche- Unité d'action différée Lamothe, Marie 4 2020-01-08 46 41.89 818 1 Tard Inc. Josee Alimentation Couche- Unité d'action différée Leroux, Monique F. 4 2020-01-08 46 41.89 14,936 24 Tard Inc. Alimentation Couche- Unité d'action différée Leroux, Monique F. 4 2020-01-08 46 41.89 15,563 627 Tard Inc. Alimentation Couche- Unité d'action différée Leroux, Monique F. 4 2020-01-08 46 41.89 15,610 47 Tard Inc. Alimentation Couche- Unité d'action différée Leroux, Monique F. 4 2020-01-08 46 41.89 15,658 48 Tard Inc. Alimentation Couche- Unité d'action différée Leroux, Monique F. 4 2020-01-08 46 41.89 15,706 48 Tard Inc. Alimentation Couche- Unité d'action différée Leroux, Monique F. 4 2020-01-08 46 41.89 15,730 24 Tard Inc. Alimentation Couche- Unité d'action différée Leroux, Monique F. 4 2020-01-08 35 41.89 15,753 23 Tard Inc. Alimentation Couche- Unité d'action différée Plourde, Réal 4, 6, 2020-01-08 46 41.89 17,312 24 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Plourde, Réal 4, 6, 2020-01-08 46 41.89 17,909 597 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Plourde, Réal 4, 6, 2020-01-08 46 41.89 17,957 48 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Plourde, Réal 4, 6, 2020-01-08 46 41.89 18,005 48 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Plourde, Réal 4, 6, 2020-01-08 46 41.89 18,028 23 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Plourde, Réal 4, 6, 2020-01-08 35 41.89 18,055 27 Tard Inc. 7, 5 Alimentation Couche- Unité d'action différée Rabinowicz, Daniel 5 2020-01-08 46 41.89 12,957 13 Tard Inc. Alimentation Couche- Unité d'action différée Rabinowicz, Daniel 5 2020-01-08 46 41.89 13,270 313 Tard Inc. Alimentation Couche- Unité d'action différée Rabinowicz, Daniel 5 2020-01-08 46 41.89 13,294 24 Tard Inc. Alimentation Couche- Unité d'action différée Rabinowicz, Daniel 5 2020-01-08 46 41.89 13,318 24 Tard Inc. Alimentation Couche- Unité d'action différée Rabinowicz, Daniel 5 2020-01-08 46 41.89 13,342 24 Tard Inc. Alimentation Couche- Unité d'action différée Rabinowicz, Daniel 5 2020-01-08 46 41.89 13,354 12 Tard Inc. Alimentation Couche- Unité d'action différée Rabinowicz, Daniel 5 2020-01-08 46 41.89 19 Tard Inc. Alimentation Couche- Unité d'action différée Rabinowicz, Daniel 5 2020-01-08 35 41.89 13,373 19 Tard Inc.
January 16, 2020 (2020), 43 OSCB 662
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Alimentation Couche- Unité d'action différée TΩtu, Louis 4 2019-09-18 00 Tard Inc. Alimentation Couche- Unité d'action différée TΩtu, Louis 4 2020-01-08 46 41.89 23 23 Tard Inc. Alimentation Couche- Unité d'action différée TΩtu, Louis 4 2020-01-08 46 41.89 620 597 Tard Inc. Alimentation Couche- Unité d'action différée TΩtu, Louis 4 2020-01-08 46 41.89 668 48 Tard Inc. Alimentation Couche- Unité d'action différée TΩtu, Louis 4 2020-01-08 46 41.89 716 48 Tard Inc. Alimentation Couche- Unité d'action différée TΩtu, Louis 4 2020-01-08 46 41.89 740 24 Tard Inc. Alimentation Couche- Unité d'action différée TΩtu, Louis 4 2020-01-08 46 41.89 741 1 Tard Inc.
Alithya Group inc. Rights Deferred Ades-Landy, Dana 4 2019-12-31 56 15,013 4,098 Share Units
Alithya Group inc. Rights Deferred Comeau, Robert 4 2019-12-31 56 14,904 2,390 Share Units Alithya Group inc. Rights Deferred DiSanto, Fredrick 4 2019-12-31 56 10,108 2,390 Share Units David Alithya Group inc. Rights Deferred Martel, Lucie 4 2019-09-18 00 Share Units Alithya Group inc. Rights Deferred Martel, Lucie 4 2019-12-31 56 4,952 4,952 Share Units Alithya Group inc. Rights Deferred Renacci, James B. 4 2019-11-12 00 Share Units Alithya Group inc. Rights Deferred Renacci, James B. 4 2019-12-31 56 2,390 Share Units Alithya Group inc. Rights Deferred Renacci, James B. 4 2019-12-31 56 1,299 1,299 Share Units Alithya Group inc. Rights Deferred Rivard, Ghyslain 3, 4 2019-12-31 56 10,108 2,390 Share Units Alithya Group inc. Rights Deferred Thomas, C. Lee 4 2019-12-31 56 13,305 2,390 Share Units Alithya Group inc. Rights Deferred Turcotte, Pierre 3, 4 2019-12-31 56 10,108 2,390 Share Units AltaGas Ltd. Rights Performance Bonawitz, Douglas 7 2019-04-01 00 Units (PU) Ian AltaGas Ltd. Rights Performance Bonawitz, Douglas 7 2020-01-06 56 19.73 8,175 8,175 Units (PU) Ian
AltaGas Ltd. Rights Restricted Bonawitz, Douglas 7 2019-04-01 00 Units (RU) Ian AltaGas Ltd. Rights Restricted Bonawitz, Douglas 7 2020-01-06 56 19.73 8,175 8,175 Units (RU) Ian AltaGas Ltd. Options Bushfield, Corine 5 2020-01-06 50 420,784 144,064 Renae Knight AltaGas Ltd. Rights Performance Bushfield, Corine 5 2020-01-06 56 19.73 105,705 27,491 Units (PU) Renae Knight AltaGas Ltd. Options Crawford, Randall 4 2020-01-06 50 1,745,893 769,423 Loy AltaGas Ltd. Rights Performance Crawford, Randall 4 2020-01-06 56 19.73 434,456 146,826 Units (PU) Loy AltaGas Ltd. Options Grant, Bradley, 5 2020-01-06 50 420,784 144,064 Bertram AltaGas Ltd. Rights Performance Grant, Bradley, 5 2020-01-06 56 19.73 91,214 27,491 Units (PU) Bertram AltaGas Ltd. Options Harbilas, James 5 2020-01-06 50 588,765 188,765 AltaGas Ltd. Rights Performance Harbilas, James 5 2020-01-06 56 19.73 67,077 36,021 Units (PU) AltaGas Ltd. Options Jenkins, Donald Mark 5 2020-01-06 50 383,746 240,185 AltaGas Ltd. Rights Performance Jenkins, Donald Mark 5 2020-01-06 56 19.73 240,185 Units (PU) AltaGas Ltd. Rights Performance Jenkins, Donald Mark 5 2020-01-06 56 19.73 73,541 45,834 Units (PU) AltaGas Ltd. Rights Performance Starring, Mary 7 2020-01-06 56 19.73 17,803 13,228 Units (PU) Colleen
January 16, 2020 (2020), 43 OSCB 663
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings AltaGas Ltd. Rights Restricted Starring, Mary 7 2020-01-06 56 19.73 17,803 13,228 Units (RU) Colleen
AltaGas Ltd. Options Toone, Randy 5 2020-01-06 50 427,987 151,267 Warren AltaGas Ltd. Rights Performance Toone, Randy 5 2020-01-06 56 19.73 92,216 28,866 Units (PU) Warren Altius Minerals Common Shares Altius Minerals 1 2019-12-02 38 10.99 11,300 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-03 38 11.193 22,600 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-04 38 11.41 63,400 40,800 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-05 38 11.588 74,700 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-06 38 11.693 86,000 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-09 38 11.703 155,100 69,100 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-10 38 11.853 166,400 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-11 38 11.89 177,700 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-12 38 11.697 189,000 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-13 38 11.754 200,300 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-16 38 11.914 247,100 46,800 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-17 38 11.793 258,400 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-18 38 12.045 269,700 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-19 38 12.215 281,000 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-20 38 12.037 292,300 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-23 38 12.039 343,800 51,500 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-24 38 12.21 355,100 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-27 38 11.893 366,400 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-30 38 11.869 377,700 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-31 38 12.055 389,000 11,300 Corporation Corporation Altius Minerals Common Shares Altius Minerals 1 2019-12-31 38 0 -389,000 Corporation Corporation Alvopetro Energy Ltd. Common Shares Fraser, Roderick 4 2020-01-08 51 0.4 104,750 43,750 Learoyd Alvopetro Energy Ltd. Options Fraser, Roderick 4 2020-01-08 51 0.4 237,500 -43,750 Learoyd Alvopetro Energy Ltd. Common Shares Hatzinikolas, Andrea 5 2020-01-08 51 0.4 464,791 56,278 Alvopetro Energy Ltd. Options Hatzinikolas, Andrea 5 2020-01-08 59 0.4 538,250 -36,000 Alvopetro Energy Ltd. Options Hatzinikolas, Andrea 5 2020-01-08 51 0.4 424,250 -114,000 Alvopetro Energy Ltd. Common Shares Howard, Alison 5 2020-01-08 51 0.4 274,738 56,278 Leanne Alvopetro Energy Ltd. Options Howard, Alison 5 2020-01-08 59 0.4 1,366,000 -36,000 Leanne Alvopetro Energy Ltd. Options Howard, Alison 5 2020-01-08 51 0.4 1,252,000 -114,000 Leanne Alvopetro Energy Ltd. Common Shares McKINNON, 4 2020-01-08 51 0.4 260,831 46,250 KENNETH RICHARD Alvopetro Energy Ltd. Common Shares McKINNON, 4 2020-01-08 51 0.28 307,081 46,250 KENNETH RICHARD
January 16, 2020 (2020), 43 OSCB 664
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Alvopetro Energy Ltd. Options McKINNON, 4 2020-01-08 51 0.4 242,500 -46,250 KENNETH RICHARD Alvopetro Energy Ltd. Options McKINNON, 4 2020-01-08 51 0.28 196,250 -46,250 KENNETH RICHARD Alvopetro Energy Ltd. Common Shares Ruttan, Corey 4, 5 2020-01-08 51 0.4 1,613,283 112,557 Christopher Alvopetro Energy Ltd. Options Ruttan, Corey 4, 5 2020-01-08 59 0.4 2,198,000 -72,000 Christopher Alvopetro Energy Ltd. Options Ruttan, Corey 4, 5 2020-01-08 51 0.4 1,970,000 -228,000 Christopher Alvopetro Energy Ltd. Common Shares Talakshi, Firoz 4 2020-01-08 51 0.4 57,500 45,000 Karmali Alvopetro Energy Ltd. Options Talakshi, Firoz 4 2020-01-08 51 0.4 240,000 -45,000 Karmali Alvopetro Energy Ltd. Common Shares WRIGHT, JOHN 4 2020-01-08 51 0.4 3,846,926 20,635 DAVID Alvopetro Energy Ltd. Options WRIGHT, JOHN 4 2020-01-08 59 0.4 331,800 -13,200 DAVID Alvopetro Energy Ltd. Options WRIGHT, JOHN 4 2020-01-08 51 0.4 290,000 -41,800 DAVID Alvopetro Energy Ltd. Common Shares Ytreland, Geir 4 2020-01-08 51 0.4 66,985 20,981 Kristian Alvopetro Energy Ltd. Options Ytreland, Geir 4 2020-01-08 51 0.4 235,000 -42,500 Kristian American Hotel Units O'Neill, John 5 2019-12-27 30 7.074 433,237 3,257 Income Properties Christopher REIT LP Americas Gold and Rights Deferred Blasutti, Darren John 5 2019-12-31 57 4.176 -21,395 Silver Corporation Share Units Americas Gold and Rights Deferred Blasutti, Darren John 5 2019-12-31 57 4.176 86,407 -21,395 Silver Corporation Share Units Americas Gold and Rights Deferred Dell, Daren 5 2019-12-31 57 4.176 -11,274 Silver Corporation Share Units Americas Gold and Rights Deferred Dell, Daren 5 2019-12-31 57 4.176 40,412 -11,274 Silver Corporation Share Units Americas Gold and Rights Deferred McRae, Peter 5 2019-12-31 57 4.176 -3,672 Silver Corporation Share Units Americas Gold and Rights Deferred McRae, Peter 5 2019-12-31 57 4.176 36,326 -3,672 Silver Corporation Share Units Americas Gold and Rights Deferred Varga, Warren 5 2019-12-31 57 4.176 -10,598 Silver Corporation Share Units Americas Gold and Rights Deferred Varga, Warren 5 2019-12-31 57 4.176 41,439 -10,598 Silver Corporation Share Units Americas Gold and Rights Deferred Wilson, Shawn 5 2019-12-31 57 4.176 -4,163 Silver Corporation Share Units Americas Gold and Rights Deferred Wilson, Shawn 5 2019-12-31 57 4.176 -4,163 Silver Corporation Share Units Americas Gold and Rights Deferred Wilson, Shawn 5 2019-12-31 57 4.176 1,970 -4,163 Silver Corporation Share Units Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-11-13 00 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-11-28 38 12.168 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-11-28 38 12.168 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-11-29 38 12.25 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-11-29 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-02 38 12.12 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.)
January 16, 2020 (2020), 43 OSCB 665
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-02 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-03 38 12 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-03 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-04 38 12.096 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.)
Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-04 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-05 38 12 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-05 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-06 38 12.112 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-06 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-09 38 11.9 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-09 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-10 38 11.763 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-10 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-11 38 11.689 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.)
Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-11 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-12 38 11.67 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-12 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-13 38 11.818 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-13 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-16 38 11.72 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-16 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-17 38 11.773 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-17 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.)
January 16, 2020 (2020), 43 OSCB 666
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-18 38 11.98 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.)
Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-18 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-19 38 11.869 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.)
Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-19 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-20 38 11.902 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.)
Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-20 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-23 38 11.99 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-23 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-24 38 12.22 3,200 3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-24 38 0 -3,200 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-27 38 12.088 1,900 1,900 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares Andrew Peller 1 2019-12-27 38 0 -1,900 (formerly Andrés Class A Limited Wines Ltd.) Andrew Peller Limited Non-Voting Shares BERTI, GREGORY 5 2020-01-06 10 11.91 97,179 253 (formerly Andrés Class A JOHN Wines Ltd.) Andrew Peller Limited Non-Voting Shares COLE, JAMES 5 2020-01-06 10 11.91 36,216 127 (formerly Andrés Class A HERBERT Wines Ltd.) Andrew Peller Limited Non-Voting Shares HAWTHORNE, 5 2020-01-06 10 11.91 2,799 13 (formerly Andrés Class A JOHN GAVIN Wines Ltd.) Andrew Peller Limited Non-Voting Shares MCDONALD, CRAIG 5 2020-01-06 10 11.91 23,358 53 (formerly Andrés Class A DAVID Wines Ltd.) Andrew Peller Limited Non-Voting Shares POWELL, RANDY 4 2020-01-06 10 11.91 40,449 51 (formerly Andrés Class A ALAN Wines Ltd.) Andrew Peller Limited Non-Voting Shares WALL, BRENDAN 5 2020-01-06 10 11.91 56,411 261 (formerly Andrés Class A PATRICK Wines Ltd.) Ansar Financial and Common Shares Jalaluddin, 3, 4, 2020-01-08 10 0.64 2,148,020 13,000 Development Mohammed 5 Corporation Ansar Financial and Common Shares Jalaluddin, 3, 4, 2020-01-09 10 0.65 2,157,020 9,000 Development Mohammed 5 Corporation Ansar Financial and Common Shares Nasim, Pervez 3, 4, 2020-01-08 10 0.64 2,148,020 13,000 Development 5 Corporation Ansar Financial and Common Shares Nasim, Pervez 3, 4, 2020-01-09 10 0.65 2,157,020 9,000 Development 5 Corporation Appia Energy Corp. Common Shares Drivas, Anastasios 3, 4, 2019-12-31 16 0.16 508,500 312,500 (Tom) 5 Appia Energy Corp. Common Shares Drivas, Anastasios 3, 4, 2012-12-14 00 (Tom) 5
January 16, 2020 (2020), 43 OSCB 667
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Appia Energy Corp. Common Shares Drivas, Anastasios 3, 4, 2019-12-31 16 0.16 156,250 156,250 (Tom) 5
Appia Energy Corp. Warrants Drivas, Anastasios 3, 4, 2012-12-14 00 (Tom) 5 Appia Energy Corp. Warrants Drivas, Anastasios 3, 4, 2019-12-31 16 156,250 156,250 (Tom) 5 Appia Energy Corp. Warrants Drivas, Anastasios 3, 4, 2012-12-14 00 (Tom) 5
Appia Energy Corp. Warrants Drivas, Anastasios 3, 4, 2019-12-31 16 78,125 78,125 (Tom) 5
Apteryx Imaging Inc. Options Ryzhikov, Alexandre 4 2019-12-19 50 0.4 54,000
Apteryx Imaging Inc. Options Ryzhikov, Alexandre 4 2019-12-19 50 0.4 54,000
Aquila Resources Inc. Rights Deferred de la Plante, Joseph 4 2020-01-08 56 246,673 36,765 Share Units
Aquila Resources Inc. Rights Deferred Dunn, Andrew 4 2020-01-08 56 507,526 80,882 Share Units William
Aquila Resources Inc. Rights Deferred Munden, Edward 4 2020-01-08 56 502,898 95,588 Share Units John Aquila Resources Inc. Rights Deferred Perron, Jacques 4 2020-01-08 56 164,213 36,765 Share Units Aquila Resources Inc. Rights Deferred Pritchard, Ian 4 2020-01-08 46 507,526 80,882 Share Units ArcWest Exploration Common Shares Beischer, Gregory 4 2020-01-07 10 0.0653 14,620 8,000 Inc. (formerly Sojourn Allan Exploration Inc.) AREV Brands Common Shares Harvey, Matthew 3 2019-12-31 10 0.04 7,670,000 -120,000 International Ltd. (Formerly, AREV Nutrition Sciences Inc) AREV Brands Common Shares Withrow, MIke 4 2020-01-09 10 0.04 13,679,000 50,000 International Ltd. Withrow (Formerly, AREV Nutrition Sciences Inc) Arizona Metals Corp. Common Shares Reid, Kevin Andrew 3, 4 2020-01-10 10 0.53 1,582,010 71,000 Arizona Metals Corp. Common Shares Reid, Kevin Andrew 3 2020-01-06 10 0.55 5,000 Arizona Metals Corp. Common Shares Reid, Kevin Andrew 3 2020-01-06 10 0.55 4,754,004 5,425 Arizona Silver Common Shares Hahn, Gregory Arthur 4, 5 2020-01-03 16 0.1 1,156,603 510,171 Exploration Inc. Arizona Silver Warrants Hahn, Gregory Arthur 4, 5 2016-10-18 00 Exploration Inc. Arizona Silver Warrants Hahn, Gregory Arthur 4, 5 2020-01-03 16 0.15 255,086 255,086 Exploration Inc. Arizona Silver Common Shares Shim, Dong Hyun 5 2020-01-03 16 0.1 408,500 171,000 Exploration Inc. Arizona Silver Warrants Shim, Dong Hyun 5 2017-08-25 00 Exploration Inc. Arizona Silver Warrants Shim, Dong Hyun 5 2020-01-03 16 0.15 85,500 85,500 Exploration Inc. Arizona Silver Common Shares Stark, Michael 4 2020-01-03 16 0.1 1,575,700 400,000 Exploration Inc. Arizona Silver Warrants Stark, Michael 4 2016-11-18 00 Exploration Inc. Arizona Silver Warrants Stark, Michael 4 2020-01-03 16 0.15 200,000 200,000 Exploration Inc. Arizona Silver Common Shares Stiles, Brady 4 2019-11-18 00 Exploration Inc. Arizona Silver Common Shares Stiles, Brady 4 2020-01-03 16 0.1 657,500 657,500 Exploration Inc. Arizona Silver Warrants Stiles, Brady 4 2019-11-18 00 Exploration Inc. Arizona Silver Warrants Stiles, Brady 4 2020-01-03 16 0.15 328,750 328,750 Exploration Inc. Armada Mercantile Common Shares Cole, Patrick 5 2020-01-07 10 0.18 6,093,400 2,000 Ltd. Armada Mercantile Common Shares Cole, Patrick 5 2020-01-09 10 0.1874 6,094,900 1,500 Ltd.
January 16, 2020 (2020), 43 OSCB 668
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Artis Real Estate Preferred Shares Artis Real Estate 1 2019-12-24 38 0 -5,000 Investment Trust Series E Investment Trust
Artis Real Estate Restricted Units Green, James 5 2020-01-02 57 11.59 3,000 Investment Trust Artis Real Estate Restricted Units Green, James 5 2020-01-02 57 11.59 -6,171 Investment Trust Artis Real Estate Restricted Units Green, James 5 2020-01-02 57 11.59 77,083 -3,000 Investment Trust Artis Real Estate Restricted Units Green, James 5 2020-01-02 59 11.59 73,912 -3,171 Investment Trust Artis Real Estate Units Green, James 5 2020-01-02 57 11.59 93,000 3,000 Investment Trust
Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-01 00
Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-02 97 222,346
Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-02 38 222,346 222,346
Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-02 97 -222,346
Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-02 38 0 -222,346 Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-06 97 132,680 Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-06 38 132,680 132,680 Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-06 97 -132,680 Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-06 38 0 -132,680 Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-31 97 753,894 Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-31 38 753,894 753,894 Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-31 97 -753,894 Asanko Gold Inc. Common Shares Asanko Gold Inc 1 2019-12-31 38 0 -753,894 Asbestos Corporation Common Shares MONETTE, SERGE 3, 4 2020-01-07 10 0.35 152,000 2,500 Limited Asbestos Corporation Common Shares MONETTE, SERGE 3, 4 2020-01-08 10 0.4 153,500 1,500 Limited Athabasca Oil Common Shares Wojcichowsky, 5 2020-01-01 00 87,437 Corporation Michael S J Athabasca Oil Options Wojcichowsky, 5 2020-01-01 00 104,600 Corporation Michael S J Athabasca Oil Performance Award Wojcichowsky, 5 2020-01-01 00 357,100 Corporation (Common shares or Michael S J cash payout) Athabasca Oil Restricted Share Wojcichowsky, 5 2020-01-01 00 260,132 Corporation Units (2015 Plan) Michael S J
Atlantic Power Common Shares Atlantic Power 1 2019-11-29 38 0 -179 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-02 38 2.3583 62,385 62,385 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-03 38 2.3519 124,770 62,385 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-04 38 2.3281 187,155 62,385 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-05 38 2.3475 225,476 38,321 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-06 38 2.36 225,976 500 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-11 38 2.36 260,858 34,882 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-18 38 2.3558 315,631 54,773 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-19 38 2.3464 370,444 54,813 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-20 38 2.3543 422,587 52,143 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-23 38 2.36 452,885 30,298 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-24 38 2.3593 492,927 40,042 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-26 38 2.3574 555,596 62,669 Corporation Corporation
January 16, 2020 (2020), 43 OSCB 669
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Atlantic Power Common Shares Atlantic Power 1 2019-12-27 38 2.3506 618,265 62,669 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-30 38 2.3563 682,157 63,892 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-31 38 2.3519 746,049 63,892 Corporation Corporation Atlantic Power Common Shares Atlantic Power 1 2019-12-31 38 127,605 -618,444 Corporation Corporation
Atlantic Power Common Shares Atlantic Power 1 2020-01-06 38 2.36 500 Corporation Corporation Aurania Resources Common Shares LENARCIAK, 4 2019-12-30 54 17000 44,642 17,000 Ltd. ALFRED Aurania Resources Warrants LENARCIAK, 4 2019-12-30 54 3 0 -17,000 Ltd. ALFRED
Aureus Mining Inc. Warrants Martin, Jean-Guy 4 2014-04-22 11 0.378 5,000
Aureus Mining Inc. Warrants Martin, Jean-Guy 4 2017-04-22 55 -5,000 -5,000
Aureus Mining Inc. Common Shares Netherway, David 4 2013-10-07 11 0.32 37,000 Aureus Mining Inc. Common Shares Netherway, David 4 2013-10-10 11 0.32 37,000 Aureus Mining Inc. Common Shares Netherway, David 4 2013-10-10 97 -139,595 Aureus Mining Inc. Common Shares Netherway, David 4 2013-10-10 40 0 -139,595 Aureus Mining Inc. Warrants Netherway, David 4 2014-04-22 11 0.378 18,500 Aureus Mining Inc. Warrants Netherway, David 4 2017-04-22 55 -18,500 -18,500 Aurinia Common Shares Dickerson, Bradley 5 2020-01-02 51 3.66 54,000 50,000 Pharmaceuticals Inc. Aurinia Common Shares Dickerson, Bradley 5 2020-01-02 10 21.01 4,000 -50,000 Pharmaceuticals Inc. Aurinia Options Dickerson, Bradley 5 2020-01-02 51 3.66 285,000 -50,000 Pharmaceuticals Inc. Automotive Properties Deferred Units Forbes, Louis Marie 4 2019-12-31 56 17,573 1,610 Real Estate Investment Trust Automotive Properties Deferred Units Kalra, Andrew Atul 6, 5 2019-12-31 56 58,017 8,584 Real Estate Investment Trust Automotive Properties Deferred Units Kay, M Patricia 4 2019-12-31 56 4,517 1,959 Real Estate Investment Trust Automotive Properties Deferred Units Lamb, Milton Donald 5 2019-12-31 56 250,400 118,026 Real Estate Investment Trust
Automotive Properties Deferred Units Lazier, Francis Stuart 4 2019-12-31 56 24,311 1,559 Real Estate Investment Trust Automotive Properties Deferred Units Morrison, John 4 2019-12-31 56 26,786 1,712 Real Estate Rennie Investment Trust Automotive Properties Trust Units TWC Enterprises 3 2020-01-08 10 12.146 5,432,857 244,600 Real Estate Limited Investment Trust Avesoro Resources Common Shares Avesoro Jersey 3 2020-01-03 22 81,575,260 1,699,983 Inc. Limited Avesoro Resources Common Shares Eyre, Geoffrey Peter 4 2020-01-06 40 0 -100 Inc. Avesoro Resources Options Eyre, Geoffrey Peter 4 2017-12-15 50 0.0195 12,500,000 Inc. Avesoro Resources Options Eyre, Geoffrey Peter 4 2017-12-15 50 0.0195 12,500,000 Inc. Avesoro Resources Options Eyre, Geoffrey Peter 4 2017-12-15 52 0 -18,750,000 Inc. Avesoro Resources Common Shares Gⁿnal, Murathan 3 2020-01-03 22 81,575,260 1,699,983 Inc. Doruk Avesoro Resources Options Martin, Jean-Guy 4 2017-12-15 50 0.0195 4,000,000 Inc. Avesoro Resources Options Martin, Jean-Guy 4 2017-12-15 50 0.0195 4,000,000 Inc.
January 16, 2020 (2020), 43 OSCB 670
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Avesoro Resources Options Martin, Jean-Guy 4 2017-12-15 52 0 -6,550,000 Inc.
Avesoro Resources Options Martin, Jean-Guy 4 2018-01-24 52 -100,000 Inc. Avesoro Resources Options Martin, Jean-Guy 4 2018-01-24 52 -100,000 Inc. Avesoro Resources Options Netherway, David 4 2018-01-24 52 -300,000 Inc.
Avesoro Resources Options Netherway, David 4 2018-01-24 52 0 -12,100,000 Inc.
Avesoro Resources Options Owen, Loudon 4 2017-12-15 50 0.0195 4,000,000 Inc.
Avesoro Resources Options Owen, Loudon 4 2017-12-15 52 0 -6,225,000 Inc.
Avesoro Resources Options Umurhan, Serhan 4, 5 2017-12-15 50 0.0195 13,500,000 Inc.
Avesoro Resources Options Umurhan, Serhan 4, 5 2017-12-15 52 0 -22,700,000 Inc. AVINO SILVER & Common Shares Chin, Dorothy 5 2020-01-03 10 0.64 80,667 -5,000 GOLD MINES LTD. AVINO SILVER & Common Shares Chin, Dorothy 5 2020-01-06 10 0.65 78,371 -2,296 GOLD MINES LTD. AVINO SILVER & Common Shares Chin, Dorothy 5 2020-01-06 10 0.85 74,871 -3,500 GOLD MINES LTD. Avivagen Inc. Options Dan, Aubrey 4 2017-11-21 00 Avivagen Inc. Options Dan, Aubrey 4 2020-01-07 90 60,000 60,000 Avivagen Inc. Options Dan, Aubrey 4 2020-01-07 90 118,135 58,135 Avivagen Inc. Options Dan, Aubrey 4 2020-01-07 90 178,135 60,000 Avivagen Inc. Options Dan, Aubrey 4 2020-01-07 90 0 -178,135 Axis Auto Finance Inc. Common Shares zinberg, jordan 4 2019-12-31 10 0.21 280,000 5,000 AXMIN Inc. (formerly Common Shares Tai, Joe Kin Foon 4 2020-01-02 10 0.37 -5,000 Asquith Resources Inc.) AXMIN Inc. (formerly Common Shares Tai, Joe Kin Foon 4 2020-01-02 10 340,000 -5,000 Asquith Resources Inc.) AXMIN Inc. (formerly Common Shares Tai, Joe Kin Foon 4 2020-01-06 10 328,000 -12,000 Asquith Resources Inc.)
AXMIN Inc. (formerly Common Shares Tai, Joe Kin Foon 4 2020-01-07 10 317,500 -10,500 Asquith Resources Inc.)
AXMIN Inc. (formerly Common Shares Tai, Joe Kin Foon 4 2020-01-08 10 307,500 -10,000 Asquith Resources Inc.) Ayr Strategies Inc. Subordinate Voting Ayr Strategies Inc. 1 2019-12-30 10 11.15 52,500 800 (formerly, Cannabis Shares Strategies Acquisition Corp.) Ayr Strategies Inc. Subordinate Voting Ayr Strategies Inc. 1 2019-12-30 10 11.5 53,500 1,000 (formerly, Cannabis Shares Strategies Acquisition Corp.) Ayr Strategies Inc. Subordinate Voting Ayr Strategies Inc. 1 2019-12-31 10 11.3 54,500 1,000 (formerly, Cannabis Shares Strategies Acquisition Corp.) Ayr Strategies Inc. Subordinate Voting Ayr Strategies Inc. 1 2019-12-31 10 11.85 56,500 2,000 (formerly, Cannabis Shares Strategies Acquisition Corp.) Ayr Strategies Inc. Subordinate Voting Ayr Strategies Inc. 1 2019-12-31 10 11.98 59,000 2,500 (formerly, Cannabis Shares Strategies Acquisition Corp.)
January 16, 2020 (2020), 43 OSCB 671
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Ayr Strategies Inc. Subordinate Voting Ayr Strategies Inc. 1 2019-12-31 10 12 59,400 400 (formerly, Cannabis Shares Strategies Acquisition Corp.) Ayr Strategies Inc. Subordinate Voting Ayr Strategies Inc. 1 2020-01-09 10 12.1 59,500 100 (formerly, Cannabis Shares Strategies Acquisition Corp.) Ayr Strategies Inc. Subordinate Voting Ayr Strategies Inc. 1 2020-01-10 10 12.27 60,000 500 (formerly, Cannabis Shares Strategies Acquisition Corp.) Azarga Uranium Corp. Common Shares Catchpole, Glenn 4, 5 2020-01-08 46 0.204 1,677,270 46,426 Azarga Uranium Corp. Common Shares Havlin, Joseph 4 2020-01-08 46 0.204 1,699,532 19,896 Azarga Uranium Corp. Common Shares Havlin, Joseph 4 2020-01-08 46 0.204 1,732,690 33,158 Azarga Uranium Corp. Common Shares Hilditch, Todd 4 2020-01-08 46 0.204 1,815,005 15,917 Azarga Uranium Corp. Common Shares Hilditch, Todd 4 2020-01-08 46 0.204 1,841,535 26,530 Azarga Uranium Corp. Common Shares Jamison, Delos Cy 4 2020-01-08 46 0.204 349,348 15,917 Azarga Uranium Corp. Common Shares Jamison, Delos Cy 4 2020-01-08 46 0.204 375,878 26,530 Azarga Uranium Corp. Common Shares MacKay, Sandra 4 2020-01-08 46 0.204 604,795 15,917 Rose Azarga Uranium Corp. Common Shares MacKay, Sandra 4 2020-01-08 46 0.204 631,325 26,530 Rose Azarga Uranium Corp. Common Shares O'Kane, Matthew 6 2020-01-08 46 0.204 991,821 19,896 James Gerard Azarga Uranium Corp. Common Shares O'Kane, Matthew 6 2020-01-08 46 0.204 1,024,979 33,158 James Gerard Azarga Uranium Corp. Common Shares Steele, Blake Albert 5 2020-01-08 46 0.204 5,830,813 132,643 Aztec Minerals Corp. Common Shares Cooke, Bradford 4 2020-01-03 10 0.065 2,138,083 205,000 Aztec Minerals Corp. Common Shares Cooke, Bradford 4 2020-01-07 10 0.08 2,158,083 20,000 B2Gold Corp. Common Shares Bartz, Eduard 5 2020-01-08 51 3.44 100,000 75,000 B2Gold Corp. Common Shares Bartz, Eduard 5 2020-01-08 10 5.02 25,000 -75,000 B2Gold Corp. Options Bartz, Eduard 5 2020-01-08 51 3.44 0 -75,000 B2Gold Corp. Common Shares Bullock, Kevin 4 2020-01-06 51 110,367 50,000 B2Gold Corp. Common Shares Bullock, Kevin 4 2020-01-06 10 60,367 -50,000 B2Gold Corp. Options Bullock, Kevin 4 2020-01-06 51 2 67,000 -50,000 B2Gold Corp. Common Shares Craig, Dale Alton 5 2020-01-10 51 2 72,438 45,001 B2Gold Corp. Common Shares Craig, Dale Alton 5 2020-01-10 10 5.02 27,437 -45,001
B2Gold Corp. Options Stock Craig, Dale Alton 5 2020-01-10 51 2 -45,001 Options B2Gold Corp. Options Stock Craig, Dale Alton 5 2020-01-10 51 2 300,000 -45,001 Options B2Gold Corp. Common Shares Gayton, Robert 4 2020-01-07 51 1.12 280,000 60,000 B2Gold Corp. Common Shares Gayton, Robert 4 2020-01-07 10 5.25 220,000 -60,000 B2Gold Corp. Options Gayton, Robert 4 2020-01-07 51 1.12 0 -60,000 B2Gold Corp. Common Shares Mackinnon, Hugh 5 2020-01-10 51 2 197,654 25,000 B2Gold Corp. Common Shares Mackinnon, Hugh 5 2020-01-10 10 5.2 172,654 -25,000 B2Gold Corp. Options Mackinnon, Hugh 5 2020-01-10 51 2 225,000 -25,000 B2Gold Corp. Common Shares Rajala, John Alex 5 2020-01-08 51 2 245,115 100,000 B2Gold Corp. Common Shares Rajala, John Alex 5 2020-01-08 10 5.04 145,115 -100,000 B2Gold Corp. Options Rajala, John Alex 5 2020-01-08 51 2 810,000 -100,000 B2Gold Corp. Common Shares Scott, Brian 5 2020-01-06 51 2 208,955 25,000 B2Gold Corp. Common Shares Scott, Brian 5 2020-01-06 10 5.15 183,955 -25,000 B2Gold Corp. Options Scott, Brian 5 2020-01-06 51 2 100,000 -25,000 Badger Daylighting Performance Share Yaworsky, Darren 7, 5 2019-12-31 56 20,823 4,860 Ltd. Unit Julian Ballard Power Units Deferred Share Hayhurst, Douglas 4 2019-12-31 56 9.28 206,816 1,683 Systems Inc. Units Palmer Ballard Power Units Deferred Share Le, Duy-Loan 4 2019-12-31 56 9.28 29,961 1,481 Systems Inc. Units Ballard Power Units Deferred Share Neese, Marty Tucker 4 2019-12-31 56 9.28 65,637 1,582 Systems Inc. Units
January 16, 2020 (2020), 43 OSCB 672
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Ballard Power Units Deferred Share Roche, James 4 2019-12-31 56 9.28 77,623 2,020 Systems Inc. Units Norman Ballard Power Units Deferred Share Sutcliffe, Ian Douglas 4 2019-12-31 56 9.28 96,670 1,481 Systems Inc. Units Ballard Power Units Deferred Share Woodruff, Janet 4 2019-12-31 56 9.28 29,756 1,683 Systems Inc. Units Patricia Balmoral Resources Common Shares Wagner, Darin 4, 5 2020-01-08 10 0.38 3,035,135 -80,000 Ltd.
Barrick Gold Rights Restricted Bristow, Dennis Mark 4, 5 2020-01-01 58 - 129,086 -57,872 Corporation Share Scheme Expiration Awards of rights
Barrick Gold Rights Restricted Shuttleworth, 5 2020-01-01 58 - 25,253 -13,175 Corporation Share Scheme Graham Patrick Expiration Award of rights Bausch Health Common Shares Ackermann, Christina 5 2020-01-06 57 29.42 15,577 8,192 Companies Inc. (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Common Shares Ackermann, Christina 5 2020-01-06 97 29.42 12,217 -3,360 Companies Inc. (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Rights Restricted Ackermann, Christina 5 2020-01-06 57 29.42 34,948 -8,192 Companies Inc. Share Units (RSUs) (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Common Shares Appio, Thomas 5 2020-01-06 57 29.42 81,962 4,096 Companies Inc. (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Common Shares Appio, Thomas 5 2020-01-06 97 29.42 80,135 -1,827 Companies Inc. (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Rights Restricted Appio, Thomas 5 2020-01-06 57 29.42 27,605 -4,096 Companies Inc. Share Units (RSUs) (formerly, Valeant Pharmaceuticals International, Inc.)
Bausch Health Common Shares Eldessouky, Osama 5 2020-01-06 57 29.42 4,267 Companies Inc. (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Common Shares Eldessouky, Osama 5 2020-01-07 57 29.42 34,943 4,267 Companies Inc. (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Common Shares Eldessouky, Osama 5 2020-01-07 97 29.42 33,249 -1,694 Companies Inc. (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Rights Restricted Eldessouky, Osama 5 2020-01-06 57 29.42 -4,267 Companies Inc. Share Units (RSUs) (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Rights Restricted Eldessouky, Osama 5 2020-01-07 57 29.42 32,643 -4,267 Companies Inc. Share Units (RSUs) (formerly, Valeant Pharmaceuticals International, Inc.)
January 16, 2020 (2020), 43 OSCB 673
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Bausch Health Common Shares Gordon, Joseph 5 2020-01-07 57 29.42 26,883 5,461 Companies Inc. (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Common Shares Gordon, Joseph 5 2020-01-07 97 29.42 24,765 -2,118 Companies Inc. (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Rights Restricted Gordon, Joseph 5 2020-01-07 57 29.42 24,313 -5,461 Companies Inc. Share Units (RSUs) (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Common Shares Humphries, William 5 2020-01-03 57 29.92 132,500 43,280 Companies Inc. Douglas (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Common Shares Humphries, William 5 2020-01-03 97 29.92 117,941 -14,559 Companies Inc. Douglas (formerly, Valeant Pharmaceuticals International, Inc.) Bausch Health Rights Restricted Humphries, William 5 2020-01-03 57 45,924 -43,280 Companies Inc. Share Units (RSUs) Douglas (formerly, Valeant Pharmaceuticals International, Inc.) Bear Creek Mining Common Shares Tweddle, Frank R. 4 2020-01-06 10 2.84 92,417 -4,500 Corporation Bear Creek Mining Common Shares Tweddle, Frank R. 4 2020-01-07 10 2.87 87,917 -4,500 Corporation Bear Creek Mining Common Shares Tweddle, Frank R. 4 2020-01-08 10 2.8 83,417 -4,500 Corporation Belgravia Hartford Common Shares Siblock, Deena Marie 5 2020-01-06 00 450,000 Capital Inc. (formerly Belgravia Capital International Inc.) Biocure Technology Common Shares Kim, Sang Goo 4 2015-08-28 00 Inc. Biocure Technology Common Shares Kim, Sang Goo 4 2020-01-03 46 0.22 68,181 68,181 Inc. BioSyent Inc. Common Shares BioSyent Inc. 1 2019-12-20 38 6 20,000 20,000 BioSyent Inc. Common Shares BioSyent Inc. 1 2019-12-23 38 5.98 21,000 1,000 BioSyent Inc. Common Shares BioSyent Inc. 1 2019-12-27 38 0 -21,000 BioSyent Inc. Common Shares BioSyent Inc. 1 2019-12-27 38 6 4,400 4,400 BioSyent Inc. Common Shares BioSyent Inc. 1 2019-12-30 38 5.9951 25,000 20,600 BioSyent Inc. Common Shares BioSyent Inc. 1 2019-12-31 38 5.95 30,000 5,000 BioSyent Inc. Common Shares BioSyent Inc. 1 2020-01-03 38 0 -30,000 Birchcliff Energy Ltd. Common Shares Carlsen, Christopher 5 2020-01-08 10 2.46 44,405 3,600 Andrew Birchcliff Energy Ltd. Common Shares Carlsen, Christopher 5 2020-01-08 10 2.47 45,705 1,300 Andrew Birchcliff Energy Ltd. Common Shares Carlsen, Christopher 5 2020-01-08 10 2.47 6,728 960 Andrew Birchcliff Energy Ltd. Common Shares Geremia, Bruno P. 5 2020-01-07 10 2.475 97,410 2,610 Birchcliff Energy Ltd. Common Shares Geremia, Bruno P. 5 2020-01-07 10 2.48 97,730 320 Birchcliff Energy Ltd. Common Shares Geremia, Bruno P. 5 2020-01-07 10 2.4752 168,770 2,270 Birchcliff Energy Ltd. Common Shares Humphreys, David 5 2020-01-08 10 2.36 825 675 Birchcliff Energy Ltd. Common Shares Humphreys, David 5 2020-01-08 10 2.35 63,287 1,400 Birchcliff Energy Ltd. Common Shares Humphreys, David 5 2020-01-08 10 2.36 65,387 2,100 Birchcliff Energy Ltd. Preferred Shares Humphreys, David 5 2020-01-08 10 24.76 6,640 145 Series A Preferred Shares Birchcliff Energy Ltd. Common Shares Tonken, Aaron 4, 5 2020-01-07 10 2.5 104,995 20,000 Jeffery
January 16, 2020 (2020), 43 OSCB 674
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Black Diamond Group Rights DSU Olsson, David 4 2020-01-01 56 63,258 1,605 Limited Black Iron Inc. Common Shares Detmold, John 4 2020-01-02 10 0.085 2,025,909 20,000 Black Iron Inc. Common Shares Detmold, John 4 2020-01-03 10 0.085 2,050,909 25,000 Blackline Safety Corp. Common Shares Meyers, Kevin 5 2020-01-07 90 6.5 62,663 -923 Joseph Blackline Safety Corp. Common Shares Meyers, Kevin 5 2020-01-08 90 6.5 51,425 -11,238 Joseph Blackline Safety Corp. Common Shares Meyers, Kevin 5 2020-01-07 90 6.5 24,609 923 Joseph Blackline Safety Corp. Common Shares Meyers, Kevin 5 2020-01-08 90 6.5 35,847 11,238 Joseph Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-02 38 8.19 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-02 38 8.19 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-03 38 8.12 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-03 38 8.12 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-05 38 8.14 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-05 38 8.14 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-06 38 8.26 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-06 38 8.26 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-09 38 8.18 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-09 38 8.18 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-10 38 8.14 1,100 1,100 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-10 38 8.14 0 -1,100 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-11 38 8.22 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-11 38 8.22 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust)
January 16, 2020 (2020), 43 OSCB 675
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-12 38 8.22 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-12 38 8.22 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-13 38 8.22 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-13 38 8.22 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-16 38 8.27 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-16 38 8.27 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-17 38 8.29 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-17 38 8.29 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-18 38 8.26 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-18 38 8.26 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-19 38 8.26 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-19 38 8.26 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-20 38 8.33 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-20 38 8.33 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-23 38 8.36 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-23 38 8.36 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-27 38 8.32 1,200 1,200 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-27 38 8.32 0 -1,200 Fund (formerly Citadel Fund Diversified Investment Trust)
January 16, 2020 (2020), 43 OSCB 676
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-27 38 8.31 300 300 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-27 38 8.31 0 -300 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-30 38 8.29 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-30 38 8.29 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-31 38 8.28 1,500 1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Ribbon Income Trust Units Blue Ribbon Income 1 2019-12-31 38 8.28 0 -1,500 Fund (formerly Citadel Fund Diversified Investment Trust) Blue Star Gold Corp. Common Shares Urata, Jan 5 2020-01-01 00 Blue Star Gold Corp. Common Shares Urata, Jan 5 2020-01-01 00 Blue Star Gold Corp. Options Urata, Jan 5 2020-01-01 00 Blue Star Gold Corp. Options Urata, Jan 5 2020-01-01 00 Blue Star Gold Corp. Warrants Urata, Jan 5 2020-01-01 00 Blue Star Gold Corp. Warrants Urata, Jan 5 2020-01-01 00 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-02 38 10.77 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-02 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-03 38 11.25 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-03 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-04 38 11 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-04 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-05 38 10.21 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-05 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-06 38 10.21 1,000 1,000
BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-06 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-09 38 10.27 1,000 1,000
BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-09 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-10 38 10.22 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-10 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-11 38 10.18 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-11 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-12 38 10.2 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-12 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-13 38 10.36 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-13 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-16 38 10.19 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-16 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-17 38 10.19 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-17 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-18 38 10.26 200 200 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-18 38 0 -200 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-19 38 10.27 100 100 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-19 38 0 -100 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-20 38 10.28 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-20 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-23 38 10.33 1,000 1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-23 38 0 -1,000
January 16, 2020 (2020), 43 OSCB 677
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-24 38 10.27 1,000 1,000
BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-24 38 0 -1,000 BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-27 38 10.32 200 200
BMTC Group Inc. Common Shares Groupe BMTC Inc. 1 2019-12-27 38 0 -200 Boardwalk Real Estate Deferred Units Burns, Patrick Dean 5 2019-12-31 30 18,228 378 Investment Trust (Convert to TU and/or cash)
Boardwalk Real Estate Deferred Units GEREMIA, 5 2019-12-31 30 30,165 729 Investment Trust (Convert to TU ROBERTO and/or cash)
Boardwalk Real Estate Deferred Units Goertz, Andrea 5 2019-12-31 30 2,318 12 Investment Trust (Convert to TU and/or cash)
Boardwalk Real Estate Deferred Units Goodman, Gary 4 2019-12-31 30 13,744 294 Investment Trust (Convert to TU Michael and/or cash)
Boardwalk Real Estate Deferred Units Ha, James 5 2019-12-31 30 555 10 Investment Trust (Convert to TU and/or cash) Boardwalk Real Estate Deferred Units Havener, Jr., Arthur 4 2019-12-31 30 16,194 366 Investment Trust (Convert to TU Lee and/or cash) Boardwalk Real Estate Deferred Units Klaus, Jeffrey Dave 5 2019-12-31 30 450 8 Investment Trust (Convert to TU and/or cash) Boardwalk Real Estate Deferred Units Kolias-Gunn, 5 2019-12-31 30 3,674 62 Investment Trust (Convert to TU Samantha Alyssa and/or cash) Boardwalk Real Estate Deferred Units Mix, Helen May 5 2019-12-31 30 12,619 288 Investment Trust (Convert to TU and/or cash) Boardwalk Real Estate Deferred Units Morrison, Scott 5 2019-12-31 30 46.4 1,145 Investment Trust (Convert to TU Andrew and/or cash) Boardwalk Real Estate Deferred Units Morrison, Scott 5 2019-12-31 30 46.4 5,526 1,286 Investment Trust (Convert to TU Andrew and/or cash) Boardwalk Real Estate Deferred Units Morrison, Scott 5 2019-12-31 30 5,599 73 Investment Trust (Convert to TU Andrew and/or cash) Boardwalk Real Estate Deferred Units Robinson, Brian 5 2019-12-31 30 7,877 133 Investment Trust (Convert to TU and/or cash)
Boardwalk Real Estate Deferred Units Russell, Lisa 5 2019-12-31 30 16,322 313 Investment Trust (Convert to TU Maureen and/or cash) Boardwalk Real Estate Deferred Units Wong, William 5 2019-12-31 30 23,788 414 Investment Trust (Convert to TU and/or cash) Bombardier Inc. Deferred Stock Bissonnette, Joanne 4 2020-01-06 56 420,469 12,842 Units/Unités d'actions différées Bombardier Inc. Deferred Stock Bombardier, Charles 4 2020-01-06 56 75,420 25,685 Units/Unités d'actions différées Bombardier Inc. Deferred Stock Brooks, Martha 4 2020-01-06 56 532,586 12,842 Units/Unités d'actions différées Bombardier Inc. Deferred Stock Fontaine, Diane 4 2020-01-06 56 75,420 25,685 Units/Unités d'actions différées Bombardier Inc. Deferred Stock Giard, Diane 4 2020-01-06 56 191,473 29,966 Units/Unités d'actions différées Bombardier Inc. Deferred Stock Graham, Anthony R. 4 2020-01-06 56 79,710 27,398 Units/Unités d'actions différées
January 16, 2020 (2020), 43 OSCB 678
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Bombardier Inc. Deferred Stock Henningsen, August 4 2020-01-06 56 230,147 12,842 Units/Unités d'actions W. différées
Bombardier Inc. Deferred Stock Marcouiller, Pierre 4 2020-01-06 56 227,093 27,398 Units/Unités d'actions différées Bombardier Inc. Deferred Stock Oberhelman, 4 2020-01-06 56 190,445 31,679 Units/Unités d'actions Douglas R. différées
Bombardier Inc. Deferred Stock Pandit, Vikram S. 4 2020-01-06 56 377,451 12,842 Units/Unités d'actions différées
Bombardier Inc. Deferred Stock Tyler, Antony N. 4 2020-01-06 56 145,319 12,842 Units/Unités d'actions différées
Bombardier Inc. Deferred Stock Weder di Mauro, 4 2020-01-06 56 230,147 12,842 Units/Unités d'actions Beatrice différées Bonterra Resources Warrants Wexford Capital LP 3 2019-12-28 55 0 -76,218 Inc. Bonterra Resources Warrants Wexford Capital LP 3 2019-12-28 55 0 -82,569 Inc. Boreal Metals Corp. Common Shares EMX Royalty 3 2020-01-06 10 0.03 9,776,735 25,000 Corporation Boston Pizza Royalties Class 2 GP Units Boston Pizza Canada 3 2020-01-01 16 59,184,162 1 Income Fund Holdings Partnership Boston Pizza Royalties Class 2 GP Units Boston Pizza Canada 3 2020-01-01 99 59,184,161 -1 Income Fund Holdings Partnership Boston Pizza Royalties Class B Partnership Boston Pizza Canada 3 2020-01-01 16 2,872,801 1 Income Fund Units Holdings Partnership Boston Pizza Royalties Class B Partnership Boston Pizza Canada 3 2020-01-01 99 2,872,800 -1 Income Fund Units Holdings Partnership Boston Pizza Royalties Class 2 GP Units Boston Pizza 3 2020-01-01 16 59,184,163 1 Income Fund International Inc. Boston Pizza Royalties Class 2 GP Units Boston Pizza 3 2020-01-01 99 59,184,162 -1 Income Fund International Inc. Boston Pizza Royalties Class B Partnership Boston Pizza 3 2020-01-01 16 2,872,802 1 Income Fund Units International Inc. Boston Pizza Royalties Class B Partnership Boston Pizza 3 2020-01-01 99 2,872,801 -1 Income Fund Units International Inc.
Boston Pizza Royalties Class 2 GP Units Treliving, Walter 6 2020-01-01 16 59,184,162 1 Income Fund James
Boston Pizza Royalties Class 2 GP Units Treliving, Walter 6 2020-01-01 99 59,184,161 -1 Income Fund James Boston Pizza Royalties Class B Partnership Treliving, Walter 6 2020-01-01 16 2,872,801 1 Income Fund Units James Boston Pizza Royalties Class B Partnership Treliving, Walter 6 2020-01-01 99 2,872,800 -1 Income Fund Units James Boyd Group Income Trust Units Gross, Robert, Gary 4 2020-01-01 36 0 -10,088 Fund Boyd Group Services Common Shares Gross, Robert, Gary 4 2020-01-01 00 10,088 Inc. BQE Water Inc. Options Elford, Sara 4 2020-01-01 00 BQE Water Inc. Options Elford, Sara 4 2020-01-08 50 8.75 3,000 3,000 BQE Water Inc. Common Shares Fleming, Christopher 4 2019-03-08 37 16,600 -1,643,458 Andrew BQE Water Inc. Deferred Share Units Fleming, Christopher 4 2019-03-08 37 4,853 -480,539 Andrew BQE Water Inc. Options Fleming, Christopher 4 2019-03-06 37 7,000 -693,000 Andrew BQE Water Inc. Options Fleming, Christopher 4 2019-04-10 52 7 2,000 -5,000 Andrew BQE Water Inc. Options Fleming, Christopher 4 2020-01-08 50 8.75 8,000 6,000 Andrew BQE Water Inc. Common Shares Gleeson, Peter 4 2019-03-06 37 44,456 -4,401,113 BQE Water Inc. Deferred Share Units Gleeson, Peter 4 2019-03-06 37 2,984 -295,454 BQE Water Inc. Options Gleeson, Peter 4 2019-03-06 37 7,000 -693,000
January 16, 2020 (2020), 43 OSCB 679
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings BQE Water Inc. Options Gleeson, Peter 4 2019-04-10 52 7 2,000 -5,000 BQE Water Inc. Options Gleeson, Peter 4 2020-01-08 50 8.75 9,000 7,000
BQE Water Inc. Deferred Share Units Poling, George 4 2018-08-15 59 0 -480,877 (common shares Wesley cash) BQE Water Inc. Options Poling, George 4 2019-03-06 37 7,000 -693,000 Wesley BQE Water Inc. Options Poling, George 4 2019-04-10 52 7 2,000 -5,000 Wesley BQE Water Inc. Options Poling, George 4 2020-01-10 51 6 667 -1,333 Wesley
BQE Water Inc. Common Shares Reynolds, Jon 5 2020-01-06 00 2,419
BQE Water Inc. Deferred Share Units Reynolds, Jon 5 2020-01-06 00 2,737
BQE Water Inc. Options Reynolds, Jon 5 2020-01-06 00 3,000 BQE Water Inc. Options Reynolds, Jon 5 2020-01-08 50 8.75 6,000 3,000 BQE Water Inc. Options Reynolds, Jon 5 2020-01-10 51 6 4,000 -2,000 BQE Water Inc. Restricted Share Reynolds, Jon 5 2020-01-06 00 763 Units BQE Water Inc. Common Shares Wong, Heman 5 2020-01-06 37 1,667 -165,033 BQE Water Inc. Options Wong, Heman 5 2020-01-06 37 500 -49,500 BQE Water Inc. Options Wong, Heman 5 2020-01-08 50 8.75 4,500 4,000 BQE Water Inc. Common Shares Ye, Songlin 5 2020-01-06 37 3,333 -330,000 BQE Water Inc. Options Ye, Songlin 5 2020-01-06 37 3,000 -297,000 BQE Water Inc. Options Ye, Songlin 5 2020-01-08 50 8.75 6,000 3,000 Braveheart Resources Common Shares Berzins, Ian Martin 4, 5 2020-01-03 10 0.132 2,444,500 -75,000 Inc. Braveheart Resources Common Shares Berzins, Ian Martin 4, 5 2020-01-03 10 0.145 2,446,500 2,000 Inc. Braveheart Resources Common Shares Berzins, Ian Martin 4, 5 2020-01-07 10 0.14 2,456,500 10,000 Inc. Braveheart Resources Common Shares Berzins, Ian Martin 4, 5 2020-01-09 10 0.13 2,503,500 47,000 Inc. Braveheart Resources Common Shares Berzins, Ian Martin 4, 5 2020-01-10 10 0.13 2,518,500 15,000 Inc. Braveheart Resources Common Shares Keele, Philip Abbott 4, 5 2020-01-10 10 0.13 3,703,500 20,000 Inc. Braveheart Resources Common Shares Matlock, Aaron 4, 5 2020-01-03 10 0.145 6,626,501 2,000 Inc. Braveheart Resources Common Shares Matlock, Aaron 4, 5 2020-01-03 10 0.1462 6,628,501 2,000 Inc. Braveheart Resources Common Shares Matlock, Aaron 4, 5 2020-01-03 10 0.1455 6,638,501 10,000 Inc. Braveheart Resources Common Shares Matlock, Aaron 4, 5 2020-01-03 10 0.1404 6,650,501 12,000 Inc. Braveheart Resources Common Shares Matlock, Aaron 4, 5 2020-01-06 10 0.145 6,652,501 2,000 Inc. Braveheart Resources Common Shares Matlock, Aaron 4, 5 2020-01-10 10 0.13 6,654,501 2,000 Inc. Braveheart Resources Common Shares Matlock, Aaron 4, 5 2020-01-10 10 0.13 6,685,001 30,500 Inc. Braveheart Resources Common Shares Radford, Reg 7 2020-01-03 10 0.14 5,427,705 -1,250,000 Inc. Brookfield Asset Common Shares Blidner, Jeffrey Miles 4, 5 2020-01-03 10 649,399 84,000 Management Inc. Class A Limited Voting Brookfield Asset Common Shares Blidner, Jeffrey Miles 4, 5 2020-01-03 51 57.87 1,092,996 219,888 Management Inc. Class A Limited Voting Brookfield Asset Common Shares Blidner, Jeffrey Miles 4, 5 2020-01-03 10 57.87 1,008,996 -84,000 Management Inc. Class A Limited Voting Brookfield Asset Common Shares Blidner, Jeffrey Miles 4, 5 2020-01-03 10 57.903 873,108 -135,888 Management Inc. Class A Limited Voting
January 16, 2020 (2020), 43 OSCB 680
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Brookfield Asset Options Blidner, Jeffrey Miles 4, 5 2020-01-03 51 15.454 0 -300,000 Management Inc. Brookfield Asset Common Shares Brookfield Asset 1 2019-12-31 38 57.642 1,167,164 27,769 Management Inc. Class A Limited Management Inc. Voting Brookfield Asset Common Shares Brookfield Asset 1 2019-12-31 38 1,139,395 -27,769 Management Inc. Class A Limited Management Inc. Voting Brookfield Asset Common Shares Brookfield Asset 1 2019-12-31 38 74.821 1,158,780 19,385 Management Inc. Class A Limited Management Inc. Voting
Brookfield Asset Common Shares Brookfield Asset 1 2019-12-31 38 1,139,395 -19,385 Management Inc. Class A Limited Management Inc. Voting Brookfield Asset Deferred Share Units Coutu, Marcel R. 4 2019-12-31 30 57.82 56,013 67 Management Inc. Brookfield Asset Deferred Share Units Coutu, Marcel R. 4 2019-12-31 56 57.82 57,094 1,081 Management Inc. Brookfield Asset Common Shares Noble, Craig 5 2020-01-02 51 57.8 112,988 110,600 Management Inc. Class A Limited Voting Brookfield Asset Common Shares Noble, Craig 5 2020-01-02 10 57.696 18,584 -94,404 Management Inc. Class A Limited Voting Brookfield Asset Common Shares Noble, Craig 5 2020-01-02 10 57.85 2,388 -16,196 Management Inc. Class A Limited Voting Brookfield Asset Options Noble, Craig 5 2020-01-02 51 26.767 2,102,500 -225,000 Management Inc. Brookfield Asset Options Noble, Craig 5 2020-01-02 51 36.324 1,892,500 -210,000 Management Inc. Brookfield Asset Deferred Share Units Seek, Ngee Huat 4 2019-09-30 30 53.95 36,205 83 Management Inc. Brookfield Asset Deferred Share Units Seek, Ngee Huat 4 2019-09-30 56 53.95 37,201 996 Management Inc. Brookfield Asset Deferred Share Units Seek, Ngee Huat 4 2019-12-31 30 75.51 37,223 22 Management Inc. Brookfield Asset Deferred Share Units Seek, Ngee Huat 4 2019-12-31 30 57.82 37,304 81 Management Inc. Brookfield Asset Deferred Share Units Seek, Ngee Huat 4 2019-12-31 56 57.82 38,233 929 Management Inc.
Brookfield Office Common Shares Brookfield Property 3 2018-12-31 48 - 0 -153,957,956 Properties Inc. Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Common Shares Brookfield Property 3 2018-12-31 48 - 219,911,200 152,418,376 Properties Inc. Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Common Shares Brookfield Property 3 2020-01-01 48 - 0 -219,911,200 Properties Inc. Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Common Shares Brookfield Property 3 2013-04-15 00 Properties Inc. Partners L.P.
January 16, 2020 (2020), 43 OSCB 681
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Brookfield Office Common Shares Brookfield Property 3 2018-12-31 48 - 1,539,580 1,539,580 Properties Inc. Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Common Shares Brookfield Property 3 2020-01-01 48 - 442,177,728 219,911,200 Properties Inc. Partners L.P. Acquisition by inheritance or disposition by bequest
Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 0 -4,592,047 Properties Inc. Class A Series A Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2013-04-15 00 Properties Inc. Class A Series A Partners L.P. Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 4,592,047 4,592,047 Properties Inc. Class A Series A Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 0 -9,205,273 Properties Inc. Class A Series B Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2013-04-15 00 Properties Inc. Class A Series B Partners L.P. Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 9,205,273 9,205,273 Properties Inc. Class A Series B Partners L.P. Acquisition by inheritance or disposition by bequest
Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 0 -1,999,701 Properties Inc. Class AA Series E Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2013-04-15 00 Properties Inc. Class AA Series E Partners L.P. Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 1,999,701 1,999,701 Properties Inc. Class AA Series E Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 0 -8,000,000 Properties Inc. Class AAA Series E Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2013-04-15 00 Properties Inc. Class AAA Series E Partners L.P.
January 16, 2020 (2020), 43 OSCB 682
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 8,000,000 8,000,000 Properties Inc. Class AAA Series E Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 0 -514,700 Properties Inc. Class AAA Series V Partners L.P. Acquisition by inheritance or disposition by bequest
Brookfield Office Preferred Shares Brookfield Property 3 2013-04-15 00 Properties Inc. Class AAA Series V Partners L.P.
Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 514,700 514,700 Properties Inc. Class AAA Series V Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 0 -1,932,100 Properties Inc. Class AAA Series W Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2013-04-15 00 Properties Inc. Class AAA Series W Partners L.P. Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 1,932,100 1,932,100 Properties Inc. Class AAA Series W Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 0 -300 Properties Inc. Class AAA Series X Partners L.P. Acquisition by inheritance or disposition by bequest
Brookfield Office Preferred Shares Brookfield Property 3 2013-04-15 00 Properties Inc. Class AAA Series X Partners L.P. Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 300 300 Properties Inc. Class AAA Series X Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 0 -1,604,800 Properties Inc. Class AAA Series Y Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2013-04-15 00 Properties Inc. Class AAA Series Y Partners L.P. Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 1,604,800 1,604,800 Properties Inc. Class AAA Series Y Partners L.P. Acquisition by inheritance or disposition by bequest
January 16, 2020 (2020), 43 OSCB 683
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 0 -200,000 Properties Inc. Class AAA Series Z Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Office Preferred Shares Brookfield Property 3 2013-04-15 00 Properties Inc. Class AAA Series Z Partners L.P.
Brookfield Office Preferred Shares Brookfield Property 3 2020-01-01 48 - 200,000 200,000 Properties Inc. Class AAA Series Z Partners L.P. Acquisition by inheritance or disposition by bequest Brookfield Property Limited Partnership Brookfield Property 1 2019-12-02 38 18.959 100,000 100,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-02 38 25.189 150,000 50,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-03 38 24.972 200,000 50,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-03 38 18.772 300,000 100,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-04 38 18.805 400,000 100,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-04 38 24.839 450,000 50,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-06 38 24.829 500,000 50,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-06 38 18.733 600,000 100,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-09 38 24.744 650,000 50,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-09 38 18.702 750,000 100,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-11 38 24.539 800,000 50,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-11 38 18.593 900,000 100,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-12 38 18.373 1,000,000 100,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-12 38 24.226 1,050,000 50,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-13 38 18.299 1,150,000 100,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-13 38 24.133 1,200,000 50,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-19 38 24.271 1,250,000 50,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-19 38 18.486 1,350,000 100,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-20 38 18.317 1,450,000 100,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-20 38 24.153 1,500,000 50,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-23 38 23.821 1,550,000 50,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-23 38 18.102 1,650,000 100,000 Partners L.P. Units Partners L.P. Brookfield Property Limited Partnership Brookfield Property 1 2019-12-23 38 0 -1,650,000 Partners L.P. Units Partners L.P. BRP Inc. Subordinate Voting BRP Inc. 1 2019-12-20 38 60.931 14,700 14,700 Shares BRP Inc. Subordinate Voting BRP Inc. 1 2019-12-23 38 60.494 29,500 14,800 Shares BRP Inc. Subordinate Voting BRP Inc. 1 2019-12-24 38 60.456 44,300 14,800 Shares
January 16, 2020 (2020), 43 OSCB 684
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings BRP Inc. Subordinate Voting BRP Inc. 1 2019-12-27 38 60.173 59,200 14,900 Shares BRP Inc. Subordinate Voting BRP Inc. 1 2019-12-30 38 59.739 74,200 15,000 Shares BRP Inc. Subordinate Voting BRP Inc. 1 2019-12-31 38 59.72 89,200 15,000 Shares BRP Inc. Subordinate Voting BRP Inc. 1 2019-12-31 38 0 -89,200 Shares BSR Real Estate Restricted Units Brazeal, Franklin 5 2020-01-01 36 11.65 25,808 -3,222 Investment Trust Blake
BSR Real Estate Restricted Units Brazeal, Franklin 5 2020-01-01 38 23,696 -2,112 Investment Trust Blake BSR Real Estate Trust Units Brazeal, Franklin 5 2020-01-01 36 11.65 7,783 3,222 Investment Trust Blake BSR Real Estate Restricted Units Koehn, Susan 5 2020-01-01 36 11.65 13,678 -1,673 Investment Trust Rosenbaum
BSR Real Estate Restricted Units Koehn, Susan 5 2020-01-01 38 12,396 -1,282 Investment Trust Rosenbaum BSR Real Estate Trust Units Koehn, Susan 5 2020-01-01 36 11.65 3,977 1,673 Investment Trust Rosenbaum BSR Real Estate Restricted Units Oberste, Daniel 5 2020-01-01 36 11.65 17,885 -2,018 Investment Trust Martin BSR Real Estate Restricted Units Oberste, Daniel 5 2020-01-01 38 16,313 -1,572 Investment Trust Martin BSR Real Estate Trust Units Oberste, Daniel 5 2020-01-01 36 11.65 4,973 2,018 Investment Trust Martin BSR Real Estate Restricted Units Ray, Scott Allen 5 2020-01-01 36 11.65 5,528 -764 Investment Trust BSR Real Estate Restricted Units Ray, Scott Allen 5 2020-01-01 38 5,151 -377 Investment Trust BSR Real Estate Trust Units Ray, Scott Allen 5 2020-01-01 36 11.65 1,860 764 Investment Trust Bullfrog Gold Corp. Options Minnick, Tyler 5 2020-01-07 50 0.11 1,205,000 350,000 BWR Exploration Inc. Common Shares Novak, Neil 4, 5 2020-01-02 10 0.04 4,006,700 12,000 Calfrac Well Services Common Shares Aranguren, Marco 5 2020-01-02 57 1.1798 54,427 1,893 Ltd. Antonio Calfrac Well Services Common Shares Aranguren, Marco 5 2020-01-02 10 1.1798 52,534 -1,893 Ltd. Antonio Calfrac Well Services Performance Share Aranguren, Marco 5 2020-01-02 57 1.1798 12,667 -1,893 Ltd. Units Antonio Calfrac Well Services Common Shares Brown, James 5 2020-01-02 57 1.1798 53,979 7,023 Ltd. Michael
Calfrac Well Services Common Shares Brown, James 5 2020-01-02 10 1.1798 -1,351 Ltd. Michael Calfrac Well Services Common Shares Brown, James 5 2020-01-02 10 1.1798 51,895 -2,084 Ltd. Michael Calfrac Well Services Performance Share Brown, James 5 2020-01-02 57 1.1798 21,669 -7,023 Ltd. Units Michael Calfrac Well Services Common Shares Ellingson, Mark Ryan 5 2020-01-02 57 1.1798 35,530 4,554 Ltd. Calfrac Well Services Common Shares Ellingson, Mark Ryan 5 2020-01-02 10 1.1798 34,179 -1,351 Ltd. Calfrac Well Services Performance Share Ellingson, Mark Ryan 5 2020-01-02 57 1.1798 14,584 -4,554 Ltd. Units Calfrac Well Services Common Shares Gall, Christopher 5 2020-01-02 57 1.1798 20,091 6,738 Ltd. Kenneth Calfrac Well Services Common Shares Gall, Christopher 5 2020-01-02 10 1.1798 16,395 -3,696 Ltd. Kenneth Calfrac Well Services Performance Share Gall, Christopher 5 2020-01-02 57 1.1798 21,002 -6,738 Ltd. Units Kenneth Calfrac Well Services Common Shares Leier, Chad Jeremy 5 2020-01-02 57 1.1798 12,355 3,512 Ltd. Calfrac Well Services Common Shares Leier, Chad Jeremy 5 2020-01-02 10 1.1798 10,428 -1,927 Ltd. Calfrac Well Services Options 2004 Stock Leier, Chad Jeremy 5 2020-01-08 50 1.22 315,000 10,000 Ltd. Option Plan
January 16, 2020 (2020), 43 OSCB 685
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Calfrac Well Services Performance Share Leier, Chad Jeremy 5 2020-01-02 57 1.1798 17,502 -3,512 Ltd. Units Calfrac Well Services Common Shares Link, Lindsay Robert 4, 5 2020-01-02 57 1.1798 119,951 15,090 Ltd. Calfrac Well Services Common Shares Link, Lindsay Robert 4, 5 2020-01-02 10 1.1798 115,476 -4,475 Ltd. Calfrac Well Services Performance Share Link, Lindsay Robert 4, 5 2020-01-02 57 1.1798 67,084 -15,090 Ltd. Units Calfrac Well Services Common Shares Mignault, Matthew 5 2020-01-02 57 1.1798 21,872 1,872 Ltd. Calfrac Well Services Common Shares Mignault, Matthew 5 2020-01-02 10 1.1798 20,000 -1,872 Ltd. Calfrac Well Services Performance Share Mignault, Matthew 5 2020-01-02 57 1.1798 5,926 -1,872 Ltd. Units Calfrac Well Services Common Shares Milgate, Gordon Troy 5 2020-01-02 57 1.1798 13,523 3,862 Ltd. Calfrac Well Services Common Shares Milgate, Gordon Troy 5 2020-01-02 10 1.1798 11,404 -2,119 Ltd. Calfrac Well Services Options 2004 Stock Milgate, Gordon Troy 5 2020-01-08 50 1.22 193,700 10,000 Ltd. Option Plan Calfrac Well Services Performance Share Milgate, Gordon Troy 5 2020-01-02 57 1.1798 11,919 -3,862 Ltd. Units Calfrac Well Services Common Shares Oke, Edward 5 2020-01-02 57 1.1798 51,990 8,065 Ltd. Calfrac Well Services Common Shares Oke, Edward 5 2020-01-02 10 1.1798 47,567 -4,423 Ltd. Calfrac Well Services Performance Share Oke, Edward 5 2020-01-02 57 1.1798 25,419 -8,065 Ltd. Units Calfrac Well Services Common Shares Olinek, Michael Dean 5 2020-01-02 57 1.1798 41,388 8,065 Ltd. Calfrac Well Services Common Shares Olinek, Michael Dean 5 2020-01-02 10 1.1798 36,965 -4,423 Ltd. Calfrac Well Services Performance Share Olinek, Michael Dean 5 2020-01-02 57 1.1798 25,419 -8,065 Ltd. Units Calfrac Well Services Common Shares Paslawski, Basil Mark 5 2020-01-02 57 1.1798 7,023 7,023 Ltd. Calfrac Well Services Common Shares Paslawski, Basil Mark 5 2020-01-02 10 1.1798 1,881 -5,142 Ltd. Calfrac Well Services Performance Share Paslawski, Basil Mark 5 2020-01-02 57 1.1798 21,669 -7,023 Ltd. Units Calfrac Well Services Common Shares Rokosh, Gary John 5 2020-01-02 57 1.1798 21,844 2,458 Ltd. Calfrac Well Services Common Shares Rokosh, Gary John 5 2020-01-02 10 1.1798 20,495 -1,349 Ltd. Calfrac Well Services Performance Share Rokosh, Gary John 5 2020-01-02 57 1.1798 7,585 -2,458 Ltd. Units Calfrac Well Services Common Shares Rosen, Mark Douglas 5 2020-01-02 57 1.1798 27,410 6,023 Ltd. Calfrac Well Services Common Shares Rosen, Mark Douglas 5 2020-01-02 10 1.1798 25,623 -1,787 Ltd. Calfrac Well Services Performance Share Rosen, Mark Douglas 5 2020-01-02 57 1.1798 19,335 -6,023 Ltd. Units Calfrac Well Services Common Shares Sutherland, Robert 5 2020-01-02 57 1.1798 52,965 7,023 Ltd. Calfrac Well Services Common Shares Sutherland, Robert 5 2020-01-02 10 1.1798 49,113 -3,852 Ltd. Calfrac Well Services Common Shares Sutherland, Robert 5 2020-01-03 57 1.1798 56,136 7,023 Ltd. Calfrac Well Services Performance Share Sutherland, Robert 5 2020-01-02 57 1.1798 21,669 -7,023 Ltd. Units Calfrac Well Services Common Shares Toney, Freddie Lynn 5 2020-01-02 57 1.1798 44,122 8,065 Ltd. Calfrac Well Services Common Shares Toney, Freddie Lynn 5 2020-01-02 10 1.1798 41,729 -2,393 Ltd. Calfrac Well Services Performance Share Toney, Freddie Lynn 5 2020-01-02 57 0.1798 25,419 -8,065 Ltd. Units
January 16, 2020 (2020), 43 OSCB 686
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Calfrac Well Services Common Shares Treadwell, Scott 5 2020-01-02 57 1.1798 16,108 4,214 Ltd. Antony Calfrac Well Services Common Shares Treadwell, Scott 5 2020-01-02 10 1.1798 11,894 -4,214 Ltd. Antony Calfrac Well Services Performance Share Treadwell, Scott 5 2020-01-02 57 1.1798 13,001 -4,214 Ltd. Units Antony Calian Group Ltd. Common Shares Park, Young 4 2020-01-08 30 33.93 117 3 Calian Group Ltd. Common Shares Poirier, Jo-Anne 4 2020-01-08 30 33.93 234 3 Cecile Calian Group Ltd. Common Shares Vickers, Richard 4 2020-01-08 10 33.93 4,989 4 Allan Calian Group Ltd. Common Shares weber, george brian 4 2020-01-08 10 33.93 3,404 4
Cameco Corporation Rights Restricted Breker, Jeremy 5 2019-12-13 56 2,211 14 Share Units Andrew
Canaccord Genuity Rights Deferred Bralver, Charles 4 2019-09-30 56 5.2654 2,374 Group Inc. Share Units (DSUs) Norman Canaccord Genuity Rights Deferred Bralver, Charles 4 2019-09-30 56 5.2654 76,440 3,510 Group Inc. Share Units (DSUs) Norman Canaccord Genuity Rights Deferred Bralver, Charles 4 2019-12-10 56 4.9566 760 Group Inc. Share Units (DSUs) Norman Canaccord Genuity Rights Deferred Bralver, Charles 4 2019-12-10 56 4.9566 77,211 771 Group Inc. Share Units (DSUs) Norman Canaccord Genuity Rights Deferred Bralver, Charles 4 2019-12-31 56 4.7664 81,932 4,721 Group Inc. Share Units (DSUs) Norman Canaccord Genuity Rights Deferred Harris, Michael 4 2019-09-30 56 5.2654 5,223 Group Inc. Share Units (DSUs) Deane Canaccord Genuity Rights Deferred Harris, Michael 4 2019-09-30 56 5.2654 165,785 4,655 Group Inc. Share Units (DSUs) Deane Canaccord Genuity Rights Deferred Harris, Michael 4 2019-12-10 56 4.9566 1,678 Group Inc. Share Units (DSUs) Deane Canaccord Genuity Rights Deferred Harris, Michael 4 2019-12-10 56 4.9566 167,457 1,672 Group Inc. Share Units (DSUs) Deane Canaccord Genuity Rights Deferred Harris, Michael 4 2019-12-31 56 4.7664 172,178 4,721 Group Inc. Share Units (DSUs) Deane Canaccord Genuity Rights Deferred Jones, Merri 4 2019-09-30 56 5.2654 1,187 Group Inc. Share Units (DSUs) Canaccord Genuity Rights Deferred Jones, Merri 4 2019-09-30 56 5.2654 7,009 3,033 Group Inc. Share Units (DSUs) Canaccord Genuity Rights Deferred Jones, Merri 4 2019-12-10 56 4.9566 52 Group Inc. Share Units (DSUs) Canaccord Genuity Rights Deferred Jones, Merri 4 2019-12-10 56 4.9566 7,080 71 Group Inc. Share Units (DSUs) Canaccord Genuity Rights Deferred Jones, Merri 4 2019-12-31 56 4.7664 11,801 4,721 Group Inc. Share Units (DSUs) Canaccord Genuity Rights Deferred Lyons, Terrence 4 2019-09-30 56 5.2654 2,790 Group Inc. Share Units (DSUs) Canaccord Genuity Rights Deferred Lyons, Terrence 4 2019-09-30 56 5.2654 90,016 3,678 Group Inc. Share Units (DSUs) Canaccord Genuity Rights Deferred Lyons, Terrence 4 2019-12-10 56 4.9566 899 Group Inc. Share Units (DSUs) Canaccord Genuity Rights Deferred Lyons, Terrence 4 2019-12-10 56 4.9566 90,924 908 Group Inc. Share Units (DSUs) Canaccord Genuity Rights Deferred Lyons, Terrence 4 2019-12-31 56 4.7664 95,645 4,721 Group Inc. Share Units (DSUs) Canaccord Genuity Rights Deferred Shah, Dipesh 4 2019-09-30 56 5.2654 2,374 Group Inc. Share Units (DSUs) Jayantilal Canaccord Genuity Rights Deferred Shah, Dipesh 4 2019-09-30 56 5.2654 64,297 3,510 Group Inc. Share Units (DSUs) Jayantilal Canaccord Genuity Rights Deferred Shah, Dipesh 4 2019-12-10 56 4.9566 637 Group Inc. Share Units (DSUs) Jayantilal Canaccord Genuity Rights Deferred Shah, Dipesh 4 2019-12-10 56 4.9566 64,946 649 Group Inc. Share Units (DSUs) Jayantilal Canaccord Genuity Rights Deferred Shah, Dipesh 4 2019-12-31 56 4.7664 69,667 4,721 Group Inc. Share Units (DSUs) Jayantilal Canaccord Genuity Rights Deferred Tennant, Sally 4 2019-09-30 56 5.2654 1,439 Group Inc. Share Units (DSUs) Jennifer
January 16, 2020 (2020), 43 OSCB 687
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Canaccord Genuity Rights Deferred Tennant, Sally 4 2019-09-30 56 5.2654 2,555 2,555 Group Inc. Share Units (DSUs) Jennifer
Canaccord Genuity Rights Deferred Tennant, Sally 4 2019-12-10 56 4.9566 15 Group Inc. Share Units (DSUs) Jennifer Canaccord Genuity Rights Deferred Tennant, Sally 4 2019-12-10 56 4.9566 2,581 26 Group Inc. Share Units (DSUs) Jennifer Canaccord Genuity Rights Deferred Tennant, Sally 4 2019-12-31 56 4.7664 7,302 4,721 Group Inc. Share Units (DSUs) Jennifer
Canacol Energy Ltd. Common Shares Diaz Salazar, 4 2015-01-07 00 Francisco Canacol Energy Ltd. Common Shares Diaz Salazar, 4 2020-01-06 51 3.13 30,000 30,000 Francisco Canacol Energy Ltd. Common Shares Diaz Salazar, 4 2020-01-06 10 4.66 27,600 -2,400 Francisco Canacol Energy Ltd. Common Shares Diaz Salazar, 4 2020-01-06 10 4.65 21,300 -6,300 Francisco Canacol Energy Ltd. Common Shares Diaz Salazar, 4 2020-01-06 10 4.655 21,200 -100 Francisco Canacol Energy Ltd. Common Shares Diaz Salazar, 4 2020-01-06 10 4.64 0 -21,200 Francisco Canacol Energy Ltd. Options (Common Diaz Salazar, 4 2020-01-06 51 120,800 -30,000 Shares) Francisco Canacol Energy Ltd. Common Shares Elliott, Greg 4 2020-01-03 51 194,751 35,000 Canacol Energy Ltd. Options (Common Elliott, Greg 4 2020-01-03 51 120,800 -35,000 Shares) Canacol Energy Ltd. Common Shares Hibberd, Michael 4 2020-01-03 51 2.21 234,080 36,000 John Canacol Energy Ltd. Common Shares Hibberd, Michael 4 2020-01-03 51 3.21 258,080 24,000 John Canacol Energy Ltd. Common Shares Hibberd, Michael 4 2020-01-08 10 4.495 243,080 -15,000 John Canacol Energy Ltd. Options (Common Hibberd, Michael 4 2020-01-03 51 2.21 273,600 -36,000 Shares) John Canacol Energy Ltd. Options (Common Hibberd, Michael 4 2020-01-03 51 3.21 249,600 -24,000 Shares) John Canacol Energy Ltd. Common Shares Zaidi, Anthony Amar 5 2020-01-02 51 2.13 89,100 Canacol Energy Ltd. Common Shares Zaidi, Anthony Amar 5 2020-01-03 51 2.13 30,900 Canacol Energy Ltd. Common Shares Zaidi, Anthony Amar 5 2020-01-03 51 3.13 2,600 Canacol Energy Ltd. Common Shares Zaidi, Anthony Amar 5 2020-01-06 51 3.13 5,300 Canacol Energy Ltd. Common Shares Zaidi, Anthony Amar 5 2020-01-02 51 2.13 272,182 89,100
Canacol Energy Ltd. Common Shares Zaidi, Anthony Amar 5 2020-01-02 10 183,082 -89,100 Canacol Energy Ltd. Common Shares Zaidi, Anthony Amar 5 2020-01-03 51 2.13 213,982 30,900 Canacol Energy Ltd. Common Shares Zaidi, Anthony Amar 5 2020-01-03 51 3.13 216,582 2,600 Canacol Energy Ltd. Common Shares Zaidi, Anthony Amar 5 2020-01-03 10 159,682 -56,900 Canacol Energy Ltd. Common Shares Zaidi, Anthony Amar 5 2020-01-06 51 3.13 164,982 5,300 Canacol Energy Ltd. Common Shares Zaidi, Anthony Amar 5 2020-01-06 10 159,682 -5,300 Canacol Energy Ltd. Options (Common Zaidi, Anthony Amar 5 2020-01-02 51 810,900 -89,100 Shares) Canacol Energy Ltd. Options (Common Zaidi, Anthony Amar 5 2020-01-03 51 780,000 -30,900 Shares) Canacol Energy Ltd. Options (Common Zaidi, Anthony Amar 5 2020-01-03 51 754,000 -26,000 Shares) Canacol Energy Ltd. Options (Common Zaidi, Anthony Amar 5 2020-01-06 51 748,700 -5,300 Shares) Canada Goose Options Cameron, Scott 5 2020-01-06 51 4.6159 -23,105 Holdings Inc. Canada Goose Options Cameron, Scott 5 2020-01-06 51 4.6159 -23,105 Holdings Inc. Canada Goose Options Cameron, Scott 5 2020-01-06 51 4.6159 171,128 -23,105 Holdings Inc. Canada Goose Options Cameron, Scott 5 2020-01-06 51 4.6159 148,023 -23,105 Holdings Inc. Canada Goose Options Cameron, Scott 5 2020-01-06 51 4.6159 124,918 -23,105 Holdings Inc.
January 16, 2020 (2020), 43 OSCB 688
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Canada Goose Subordinate Voting Cameron, Scott 5 2020-01-06 51 4.6159 23,105 Holdings Inc. Shares
Canada Goose Subordinate Voting Cameron, Scott 5 2020-01-06 51 4.6159 23,105 Holdings Inc. Shares Canada Goose Subordinate Voting Cameron, Scott 5 2020-01-06 51 4.6159 23,105 23,105 Holdings Inc. Shares Canada Goose Subordinate Voting Cameron, Scott 5 2020-01-06 10 46.071 0 -23,105 Holdings Inc. Shares Canada Goose Subordinate Voting Cameron, Scott 5 2020-01-06 51 4.6159 23,105 23,105 Holdings Inc. Shares Canada Goose Subordinate Voting Cameron, Scott 5 2020-01-06 10 46.069 0 -23,105 Holdings Inc. Shares Canada Goose Subordinate Voting Cameron, Scott 5 2020-01-06 51 4.6159 23,105 23,105 Holdings Inc. Shares Canada Goose Subordinate Voting Cameron, Scott 5 2020-01-06 10 46.069 0 -23,105 Holdings Inc. Shares Canada House Common Shares Hart, Paul 5 2020-01-02 11 0.02 247,925 147,925 Wellness Group Inc. (formerly Abba Medix Group Inc.) Canadian High Income Units Canadian High 1 2019-12-03 38 7.57 1,000 1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-03 38 7.57 0 -1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-04 38 7.45 500 500 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-04 38 7.45 0 -500 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-05 38 7.45 1,000 1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-05 38 7.45 0 -1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-10 38 7.51 200 200 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-10 38 7.51 0 -200 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-10 38 7.61 800 800 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-10 38 7.61 0 -800 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-11 38 7.61 1,000 1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-11 38 7.61 0 -1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-13 38 7.5 1,000 1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-13 38 7.5 0 -1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-17 38 7.5 300 300 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-17 38 7.5 0 -300 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-18 38 7.56 1,000 1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-18 38 7.56 0 -1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-19 38 7.57 1,000 1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-19 38 7.57 0 -1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-24 38 7.67 1,000 1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-24 38 7.67 0 -1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-27 38 7.67 500 500 Equity Fund Income Equity Fund
January 16, 2020 (2020), 43 OSCB 689
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Canadian High Income Units Canadian High 1 2019-12-27 38 7.67 0 -500 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-30 38 7.67 1,000 1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-30 38 7.67 0 -1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-31 38 7.66 1,000 1,000 Equity Fund Income Equity Fund Canadian High Income Units Canadian High 1 2019-12-31 38 7.66 0 -1,000 Equity Fund Income Equity Fund Canadian Imperial Common Shares CIBC 1 2019-12-02 38 115.28 16,000 16,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-02 38 115.28 0 -16,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-03 38 114.11 16,000 16,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-03 38 114.11 0 -16,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-04 38 114.69 16,000 16,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-04 38 114.69 0 -16,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-05 38 108.94 16,000 16,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-05 38 108.94 0 -16,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-06 38 110.11 16,000 16,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-06 38 110.11 0 -16,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-09 38 109.2 30,100 30,100 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-09 38 109.2 0 -30,100 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-10 38 109.13 30,100 30,100 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-10 38 109.13 0 -30,100 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-11 38 108.76 35,000 35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-11 38 108.76 0 -35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-12 38 109.59 35,000 35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-12 38 109.59 0 -35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-13 38 109.83 35,000 35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-13 38 109.83 0 -35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-16 38 110.23 31,100 31,100 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-16 38 110.23 0 -31,100 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-17 38 109.95 33,000 33,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-17 38 109.95 0 -33,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-18 38 109.83 35,000 35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-18 38 109.83 0 -35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-19 38 110.07 34,200 34,200 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-19 38 110.07 0 -34,200 Bank of Commerce
January 16, 2020 (2020), 43 OSCB 690
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Canadian Imperial Common Shares CIBC 1 2019-12-20 38 110.97 30,000 30,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-20 38 110.97 0 -30,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-23 38 110.5 30,000 30,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-23 38 110.5 0 -30,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-24 38 108.27 35,000 35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-24 38 108.27 0 -35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-27 38 108.27 35,000 35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-27 38 108.27 0 -35,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-30 38 108.19 35,900 35,900 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-30 38 108.19 0 -35,900 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-31 38 107.93 40,000 40,000 Bank of Commerce Canadian Imperial Common Shares CIBC 1 2019-12-31 38 107.93 0 -40,000 Bank of Commerce Canadian National Common Shares Canadian National 1 2019-12-02 38 120.52 139,213 69,200 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-03 38 117.88 210,013 70,800 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-04 38 140,813 -69,200 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-04 38 117.55 211,313 70,500 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-05 38 140,513 -70,800 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-05 38 116.93 211,413 70,900 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-06 38 140,913 -70,500 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-06 38 118.8 210,713 69,800 Railway Company Railway Company
Canadian National Common Shares Canadian National 1 2019-12-09 38 139,813 -70,900 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-09 38 118.01 209,913 70,100 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-10 38 140,113 -69,800 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-10 38 118.28 210,113 70,000 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-11 38 140,013 -70,100 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-11 38 119.08 209,513 69,500 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-12 38 139,513 -70,000 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-12 38 119.36 208,813 69,300 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-13 38 139,313 -69,500 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-13 38 118.76 209,013 69,700 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-16 38 139,713 -69,300 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-16 38 119.32 209,013 69,300 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-17 38 139,313 -69,700 Railway Company Railway Company
January 16, 2020 (2020), 43 OSCB 691
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Canadian National Common Shares Canadian National 1 2019-12-17 38 119.33 208,613 69,300 Railway Company Railway Company
Canadian National Common Shares Canadian National 1 2019-12-18 38 139,313 -69,300 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-18 38 118.6 209,113 69,800 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-19 38 139,813 -69,300 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-19 38 118.67 209,513 69,700 Railway Company Railway Company
Canadian National Common Shares Canadian National 1 2019-12-20 38 139,713 -69,800 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-20 38 119.66 208,813 69,100 Railway Company Railway Company
Canadian National Common Shares Canadian National 1 2019-12-23 38 139,113 -69,700 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-23 38 119.21 209,113 70,000 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-24 38 140,013 -69,100 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-24 38 119.01 173,613 33,600 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-27 38 103,613 -70,000 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-27 38 119.1 162,113 58,500 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-30 38 128,513 -33,600 Railway Company Railway Company Canadian National Common Shares Canadian National 1 2019-12-31 38 70,013 -58,500 Railway Company Railway Company Canadian National Common Shares Klein, Dorothea 5 2019-12-01 00 Railway Company Gisela Canadian National Common Shares Klein, Dorothea 5 2019-12-31 00 Railway Company Gisela Canadian National Options Klein, Dorothea 5 2019-12-31 00 10,975 Railway Company Gisela Canadian National Performance Share Klein, Dorothea 5 2019-12-31 00 3,384 Railway Company Units/Unités d'actions Gisela de performance Canadian Natural Common Shares Best, Catherine May 4 2020-01-03 46 41.578 40,228 1,000 Resources Limited Canadian Natural Common Shares Bieber, Corey B. 5 2020-01-06 30 35.3 19,185 3,845 Resources Limited Canadian Natural PSUs Bieber, Corey B. 5 2020-01-06 30 43,576 524 Resources Limited Canadian Natural PSUs Bieber, Corey B. 5 2020-01-06 30 44,411 835 Resources Limited Canadian Natural PSUs Bieber, Corey B. 5 2020-01-06 30 44,883 472 Resources Limited Canadian Natural Common Shares Canadian Natural 1 2019-12-31 38 40.362 850,000 725,000 Resources Limited Resources Limited Canadian Natural Common Shares Canadian Natural 1 2019-12-31 38 30.893 1,675,000 825,000 Resources Limited Resources Limited Canadian Natural Common Shares Canadian Natural 1 2019-12-31 38 200,000 -1,475,000 Resources Limited Resources Limited Canadian Natural Common Shares Cannon, Margaret 4 2020-01-03 46 41.578 667 667 Resources Limited Elizabeth Canadian Natural Options Edwards, Norman 4, 5 2020-01-09 59 35.97 1,710,000 -120,000 Resources Limited Murray Canadian Natural PSUs Edwards, Norman 4, 5 2019-12-31 30 35.08 524,990 6,546 Resources Limited Murray Canadian Natural PSUs Edwards, Norman 4, 5 2019-12-31 30 35.08 533,020 8,030 Resources Limited Murray Canadian Natural PSUs Edwards, Norman 4, 5 2019-12-31 30 34.46 536,808 3,788 Resources Limited Murray Canadian Natural DSU Faithfull, Timothy W. 4 2020-01-03 46 41.578 40,272 1,000 Resources Limited
January 16, 2020 (2020), 43 OSCB 692
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Canadian Natural DSUs Fong, Christopher 4 2020-01-03 46 41.578 9,047 1,000 Resources Limited Lee
Canadian Natural Common Shares Frankiw, Allan E 5 2020-01-07 30 34.45 583 Resources Limited Canadian Natural Common Shares Frankiw, Allan E 5 2020-01-07 30 35.45 24,416 2,649 Resources Limited Canadian Natural PSUs Frankiw, Allan E 5 2020-01-06 30 37,651 373 Resources Limited
Canadian Natural PSUs Frankiw, Allan E 5 2020-01-06 30 38,112 461 Resources Limited
Canadian Natural PSUs Frankiw, Allan E 5 2020-01-06 30 38,363 251 Resources Limited Canadian Natural Common Shares Giffin, Gordon D. 4 2020-01-03 46 41.578 77,943 1,000 Resources Limited Canadian Natural Common Shares Gobert, Wilfred 4 2020-01-03 46 41.578 40,547 1,000 Resources Limited Arthur Canadian Natural Options Laut, Stephen W. 5 2020-01-07 59 32.75 887,610 -133,288 Resources Limited Canadian Natural DSU McKenna, Frank 4 2020-01-03 46 41.578 47,395 1,000 Resources Limited Canadian Natural Common Shares Peterson, William 5 2019-12-20 51 35.97 32,500 Resources Limited Robert Canadian Natural Common Shares Peterson, William 5 2019-12-20 51 35.97 32,500 Resources Limited Robert Canadian Natural Common Shares Peterson, William 5 2019-12-20 10 41.55 -32,500 Resources Limited Robert Canadian Natural Common Shares Peterson, William 5 2019-12-20 10 41.55 -32,500 Resources Limited Robert Canadian Natural Common Shares Peterson, William 5 2019-12-30 51 35.97 30,000 Resources Limited Robert Canadian Natural Common Shares Peterson, William 5 2019-12-30 51 35.97 30,000 Resources Limited Robert Canadian Natural Common Shares Peterson, William 5 2019-12-30 10 41.97 -30,000 Resources Limited Robert Canadian Natural Common Shares Peterson, William 5 2019-12-30 10 41.97 -30,000 Resources Limited Robert Canadian Natural Options Peterson, William 5 2019-12-20 51 35.97 -32,500 Resources Limited Robert Canadian Natural Options Peterson, William 5 2019-12-20 59 35.97 297,500 -32,500 Resources Limited Robert
Canadian Natural Options Peterson, William 5 2019-12-30 51 35.97 -30,000 Resources Limited Robert Canadian Natural Options Peterson, William 5 2019-12-30 59 35.97 267,500 -30,000 Resources Limited Robert Canadian Natural Common Shares Stainthorpe, Mark 5 2019-01-01 00 Resources Limited Allen Canadian Natural Common Shares Stainthorpe, Mark 5 2020-01-03 51 35.97 3,000 3,000 Resources Limited Allen Canadian Natural Common Shares Stainthorpe, Mark 5 2020-01-03 51 32.75 8,250 5,250 Resources Limited Allen Canadian Natural Common Shares Stainthorpe, Mark 5 2020-01-03 51 28.85 13,500 5,250 Resources Limited Allen Canadian Natural Common Shares Stainthorpe, Mark 5 2020-01-03 10 42.15 10,500 -3,000 Resources Limited Allen Canadian Natural Common Shares Stainthorpe, Mark 5 2020-01-03 10 42.04 5,250 -5,250 Resources Limited Allen Canadian Natural Common Shares Stainthorpe, Mark 5 2020-01-03 10 41.93 0 -5,250 Resources Limited Allen Canadian Natural Common Shares Stainthorpe, Mark 5 2020-01-06 30 35.488 20,380 2,396 Resources Limited Allen Canadian Natural Options Stainthorpe, Mark 5 2020-01-03 51 35.97 71,800 -3,000 Resources Limited Allen Canadian Natural Options Stainthorpe, Mark 5 2020-01-03 51 32.75 66,550 -5,250 Resources Limited Allen Canadian Natural Options Stainthorpe, Mark 5 2020-01-03 51 28.85 61,300 -5,250 Resources Limited Allen
January 16, 2020 (2020), 43 OSCB 693
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Canadian Natural Common Shares Tuer, David 4 2020-01-03 46 41.578 87,508 1,000 Resources Limited Canadian Natural DSUs Verschuren, Annette 4 2020-01-03 46 41.578 9,047 1,000 Resources Limited Marie Canadian Natural Options Yee, Betty 5 2020-01-07 10 41.7 72,814 -1,166 Resources Limited Canadian Orebodies Common Shares Cudney, Robert 3 2019-06-19 10 0.2 5,973,592 10,000 Inc. Douglas
Canadian Orebodies Common Shares Cudney, Robert 3 2019-08-28 10 0.148 31,000 Inc. Douglas
Canadian Orebodies Common Shares Cudney, Robert 3 2019-08-28 10 0.148 31,000 Inc. Douglas
Canadian Orebodies Common Shares Cudney, Robert 3 2019-08-28 10 0.148 31,000 Inc. Douglas
Canadian Orebodies Common Shares Cudney, Robert 3 2019-08-28 10 0.148 31,000 Inc. Douglas Canadian Pacific Common Shares Velani, Nadeem 5 2019-12-31 30 294.97 854 226 Railway Limited Canadian Pacific Common Shares Velani, Nadeem 5 2020-01-03 30 294.97 226 Railway Limited Canadian Pacific Common Shares Velani, Nadeem 5 2020-01-03 10 334.49 690 -164 Railway Limited Canadian Pacific Common Shares Velani, Nadeem 5 2020-01-03 10 334.47 194 -496 Railway Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-06 38 140.11 10,000 10,000 Corporation, Limited Class A Corporation, Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-06 38 0 -10,000 Corporation, Limited Class A Corporation, Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-07 38 141.6 10,000 Corporation, Limited Class A Corporation, Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-07 38 141.6 10,000 Corporation, Limited Class A Corporation, Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-07 38 141.6 10,000 10,000 Corporation, Limited Class A Corporation, Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-07 38 0 -10,000 Corporation, Limited Class A Corporation, Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-08 38 142.66 10,000 Corporation, Limited Class A Corporation, Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-08 38 142.66 10,000 Corporation, Limited Class A Corporation, Limited
Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-08 38 -10,000 Corporation, Limited Class A Corporation, Limited
Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-08 38 -10,000 Corporation, Limited Class A Corporation, Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-08 38 142.66 10,000 10,000 Corporation, Limited Class A Corporation, Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-08 38 0 -10,000 Corporation, Limited Class A Corporation, Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-09 38 142.97 10,000 10,000 Corporation, Limited Class A Corporation, Limited Canadian Tire Non-Voting Shares Canadian Tire 1 2020-01-09 38 0 -10,000 Corporation, Limited Class A Corporation, Limited Canadian Western Common Shares Bowling, James 5 2020-01-07 90 32 2,638 -187 Bank Jeffrey Canadian Western Common Shares Bowling, James 5 2020-01-07 90 32 1,388 187 Bank Jeffrey CannaRoyalty Corp. Common Shares Cresco Labs Inc. 3 2020-01-08 00 94,558,120 dba Origin House CannaRoyalty Corp. Common Shares Lustig, Marc 4, 5 2020-01-07 36 1,879,825 50 dba Origin House CannaRoyalty Corp. Common Shares Lustig, Marc 4, 5 2020-01-07 22 0 -1,879,825 dba Origin House CannaRoyalty Corp. Common Shares Lustig, Marc 4, 5 2020-01-07 22 0 -171,335 dba Origin House CannaRoyalty Corp. Securities Lending Lustig, Marc 4, 5 2020-01-07 90 0 -1 dba Origin House Arrangement
January 16, 2020 (2020), 43 OSCB 694
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
CannaRoyalty Corp. Subordinate Voting Lustig, Marc 4, 5 2020-01-07 36 0 -50,000,000 dba Origin House Shares Canso Credit Income Exposure to Issuer Carswell, John Paul 7 2020-01-06 70 6.3105 5,898 178 Fund through Canso Income Fund Canso Credit Income Exposure to Issuer Carswell, John Paul 7 2020-01-06 70 7.0113 3,192 181 Fund through Canso North Star Fund Canso Credit Income Exposure to Issuer Carswell, John Paul 7 2020-01-06 70 10.595 220,390 258 Fund through Canso Partners Fund Canso Credit Income Exposure to Issuer Carswell, John Paul 7 2020-01-06 70 5.4867 522 212 Fund through Canso Retirement and Savings Fund Canso Credit Income Exposure to Issuer Carswell, Kim Maria 7 2020-01-06 70 7.0113 256 145 Fund through Canso North Star Fund Canso Credit Income Exposure to Issuer Carswell, Kim Maria 7 2020-01-06 70 10.595 208 20 Fund through Canso Partners Fund Canso Credit Income Exposure to Issuer Carswell, Kim Maria 7 2020-01-06 70 5.4867 1,044 103 Fund through Canso Retirement and Savings Fund Canso Credit Income Exposure to Issuer Hicks, Timothy John 7 2020-01-06 70 7.0113 8,486 480 Fund through Canso North Star Fund Canso Credit Income Exposure to Issuer Hicks, Timothy John 7 2020-01-06 70 10.595 8,025 9 Fund through Canso Partners Fund Canso Credit Income Exposure to Issuer Lysander Funds 7 2020-01-06 70 10.595 15,090 18 Fund through Canso Limited Partners Fund Canso Credit Income Exposure to Issuer Mason-Wood, 7 2020-01-06 70 7.0113 18,768 1,062 Fund through Canso North Heather Elizabeth Star Fund Canso Credit Income Exposure to Issuer Mason-Wood, 7 2020-01-06 70 10.595 10,281 12 Fund through Canso Heather Elizabeth Partners Fund Canso Credit Income Exposure to Issuer Mudie, Gail Roberta 7 2020-01-06 70 6.3105 65,161 2,370 Fund through Canso Income Fund Canso Credit Income Exposure to Issuer Mudie, Gail Roberta 7 2020-01-06 70 10.595 22,337 33 Fund through Canso Partners Fund Canso Credit Income Canso North Star Sumsion, Shirley 7 2020-01-06 70 7.0113 2,585 146 Fund Fund Canso Credit Income Exposure to Issuer Usher-Jones, Brian 7 2020-01-06 70 10.595 26,779 31 Fund through Canso Richard Partners Fund Canso Credit Income Exposure to Issuer Vijh, Rajeev 7 2020-01-06 70 10.595 5,749 7 Fund through Canso Partners Fund Capital Power Common Shares TRUFYN, DARCY 5 2019-03-12 10 30.68 -9,000 Corporation Capital Power Common Shares TRUFYN, DARCY 5 2019-03-12 10 30.68 -9,000 Corporation Capstone Mining Corp. Common Shares Annett, Jerrold 5 2020-01-10 10 0.77 3,868,740 25,960 Cardero Resource Common Shares Kopple, Robert 3 2020-01-10 10 0.0155 23,266,823 16,000 Corp. Charles Cardinal Energy Ltd. Common Shares Broos, Laurence 5 2020-01-09 57 65,130 6,165 Cardinal Energy Ltd. Restricted Bonus Broos, Laurence 5 2020-01-09 57 68,449 -10,571 Awards Cardinal Energy Ltd. Common Shares Brussa, John Albert 4 2020-01-09 57 1,292,696 1,852 Cardinal Energy Ltd. Restricted Bonus Brussa, John Albert 4 2020-01-09 57 77,025 -3,175 Awards Cardinal Energy Ltd. Common Shares Cardinal Energy Ltd. 1 2019-12-31 38 2.325 179,500 179,500
January 16, 2020 (2020), 43 OSCB 695
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Cardinal Energy Ltd. Common Shares Cardinal Energy Ltd. 1 2019-12-31 38 0 -179,500
Cardinal Energy Ltd. Common Shares Johnson, David 4 2020-01-09 57 411,653 1,852 Daniel
Cardinal Energy Ltd. Restricted Bonus Johnson, David 4 2020-01-09 57 77,025 -3,175 Awards Daniel Cardinal Energy Ltd. Common Shares LaForge, Jason Lee 5 2020-01-09 57 45,836 1,944 Cardinal Energy Ltd. Restricted Bonus LaForge, Jason Lee 5 2020-01-09 57 83,649 -3,333 Awards
Cardinal Energy Ltd. Common Shares Orton, Dale John 5 2020-01-09 57 54,045 15,275
Cardinal Energy Ltd. Restricted Bonus Orton, Dale John 5 2020-01-09 57 247,307 -26,190 Awards
Cardinal Energy Ltd. Common Shares Ratushny, M. Scott 4, 5 2020-01-09 57 1,443,823 22,219
Cardinal Energy Ltd. Restricted Bonus Ratushny, M. Scott 4, 5 2020-01-09 57 549,573 -38,095 Awards
Cardinal Energy Ltd. Common Shares TISDALE, 4 2020-01-09 57 45,273 1,852 GREGORY
Cardinal Energy Ltd. Restricted Bonus TISDALE, 4 2020-01-09 57 77,025 -3,175 Awards GREGORY Cardinal Energy Ltd. Common Shares Younger, Kenneth 5 2020-01-09 57 26,331 2,000 Cory Lee Cardinal Energy Ltd. Restricted Bonus Younger, Kenneth 5 2020-01-09 57 83,649 -3,429 Awards Cory Lee Cascadero Copper Options Causey, Brian 4 2020-01-09 50 0.05 3,500,000 2,000,000 Corporation Cenovus Energy Inc. Deferred Share Units Dabarno, Susan Fay 4 2019-12-31 30 12.257 48,841 7,266 Cenovus Energy Inc. Deferred Share Units Dabarno, Susan Fay 4 2019-12-31 30 12.37 49,612 771 Cenovus Energy Inc. Deferred Share Units Daniel, Patrick Darold 4 2019-12-31 30 12.257 267,773 15,501 Cenovus Energy Inc. Deferred Share Units Daniel, Patrick Darold 4 2019-12-31 30 12.35 272,254 4,481 Cenovus Energy Inc. Deferred Share Units Kinney, Jane 4 2019-12-31 30 12.977 12,640 3,429 Elizabeth Cenovus Energy Inc. Deferred Share Units Kinney, Jane 4 2019-12-31 30 12.6 12,768 128 Elizabeth Cenovus Energy Inc. Deferred Share Units Kvisle, Harold N. 4 2019-12-31 30 12.243 33,659 6,662 Cenovus Energy Inc. Deferred Share Units Kvisle, Harold N. 4 2019-12-31 30 12.38 34,173 514 Cenovus Energy Inc. Deferred Share Units Leer, Steven Forrest 4 2019-12-31 30 12.257 76,770 7,674 Cenovus Energy Inc. Deferred Share Units Leer, Steven Forrest 4 2019-12-31 30 12.36 78,020 1,250 Cenovus Energy Inc. Deferred Share Units Lewis, Melville 4 2019-12-31 30 12.99 10,122 87 George Cenovus Energy Inc. Deferred Share Units MacPhail, Keith A.J. 4 2019-12-31 56 13.074 33,657 1,529 Cenovus Energy Inc. Deferred Share Units MacPhail, Keith A.J. 4 2019-12-31 30 12.38 34,171 514 Cenovus Energy Inc. Deferred Share Units Marcogliese, Richard 4 2019-12-31 30 12.27 65,261 7,131 Joseph Cenovus Energy Inc. Deferred Share Units Marcogliese, Richard 4 2019-12-31 30 12.36 66,317 1,056 Joseph Cenovus Energy Inc. Deferred Share Units Mongeau, Claude 4 2019-12-31 30 12.3 62,333 8,357 Cenovus Energy Inc. Deferred Share Units Mongeau, Claude 4 2019-12-31 30 12.37 63,324 991 Cenovus Energy Inc. Deferred Share Units Thomson, Wayne 4 2019-12-31 30 12.34 133,524 2,275 Cenovus Energy Inc. Options Walters, Sarah Jane 5 2020-01-06 59 9.48 417,860 -41,677 Cenovus Energy Inc. Deferred Share Units Zygocki, Rhonda Ivy 4 2019-12-31 30 12.28 64,486 7,817 Cenovus Energy Inc. Deferred Share Units Zygocki, Rhonda Ivy 4 2019-12-31 30 12.36 65,521 1,035 Centerra Gold Inc. Common Shares Desjardins, Daniel 5 2020-01-07 30 10.19 13,021 1,245 Richard Centerra Gold Inc. Common Shares Kwong, Dennis 5 2020-01-07 30 10.19 39,394 1,334 Centerra Gold Inc. Common Shares Millman, Darren 5 2020-01-07 30 10.19 11,491 1,503 Centerra Gold Inc. Common Shares Pearson, John 5 2020-01-07 30 10.19 15,529 589 William Centerra Gold Inc. Common Shares Perry, Scott Graeme 5 2020-01-07 30 10.19 103,189 2,392 Centerra Gold Inc. Common Shares Rehman, Yousef 5 2020-01-07 30 10.19 12,341 1,226 Ceres Global Ag Corp. Common Shares Day, Robert William 5 2020-01-01 57 51,591 Ceres Global Ag Corp. Common Shares Day, Robert William 5 2020-01-01 57 97,774 51,680 Ceres Global Ag Corp. Rights Restricted Day, Robert William 5 2020-01-01 56 257,952 Stock Units
January 16, 2020 (2020), 43 OSCB 696
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Ceres Global Ag Corp. Rights Restricted Day, Robert William 5 2020-01-01 56 258,398 258,398 Stock Units
Ceres Global Ag Corp. Rights Restricted Day, Robert William 5 2020-01-01 57 -51,591 Stock Units Ceres Global Ag Corp. Rights Restricted Day, Robert William 5 2020-01-01 57 206,718 -51,680 Stock Units Ceres Global Ag Corp. Options Egbert, Kyle Dean 5 2019-12-23 38 115,000 -115,000
Ceres Global Ag Corp. Options Paz, Carlos Esteban 5 2020-01-06 00 Ceres Global Ag Corp. Options Paz, Carlos Esteban 5 2020-01-06 56 3.7 25,000 25,000 Certive Solutions Inc. Common Shares Hyland, Timothy John 4, 5 2019-12-30 36 0.06 5,270,329 3,115,869
Cervus Equipment Common Shares Johnston, Robert 5 2019-10-01 00 878 Corporation Scott
Cervus Equipment Common Shares Johnston, Robert 5 2019-10-01 00 12,513 Corporation Deferred Shares Scott CES Energy Solutions Common Shares CES Energy 1 2019-12-02 38 1.8894 30,000 30,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-03 38 1.8335 60,000 30,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-04 38 1.8728 90,000 30,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-05 38 1.9235 120,000 30,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-06 38 1.9362 150,000 30,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-09 38 1.8957 180,000 30,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-10 38 1.9059 220,000 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-11 38 1.9565 260,000 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-12 38 2.014 300,000 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-13 38 2.0457 340,000 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-16 38 2.0827 380,000 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-17 38 2.1287 542,100 162,100 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-18 38 2.2032 582,100 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-19 38 2.3499 622,100 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-20 38 2.3606 662,100 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-23 38 2.3998 753,800 91,700 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-24 38 2.4174 793,800 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-27 38 2.3767 833,800 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-30 38 2.3374 873,800 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-31 38 2.3327 913,800 40,000 Corp. Solutions Corp. CES Energy Solutions Common Shares CES Energy 1 2019-12-31 38 2.1218 0 -913,800 Corp. Solutions Corp. CHAR Technologies Common Shares Stubos, Dimitris 5 2019-07-22 00 Ltd. CHAR Technologies Common Shares Stubos, Dimitris 5 2019-08-16 00 716,938 Ltd. CHAR Technologies Options Stubos, Dimitris 5 2019-07-22 00 Ltd. CHAR Technologies Options Stubos, Dimitris 5 2019-08-16 00 Ltd. CHAR Technologies Options Stubos, Dimitris 5 2019-08-16 00 163,125 Ltd.
January 16, 2020 (2020), 43 OSCB 697
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Chartwell Retirement Trust Units Binions, W. Brent 4, 5 2019-12-31 30 14.51 4,303 162 Residences Chartwell Retirement Trust Units Binions, W. Brent 4, 5 2019-12-31 30 14.331 88,258 3,204 Residences Chartwell Retirement Trust Units Binions, W. Brent 4, 5 2019-12-31 99 85,825 -2,433 Residences Chartwell Retirement Trust Units Harris, Michael 4 2019-12-31 30 14.331 47,687 348 Residences Deane Chartwell Retirement Trust Units Harris, Michael 4 2019-12-31 30 14.331 91,612 2,804 Residences Deane Chartwell Retirement Trust Units Harris, Michael 4 2019-12-31 30 14.331 19,411 968 Residences Deane
Chinook Energy Inc. Options Dranchuk, Jason 5 2020-01-09 52 2,297,020 -70,000 Brent
Chinook Energy Inc. Options Halpen, Timothy 5 2020-01-09 52 2,039,700 -70,000
Chinook Energy Inc. Options Lerner, Chad Tyler 5 2020-01-09 52 1,888,000 -70,000
Chinook Energy Inc. Options Vrataric, Walter 5 2020-01-09 52 2,995,080 -70,000 Chinook Energy Inc. Options Zacharias, Darrel 5 2020-01-09 52 2,039,700 -70,000 Grant CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-02 38 20.826 130,000 130,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-02 38 0 -130,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-03 38 20.816 100,000 100,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-03 38 0 -100,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-04 38 20.971 120,000 120,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-04 38 0 -120,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-05 38 21.004 140,000 140,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-05 38 0 -140,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-06 38 21.982 101,000 101,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-06 38 0 -101,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-09 38 21.964 120,000 120,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-09 38 0 -120,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-10 38 21.603 189,500 189,500 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-10 38 0 -189,500 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-11 38 21.601 160,000 160,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-11 38 0 -160,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-12 38 21.584 120,000 120,000
CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-12 38 0 -120,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-13 38 21.681 130,000 130,000
CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-13 38 0 -130,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-16 38 21.899 120,000 120,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-16 38 0 -120,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-17 38 21.832 120,000 120,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-17 38 0 -120,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-18 38 21.65 157,900 157,900 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-18 38 0 -157,900 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-19 38 21.725 170,000 170,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-19 38 0 -170,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-20 38 21.857 156,500 156,500 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-20 38 0 -156,500 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-23 38 21.796 100,000 100,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-23 38 0 -100,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-24 38 21.924 68,300 68,300 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-24 38 0 -68,300 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-27 38 21.873 99,900 99,900 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-27 38 0 -99,900 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-30 38 21.742 120,000 120,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-30 38 0 -120,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-31 38 21.707 150,000 150,000 CI Financial Corp. Common Shares CI Financial Corp. 1 2019-12-31 38 0 -150,000
January 16, 2020 (2020), 43 OSCB 698
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Cineplex Galaxy Units Fitzgerald, Anne 5 2006-06-13 90 14.4 2,082 Income Fund Tunstall
Cineplex Galaxy Units Fitzgerald, Anne 5 2006-06-13 90 14.4 2,082 Income Fund Tunstall Cineplex Galaxy Units Fitzgerald, Anne 5 2011-01-01 36 -2,082 Income Fund Tunstall Cineplex Galaxy Units Fitzgerald, Anne 5 2011-01-01 36 -2,082 Income Fund Tunstall
Cineplex Inc. Deferred Share Units Banks, Jordan 4 2019-12-31 30 18,120 1,125
Cineplex Inc. Deferred Share Units Bruce, Robert W. 4 2019-12-31 30 23,525 1,575
Cineplex Inc. Performance Share Bush, Cindy 5 2019-12-31 30 185 185 Units
Cineplex Inc. Restricted Share Bush, Cindy 5 2019-12-31 30 93 93 Units
Cineplex Inc. Performance Share Campbell, Susan 5 2019-12-31 30 4,775 341 Units Linda Helen
Cineplex Inc. Restricted Share Campbell, Susan 5 2019-12-31 30 1,875 116 Units Linda Helen Cineplex Inc. Deferred Share Units Dea, Joan 4 2019-12-31 30 20,565 1,316 Cineplex Inc. Common Shares Fitzgerald, Anne 5 2011-01-01 36 2,082 Tunstall Cineplex Inc. Common Shares Fitzgerald, Anne 5 2011-01-01 36 2,082 Tunstall Cineplex Inc. Deferred Share Units Fitzgerald, Anne 5 2019-12-31 30 9,350 623 Tunstall Cineplex Inc. Performance Share Fitzgerald, Anne 5 2019-12-31 30 6,880 513 Units Tunstall Cineplex Inc. Restricted Share Fitzgerald, Anne 5 2019-12-31 30 2,424 151 Units Tunstall Cineplex Inc. Deferred Share Units Fukakusa, Janice 4 2019-12-31 30 10,771 606 Rose Cineplex Inc. Deferred Share Units Greenberg, Ian 4 2019-12-31 30 33,188 2,068 Cineplex Inc. Deferred Share Units Hayes, Donna Marie 4 2019-12-31 30 10,079 580 Cineplex Inc. Deferred Share Units Jacob, Ellis 4, 5 2019-12-31 30 116,173 7,892 Cineplex Inc. Performance Share Jacob, Ellis 4, 5 2019-12-31 30 81,060 6,551 Units Cineplex Inc. Restricted Share Jacob, Ellis 4, 5 2019-12-31 30 24,507 1,533 Units Cineplex Inc. Performance Share Kennedy, Michael 5 2019-12-31 30 9,661 753 Units
Cineplex Inc. Restricted Share Kennedy, Michael 5 2019-12-31 30 3,285 218 Units Cineplex Inc. Performance Share Mandel, Shawn 5 2019-12-31 30 5,498 256 Units Cineplex Inc. Restricted Share Mandel, Shawn 5 2019-12-31 30 4,904 228 Units Cineplex Inc. Deferred Share Units Marwah, Sarabjit 4 2019-12-31 30 28,052 1,798 Cineplex Inc. Deferred Share Units McGrath, Daniel F. 5 2019-12-31 30 6,258 614 Cineplex Inc. Performance Share McGrath, Daniel F. 5 2019-12-31 30 6,551 Units Cineplex Inc. Performance Share McGrath, Daniel F. 5 2019-12-31 30 24,087 1,815 Units Cineplex Inc. Restricted Share McGrath, Daniel F. 5 2019-12-31 30 8,171 511 Units Cineplex Inc. Deferred Share Units Mohamed, Nadir 4 2019-12-31 30 10,007 559 Cineplex Inc. Common Shares Nelson, Gordon 5 2020-01-06 99 84,245 2 Cineplex Inc. Deferred Share Units Nelson, Gordon 5 2019-12-31 30 18,521 1,279 Cineplex Inc. Performance Share Nelson, Gordon 5 2019-12-31 30 16,330 1,289 Units Cineplex Inc. Restricted Share Nelson, Gordon 5 2019-12-31 30 5,532 346 Units Cineplex Inc. Restricted Share Nelson, Gordon 5 2019-12-31 30 1 Units Cineplex Inc. Restricted Share Nelson, Gordon 5 2019-12-31 30 1 Units
January 16, 2020 (2020), 43 OSCB 699
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Cineplex Inc. Common Shares Nonis, Paul 5 2020-01-06 99 4,050 2
Cineplex Inc. Performance Share Nonis, Paul 5 2019-12-31 30 6,834 498 Units
Cineplex Inc. Restricted Share Nonis, Paul 5 2019-12-31 30 2,531 157 Units Cineplex Inc. Performance Share Sautter, George 5 2019-12-31 30 6,009 429 Units
Cineplex Inc. Restricted Share Sautter, George 5 2019-12-31 30 2,079 129 Units
Cineplex Inc. Deferred Share Units Sonshine, Edward 4 2019-12-31 30 27,872 1,786
Cineplex Inc. Deferred Share Units Stanghieri, Fabrizio 5 2019-12-31 30 897 61
Cineplex Inc. Performance Share Stanghieri, Fabrizio 5 2019-12-31 30 6,769 492 Units
Cineplex Inc. Restricted Share Stanghieri, Fabrizio 5 2019-12-31 30 2,531 157 Units Citation Growth Corp. Common Shares Nathoo, Alnoor 4 2020-01-03 10 0.17 765,333 90,000 City View Green Common Shares Fia, Roberto 3, 4, 2020-01-06 10 0.07 20,942,381 -15,000 Holdings Inc. 5 Clairvest Group Inc. Common Shares Miller, James 5 2020-01-03 10 51.2 12,500 300 Clarke Inc. Common Shares Armoyan, Sime 3 2019-12-31 90 7,383,165 4,277,665 Clarke Inc. Common Shares Geosam Capital Inc. 3 2019-12-31 90 0 -4,277,665 Clarke Inc. Common Shares Rapps, Michael 4, 6 2020-01-06 10 12.71 100,000 -10,000 Co-operators General Preferred Shares Yorke, Andrew 7 2020-01-06 00 447 Insurance Company Class A Series B Cobalt Blockchain Inc. Common Shares Hooper, Peter 4 2019-12-23 10 0.065 3,557,307 -88,000 Cobalt Blockchain Inc. Common Shares Hooper, Peter 4 2019-12-23 10 0.06 3,499,307 -58,000 Cobalt Blockchain Inc. Common Shares Hooper, Peter 4 2019-12-23 10 0.055 3,474,307 -25,000 Cobalt Blockchain Inc. Common Shares Hooper, Peter 4 2019-12-23 10 0.05 3,399,307 -75,000 Cobalt Blockchain Inc. Common Shares Hooper, Peter 4 2019-12-24 10 0.065 3,369,307 -30,000 Cobalt Blockchain Inc. Common Shares Hooper, Peter 4 2019-12-24 10 0.06 3,299,307 -70,000 Cogeco Subordinate Voting Cogeco 1 2019-12-02 38 115.03 10,600 10,600 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-03 38 115.34 18,300 7,700 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-04 38 114.52 23,600 5,300 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-05 38 114.91 29,200 5,600 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-06 38 115.11 37,200 8,000 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-09 38 115.02 40,600 3,400 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-10 38 115.28 45,400 4,800 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-11 38 116.33 53,800 8,400 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-12 38 115.95 58,700 4,900 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote
January 16, 2020 (2020), 43 OSCB 700
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Cogeco Subordinate Voting Cogeco 1 2019-12-13 38 115.75 62,400 3,700 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-16 38 116.18 66,000 3,600 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-17 38 114.41 71,300 5,300 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-18 38 113.71 78,300 7,000 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-19 38 113.81 81,400 3,100 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-20 38 114.72 85,200 3,800 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-23 38 114.07 88,500 3,300 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-24 38 113.2 92,500 4,000 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-27 38 113.07 100,500 8,000 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-30 38 113.26 103,100 2,600 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Subordinate Voting Cogeco 1 2019-12-31 38 112.89 107,400 4,300 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote
Cogeco Subordinate Voting Cogeco 1 2019-12-31 38 0 -107,400 Communications Inc. Shares actions Communications Inc. subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-02 38 103.17 200 200 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-02 38 103.18 300 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-02 38 103.22 400 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-02 38 103.23 700 300 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-02 38 103.24 811 111 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-03 38 102.62 911 100 Shares actions subalternes α droit de vote
January 16, 2020 (2020), 43 OSCB 701
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-03 10 103.06 100 Shares actions subalternes α droit de vote
Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-03 10 103.06 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-03 38 103.36 1,011 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-03 38 103.06 1,111 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-04 38 102.55 1,211 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-04 38 103.41 1,322 111 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-04 38 103.54 1,422 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-04 38 103.72 1,522 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-04 38 103.75 1,622 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-04 38 103.76 1,822 200 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-04 38 103.77 1,922 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-04 38 103.81 2,122 200 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-05 38 103.1 2,222 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-05 38 103.14 2,422 200 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-05 38 103.17 2,522 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-05 38 103.4 2,633 111 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-05 38 103.58 2,733 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-05 38 103.79 2,933 200 Shares actions subalternes α droit de vote
January 16, 2020 (2020), 43 OSCB 702
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-05 38 104.5 3,433 500 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-06 38 102.84 3,533 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-06 38 103.15 3,633 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-06 38 103.24 3,733 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-06 38 103.26 3,833 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-06 38 103.27 3,944 111 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-06 38 103.29 4,144 200 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-06 38 103.34 4,244 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-06 38 103.39 4,344 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-06 38 103.99 4,444 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-09 38 103.68 4,644 200 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-09 38 104 4,955 311 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-10 38 103.74 5,055 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-10 38 103.85 5,155 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-10 38 103.92 5,255 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-10 38 104.01 5,455 200 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-10 38 104.02 5,555 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-10 38 104.42 5,566 11 Shares actions subalternes α droit de vote
January 16, 2020 (2020), 43 OSCB 703
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-11 38 104.36 5,666 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-11 38 104.82 5,766 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-12 38 104.17 5,966 200 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-12 38 104.25 6,066 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-12 38 104.34 6,166 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-12 38 104.42 6,266 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-12 38 104.45 6,377 111 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-12 38 104.52 6,477 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-12 38 104.81 6,577 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-13 38 104.02 6,677 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-13 38 104.04 6,788 111 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-13 38 104.05 6,888 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-13 38 104.25 6,988 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-13 38 104.3 7,188 200 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-13 38 104.4 7,288 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-13 38 104.8 7,388 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-16 38 103.21 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-16 38 103.21 100 Shares actions subalternes α droit de vote
January 16, 2020 (2020), 43 OSCB 704
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-16 38 103.79 8,999 1,611 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-17 38 102.38 10,510 1,511 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-18 38 101.88 10,610 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-18 38 101.9 10,721 111 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-18 38 102 10,821 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-18 38 102.07 10,921 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-18 38 102.19 11,021 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-18 38 102.35 11,121 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-18 38 102.42 11,221 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-18 38 102.48 11,321 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-18 38 102.5 11,421 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-19 38 102.12 11,521 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-19 38 102.14 11,621 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-19 38 102.53 11,721 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-19 38 102.58 11,821 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-19 38 102.61 11,921 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-19 38 102.69 12,321 400 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-19 38 102.91 12,332 11 Shares actions subalternes α droit de vote
January 16, 2020 (2020), 43 OSCB 705
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-20 38 103.54 12,443 111 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-20 38 103.89 12,643 200 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-20 38 103.92 12,743 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-20 38 103.95 12,843 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-20 38 104 13,143 300 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-20 38 104.25 13,243 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-20 38 104.47 13,343 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-20 38 104.51 13,443 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-23 38 103.89 13,543 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-23 38 103.98 13,643 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-23 38 104.03 13,743 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-23 38 104.24 13,843 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-23 38 104.43 13,954 111 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-23 38 104.49 14,054 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-23 38 104.56 14,154 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-24 38 104.08 14,165 11 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-24 38 104.17 14,365 200 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-27 38 102.93 14,465 100 Shares actions subalternes α droit de vote
January 16, 2020 (2020), 43 OSCB 706
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-27 38 103.19 14,565 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-27 38 103.22 14,776 211 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-27 38 103.36 14,876 100 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-27 38 103.64 15,376 500 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-30 38 103.23 15,384 8 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-30 38 103.44 15,407 23 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-30 38 103.69 15,465 58 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-31 38 103.18 17,176 1,711 Shares actions subalternes α droit de vote Cogeco Inc Subordinate Voting Cogeco Inc. 1 2019-12-31 38 0 -17,176 Shares actions subalternes α droit de vote Cominar Real Estate Parts différées Beaubien, Christine 4 2019-12-31 35 13.36 1,447 104 Investment Trust Cominar Real Estate Parts au rendement Boutin, Marie-Andrée 5 2019-12-31 35 12.65 11,227 620 Investment Trust Cominar Real Estate Parts au rendement Boutin, Marie-Andrée 5 2020-01-01 56 14.16 21,574 10,347 Investment Trust Cominar Real Estate Parts différées Boutin, Marie-Andrée 5 2019-12-31 35 12.65 5,783 319 Investment Trust Cominar Real Estate Parts différées Boutin, Marie-Andrée 5 2020-01-01 56 14.16 11,114 5,331 Investment Trust Cominar Real Estate Options Charron, Guy 5 2018-12-17 52 17.55 227,400 -34,800 Investment Trust Cominar Real Estate Options Charron, Guy 5 2019-12-16 52 18.07 191,400 -36,000 Investment Trust Cominar Real Estate Options Commisso, Osvaldo 5 2018-12-17 52 17.55 73,500 -11,400 Investment Trust Cominar Real Estate Options Commisso, Osvaldo 5 2019-12-16 52 18.07 60,000 -13,500 Investment Trust Cominar Real Estate Parts au rendement Commisso, Osvaldo 5 2019-12-31 35 12.65 9,848 544 Investment Trust Cominar Real Estate Parts au rendement Commisso, Osvaldo 5 2020-01-01 56 14.16 13,938 4,090 Investment Trust Cominar Real Estate Parts différées Commisso, Osvaldo 5 2019-12-31 35 12.65 8,765 484 Investment Trust Cominar Real Estate Parts différées Commisso, Osvaldo 5 2020-01-01 56 14.16 10,872 2,107 Investment Trust Cominar Real Estate Parts incessibles Commisso, Osvaldo 5 2019-12-31 35 12.65 92 Investment Trust Cominar Real Estate Parts incessibles Commisso, Osvaldo 5 2019-12-31 35 12.65 1,274 70 Investment Trust Cominar Real Estate Options Cossette, Sylvain 4, 5 2018-12-17 52 17.55 690,300 -111,000 Investment Trust
January 16, 2020 (2020), 43 OSCB 707
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Cominar Real Estate Options Cossette, Sylvain 4, 5 2019-12-16 52 18.07 576,300 -114,000 Investment Trust Cominar Real Estate Parts au rendement Cossette, Sylvain 4, 5 2019-12-31 35 12.65 130,340 7,203 Investment Trust Cominar Real Estate Parts au rendement Cossette, Sylvain 4, 5 2020-01-01 56 14.16 181,029 50,689 Investment Trust Cominar Real Estate Parts différées Cossette, Sylvain 4, 5 2019-12-31 35 12.65 160,223 8,854 Investment Trust Cominar Real Estate Parts différées Cossette, Sylvain 4, 5 2020-01-01 56 14.16 186,335 26,112 Investment Trust Cominar Real Estate Options Dallaire, Alain 5 2018-12-17 52 17.55 227,400 -34,800 Investment Trust Cominar Real Estate Options Dallaire, Alain 5 2019-12-16 52 18.07 191,400 -36,000 Investment Trust Cominar Real Estate Parts au rendement Dallaire, Alain 5 2019-12-31 35 12.65 59,326 3,278 Investment Trust Cominar Real Estate Parts différées Dallaire, Alain 5 2019-12-31 35 12.22 47,562 2,052 Investment Trust Cominar Real Estate Parts au rendement Dufour, Brigitte 5 2019-10-15 00 Investment Trust Cominar Real Estate Parts au rendement Dufour, Brigitte 5 2020-01-01 56 14.16 702 702 Investment Trust Cominar Real Estate Parts au rendement Dufour, Brigitte 5 2020-01-01 56 14.16 3,988 3,286 Investment Trust Cominar Real Estate Parts différées Dufour, Brigitte 5 2019-12-31 35 14.11 387 4 Investment Trust Cominar Real Estate Parts différées Dufour, Brigitte 5 2020-01-01 56 14.16 2,080 1,693 Investment Trust Cominar Real Estate Parts différées George, Zachary R. 4 2019-12-31 35 13.09 3,523 219 Investment Trust Cominar Real Estate Options Hamel, Gilles 5 2018-12-17 52 17.55 624,000 -73,500 Investment Trust Cominar Real Estate Options Hamel, Gilles 5 2019-12-16 52 18.07 549,000 -75,000 Investment Trust Cominar Real Estate Parts au rendement Kirk, Heather 5 2019-12-31 35 12.65 22,735 1,256 Investment Trust Catherine Cominar Real Estate Parts au rendement Kirk, Heather 5 2020-01-01 56 14.16 42,078 19,343 Investment Trust Catherine Cominar Real Estate Parts différées Kirk, Heather 5 2019-12-31 35 12.65 11,712 647 Investment Trust Catherine Cominar Real Estate Parts différées Kirk, Heather 5 2020-01-01 56 14.16 21,677 9,965 Investment Trust Catherine Cominar Real Estate Options Laramée, Jean 5 2019-12-16 52 18.07 155,700 -36,000 Investment Trust Cominar Real Estate Parts au rendement Laramée, Jean 5 2019-12-31 35 12.65 17,581 971 Investment Trust Cominar Real Estate Parts au rendement Laramée, Jean 5 2020-01-01 56 14.16 24,419 6,838 Investment Trust Cominar Real Estate Parts différées Laramée, Jean 5 2019-12-31 35 12.65 21,064 1,164 Investment Trust Cominar Real Estate Parts différées Laramée, Jean 5 2020-01-01 56 14.16 24,586 3,522 Investment Trust Cominar Real Estate Parts différées Lépine, Johanne 4 2019-12-31 35 12.39 -1 494 Investment Trust Cominar Real Estate Options Pepin, Carl 5 2018-12-17 52 17.55 75,900 -11,400 Investment Trust Cominar Real Estate Options Pepin, Carl 5 2019-12-16 52 18.07 62,400 -13,500 Investment Trust Cominar Real Estate Parts au rendement Pepin, Carl 5 2019-12-31 35 12.65 7,823 432 Investment Trust Cominar Real Estate Parts au rendement Pepin, Carl 5 2020-01-01 56 14.16 11,109 3,286 Investment Trust Cominar Real Estate Parts différées Pepin, Carl 5 2019-12-31 35 12.65 8,651 478 Investment Trust Cominar Real Estate Parts différées Pepin, Carl 5 2020-01-01 56 14.16 10,344 1,693 Investment Trust
January 16, 2020 (2020), 43 OSCB 708
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Cominar Real Estate Parts différées Pepin, Carl 5 2020-01-10 57 14.03 7,437 -2,907 Investment Trust Cominar Real Estate Trust Units Pepin, Carl 5 2020-01-10 57 14.03 19,965 2,907 Investment Trust Cominar Real Estate Parts au rendement Poliquin, Bernard 5 2019-11-08 00 Investment Trust Cominar Real Estate Parts au rendement Poliquin, Bernard 5 2020-01-01 56 14.16 1,241 1,241 Investment Trust Cominar Real Estate Parts au rendement Poliquin, Bernard 5 2020-01-01 56 14.16 11,588 10,347 Investment Trust Cominar Real Estate Parts différées Poliquin, Bernard 5 2019-12-31 35 14.11 684 8 Investment Trust Cominar Real Estate Parts différées Poliquin, Bernard 5 2020-01-01 56 14.16 6,015 5,331 Investment Trust Cominar Real Estate Options Racine, Michael 5 2018-12-17 52 17.55 99,600 -10,800 Investment Trust Cominar Real Estate Options Racine, Michael 5 2019-12-16 52 18.07 86,100 -13,500 Investment Trust Cominar Real Estate Parts au rendement Racine, Michael 5 2019-12-31 35 12.65 9,977 551 Investment Trust Cominar Real Estate Parts au rendement Racine, Michael 5 2020-01-01 56 14.16 13,857 3,880 Investment Trust Cominar Real Estate Parts différées Racine, Michael 5 2019-12-31 35 12.65 11,044 610 Investment Trust Cominar Real Estate Parts différées Racine, Michael 5 2020-01-01 56 14.16 13,043 1,999 Investment Trust Cominar Real Estate Parts au rendement Tronquoy, Antoine 5 2020-01-01 00 2,797 Investment Trust Cominar Real Estate Parts différées Tronquoy, Antoine 5 2020-01-01 00 1,441 Investment Trust Cominar Real Estate Trust Units Tronquoy, Antoine 5 2020-01-01 00 9,581 Investment Trust Cominar Real Estate Trust Units Tronquoy, Antoine 5 2020-01-01 00 1,228 Investment Trust Conic Metals Corp. Common Shares Lennon, Craig 5 2020-01-07 10 0.43 21,500 17,500 Thomas Constellation Software Common Shares Leonard, Mark Henri 4, 5 2020-01-06 30 1263 1,600 -100 Inc. Converge Technology Common Shares Cuthbertson, Donald 5 2019-12-31 10 1.3515 779,861 2,554 Solutions Corp. Lawrence Converge Technology Common Shares Cuthbertson, Donald 5 2020-01-02 10 1.4272 780,695 834 Solutions Corp. Lawrence Converge Technology Common Shares Cuthbertson, Donald 5 2020-01-03 10 1.48 781,063 368 Solutions Corp. Lawrence Converge Technology Common Shares Cuthbertson, Donald 5 2020-01-07 10 1.45 781,736 673 Solutions Corp. Lawrence Converge Technology Common Shares Maine, Shaun 3, 4, 2019-12-31 10 1.3515 26,339 26,339 Solutions Corp. 5 Converge Technology Common Shares Maine, Shaun 3, 4, 2020-01-02 10 1.4272 34,938 8,599 Solutions Corp. 5 Converge Technology Common Shares Maine, Shaun 3, 4, 2020-01-03 10 1.48 38,734 3,796 Solutions Corp. 5 Converge Technology Common Shares Maine, Shaun 3, 4, 2020-01-07 10 1.45 45,674 6,940 Solutions Corp. 5 Converge Technology Common Shares McMillan, Gordon 3, 4 2019-12-31 47 4,150,000 400,000 Solutions Corp. Converge Technology Common Shares Palangio, Mary Anne 5 2019-12-31 10 1.3515 107,728 5,107 Solutions Corp. Converge Technology Common Shares Palangio, Mary Anne 5 2020-01-02 10 1.4272 109,395 1,667 Solutions Corp. Converge Technology Common Shares Palangio, Mary Anne 5 2020-01-03 10 1.48 110,131 736 Solutions Corp. Converge Technology Common Shares Palangio, Mary Anne 5 2020-01-07 10 1.45 673 Solutions Corp. Converge Technology Common Shares Palangio, Mary Anne 5 2020-01-07 10 1.45 673 Solutions Corp.
January 16, 2020 (2020), 43 OSCB 709
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Converge Technology Common Shares Palangio, Mary Anne 5 2020-01-07 10 1.45 111,477 1,346 Solutions Corp. COPPER REEF Common Shares Cudney, Robert 3 2020-01-03 10 0.397 2,338,700 10,000 MINING Douglas CORPORATION Core One Labs Inc. Common Shares Eckenweiler, Brad 3, 4, 2019-12-23 10 0.4738 1,435,000 -10,000 5 Core One Labs Inc. Common Shares Eckenweiler, Brad 3, 4, 2019-12-24 10 0.43 1,425,000 -10,000 5 Core One Labs Inc. Common Shares Eckenweiler, Brad 3, 4, 2019-12-27 10 0.4225 1,415,000 -10,000 5 Core One Labs Inc. Common Shares Eckenweiler, Brad 3, 4, 2019-12-30 10 0.405 1,405,000 -10,000 5 Core One Labs Inc. Common Shares Eckenweiler, Brad 3, 4, 2019-12-31 10 0.4171 1,394,499 -10,501 5 Core One Labs Inc. Common Shares Eckenweiler, Brad 3, 4, 2020-01-02 10 0.41 1,384,499 -10,000 5 Core One Labs Inc. Common Shares Eckenweiler, Brad 3, 4, 2020-01-03 10 0.432 1,374,499 -10,000 5 Core One Labs Inc. Options Eckenweiler, Brad 3, 4, 2019-12-27 38 3.48 403,000 -470,970 5 Core One Labs Inc. Options Eckenweiler, Brad 3, 4, 2019-12-27 38 1.25 0 -403,000 5 Core One Labs Inc. Options Fenwick, Casey 5 2019-12-27 38 2.79 480,000 -333,333 Core One Labs Inc. Options Fenwick, Casey 5 2019-12-27 38 1.25 0 -480,000 Core One Labs Inc. Options Sanderson, John 4, 5 2019-12-27 38 1.25 0 -200,000 David Core One Labs Inc. Options Silina, Yanika 4, 5 2019-12-27 38 1.25 0 -200,000 Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-02 38 5.731 150,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-03 38 5.5759 200,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-04 38 5.494 250,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-05 38 5.501 300,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-06 38 5.6073 350,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-06 38 100,000 -250,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-09 38 5.5709 150,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-10 38 5.4836 200,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-11 38 5.5373 250,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-12 38 5.5409 300,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-13 38 5.375 350,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-13 38 100,000 -250,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-16 38 5.5513 150,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-16 38 100,000 -50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-17 38 5.6068 150,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-18 38 5.5046 200,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-19 38 5.4631 250,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-20 38 5.4904 300,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-20 38 100,000 -200,000 Inc. Class B Inc.
January 16, 2020 (2020), 43 OSCB 710
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-23 38 5.4325 150,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-24 38 5.3614 200,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-27 38 5.3403 250,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-30 38 5.4322 300,000 50,000 Inc. Class B Inc. Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-31 38 5.3545 350,000 50,000 Inc. Class B Inc.
Corus Entertainment Non-Voting Shares Corus Entertainment 1 2019-12-31 38 100,000 -250,000 Inc. Class B Inc.
CounterPath Common Shares Carothers, Todd 5 2020-01-06 30 0.9935 189 Corporation
CounterPath Common Shares Carothers, Todd 5 2020-01-06 30 0.9935 189 Corporation
CounterPath Common Shares Carothers, Todd 5 2020-01-06 30 0.9423 99 Corporation CounterPath Common Shares Carothers, Todd 5 2020-01-06 30 0.9423 99 Corporation CounterPath Common Shares Carothers, Todd 5 2020-01-07 30 0.9935 14,516 189 Corporation CounterPath Common Shares Carothers, Todd 5 2020-01-07 30 0.9423 14,615 99 Corporation CounterPath Common Shares Karp, David 5 2020-01-06 30 1.3358 31,914 150 Corporation Lawrence CounterPath Common Shares Karp, David 5 2020-01-06 30 1.2363 31,995 81 Corporation Lawrence CounterPath Options Luk, Karen 5 2019-12-12 50 15,000 7,500 Corporation CR Capital Corp. Common Shares Szustak, Eric 4 2020-01-07 10 0.055 513,000 20,000 CR Capital Corp. Common Shares Szustak, Eric 4 2020-01-08 10 0.05 514,000 1,000 Crescent Point Energy Performance Share Borggard, Bradley 5 2020-01-09 56 318,539 121,087 Corp. Units Harlan Crescent Point Energy Performance Share Bryksa, Craig 4, 5 2020-01-09 56 753,251 288,303 Corp. Units Stephen Crescent Point Energy Performance Share Eade, Mark Gordon 5 2020-01-09 56 268,019 106,672 Corp. Units Crescent Point Energy Performance Share Gritzfeldt, Ryan Chad 5 2020-01-09 56 350,064 132,619 Corp. Units Raymond
Crescent Point Energy Performance Share Holt, William Garret 5 2020-01-09 56 205,365 100,906 Corp. Units
Crescent Point Energy Performance Share LAMONT, KENNETH 5 2020-01-09 56 357,667 138,385 Corp. Units Crescita Therapeutics Common Shares Crescita 1 2019-12-16 38 0.89 6,047 6,047 Inc. Therapeutics Inc. Crescita Therapeutics Common Shares Crescita 1 2019-12-20 38 0.89 9,547 3,500 Inc. Therapeutics Inc. Crescita Therapeutics Common Shares Crescita 1 2020-01-03 38 0.89 0 -9,547 Inc. Therapeutics Inc. Crestview Exploration Common Shares Liakopoulos, 6 2019-12-27 54 0.1 1,950,000 150,000 Inc. Dimitrios CRH Medical Common Shares CRH Medical 1 2019-12-02 38 4.11 4,206,579 6,000 Corporation Corporation CRH Medical Common Shares CRH Medical 1 2019-12-03 38 4.1 4,206,879 300 Corporation Corporation CRH Medical Common Shares CRH Medical 1 2019-12-04 38 4.2 4,212,279 5,400 Corporation Corporation Crown Capital Rights Director Gillis, Colin Robert 4, 6 2020-01-06 56 8,104 447 Partners Inc. Deferred Share Units Crown Capital Rights Restricted Gillis, Colin Robert 4, 6 2020-01-06 56 1,066 105 Partners Inc. Share Units Crown Capital Common Shares Hughes, Brent Gerald 5 2020-01-07 57 179,330 5,292 Partners Inc. Crown Capital Rights Performance Hughes, Brent Gerald 5 2020-01-06 56 10,645 744 Partners Inc. Share Units
January 16, 2020 (2020), 43 OSCB 711
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Crown Capital Rights Performance Hughes, Brent Gerald 5 2020-01-07 57 5,190 -5,455 Partners Inc. Share Units
Crown Capital Rights Restricted Hughes, Brent Gerald 5 2020-01-06 56 10,657 752 Partners Inc. Share Units Crown Capital Rights Restricted Hughes, Brent Gerald 5 2020-01-07 57 5,197 -5,460 Partners Inc. Share Units Crown Capital Common Shares Johnson, Christopher 4, 5 2020-01-07 57 299,528 21,836 Partners Inc. Allen
Crown Capital Rights Performance Johnson, Christopher 4, 5 2020-01-06 56 21,301 1,493 Partners Inc. Share Units Allen
Crown Capital Rights Performance Johnson, Christopher 4, 5 2020-01-07 57 10,386 -10,915 Partners Inc. Share Units Allen
Crown Capital Rights Restricted Johnson, Christopher 4, 5 2020-01-06 56 21,311 1,502 Partners Inc. Share Units Allen
Crown Capital Rights Restricted Johnson, Christopher 4, 5 2020-01-07 57 10,390 -10,921 Partners Inc. Share Units Allen
Crown Capital Common Shares Oldfield, Timothy 5 2020-01-07 57 68,948 3,887 Partners Inc. James Crown Capital Common Shares Oldfield, Timothy 5 2015-11-09 00 Partners Inc. James Crown Capital Common Shares Oldfield, Timothy 5 2020-01-07 57 800 800 Partners Inc. James Crown Capital Rights Performance Oldfield, Timothy 5 2020-01-06 56 10,646 744 Partners Inc. Share Units James Crown Capital Rights Performance Oldfield, Timothy 5 2020-01-07 57 5,190 -5,456 Partners Inc. Share Units James Crown Capital Rights Restricted Oldfield, Timothy 5 2020-01-06 56 10,656 752 Partners Inc. Share Units James Crown Capital Rights Restricted Oldfield, Timothy 5 2020-01-07 57 5,197 -5,459 Partners Inc. Share Units James Crown Capital Common Shares Overvelde, Michael 5 2020-01-07 57 80,058 3,543 Partners Inc. John Crown Capital Rights Performance Overvelde, Michael 5 2020-01-06 56 9,414 658 Partners Inc. Share Units John Crown Capital Rights Performance Overvelde, Michael 5 2020-01-07 57 5,191 -4,223 Partners Inc. Share Units John Crown Capital Rights Restricted Overvelde, Michael 5 2020-01-06 56 9,422 666 Partners Inc. Share Units John Crown Capital Rights Restricted Overvelde, Michael 5 2020-01-07 57 5,195 -4,227 Partners Inc. Share Units John
Crown Capital Rights Director Pollock, Laurence 4 2020-01-06 56 10,619 532 Partners Inc. Deferred Share Units Malcolm
Crown Capital Rights Director Roane, Glen Dawson 4 2020-01-12 56 12,178 734 Partners Inc. Deferred Share Units Crown Capital Rights Restricted Roane, Glen Dawson 4 2020-01-12 56 1,066 105 Partners Inc. Share Units Crown Capital Rights Director Rowe, Alan 4 2019-12-31 56 16,487 902 Partners Inc. Deferred Share Units Macdonald Crown Capital Rights Restricted Rowe, Alan 4 2019-12-31 56 1,066 105 Partners Inc. Share Units Macdonald Crown Capital Rights Director Runge, Aaron Duane 4 2020-01-06 56 3,528 140 Partners Inc. Deferred Share Units CWC Energy Services Common Shares CWC Energy 1 2020-01-03 10 0.1 17,500 10,000 Corp. Services Corp. CWC Energy Services Common Shares CWC Energy 1 2020-01-06 10 0.11 267,500 250,000 Corp. Services Corp. CWC Energy Services Common Shares CWC Energy 1 2020-01-06 10 0.1 294,000 26,500 Corp. Services Corp. CWC Energy Services Common Shares CWC Energy 1 2020-01-07 10 0.11 317,500 23,500 Corp. Services Corp. CWC Energy Services Common Shares CWC Energy 1 2020-01-09 10 0.115 357,500 40,000 Corp. Services Corp. CWC Energy Services Common Shares CWC Energy 1 2020-01-10 10 0.115 367,500 10,000 Corp. Services Corp. CWC Energy Services Common Shares McIntyre, Darwin 5 2020-01-02 57 980,666 25,000 Corp. Lloyd
January 16, 2020 (2020), 43 OSCB 712
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
CWC Energy Services Restricted Share McIntyre, Darwin 5 2020-01-02 57 739,834 -25,000 Corp. Units Lloyd DATA Common Shares Albino, William 4 2019-12-30 57 0.23 60,200 30,100 Communications Management Corp. DATA Common Shares Albino, William 4 2019-12-30 16 0.23 90,300 30,100 Communications Management Corp. DATA Rights 2019 Albino, William 4 2019-12-30 57 0.23 0 -30,100 Communications Management Corp. DATA Common Shares Cochrane, Gregory 4 2019-12-30 57 0.23 1,454,529 625,748 Communications James Management Corp. DATA Common Shares Cochrane, Gregory 4 2019-12-30 16 0.23 1,801,079 346,550 Communications James Management Corp. DATA Common Shares Cochrane, Gregory 4 2019-12-30 57 0.23 110,000 55,000 Communications James Management Corp. DATA Common Shares Cochrane, Gregory 4 2019-12-30 16 0.23 153,666 43,666 Communications James Management Corp. DATA Rights 2019 Cochrane, Gregory 4 2019-12-30 57 0.23 475,733 -625,748 Communications James Management Corp. DATA Rights 2019 Cochrane, Gregory 4 2019-12-30 57 0.23 0 -55,000 Communications James Management Corp. DATA Common Shares Coté, Michael John 5 2019-12-30 57 0.23 394,094 197,047 Communications Management Corp. DATA Rights 2019 Coté, Michael John 5 2019-12-30 57 0.23 0 -197,047 Communications Management Corp. DATA Common Shares Jones, Merri 4 2019-12-30 57 0.23 40,000 20,000 Communications Management Corp. DATA Rights 2019 Jones, Merri 4 2019-12-30 57 0.23 0 -20,000 Communications Management Corp. DATA Common Shares KST Industries Inc 3 2020-01-06 16 0.23 5,149,596 3,148,718 Communications Management Corp. DATA Common Shares Lorimer, James 5 2019-12-30 57 0.23 150,000 75,000 Communications Edward Management Corp. DATA Rights 2019 Lorimer, James 5 2019-12-30 57 0.23 0 -75,000 Communications Edward Management Corp. DATA Common Shares Lund, Christopher 7 2019-12-30 57 0.23 2,937,712 1,468,856 Communications Gerald Management Corp. DATA Common Shares Lund, Christopher 7 2019-12-30 16 0.23 3,774,474 836,762 Communications Gerald Management Corp. DATA Common Shares Lund, Christopher 7 2019-12-30 57 0.23 27,000 13,500 Communications Gerald Management Corp. DATA Rights 2019 Lund, Christopher 7 2019-12-03 56 1,394,856 Communications Gerald Management Corp. DATA Rights 2019 Lund, Christopher 7 2019-12-03 56 1,468,856 1,468,856 Communications Gerald Management Corp. DATA Rights 2019 Lund, Christopher 7 2019-12-30 57 0.23 0 -1,468,856 Communications Gerald Management Corp.
January 16, 2020 (2020), 43 OSCB 713
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
DATA Rights 2019 Lund, Christopher 7 2019-12-03 56 87,500 Communications Gerald Management Corp.
DATA Rights 2019 Lund, Christopher 7 2019-12-03 56 13,500 13,500 Communications Gerald Management Corp. DATA Rights 2019 Lund, Christopher 7 2019-12-30 57 0.23 0 -13,500 Communications Gerald Management Corp. DATA Common Shares Lund, Kevin Joseph 5 2019-12-30 57 0.23 402,020 201,010 Communications Management Corp. DATA Common Shares Lund, Kevin Joseph 5 2019-12-30 16 0.23 516,786 114,766 Communications Management Corp. DATA Common Shares Lund, Kevin Joseph 5 2019-12-30 57 0.23 5,400 2,700 Communications Management Corp. DATA Rights 2019 Lund, Kevin Joseph 5 2019-12-30 57 0.23 0 -201,010 Communications Management Corp. DATA Rights 2019 Lund, Kevin Joseph 5 2019-12-30 57 0.23 0 -2,700 Communications Management Corp. DATA Common Shares Misale, Ralph Joseph 5 2019-12-30 57 0.23 734,262 367,131 Communications Management Corp. DATA Common Shares Misale, Ralph Joseph 5 2019-12-30 16 0.23 1,072,720 338,458 Communications Management Corp. DATA Rights 2019 Misale, Ralph Joseph 5 2019-12-30 57 0.23 0 -367,131 Communications Management Corp. DATA Common Shares Murray, James John 4 2019-12-30 57 0.23 10,308 5,154 Communications Management Corp. DATA Rights 2019 Murray, James John 4 2019-12-30 57 0.23 0 -5,154 Communications Management Corp. DATA Common Shares Sifton, Michael 3, 4, 2015-04-16 00 Communications 5 Management Corp. DATA Common Shares Sifton, Michael 3, 4, 2019-12-30 57 0.23 1,654,783 1,654,783 Communications 5 Management Corp. DATA Common Shares Sifton, Michael 3, 4, 2019-12-30 16 0.23 2,459,846 805,063 Communications 5 Management Corp. DATA Common Shares Sifton, Michael 3, 4, 2019-12-30 57 0.23 65,442 32,721 Communications 5 Management Corp. DATA Common Shares Sifton, Michael 3, 4, 2019-12-30 16 0.23 81,360 15,918 Communications 5 Management Corp. DATA Rights 2019 Sifton, Michael 3, 4, 2019-12-30 57 0.23 0 -1,654,783 Communications 5 Management Corp. DATA Rights 2019 Sifton, Michael 3, 4, 2019-12-30 57 0.23 0 -32,721 Communications 5 Management Corp. DATA Common Shares Ward, J. R. Kingsley 4 2019-12-27 10 0.23 447,434 254,100 Communications Management Corp. DATA Common Shares Ward, J. R. Kingsley 4 2020-01-02 10 0.23 547,065 99,631 Communications Management Corp. DATA Common Shares Ward, J. R. Kingsley 4 2014-06-17 00 Communications Management Corp.
January 16, 2020 (2020), 43 OSCB 714
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings DATA Common Shares Ward, J. R. Kingsley 4 2019-12-27 10 0.23 200,000 200,000 Communications Management Corp. DATA Common Shares Ward, J. R. Kingsley 4 2020-01-02 10 0.23 278,418 78,418 Communications Management Corp. DATA Rights 2019 Ward, J. R. Kingsley 4 2019-12-27 58 - 0 -189,673 Communications Expiration Management Corp. of rights
DATA Rights 2019 Ward, J. R. Kingsley 4 2019-12-03 56 193,334 Communications Management Corp.
DATA Rights 2019 Ward, J. R. Kingsley 4 2019-12-03 56 193,334 Communications Management Corp.
DATA Rights 2019 Ward, J. R. Kingsley 4 2019-12-04 10 0.025 19,500 Communications Management Corp. DATA Rights 2019 Ward, J. R. Kingsley 4 2019-12-04 10 0.025 19,500 Communications Management Corp. DATA Rights 2019 Ward, J. R. Kingsley 4 2019-12-05 10 0.027 224,800 Communications Management Corp. DATA Rights 2019 Ward, J. R. Kingsley 4 2019-12-05 10 0.027 224,800 Communications Management Corp. DATA Rights 2019 Ward, J. R. Kingsley 4 2019-12-06 10 0.0291 8,400 Communications Management Corp. DATA Rights 2019 Ward, J. R. Kingsley 4 2019-12-06 10 0.0291 8,400 Communications Management Corp. DATA Common Shares Watchorn, Derek 4 2019-12-30 57 0.23 214,286 107,143 Communications John Management Corp. DATA Common Shares Watchorn, Derek 4 2019-12-30 16 0.23 275,322 61,036 Communications John Management Corp. DATA Common Shares Watchorn, Derek 4 2016-06-30 00 Communications John Management Corp. DATA Common Shares Watchorn, Derek 4 2017-06-28 16 1.4 71,500 71,500 Communications John Management Corp. DATA Common Shares Watchorn, Derek 4 2019-12-30 57 0.23 143,000 71,500 Communications John Management Corp. DATA Common Shares Watchorn, Derek 4 2019-12-30 16 0.23 183,731 40,731 Communications John Management Corp. DATA Rights 2019 Watchorn, Derek 4 2019-12-30 57 0.23 0 -107,143 Communications John Management Corp. DATA Rights 2019 Watchorn, Derek 4 2016-06-30 00 Communications John Management Corp. DATA Rights 2019 Watchorn, Derek 4 2019-12-03 56 71,500 71,500 Communications John Management Corp. DATA Rights 2019 Watchorn, Derek 4 2019-12-30 57 0.23 0 -71,500 Communications John Management Corp. DATA Common Shares KST Industries Inc 3 2016-07-07 37 -184,290,454 Communications Management Corp. (formerly DATA Group Ltd.)
January 16, 2020 (2020), 43 OSCB 715
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
DATA Common Shares KST Industries Inc 3 2016-07-07 37 -184,151,086 Communications Management Corp. (formerly DATA Group Ltd.) DATA Common Shares KST Industries Inc 3 2016-07-07 37 2,028,478 -184,123,486 Communications Management Corp. (formerly DATA Group Ltd.) DATA Common Shares Lund, Christopher 7 2019-08-22 10 1 1,444,856 50,000 Communications Gerald Management Corp. (formerly DATA Group Ltd.) DATA Common Shares Lund, Christopher 7 2019-08-26 10 1 1,468,856 24,000 Communications Gerald Management Corp. (formerly DATA Group Ltd.) DATA Common Shares Lund, Christopher 7 2019-08-22 10 1 50,000 Communications Gerald Management Corp. (formerly DATA Group Ltd.) DATA Common Shares Lund, Christopher 7 2019-08-26 10 1 24,000 Communications Gerald Management Corp. (formerly DATA Group Ltd.) DataMetrex AI Limited Options Ellison, David 4 2019-10-30 00 (previously, Everfront Ventures Corp.) DataMetrex AI Limited Options Ellison, David 4 2020-01-03 50 500,000 500,000 (previously, Everfront Ventures Corp.) DataMetrex AI Limited Options Gunter, Jerry 5 2020-01-07 50 0.05 5,000,000 (previously, Everfront Marshall Ventures Corp.) DataMetrex AI Limited Options Gunter, Jerry 5 2020-01-07 50 5,300,000 5,000,000 (previously, Everfront Marshall Ventures Corp.) DataMetrex AI Limited Options Kang, Byungjoo 5 2020-01-07 50 0.05 500,000 (previously, Everfront (Steve) Ventures Corp.)
DataMetrex AI Limited Options Kang, Byungjoo 5 2020-01-07 50 2,000,000 500,000 (previously, Everfront (Steve) Ventures Corp.) DataMetrex AI Limited Common Shares McMullen, John A. D. 4 2019-10-30 00 (previously, Everfront Ventures Corp.) DataMetrex AI Limited Options McMullen, John A. D. 4 2019-10-30 00 (previously, Everfront Ventures Corp.) DataMetrex AI Limited Options McMullen, John A. D. 4 2020-01-07 50 500,000 500,000 (previously, Everfront Ventures Corp.) DataMetrex AI Limited Warrants McMullen, John A. D. 4 2019-10-30 00 (previously, Everfront Ventures Corp.) DataMetrex AI Limited Options Ryu, Andrew Jong 3, 4, 2020-01-07 50 0.05 2,000,000 (previously, Everfront Soo 7, 5 Ventures Corp.) DataMetrex AI Limited Options Ryu, Andrew Jong 3, 4, 2020-01-07 50 7,000,000 2,000,000 (previously, Everfront Soo 7, 5 Ventures Corp.) DataMetrex AI Limited Options Schade, Charles 4 2020-01-07 50 0.05 500,000 (previously, Everfront William Ventures Corp.)
January 16, 2020 (2020), 43 OSCB 716
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
DataMetrex AI Limited Options Schade, Charles 4 2020-01-07 50 1,300,000 500,000 (previously, Everfront William Ventures Corp.)
DataMetrex AI Limited Options Stevens, Jeff 5 2020-01-07 50 0.05 2,000,000 (previously, Everfront Ventures Corp.) DataMetrex AI Limited Options Stevens, Jeff 5 2020-01-07 50 5,700,000 2,000,000 (previously, Everfront Ventures Corp.)
DataMetrex AI Limited Options Stodulski, Marsha 4 2020-01-07 50 0.05 500,000 (previously, Everfront Janeen Ventures Corp.)
DataMetrex AI Limited Options Stodulski, Marsha 4 2020-01-07 50 750,000 500,000 (previously, Everfront Janeen Ventures Corp.)
Detour Gold Rights Restricted Barrowcliffe, Kelly 5 2019-12-31 38 5,752 -5,752 Corporation Share Units Dawn
Detour Gold Rights Restricted DeLuca, Carl 5 2019-12-31 38 6,902 -6,902 Corporation Share Units Detour Gold Rights Deferred Feldman, Steven 4 2019-12-31 56 30,656 2,300 Corporation Share Units Mark Detour Gold Rights Restricted Londono, David 5 2019-12-31 38 18,879 -5,752 Corporation Share Units Detour Gold Rights Restricted McMullen, Michael 4, 5 2019-12-31 38 30,500 -30,500 Corporation Share Units James Detour Gold Rights Deferred Merrin, Patrice 4 2019-12-31 56 24,670 4,037 Corporation Share Units Detour Gold Rights Deferred Robison, Christopher 4 2019-12-31 56 28,796 825 Corporation Share Units James Detour Gold Rights Restricted Wallin, Ruben 5 2019-12-31 38 6,135 -6,135 Corporation Share Units Detour Gold Rights Deferred Whittaker, Dawn 4 2019-12-31 56 31,818 1,842 Corporation Share Units Patricia Devonian Health Subordinate Voting Dahan, Sybil 4 2018-05-29 10 0.58 18,000 Group Inc. Shares Devonian Health Subordinate Voting Dahan, Sybil 4 2018-05-29 10 0.58 153,000 20,000 Group Inc. Shares Digital Consumer Trust Units Digital Consumer 1 2020-01-02 38 9.9686 387,500 2,200 Dividend Fund Dividend Fund Digital Consumer Trust Units Digital Consumer 1 2020-01-03 38 9.9069 388,800 1,300 Dividend Fund Dividend Fund Digital Consumer Trust Units Digital Consumer 1 2020-01-06 38 9.83 389,400 600 Dividend Fund Dividend Fund Digital Consumer Trust Units Digital Consumer 1 2020-01-08 38 9.9284 391,300 1,900 Dividend Fund Dividend Fund Digital Consumer Trust Units Digital Consumer 1 2020-01-09 38 10.048 392,100 800 Dividend Fund Dividend Fund Dividend 15 Split Corp. Class A Shares Cruickshank, Peter F. 4, 5 2013-12-05 38 1,834 Dividend 15 Split Corp. Class A Shares Cruickshank, Peter F. 4, 5 2013-12-05 38 2,465 1,126 Dividend 15 Split Corp. Class A Shares Cruickshank, Peter F. 4, 5 2013-12-05 38 942 Dividend 15 Split Corp. Class A Shares Cruickshank, Peter F. 4, 5 2013-12-05 22 942 Dividend 15 Split Corp. Class A Shares Cruickshank, Peter F. 4, 5 2013-12-05 22 4,708 1,650 Dividend 15 Split Corp. Preferred Shares Cruickshank, Peter F. 4, 5 2013-12-05 22 1,834 Dividend 15 Split Corp. Preferred Shares Cruickshank, Peter F. 4, 5 2013-12-05 22 2,376 1,126 Dividend 15 Split Corp. Preferred Shares Cruickshank, Peter F. 4, 5 2013-12-05 22 942 Dividend 15 Split Corp. Preferred Shares Cruickshank, Peter F. 4, 5 2013-12-05 22 4,708 1,650 DMG Blockchain Common Shares Yang, Danny 5 2020-01-02 36 3,110,000 375,000 Solutions Inc. Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-09 38 45.163 110,700 110,700 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-10 38 44.432 183,200 72,500 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-12 38 44.667 272,700 89,500 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-13 38 45.134 361,300 88,600 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-16 38 44.975 472,460 111,160 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-17 38 44.211 585,510 113,050 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-18 38 44.278 698,410 112,900
January 16, 2020 (2020), 43 OSCB 717
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-19 38 44.266 807,010 108,600 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-20 38 44.275 935,010 128,000 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-23 38 44.353 1,020,310 85,300 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-24 38 44.345 1,074,610 54,300 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-27 38 44.71 1,163,510 88,900 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-30 38 44.703 1,258,210 94,700 Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-31 38 44.667 1,329,610 71,400
Dollarama Inc. Common Shares Dollarama Inc. 1 2019-12-31 38 0 -1,329,610 Dore Copper Mining Common Shares Stifano, Mario 4, 5 2020-01-02 10 1.25 2,659,900 500 Corp. Dore Copper Mining Common Shares Stifano, Mario 4, 5 2020-01-03 10 1.35 2,660,900 1,000 Corp. Dore Copper Mining Common Shares Stifano, Mario 4, 5 2020-01-09 10 1.35 2,661,400 500 Corp. Dore Copper Mining Common Shares Stifano, Mario 4, 5 2020-01-09 10 1.35 2,662,400 1,000 Corp. Dore Copper Mining Common Shares Stifano, Mario 4, 5 2020-01-09 10 1.27 2,663,200 800 Corp. Dorel Industries Inc. Rights Executive Duran, Nicolas 5 2019-12-05 56 34.95 681 Deferred Share Units Fernando Dorel Industries Inc. Rights Executive Duran, Nicolas 5 2019-12-05 56 34.95 906 Deferred Share Units Fernando Dorel Industries Inc. Rights Executive Duran, Nicolas 5 2019-12-05 56 34.95 7,583 906 Deferred Share Units Fernando Dorel Industries Inc. Rights Executive Duran, Nicolas 5 2019-12-30 97 5.91 -362 Deferred Share Units Fernando Dorel Industries Inc. Rights Executive Duran, Nicolas 5 2019-12-30 97 5.91 -137 Deferred Share Units Fernando Dorel Industries Inc. Rights Executive Duran, Nicolas 5 2019-12-30 97 5.91 7,221 -362 Deferred Share Units Fernando Draganfly Inc. Common Shares Chell, Cameron 4 2019-08-14 00 Draganfly Inc. Common Shares Chell, Cameron 4 2020-01-02 11 0.5 6,260,171 6,260,171 dynaCERT Inc. Common Shares Maier, Robert Karl 4 2020-01-02 51 0.15 484,819 165,000 (formerly Dynamic Fuel Systems Inc.) dynaCERT Inc. Common Shares Maier, Robert Karl 4 2020-01-06 51 0.38 550,609 65,790 (formerly Dynamic Fuel Systems Inc.) dynaCERT Inc. Options Maier, Robert Karl 4 2020-01-02 51 0.15 1,750,000 -165,000 (formerly Dynamic Fuel Systems Inc.) dynaCERT Inc. Options Maier, Robert Karl 4 2020-01-06 51 0.38 1,684,210 -65,790 (formerly Dynamic Fuel Systems Inc.) Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-13 38 1.71 287 287 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-13 38 1.74 2,087 1,800 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-13 38 1.76 2,187 100 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-13 38 1.77 6,287 4,100 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-13 38 0 -6,287 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-16 38 1.77 687 687 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-16 38 1.76 6,387 5,700 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-16 38 0 -6,387 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-17 38 1.78 1,287 1,287 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-17 38 1.76 2,487 1,200 Inc. inc.
January 16, 2020 (2020), 43 OSCB 718
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-17 38 1.77 4,987 2,500 Inc. inc.
Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-17 38 0 -4,987 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-18 38 1.78 487 487 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-18 38 1.72 587 100 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-18 38 1.73 987 400 Inc. inc. Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-18 38 1.75 2,987 2,000 Inc. inc.
Dynacor Gold Mines Common Shares Mines d'Or Dynacor 1 2019-12-18 38 0 -2,987 Inc. inc. Dynacor Gold Mines Common Shares ROCHA, ISABEL 4 2020-01-06 10 1.63 9,225 3,200 Inc. East Coast Investment Units Arrow Capital 7 2020-01-10 10 9 65,710 1,900 Grade Income Fund Management Inc. East Coast Investment Units Arrow Capital 7 2020-01-10 10 9 20,790 200 Grade Income Fund Management Inc. EcoSynthetix Inc. Common Shares Allen, Susan Lynn 4 2018-05-23 00 EcoSynthetix Inc. Common Shares Allen, Susan Lynn 4 2020-01-02 10 2.65 2,300 2,300 EcoSynthetix Inc. Common Shares Allen, Susan Lynn 4 2020-01-03 10 2.65 2,400 100 EcoSynthetix Inc. Common Shares Allen, Susan Lynn 4 2020-01-08 10 2.65 9,500 7,100 EcoSynthetix Inc. Common Shares De Jong, Ralph 5 2020-01-09 57 3,952 3,952 Lewis EcoSynthetix Inc. Options De Jong, Ralph 5 2020-01-09 52 201,477 -8,218 Lewis EcoSynthetix Inc. Rights RSU De Jong, Ralph 5 2020-01-09 57 48,097 -3,952 Lewis EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-02 38 2.758 30,000 10,000 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-03 38 2.7497 33,300 3,300 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-04 38 2.77 43,300 10,000 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-05 38 2.7652 53,300 10,000 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-09 38 2.8 63,300 10,000 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-10 38 2.7707 73,300 10,000 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-13 38 2.7798 78,600 5,300 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-16 38 2.7 128,600 50,000 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-17 38 2.7771 132,100 3,500 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-18 38 2.7451 135,600 3,500 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-19 38 2.7986 139,100 3,500 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-20 38 2.7409 142,600 3,500 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-23 38 2.7294 146,100 3,500 EcoSynthetix Inc. Common Shares EcoSynthetix Inc 1 2019-12-31 38 0 -146,100 EcoSynthetix Inc. Common Shares Haire, Robert Martin 5 2020-01-09 57 109,413 14,286 EcoSynthetix Inc. Options Haire, Robert Martin 5 2020-01-09 52 836,653 -29,703 EcoSynthetix Inc. Rights RSU Haire, Robert Martin 5 2020-01-09 57 191,573 -14,286 EcoSynthetix Inc. Common Shares MacDonald, Jeffrey 5 2020-01-09 57 156,518 25,000 Douglas EcoSynthetix Inc. Options MacDonald, Jeffrey 5 2020-01-09 52 2,503,851 -51,980 Douglas EcoSynthetix Inc. Rights RSU MacDonald, Jeffrey 5 2020-01-09 57 178,697 -25,000 Douglas EcoSynthetix Inc. Common Shares VanEgdom, Edward 5 2020-01-09 57 191,473 12,619 (Ted) EcoSynthetix Inc. Options VanEgdom, Edward 5 2020-01-09 52 595,919 -26,238 (Ted) EcoSynthetix Inc. Rights RSU VanEgdom, Edward 5 2020-01-09 57 170,867 -12,619 (Ted) EEStor Corporation Common Shares Tocchio, Robert 4 2019-12-31 11 12,022,823 2,058,823 Maurizio EEStor Corporation Warrants Tocchio, Robert 4 2019-12-31 11 13,628,848 2,058,823 Maurizio
January 16, 2020 (2020), 43 OSCB 719
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Element Fleet Restricted Share Kaufman, Israel 5 2019-12-03 00 43,245 Management Corp. Units (formerly Element Financial Corporation) Emera Incorporated DSU Ana-Marie, Codina 7 2019-12-31 30 53.74 4,524 51 Barlick Emera Incorporated DSU Ana-Marie, Codina 7 2019-12-31 56 43.71 5,167 643 Barlick Emera Incorporated Common Shares Hanf, Robert John 5 2020-01-08 51 46.19 19,480 11,400 Scott Emera Incorporated Common Shares Hanf, Robert John 5 2020-01-08 51 45.16 28,330 8,850 Scott Emera Incorporated Common Shares Hanf, Robert John 5 2020-01-08 10 56.162 8,080 -20,250 Scott Emera Incorporated Options Hanf, Robert John 5 2020-01-08 51 46.19 53,775 -11,400 Scott Emera Incorporated Options Hanf, Robert John 5 2020-01-08 51 45.16 44,925 -8,850 Scott Emera Incorporated DSU Iorio, Pam 7 2019-12-31 30 53.74 6,294 70 Emera Incorporated DSU Iorio, Pam 7 2019-12-31 56 43.71 6,937 643 Emera Incorporated DSU Law, Rhea 7 2019-12-31 30 53.74 6,294 70 Emera Incorporated DSU Law, Rhea 7 2019-12-31 56 43.71 6,937 643 Emera Incorporated Common Shares O'Connor, Wayne 5 2020-01-03 51 46.19 13,748 9,375 David Emera Incorporated Common Shares O'Connor, Wayne 5 2020-01-03 10 55.505 4,373 -9,375 David Emera Incorporated Options O'Connor, Wayne 5 2020-01-03 51 46.19 43,250 -9,375 David Emerald Health Common Shares Bandali, Riaz 5 2019-07-30 00 Therapeutics, Inc. Emerald Health Common Shares Bandali, Riaz 5 2019-12-30 11 0.29 50,000 50,000 Therapeutics, Inc. Emerald Health Warrants Bandali, Riaz 5 2019-07-30 00 Therapeutics, Inc. Emerald Health Warrants Bandali, Riaz 5 2019-12-30 11 0.385 50,000 50,000 Therapeutics, Inc. Emerald Health Common Shares Dhillon, Punit 4 2015-04-23 00 Therapeutics, Inc. Emerald Health Common Shares Dhillon, Punit 4 2019-12-30 11 0.29 170,000 170,000 Therapeutics, Inc.
Emerald Health Warrants Dhillon, Punit 4 2015-04-23 00 Therapeutics, Inc. Emerald Health Warrants Dhillon, Punit 4 2019-12-30 11 0.385 170,000 170,000 Therapeutics, Inc. Emerald Health Common Shares Hepburn, Jennifer 5 2019-12-30 11 0.29 145,000 15,000 Therapeutics, Inc. Emerald Health Warrants Hepburn, Jennifer 5 2019-10-29 00 Therapeutics, Inc. Emerald Health Warrants Hepburn, Jennifer 5 2019-12-23 53 0.385 15,000 15,000 Therapeutics, Inc. Emerald Health Common Shares Heppell, Jim 4 2019-12-30 11 0.029 150,000 50,000 Therapeutics, Inc. Emerald Health Warrants Heppell, Jim 4 2015-04-23 00 Therapeutics, Inc. Emerald Health Warrants Heppell, Jim 4 2019-12-30 53 0.385 50,000 50,000 Therapeutics, Inc. Empire Company Non-Voting Shares Empire Company 1 2019-12-16 38 30.856 138,506 138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-16 38 0 -138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-17 38 31.36 138,506 138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-17 38 0 -138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-18 38 31.09 138,506 138,506 Limited Class A Limited
January 16, 2020 (2020), 43 OSCB 720
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Empire Company Non-Voting Shares Empire Company 1 2019-12-18 38 0 -138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-19 38 30.932 138,506 138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-19 38 0 -138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-20 38 30.879 138,506 138,506 Limited Class A Limited
Empire Company Non-Voting Shares Empire Company 1 2019-12-20 38 0 -138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-23 38 30.779 138,506 138,506 Limited Class A Limited
Empire Company Non-Voting Shares Empire Company 1 2019-12-23 38 0 -138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-24 38 30.895 138,506 138,506 Limited Class A Limited
Empire Company Non-Voting Shares Empire Company 1 2019-12-24 38 0 -138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-27 38 31.058 138,506 138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-27 38 0 -138,506 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-30 38 30.752 120,351 120,351 Limited Class A Limited Empire Company Non-Voting Shares Empire Company 1 2019-12-30 38 0 -120,351 Limited Class A Limited Endeavour Mining Deferred Share Units Askew, James 4 2020-01-06 56 18.972 19,856 1,515 Corporation (Cash payment on Redemption) Endeavour Mining Deferred Share Units Beckett, Michael E. 4, 5 2020-01-06 56 18.972 78,847 1,054 Corporation (Cash payment on Redemption) Endeavour Mining Deferred Share Units Bianchi, Sofia 4 2019-11-05 00 Corporation (Cash payment on Redemption) Endeavour Mining Deferred Share Units Colom, Olivier 4 2020-01-06 56 18.972 16,247 1,179 Corporation (Cash payment on Romain Michel Redemption) Endeavour Mining Common Shares LA MANCHA 3 2019-12-23 11 25.053 0 -53,600 Corporation HOLDING S.A.R.L.
Endeavour Mining Common Shares LA MANCHA 3 2019-12-23 10 25.053 53,600 Corporation HOLDING S.A.R.L. Endeavour Mining Common Shares LA MANCHA 3 2019-12-23 11 25.053 32,896,799 53,600 Corporation HOLDING S.A.R.L. Endeavour Mining Common Shares LA MANCHA 3 2019-12-23 10 23.757 32,910,199 13,400 Corporation HOLDING S.A.R.L. Endeavour Mining Common Shares LA MANCHA 3 2020-01-03 10 24.496 32,911,499 1,300 Corporation HOLDING S.A.R.L. Endeavour Mining Common Shares LA MANCHA 3 2020-01-06 10 24.5 32,911,599 100 Corporation HOLDING S.A.R.L. Endeavour Mining Common Shares LA MANCHA 3 2020-01-07 10 24.462 32,917,999 6,400 Corporation HOLDING S.A.R.L. Endeavour Mining Common Shares LA MANCHA 3 2020-01-08 10 23.893 32,967,999 50,000 Corporation HOLDING S.A.R.L. Endeavour Mining Deferred Share Units Mahler, Livia 4 2020-01-06 56 18.972 11,285 1,067 Corporation (Cash payment on Redemption) Endeavour Mining Deferred Share Units McManus, Wayne W. 4 2020-01-06 56 18.972 52,448 1,107 Corporation (Cash payment on Redemption) Endeavour Silver Options Walton, Godfrey John 4 2020-01-07 51 2.65 1,265,000 -6,000 Corp. Endeavour Silver Options Walton, Godfrey John 4 2020-01-07 51 2.65 1,259,000 -6,000 Corp. Enerdynamic Hybrid Common Shares Woolford, David 4 2020-01-07 10 0.04 23,208,914 5,000 Technologies Corp.
January 16, 2020 (2020), 43 OSCB 721
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Enerdynamic Hybrid Common Shares Woolford, David 4 2020-01-08 10 0.0414 23,215,914 7,000 Technologies Corp. Enerdynamic Hybrid Common Shares Woolford, David 4 2020-01-09 10 0.045 23,219,914 4,000 Technologies Corp. Enerflex Ltd. Common Shares Bishnoi, Sanjay 5 2019-09-09 00 Enerflex Ltd. Common Shares Bishnoi, Sanjay 5 2020-01-08 30 39 39 Enerflex Ltd. Rights Deferred Boswell, Robert 4 2020-01-08 30 23,574 547 Share Units (cash Stephen settled)
Enerflex Ltd. Rights Deferred Cormier Jackson, 4 2020-01-08 30 32,183 518 Share Units (cash Maureen Ellen settled)
Enerflex Ltd. Rights Deferred Dunn, William Byron 4 2020-01-08 30 98,413 2,277 Share Units (cash settled)
Enerflex Ltd. Rights Performance Jack, Andrew 5 2020-01-08 30 30,264 515 Share Units Enerflex Ltd. Rights Deferred Marshall, H. Stanley 4 2020-01-08 30 92,396 2,289 Share Units (cash settled) Enerflex Ltd. Common Shares Martinez, Patricia 5 2020-01-08 30 5,033 1,065 Enerflex Ltd. Rights Deferred Martinez, Patricia 5 2020-01-08 30 55,065 1,416 Share Units (cash settled) Enerflex Ltd. Rights Performance Martinez, Patricia 5 2020-01-08 30 80,456 1,878 Share Units Enerflex Ltd. Rights Restricted Martinez, Patricia 5 2020-01-08 30 22,253 851 Share Units Enerflex Ltd. Common Shares Paravi, Anna 7 2020-01-08 30 4,183 666 Enerflex Ltd. Rights Deferred Pyle, Phillip 5 2020-01-08 30 23,560 601 Share Units (cash settled) Enerflex Ltd. Rights Performance Pyle, Phillip 5 2020-01-08 30 28,456 753 Share Units Enerflex Ltd. Rights Deferred Reinhart, Kevin 4 2020-01-08 30 34,514 553 Share Units (cash Jerome settled) Enerflex Ltd. Common Shares Rossiter, Marc 5 2020-01-08 30 3,295 428 Edward Enerflex Ltd. Rights Deferred Rossiter, Marc 5 2020-01-08 30 19,604 523 Share Units (cash Edward settled)
Enerflex Ltd. Rights Performance Rossiter, Marc 5 2020-01-08 30 239,263 3,689 Share Units Edward Enerflex Ltd. Rights Deferred Savidant, Stephen 4 2020-01-08 30 162,953 3,831 Share Units (cash James settled) Enerflex Ltd. Common Shares Stewart, Gregory 5 2020-01-08 30 2,894 460 Dean Enerflex Ltd. Rights Deferred Stewart, Gregory 5 2020-01-08 30 32,345 863 Share Units (cash Dean settled) Enerflex Ltd. Rights Performance Stewart, Gregory 5 2020-01-08 30 69,002 1,492 Share Units Dean Enerflex Ltd. Rights Deferred Villegas, Juan Carlos 4 2020-01-08 30 9,538 9 Share Units (cash settled) Enerflex Ltd. Rights Deferred Weill, Michael 4 2020-01-08 30 51,422 1,209 Share Units (cash settled) Enerflex Ltd. Rights Deferred WESLEY, HELEN 4 2020-01-08 30 75,339 1,670 Share Units (cash JUNE settled) Energy Fuels Inc. Options Higgs, Dennis 4 2020-01-05 52 5.22 80,451 -8,925 Enerplus Corporation Common Shares Buie, Judith 4 2020-01-01 00 Dalrymple
January 16, 2020 (2020), 43 OSCB 722
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Enerplus Corporation Common Shares Buie, Judith 4 2020-01-01 00 14,198 (Deferred Share Plan Dalrymple ("DSU")) Enerplus Corporation Common Shares SHEETS, JEFFREY 4 2020-01-10 10 6.7565 14,198 5,963 WAYNE Enghouse Systems Options Employee Anidjar, Sam 5 2020-01-07 50 45.98 90,000 15,000 Limited Stock Option Enghouse Systems Common Shares Bryson, Douglas 5 2020-01-09 51 24.235 45,000 30,000 Limited Craig Enghouse Systems Common Shares Bryson, Douglas 5 2020-01-09 10 51.94 15,000 -30,000 Limited Craig Enghouse Systems Options Employee Bryson, Douglas 5 2020-01-09 51 24.235 90,000 -30,000 Limited Stock Option Craig
Enghouse Systems Common Shares Demirian, Eric 4 2018-12-20 37 26,000 13,000 Limited Enghouse Systems Common Shares Demirian, Eric 4 2020-01-07 51 17.225 46,000 20,000 Limited Enghouse Systems Common Shares Demirian, Eric 4 2020-01-07 10 52.036 36,000 -10,000 Limited Enghouse Systems Common Shares Demirian, Eric 4 2020-01-08 10 51.242 20,000 -16,000 Limited Enghouse Systems Common Shares Demirian, Eric 4 2018-12-20 37 16,000 8,000 Limited Enghouse Systems Options Employee Demirian, Eric 4 2018-12-20 37 17.225 30,000 10,000 Limited Stock Option Enghouse Systems Options Employee Demirian, Eric 4 2018-12-20 37 24.235 40,000 10,000 Limited Stock Option Enghouse Systems Options Employee Demirian, Eric 4 2020-01-07 51 17.225 20,000 -20,000 Limited Stock Option Enghouse Systems Common Shares Sadler, Stephen 3, 4, 2020-01-06 10 50.95 7,650,000 -20,400 Limited 5 Enghouse Systems Common Shares Sadler, Stephen 3, 4, 2020-01-07 10 50.98 7,599,000 -51,000 Limited 5 Enghouse Systems Common Shares Sadler, Stephen 3, 4, 2020-01-08 10 52.35 7,595,700 -3,300 Limited 5 Enghouse Systems Common Shares Sadler, Stephen 3, 4, 2020-01-10 10 52.35 7,594,500 -1,200 Limited 5 Enghouse Systems Common Shares Stoyan, Paul James 4 2020-01-06 10 50.5 130,400 -10,000 Limited Enghouse Systems Common Shares Stoyan, Paul James 4 2020-01-07 10 51.8 125,400 -5,000 Limited Enghouse Systems Common Shares Stoyan, Paul James 4 2020-01-09 10 51.6 120,400 -5,000 Limited Ensign Energy Common Shares Geddes, Robert 5 2020-01-03 10 2.8269 743,572 15,531 Services Inc. Harold Enterprise Group, Inc. Common Shares Enterprise Group, 1 2019-12-27 38 0.175 1,198,000 1,198,000 Inc. Enterprise Group, Inc. Common Shares Enterprise Group, 1 2019-12-27 38 0.175 0 -1,198,000 Inc. Enterprise Group, Inc. Common Shares JAROSZUK, 4, 5 2020-01-06 10 0.205 6,073,356 2,500 LEONARD Enterprise Group, Inc. Common Shares JAROSZUK, 4, 5 2020-01-07 10 0.205 6,074,856 1,500 LEONARD Epsilon Energy Ltd. Common Shares AZVALOR ASSET 3 2019-12-30 10 725,233 -7,000 MANAGEMENT SGIIC Equinox Gold Corp. Common Shares Bailie, Rhylin Pauline 5 2020-01-10 57 9.82 25,713 1,505 (formerly Trek Mining Arkinstall Inc.) Equinox Gold Corp. Rights Restricted Bailie, Rhylin Pauline 5 2020-01-10 57 11,400 -3,000 (formerly Trek Mining Share Units - Time Arkinstall Inc.) Based Equinox Gold Corp. Common Shares D'Amici, Sebastian 5 2020-01-10 57 9.82 30,369 3,012 (formerly Trek Mining Inc.)
January 16, 2020 (2020), 43 OSCB 723
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Equinox Gold Corp. Rights Restricted D'Amici, Sebastian 5 2020-01-10 57 40,850 -6,000 (formerly Trek Mining Share Units - Time Inc.) Based Equinox Gold Corp. Common Shares Hardie, Peter 5 2020-01-10 57 9.82 97,810 3,765 (formerly Trek Mining Jeremie Inc.) Equinox Gold Corp. Rights Restricted Hardie, Peter 5 2020-01-10 57 27,000 -7,500 (formerly Trek Mining Share Units - Time Jeremie Inc.) Based Equinox Gold Corp. Common Shares Heffernan, Robert 5 2020-01-10 57 9.82 73,122 3,765 (formerly Trek Mining Scott Inc.)
Equinox Gold Corp. Rights Restricted Heffernan, Robert 5 2020-01-10 57 20,000 -7,500 (formerly Trek Mining Share Units - Time Scott Inc.) Based Equinox Gold Corp. Common Shares Milau, Christian 4, 5 2020-01-10 57 9.82 261,289 4,518 (formerly Trek Mining Inc.) Equinox Gold Corp. Rights Restricted Milau, Christian 4, 5 2020-01-10 57 39,000 -9,000 (formerly Trek Mining Share Units - Time Inc.) Based Equitable Group Inc. Rights Deferred Beutel, Eric Marshall 4, 6 2019-12-31 30 10,055 800 Share Units Equitable Group Inc. Common Shares Braude, Aviva 7 2019-12-31 30 2,172 173 Equitable Group Inc. Common Shares Charron, Timothy 7 2019-12-31 30 554 113 Paul Equitable Group Inc. Common Shares Dickinson, Daniel Lee 7 2019-12-31 30 759 105 Equitable Group Inc. Rights Deferred Ericksen, Susan 4 2019-12-31 30 1,843 426 Share Units Equitable Group Inc. Common Shares Farella, Isabelle 5 2019-12-31 30 993 44 Equitable Group Inc. Rights Deferred Kapoor, Kishore 4 2019-12-31 30 3,882 174 Share Units Equitable Group Inc. Common Shares Kukulowicz, Kimberly 7 2019-12-31 30 1,198 135 Equitable Group Inc. Rights Deferred LeGresley, David 4 2019-12-31 30 12,858 621 Share Units Malcolm Balfour Equitable Group Inc. Common Shares Leland, Brian 7 2019-12-31 30 459 57 Equitable Group Inc. Common Shares Lorimer, Darren 7 2019-12-31 30 694 149 Equitable Group Inc. Common Shares Mignardi, Michael 7, 5 2019-12-31 30 421 128 Paul Equitable Group Inc. Common Shares Moor, Andrew 5 2019-12-31 30 49,727 128
Equitable Group Inc. Common Shares Poddar, Mahima 7 2019-12-31 30 98
Equitable Group Inc. Common Shares Poddar, Mahima 7 2019-12-31 30 98
Equitable Group Inc. Common Shares Poddar, Mahima 7 2019-12-31 30 2,036 98 Equitable Group Inc. Rights Deferred Saunders, Rowan 4 2019-12-31 30 5,796 485 Share Units Equitable Group Inc. Common Shares Simoes, Joao Da 5 2019-10-07 97 -2,386 Costa Equitable Group Inc. Common Shares Simoes, Joao Da 5 2019-10-07 97 3,032 -1,499 Costa Equitable Group Inc. Common Shares Simoes, Joao Da 5 2019-12-31 30 3,164 132 Costa Equitable Group Inc. Common Shares Sperling, Jody Lynn 5 2019-12-31 30 813 122 Equitable Group Inc. Rights Deferred Stramaglia, Michael 4 2019-12-31 30 4,056 161 Share Units Equitable Group Inc. Common Shares Tratch, Ronald 7 2019-12-31 30 1,250 147 Walter Equitable Group Inc. Common Shares Wilson, Timothy 5 2019-12-31 30 15,555 135 James ESI Energy Services Common Shares Zimmer, Harold R. 4 2020-01-03 10 0.12 76,000 1,000 Inc. Eskay Mining Corp Common Shares Balkam, Hugh 4 2020-01-01 10 0.21 3,086,000 26,000 McLellan Eskay Mining Corp Common Shares McMehen, John 4 2019-12-18 10 0.18 6,592,945 50,000 Gordon Eskay Mining Corp Common Shares McMehen, John 4 2020-01-07 10 0.21 6,595,945 3,000 Gordon
January 16, 2020 (2020), 43 OSCB 724
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Eskay Mining Corp Common Shares McMehen, John 4 2020-01-08 10 0.21 6,617,945 22,000 Gordon
Etrion Corporation Rights Restricted Azrac, Aksel 4 2019-12-31 58 - 0 -250,000 Share Units (RSUs) Expiration of rights Etrion Corporation Rights Restricted Lacueva Canut, 5 2018-12-31 58 - 2,000,000 -574,747 Share Units (RSUs) Christian Expiration of rights
Etrion Corporation Rights Restricted Lacueva Canut, 5 2019-12-31 58 - 0 -2,000,000 Share Units (RSUs) Christian Expiration of rights
Etrion Corporation Rights Restricted Lacueva Canut, 5 2019-12-31 56 2,000,000 2,000,000 Share Units (RSUs) Christian
Etrion Corporation Rights Restricted Northland, Marco 4, 5 2017-12-31 58 - 6,934,594 -1,200,000 Share Units (RSUs) Expiration of rights
Etrion Corporation Rights Restricted Northland, Marco 4, 5 2018-12-31 58 - 4,000,000 -2,934,594 Share Units (RSUs) Expiration of rights Etrion Corporation Rights Restricted Northland, Marco 4, 5 2019-12-31 58 - 0 -4,000,000 Share Units (RSUs) Expiration of rights Etrion Corporation Rights Restricted Northland, Marco 4, 5 2019-12-31 56 2,800,000 2,800,000 Share Units (RSUs) Etrion Corporation Rights Restricted Oravec, Martin 5 2017-02-16 57 3,015,909 -55,980 Share Units (RSUs) Etrion Corporation Rights Restricted Oravec, Martin 5 2017-12-31 58 - 2,840,909 -175,000 Share Units (RSUs) Expiration of rights Etrion Corporation Rights Restricted Oravec, Martin 5 2018-12-31 58 - 2,000,000 -840,909 Share Units (RSUs) Expiration of rights Etrion Corporation Rights Restricted Oravec, Martin 5 2019-12-31 58 - 0 -2,000,000 Share Units (RSUs) Expiration of rights Etrion Corporation Rights Restricted Oravec, Martin 5 2019-12-31 56 2,000,000 2,000,000 Share Units (RSUs) Etrion Corporation Rights Restricted Salita, German 7 2018-12-31 58 - 3,000,000 -2,211,977 Share Units (RSUs) Expiration of rights Etrion Corporation Rights Restricted Salita, German 7 2019-12-31 58 - 0 -3,000,000 Share Units (RSUs) Expiration of rights
Etrion Corporation Rights Restricted Salita, German 7 2019-12-31 56 2,000,000 2,000,000 Share Units (RSUs) European Metals Common Shares Fish, Matthew 4 2018-06-27 00 Corp. European Metals Common Shares Fish, Matthew 4 2019-12-30 46 0.025 93,000 93,000 Corp. European Metals Common Shares Fish, Matthew 4 2018-06-27 00 Corp. European Metals Common Shares Rosenthal, Vicki 4, 5 2020-01-02 37 357 -178,469 Corp. Marianne European Metals Common Shares Rosenthal, Vicki 4, 5 2020-01-09 46 0.025 1,620,357 1,620,000 Corp. Marianne Evertz Technologies Common Shares Evertz Technologies 1 2019-12-03 38 17.876 1,600 1,600 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-03 38 0 -1,600 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-04 38 17.997 3,500 3,500 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-04 38 0 -3,500 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-05 38 17.972 2,500 2,500 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-05 38 0 -2,500 Limited Limited
January 16, 2020 (2020), 43 OSCB 725
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Evertz Technologies Common Shares Evertz Technologies 1 2019-12-09 38 17.999 2,300 2,300 Limited Limited
Evertz Technologies Common Shares Evertz Technologies 1 2019-12-09 38 0 -2,300 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-10 38 17.999 2,000 2,000 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-10 38 0 -2,000 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-11 38 17.851 4,300 4,300 Limited Limited
Evertz Technologies Common Shares Evertz Technologies 1 2019-12-11 38 0 -4,300 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-12 38 17.699 4,600 4,600 Limited Limited
Evertz Technologies Common Shares Evertz Technologies 1 2019-12-12 38 0 -4,600 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-13 38 17.416 4,500 4,500 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-13 38 0 -4,500 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-16 38 17.304 3,400 3,400 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-16 38 0 -3,400 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-17 38 17.23 4,600 4,600 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-17 38 0 -4,600 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-18 38 17.56 3,000 3,000 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-18 38 0 -3,000 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-19 38 17.708 4,100 4,100 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-19 38 0 -4,100 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-20 38 17.752 4,600 4,600 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-20 38 0 -4,600 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-23 38 17.558 4,100 4,100 Limited Limited
Evertz Technologies Common Shares Evertz Technologies 1 2019-12-23 38 0 -4,100 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-24 38 17.663 1,900 1,900 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-24 38 0 -1,900 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-27 38 17.787 2,300 2,300 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-27 38 0 -2,300 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-30 38 17.681 2,600 2,600 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-30 38 0 -2,600 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-31 38 17.821 2,500 2,500 Limited Limited Evertz Technologies Common Shares Evertz Technologies 1 2019-12-31 38 0 -2,500 Limited Limited Exco Technologies Common Shares Kernaghan, Edward 3, 4 2020-01-03 10 8 5,776,600 14,500 Limited Hume Exco Technologies Common Shares Kernaghan, Edward 3, 4 2020-01-03 10 7.99 5,777,100 500 Limited Hume Exco Technologies Common Shares Kernaghan, Edward 3, 4 2020-01-03 10 7.96 5,782,100 5,000 Limited Hume
January 16, 2020 (2020), 43 OSCB 726
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Fandom Sports Media Common Shares Holm, Henri 5 2020-01-06 10 0.01 5,486,612 -2,833,333 Corp.
FAX Capital Corp. Common Shares Robinson, Marc 5 2019-06-05 00 Howard FAX Capital Corp. Common Shares Robinson, Marc 5 2020-01-06 11 4.0727 24,500 24,500 Howard Fiera Capital Performance Share Blandizzi, Sebastiano 5 2020-01-08 35 14,941 586 Corporation (formerly Units Fiera Sceptre Inc.)
Fiera Capital Performance Share Bourdon, Franτois 5 2020-01-08 35 39,002 2,805 Corporation (formerly Units Fiera Sceptre Inc.)
Fiera Capital Restricted Share Bourdon, Franτois 5 2020-01-08 35 18,348 1,511 Corporation (formerly Units (CASH) Fiera Sceptre Inc.)
Fiera Capital Performance Share Desjardins, Jean-Guy 4, 6, 2020-01-08 35 49,664 6,431 Corporation (formerly Units 5 Fiera Sceptre Inc.) Fiera Capital Performance Share DUHAMEL, 5 2020-01-08 35 268,905 19,334 Corporation (formerly Units VINCENT Fiera Sceptre Inc.) Fiera Capital Performance Share Ecclestone, Edward 7 2020-01-08 35 16,090 631 Corporation (formerly Units John Fiera Sceptre Inc.) Fiera Capital Performance Share Lemay, Jean-Philippe 5 2020-01-08 35 36,982 2,370 Corporation (formerly Units Fiera Sceptre Inc.) Fiera Capital Restricted Share Lemay, Jean-Philippe 5 2020-01-08 35 23,964 2,081 Corporation (formerly Units Fiera Sceptre Inc.) Fiera Capital Performance Share PAPAGEORGIOU, 5 2020-01-08 35 16,394 1,179 Corporation (formerly Units NICOLAS Fiera Sceptre Inc.) APOSTOLOS Fiera Capital Restricted Share Pontillo, Luca Emilio 5 2020-01-08 35 51,889 2,909 Corporation (formerly Units Fiera Sceptre Inc.) Fiera Capital Deferred Share Units Shaw, David 4 2020-01-08 35 9,030 765 Corporation (formerly (DSUs) Robinson Fiera Sceptre Inc.) Fiera Capital Performance Share Valentini, John 5 2020-01-08 35 287,202 2,087 Corporation (formerly Units Fiera Sceptre Inc.)
Findev Inc. (formerly, Common Shares Heller, Anthony 4 2020-01-08 11 0 -862,000 TransGaming Inc.) catégorie A
Findev Inc. (formerly, Common Shares Heller, Anthony 4 2016-09-16 00 TransGaming Inc.) catégorie A Findev Inc. (formerly, Common Shares Heller, Anthony 4 2020-01-08 11 862,000 862,000 TransGaming Inc.) catégorie A Finning International Common Shares Guridi, Sebastian 5 2020-01-07 10 25.39 6,019 -4,000 Inc. Tomas Firm Capital American Common Shares Dadouch, Eli 4 2020-01-07 10 6.98 284,428 300 Realty Partners Corp. (formerly Delavaco Residential Properties Corp.) Firm Capital American Options AJMERA, OJUS 4 2020-01-01 00 16,000 Realty Partners Trust Firm Capital American Trust Units AJMERA, OJUS 4 2020-01-01 00 Realty Partners Trust Firm Capital American Trust Units AJMERA, OJUS 4 2020-01-01 00 Realty Partners Trust Firm Capital American Trust Units AJMERA, OJUS 4 2020-01-01 00 618,684 Realty Partners Trust Firm Capital American Warrants AJMERA, OJUS 4 2020-01-01 00 617,284 Realty Partners Trust Firm Capital American Options BLEDIN, GEOFFREY 4 2020-01-01 00 30,000 Realty Partners Trust Firm Capital American Trust Units BLEDIN, GEOFFREY 4 2020-01-01 00 122,000 Realty Partners Trust
January 16, 2020 (2020), 43 OSCB 727
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Firm Capital American Warrants BLEDIN, GEOFFREY 4 2020-01-01 00 12,000 Realty Partners Trust
Firm Capital American Options Dadouch, Eli 4 2020-01-01 00 195,321 Realty Partners Trust Firm Capital American Trust Units Dadouch, Eli 4 2020-01-01 00 284,428 Realty Partners Trust Firm Capital American Trust Units Dadouch, Eli 4 2020-01-01 00 32,607 Realty Partners Trust Firm Capital American Trust Units Dadouch, Eli 4 2020-01-09 10 8 285,428 1,000 Realty Partners Trust
Firm Capital American Options DiCapo, Pasquale 3, 4 2020-01-01 00 75,247 Realty Partners Trust
Firm Capital American Trust Units DiCapo, Pasquale 3, 4 2020-01-01 00 144,668 Realty Partners Trust
Firm Capital American Trust Units DiCapo, Pasquale 3, 4 2020-01-01 00 605,346 Realty Partners Trust Firm Capital American Trust Units DiCapo, Pasquale 3, 4 2020-01-08 10 7.6 606,646 1,300 Realty Partners Trust Firm Capital American Trust Units DiCapo, Pasquale 3, 4 2020-01-09 10 7.7839 610,346 3,700 Realty Partners Trust Firm Capital American Warrants DiCapo, Pasquale 3, 4 2020-01-01 00 50,000 Realty Partners Trust Firm Capital American Options Janson, Robert 4 2020-01-01 00 30,000 Realty Partners Trust Alexander Firm Capital American Trust Units Janson, Robert 4 2020-01-01 00 24,122 Realty Partners Trust Alexander Firm Capital American Trust Units Janson, Robert 4 2020-01-01 00 5,100 Realty Partners Trust Alexander Firm Capital American Warrants Janson, Robert 4 2020-01-01 00 2,600 Realty Partners Trust Alexander Firm Capital American Options Poklar, Sandy Ivan 4 2020-01-01 00 99,617 Realty Partners Trust Firm Capital American Trust Units Poklar, Sandy Ivan 4 2020-01-01 00 500 Realty Partners Trust Firm Capital American Trust Units Poklar, Sandy Ivan 4 2020-01-01 00 3,574 Realty Partners Trust Firm Capital American Trust Units Poklar, Sandy Ivan 4 2020-01-01 00 1,100 Realty Partners Trust Firm Capital American Deferred Share Units Ray, Keith L. 4 2020-01-01 00 72,688 Realty Partners Trust
Firm Capital American Options Ray, Keith L. 4 2020-01-01 00 430,000 Realty Partners Trust
Firm Capital American Trust Units Ray, Keith L. 4 2020-01-01 00 10,000 Realty Partners Trust Firm Capital American Trust Units Ray, Keith L. 4 2020-01-01 00 56,173 Realty Partners Trust Firm Capital American Warrants Ray, Keith L. 4 2020-01-01 00 45,573 Realty Partners Trust Firm Capital American Options Reid, Scott 4 2020-01-01 00 30,000 Realty Partners Trust Firm Capital American Trust Units Reid, Scott 4 2020-01-01 00 296,667 Realty Partners Trust Firm Capital American Trust Units Reid, Scott 4 2020-01-01 00 Realty Partners Trust Firm Capital American Trust Units Reid, Scott 4 2020-01-01 00 376,925 Realty Partners Trust Firm Capital American Warrants Reid, Scott 4 2020-01-01 00 50,000 Realty Partners Trust Firm Capital American Options Smuschkowitz, 4 2020-01-01 00 69,371 Realty Partners Trust Howard Firm Capital American Trust Units Smuschkowitz, 4 2020-01-01 00 18,900 Realty Partners Trust Howard Firm Capital American Trust Units Smuschkowitz, 4 2020-01-01 00 149,902 Realty Partners Trust Howard Firm Capital American Warrants Smuschkowitz, 4 2020-01-01 00 29,228 Realty Partners Trust Howard
January 16, 2020 (2020), 43 OSCB 728
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Firm Capital Mortgage Common Shares Fried, Joseph 5 2020-01-10 51 11.78 45,000 45,000 Investment Corporation Firm Capital Mortgage Options Fried, Joseph 5 2020-01-10 51 11.78 0 -45,000 Investment Corporation First Capital Real Trust Units Abramsky, Leonard 4 2020-01-08 10 20.31 10,917 7,500 Estate Investment Trust First Capital Real Instalment Receipts Segal, Dori 4 2020-01-06 10 9.97 109,800 1,900 Estate Investment Trust First Capital Real Instalment Receipts Segal, Dori 4 2020-01-07 10 9.98 110,000 200 Estate Investment Trust First Capital Real Instalment Receipts Segal, Dori 4 2020-01-09 10 9.9 110,900 900 Estate Investment Trust First Majestic Silver Common Shares Adshead-Bell, Nicole 4 2020-01-01 00 Corp. First Majestic Silver Options Adshead-Bell, Nicole 4 2020-01-01 00 Corp. First Majestic Silver Options Adshead-Bell, Nicole 4 2020-01-02 50 15.93 17,232 17,232 Corp. First Majestic Silver Rights Restricted Adshead-Bell, Nicole 4 2020-01-01 00 Corp. Share Units First Majestic Silver Rights Restricted Adshead-Bell, Nicole 4 2020-01-02 56 5,000 5,000 Corp. Share Units First Majestic Silver Options Anthony, Todd Olson 5 2020-01-02 50 15.93 175,000 25,000 Corp. First Majestic Silver Rights Performance Anthony, Todd Olson 5 2014-08-01 00 Corp. Share Units First Majestic Silver Rights Performance Anthony, Todd Olson 5 2020-01-02 56 4,454 4,454 Corp. Share Units First Majestic Silver Rights Restricted Anthony, Todd Olson 5 2020-01-02 56 5,938 5,938 Corp. Share Units First Majestic Silver Options Arias, Jill Anne 5 2020-01-02 50 15.93 230,000 25,000 Corp. First Majestic Silver Rights Performance Arias, Jill Anne 5 2014-08-01 00 Corp. Share Units
First Majestic Silver Rights Performance Arias, Jill Anne 5 2020-01-02 56 2,669 2,669 Corp. Share Units
First Majestic Silver Rights Restricted Arias, Jill Anne 5 2014-08-01 00 Corp. Share Units First Majestic Silver Rights Restricted Arias, Jill Anne 5 2020-01-02 56 3,559 3,559 Corp. Share Units First Majestic Silver Options Co, Rose Marjorie 4 2020-01-02 50 15.93 99,496 17,232 Corp. First Majestic Silver Rights Restricted Co, Rose Marjorie 4 2020-01-02 56 10,000 5,000 Corp. Share Units First Majestic Silver Options Figueroa, Jose Luis 5 2020-01-02 50 15.93 125,000 25,000 Corp. First Majestic Silver Rights Performance Figueroa, Jose Luis 5 2019-06-03 00 Corp. Share Units First Majestic Silver Rights Performance Figueroa, Jose Luis 5 2020-01-02 56 4,849 4,849 Corp. Share Units First Majestic Silver Rights Restricted Figueroa, Jose Luis 5 2019-06-03 00 Corp. Share Units First Majestic Silver Rights Restricted Figueroa, Jose Luis 5 2020-01-02 56 6,466 6,466 Corp. Share Units First Majestic Silver Options Hernandez Aguilar, 5 2020-01-02 50 15.93 120,000 25,000 Corp. Jose Ramon First Majestic Silver Rights Performance Hernandez Aguilar, 5 2019-05-13 00 Corp. Share Units Jose Ramon First Majestic Silver Rights Performance Hernandez Aguilar, 5 2020-01-02 56 3,104 3,104 Corp. Share Units Jose Ramon
January 16, 2020 (2020), 43 OSCB 729
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
First Majestic Silver Rights Restricted Hernandez Aguilar, 5 2019-05-13 00 Corp. Share Units Jose Ramon
First Majestic Silver Rights Restricted Hernandez Aguilar, 5 2020-01-02 56 6,208 6,208 Corp. Share Units Jose Ramon First Majestic Silver Options Hsia, Sophie 5 2020-01-02 50 15.93 135,000 35,000 Corp. Emmanuelle First Majestic Silver Rights Performance Hsia, Sophie 5 2019-09-20 00 Corp. Share Units Emmanuelle
First Majestic Silver Rights Performance Hsia, Sophie 5 2020-01-02 56 5,000 Corp. Share Units Emmanuelle
First Majestic Silver Rights Performance Hsia, Sophie 5 2020-01-02 56 5,500 5,500 Corp. Share Units Emmanuelle
First Majestic Silver Rights Restricted Hsia, Sophie 5 2019-09-20 00 Corp. Share Units Emmanuelle
First Majestic Silver Rights Restricted Hsia, Sophie 5 2020-01-02 56 5,000 Corp. Share Units Emmanuelle
First Majestic Silver Rights Restricted Hsia, Sophie 5 2020-01-02 56 7,000 7,000 Corp. Share Units Emmanuelle First Majestic Silver Options Kulla, Gregory 5 2020-01-02 50 15.93 140,000 25,000 Corp. Kenneth First Majestic Silver Rights Performance Kulla, Gregory 5 2018-06-25 00 Corp. Share Units Kenneth First Majestic Silver Rights Performance Kulla, Gregory 5 2020-01-02 56 5,582 5,582 Corp. Share Units Kenneth First Majestic Silver Rights Restricted Kulla, Gregory 5 2018-06-25 00 Corp. Share Units Kenneth First Majestic Silver Rights Restricted Kulla, Gregory 5 2020-01-02 56 7,443 7,443 Corp. Share Units Kenneth First Majestic Silver Options Lillico, Connie 5 2020-01-02 50 15.93 460,000 35,000 Corp. First Majestic Silver Rights Performance Lillico, Connie 5 2007-08-07 00 Corp. Share Units First Majestic Silver Rights Performance Lillico, Connie 5 2020-01-02 56 5,000 Corp. Share Units First Majestic Silver Rights Performance Lillico, Connie 5 2020-01-02 56 5,500 5,500 Corp. Share Units First Majestic Silver Rights Restricted Lillico, Connie 5 2020-01-02 56 5,000 Corp. Share Units First Majestic Silver Rights Restricted Lillico, Connie 5 2020-01-02 56 7,000 7,000 Corp. Share Units First Majestic Silver Options Liu, Karen 5 2020-01-02 50 15.93 340,000 25,000 Corp.
First Majestic Silver Rights Performance Liu, Karen 5 2016-09-01 00 Corp. Share Units First Majestic Silver Rights Performance Liu, Karen 5 2020-01-02 56 4,292 4,292 Corp. Share Units First Majestic Silver Rights Restricted Liu, Karen 5 2020-01-02 56 5,723 Corp. Share Units First Majestic Silver Rights Restricted Liu, Karen 5 2020-01-02 56 5,723 5,723 Corp. Share Units First Majestic Silver Options Mallory, William 5 2020-01-02 50 15.93 142,477 25,000 Corp. James First Majestic Silver Rights Performance Mallory, William 5 2018-08-24 00 Corp. Share Units James First Majestic Silver Rights Performance Mallory, William 5 2020-01-02 56 5,744 5,744 Corp. Share Units James First Majestic Silver Rights Restricted Mallory, William 5 2018-08-24 00 Corp. Share Units James First Majestic Silver Rights Restricted Mallory, William 5 2020-01-02 56 7,659 7,659 Corp. Share Units James First Majestic Silver Options McCallum, Robert A. 4 2020-01-02 50 15.93 112,034 17,232 Corp. First Majestic Silver Rights Restricted McCallum, Robert A. 4 2020-01-02 56 10,000 5,000 Corp. Share Units First Majestic Silver Options Mendoza Reyes, 5 2020-01-02 50 15.93 240,000 25,000 Corp. Ramon
January 16, 2020 (2020), 43 OSCB 730
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
First Majestic Silver Rights Performance Mendoza Reyes, 5 2014-08-01 00 Corp. Share Units Ramon
First Majestic Silver Rights Performance Mendoza Reyes, 5 2020-01-02 56 6,525 6,525 Corp. Share Units Ramon First Majestic Silver Rights Restricted Mendoza Reyes, 5 2014-08-01 00 Corp. Share Units Ramon First Majestic Silver Rights Restricted Mendoza Reyes, 5 2020-01-02 56 8,701 8,701 Corp. Share Units Ramon First Majestic Silver Options Neumeyer, Keith 4, 5 2020-01-02 50 15.93 1,270,000 120,000 Corp.
First Majestic Silver Rights Performance Neumeyer, Keith 4, 5 2003-08-01 00 23,000 Corp. Share Units
First Majestic Silver Rights Restricted Neumeyer, Keith 4, 5 2020-01-02 56 83,000 23,000 Corp. Share Units First Majestic Silver Common Shares PENROSE, 4 2020-01-06 51 4.8 79,611 70,416 Corp. DOUGLAS JOHN First Majestic Silver Options PENROSE, 4 2020-01-02 50 15.93 172,450 17,232 Corp. DOUGLAS JOHN First Majestic Silver Options PENROSE, 4 2020-01-06 51 4.8 102,034 -70,416 Corp. DOUGLAS JOHN First Majestic Silver Rights Restricted PENROSE, 4 2020-01-02 56 10,000 5,000 Corp. Share Units DOUGLAS JOHN First Majestic Silver Options Polman, Raymond L. 5 2020-01-02 50 15.93 470,000 70,000 Corp. First Majestic Silver Rights Performance Polman, Raymond L. 5 2007-02-01 00 Corp. Share Units First Majestic Silver Rights Performance Polman, Raymond L. 5 2020-01-02 56 15,000 15,000 Corp. Share Units First Majestic Silver Rights Restricted Polman, Raymond L. 5 2020-01-02 56 62,000 15,000 Corp. Share Units First Majestic Silver Options Poon, Andrew 5 2020-01-02 50 15.93 275,000 25,000 Corp. Winston First Majestic Silver Rights Performance Poon, Andrew 5 2015-01-01 00 Corp. Share Units Winston First Majestic Silver Rights Performance Poon, Andrew 5 2020-01-02 56 4,845 4,845 Corp. Share Units Winston First Majestic Silver Rights Restricted Poon, Andrew 5 2020-01-02 56 6,460 6,460 Corp. Share Units Winston First Majestic Silver Options Smith, L. David 5 2020-01-02 50 15.93 125,000 25,000 Corp.
First Majestic Silver Rights Performance Smith, L. David 5 2019-10-07 00 Corp. Share Units
First Majestic Silver Rights Performance Smith, L. David 5 2020-01-02 56 5,141 5,141 Corp. Share Units First Majestic Silver Rights Restricted Smith, L. David 5 2020-01-02 56 8,799 6,855 Corp. Share Units First Responder Common Shares Kelly, Michael 4 2018-03-13 00 250,000 Technologies Inc. Charles First Responder Common Shares Kelly, Michael 4 2019-08-08 15 500,000 250,000 Technologies Inc. Charles First Responder Options Singhal, Naresh 5 2019-07-12 00 1,500,000 Technologies Inc. Chandra FIRSTSERVICE Common Shares Hennick, Jay Steward 3, 4, 2019-12-20 47 776,310 4,095 CORPORATION 6, 5 Fission Uranium Corp. Options Charlish, Paul 5 2019-12-15 52 760,000 -270,000 Fission Uranium Corp. Options Estergaard, Eyler 4 2019-12-15 52 1,275,000 -540,000 Frank Fission Uranium Corp. Options Marsh, William 4 2019-12-15 52 1,275,000 -540,000 Fission Uranium Corp. Options McElroy, Ross E. 5 2019-12-15 52 3,225,000 -540,000 Fission Uranium Corp. Options McElroy, Ross E. 5 2019-12-15 52 2,775,000 -450,000 Fission Uranium Corp. Options Randhawa, Devinder 5 2019-12-15 52 3,225,000 -540,000 Fission Uranium Corp. Options Randhawa, Devinder 5 2019-12-15 52 2,775,000 -450,000 Five Star Diamonds Common Shares South, Jeremy 4, 5 2019-12-27 10 0.045 440,000 100,000 Limited Thomas
January 16, 2020 (2020), 43 OSCB 731
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-02 38 12.81 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-02 38 12.81 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-03 38 12.74 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-03 38 12.74 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-04 38 12.7 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-04 38 12.7 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-06 38 12.76 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-06 38 12.76 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-10 38 12.68 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-10 38 12.68 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-11 38 12.65 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-11 38 12.65 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-12 38 12.68 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-12 38 12.68 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-13 38 12.71 100 100 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-13 38 12.71 0 -100 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-13 38 12.72 900 900 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-13 38 12.72 0 -900 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund
January 16, 2020 (2020), 43 OSCB 732
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-16 38 12.79 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-16 38 12.79 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-17 38 12.76 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-17 38 12.76 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-18 38 12.71 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-18 38 12.71 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-19 38 12.76 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-19 38 12.76 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-20 38 12.8 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-20 38 12.8 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-23 38 12.8 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-23 38 12.8 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-24 38 12.85 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-24 38 12.85 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-30 38 12.8 1,000 1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-30 38 12.8 0 -1,000 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-31 38 12.83 900 900 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 2019-12-31 38 12.83 0 -900 Investment Grade Investment Grade Preferred Income Preferred Income Fund Fund
January 16, 2020 (2020), 43 OSCB 733
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Flaherty & Crumrine Trust Units Kikuchi, Craig 8, 4, 2019-12-31 30 12.71 5,317 231 Investment Grade 7, 5 Preferred Income Fund
Flow Capital Corp. Convertible McLeod-Seltzer, 4 2019-12-31 38 $0 -$17,273 (formerly LOGiQ Asset Debentures - 8% Catherine Management Inc.) Convertible Debentures
Flow Capital Corp. Convertible Rahill, Donnacha 5 2019-12-31 38 $0 -$7,000 (formerly LOGiQ Asset Debentures - 8% Management Inc.) Convertible Debentures Fort St. James Nickel Common Shares Mitton, Gerald 3 2020-01-06 11 0.09 3,965,500 -250,000 Corp. Alexander Fort St. James Nickel Common Shares Mitton, Gerald 3 2020-01-06 11 0.09 501,875 250,000 Corp. Alexander Fortis Inc. Restricted Share Gosse, Karen J. 5 2020-01-06 59 53.971 1,767 -927 Units Fortis Inc. Restricted Share Perry, Jocelyn 5 2020-01-06 59 53.971 9,642 -1,058 Units Fortis Inc. Restricted Share Roberts, Jamie 7 2020-01-06 59 53.971 2,922 -1,557 Units Fortis Inc. Restricted Share Smith, Gary Joseph 7 2020-01-06 59 53.971 6,042 -2,366 Units Fox River Resources Common Shares Lotan Holdings Inc. 3 2020-01-06 10 0.085 4,895,500 20,000 Corporation Freeform Capital Common Shares CLARK, BRYCE 4 2020-01-02 00 Partners Inc. Freeform Capital Common Shares CLARK, BRYCE 4 2020-01-02 00 200,000 Partners Inc. Freeform Capital Options CLARK, BRYCE 4 2020-01-02 00 22,727 Partners Inc. Freeform Capital Common Shares Jones, Howard 4 2020-01-02 00 500,000 Partners Inc. Freeform Capital Options Jones, Howard 4 2020-01-02 00 56,818 Partners Inc. Freeform Capital Common Shares Tafel, David Geophry 4 2019-08-30 00 Partners Inc. Freeform Capital Common Shares Tafel, David Geophry 4 2020-01-02 16 0.05 100,000 100,000 Partners Inc.
Freeform Capital Common Shares Wright, Jeremy 4, 5 2018-12-21 00 Partners Inc. Christopher Freeform Capital Common Shares Wright, Jeremy 4, 5 2018-12-21 16 0.05 200,000 200,000 Partners Inc. Christopher Freeform Capital Options Wright, Jeremy 4, 5 2018-12-21 00 Partners Inc. Christopher Freeform Capital Options Wright, Jeremy 4, 5 2019-01-25 50 0.1 22,727 22,727 Partners Inc. Christopher Freehold Royalties Deferred Share Units BUGEAUD, GARY 4 2020-01-01 56 7.29 39,133 10,288 Ltd. RONALD JOSEPH Freehold Royalties Deferred Share Units Kay, J. Douglas 4 2020-01-01 56 7.29 33,898 10,288 Ltd. Freehold Royalties Common Shares King, Robert 5 2020-01-06 00 Ltd. Alexander Freehold Royalties Common Shares King, Robert 5 2020-01-07 10 7.69 5,900 5,900 Ltd. Alexander Freehold Royalties Common Shares King, Robert 5 2020-01-07 10 7.68 9,600 3,700 Ltd. Alexander Freehold Royalties Common Shares King, Robert 5 2020-01-07 10 7.685 10,000 400 Ltd. Alexander Freehold Royalties PSU King, Robert 5 2020-01-06 00 Ltd. Alexander Freehold Royalties PSU King, Robert 5 2020-01-06 30 7.39 2,192 2,192 Ltd. Alexander Freehold Royalties RSU King, Robert 5 2020-01-06 00 Ltd. Alexander
January 16, 2020 (2020), 43 OSCB 734
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Freehold Royalties RSU King, Robert 5 2020-01-06 30 7.39 731 731 Ltd. Alexander Freehold Royalties Deferred Share Units Korpach, Arthur Neil 4 2020-01-01 56 7.29 50,113 10,288 Ltd. Freehold Royalties Deferred Share Units MacKenzie, Susan 4 2020-01-01 56 7.29 42,498 10,288 Ltd. Mary Freehold Royalties Deferred Share Units Romanow, Marvin F. 4 2020-01-01 56 7.29 55,242 15,089 Ltd. Freehold Royalties Deferred Share Units Walsh, Aidan Murphy 4 2020-01-01 56 7.29 46,022 10,288 Ltd. Frontera Energy Common Shares Frontera Energy 1 2019-10-31 38 10.57 317,700 317,700 Corporation Corporation
Frontera Energy Common Shares Frontera Energy 1 2019-10-31 38 0 -317,700 Corporation Corporation Frontera Energy Common Shares Frontera Energy 1 2019-11-30 38 10.69 404,600 404,600 Corporation Corporation
Frontera Energy Common Shares Frontera Energy 1 2019-11-30 38 0 -404,600 Corporation Corporation Frontera Energy Common Shares Frontera Energy 1 2019-12-31 38 9.45 826,514 826,514 Corporation Corporation Frontera Energy Common Shares Frontera Energy 1 2019-12-31 38 0 -826,514 Corporation Corporation FRONTIER LITHIUM Common Shares Didone, John Ralph 4 2019-12-27 10 0.25 206,500 1,500 INC. FSD Pharma Inc. Subordinate Voting Buyer, Stephen Earle 4 2020-01-02 16 7.25 23,312 6,895 Shares Class B FSD Pharma Inc. Options Carroll, Donal 5 2019-12-20 50 74,875 50,000 FSD Pharma Inc. Subordinate Voting Ciaruffoli, Robert 4 2020-01-02 16 7.25 13,462 6,895 Shares Class B Joseph FSD Pharma Inc. Subordinate Voting Datin, James 4 2019-06-11 00 Shares Class B Anthony FSD Pharma Inc. Subordinate Voting Datin, James 4 2020-01-02 16 7.25 6,895 6,895 Shares Class B Anthony FSD Pharma Inc. Options Urban, David John 4 2019-12-20 50 59,825 25,000 FSD Pharma Inc. Subordinate Voting Urban, David John 4 2018-11-12 00 Shares Class B FSD Pharma Inc. Subordinate Voting Urban, David John 4 2020-01-02 16 7.25 6,895 6,895 Shares Class B Gabriel Resources Ltd. Options Brown, Richard Paul 5 2020-01-02 59 2,450,000 -150,000
Gabriel Resources Ltd. Options Brown, Richard Paul 5 2020-01-02 52 2,200,000 -250,000
Gabriel Resources Ltd. Rights DSUs Cramer, Dag Lars 4 2020-01-08 56 538,948 30,612
Gabriel Resources Ltd. Rights DSUs Erfan, Ali Reza 4 2020-01-08 56 140,761 30,612 Gabriel Resources Ltd. Rights DSUs Gusenbauer, Alfred 4 2020-01-08 56 494,940 16,327 Gabriel Resources Ltd. Options Hulley, Keith Robert 4 2020-01-08 50 739,995 37,041 Gabriel Resources Ltd. Rights DSUs Kirk, Harry Wayne 4 2020-01-08 56 537,934 18,240 Gabriel Resources Ltd. Options Lusty, Simon Phillip 5 2019-05-16 00 Andrew Gabriel Resources Ltd. Options Lusty, Simon Phillip 5 2019-05-16 00 1,900,000 Andrew Gabriel Resources Ltd. Options Lusty, Simon Phillip 5 2020-01-02 59 1,750,000 -150,000 Andrew Gabriel Resources Ltd. Rights DSUs Peat, David W. 4 2020-01-08 56 557,938 20,153 Gabriel Resources Ltd. Options Segsworth, Walter 4 2020-01-09 50 0.49 1,048,757 40,408 Thomas Gabriel Resources Ltd. Options Stairs, Janice Alayne 4 2020-01-08 50 0.49 328,870 25,255 Gabriel Resources Ltd. Options Suciu, Nicolae Gruia 5 2020-01-02 52 900,000 -150,000 Gabriel Resources Ltd. Options Suciu, Nicolae Gruia 5 2020-01-02 59 655,000 -245,000 Gabriel Resources Ltd. Options Tanase, Dragos 5 2020-01-02 52 2,350,000 -400,000 Galaxy Digital Common Shares Galaxy Digital 1 2019-12-02 38 1.157 5,600 5,600 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-02 38 0 -5,600 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-03 38 1.0945 125,205 125,205 Holdings Ltd. Holdings Ltd.
January 16, 2020 (2020), 43 OSCB 735
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Galaxy Digital Common Shares Galaxy Digital 1 2019-12-03 38 0 -125,205 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-04 38 1.1437 8,800 8,800 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-04 38 0 -8,800 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-05 38 1.109 53,400 53,400 Holdings Ltd. Holdings Ltd.
Galaxy Digital Common Shares Galaxy Digital 1 2019-12-05 38 0 -53,400 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-09 38 1.1295 2,000 2,000 Holdings Ltd. Holdings Ltd.
Galaxy Digital Common Shares Galaxy Digital 1 2019-12-09 38 0 -2,000 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-10 38 1.0831 7,800 7,800 Holdings Ltd. Holdings Ltd.
Galaxy Digital Common Shares Galaxy Digital 1 2019-12-10 38 0 -7,800 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-11 38 1.1 100 100 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-11 38 0 -100 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-12 38 1.1197 7,200 7,200 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-12 38 0 -7,200 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-13 38 1.1186 2,800 2,800 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-13 38 0 -2,800 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-16 38 1.0926 11,200 11,200 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-16 38 0 -11,200 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-17 38 1.1343 21,622 21,622 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-17 38 0 -21,622 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-18 38 1.1251 17,930 17,930 Holdings Ltd. Holdings Ltd.
Galaxy Digital Common Shares Galaxy Digital 1 2019-12-18 38 0 -17,930 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-19 38 1.1557 28,802 28,802 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-19 38 0 -28,802 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-20 38 1.1255 4,700 4,700 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-20 38 0 -4,700 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-23 38 1.1147 21,326 21,326 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-23 38 0 -21,326 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-24 38 1.1 3,100 3,100 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-24 38 0 -3,100 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-27 38 1.0991 37,424 37,424 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-27 38 0 -37,424 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-30 38 1.0743 7,000 7,000 Holdings Ltd. Holdings Ltd. Galaxy Digital Common Shares Galaxy Digital 1 2019-12-30 38 0 -7,000 Holdings Ltd. Holdings Ltd.
January 16, 2020 (2020), 43 OSCB 736
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Galleon Gold Corp. Common Shares Russell, R. David 4, 5 2020-01-0322 3,047,000 65,000 Gamehost Inc. Common Shares Gamehost Inc. 1 2019-12-02 10 8.1773 5,100 2,200 Gamehost Inc. Common Shares Gamehost Inc. 1 2019-12-03 10 8.2 7,300 2,200 Gamehost Inc. Common Shares Gamehost Inc. 1 2019-12-04 10 8.2 9,500 2,200 Gamehost Inc. Common Shares Gamehost Inc. 1 2019-12-05 10 8.15 10,200 700 Gamehost Inc. Common Shares Gamehost Inc. 1 2019-12-06 10 8.2 10,800 600 Gamehost Inc. Common Shares Gamehost Inc. 1 2019-12-09 10 8.2 13,000 2,200 Gamehost Inc. Common Shares Gamehost Inc. 1 2019-12-10 10 8.15 15,200 2,200 Gamehost Inc. Common Shares Gamehost Inc. 1 2019-12-11 10 8.2 17,400 2,200 Gamehost Inc. Common Shares Gamehost Inc. 1 2019-12-13 10 8.2 19,600 2,200
Gamehost Inc. Common Shares Gamehost Inc. 1 2019-12-30 38 0 -19,600 Gear Energy Ltd. Common Shares Gear Energy Ltd. 1 2019-12-31 38 0.4542 835,000 835,000 Gear Energy Ltd. Common Shares Gear Energy Ltd. 1 2019-12-31 38 0.4542 0 -835,000 Gear Energy Ltd. Options Ressler, Dustin 5 2020-01-02 52 0.64 1,111,740 -67,000 Gear Energy Ltd. Options Ressler, Dustin 5 2020-01-06 52 0.84 1,077,740 -34,000 Gear Energy Ltd. Options Ressler, Dustin 5 2020-01-07 52 0.73 977,740 -100,000 Gear Energy Ltd. Common Shares Wang, Wilson 4 2019-12-24 10 0.44 -500 Gear Energy Ltd. Common Shares Wang, Wilson 4 2019-12-24 10 0.44 3,564,058 -500 Generation Mining Common Shares Osisko Mining Inc. 3 2020-01-08 10 0.43 7,962,000 -966,500 Limited Genworth MI Canada Common Shares Hewat, Mary-Jo 5 2019-12-31 30 2,104 250 Inc. Genworth MI Canada Common Shares Kubisheski, Mark 7 2019-12-31 30 13 1 Inc. Genworth MI Canada Common Shares Levings, Stuart 4 2019-12-31 30 25,057 348 Inc. Kendrick Genworth MI Canada Common Shares Macdonell, Winsor 5 2019-12-31 30 15,905 1 Inc. James Genworth MI Canada Common Shares Maguire, Elise 7 2019-12-31 30 952 121 Inc. Genworth MI Canada Common Shares Mayers, Philip Adrian 5 2019-12-31 30 14,448 689 Inc. Virgil Genworth MI Canada Common Shares McPherson, Deborah 5 2019-12-31 30 15,441 1,250 Inc. Lynn Genworth MI Canada Common Shares Piroli, Robert John 5 2019-12-31 30 321 147 Inc. Genworth MI Canada Common Shares Piroli, Robert John 5 2019-12-31 30 771 57 Inc.
Genworth MI Canada Common Shares Spitali, Jim 5 2019-12-31 30 2,683 229 Inc. Genworth MI Canada Common Shares Spitali, Jim 5 2019-12-31 30 113 9 Inc. Genworth MI Canada Common Shares Sweeney, Craig 5 2019-12-31 30 10,006 173 Inc. Genworth MI Canada Common Shares Williams, Aaron 7 2019-12-31 30 972 132 Inc. James Glyndwr George Weston Common Shares Binning, Paviter 4, 6 2019-12-31 30 5,480 84 Limited Singh George Weston Common Shares Binning, Paviter 4, 6 2019-12-31 30 59 1 Limited Singh George Weston Rights -Deferred Binning, Paviter 4, 6 2019-12-31 30 31,557 480 Limited Share Units Singh George Weston Rights -Deferred Binning, Paviter 4, 6 2020-01-01 30 31,716 159 Limited Share Units Singh George Weston Performance Share Currie, Gordon 5 2019-12-31 30 23,758 409 Limited Units Andrew McDonald George Weston Performance Share Currie, Gordon 5 2020-01-01 30 23,878 120 Limited Units Andrew McDonald George Weston Restricted Share Currie, Gordon 5 2019-12-31 30 8,498 177 Limited Units Andrew McDonald George Weston Restricted Share Currie, Gordon 5 2020-01-01 30 8,541 43 Limited Units Andrew McDonald George Weston Rights -Deferred Currie, Gordon 5 2019-12-31 30 8,619 179 Limited Share Units Andrew McDonald
January 16, 2020 (2020), 43 OSCB 737
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
George Weston Rights -Deferred Currie, Gordon 5 2020-01-01 30 8,663 44 Limited Share Units Andrew McDonald
George Weston Performance Share Dufresne, Richard 5 2019-12-31 30 25,321 384 Limited Units George Weston Performance Share Dufresne, Richard 5 2020-01-01 30 25,449 128 Limited Units George Weston Restricted Share Dufresne, Richard 5 2019-12-31 30 10,608 161 Limited Units
George Weston Restricted Share Dufresne, Richard 5 2020-01-01 30 10,661 53 Limited Units George Weston Common Shares George Weston 1 2019-12-10 38 109 69,000 69,000 Limited Limited George Weston Common Shares George Weston 1 2019-12-11 38 108.67 138,000 69,000 Limited Limited George Weston Common Shares George Weston 1 2019-12-12 38 107.29 207,000 69,000 Limited Limited George Weston Common Shares George Weston 1 2019-12-13 38 105.49 230,698 23,698 Limited Limited George Weston Common Shares George Weston 1 2019-12-13 38 92,698 -138,000 Limited Limited George Weston Common Shares George Weston 1 2019-12-27 38 0 -92,698 Limited Limited George Weston Performance Share Wasti, Rashid 5 2019-12-31 30 10,174 184 Limited Units George Weston Restricted Share Wasti, Rashid 5 2019-12-31 30 5,278 110 Limited Units George Weston Performance Share Weston, Willard 4, 5 2019-12-31 30 34,749 528 Limited Units Galen Garfield George Weston Performance Share Weston, Willard 4, 5 2020-01-01 30 34,924 175 Limited Units Galen Garfield George Weston Restricted Share Weston, Willard 4, 5 2019-12-31 30 15,131 230 Limited Units Galen Garfield George Weston Restricted Share Weston, Willard 4, 5 2020-01-01 30 15,207 76 Limited Units Galen Garfield Gildan Activewear Inc. Common Shares Gildan Activewear 1 2019-12-03 38 37.916 357,454 1,700 Inc. Gildan Activewear Inc. Common Shares Gildan Activewear 1 2019-12-11 38 37.67 358,654 1,200 Inc. Gildan Activewear Inc. Common Shares Gildan Activewear 1 2019-12-30 38 0 -358,654 Inc. Glance Technologies Common Shares Ashton, Paola 5 2020-01-08 46 0.05 20,000 20,000 Inc. Glance Technologies Common Shares Zhang, Jian Qun 5 2020-01-06 46 0.05 248,889 80,000 Inc. Global Innovation Trust Units Global Innovation 1 2020-01-06 38 10.59 1,008,200 1,000 Dividend Fund Dividend Fund Global Innovation Trust Units Global Innovation 1 2020-01-09 38 10.823 1,008,800 600 Dividend Fund Dividend Fund Global Real Estate & Trust Units Global Real Estate & 1 2020-01-02 38 11.168 479,300 2,200 E-Commerce Dividend E-Commerce Fund Dividend Fund Global Real Estate & Trust Units Global Real Estate & 1 2020-01-06 38 11.05 480,100 800 E-Commerce Dividend E-Commerce Fund Dividend Fund Global Real Estate & Trust Units Global Real Estate & 1 2020-01-09 38 11.179 480,800 700 E-Commerce Dividend E-Commerce Fund Dividend Fund Globex Mining Common Shares Globex Mining 1 2019-12-31 38 0 -9,000 Enterprises Inc. Enterprises Inc. Globex Mining Common Shares Globex Mining 1 2020-01-03 38 0.34 9,000 9,000 Enterprises Inc. Enterprises Inc. Globex Mining Common Shares Globex Mining 1 2020-01-06 38 0.33 17,000 8,000 Enterprises Inc. Enterprises Inc. goeasy Ltd. (formerly, Restricted Share Unit Anzini, Sabrina 5 2020-01-10 56 71.84 6,845 29 easyhome Ltd.) goeasy Ltd. (formerly, Deferred Share Unit Appel, David Harry 4 2020-01-10 56 71.84 64,450 276 easyhome Ltd.) Plan
January 16, 2020 (2020), 43 OSCB 738
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings goeasy Ltd. (formerly, Restricted Share Unit Appel, Jason 5 2020-01-10 56 71.84 14,740 63 easyhome Ltd.) goeasy Ltd. (formerly, Deferred Share Unit Basian, Karen 4 2020-01-10 56 71.84 22,628 96 easyhome Ltd.) Plan goeasy Ltd. (formerly, Restricted Share Unit Cooper, David 4 2020-01-10 56 71.84 6,765 29 easyhome Ltd.) Thomas goeasy Ltd. (formerly, Deferred Share Unit Doniz, Susan 4 2020-01-10 56 71.84 4,550 20 easyhome Ltd.) Plan goeasy Ltd. (formerly, Restricted Share Unit Fiederer, Andrea 5 2020-01-10 56 71.84 24,492 105 easyhome Ltd.) goeasy Ltd. (formerly, Common Shares Ingram, David 4, 5 2020-01-10 35 71.84 1,010 4 easyhome Ltd.) goeasy Ltd. (formerly, Common Shares Ingram, David 4, 5 2020-01-10 35 71.84 1,010 4 easyhome Ltd.) goeasy Ltd. (formerly, Deferred Share Unit Ingram, David 4, 5 2020-01-10 56 71.84 67,433 200 easyhome Ltd.) Plan goeasy Ltd. (formerly, Restricted Share Unit Ingram, David 4, 5 2020-01-10 56 71.84 69,441 298 easyhome Ltd.) goeasy Ltd. (formerly, Deferred Share Unit Johnson, Donald 3, 4 2020-01-10 56 71.84 73,478 314 easyhome Ltd.) Plan Kenneth goeasy Ltd. (formerly, Restricted Share Unit Khouri, Halim 5 2020-01-10 56 71.84 14,138 61 easyhome Ltd.) goeasy Ltd. (formerly, Deferred Share Unit Morrison, Sean 4 2020-01-10 56 71.84 9,585 39 easyhome Ltd.) Plan goeasy Ltd. (formerly, Common Shares Mullins, Jason 5 2020-01-10 35 71.84 59,865 257 easyhome Ltd.) goeasy Ltd. (formerly, Common Shares Mullins, Jason 5 2020-01-10 35 71.84 9,395 40 easyhome Ltd.) goeasy Ltd. (formerly, Common Shares Mullins, Jason 5 2020-01-10 35 71.84 1,267 5 easyhome Ltd.) goeasy Ltd. (formerly, Restricted Share Unit Mullins, Jason 5 2020-01-10 56 71.84 70,709 303 easyhome Ltd.) goeasy Ltd. (formerly, Restricted Share Unit Pennell, Shane 5 2020-01-10 56 71.84 11,302 48 easyhome Ltd.) goeasy Ltd. (formerly, Restricted Share Unit Poole, Steven Donald 5 2020-01-10 56 71.84 8,914 38 easyhome Ltd.) goeasy Ltd. (formerly, Deferred Share Unit Thomson, David J. 4 2020-01-10 56 71.84 27,559 118 easyhome Ltd.) Plan Gold Standard Common Shares Harris, Donald Alan 5 2019-03-15 00 Ventures Corp. Gold Standard Common Shares Harris, Donald Alan 5 2020-01-07 10 0.81 1,825 1,825 Ventures Corp. Gold Standard Common Shares McLeod, Robert John 4 2020-01-06 51 0.77 188,540 75,000 Ventures Corp. Gold Standard Options McLeod, Robert John 4 2020-01-06 51 234,524 -75,000 Ventures Corp. Gold Standard Common Shares Waldkirch, Michael 5 2020-01-09 51 0.77 421,874 50,000 Ventures Corp. Gold Standard Options Waldkirch, Michael 5 2020-01-09 51 0.77 468,153 -50,000 Ventures Corp. Gold X Mining Corp. Convertible Gran Colombia Gold 3 2018-07-26 00 Debentures Corp. Gold X Mining Corp. Convertible Gran Colombia Gold 3 2019-12-31 11 3.2 $5,000,000 Debentures Corp. Gold X Mining Corp. Convertible Gran Colombia Gold 3 2019-12-31 11 3.2 $5,000,000 $5,000,000 Debentures Corp. Golden Star Common Shares LA MANCHA 3 2020-01-08 10 3.3621 33,066,804 50,000 Resources Ltd. HOLDING S.A.R.L. Golden Star Common Shares Quartey, Mona Helen 4 2017-05-04 00 Resources Ltd. Kabuki Golden Star Common Shares Quartey, Mona Helen 4 2017-06-07 00 Resources Ltd. Kabuki Golden Star Deferred Share Units Quartey, Mona Helen 4 2017-05-04 00 Resources Ltd. Kabuki Golden Star Deferred Share Units Quartey, Mona Helen 4 2017-06-07 00 Resources Ltd. Kabuki
January 16, 2020 (2020), 43 OSCB 739
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Golden Star Options Quartey, Mona Helen 4 2017-05-04 00 100,000 Resources Ltd. Kabuki
Golden Star Options Quartey, Mona Helen 4 2017-06-07 00 Resources Ltd. Kabuki GoldMining Inc. Common Shares DAWSON, GARNET 4, 5 2020-01-03 51 0.71 209,722 100,000 (formerly Brazil L. Resources Inc.)
GoldMining Inc. Options DAWSON, GARNET 4, 5 2020-01-03 51 1,110,000 -100,000 (formerly Brazil L. Resources Inc.) GoldMining Inc. Common Shares Kong, David TokPay 4 2020-01-07 10 1.46 182,900 -10,000 (formerly Brazil Resources Inc.) GoldMining Inc. Common Shares Kong, David TokPay 4 2020-01-08 51 0.71 282,900 100,000 (formerly Brazil Resources Inc.) GoldMining Inc. Common Shares Kong, David TokPay 4 2020-01-08 10 1.38 269,300 -13,600 (formerly Brazil Resources Inc.) GoldMining Inc. Common Shares Kong, David TokPay 4 2020-01-09 10 1.31 259,300 -10,000 (formerly Brazil Resources Inc.) GoldMining Inc. Common Shares Kong, David TokPay 4 2020-01-10 10 1.37 229,400 -29,900 (formerly Brazil Resources Inc.) GoldMining Inc. Options Kong, David TokPay 4 2020-01-08 51 425,000 -100,000 (formerly Brazil Resources Inc.) Goliath Resources Common Shares Rosmus, Roger 4, 5 2020-01-09 10 119 -448,600 Limited Goliath Resources Common Shares Warren, Graham 5 2020-01-09 10 0.02 1,271,000 -79,000 Limited Goliath Resources Common Shares Warren, Graham 5 2020-01-10 10 0.02 1,215,000 -56,000 Limited GoviEx Uranium Inc. Warrants Wallace, Christopher 4 2019-12-22 55 150,000 -40,000 Gran Colombia Gold Common Shares NOGUERA, JOSE 5 2019-12-31 51 3.67 22,900 22,900 Corp. Gran Colombia Gold Common Shares NOGUERA, JOSE 5 2019-12-31 10 5.6031 0 -22,900 Corp. Gran Colombia Gold Common Shares NOGUERA, JOSE 5 2020-01-02 51 3.67 13,500 13,500 Corp. Gran Colombia Gold Common Shares NOGUERA, JOSE 5 2020-01-02 10 5.6096 0 -13,500 Corp. Gran Colombia Gold Common Shares NOGUERA, JOSE 5 2020-01-03 51 3.67 8,600 8,600 Corp. Gran Colombia Gold Common Shares NOGUERA, JOSE 5 2020-01-03 10 5.6047 0 -8,600 Corp. Gran Colombia Gold Common Shares NOGUERA, JOSE 5 2020-01-06 51 3.67 1,000 1,000 Corp. Gran Colombia Gold Common Shares NOGUERA, JOSE 5 2020-01-06 10 5.65 0 -1,000 Corp. Gran Colombia Gold Common Shares NOGUERA, JOSE 5 2020-01-07 51 3.67 1,000 1,000 Corp. Gran Colombia Gold Common Shares NOGUERA, JOSE 5 2020-01-07 10 5.6 0 -1,000 Corp. Gran Colombia Gold Options NOGUERA, JOSE 5 2019-12-31 51 3.67 24,100 -22,900 Corp. Gran Colombia Gold Options NOGUERA, JOSE 5 2020-01-02 51 3.67 10,600 -13,500 Corp. Gran Colombia Gold Options NOGUERA, JOSE 5 2020-01-03 51 3.67 2,000 -8,600 Corp. Gran Colombia Gold Options NOGUERA, JOSE 5 2020-01-06 51 3.67 1,000 -1,000 Corp. Gran Colombia Gold Options NOGUERA, JOSE 5 2020-01-07 51 3.67 0 -1,000 Corp. Grande West DSU Miller, Joseph 4 2020-01-03 46 0.48 37,492 13,020 Transportation Group Inc.
January 16, 2020 (2020), 43 OSCB 740
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Grande West DSU Strong, Christopher 4 2020-01-03 46 0.48 39,148 13,533 Transportation Group Davis Inc.
Grande West DSU White, James David 4 2019-09-24 00 Transportation Group Alexander Inc. Grande West DSU White, James David 4 2020-01-03 56 13,984 13,984 Transportation Group Alexander Inc. Granite REIT Inc. Deferred Share Units Murray, Sheila A. 4 2019-12-31 56 66.67 812 30 Granite REIT Inc. Deferred Share Units Murray, Sheila A. 4 2020-01-01 56 66.43 2,694 1,882 Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.02 100 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.04 200 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.06 300 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.12 900 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.13 1,000 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.135 1,100 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.145 1,200 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.15 1,600 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.17 1,700 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.18 1,800 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.19 1,900 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.2 3,100 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.21 3,600 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.23 3,900 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-02 38 42.24 7,200 3,300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.31 8,100 900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.33 8,300 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.34 8,900 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.36 9,200 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.38 9,500 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.39 10,500 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.4 10,800 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.41 11,000 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.42 16,400 5,400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.43 17,400 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.45 19,800 2,400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.47 20,200 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.49 21,100 900 Gaming Corporation Gaming Corporation
January 16, 2020 (2020), 43 OSCB 741
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.5 22,600 1,500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.52 22,800 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.53 26,900 4,100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.55 29,000 2,100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.56 32,600 3,600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.58 33,100 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.59 36,100 3,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.62 38,100 2,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.63 38,300 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.64 38,500 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.65 39,700 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.66 39,900 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.68 40,500 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.69 42,800 2,300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.71 43,300 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.72 43,439 139 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.73 45,639 2,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.74 45,739 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.75 53,939 8,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.76 57,339 3,400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.78 61,039 3,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.79 63,539 2,500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.8 65,039 1,500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.81 68,639 3,600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.83 69,239 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.84 69,739 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.88 70,339 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-03 38 41.89 71,639 1,300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.69 71,739 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.7 71,839 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.71 72,139 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.73 72,739 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.74 73,539 800 Gaming Corporation Gaming Corporation
January 16, 2020 (2020), 43 OSCB 742
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.75 74,339 800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.78 74,439 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.79 74,639 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.8 74,839 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.82 75,039 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.83 76,239 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.84 77,439 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.85 77,539 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.88 77,939 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.89 78,039 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.9 79,239 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.91 79,639 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.92 80,139 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.94 81,039 900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.95 81,139 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.96 81,339 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 41.98 81,539 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-04 38 42 99,339 17,800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.57 99,439 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.59 99,939 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.6 100,639 700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.62 101,039 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.63 101,739 700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.64 103,139 1,400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.65 103,739 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.66 105,239 1,500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.67 105,639 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.68 106,839 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.69 107,439 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.7 107,739 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.71 107,839 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.73 110,239 2,400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-10 38 42.75 111,939 1,700 Gaming Corporation Gaming Corporation
January 16, 2020 (2020), 43 OSCB 743
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.46 112,039 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.51 112,139 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.53 112,439 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.54 112,739 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.55 112,939 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.56 113,839 900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.57 114,639 800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.59 115,339 700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.595 115,439 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.6 117,239 1,800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.61 117,639 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.62 117,739 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.63 118,939 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.64 122,739 3,800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.65 123,639 900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.66 124,139 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.67 124,539 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.68 125,339 800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.69 125,439 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.7 126,039 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.72 126,439 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.73 126,839 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.74 126,939 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.745 127,039 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-11 38 42.75 127,739 700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-12 38 42.59 127,839 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-12 38 42.62 127,939 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-12 38 42.71 128,039 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-12 38 42.75 128,139 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-12 38 42.77 206,845 78,706 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.27 207,745 900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.28 208,745 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.31 208,945 200 Gaming Corporation Gaming Corporation
January 16, 2020 (2020), 43 OSCB 744
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.32 209,845 900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.34 209,945 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.36 210,145 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.38 210,345 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.4 210,445 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.49 211,845 1,400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.61 212,445 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.65 215,945 3,500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.66 217,045 1,100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.68 219,245 2,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.69 219,445 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.7 221,045 1,600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-13 38 42.75 227,945 6,900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.75 252,245 24,300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.76 252,545 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.77 252,745 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.78 252,845 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.79 253,245 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.8 253,945 700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.81 254,545 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.82 255,145 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.83 256,245 1,100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.84 257,245 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.85 258,445 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.86 260,345 1,900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.87 262,045 1,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-16 38 42.89 262,245 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-17 38 42.81 262,545 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-17 38 43 265,245 2,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-17 38 43.25 459,245 194,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.76 459,645 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.77 460,645 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.78 461,145 500 Gaming Corporation Gaming Corporation
January 16, 2020 (2020), 43 OSCB 745
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.78 800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.79 461,945 800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.82 462,445 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.84 463,445 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.85 463,945 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.86 465,945 2,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.87 466,845 900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.88 468,245 1,400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.89 472,645 4,400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.9 473,645 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.91 475,245 1,600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.92 476,945 1,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.93 480,845 3,900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.94 486,545 5,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.94 7,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.95 494,245 7,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.96 500,945 6,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.965 501,345 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.97 504,645 3,300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.98 507,645 3,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 42.99 510,484 2,839 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-18 38 43 523,684 13,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.24 523,784 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.26 523,884 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.28 523,984 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.3 524,284 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.31 524,484 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.32 524,684 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.33 527,184 2,500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.34 529,084 1,900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.35 530,184 1,100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.36 533,384 3,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.37 533,784 400 Gaming Corporation Gaming Corporation
January 16, 2020 (2020), 43 OSCB 746
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.38 536,584 2,800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.39 539,784 3,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.4 541,884 2,100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.41 542,584 700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.43 543,584 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.44 544,784 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.45 545,784 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.47 548,884 3,100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.48 550,023 1,139 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.49 551,823 1,800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.5 555,723 3,900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.51 559,623 3,900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.52 560,023 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.53 562,423 2,400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.54 563,623 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.55 565,523 1,900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.57 566,823 1,300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.6 568,523 1,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.61 568,723 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.62 568,923 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.63 571,523 2,600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.65 572,723 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.68 572,823 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.69 573,823 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.73 573,923 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.75 575,123 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.76 575,523 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.78 576,023 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.79 576,823 800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.8 577,323 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.84 577,723 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.94 578,123 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.96 579,323 1,200 Gaming Corporation Gaming Corporation
January 16, 2020 (2020), 43 OSCB 747
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Great Canadian Common Shares Great Canadian 1 2019-12-19 38 42.99 584,823 5,500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-19 38 43 588,123 3,300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.6 589,023 900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.68 591,323 2,300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.86 591,423 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.87 592,223 800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.88 592,962 739 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.89 593,662 700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.9 593,762 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.92 594,662 900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.93 602,162 7,500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.95 603,062 900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.96 605,262 2,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.97 607,262 2,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.98 608,462 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 42.99 609,762 1,300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-20 38 43 652,562 42,800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.55 653,862 1,300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.57 654,062 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.59 657,062 3,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.61 657,662 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.62 657,862 200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.65 657,962 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.69 658,262 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.7 658,562 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.73 658,962 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.75 659,262 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.78 660,462 1,200 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.79 661,862 1,400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.8 661,962 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.81 662,062 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.83 662,362 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.86 664,362 2,000 Gaming Corporation Gaming Corporation
January 16, 2020 (2020), 43 OSCB 748
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.87 664,962 600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.9 666,862 1,900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.91 667,262 400 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.92 668,562 1,300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.94 669,562 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 42.95 671,062 1,500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 43 671,562 500 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-23 38 43.25 900,362 228,800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-24 38 43 904,262 3,900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-27 38 42.96 906,862 2,600 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-27 38 42.99 907,162 300 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-27 38 43 924,962 17,800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 42.73 925,062 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 42.74 926,062 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 42.75 927,062 1,000 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 42.79 927,162 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 42.8 928,062 900 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 42.81 928,162 100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 42.85 928,862 700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 42.91 929,662 800 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 42.93 931,362 1,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 42.94 933,062 1,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 42.98 934,162 1,100 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-30 38 43 942,862 8,700 Gaming Corporation Gaming Corporation Great Canadian Common Shares Great Canadian 1 2019-12-31 38 17,900 -924,962 Gaming Corporation Gaming Corporation Great Canadian Common Shares Newsome, Matthew 5 2020-01-06 51 20.12 12,609 9,500 Gaming Corporation Alexander Great Canadian Common Shares Newsome, Matthew 5 2020-01-06 10 42.307 3,109 -9,500 Gaming Corporation Alexander Great Canadian Options Newsome, Matthew 5 2020-01-06 51 20.12 21,000 -9,500 Gaming Corporation Alexander Great-West Lifeco Inc. Deferred Share Units Bibeau, Marc A. 6 2019-12-31 56 33.26 40 Great-West Lifeco Inc. Deferred Share Units Bibeau, Marc A. 6 2019-12-31 30 33.26 3,307 40 Great-West Lifeco Inc. Deferred Share Units Coutu, Marcel R. 4 2019-12-31 56 33.294 3,752 Great-West Lifeco Inc. Deferred Share Units Coutu, Marcel R. 4 2019-12-31 56 33.294 3,752 Great-West Lifeco Inc. Deferred Share Units Coutu, Marcel R. 4 2019-12-31 56 33.294 66,508 3,753 Great-West Lifeco Inc. Deferred Share Units Desmarais, André 4 2019-12-31 56 33.284 5,318 Great-West Lifeco Inc. Deferred Share Units Desmarais, André 4 2019-12-31 56 33.284 194,135 5,318 Great-West Lifeco Inc. Deferred Share Units Desmarais, Olivier 7 2019-12-31 56 33.295 1,576 Great-West Lifeco Inc. Deferred Share Units Desmarais, Olivier 7 2019-12-31 56 33.295 24,275 1,576
January 16, 2020 (2020), 43 OSCB 749
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Great-West Lifeco Inc. Deferred Share Units Desmarais, Paul III 7 2019-12-31 56 33.29 912 Great-West Lifeco Inc. Deferred Share Units Desmarais, Paul III 7 2019-12-31 56 33.29 23,144 912
Great-West Lifeco Inc. Deferred Share Units Desmarais, Paul Jr. 4 2019-12-31 56 33.288 1,686 Great-West Lifeco Inc. Deferred Share Units Desmarais, Paul Jr. 4 2019-12-31 56 33.289 46,819 1,686 Great-West Lifeco Inc. Deferred Share Units Doer, Gary Albert 4 2019-12-31 56 33.298 1,197 Great-West Lifeco Inc. Deferred Share Units Doer, Gary Albert 4 2019-12-31 56 33.299 10,749 1,197
Great-West Lifeco Inc. Deferred Share Units Généreux, Claude 4 2019-12-31 56 33.296 3,682 Great-West Lifeco Inc. Deferred Share Units Généreux, Claude 4 2019-12-31 56 33.296 49,409 3,682
Great-West Lifeco Inc. Deferred Share Units Jackson, John David 4 2019-12-31 56 33.295 917 Allan Great-West Lifeco Inc. Deferred Share Units Jackson, John David 4 2019-12-31 56 33.295 14,316 917 Allan
Great-West Lifeco Inc. Deferred Share Units McArthur, Susan J. 4 2019-12-31 56 33.299 2,157 Great-West Lifeco Inc. Deferred Share Units McArthur, Susan J. 4 2019-12-31 56 33.299 18,743 2,157
Great-West Lifeco Inc. Deferred Share Units Orr, Robert Jeffrey 4, 6 2019-12-31 56 33.273 3,495 Great-West Lifeco Inc. Deferred Share Units Orr, Robert Jeffrey 4, 6 2019-12-31 56 33.273 198,133 3,495 Great-West Lifeco Inc. Deferred Share Units Plessis-Bélair, Michel 6 2019-12-31 56 33.26 390 Great-West Lifeco Inc. Deferred Share Units Plessis-Bélair, Michel 6 2019-12-31 30 33.26 31,765 390 Great-West Lifeco Inc. Deferred Share Units Ryan, Thomas 4 2019-12-31 56 33.296 4,704 Timothy, Jr. Great-West Lifeco Inc. Deferred Share Units Ryan, Thomas 4 2019-12-31 56 33.296 67,468 4,704 Timothy, Jr. Great-West Lifeco Inc. Deferred Share Units Szathmary, Emoke 6 2019-12-31 56 33.26 460 Jolan Erzsebet Great-West Lifeco Inc. Deferred Share Units Szathmary, Emoke 6 2019-12-31 30 33.26 37,551 460 Jolan Erzsebet Great-West Lifeco Inc. Deferred Share Units Tretiak, Gregory 4, 6 2019-12-31 56 33.294 1,499 Dennis Great-West Lifeco Inc. Deferred Share Units Tretiak, Gregory 4, 6 2019-12-31 56 33.294 26,314 1,499 Dennis Great-West Lifeco Inc. Deferred Share Units Vanaselja, Siim A. 4 2019-12-31 56 33.295 2,681 Great-West Lifeco Inc. Deferred Share Units Vanaselja, Siim A. 4 2019-12-31 56 33.295 40,343 2,681 Greenfields Petroleum Common Shares Clark, Dean Antony 3 2020-01-07 10 0.05 2,120,000 160,000 Corporation Grid Metals Corp. Common Shares Dunbar, Robin 4, 5 2019-12-31 16 0.125 745,416 200,000 Edward Hamilton Thorne Ltd. Common Shares Gendron, Dean Paul 4 2020-01-08 10 1.04 194,032 -45,800 Hamilton Thorne Ltd. Common Shares Gendron, Dean Paul 4 2020-01-08 10 1.045 189,832 -4,200 Hamilton Thorne Ltd. Common Shares Maruzzo, Bruno 4 2020-01-08 10 1.04 560,000 -125,000 Hamilton Thorne Ltd. Common Shares Potter, Robert J 4 2020-01-09 10 1.1 79,143 -5,600 Hamilton Thorne Ltd. Common Shares Potter, Robert J 4 2020-01-10 10 1.1 57,843 -21,300 Hammond Power Common Shares HAMMOND, BILL 6 2019-12-31 30 1,063,152 950 Solutions Inc. Class A Hammond Power Common Shares HUETHER, CHRIS 5 2019-12-31 30 12,962 609 Solutions Inc. Class A Happy Creek Minerals Common Shares Cathro, Mike 4 2020-01-06 10 0.08 581,000 66,000 Ltd. Happy Creek Minerals Options Segsworth, Walter 4 2020-01-09 52 0.22 250,000 -750,000 Ltd. Thomas Hardwoods Common Shares Hardwoods 1 2019-12-03 38 15.526 500 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-03 38 15.526 500 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-03 38 15.526 16,750 500 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-04 38 -16,750 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-04 38 -16,750 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-04 38 500 -16,250 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-04 38 15.547 1,900 1,400 Distribution Inc. Distribution Inc.
January 16, 2020 (2020), 43 OSCB 750
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Hardwoods Common Shares Hardwoods 1 2019-12-05 38 15.589 2,300 400 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-06 38 15.57 2,600 300 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-09 38 15.571 5,000 2,400 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-10 38 15.43 5,100 100 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-11 38 15.557 10,000 4,900 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-12 38 15.52 15,000 5,000 Distribution Inc. Distribution Inc. Hardwoods Common Shares Hardwoods 1 2019-12-13 38 15.508 16,700 1,700 Distribution Inc. Distribution Inc. Hemisphere Energy Common Shares Borowicz, Frank 4 2020-01-06 10 0.19 1,537,500 47,000 Corporation Stephen
Hemisphere Energy Common Shares Hemisphere Energy 1 2019-09-12 38 0.15 50,000 Corporation Corporation Hemisphere Energy Common Shares Hemisphere Energy 1 2019-09-12 38 0.15 50,000 Corporation Corporation Hemisphere Energy Common Shares Hemisphere Energy 1 2019-12-02 38 0.155 55,000 Corporation Corporation Hemisphere Energy Common Shares Hemisphere Energy 1 2019-12-02 38 0.155 307,000 55,500 Corporation Corporation Hemisphere Energy Common Shares Hemisphere Energy 1 2019-12-03 38 0.155 363,000 56,000 Corporation Corporation Hemisphere Energy Common Shares Hemisphere Energy 1 2019-12-12 38 0.15 161,500 50,000 Corporation Corporation Hemisphere Energy Common Shares Hemisphere Energy 1 2019-12-16 38 0.16 162,500 1,000 Corporation Corporation Hemisphere Energy Common Shares Hemisphere Energy 1 2019-12-23 38 0.205 218,500 56,000 Corporation Corporation Hemisphere Energy Common Shares Hemisphere Energy 1 2019-12-24 38 0.19 261,500 43,000 Corporation Corporation Hemisphere Energy Common Shares Hemisphere Energy 1 2020-01-10 38 0 -261,500 Corporation Corporation Hemp for Health Inc. Common Shares Eadie, Robert 3, 4, 2020-01-02 10 0.15 2,988,001 25,000 5 HEXO Corp. Common Shares Chiara, Vincent 4 2019-12-31 10 2.12 245,200 140,500 HEXO Corp. Common Shares Munzar, Michael R. 4 2020-01-07 10 1.81 153,000 13,000 HighGold Mining Inc. Common Shares Electrum Strategic 3 2019-12-30 10 1.3517 2,549,876 -18,800 Opportunities Fund II L.P. HighGold Mining Inc. Common Shares Electrum Strategic 3 2019-12-31 10 1.3031 2,434,676 -115,200 Opportunities Fund II L.P. HighGold Mining Inc. Common Shares Electrum Strategic 3 2020-01-02 10 1.3056 2,385,176 -49,500 Opportunities Fund II L.P. HighGold Mining Inc. Common Shares Electrum Strategic 3 2020-01-03 10 1.3 2,379,676 -5,500 Opportunities Fund II L.P. Hillcrest Petroleum Common Shares Currie, Donald James 4, 5 2020-01-03 36 0.05 10,715,813 5,570,813 Ltd. HLS Therapeutics Inc. Common Shares Orbimed Advisors 3 2020-01-02 54 0.009 63,163 63,163 LLC HLS Therapeutics Inc. Common Shares Orbimed Advisors 3 2020-01-02 54 0.009 1,958,589 189,489 LLC HLS Therapeutics Inc. Common Shares Orbimed Advisors 3 2020-01-02 54 0.009 652,863 63,163 LLC HLS Therapeutics Inc. Warrants Orbimed Advisors 3 2020-01-02 54 0.009 199,029 -63,192 LLC HLS Therapeutics Inc. Warrants Orbimed Advisors 3 2020-01-02 54 0.009 597,085 -189,576 LLC HLS Therapeutics Inc. Warrants Orbimed Advisors 3 2020-01-02 54 0.009 199,029 -63,192 LLC
January 16, 2020 (2020), 43 OSCB 751
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Hudbay Minerals Inc. Common Shares GMT Capital Corp 3 2020-01-07 10 3.87 6,930,690 63,000 (formerly HudBay Minerals Inc.) Hudbay Minerals Inc. Common Shares GMT Capital Corp 3 2020-01-07 10 3.87 8,022,720 99,400 (formerly HudBay Minerals Inc.) Hudbay Minerals Inc. Common Shares GMT Capital Corp 3 2020-01-07 10 3.87 11,454,190 97,600 (formerly HudBay Minerals Inc.) Hudbay Minerals Inc. Common Shares GMT Capital Corp 3 2020-01-07 10 3.87 1,038,900 10,100 (formerly HudBay Minerals Inc.) HUSKY ENERGY INC. Common Shares Allison, Bradley 7 2020-01-02 30 10.68 34 34 Harvey HUSKY ENERGY INC. Common Shares Allison, Bradley 7 2020-01-03 10 10.52 0 -34 Harvey
HUSKY ENERGY INC. Options Gardner, David A 7 2019-12-15 52 299,430 -40,000
Hydro One Limited Common Shares Lebeter, David 5 2020-01-02 00 Leonard Hydro One Limited Rights LTIP (Cash Lebeter, David 5 2020-01-02 00 Settled) Leonard Hydro One Limited Common Shares Wolburgh Jenah, 4 2020-01-01 00 1,143 Susan Hydro One Limited Common Shares Wolburgh Jenah, 4 2020-01-01 00 500 Susan Hydro One Limited Common Shares Wolburgh Jenah, 4 2020-01-01 00 500 Susan IAMGOLD Corporation Common Shares Letwin, Stephen 4 2019-12-31 30 818,275 29,032 Joseph James IAMGOLD Corporation Common Shares MacDougall, Craig 5 2019-12-31 30 161,081 14,123 Stephen IAMGOLD Corporation Common Shares Snow, Jeffery 5 2019-12-31 30 248,865 14,078 Alexander iAnthus Capital Options Ellis, Diane 4 2019-12-16 00 116,860 Holdings, Inc. IBEX Options Baehr, Paul 4, 5 2019-12-20 52 75,000 -300,000 TECHNOLOGIES INC. IBEX Options Bergeron, Claire 5 2019-12-20 52 110,000 -50,000 TECHNOLOGIES INC. IBEX Options DeLuccia, Robert 4 2019-12-20 52 110,000 -50,000 TECHNOLOGIES INC.
IBEX Options Netto, Danilo 4 2019-12-20 52 75,000 -50,000 TECHNOLOGIES INC.
iLOOKABOUT Corp. Deferred Share Units Kelsey, James 4 2019-08-27 00 iLOOKABOUT Corp. Deferred Share Units Kelsey, James 4 2020-01-03 56 39,682 39,682 IMAX Corporation Rights Performance Gelfond, Richard L. 4, 5 2004-05-10 00 Share Units IMAX Corporation Rights Performance Gelfond, Richard L. 4, 5 2020-01-02 56 134,171 134,171 Share Units IMAX Corporation Rights Restricted Gelfond, Richard L. 4, 5 2020-01-02 56 134,146 134,146 Share Unit IMC International Options Aujla, Harwinder 4 2019-12-30 37 0.16 200,000 100,000 Mining Corp. Singh Mike IMC International Options Aujla, Harwinder 4 2019-12-30 37 0.5 225,000 25,000 Mining Corp. Singh Mike IMC International Common Shares Dusenbury, Eli 5 2020-01-02 37 200,000 100,000 Mining Corp. Seamus Sweet IMC International Options Dusenbury, Eli 5 2020-01-02 37 70,000 10,000 Mining Corp. Seamus Sweet IMC International Options Dusenbury, Eli 5 2020-01-02 37 120,000 50,000 Mining Corp. Seamus Sweet IMC International Warrants Dusenbury, Eli 5 2020-01-02 37 200,000 100,000 Mining Corp. Seamus Sweet IMC International Common Shares Parmar, Amandeep 3 2019-09-22 00 Mining Corp. Singh IMC International Common Shares Parmar, Amandeep 3 2019-09-22 00 Mining Corp. Singh
January 16, 2020 (2020), 43 OSCB 752
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
IMC International Common Shares Parmar, Amandeep 3 2019-12-31 37 2,824,114 1,412,057 Mining Corp. Singh
IMC International Options Parmar, Amandeep 3 2019-09-22 00 75,000 Mining Corp. Singh IMC International Warrants Parmar, Amandeep 3 2019-09-22 00 Mining Corp. Singh IMC International Warrants Parmar, Amandeep 3 2019-09-22 00 Mining Corp. Singh IMC International Warrants Parmar, Amandeep 3 2019-12-31 37 0.05 2,120,000 1,060,000 Mining Corp. Singh
IMC International Common Shares Rae Ventures Inc. 3 2019-12-30 37 3,102,114 1,551,057 Mining Corp.
IMC International Options Rae Ventures Inc. 3 2019-12-30 37 350,000 7,500 Mining Corp. IMC International Options Rae Ventures Inc. 3 2019-12-30 37 0.5 385,000 35,000 Mining Corp. IMC International Options Rae Ventures Inc. 3 2019-12-30 37 0.16 685,000 300,000 Mining Corp. IMC International Warrants Rae Ventures Inc. 3 2019-09-22 00 Mining Corp. IMC International Warrants Rae Ventures Inc. 3 2019-09-22 00 1,200,000 Mining Corp. IMC International Warrants Rae Ventures Inc. 3 2019-12-30 37 120,000 Mining Corp. IMC International Warrants Rae Ventures Inc. 3 2019-12-30 37 0.05 2,400,000 1,200,000 Mining Corp. IMC International Common Shares Thurston, Brian 4, 5 2019-12-30 37 10,000 5,000 Mining Corp. IMC International Options Thurston, Brian 4, 5 2019-12-30 37 0.16 325,000 150,000 Mining Corp. IMC International Options Thurston, Brian 4, 5 2019-12-30 37 0.5 350,000 25,000 Mining Corp. Imperial Metals Common Shares Deepwell, Andre 5 2020-01-07 30 1.61 303,535 3,159 Corporation Henry Imperial Metals Warrants Dhillon, Darb 5 2017-04-24 00 Corporation Imperial Metals Warrants Dhillon, Darb 5 2017-04-24 00 Corporation Imperial Metals Warrants Dhillon, Darb 5 2017-10-27 16 2,200 Corporation
Imperial Metals Warrants Dhillon, Darb 5 2017-10-27 16 2,200 Corporation
Imperial Metals Warrants Edwards, Norman 3 2020-01-07 55 0 -843,041 Corporation Murray Imperial Metals Common Shares KYNOCH, J. BRIAN 4, 5 2020-01-07 30 1.61 1,318,977 3,621 Corporation Imperial Metals Warrants KYNOCH, J. BRIAN 4, 5 2019-10-27 55 0 -5,500 Corporation Imperial Metals Notes - On March 15, Lebel, Pierre 4 2019-08-15 38 $0 -$150,000 Corporation 2019 maturity extended to September 15, 2019 Imperial Metals Warrants Moeller, Larry G. 4 2019-10-27 55 0 -45,500 Corporation Imperial Metals Common Shares Thompson, Randall 5 2020-01-07 30 1.61 8,876 2,634 Corporation Imperial Metals Options Thompson, Randall 5 2018-07-06 00 Corporation Imperial Metals Options Thompson, Randall 5 2020-01-07 30 1.61 2,634 Corporation Imperial Metals Options Thompson, Randall 5 2020-01-07 30 1.61 2,634 Corporation Imperial Metals Units Thompson, Randall 5 2018-07-06 00 Corporation Imperial Metals Units Thompson, Randall 5 2018-07-06 00 Corporation
January 16, 2020 (2020), 43 OSCB 753
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Imperial Metals Units Thompson, Randall 5 2019-11-25 30 2.12 2,002 Corporation
Imperial Metals Units Thompson, Randall 5 2019-11-25 30 2.12 2,002 Corporation Imperial Metals Warrants YURKOWSKI, 4 2019-10-27 55 0 -5,500 Corporation EDWARD ALFRED Imperial Oil Limited Common Shares Exxon Mobil 3 2020-01-02 38 34.52 517,646,741 -108,546 Corporation Imperial Oil Limited Common Shares Exxon Mobil 3 2020-01-03 38 34.46 517,538,195 -108,546 Corporation Imperial Oil Limited Common Shares Exxon Mobil 3 2020-01-06 38 34.86 517,429,649 -108,546 Corporation Imperial Oil Limited Common Shares Exxon Mobil 3 2020-01-07 38 34.52 517,321,104 -108,545 Corporation Imperial Oil Limited Common Shares Exxon Mobil 3 2020-01-08 38 34.66 517,212,558 -108,546 Corporation Imperial Oil Limited Common Shares Exxon Mobil 3 2020-01-09 38 35.14 517,104,012 -108,546 Corporation Imperial Oil Limited Common Shares Hughes, Denise 5 2019-06-30 30 36.245 6,474 27 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-06-30 30 36.035 6,473 -1 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-07-31 30 36.627 6,539 66 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-07-31 30 35.873 6,538 -1 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-08-31 30 34.164 6,567 29 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-08-31 30 35.635 6,566 -1 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-09-30 30 34.445 6,595 29 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-09-30 30 32.37 6,594 -1 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-10-31 30 34.516 6,664 70 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-10-31 30 34.19 6,663 -1 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-11-30 30 33.224 6,693 30 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-11-30 30 33.153 6,692 -1 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-12-18 47 33.371 6,379 -313 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-12-31 30 33.268 6,409 30 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2019-12-31 30 33.112 6,408 -1 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2020-01-02 30 34.5 6,407 -1 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2020-01-02 30 34.14 6,450 43 Helen Imperial Oil Limited Common Shares Hughes, Denise 5 2020-01-07 90 34.69 6,440 -10 Helen Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-02 38 33.082 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-02 38 33.082 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-02 38 33.15 108,551 108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-02 38 33.15 0 -108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-03 38 32.562 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-03 38 32.562 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-03 38 32.1 108,550 108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-03 38 32.1 0 -108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-04 38 32.414 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-04 38 32.414 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-04 38 32.38 108,551 108,551
January 16, 2020 (2020), 43 OSCB 754
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-04 38 32.38 0 -108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-05 38 32.404 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-05 38 32.404 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-05 38 32.28 108,550 108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-05 38 32.28 0 -108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-06 38 33.148 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-06 38 33.148 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-06 38 33.39 108,550 108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-06 38 33.39 0 -108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-09 38 33.343 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-09 38 33.343 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-09 38 33.17 108,551 108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-09 38 33.17 0 -108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-10 38 33.385 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-10 38 33.385 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-10 38 33.47 108,550 108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-10 38 33.47 0 -108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-11 38 33.397 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-11 38 33.397 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-11 38 33.2 108,551 108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-11 38 33.2 0 -108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-12 38 33.564 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-12 38 33.564 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-12 38 33.47 108,550 108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-12 38 33.47 0 -108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-13 38 33.363 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-13 38 33.363 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-13 38 33.36 108,551 108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-13 38 33.36 0 -108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-16 38 33.425 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-16 38 33.425 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-16 38 33.32 108,550 108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-16 38 33.32 0 -108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-17 38 33.547 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-17 38 33.547 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-17 38 33.4 108,551 108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-17 38 33.4 0 -108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-18 38 33.521 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-18 38 33.521 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-18 38 33.56 108,550 108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-18 38 33.56 0 -108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-19 38 34.022 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-19 38 34.022 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-19 38 34.14 108,551 108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-19 38 34.14 0 -108,551 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-20 38 34.138 47,413 47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-20 38 34.138 0 -47,413 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-20 38 34.08 108,550 108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-20 38 34.08 0 -108,550 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-24 38 34.58 650 650 Imperial Oil Limited Common Shares Imperial Oil Limited 1 2019-12-24 38 34.58 0 -650 Indiva Limited Options Carse, Robert 7 2019-05-06 00 William Indiva Limited Options Carse, Robert 7 2019-05-09 50 200,000 200,000 William Input Capital Corp. Common Shares Burgess, James 5 2019-12-31 30 0.81 37,569 22,569 Input Capital Corp. Common Shares Farquhar, Bradley 4, 5 2019-12-31 30 0.77 14,417 14,417 Douglas
January 16, 2020 (2020), 43 OSCB 755
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Input Capital Corp. Common Shares Input Capital Corp. 1 2019-12-02 38 0.7484 89,000 70,000 Input Capital Corp. Common Shares Input Capital Corp. 1 2019-12-03 38 0.75 144,500 55,500 Input Capital Corp. Common Shares Input Capital Corp. 1 2019-12-04 38 0.7468 242,500 98,000 Input Capital Corp. Common Shares Input Capital Corp. 1 2019-12-05 38 0.75 328,500 86,000 Input Capital Corp. Common Shares Input Capital Corp. 1 2019-12-06 38 0.7473 385,000 56,500 Input Capital Corp. Common Shares Input Capital Corp. 1 2019-12-31 38 0 -385,000 Intact Financial Common Shares Gagnon, Louis 5 2020-01-03 47 142.28 21,260 -1,602 Corporation
Inter Pipeline Ltd. Rights Restricted Shaw, Richard A. 4 2019-12-31 57 15,187 -5,175 Share Units
InterRent Real Estate Deferred Units Amirault, Paul 4 2019-12-31 56 133,343 3,088 Investment Trust
InterRent Real Estate Deferred Units Bouzanis, Paul 4 2019-12-31 56 91,673 2,787 Investment Trust
InterRent Real Estate Deferred Units Clancy, Michael 5 2019-12-31 56 27,464 1,935 Investment Trust Robert InterRent Real Estate Trust Units Clancy, Michael 5 2019-12-31 10 15.67 4,000 Investment Trust Robert InterRent Real Estate Trust Units Clancy, Michael 5 2019-12-31 10 15.67 52,101 4,000 Investment Trust Robert InterRent Real Estate Deferred Units JUSSUP, WILLIAM 4 2019-12-31 56 5,421 2,210 Investment Trust JOHN InterRent Real Estate Deferred Units Leslie, Ronald A. 4 2019-12-31 56 144,779 2,608 Investment Trust InterRent Real Estate Deferred Units Pangborn, Cheryl 4 2019-12-31 56 17,311 2,127 Investment Trust Anne Inventus Mining Corp. Common Shares Endurance Gold 3 2020-01-10 11 0.1021 21,978,000 -1,000,000 Corporation Invesque Inc. Common Shares Chester, Adlai 5 2020-01-01 57 6.7221 60,390 3,467 (formerly, Mainstreet Health Investments Inc.) Invesque Inc. Rights Deferred Chester, Adlai 5 2020-01-01 57 6.7221 132,223 -3,467 (formerly, Mainstreet Share Units Health Investments Inc.) Invesque Inc. Rights Deferred Chester, Adlai 5 2020-01-01 59 6.7221 -3,467 (formerly, Mainstreet Share Units Health Investments Inc.) Invesque Inc. Rights Deferred Chester, Adlai 5 2020-01-01 59 6.7221 128,756 -3,467 (formerly, Mainstreet Share Units Health Investments Inc.) Invesque Inc. Common Shares Higgs, Scott David 5 2020-01-01 57 6.7221 38,200 6,934 (formerly, Mainstreet Health Investments Inc.) Invesque Inc. Common Shares Higgs, Scott David 5 2020-01-06 57 6.6804 45,289 7,089 (formerly, Mainstreet Health Investments Inc.) Invesque Inc. Rights Deferred Higgs, Scott David 5 2020-01-01 57 6.7221 128,413 -6,934 (formerly, Mainstreet Share Units Health Investments Inc.) Invesque Inc. Rights Deferred Higgs, Scott David 5 2020-01-06 57 6.6804 121,324 -7,089 (formerly, Mainstreet Share Units Health Investments Inc.) Invesque Inc. Common Shares White, Scott 4, 5 2020-01-01 57 6.7221 109,671 20,802 (formerly, Mainstreet Health Investments Inc.) Invesque Inc. Common Shares White, Scott 4, 5 2020-01-06 57 6.6804 130,940 21,269 (formerly, Mainstreet Health Investments Inc.)
January 16, 2020 (2020), 43 OSCB 756
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Invesque Inc. Rights Deferred White, Scott 4, 5 2020-01-01 57 6.7221 351,500 -20,802 (formerly, Mainstreet Share Units Health Investments Inc.) Invesque Inc. Rights Deferred White, Scott 4, 5 2020-01-06 57 6.6804 330,231 -21,269 (formerly, Mainstreet Share Units Health Investments Inc.) Iplayco Corporation Common Shares Banks, David 4 2019-12-27 10 0.5 0 -140,000 Ltd.
Iplayco Corporation Options Banks, David 4 2019-12-27 10 0 -50,000 Ltd. Iplayco Corporation Common Shares Liszkowski, Max 7 2019-12-31 36 0.5 0 -100,000 Ltd.
Iplayco Corporation Common Shares Plumpton, John 4 2019-12-31 36 0 -35,000 Ltd. Iplayco Corporation Common Shares Romano, David 5 2019-12-31 36 0.5 0 -1,072,500 Ltd. William Iplayco Corporation Common Shares Romano, David 5 2019-12-31 36 0.5 0 -11,812 Ltd. William Iplayco Corporation Common Shares Romano, David 5 2019-12-31 36 0.5 0 -94,500 Ltd. William Irving Resources Inc. Common Shares Harada, Haruo 4 2020-01-01 00 Irving Resources Inc. Options Harada, Haruo 4 2020-01-01 00 200,000 Ivrnet Inc. Common Shares Snell, David 4, 5 2020-01-07 16 0.025 20,965,932 6,120,000 Jaguar Mining Inc. Common Shares Tocqueville Asset 3 2020-01-02 10 0.15 139,661,095 -561,000 Management, L.P. Jaguar Mining Inc. Common Shares Tocqueville Asset 3 2020-01-03 10 0.16 139,161,095 -500,000 Management, L.P. Jaguar Mining Inc. Common Shares Tocqueville Asset 3 2020-01-06 10 0.16 137,711,095 -1,450,000 Management, L.P. Jaguar Mining Inc. Common Shares Tocqueville Asset 3 2020-01-07 10 0.15 137,311,095 -400,000 Management, L.P. Jaguar Mining Inc. Common Shares Tocqueville Asset 3 2020-01-08 10 0.2 136,809,095 -502,000 Management, L.P. Jaguar Mining Inc. Common Shares Tocqueville Asset 3 2020-01-08 10 0.18 96,809,095 -40,000,000 Management, L.P. Jewett-Cameron Common Shares Nasser, Michael 5 2020-01-03 10 7.89 31,888 -300,000 Trading Company Ltd. Charles Josemaria Resources Common Shares Lorito Holdings 3 2020-01-08 11 24,716,533 104,000 Inc. S.α.r.l.
Josemaria Resources Common Shares Zebra Holdings and 3 2020-01-08 11 65,416,234 150,000 Inc. Investments S.α.r.l. Journey Energy Inc. Common Shares Gilewicz, Gerald 5 2020-01-02 10 1.65 261,292 -5,000 Journey Energy Inc. Common Shares Gilewicz, Gerald 5 2020-01-03 10 1.7 256,292 -5,000 Katipult Technology Common Shares Breese, Gordon 4, 5 2020-01-06 00 20,000 Corp. David Katipult Technology OTC Calls (including Breese, Gordon 4, 5 2019-12-31 70 3,500,000 3,500,000 Corp. Private Options to David Purchase) Katipult Technology OTC Calls (including Breese, Gordon 4, 5 2020-01-06 00 Corp. Private Options to David Purchase) KDA GROUP INC. Common Shares Bégin, Isabelle 3, 4, 2020-01-08 51 0.15 5,705,000 300,000 5 KDA GROUP INC. Options Bégin, Isabelle 3, 4, 2020-01-08 51 0.15 300,000 -300,000 5 KDA GROUP INC. Common Shares Fernet, Patrick 4 2020-01-08 51 0.15 1,372,500 300,000 KDA GROUP INC. Options Fernet, Patrick 4 2020-01-08 51 0.15 700,000 -300,000 KDA GROUP INC. Common Shares Lemieux, Marc 3, 4, 2020-01-08 51 0.15 10,330,500 300,000 5 KDA GROUP INC. Options Lemieux, Marc 3, 4, 2020-01-08 51 0.15 800,000 -300,000 5 Kelt Exploration Ltd. Common Shares Errico, Douglas 5 2019-12-31 30 4.0938 462,207 9,954 Jeffery Kelt Exploration Ltd. Common Shares Gigg, Bruce Douglas 5 2019-12-31 30 4.0938 140,373 9,954
January 16, 2020 (2020), 43 OSCB 757
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Kelt Exploration Ltd. Common Shares Wilson, David John 3, 4, 2020-01-07 10 4.66 2,897,085 55,000 5 Kelt Exploration Ltd. Common Shares Wilson, David John 3, 4, 2020-01-08 10 4.64 2,942,085 45,000 5 Khiron Life Sciences Common Shares Torres, Alvaro 4, 6, 2019-12-31 10 1.02 447,500 15,000 Corp. Francisco 5 Kinross Gold Common Shares Elliott, Thomas 5 2019-12-31 30 6.01 181,462 2,546 Corporation Ballantyne Kinross Gold Common Shares Etter, Gregory Van 5 2019-12-31 30 4.61 4,073 1,299 Corporation Kinross Gold Rights Deferred Lethbridge, Ave 4 2019-12-31 46 6.16 187,568 5,783 Corporation Share Units Gabriella Kinross Gold Common Shares Longenecker, Nathan 5 2019-12-31 30 6.01 26,040 2,700 Corporation M. Kinross Gold Common Shares Mittler, Andreas 5 2019-12-31 30 4.61 6,220 1,984 Corporation Kinross Gold Common Shares Rollinson, Jonathon 4, 5 2019-12-31 30 6.01 2,024,743 8,735 Corporation Paul Kinross Gold Common Shares Schimper, Claude 5 2019-12-31 30 4.61 10,998 2,127 Corporation J.S. Kinross Gold Common Shares Sims, John Lewis 5 2019-12-31 30 6.01 23,484 1,498 Corporation Kinross Gold Common Shares Sylvestre, Michel 5 2019-12-31 30 6.01 22,686 1,472 Corporation Kinross Gold Common Shares van Akkooi, Michiel 5 2019-12-31 30 6.01 5,758 1,298 Corporation Kinross Gold Common Shares Wiseman, Tara H. 5 2019-12-31 30 6.01 75,694 1,996 Corporation Kirkland Lake Gold Rights Cash Settled King, Duncan 5 2018-11-01 00 4,063 Ltd. Performance Share Units Kirkland Lake Gold Rights Cash Settled King, Duncan 5 2019-01-01 56 7,067 3,004 Ltd. Performance Share Units Kirkland Lake Gold Rights Cash Settled King, Duncan 5 2020-01-01 56 9,324 2,257 Ltd. Performance Share Units Kirkland Lake Gold Rights Cash Settled King, Duncan 5 2020-01-01 59 6,446 -2,878 Ltd. Performance Share Units
Kirkland Lake Gold Rights Cash Settled King, Duncan 5 2018-11-01 00 4,063 Ltd. Restricted Share Units
Kirkland Lake Gold Rights Cash Settled King, Duncan 5 2019-01-01 56 7,067 3,004 Ltd. Restricted Share Units Kirkland Lake Gold Rights Cash Settled King, Duncan 5 2020-01-01 56 9,324 2,257 Ltd. Restricted Share Units Kirkland Lake Gold Rights Cash Settled King, Duncan 5 2020-01-01 59 6,446 -2,878 Ltd. Restricted Share Units Kirkland Lake Gold Rights Cash Settled Leavoy, Gordon 5 2019-08-01 00 4,337 Ltd. Performance Share Units Kirkland Lake Gold Rights Cash Settled Leavoy, Gordon 5 2020-01-01 56 6,293 1,956 Ltd. Performance Share Units Kirkland Lake Gold Rights Cash Settled Leavoy, Gordon 5 2020-01-01 59 3,703 -2,590 Ltd. Performance Share Units Kirkland Lake Gold Rights Cash Settled Leavoy, Gordon 5 2019-08-01 00 4,337 Ltd. Restricted Share Units Kirkland Lake Gold Rights Cash Settled Leavoy, Gordon 5 2020-01-01 56 6,293 1,956 Ltd. Restricted Share Units
January 16, 2020 (2020), 43 OSCB 758
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Kirkland Lake Gold Rights Cash Settled Leavoy, Gordon 5 2020-01-01 59 3,703 -2,590 Ltd. Restricted Share Units
Kirkland Lake Gold Rights Performance Makuch, Anthony 4, 5 2019-01-01 56 26,512 Ltd. Share Units Paul Kirkland Lake Gold Rights Performance Makuch, Anthony 4, 5 2019-01-02 57 -58,537 Ltd. Share Units Paul
Kirkland Lake Gold Rights Performance Makuch, Anthony 4, 5 2020-01-01 56 179,041 16,638 Ltd. Share Units Paul
Kirkland Lake Gold Rights Performance Makuch, Anthony 4, 5 2020-01-01 59 85,804 -93,237 Ltd. Share Units Paul
Kirkland Lake Gold Rights Restricted Makuch, Anthony 4, 5 2019-01-01 56 220,940 26,512 Ltd. Share Unit Paul
Kirkland Lake Gold Rights Restricted Makuch, Anthony 4, 5 2019-01-02 57 162,403 -58,537 Ltd. Share Unit Paul
Kirkland Lake Gold Rights Restricted Makuch, Anthony 4, 5 2020-01-01 56 179,041 16,638 Ltd. Share Unit Paul Kirkland Lake Gold Rights Restricted Makuch, Anthony 4, 5 2020-01-01 59 85,804 -93,237 Ltd. Share Unit Paul Kirkland Lake Gold Rights Performance Wagner, Jennifer 5 2020-01-01 57 56.5 -9,353 Ltd. Share Units Laura Kirkland Lake Gold Rights Performance Wagner, Jennifer 5 2020-01-01 57 56.5 -9,353 Ltd. Share Units Laura Kirkland Lake Gold Rights Performance Wagner, Jennifer 5 2020-01-01 56 3,319 Ltd. Share Units Laura Kirkland Lake Gold Rights Performance Wagner, Jennifer 5 2020-01-01 56 3,319 Ltd. Share Units Laura Kirkland Lake Gold Rights Performance Wagner, Jennifer 5 2020-01-01 59 9,581 -9,353 Ltd. Share Units Laura Kirkland Lake Gold Rights Performance Wagner, Jennifer 5 2020-01-01 56 12,900 3,319 Ltd. Share Units Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2019-01-01 56 3,933 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2019-01-01 56 3,933 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2019-01-01 56 24,806 3,933 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2019-01-01 57 18,934 -5,872 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2020-01-01 59 -9,353 Ltd. Share Unit Laura
Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2020-01-01 59 -9,353 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2020-01-01 56 56.5 3,319 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2020-01-01 56 56.5 3,319 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2020-01-01 59 -9,353 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2020-01-01 59 -9,353 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2020-01-01 56 3,319 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2020-01-01 56 3,319 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2020-01-01 56 22,253 3,319 Ltd. Share Unit Laura Kirkland Lake Gold Rights Restricted Wagner, Jennifer 5 2020-01-01 59 12,900 -9,353 Ltd. Share Unit Laura Lanebury Growth Common Shares Schroeder, Gary 4 2020-01-06 10 0.1 10,346 4,000 Capital Ltd. Largo Resources Ltd. Common Shares Arias, J. Alberto 4 2019-12-31 54 1.0558 12,520,867 297,073 Largo Resources Ltd. Common Shares Arias, J. Alberto 4 2019-12-31 54 1.0558 220,681,896 5,235,949 Largo Resources Ltd. Warrants Arias, J. Alberto 4 2019-12-31 54 1.0558 3,195,057 -772,917 Largo Resources Ltd. Warrants Arias, J. Alberto 4 2019-12-31 54 1.0558 56,313,298 -13,622,758
January 16, 2020 (2020), 43 OSCB 759
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.0266 92,023 26,700 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.0262 142,023 50,000 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.0254 192,023 50,000 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.027 202,023 10,000 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.03 212,023 10,000 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.0299 222,023 10,000 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.03 232,023 10,000 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.0299 242,023 10,000 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.02 262,023 20,000 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.0185 282,023 20,000 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.018 302,023 20,000 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.0173 312,023 10,000 5 Largo Resources Ltd. Common Shares Misk, Paulo 4, 6, 2020-01-07 10 1.01 313,023 1,000 5 LEAGOLD MINING Deferred Share Units Campbell, Gordon 4 2020-01-06 56 2.33 173,184 8,047 CORPORATION LEAGOLD MINING Deferred Share Units Clark, Wesley Kanne 4 2020-01-06 56 2.33 175,240 8,047 CORPORATION LEAGOLD MINING Deferred Share Units Garel-Jones, Tristan 4 2020-01-06 56 2.33 158,675 8,047 CORPORATION William, Armand, Thomas LEAGOLD MINING Deferred Share Units Giustra, Frank 4 2020-01-06 56 2.33 175,240 8,047 CORPORATION LEAGOLD MINING Common Shares Lourens, Cornelius 5 2020-01-03 51 2.11 100,000 100,000 CORPORATION Jansen LEAGOLD MINING Common Shares Lourens, Cornelius 5 2020-01-03 10 3.26 0 -100,000 CORPORATION Jansen LEAGOLD MINING Options Lourens, Cornelius 5 2020-01-03 51 2.11 294,189 -100,000 CORPORATION Jansen LEAGOLD MINING Deferred Share Units Marrone, Peter 4, 6 2019-12-31 56 2.33 75,356 8,047 CORPORATION LEAGOLD MINING Deferred Share Units Rodriguez, Miguel 4 2020-01-06 56 2.33 175,240 8,047 CORPORATION Leucrotta Exploration Common Shares Disbrow, Robert 3 2020-01-08 97 9,487,900 -5,000 Inc. Liberty Gold Corp. Options O'Dea, Mark Gerard 4 2020-01-02 56 2,482,614 137,614 (formerly Pilot Gold Inc.) Liberty Gold Corp. Options Pease, Robert 4 2020-01-02 56 1,544,295 98,295 (formerly Pilot Gold Inc.) Liberty Health Options Cholodofsky, Sharon 5 2019-05-13 00 300,000 Sciences Inc. (formerly, SecureCom Mobile Inc.) Liberty Health Options Mancebo, Victor 4 2019-05-03 50 283,333 83,333 Sciences Inc. (formerly, SecureCom Mobile Inc.) Liberty Health Options Mancebo, Victor 4 2019-05-03 50 366,666 83,333 Sciences Inc. (formerly, SecureCom Mobile Inc.)
January 16, 2020 (2020), 43 OSCB 760
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Liberty Health Options Mancebo, Victor 4 2019-05-03 50 450,000 83,334 Sciences Inc. (formerly, SecureCom Mobile Inc.) Life & Banc Split Corp. Class A Shares Kikuchi, Craig 4, 5 2019-12-31 30 7.72 2,212 212 Lightspeed POS Inc. Rights Deferred stock Lamothe, Marie 4 2020-01-02 56 36.82 1,254 352 units Josee Lightspeed POS Inc. Rights Deferred stock McFeeters, Paul 4 2020-01-02 56 36.82 3,108 873 units Joseph Lightspeed POS Inc. Rights Deferred stock Williams, Robert 4 2020-01-02 56 36.82 2,747 771 units Vaughan
Liminal BioSciences Options BEST, SIMON 4 2020-01-08 37 17,781 -17,764,423 Inc. (formerly Prometic GEOFFREY Life Sciences Inc.) Linamar Corporation Common Shares Merchant, 5 2019-12-19 10 48.85 2,004 397 Christopher John Linamar Corporation Common Shares Russell, Michael 5 2020-01-09 10 46.74 2,022 415 Willard Loblaw Companies Common Shares Binning, Paviter 4, 6 2019-12-31 30 1,640 841 Limited Singh Loblaw Companies Performance Share Bourdeau, Jocyanne 5 2019-12-31 30 15,324 272 Limited Units C. Loblaw Companies Restricted Share Bourdeau, Jocyanne 5 2019-12-31 30 15,324 272 Limited Units C. Loblaw Companies Performance Share Columb, Kieran Barry 5 2019-12-31 30 19,626 349 Limited Units Loblaw Companies Restricted Share Columb, Kieran Barry 5 2019-12-31 30 27,539 490 Limited Units Loblaw Companies Performance Share Davis, Sarah Ruth 5 2019-12-31 30 53,510 951 Limited Units Loblaw Companies Restricted Share Davis, Sarah Ruth 5 2019-12-31 30 71,359 1,269 Limited Units Loblaw Companies Performance Share Dufresne, Richard 6 2019-12-31 30 7,628 135 Limited Units Loblaw Companies Restricted Share Dufresne, Richard 6 2019-12-31 30 7,628 135 Limited Units Loblaw Companies Common Shares Loblaw Companies 1 2019-12-02 38 71.811 885,000 147,500 Limited Limited Loblaw Companies Common Shares Loblaw Companies 1 2019-12-10 38 72.07 1,032,500 147,500 Limited Limited Loblaw Companies Common Shares Loblaw Companies 1 2019-12-11 38 71.777 1,180,000 147,500 Limited Limited Loblaw Companies Common Shares Loblaw Companies 1 2019-12-12 38 70.96 1,327,500 147,500 Limited Limited Loblaw Companies Common Shares Loblaw Companies 1 2019-12-13 38 69.567 1,407,998 80,498 Limited Limited Loblaw Companies Common Shares Loblaw Companies 1 2019-12-13 38 227,998 -1,180,000 Limited Limited Loblaw Companies Common Shares Loblaw Companies 1 2019-12-27 38 0 -227,998 Limited Limited Loblaw Companies Performance Share Myers, Darren 5 2019-12-31 30 43,062 766 Limited Units Loblaw Companies Restricted Share Myers, Darren 5 2019-12-31 30 93,583 1,666 Limited Units Loblaw Companies Performance Share Senecal, Garry 5 2019-12-31 30 29,636 527 Limited Units Loblaw Companies Restricted Share Senecal, Garry 5 2019-12-31 30 29,636 527 Limited Units Loblaw Companies Performance Share Weston, Willard 4, 5 2019-12-31 30 41,096 732 Limited Units Galen Garfield Loblaw Companies Restricted Share Weston, Willard 4, 5 2019-12-31 30 41,096 732 Limited Units Galen Garfield Loopshare Ltd. Options Aasen, Olen John 4 2020-01-03 50 0.4 1,650,000 350,000 Loopshare Ltd. Options Clayton, Matthew 4 2020-01-03 50 0.4 2,000,000 500,000 Loopshare Ltd. Options Southern, Evan 4 2019-10-01 00 Loopshare Ltd. Options Southern, Evan 4 2020-01-03 50 0.4 100,000 100,000
January 16, 2020 (2020), 43 OSCB 761
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Loopshare Ltd. Options Stephenson, Thomas 4 2020-01-03 50 550,000 50,000 Dermonte Madison Pacific Non-Voting Shares Heung, Raymond 3 2020-01-06 10 3.14 6,490,417 -800 Properties Inc. Class C Madison Pacific Non-Voting Shares Heung, Raymond 3 2020-01-06 10 3.08 6,490,117 -300 Properties Inc. Class C Madison Pacific Non-Voting Shares Heung, Raymond 3 2020-01-06 10 3.05 6,486,217 -3,900 Properties Inc. Class C Madison Pacific Non-Voting Shares Heung, Raymond 3 2020-01-08 10 3.12 6,482,217 -4,000 Properties Inc. Class C Magna International Common Shares Magna International 1 2019-12-02 38 73.677 329,583 49,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-02 38 55.381 378,583 49,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-03 38 71.794 433,583 55,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-03 38 53.943 488,583 55,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-04 38 71.729 539,583 51,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-04 38 54.235 590,583 51,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-05 38 70.534 645,583 55,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-05 38 53.507 700,583 55,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-06 38 71.129 750,583 50,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-06 38 53.64 800,583 50,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-06 38 580,583 -220,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-06 38 359,183 -221,400 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-09 38 70.703 410,183 51,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-09 38 53.42 461,183 51,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-10 38 71.037 511,183 50,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-10 38 53.673 561,183 50,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-11 38 71.686 611,183 50,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-11 38 54.339 661,183 50,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-12 38 72.711 708,683 47,500 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-12 38 55.162 756,183 47,500 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-13 38 72.577 805,183 49,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-13 38 55.026 854,183 49,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-13 38 598,183 -256,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-13 38 342,183 -256,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-16 38 73.207 382,183 40,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-16 38 55.691 422,183 40,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-17 38 73.601 462,183 40,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-17 38 55.964 502,183 40,000 Inc. Inc.
January 16, 2020 (2020), 43 OSCB 762
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Magna International Common Shares Magna International 1 2019-12-18 38 74.044 542,183 40,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-18 38 56.46 582,183 40,000 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-20 38 74.068 653,983 71,800 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-20 38 56.258 708,930 54,947 Inc. Inc.
Magna International Common Shares Magna International 1 2019-12-20 38 492,430 -216,500 Inc. Inc.
Magna International Common Shares Magna International 1 2019-12-20 38 275,930 -216,500 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-23 38 73.855 286,230 10,300 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-23 38 56.082 296,230 10,000 Inc. Inc.
Magna International Common Shares Magna International 1 2019-12-27 38 214,130 -82,100 Inc. Inc. Magna International Common Shares Magna International 1 2019-12-27 38 149,183 -64,947 Inc. Inc. Major Drilling Group Common Shares Graham, Benjamin 5 2018-04-03 10 5.25 5,040 -3 International Inc. Luke Major Drilling Group Common Shares Graham, Benjamin 5 2018-10-03 10 3.65 5,036 -4 International Inc. Luke Major Drilling Group Common Shares Veenman, Sybil Elsa 4 2019-12-04 00 International Inc. Major Drilling Group Common Shares Veenman, Sybil Elsa 4 2020-01-06 10 5.59 1,300 1,300 International Inc. Major Drilling Group Common Shares Veenman, Sybil Elsa 4 2020-01-06 10 5.61 2,100 800 International Inc. Major Drilling Group Common Shares Veenman, Sybil Elsa 4 2020-01-06 10 5.62 3,000 900 International Inc. Major Drilling Group Common Shares Veenman, Sybil Elsa 4 2020-01-06 10 5.78 5,500 2,500 International Inc. Major Drilling Group Common Shares Veenman, Sybil Elsa 4 2020-01-07 10 5.6 7,500 2,000 International Inc. Mandalay Resources Common Shares AZVALOR ASSET 3 2019-12-30 10 628,052 12,600 Corporation MANAGEMENT SGIIC Mandalay Resources Common Shares AZVALOR ASSET 3 2019-12-30 10 1,295,298 -13,000 Corporation MANAGEMENT SGIIC
Manitou Gold Inc. Common Shares Alamos Gold Inc. 3 2019-12-31 00 36,673,077 Manitou Gold Inc. Common Shares Dubreuil, Patrice 5 2020-01-02 10 0.05 500,000 Simon Manitou Gold Inc. Common Shares Dubreuil, Patrice 5 2020-01-02 16 0.05 5,877,061 500,000 Simon Manitou Gold Inc. Warrants Dubreuil, Patrice 5 2020-01-02 10 500,000 Simon Manitou Gold Inc. Warrants Dubreuil, Patrice 5 2020-01-02 16 1,369,500 500,000 Simon Manitou Gold Inc. Common Shares Ellingham, Elaine 6 2019-12-31 00 Manitou Gold Inc. Common Shares Fleck, David 6 2019-12-31 00 Alexander Manitou Gold Inc. Common Shares Gower, David Patrick 6 2019-12-31 00 Manitou Gold Inc. Common Shares Kennedy, Claire 6 2019-12-31 00 Marie Catherine Manitou Gold Inc. Common Shares MacPhail, Peter 6 2019-12-31 00 Manitou Gold Inc. Common Shares McCluskey, John 6 2019-12-31 00 Manitou Gold Inc. Common Shares Mercier, Monique 6 2019-12-31 00 Manitou Gold Inc. Common Shares Murphy, Paul 6 2019-12-31 00 Manitou Gold Inc. Common Shares Murphy, Richard 4, 5 2020-01-02 16 0.05 7,600,000 600,000 Manitou Gold Inc. Warrants Murphy, Richard 4, 5 2020-01-02 16 1,850,000 600,000 Manitou Gold Inc. Common Shares Porter, James 6 2019-12-31 00
January 16, 2020 (2020), 43 OSCB 763
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Manitou Gold Inc. Common Shares Prichard, John 6 2019-12-31 00 Robert Stobo
Manitou Gold Inc. Common Shares Smith, Ronald 6 2019-12-31 00
Manitou Gold Inc. Common Shares Stowe, Kenneth 6 2019-12-31 00 George Manulife Financial Common Shares Doughty, Michael 7, 5 2019-12-31 30 1,366 13 Corporation James
Manulife Financial Common Shares Doughty, Michael 7, 5 2019-12-31 30 2,693 1,327 Corporation James
Manulife Financial Common Shares Hartz, Scott 5 2019-12-31 30 51,132 4 Corporation
Manulife Financial Common Shares Hirji, Rahim 5 2019-12-31 30 125 125 Corporation
Manulife Financial Common Shares Lorentz, Paul 5 2019-12-31 30 10,405 101 Corporation
Manulife Financial Common Shares Lorentz, Paul 5 2019-12-31 30 10,420 15 Corporation Manulife Financial Common Shares Lorentz, Paul 5 2019-12-31 30 12,017 1,597 Corporation Manulife Financial Common Shares Ross, Kenneth 7 2019-12-31 30 710 8 Corporation Michael Manulife Financial Common Shares Sheerin, Martin 7 2019-12-31 30 1,388 11 Corporation Ignatius Maple Gold Mines Ltd. Common Shares Charland, Sean 4 2019-12-23 15 0.08 479,750 156,250 (formerly Aurvista Gold Corporation) Maple Gold Mines Ltd. Common Shares Hornor, Brent 4, 5 2019-12-23 10 0.08 1,142,300 250,000 (formerly Aurvista Gold Matthew Corporation) Maple Gold Mines Ltd. Common Shares Lang, Joness 5 2019-12-23 10 0.08 252,250 156,250 (formerly Aurvista Gold Corporation) Maple Gold Mines Ltd. Common Shares Speidel, Friedrich 5 2019-12-23 10 0.08 181,700 125,000 (formerly Aurvista Gold Corporation) Maple Gold Mines Ltd. Common Shares Tagami, Maurice 4 2019-12-23 10 0.08 337,500 137,500 (formerly Aurvista Gold Alan Corporation) Maple Leaf Foods Inc. Common Shares Verellen, Geert 5 2020-01-06 00 2,100 MAV Beauty Brands Common Shares MAV Beauty Brands 1 2019-12-02 38 3.908 14,753 14,753 Inc. Inc. MAV Beauty Brands Common Shares MAV Beauty Brands 1 2019-12-03 38 3.955 23,153 8,400 Inc. Inc. MAV Beauty Brands Common Shares MAV Beauty Brands 1 2019-12-04 38 3.7158 23,299 146 Inc. Inc. MAV Beauty Brands Common Shares MAV Beauty Brands 1 2019-12-31 38 0 -23,299 Inc. Inc. Maverix Metals Inc. Options McIntyre, Ryan 5 2019-11-26 00 Thomas Maverix Metals Inc. Options McIntyre, Ryan 5 2019-12-12 50 268,313 268,313 Thomas Maverix Metals Inc. Rights Restricted McIntyre, Ryan 5 2019-11-26 00 Share Units Thomas Maverix Metals Inc. Rights Restricted McIntyre, Ryan 5 2019-12-12 56 5.83 64,322 64,322 Share Units Thomas Mazarin Inc. Common Shares MONETTE, SERGE 7 2020-01-07 10 0.07 1,017,500 20,000 Mazarin Inc. Common Shares Tremblay, Robert 4 2020-01-06 10 0.05 2,256,000 6,000 Mazarin Inc. Common Shares Tremblay, Robert 4 2020-01-07 10 0.07 2,341,000 85,000 MBN Corporation Common Shares MBN Corporation 1 2020-01-02 38 6.7471 4,100 4,100 Equity Shares MBN Corporation Common Shares MBN Corporation 1 2020-01-02 38 0 -4,100 Equity Shares MBN Corporation Common Shares MBN Corporation 1 2020-01-06 38 6.5169 1,600 1,600 Equity Shares MBN Corporation Common Shares MBN Corporation 1 2020-01-06 38 0 -1,600 Equity Shares
January 16, 2020 (2020), 43 OSCB 764
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings MBN Corporation Common Shares MBN Corporation 1 2020-01-08 38 6.5 600 600 Equity Shares
MBN Corporation Common Shares MBN Corporation 1 2020-01-08 38 0 -600 Equity Shares MBN Corporation Common Shares MBN Corporation 1 2020-01-09 38 6.5 600 600 Equity Shares MBN Corporation Common Shares MBN Corporation 1 2020-01-09 38 0 -600 Equity Shares MCAN Mortgage Common Shares Cuthbert, Verna 4 2020-01-06 30 16.882 8,362 155 Corporation MCAN Mortgage Common Shares McIntosh, Loraine 4 2020-01-02 30 16.882 1,108 20 Corporation MCAN Mortgage Common Shares McIntosh, Loraine 4 2020-01-02 30 16.882 1,108 20 Corporation MCAN Mortgage Common Shares McIntosh, Loraine 4 2020-01-02 30 16.882 1,191 22 Corporation MCAN Mortgage Common Shares McIntosh, Loraine 4 2020-01-02 30 16.882 3,460 64 Corporation MCAN Mortgage Common Shares Patel, Dipti 5 2020-01-02 30 16.882 1,304 24 Corporation MCAN Mortgage Common Shares Patel, Dipti 5 2020-01-06 30 17.18 1,331 27 Corporation MCAN Mortgage Performance Share Patel, Dipti 5 2020-01-02 30 17.215 9,635 76 Corporation Units MCAN Mortgage Performance Share Patel, Dipti 5 2020-01-02 30 17.215 9,682 47 Corporation Units MCAN Mortgage Performance Share Patel, Dipti 5 2020-01-02 30 17.215 9,737 55 Corporation Units MCAN Mortgage Restricted Share Patel, Dipti 5 2020-01-02 30 17.215 5,155 94 Corporation Units MCAN Mortgage Common Shares Pinto, Sylvia 5 2020-01-02 30 17.13 2,884 52 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 2020-01-02 30 17.13 3,850 70 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 2020-01-02 30 17.13 6,276 115 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 2019-10-11 30 15.928 11,680 37 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 2019-10-30 30 16.1 11,716 36 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 2019-11-15 30 16.744 11,751 35 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 2019-11-29 30 17.1 11,785 34 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 2019-12-12 30 16.868 11,819 34 Corporation MCAN Mortgage Performance Pinto, Sylvia 5 2020-01-02 30 17.215 6,735 63 Corporation Deferred Share Units MCAN Mortgage Performance Pinto, Sylvia 5 2020-01-02 30 17.215 6,773 38 Corporation Deferred Share Units MCAN Mortgage Performance Pinto, Sylvia 5 2020-01-02 30 17.215 6,796 23 Corporation Deferred Share Units MCAN Mortgage Restricted Share Pinto, Sylvia 5 2020-01-02 30 17.215 2,339 43 Corporation Units MCAN Mortgage Common Shares Sutherland, Ian 3, 4 2020-01-07 30 16.88 661,986 12,314 Corporation McCoy Global Inc. Common Shares BURGUNDY ASSET 3 2019-12-31 00 4,799,882 MANAGEMENT LTD. McCoy Global Inc. Common Shares Deng, Bing 5 2019-12-31 30 0.76 19,207 McCoy Global Inc. Common Shares Deng, Bing 5 2019-12-31 30 0.76 68,144 33,605 McCoy Global Inc. Common Shares Langier, Suzanne 5 2019-12-31 30 0.75 51,910 20,446 Therese McCoy Global Inc. Common Shares McGill, Lindsay Marie 5 2019-12-31 30 0.69 21,792 19,927 McCoy Global Inc. Common Shares Rakievich, James 4, 7, 2019-12-31 30 0.76 663,817 67,209 William 5
January 16, 2020 (2020), 43 OSCB 765
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Medical Facilities Options Schario, John 5 2020-01-06 00 50,000 Corporation Medicure Inc. Common Shares Friesen, Albert David 4, 5 2019-12-30 38 6.5 64,824 -42,128 Medicure Inc. Common Shares Friesen, Albert David 4, 5 2020-01-03 47 4.7 721,267 -20,000 Medicure Inc. Common Shares Friesen, Albert David 4, 5 2019-12-27 47 4.8 1,239,861 -40,000 Melcor Developments Common Shares Brown, Robert 5 2018-12-31 30 14.5 264 Ltd. Melcor Developments Common Shares Brown, Robert 5 2018-12-31 30 14.46 5,616 250 Ltd.
Melcor Developments Common Shares Eggert, Daniel 5 2018-12-31 30 14.55 419 Ltd. Melcor Developments Common Shares Eggert, Daniel 5 2018-12-31 30 14.51 3,122 394 Ltd. Melcor Developments Common Shares Melcor Developments 1 2019-12-31 38 12.586 1,000 -2,900 Ltd. Ltd.
Melcor Developments Common Shares Monson, Susan 5 2018-12-31 30 14.54 433 Ltd. Melcor Developments Common Shares Monson, Susan 5 2018-12-31 30 14.49 2,015 405 Ltd. Melcor Developments Common Shares Pelletier, Guy 5 2018-12-31 30 14.71 342 Ltd. Melcor Developments Common Shares Pelletier, Guy 5 2018-12-31 30 14.49 54,996 363 Ltd. Melcor Developments Common Shares Stefura, Naomi Marie 5 2020-01-10 90 13 3,500 1,500 Ltd. Melcor Developments Common Shares Stefura, Naomi Marie 5 2020-01-10 90 13 1,900 -1,500 Ltd. Metalla Royalty & Common Shares Beeby, James 4 2020-01-06 57 4 10,805 6,250 Streaming Ltd. Metalla Royalty & Rights Restricted Beeby, James 4 2020-01-06 57 6,250 -6,250 Streaming Ltd. Share Units Metalla Royalty & Common Shares Heath, Brett 4, 5 2020-01-06 57 4 1,053,866 18,750 Streaming Ltd. Metalla Royalty & Rights Restricted Heath, Brett 4, 5 2020-01-06 57 4 18,750 -18,750 Streaming Ltd. Share Units Metalla Royalty & Common Shares Molyneux, Alexander 4 2020-01-06 57 4 104,302 15,625 Streaming Ltd. Metalla Royalty & Rights Restricted Molyneux, Alexander 4 2020-01-06 57 15,625 -15,625 Streaming Ltd. Share Units Metalla Royalty & Common Shares Tucker, E.B. 4 2020-01-06 57 4 30,750 18,750 Streaming Ltd. Metalla Royalty & Rights Restricted Tucker, E.B. 4 2020-01-06 57 4 18,750 -18,750 Streaming Ltd. Share Units Methanex Corporation Rights Deferred Arnell, Douglas 4 2019-12-31 30 12,563 340 Share Units James Methanex Corporation Rights Deferred Bertram, James 4 2019-12-31 30 4,003 90 Share Units Vance Methanex Corporation Rights Restricted Cook, Phillip Henry 4 2019-12-31 30 3,862 165 Share Units Methanex Corporation Rights Performance Floren, John 4, 5 2019-12-31 30 99,339 3,194 Share Units Methanex Corporation Rights Deferred Howe, Maureen 4 2019-12-31 30 3,074 78 Share Units Methanex Corporation Rights Restricted Kostelnik, Robert 4 2019-12-31 30 3,862 165 Share Units Methanex Corporation Common Shares Lee, Kyung Wan 5 2020-01-01 00 696 (Fred) Methanex Corporation Rights Performance Lee, Kyung Wan 5 2020-01-01 00 1,932 Share Units (Fred) Methanex Corporation Rights Restricted Lee, Kyung Wan 5 2020-01-01 00 650 Share Units (Fred) Methanex Corporation Rights Share Lee, Kyung Wan 5 2020-01-01 00 5,101 Appreciation Rights (Fred) Methanex Corporation Common Shares M&G Investment 3 2020-01-08 10 37.614 1,889,360 44,690 Management Limited
January 16, 2020 (2020), 43 OSCB 766
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Methanex Corporation Common Shares M&G Investment 3 2020-01-09 10 37.973 1,894,601 5,241 Management Limited Methanex Corporation Common Shares M&G Investment 3 2020-01-08 10 37.614 4,489,387 31,270 Management Limited Methanex Corporation Common Shares M&G Investment 3 2020-01-09 10 37.973 4,493,055 3,668 Management Limited Methanex Corporation Rights Deferred Rennie, Janice Gaye 4 2019-12-31 30 13,494 439 Share Units
Methanex Corporation Rights Restricted WALKER, 4 2019-12-31 30 3,862 165 Share Units MARGARET REESE
Methanex Corporation Rights Deferred Warmbold, Benita 4 2019-12-31 30 7,657 249 Share Units Marie Metro inc. Common Shares Metro inc. 1 2019-12-05 38 57.197 50,000 50,000
Metro inc. Common Shares Metro inc. 1 2019-12-05 38 0 -50,000 Metro inc. Common Shares Metro inc. 1 2019-12-10 38 57.271 50,000 50,000
Metro inc. Common Shares Metro inc. 1 2019-12-10 38 0 -50,000 Metro inc. Common Shares Metro inc. 1 2019-12-11 38 57.042 50,000 50,000 Metro inc. Common Shares Metro inc. 1 2019-12-11 38 0 -50,000 Metro inc. Common Shares Metro inc. 1 2019-12-12 38 56.56 50,000 50,000 Metro inc. Common Shares Metro inc. 1 2019-12-12 38 0 -50,000 Metro inc. Common Shares Metro inc. 1 2019-12-13 38 55.455 10,000 Metro inc. Common Shares Metro inc. 1 2019-12-13 38 55.455 10,000 Metro inc. Common Shares Metro inc. 1 2019-12-13 38 55.455 100,000 100,000 Metro inc. Common Shares Metro inc. 1 2019-12-13 38 0 -100,000 Metro inc. Common Shares Metro inc. 1 2019-12-16 38 55.678 50,000 50,000 Metro inc. Common Shares Metro inc. 1 2019-12-16 38 0 -50,000 Metro inc. Common Shares Metro inc. 1 2019-12-17 38 55.518 50,000 50,000 Metro inc. Common Shares Metro inc. 1 2019-12-17 38 0 -50,000 Metro inc. Common Shares Metro inc. 1 2019-12-18 38 54.677 50,000 50,000 Metro inc. Common Shares Metro inc. 1 2019-12-18 38 0 -50,000 Metro inc. Common Shares Metro inc. 1 2019-12-27 38 54.043 50,000 50,000 Metro inc. Common Shares Metro inc. 1 2019-12-27 38 0 -50,000 Metro inc. Common Shares Metro inc. 1 2019-12-30 38 53.973 50,000 50,000 Metro inc. Common Shares Metro inc. 1 2019-12-30 38 0 -50,000 Metro inc. Common Shares Metro inc. 1 2019-12-31 38 53.484 50,000 50,000 Metro inc. Common Shares Metro inc. 1 2019-12-31 38 0 -50,000 Midas Gold Corp. Options Allred, Keith 4 2020-01-01 50 0.62 635,500 105,000 Midas Gold Corp. Options Brunk, 4 2020-01-10 50 0.62 295,000 55,000 Kenneth,Arnold Midas Gold Corp. Common Shares Dail, Chris 7 2018-04-12 10 -15,194 Midas Gold Corp. Common Shares Dail, Chris 7 2018-04-12 10 -15,194 Midas Gold Corp. Common Shares Dail, Chris 7 2018-05-14 51 0.71 30,000 Midas Gold Corp. Common Shares Dail, Chris 7 2018-05-14 51 0.71 30,000 Midas Gold Corp. Common Shares Dail, Chris 7 2018-05-15 10 1.1438 -30,000 Midas Gold Corp. Common Shares Dail, Chris 7 2018-05-15 10 1.1438 -30,000 Midas Gold Corp. Common Shares Dail, Chris 7 2019-02-08 10 0.7022 -30,000 Midas Gold Corp. Common Shares Dail, Chris 7 2019-02-08 10 0.7022 -30,000 Midas Gold Corp. Common Shares Dail, Chris 7 2019-02-19 10 0.7022 -10,000 Midas Gold Corp. Common Shares Dail, Chris 7 2019-02-19 10 0.7022 -10,000 Midas Gold Corp. Options Dail, Chris 7 2013-05-22 50 30,000 Midas Gold Corp. Options Dail, Chris 7 2013-05-22 50 30,000 Midas Gold Corp. Options Dail, Chris 7 2014-01-08 50 60,000 Midas Gold Corp. Options Dail, Chris 7 2014-01-08 50 60,000 Midas Gold Corp. Options Dail, Chris 7 2015-01-06 50 25,000 Midas Gold Corp. Options Dail, Chris 7 2015-01-06 50 25,000 Midas Gold Corp. Options Dail, Chris 7 2015-05-25 50 8,750 Midas Gold Corp. Options Dail, Chris 7 2015-05-25 50 8,750 Midas Gold Corp. Options Dail, Chris 7 2016-01-06 50 50,000 Midas Gold Corp. Options Dail, Chris 7 2016-01-06 50 50,000
January 16, 2020 (2020), 43 OSCB 767
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Midas Gold Corp. Options Dail, Chris 7 2016-04-19 50 20,000
Midas Gold Corp. Options Dail, Chris 7 2016-04-19 50 20,000
Midas Gold Corp. Options Dail, Chris 7 2017-01-05 50 135,000
Midas Gold Corp. Options Dail, Chris 7 2017-01-05 50 135,000 Midas Gold Corp. Options Dail, Chris 7 2018-01-04 50 115,000 Midas Gold Corp. Options Dail, Chris 7 2018-01-04 50 115,000
Midas Gold Corp. Options Dail, Chris 7 2018-05-14 51 0.71 -30,000
Midas Gold Corp. Options Dail, Chris 7 2018-05-14 51 0.71 -30,000
Midas Gold Corp. Options Dail, Chris 7 2019-01-04 36 0.72 -60,000
Midas Gold Corp. Options Dail, Chris 7 2019-01-04 36 0.72 -60,000
Midas Gold Corp. Options Dail, Chris 7 2019-01-04 51 0.72 14,464
Midas Gold Corp. Options Dail, Chris 7 2019-01-04 51 0.72 14,464
Midas Gold Corp. Options Dail, Chris 7 2019-01-17 50 0.97 140,000
Midas Gold Corp. Options Dail, Chris 7 2019-01-17 50 0.97 140,000
Midas Gold Corp. Common Shares Dail, Chris 7 2016-03-09 00 3,000 Midas Gold Corp. Common Shares Dail, Chris 7 2017-01-05 50 0.89 138,000 135,000 Midas Gold Corp. Common Shares Dail, Chris 7 2018-01-04 50 0.59 253,000 115,000 Midas Gold Corp. Common Shares Dail, Chris 7 2018-04-12 10 0.7597 233,000 -20,000 Midas Gold Corp. Common Shares Dail, Chris 7 2019-01-04 51 0.9487 247,464 14,464 Midas Gold Corp. Common Shares Dail, Chris 7 2019-01-06 50 0.66 267,464 20,000 Midas Gold Corp. Common Shares Dail, Chris 7 2019-01-17 50 0.97 407,464 140,000 Midas Gold Corp. Common Shares Dail, Chris 7 2019-05-04 36 0.72 347,464 -60,000 Midas Gold Corp. Options Dail, Chris 7 2016-03-09 00 1,190,000 Midas Gold Corp. Options Dail, Chris 7 2019-01-10 50 1,350,000 160,000 Midas Gold Corp. Options Donovan, Jaimie 4 2019-01-31 00 Midas Gold Corp. Options Doores, Brad Leslie 4 2020-01-06 50 0.62 280,000 105,000 Midas Gold Corp. Options ELD, FRANK 1 2020-01-10 50 0.62 295,000 55,000 WILLIAM Midas Gold Corp. Options Julian, Ronnie F. 7 2020-01-10 50 299,000 55,000 Midas Gold Corp. Options Mentzer, Andrew 4 2020-01-10 50 0.62 145,000 55,000 Jefferson Midas Gold Corp. Options Meyer, John 5 2020-01-07 50 0.62 1,465,000 215,000 Midas Gold Corp. Common Shares Monger, Liz 5 2019-11-20 51 0.46 30,000 30,000 Midas Gold Corp. Common Shares Monger, Liz 5 2019-11-20 10 0 -30,000 Midas Gold Corp. Common Shares Monger, Liz 5 2020-01-03 51 0.31 25,000 25,000
Midas Gold Corp. Common Shares Monger, Liz 5 2020-01-03 10 0 -25,000 Midas Gold Corp. Options Monger, Liz 5 2019-11-20 51 0.46 435,000 -30,000 Midas Gold Corp. Options Monger, Liz 5 2020-01-03 51 0.31 410,000 -25,000 Midas Gold Corp. Options Monger, Liz 5 2020-01-06 50 0.62 570,000 160,000 Midas Gold Corp. Common Shares Morgans, Darren 5 2020-01-06 10 70,000 -13,453 Paul Midas Gold Corp. Options Morgans, Darren 5 2019-12-31 50 945,000 215,000 Paul Midas Gold Corp. Options Nixon, Peter 4 2019-12-31 50 0.62 480,000 105,000 Midas Gold Corp. Common Shares Quin, Stephen Paul 4, 5 2020-01-06 47 0.69 1,244,603 -50,000 Middlefield Can-Global Trust Units Middlefield Can- 1 2020-01-06 38 12.1 5,282,441 800 REIT Income Fund Global REIT Income Fund Middlefield Global Trust Units Middlefield Global 1 2020-01-03 00 Real Asset Fund Real Asset Fund Middlefield Global Trust Units Middlefield Global 1 2020-01-03 38 9.9 600 600 Real Asset Fund Real Asset Fund Middlefield Global Trust Units Middlefield Global 1 2020-01-08 38 9.7624 4,300 3,700 Real Asset Fund Real Asset Fund Middlefield Global Trust Units Middlefield Global 1 2020-01-09 38 9.71 5,200 900 Real Asset Fund Real Asset Fund Millrock Resources Common Shares Beischer, Gregory 5 2020-01-07 10 0.1149 891,706 5,000 Inc. Allan Millrock Resources Common Shares Beischer, Gregory 5 2020-01-08 10 0.111 893,706 2,000 Inc. Allan Mimi's Rock Corp. Common Shares Patient, Andrew 5 2020-01-07 10 0.36 50,000 10,000
January 16, 2020 (2020), 43 OSCB 768
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Mimi's Rock Corp. Common Shares Patient, Andrew 5 2020-01-03 10 0.375 80,000 20,000 Mimi's Rock Corp. Common Shares Patient, Andrew 5 2020-01-07 10 0.35 90,000 10,000 Mimi's Rock Corp. Common Shares Patient, Andrew 5 2020-01-08 10 0.345 100,000 10,000
Mineral Mountain Options Lyons, Terrence 4 2020-01-03 00 250,000 Resources Ltd. Mineral Mountain Options Lyons, Terrence 4 2020-01-03 50 0.4 450,000 200,000 Resources Ltd. MINT Income Fund Trust Units MINT Income Fund 1 2020-01-02 38 6.2478 71,599,251 900
Minto Apartment Real Deferred Units Baron, Paul 5 2019-12-31 30 11,330 108 Estate Investment Trust
Minto Apartment Real Deferred Units Greenberg, Roger 4, 5 2019-12-31 30 6,337 85 Estate Investment Trust
Minto Apartment Real Deferred Units Kimberley, Allan 4 2019-12-31 30 8,061 107 Estate Investment Scott Trust Minto Apartment Real Deferred Units Kirk, Heather 4 2019-12-31 30 7,154 96 Estate Investment Catherine Trust Minto Apartment Real Deferred Units Morin, Julie 5 2019-12-31 30 17,330 108 Estate Investment Trust Minto Apartment Real Deferred Units Moss, Jacqueline 4 2019-12-31 30 7,009 95 Estate Investment Crysler Trust Minto Apartment Real Deferred Units Nyilassy, Simon 4 2019-12-31 30 8,117 111 Estate Investment Trust Minto Apartment Real Deferred Units Orsino, Philip 4 2019-12-31 30 4,644 64 Estate Investment Trust Minto Apartment Real Deferred Units Tovey, Martin 5 2019-12-31 30 11,330 108 Estate Investment Trust Minto Apartment Real Deferred Units Van Noten, George 5 2019-12-31 30 15,553 72 Estate Investment Edward Trust Minto Apartment Real Deferred Units Waters, Michael 4, 5 2019-12-31 30 14,215 288 Estate Investment Ramage Trust Mondias Natural Common Shares Rancourt, André 3, 4, 2020-01-09 10 0.14 11,911,667 25,500 Products Inc. 5 Mondias Natural Common Shares Rancourt, André 3, 4, 2020-01-09 10 0.146 11,988,667 77,000 Products Inc. 5 Mondias Natural Common Shares Rancourt, André 3, 4, 2020-01-09 10 0.14 11,989,167 500 Products Inc. 5 MONETA Common Shares Vejvoda, Josef 4 2020-01-06 10 0.13 29,481,591 80,000 PORCUPINE MINES INC. MONETA Common Shares Vejvoda, Josef 4 2020-01-06 10 0.13 29,548,091 66,500 PORCUPINE MINES INC. MONETA Common Shares Vejvoda, Josef 4 2020-01-07 10 0.132 29,597,600 49,509 PORCUPINE MINES INC. MONETA Common Shares Vejvoda, Josef 4 2020-01-08 10 0.134 29,636,600 39,000 PORCUPINE MINES INC. MONETA Common Shares Vejvoda, Josef 4 2020-01-09 10 0.133 29,724,100 87,500 PORCUPINE MINES INC. MONETA Common Shares Vejvoda, Josef 4 2020-01-10 10 0.132 29,762,500 38,400 PORCUPINE MINES INC. Mongolia Growth Common Shares Mongolia Growth 1 2019-12-17 38 0.23 19,500 1,000 Group Ltd. Group Ltd.
January 16, 2020 (2020), 43 OSCB 769
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Mongolia Growth Common Shares Mongolia Growth 1 2019-12-19 38 0.23 23,000 3,500 Group Ltd. Group Ltd. Mongolia Growth Common Shares Mongolia Growth 1 2019-12-23 38 0.235 32,000 9,000 Group Ltd. Group Ltd. Mongolia Growth Common Shares Mongolia Growth 1 2019-12-31 38 0.21 35,000 3,000 Group Ltd. Group Ltd. Morguard Corporation Common Shares Robertson, Bruce 4 2020-01-07 30 8,506 4 Keith
Morguard North Trust Units Robertson, Bruce 4 2020-01-07 30 241,869 8,025 American Residential Keith Real Estate Investment Trust
Mountain Province Common Shares Lamb, William 4 2019-06-14 00 Diamonds Inc. Restricted Share Units Mountain Province Common Shares Lamb, William 4 2019-12-27 56 1.3 30,000 30,000 Diamonds Inc. Restricted Share Units MPX International Common Shares Crawford, Alastair 4 2019-12-31 51 308,328 12,840 Corporation Duncan Hadfield MPX International Options Crawford, Alastair 4 2019-12-31 51 75,864 -12,840 Corporation Duncan Hadfield Murchison Minerals Common Shares Cudney, Robert 3 2019-12-12 00 Ltd. Douglas Murchison Minerals Common Shares Cudney, Robert 3 2019-12-12 00 6,880,000 Ltd. Douglas Murchison Minerals Common Shares Cudney, Robert 3 2019-12-16 10 0.08 7,080,000 200,000 Ltd. Douglas Murchison Minerals Common Shares Cudney, Robert 3 2019-12-27 10 0.11 7,151,000 71,000 Ltd. Douglas Murchison Minerals Common Shares Cudney, Robert 3 2019-12-30 10 0.11 7,251,000 100,000 Ltd. Douglas Murchison Minerals Common Shares Cudney, Robert 3 2020-01-03 10 0.1681 7,311,000 60,000 Ltd. Douglas Murchison Minerals Warrants Cudney, Robert 3 2019-12-12 00 6,680,000 Ltd. Douglas MYM Nutraceuticals Warrants Forster, Mark 7 2019-12-31 72 583,888 56,061 Inc. derivative MYM Nutraceuticals Warrants Forster, Mark 7 2019-12-31 72 643,827 59,939 Inc. derivative
MYM Nutraceuticals Warrants Forster, Mark 7 2019-12-31 72 784,377 140,550 Inc. derivative Nabis Holdings Inc. Common Shares Krytiuk, Mark 5 2020-01-06 10 0.07 2,785,335 131,685 (formerly, Innovative Properties Inc.) National Bank of Common Shares Zicat, Kathleen 5 2003-03-03 00 2,829 Canada National Bank of Common Shares Zicat, Kathleen 5 2008-09-22 00 Canada National Bank of Options Zicat, Kathleen 5 2003-03-03 00 21,900 Canada National Bank of Options Zicat, Kathleen 5 2008-09-22 00 Canada Neo Performance Common Shares Neo Performance 1 2019-12-03 10 2,500 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-03 38 2,500 2,500 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-03 38 0 -2,500 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-04 38 2,500 2,500 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-04 38 0 -2,500 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-05 38 2,500 2,500 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-05 38 0 -2,500 Materials Inc. Materials Inc.
January 16, 2020 (2020), 43 OSCB 770
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Neo Performance Common Shares Neo Performance 1 2019-12-06 38 2,300 2,300 Materials Inc. Materials Inc.
Neo Performance Common Shares Neo Performance 1 2019-12-06 38 0 -2,300 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-09 38 2,500 2,500 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-09 38 0 -2,500 Materials Inc. Materials Inc.
Neo Performance Common Shares Neo Performance 1 2019-12-10 38 2,500 2,500 Materials Inc. Materials Inc.
Neo Performance Common Shares Neo Performance 1 2019-12-10 38 0 -2,500 Materials Inc. Materials Inc.
Neo Performance Common Shares Neo Performance 1 2019-12-11 38 2,500 2,500 Materials Inc. Materials Inc.
Neo Performance Common Shares Neo Performance 1 2019-12-11 38 0 -2,500 Materials Inc. Materials Inc.
Neo Performance Common Shares Neo Performance 1 2019-12-12 38 2,500 2,500 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-12 38 0 -2,500 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-13 38 2,500 2,500 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-13 38 0 -2,500 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-16 38 15,593 15,593 Materials Inc. Materials Inc. Neo Performance Common Shares Neo Performance 1 2019-12-16 38 0 -15,593 Materials Inc. Materials Inc. Neptune Wellness Common Shares Cammarata, Michael 4 2020-01-09 57 4.43 788,079 47,872 Solutions Inc. (formerly Taylor Neptune Technologies & Bioressources Inc.) Neptune Wellness Restricted Share Cammarata, Michael 4 2020-01-09 57 4.43 2,363,238 -47,872 Solutions Inc. (formerly Units Taylor Neptune Technologies & Bioressources Inc.) Neptune Wellness Restricted Share Cammarata, Michael 4 2020-01-09 97 4.43 2,333,332 -29,906 Solutions Inc. (formerly Units Taylor Neptune Technologies & Bioressources Inc.) NervGen Pharma Common Shares Pilz, Robert 5 2020-01-07 10 2.18 307,500 -15,000 Corp.
Nevada Copper Corp. Common Shares Iorich, Vladimir 3 2019-12-31 10 0.3635 -299,500 Nevada Copper Corp. Common Shares Iorich, Vladimir 3 2019-12-31 10 0.3635 274,299,447 299,500 Nevada Copper Corp. Common Shares Iorich, Vladimir 3 2020-01-03 10 0.3444 274,379,447 80,000 Nevada Exploration Common Shares Buskard, James 5 2020-01-02 10 0.327 1,265,893 -35,500 Inc. Livingstone Nevada Exploration Common Shares Buskard, James 5 2020-01-08 10 0.37 1,185,893 -80,000 Inc. Livingstone New Commerce Split Capital Shares Johnson, Laura 4, 5 2019-12-17 37 11,579 -8,421 Fund New Era Minerals Inc. Common Shares Peng, Hang 3 2019-12-31 00 7,666,667 New Era Minerals Inc. Common Shares Peng, Hang 3 2019-12-31 00 58,840,932 New Tech Minerals Warrants Greig, John Angus 4 2020-01-06 55 0 -266,666 Corp. Newrange Gold Corp. Options Cross, David Allen 5 2019-08-28 52 0.51 365,000 -135,000 Next Green Wave Common Shares DZISIAK, ROBERT 4 2020-01-08 00 335,000 Holdings Inc. MICHAEL Next Green Wave Options DZISIAK, ROBERT 4 2020-01-08 00 Holdings Inc. MICHAEL Next Green Wave Options DZISIAK, ROBERT 4 2020-01-09 50 0.15 850,000 850,000 Holdings Inc. MICHAEL Nextleaf Solutions Ltd. Common Shares Ackerman, Charles 5 2020-01-07 10 0.38 866,900 6,500 Joudrey NFI Group Inc. Options Alexander, Paul 7 2019-12-31 50 9,691 4,818 (formerly New Flyer Nicholas Industries Inc.)
January 16, 2020 (2020), 43 OSCB 771
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
NFI Group Inc. Performance Share Alexander, Paul 7 2019-12-31 56 2,784 1,204 (formerly New Flyer Units Nicholas Industries Inc.)
NFI Group Inc. Restricted Share Alexander, Paul 7 2019-12-31 56 1,391 602 (formerly New Flyer Units Nicholas Industries Inc.) NFI Group Inc. Options Asham, Carl Glenn 5 2019-12-31 50 83,913 30,692 (formerly New Flyer Industries Inc.)
NFI Group Inc. Performance Share Asham, Carl Glenn 5 2019-12-31 56 27,768 7,668 (formerly New Flyer Units Industries Inc.)
NFI Group Inc. Restricted Share Asham, Carl Glenn 5 2019-12-31 56 11,198 3,834 (formerly New Flyer Units Industries Inc.)
NFI Group Inc. Common Shares Cochran, Phyllis 4 2020-01-06 57 6,988 1,216 (formerly New Flyer Elaine Industries Inc.) NFI Group Inc. Common Shares Cochran, Phyllis 4 2020-01-06 10 26.9 6,941 -47 (formerly New Flyer Elaine Industries Inc.) NFI Group Inc. Deferred Share Units Cochran, Phyllis 4 2019-12-31 30 9,613 714 (formerly New Flyer Elaine Industries Inc.) NFI Group Inc. Restricted Share Cochran, Phyllis 4 2019-12-31 30 59 (formerly New Flyer Units Elaine Industries Inc.) NFI Group Inc. Restricted Share Cochran, Phyllis 4 2019-12-31 30 59 (formerly New Flyer Units Elaine Industries Inc.) NFI Group Inc. Restricted Share Cochran, Phyllis 4 2020-01-06 57 -59 -1,216 (formerly New Flyer Units Elaine Industries Inc.) NFI Group Inc. Restricted Share Cochran, Phyllis 4 2020-01-06 56 1,157 1,216 (formerly New Flyer Units Elaine Industries Inc.) NFI Group Inc. Options Desloges, Pierre 5 2019-12-31 50 19,099 7,292 (formerly New Flyer Jean Industries Inc.) NFI Group Inc. Performance Share Desloges, Pierre 5 2019-12-31 56 5,926 1,822 (formerly New Flyer Units Jean Industries Inc.)
NFI Group Inc. Restricted Share Desloges, Pierre 5 2019-12-31 56 2,538 911 (formerly New Flyer Units Jean Industries Inc.) NFI Group Inc. Options Dewsnup, Brian Keith 5 2019-12-31 50 78,801 27,418 (formerly New Flyer Industries Inc.) NFI Group Inc. Performance Share Dewsnup, Brian Keith 5 2019-12-31 56 23,307 6,850 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Dewsnup, Brian Keith 5 2019-12-31 56 9,767 3,425 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Deferred Share Units Edwards, Larry Dean 7 2019-12-31 30 22,109 2,477 (formerly New Flyer Industries Inc.) NFI Group Inc. Deferred Share Units Edwards, Larry Dean 7 2020-01-06 56 23,325 1,216 (formerly New Flyer Industries Inc.) NFI Group Inc. Common Shares Gray, Adam L. 4 2020-01-06 57 26.696 2,206,246 2,188 (formerly New Flyer Industries Inc.) NFI Group Inc. Restricted Share Gray, Adam L. 4 2020-01-06 56 26.696 2,188 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Gray, Adam L. 4 2020-01-06 56 26.696 2,188 (formerly New Flyer Units Industries Inc.)
January 16, 2020 (2020), 43 OSCB 772
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
NFI Group Inc. Restricted Share Gray, Adam L. 4 2020-01-06 57 26.696 -2,188 (formerly New Flyer Units Industries Inc.)
NFI Group Inc. Restricted Share Gray, Adam L. 4 2020-01-06 57 26.696 -2,188 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Gray, Adam L. 4 2020-01-06 56 26.696 2,189 2,188 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Gray, Adam L. 4 2020-01-06 57 26.696 1 -2,188 (formerly New Flyer Units Industries Inc.)
NFI Group Inc. Options Harper, Janice 5 2019-12-31 50 78,036 13,300 (formerly New Flyer Industries Inc.)
NFI Group Inc. Performance Share Harper, Janice 5 2019-12-31 56 13,194 3,323 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Harper, Janice 5 2019-12-31 56 5,134 1,661 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Deferred Share Units Hoeg, Krystyna 4 2019-12-31 30 12,309 2,413 (formerly New Flyer Industries Inc.) NFI Group Inc. Deferred Share Units Hoeg, Krystyna 4 2020-01-06 56 14,497 2,188 (formerly New Flyer Industries Inc.) NFI Group Inc. Restricted Share Hoeg, Krystyna 4 2019-12-31 30 13,651 1,014 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Deferred Share Units Marinucci, Giovanni 4 2019-12-31 30 22,109 2,477 (formerly New Flyer (John) Industries Inc.) NFI Group Inc. Deferred Share Units Marinucci, Giovanni 4 2020-01-06 56 23,325 1,216 (formerly New Flyer (John) Industries Inc.) NFI Group Inc. Options McNeill, Jennifer 5 2019-12-31 50 11,448 6,901 (formerly New Flyer Lynn Industries Inc.) NFI Group Inc. Performance Share McNeill, Jennifer 5 2019-12-31 56 3,129 1,724 (formerly New Flyer Units Lynn Industries Inc.)
NFI Group Inc. Restricted Share McNeill, Jennifer 5 2019-12-31 56 1,565 862 (formerly New Flyer Units Lynn Industries Inc.) NFI Group Inc. Options Morison, Sandra 5 2019-12-31 50 23,506 9,612 (formerly New Flyer Jean Industries Inc.) NFI Group Inc. Performance Share Morison, Sandra 5 2019-12-31 56 7,173 2,401 (formerly New Flyer Units Jean Industries Inc.) NFI Group Inc. Restricted Share Morison, Sandra 5 2019-12-31 56 3,318 1,201 (formerly New Flyer Units Jean Industries Inc.) NFI Group Inc. Options Nalepka, Timothy 7 2019-12-31 50 10,412 4,258 (formerly New Flyer John Industries Inc.) NFI Group Inc. Performance Share Nalepka, Timothy 7 2019-12-31 56 3,178 1,064 (formerly New Flyer Units John Industries Inc.) NFI Group Inc. Restricted Share Nalepka, Timothy 7 2019-12-31 56 1,469 532 (formerly New Flyer Units John Industries Inc.) NFI Group Inc. Common Shares Nunes, Paulo Cezar 4 2020-01-06 57 5,533 1,216 (formerly New Flyer Industries Inc.) NFI Group Inc. Common Shares Nunes, Paulo Cezar 4 2020-01-06 10 26.9 4,973 -560 (formerly New Flyer Industries Inc.)
January 16, 2020 (2020), 43 OSCB 773
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
NFI Group Inc. Restricted Share Nunes, Paulo Cezar 4 2019-12-31 30 59 (formerly New Flyer Units Industries Inc.)
NFI Group Inc. Restricted Share Nunes, Paulo Cezar 4 2019-12-31 30 59 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Nunes, Paulo Cezar 4 2020-01-06 57 -59 -1,216 (formerly New Flyer Units Industries Inc.)
NFI Group Inc. Restricted Share Nunes, Paulo Cezar 4 2020-01-06 56 1,157 1,216 (formerly New Flyer Units Industries Inc.)
NFI Group Inc. Options Pellaers, Jason 5 2019-12-31 50 13,905 5,990 (formerly New Flyer Michael Industries Inc.)
NFI Group Inc. Performance Share Pellaers, Jason 5 2019-12-31 56 4,182 1,496 (formerly New Flyer Units Michael Industries Inc.) NFI Group Inc. Restricted Share Pellaers, Jason 5 2019-12-31 56 1,971 748 (formerly New Flyer Units Michael Industries Inc.) NFI Group Inc. Options Pewarchuk, Colin 5 2019-12-31 50 90,096 14,751 (formerly New Flyer Michael Industries Inc.) NFI Group Inc. Performance Share Pewarchuk, Colin 5 2019-12-31 56 14,470 3,685 (formerly New Flyer Units Michael Industries Inc.) NFI Group Inc. Restricted Share Pewarchuk, Colin 5 2019-12-31 56 5,606 1,843 (formerly New Flyer Units Michael Industries Inc.) NFI Group Inc. Options Scully, Patrick James 7 2019-12-31 50 26,333 10,975 (formerly New Flyer Industries Inc.) NFI Group Inc. Performance Share Scully, Patrick James 7 2019-12-31 56 8,004 2,742 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Scully, Patrick James 7 2019-12-31 56 3,711 1,371 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Options Smart, Ian Scott 5 2019-12-31 50 161,705 31,101 (formerly New Flyer Industries Inc.)
NFI Group Inc. Performance Share Smart, Ian Scott 5 2019-12-31 56 28,000 7,770 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Smart, Ian Scott 5 2019-12-31 56 11,984 3,885 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Options Soni, Pipasu Harish 5 2019-12-02 00 (formerly New Flyer Industries Inc.) NFI Group Inc. Options Soni, Pipasu Harish 5 2019-12-31 50 45,015 45,015 (formerly New Flyer Industries Inc.) NFI Group Inc. Performance Share Soni, Pipasu Harish 5 2019-12-02 00 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Performance Share Soni, Pipasu Harish 5 2019-12-31 56 11,246 11,246 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Soni, Pipasu Harish 5 2019-12-02 00 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Soni, Pipasu Harish 5 2019-12-31 56 5,623 5,623 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Options Soubry, Paul 5 2019-12-31 50 530,539 146,484 (formerly New Flyer Industries Inc.)
January 16, 2020 (2020), 43 OSCB 774
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
NFI Group Inc. Performance Share Soubry, Paul 5 2019-12-31 56 113,904 36,597 (formerly New Flyer Units Industries Inc.)
NFI Group Inc. Restricted Share Soubry, Paul 5 2019-12-31 56 46,706 18,299 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Options Stoddart, Christopher 5 2019-12-31 50 77,190 32,738 (formerly New Flyer James Industries Inc.)
NFI Group Inc. Performance Share Stoddart, Christopher 5 2019-12-31 56 22,945 8,179 (formerly New Flyer Units James Industries Inc.)
NFI Group Inc. Restricted Share Stoddart, Christopher 5 2019-12-31 56 9,792 4,090 (formerly New Flyer Units James Industries Inc.)
NFI Group Inc. Deferred Share Units Tobin, Brian Vincent 4 2019-12-31 30 24,014 1,782 (formerly New Flyer Industries Inc.) NFI Group Inc. Restricted Share Tobin, Brian Vincent 4 2019-12-31 30 17,022 2,759 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Tobin, Brian Vincent 4 2020-01-06 56 18,967 1,945 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Options White, David Michael 5 2019-12-31 50 56,050 16,443 (formerly New Flyer Industries Inc.) NFI Group Inc. Performance Share White, David Michael 5 2019-12-31 56 15,254 4,108 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share White, David Michael 5 2019-12-31 56 5,974 2,054 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Deferred Share Units Winter, Katherine S. 4 2019-12-31 30 2,579 55 (formerly New Flyer Industries Inc.) NFI Group Inc. Deferred Share Units Winter, Katherine S. 4 2020-01-06 56 3,795 1,216 (formerly New Flyer Industries Inc.) NFI Group Inc. Options Young, Steven Allan 5 2019-12-31 50 12,746 5,859 (formerly New Flyer Industries Inc.)
NFI Group Inc. Performance Share Young, Steven Allan 5 2019-12-31 56 3,790 1,464 (formerly New Flyer Units Industries Inc.) NFI Group Inc. Restricted Share Young, Steven Allan 5 2019-12-31 56 1,799 732 (formerly New Flyer Units Industries Inc.) Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-05-28 10 0.4014 200,000 Douglas Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-05-28 10 0.4014 36,751,489 300,000 Douglas Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-08-27 10 0.6969 75,000 Douglas Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-08-27 10 0.6969 42,958,489 200,000 Douglas Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-12-23 10 0.45 50,000 Douglas Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-12-23 10 0.45 43,241,489 100,000 Douglas Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-12-23 10 0.4414 43,291,489 50,000 Douglas Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-12-23 10 0.4447 43,341,489 50,000 Douglas Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-12-24 10 0.4693 25,000 Douglas Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-12-24 10 0.4693 43,441,489 100,000 Douglas
January 16, 2020 (2020), 43 OSCB 775
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-12-27 10 0.4922 43,461,489 20,000 Douglas Nighthawk Gold Corp. Common Shares Cudney, Robert 3 2019-12-27 10 0.495 43,466,489 5,000 Douglas Nighthawk Gold Corp. Common Shares Howlett, Brian 4 2020-01-08 10 0.52 1,320,000 10,000 NioBay Metals Inc. Common Shares Savard, Serge 4 2020-01-07 10 0.405 27,406 -92 (formerly MDN INC.)
Noront Resources Ltd. Common Shares Resource Capital 3 2020-01-10 11 79,715,398 2,598,991 Fund V L.P. North American Common Shares Ferron, Martin Robert 4, 5 2020-01-06 51 2.79 1,903,311 10,000 Construction Group Ltd. North American Common Shares Ferron, Martin Robert 4, 5 2020-01-06 10 15.921 1,899,329 -3,982 Construction Group Ltd. North American Options Ferron, Martin Robert 4, 5 2020-01-06 51 2.79 76,800 -10,000 Construction Group Ltd. North American Class A Shares Cruickshank, Peter F. 4, 5 2019-12-30 37 441 -59 Financial 15 Split Corp. Northern Superior Common Shares Gentile, Michael 4 2019-12-30 00 1,991,500 Resources Inc. Northfield Capital Common Shares Northfield Capital 1 2019-12-24 38 30 58,200 200 Corporation CLASS A Corporation RESTRICTED VOTING Northfield Capital Common Shares Northfield Capital 1 2020-01-06 38 30 60,130 1,930 Corporation CLASS A Corporation RESTRICTED VOTING Northland Power Inc. Deferred Share Units Bountrogianni, Marie 4 2019-12-31 30 27.42 1,881 27 (DSU) Northland Power Inc. Deferred Share Units Gilmour, Barry 4 2019-12-31 30 27.42 39,585 1,678 (DSU) Kenneth Northland Power Inc. Deferred Share Units Goodman, Russell 4 2019-12-31 30 27.42 18,680 778 (DSU) Andrew Northstar Gold Corp. Common Shares Main, Charles 4 2019-06-28 00 Northstar Gold Corp. Common Shares Main, Charles 4 2019-06-28 00 1,411,466 Northstar Gold Corp. Common Shares Main, Charles 4 2020-01-02 10 0.307 1,417,466 6,000 Northstar Gold Corp. Common Shares Main, Charles 4 2020-01-06 10 0.291 1,424,966 7,500 Northstar Gold Corp. Common Shares Main, Charles 4 2020-01-07 10 0.283 1,439,966 15,000 Northstar Gold Corp. Common Shares Main, Charles 4 2020-01-10 10 0.267 1,468,966 29,000 Nova Leap Health Common Shares Fulcher, Norman 3 2020-01-06 54 0.35 8,008,333 250,000 Corp. Wayne Nova Leap Health Warrants Fulcher, Norman 3 2020-01-06 54 0.35 775,000 -250,000 Corp. Wayne Nova Leap Health Common Shares Hatfield, Dana 4 2020-01-07 54 0.35 662,500 62,500 Corp. Murray Nova Leap Health Common Shares Hatfield, Dana 4 2020-01-08 54 0.375 712,500 50,000 Corp. Murray Nova Leap Health Warrants Hatfield, Dana 4 2020-01-07 54 0.35 50,000 -62,500 Corp. Murray Nova Leap Health Warrants Hatfield, Dana 4 2020-01-08 54 0.375 0 -50,000 Corp. Murray NOVAGOLD Common Shares Rimelman, Ronald 5 2019-10-07 30 6.4 118,004 141 RESOURCES INC. NOVAGOLD Common Shares Rimelman, Ronald 5 2019-10-21 30 6.31 118,147 143 RESOURCES INC. NOVAGOLD Common Shares Rimelman, Ronald 5 2019-11-06 30 7.06 118,275 128 RESOURCES INC. NOVAGOLD Common Shares Rimelman, Ronald 5 2019-11-22 30 6.9 118,406 131 RESOURCES INC. NOVAGOLD Common Shares Rimelman, Ronald 5 2019-12-06 30 7.12 136,146 127 RESOURCES INC. NOVAGOLD Common Shares Rimelman, Ronald 5 2019-12-19 30 7.51 136,266 120 RESOURCES INC.
January 16, 2020 (2020), 43 OSCB 776
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings NOVAGOLD Common Shares Williams, Richard 5 2019-10-07 30 6.4 277,890 153 RESOURCES INC. NOVAGOLD Common Shares Williams, Richard 5 2019-10-21 30 6.31 278,045 155 RESOURCES INC. NOVAGOLD Common Shares Williams, Richard 5 2019-11-06 30 7.06 278,184 139 RESOURCES INC. NOVAGOLD Common Shares Williams, Richard 5 2019-11-22 30 6.9 278,326 142 RESOURCES INC. NOVAGOLD Common Shares Williams, Richard 5 2019-12-06 30 6.9 310,308 137 RESOURCES INC. NOVAGOLD Common Shares Williams, Richard 5 2019-12-19 30 7.51 310,438 130 RESOURCES INC. Nubian Resources Ltd. Common Shares JANSER, MARKUS 4 2020-01-07 10 0.08 3,846,000 213,000 Class A voting Nuran Wireless Inc. Common Shares B╔DARD, Martin 3 2020-01-09 10 0.045 1,200,000 -174,641 (formerly 1014372 B.C. Ltd.) NUVISTA ENERGY Common Shares GMT Capital Corp 3 2020-01-08 10 2.44 5,833,200 121,800 LTD. NUVISTA ENERGY Common Shares GMT Capital Corp 3 2020-01-08 10 2.44 10,450,500 188,600 LTD. NUVISTA ENERGY Common Shares GMT Capital Corp 3 2020-01-08 10 2.44 8,054,200 192,100 LTD. NUVISTA ENERGY Common Shares GMT Capital Corp 3 2020-01-08 10 2.44 1,042,300 19,400 LTD. NXT Energy Solutions Options Valentine, Thomas 4 2020-01-09 52 15,000 -7,500 Inc. OceanaGold Rights Deferred Gignac, Catherine 4 2019-09-11 56 3.24 40,682 Corporation Share Units OceanaGold Rights Deferred Gignac, Catherine 4 2019-09-11 56 3.24 41,677 41,677 Corporation Share Units OceanaGold Rights Deferred Gignac, Catherine 4 2020-01-03 56 2.52 67,447 25,770 Corporation Share Units OceanaGold Rights Deferred Units Nelsen, Craig Joseph 4 2019-02-21 56 29,195 Corporation OceanaGold Rights Deferred Units Nelsen, Craig Joseph 4 2019-02-21 56 29,284 29,284 Corporation OceanaGold Rights Deferred Units Nelsen, Craig Joseph 4 2020-01-02 56 2.52 55,054 25,770 Corporation OceanaGold Rights Deferred RABY, GEOFFREY 4 2017-01-30 56 16,549 Corporation Share Units WILLIAM
OceanaGold Rights Deferred RABY, GEOFFREY 4 2017-01-30 56 16,841 Corporation Share Units WILLIAM OceanaGold Rights Deferred RABY, GEOFFREY 4 2017-01-30 56 42,044 16,892 Corporation Share Units WILLIAM OceanaGold Rights Deferred RABY, GEOFFREY 4 2018-07-15 97 20,011 Corporation Share Units WILLIAM OceanaGold Rights Deferred RABY, GEOFFREY 4 2018-07-15 56 19,305 Corporation Share Units WILLIAM OceanaGold Rights Deferred RABY, GEOFFREY 4 2018-07-15 56 61,408 19,364 Corporation Share Units WILLIAM OceanaGold Rights Deferred RABY, GEOFFREY 4 2019-01-03 56 4.87 13,861 Corporation Share Units WILLIAM OceanaGold Rights Deferred RABY, GEOFFREY 4 2019-01-03 56 75,311 13,903 Corporation Share Units WILLIAM OceanaGold Rights Deferred RABY, GEOFFREY 4 2020-01-03 56 2.52 75,929 25,770 Corporation Share Units WILLIAM OceanaGold Rights Deferred Reid, Ian MacNevin 4 2018-04-26 56 3.42 37,632 Corporation Share Units OceanaGold Rights Deferred Reid, Ian MacNevin 4 2018-04-26 56 3.42 37,996 37,996 Corporation Share Units OceanaGold Rights Deferred Reid, Ian MacNevin 4 2018-06-01 56 3.42 128,700 Corporation Share Units OceanaGold Rights Deferred Reid, Ian MacNevin 4 2019-01-03 56 4.87 13,861 Corporation Share Units OceanaGold Rights Deferred Reid, Ian MacNevin 4 2019-01-03 56 4.87 51,899 13,903 Corporation Share Units
January 16, 2020 (2020), 43 OSCB 777
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings OceanaGold Rights Deferred Reid, Ian MacNevin 4 2020-01-03 56 2.52 77,669 25,770 Corporation Share Units
OceanaGold Rights Sweeney, Paul 4 2017-01-30 56 16,549 Corporation Bristol OceanaGold Rights Sweeney, Paul 4 2017-01-30 56 16,841 Corporation Bristol OceanaGold Rights Sweeney, Paul 4 2017-01-30 56 16,841 Corporation Bristol
OceanaGold Rights Sweeney, Paul 4 2017-01-30 56 84,597 16,892 Corporation Bristol
OceanaGold Rights Sweeney, Paul 4 2018-01-08 56 19,105 Corporation Bristol
OceanaGold Rights Sweeney, Paul 4 2018-01-08 56 19,305 Corporation Bristol
OceanaGold Rights Sweeney, Paul 4 2018-01-08 56 61,408 19,364 Corporation Bristol
OceanaGold Rights Sweeney, Paul 4 2019-01-03 56 4.87 13,861 Corporation Bristol OceanaGold Rights Sweeney, Paul 4 2019-01-03 56 4.87 75,311 13,903 Corporation Bristol OceanaGold Rights Sweeney, Paul 4 2020-01-03 56 2.52 75,929 25,770 Corporation Bristol Olympia Financial Common Shares Bahnuik, Jonathan 5 2020-01-06 30 46.481 1,545 50 Group Inc. Marvin Oncolytics Biotech Inc. Common Shares Brown, Deborah 4 2020-01-06 10 4.7854 30,827 -14,000 Oncolytics Biotech Inc. Options Hagerman, Allison 5 2020-01-06 51 1.45 149,997 -10,000 Oncolytics Biotech Inc. Rights Restricted Kruimer, Leonard 4 2019-10-02 00 Share Units Oncolytics Biotech Inc. Rights Restricted Kruimer, Leonard 4 2020-01-06 56 789 789 Share Units Oncolytics Biotech Inc. Common Shares Pisano, Wayne 4 2020-01-06 57 100,631 6,282 Oncolytics Biotech Inc. Rights Restricted Pisano, Wayne 4 2020-01-06 56 57,890 3,748 Share Units Oncolytics Biotech Inc. Rights Restricted Pisano, Wayne 4 2020-01-06 57 51,608 -6,282 Share Units Oncolytics Biotech Inc. Common Shares Seizinger, Bernd 4 2020-01-06 57 181,581 3,413 Robert Oncolytics Biotech Inc. Rights Restricted Seizinger, Bernd 4 2020-01-06 56 57,302 1,893 Share Units Robert
Oncolytics Biotech Inc. Rights Restricted Seizinger, Bernd 4 2020-01-06 57 53,889 -3,413 Share Units Robert ONEX Options Govan, Christopher 5 2020-01-06 59 33.11 636,500 -12,500 CORPORATION Allan Orca Gold Inc. Common Shares Beaty, Ross J. 3 2020-01-09 10 0.301 1,836,500 Orca Gold Inc. Common Shares Beaty, Ross J. 3 2020-01-09 10 0.301 1,836,500 Orca Gold Inc. Common Shares Beaty, Ross J. 3 2020-01-09 00 20,600,000 Orca Gold Inc. Common Shares Beaty, Ross J. 3 2020-01-09 10 0.301 22,436,500 1,836,500 Orefinders Resources Common Shares Stewart, Alexander 4, 5 2020-01-05 10 0.0233 4,200,000 1,414,286 Inc. Orefinders Resources Warrants Stewart, Alexander 4, 5 2020-01-05 54 1,998,701 -1,414,286 Inc. Orefinders Resources Common Shares Stewart, Stephen 4 2020-01-05 54 0.023 4,402,286 1,414,286 Inc. Alexander Nelson Orefinders Resources Common Shares Stewart, Stephen 4 2020-01-05 70 0.023 5,816,572 1,414,286 Inc. Alexander Nelson Organic Potash Options Ivanov, Volodymyr 5 2019-11-30 00 Corporation Organic Potash Options Ivanov, Volodymyr 5 2019-12-29 50 750,000 750,000 Corporation Orla Mining Ltd. Warrants Agnico Eagle Mines 3 2019-12-18 53 3 11,270,250 10,400,000 Limited Orla Mining Ltd. Warrants Lassonde, Pierre 3 2016-07-08 00 Orla Mining Ltd. Warrants Lassonde, Pierre 3 2019-12-31 53 5,200,000 5,200,000 Orsu Metals Common Shares Corra, Mark 4 2020-01-07 46 0.265 144,807 36,758 Corporation
January 16, 2020 (2020), 43 OSCB 778
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Orsu Metals Options Corra, Mark 4 2020-01-03 50 0.265 290,000 40,000 Corporation Orsu Metals Options Kurzin, Sergey 5 2020-01-03 50 0.265 715,000 165,000 Corporation Vladimirovich Orsu Metals Common Shares Pakhomov, Vladimir 4 2020-01-07 46 0.265 214,589 73,516 Corporation Orsu Metals Options Pakhomov, Vladimir 4 2020-01-03 50 0.265 190,000 40,000 Corporation Orsu Metals Common Shares Rhodes, David John 4 2020-01-07 46 0.265 313,855 73,516 Corporation Orsu Metals Common Shares Rhodes, David John 4 2020-01-03 10 0.26 311,000 20,000 Corporation Orsu Metals Common Shares Rhodes, David John 4 2020-01-03 10 0.26 331,000 20,000 Corporation Orsu Metals Common Shares Rhodes, David John 4 2020-01-03 10 0.26 341,000 10,000 Corporation Orsu Metals Common Shares Rhodes, David John 4 2020-01-06 10 0.26 358,000 17,000 Corporation Orsu Metals Common Shares Rhodes, David John 4 2020-01-07 10 0.26 361,000 3,000 Corporation Orsu Metals Common Shares Rhodes, David John 4 2020-01-07 10 0.26 408,000 47,000 Corporation Orsu Metals Common Shares Rhodes, David John 4 2020-01-08 10 0.26 428,000 20,000 Corporation Orsu Metals Common Shares Rhodes, David John 4 2020-01-08 10 0.26 458,000 30,000 Corporation Orsu Metals Common Shares Rhodes, David John 4 2020-01-09 10 0.26 508,000 50,000 Corporation Orsu Metals Common Shares Rhodes, David John 4 2020-01-10 10 0.26 558,000 50,000 Corporation Orsu Metals Options Rhodes, David John 4 2020-01-03 50 0.265 190,000 40,000 Corporation Orsu Metals Options Stefanovich, Sergei 4 2020-01-03 50 0.265 715,000 165,000 Corporation Orsu Metals Common Shares Tsesarenko, Denis 6 2020-01-07 46 0.265 461,480 147,033 Corporation Orsu Metals Options Yakubchuk, 4, 5 2020-01-03 50 0.265 635,000 85,000 Corporation Alexander Sergeevich ORTHO Convertible Leduc, Claude 5 2019-12-31 16 0.3 $90,000 $40,000 REGENERATIVE Debentures 10%, 2 TECHNOLOGIES INC. years, $0.30 Conversion Price
ORTHO Warrants Leduc, Claude 5 2019-12-31 16 180,000 80,000 REGENERATIVE TECHNOLOGIES INC. ORTHO Convertible Mainville, Luc 5 2019-12-31 16 1000 $232,000 $57,000 REGENERATIVE Debentures 10%, 2 TECHNOLOGIES INC. years, $0.30 Conversion Price ORTHO Warrants Mainville, Luc 5 2019-12-31 16 464,000 114,000 REGENERATIVE TECHNOLOGIES INC. ORTHO Convertible Saviuk, Steve 4, 6 2019-12-31 16 $964,000 $70,000 REGENERATIVE Debentures 10%, 2 TECHNOLOGIES INC. years, $0.30 Conversion Price ORTHO Warrants Saviuk, Steve 4, 6 2019-12-31 16 2,428,000 140,000 REGENERATIVE TECHNOLOGIES INC. OSISKO GOLD Common Shares Singh, Sandeep 5 2019-12-31 00 ROYALTIES LTD OSISKO GOLD Common Shares Singh, Sandeep 5 2020-01-06 10 12.498 40,000 40,000 ROYALTIES LTD Osisko Mining Inc. Rights Deferred Anderson, Patrick 4 2020-01-07 56 3.98 142,310 4,868 Share Units Fergus Neill Osisko Mining Inc. Common Shares Burzynski, John 4, 5 2020-01-02 10 4.01 1,425,600 -25,000 Feliks
January 16, 2020 (2020), 43 OSCB 779
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Osisko Mining Inc. Common Shares Burzynski, John 4, 5 2020-01-02 10 4 1,409,100 -16,500 Feliks Osisko Mining Inc. Common Shares Burzynski, John 4, 5 2020-01-02 10 3.952 1,389,100 -20,000 Feliks Osisko Mining Inc. Rights Deferred Calderon, Bernardo 4 2020-01-07 56 3.98 138,158 2,120 Share Units Alvarez Osisko Mining Inc. Rights Deferred McKay, Keith 4 2020-01-07 56 3.98 156,585 5,496 Share Units Douglas Osisko Mining Inc. Common Shares Njegovan, Donald 5 2020-01-09 51 1.08 300,312 200,000 Robert Osisko Mining Inc. Common Shares Njegovan, Donald 5 2020-01-09 10 3.8 100,312 -200,000 Robert
Osisko Mining Inc. Options Njegovan, Donald 5 2020-01-09 51 1,250,000 200,000 Robert Osisko Mining Inc. Rights Deferred Roosen, Sean 3, 4 2019-09-30 56 3.46 162,442 3,974 Share Units Osisko Mining Inc. Rights Deferred Roosen, Sean 3, 4 2020-01-07 56 3.98 166,682 4,240 Share Units Osisko Mining Inc. Common Shares Vizquerra, Jose 5 2019-12-31 10 4.05 259,811 -20,000 Osisko Mining Inc. Common Shares Vizquerra, Jose 5 2020-01-02 10 3.975 255,811 -4,000 Osisko Mining Inc. Common Shares Vizquerra, Jose 5 2020-01-03 10 3.867 230,811 -25,000 Otis Gold Corp. Common Shares Lee-Barber, 3 2020-01-03 10 0.137 22,900,000 100,000 Christopher Geoffrey Otis Gold Corp. Common Shares Lee-Barber, 3 2020-01-08 10 0.135 22,950,000 50,000 Christopher Geoffrey Otis Gold Corp. Common Shares Lee-Barber, 3 2020-01-09 10 0.137 23,000,000 50,000 Christopher Geoffrey Pacific Empire Common Shares Ritchie, Rory 4, 5 2020-01-07 10 0.045 1,130,500 21,000 Minerals Corp. Pacific Empire Common Shares Ritchie, Rory 4, 5 2020-01-08 10 0.421 1,181,500 51,000 Minerals Corp. Painted Pony Energy Rights Deferred Beitel, Paul 4, 6 2020-01-02 56 0.7333 235,419 40,910 Ltd. Share Units Painted Pony Energy Rights Deferred Carley, Glenn Robert 4 2020-01-02 56 0.73 77,266 15,767 Ltd. Share Units Pan American Silver Common Shares Doyle, Alun Robert 5 2020-01-06 51 9.76 69,387 12,576 Corp. Pan American Silver Common Shares Doyle, Alun Robert 5 2020-01-06 10 30 66,811 -2,576 Corp. Pan American Silver Common Shares Doyle, Alun Robert 5 2020-01-06 10 30.04 64,311 -2,500 Corp. Pan American Silver Common Shares Doyle, Alun Robert 5 2020-01-06 10 30.07 61,811 -2,500 Corp. Pan American Silver Common Shares Doyle, Alun Robert 5 2020-01-06 10 30.1 56,811 -5,000 Corp. Pan American Silver Options Doyle, Alun Robert 5 2020-01-06 51 9.76 0 -12,576 Corp. Pan American Silver Common Shares Lemon, Christopher 5 2019-12-19 51 18.64 15,065 Corp. Pan American Silver Common Shares Lemon, Christopher 5 2019-12-19 51 18.64 15,065 Corp. Pan American Silver Common Shares Lemon, Christopher 5 2019-12-19 51 18.64 31,646 15,095 Corp. Pan American Silver Common Shares Lemon, Christopher 5 2019-12-19 10 28.64 16,551 -15,095 Corp. Pan American Silver Options Lemon, Christopher 5 2019-12-19 51 18.64 -15,065 Corp. Pan American Silver Options Lemon, Christopher 5 2019-12-19 51 18.64 -15,065 Corp. Pan American Silver Options Lemon, Christopher 5 2019-12-19 51 18.64 18,257 -15,095 Corp. Pan American Silver Common Shares Paterson, Cameron 5 2020-01-08 51 9.76 9,715 4,000 Corp. Pan American Silver Common Shares Paterson, Cameron 5 2020-01-08 10 29.612 5,715 -4,000 Corp.
January 16, 2020 (2020), 43 OSCB 780
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Pan American Silver Common Shares Paterson, Cameron 5 2020-01-10 51 9.76 9,715 4,000 Corp. Pan American Silver Common Shares Paterson, Cameron 5 2020-01-10 10 29.426 5,715 -4,000 Corp. Pan American Silver Options Paterson, Cameron 5 2020-01-08 51 9.76 25,666 -4,000 Corp. Pan American Silver Options Paterson, Cameron 5 2020-01-10 51 9.76 21,666 -4,000 Corp. Pancontinental Common Shares Mosher, David 4 2020-01-09 10 0.025 6,094,555 200,000 Resources Vaughn Corporation Parex Resources Inc. Common Shares Parex Resources Inc. 1 2019-12-23 38 23.957 18,274,054 55,000 Parex Resources Inc. Common Shares Parex Resources Inc. 1 2019-12-24 38 23.957 18,299,054 25,000 Parex Resources Inc. Common Shares Parex Resources Inc. 1 2019-12-27 38 23.957 18,354,054 55,000 Parex Resources Inc. Common Shares Parex Resources Inc. 1 2019-12-30 38 23.957 18,409,054 55,000 Parex Resources Inc. Common Shares Parex Resources Inc. 1 2019-12-31 38 23.957 18,464,054 55,000
Parkland Fuel Common Shares Brooks, Benjamin 5 2019-12-31 30 1,107 Corporation David Parkland Fuel Common Shares Brooks, Benjamin 5 2019-12-31 30 1,107 Corporation David Parkland Fuel Common Shares Kilty, Colin Peter 5 2019-12-31 30 4,606 Corporation Parkland Fuel Common Shares Kilty, Colin Peter 5 2019-12-31 30 4,606 Corporation Parkland Fuel Common Shares Magnan, Pierre 5 2019-12-31 30 2,761 Corporation Patrick Gerard Parkland Fuel Common Shares Magnan, Pierre 5 2019-12-31 30 2,761 Corporation Patrick Gerard Parkland Fuel Common Shares McDonald, Stephanie 5 2019-12-31 30 1,004 Corporation M Parkland Fuel Common Shares McDonald, Stephanie 5 2019-12-31 30 1,004 Corporation M Patagonia Gold Corp. Common Shares van Tienhoven, 5 2020-01-08 10 0.06 320,778 5,000 Christopher Patriot One Common Shares van der Gracht, Peter 4 2018-07-10 00 Technologies Inc. Kenneth Patriot One Common Shares van der Gracht, Peter 4 2020-01-08 10 1.2982 13,000 13,000 Technologies Inc. Kenneth Patriot One Common Shares van der Gracht, Peter 4 2020-01-08 10 1.28 20,000 7,000 Technologies Inc. Kenneth Patriot One Common Shares van der Gracht, Peter 4 2020-01-08 10 1.3 30,000 10,000 Technologies Inc. Kenneth Patriot One Common Shares van der Gracht, Peter 4 2020-01-09 10 1.2689 40,000 10,000 Technologies Inc. Kenneth Patriot One Common Shares van der Gracht, Peter 4 2020-01-09 10 1.2507 50,000 10,000 Technologies Inc. Kenneth Patriot One Common Shares van der Gracht, Peter 4 2020-01-09 10 1.2545 60,000 10,000 Technologies Inc. Kenneth Patriot One Common Shares van der Gracht, Peter 4 2020-01-10 10 1.2499 65,000 5,000 Technologies Inc. Kenneth Patriot One Common Shares van der Gracht, Peter 4 2020-01-10 10 1.25 72,000 7,000 Technologies Inc. Kenneth Patriot One Common Shares van der Gracht, Peter 4 2020-01-10 10 1.23 77,000 5,000 Technologies Inc. Kenneth Peloton Minerals Common Shares ELLWOOD, 5 2020-01-09 10 0.085 3,951,796 1,000 Corporation EDWARD LEITH Peloton Minerals Common Shares ELLWOOD, 5 2020-01-09 10 0.09 3,955,796 4,000 Corporation EDWARD LEITH Peloton Minerals Common Shares ELLWOOD, 5 2020-01-09 10 0.095 3,960,796 5,000 Corporation EDWARD LEITH Peloton Minerals Common Shares ELLWOOD, 5 2020-01-09 11 0.09 3,965,796 5,000 Corporation EDWARD LEITH Pembina Pipeline Common Shares Andersen, Harold 5 2020-01-09 51 39.63 7,943 7,943 Corporation Pembina Pipeline Common Shares Andersen, Harold 5 2020-01-09 51 38.76 15,886 7,943 Corporation
January 16, 2020 (2020), 43 OSCB 781
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Pembina Pipeline Common Shares Andersen, Harold 5 2020-01-09 10 50.103 0 -15,886 Corporation Pembina Pipeline Options Andersen, Harold 5 2020-01-09 51 39.63 140,473 -7,943 Corporation Pembina Pipeline Options Andersen, Harold 5 2020-01-09 51 38.76 132,530 -7,943 Corporation Pembina Pipeline Common Shares Burrows, J. Scott 5 2020-01-09 51 39.63 11,240 5,740 Corporation Pembina Pipeline Common Shares Burrows, J. Scott 5 2020-01-09 51 38.76 16,980 5,740 Corporation Pembina Pipeline Common Shares Burrows, J. Scott 5 2020-01-09 51 41.59 18,204 1,224 Corporation Pembina Pipeline Common Shares Burrows, J. Scott 5 2020-01-09 10 50.977 5,500 -12,704 Corporation Pembina Pipeline Common Shares Burrows, J. Scott 5 2020-01-09 51 41.5 10,500 5,000 Corporation Pembina Pipeline Common Shares Burrows, J. Scott 5 2020-01-09 51 41.5 15,601 5,101 Corporation Pembina Pipeline Common Shares Burrows, J. Scott 5 2020-01-09 10 50.035 5,500 -10,101 Corporation Pembina Pipeline Options Burrows, J. Scott 5 2020-01-09 51 39.63 169,006 -5,740 Corporation Pembina Pipeline Options Burrows, J. Scott 5 2020-01-09 51 38.76 163,266 -5,740 Corporation Pembina Pipeline Options Burrows, J. Scott 5 2020-01-09 51 41.59 162,042 -1,224 Corporation Pembina Pipeline Options Burrows, J. Scott 5 2020-01-09 51 41.5 157,042 -5,000 Corporation Pembina Pipeline Options Burrows, J. Scott 5 2020-01-09 51 41.5 151,941 -5,101 Corporation Pembina Pipeline Common Shares Scherman, Chris 5 2020-01-09 51 33.8 1,810 1,810 Corporation Pembina Pipeline Common Shares Scherman, Chris 5 2020-01-09 51 39.63 2,715 905 Corporation Pembina Pipeline Common Shares Scherman, Chris 5 2020-01-09 51 38.76 3,662 947 Corporation Pembina Pipeline Common Shares Scherman, Chris 5 2020-01-09 51 42.97 5,735 2,073 Corporation Pembina Pipeline Common Shares Scherman, Chris 5 2020-01-09 51 41.59 7,156 1,421 Corporation Pembina Pipeline Common Shares Scherman, Chris 5 2020-01-09 51 41.5 8,840 1,684 Corporation Pembina Pipeline Common Shares Scherman, Chris 5 2020-01-09 10 50.272 0 -8,840 Corporation Pembina Pipeline Options Scherman, Chris 5 2020-01-09 51 33.8 35,600 -1,810 Corporation Pembina Pipeline Options Scherman, Chris 5 2020-01-09 51 39.63 34,695 -905 Corporation Pembina Pipeline Options Scherman, Chris 5 2020-01-09 51 38.76 33,748 -947 Corporation Pembina Pipeline Options Scherman, Chris 5 2020-01-09 51 42.97 31,675 -2,073 Corporation Pembina Pipeline Options Scherman, Chris 5 2020-01-09 51 41.59 30,254 -1,421 Corporation Pembina Pipeline Options Scherman, Chris 5 2020-01-09 51 41.5 28,570 -1,684 Corporation Pembina Pipeline Common Shares Wiun, Jason Travis 5 2020-01-09 51 41.25 7,415 7,000 Corporation Pembina Pipeline Common Shares Wiun, Jason Travis 5 2020-01-09 51 33.8 11,672 4,257 Corporation Pembina Pipeline Common Shares Wiun, Jason Travis 5 2020-01-09 51 39.63 17,057 5,385 Corporation Pembina Pipeline Common Shares Wiun, Jason Travis 5 2020-01-09 51 38.76 23,442 6,385 Corporation Pembina Pipeline Common Shares Wiun, Jason Travis 5 2020-01-09 10 49.996 415 -23,027 Corporation
January 16, 2020 (2020), 43 OSCB 782
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Pembina Pipeline Options Wiun, Jason Travis 5 2020-01-09 51 41.25 134,622 -7,000 Corporation Pembina Pipeline Options Wiun, Jason Travis 5 2020-01-09 51 33.8 130,365 -4,257 Corporation Pembina Pipeline Options Wiun, Jason Travis 5 2020-01-09 51 39.63 124,980 -5,385 Corporation Pembina Pipeline Options Wiun, Jason Travis 5 2020-01-09 51 38.76 118,595 -6,385 Corporation Pender Growth Fund Common Shares Edmison, John Kelly 4 2019-12-27 11 3.25 217,192 -12,000 Inc. Class C Peruvian Metals Corp. Common Shares Brown, William 4 2020-01-06 10 0.03 9,798,000 200,000 (Formerly Duran Unlimited, No Par Richard Ventures Inc.) Value
Petrus Resources Ltd. Options New Options Arnell, Patrick 4 2020-01-03 52 5,800 -3,170
Petrus Resources Ltd. Options New Options CORMACK, Donald 4 2020-01-03 52 5,800 -3,170 Gordon
Petrus Resources Ltd. Options New Options Gray, Don 4 2020-01-03 52 8,400 -4,800 Petrus Resources Ltd. Options New Options Korchinski, Neil 5 2020-01-03 52 588,301 -24,800 Petrus Resources Ltd. Options New Options Korchinski, Neil 5 2020-01-03 52 525,701 -62,600 Petrus Resources Ltd. Options New Options Korchinski, Neil 5 2020-01-06 52 516,701 -9,000 Petrus Resources Ltd. Options New Options Stephenson, Cheree 5 2020-01-03 52 391,280 -44,100 Petrus Resources Ltd. Options New Options Stephenson, Cheree 5 2020-01-03 52 373,880 -17,400 Petrus Resources Ltd. Options New Options Stephenson, Cheree 5 2020-01-06 52 367,880 -6,000 Petrus Resources Ltd. Options New Options White, Stephen 4 2020-01-03 52 5,800 -3,170 Peyto Exploration & Common Shares Robinson, Scott 5 2020-01-10 10 3.54 161,507 10,000 Development Corp. PharmaCielo Ltd. Common Shares Laitinen, R. Scott 5 2019-01-15 00 (formerly, AAJ Capital 1 Corp.) PharmaCielo Ltd. Common Shares Laitinen, R. Scott 5 2020-01-06 51 0.5 50,000 50,000 (formerly, AAJ Capital 1 Corp.) PharmaCielo Ltd. Options Laitinen, R. Scott 5 2020-01-06 51 1,275,000 -50,000 (formerly, AAJ Capital 1 Corp.) PHX Energy Services Retention Awards Athaide, Judith 4 2020-01-05 57 2.79 51,800 -498 Corp. (Cash-based Only) PHX Energy Services Retention Awards Hibbard, Lawrence 4 2020-01-05 57 2.79 89,648 -398 Corp. (Cash-based Only) M. PHX Energy Services Retention Awards Hooks, John Michael 5 2020-01-05 57 2.79 354,337 -199 Corp. (Cash-based Only) PHX Energy Services Retention Awards Tetreault, Myron 4 2020-01-05 57 2.79 96,488 -299 Corp. (Cash-based Only) Arthur PHX Energy Services Retention Awards Thomas, Roger Dale 4 2020-01-05 57 2.79 69,003 -373 Corp. (Cash-based Only) Pieridae Energy Common Shares Dargewitcz, Robert 5 2019-11-11 00 Limited Pieridae Energy Common Shares Dargewitcz, Robert 5 2019-12-30 10 0.72 27,778 27,778 Limited Pieridae Energy Options Dargewitcz, Robert 5 2019-11-11 00 Limited Pieridae Energy Options Dargewitcz, Robert 5 2019-11-11 00 216,148 Limited Pine Cliff Energy Ltd. Common Shares Disbrow, Robert 3 2020-01-08 97 21,533,387 -2,200 Pinnacle Renewable Common Shares Prospect Co., Ltd. 3 2020-01-06 10 10.279 3,376,600 28,000 Energy Inc. Pinnacle Renewable Common Shares Prospect Co., Ltd. 3 2020-01-07 10 10.303 3,527,600 151,000 Energy Inc. Pinnacle Renewable Common Shares Prospect Co., Ltd. 3 2020-01-08 10 10.3 3,637,600 110,000 Energy Inc. Pipestone Energy Options BRAUN, Garth John 4 2019-11-10 52 4.05 500,000 -100,000 Corp. (formerly, Blackbird Energy Inc.) Pipestone Energy Common Shares GMT Capital Corp 4 2020-01-03 10 1.31 3,941,098 9,200 Corp. (formerly, Blackbird Energy Inc.)
January 16, 2020 (2020), 43 OSCB 783
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Pipestone Energy Common Shares GMT Capital Corp 4 2020-01-03 10 1.31 4,771,779 24,500 Corp. (formerly, Blackbird Energy Inc.) Pipestone Energy Common Shares GMT Capital Corp 4 2020-01-03 10 1.31 7,322,302 14,300 Corp. (formerly, Blackbird Energy Inc.) Pipestone Energy Common Shares GMT Capital Corp 4 2020-01-03 10 1.31 6,925,600 10,500 Corp. (formerly, Blackbird Energy Inc.) Pipestone Energy Common Shares GMT Capital Corp 4 2020-01-03 10 1.31 723,980 1,500 Corp. (formerly, Blackbird Energy Inc.)
Pivot Technology Common Shares Tullao, Mary Kay 5 2019-12-31 51 44,625 36,100 Solutions, Inc. (formerly Acme Capital Corporation)
Pivot Technology Options Tullao, Mary Kay 5 2019-12-31 51 283,900 -36,100 Solutions, Inc. (formerly Acme Capital Corporation) Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-11 38 4.58 4,400 4,400 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-12 38 4.53 9,100 4,700 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-13 38 4.4 14,000 4,900 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-16 38 4.52 18,900 4,900 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-17 38 4.59 23,000 4,100 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-18 38 4.6 25,000 2,000 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-19 38 4.6 29,800 4,800 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-20 38 4.56 34,700 4,900 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-23 38 4.53 39,400 4,700 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-24 38 4.52 44,300 4,900 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-27 38 4.54 49,200 4,900 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-30 38 4.57 54,100 4,900 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 49,700 -4,400 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 45,000 -4,700 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 40,100 -4,900 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 35,200 -4,900 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 31,100 -4,100 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 29,100 -2,000
Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 24,300 -4,800
Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 19,400 -4,900
Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 14,700 -4,700 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 9,800 -4,900 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 4,900 -4,900 Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-12-31 38 4.57 9,800 4,900 Points International Common Shares Points International 1 2019-12-02 38 13.01 11,100 3,700 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-03 38 12.79 14,800 3,700 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-04 38 12.8 18,380 3,580 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-05 38 12.85 21,967 3,587 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-06 38 13.36 25,667 3,700 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-09 38 13.65 29,086 3,419 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-10 38 13.64 32,786 3,700 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-11 38 14 34,992 2,206 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-12 38 14.06 36,566 1,574 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-13 38 14.21 38,117 1,551 Ltd. Ltd.
January 16, 2020 (2020), 43 OSCB 784
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Points International Common Shares Points International 1 2019-12-16 38 14.87 39,409 1,292 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-17 38 14.69 40,868 1,459 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-18 38 14.86 42,368 1,500 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-19 38 14.9 43,868 1,500 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-20 38 14.83 45,368 1,500 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-23 38 15.08 46,868 1,500 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-24 38 15.45 48,368 1,500 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-26 38 15.15 49,496 1,128 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-27 38 15.17 50,996 1,500 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-30 38 15.07 52,407 1,411 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-31 38 15.15 53,907 1,500 Ltd. Ltd. Points International Common Shares Points International 1 2019-12-31 38 2,911 -50,996 Ltd. Ltd. Polymet Mining Corp. Options Cherry, Jonathan 4 2020-01-05 52 1.07 7,872,000 -502,000 Polymet Mining Corp. RSU's Cherry, Jonathan 4 2020-01-06 46 4,300,090 3,257,375 Polymet Mining Corp. Options Hunter, Stephanie 5 2020-01-05 52 1.07 109,000 -54,000 Polymet Mining Corp. RSU's Hunter, Stephanie 5 2020-01-06 46 111,293 83,451 Polymet Mining Corp. RSU's Keenan, Patrick 5 2020-01-06 46 2,816,559 2,108,333 Francis Polymet Mining Corp. Common Shares Lock, Richard Philip 5 2020-01-02 00 Polymet Mining Corp. RSU's Lock, Richard Philip 5 2020-01-02 00 Polymet Mining Corp. RSU's Lock, Richard Philip 5 2020-01-02 56 650,000 650,000 Polymet Mining Corp. Options Moore, Bradley 5 2020-01-05 52 1.07 2,342,000 -138,000 Polymet Mining Corp. RSU's Moore, Bradley 5 2019-08-16 16 359,075 26,550 Polymet Mining Corp. RSU's Moore, Bradley 5 2020-01-06 46 1,442,203 1,083,128 Polymet Mining Corp. Options Vogt, Ryan 5 2020-01-05 52 1.07 1,161,000 -72,000 Polymet Mining Corp. RSU's Vogt, Ryan 5 2020-01-06 46 934,964 709,707 Pool Safe Inc. Common Shares Berger, David 4 2019-12-31 46 0.15 21,313,216 -500,000 Postmedia Network Class NC Variable Chatham Asset High 3 2020-01-02 90 3.37 21,029,078 173,000 Canada Corp. Voting Shares Yield Master Fund, Ltd. Postmedia Network Class NC Variable Chatham Asset 3 2020-01-02 90 3.37 21,029,078 173,000 Canada Corp. Voting Shares Management, LLC Postmedia Network Class NC Variable Chatham Asset 3 2020-01-02 90 3.37 41,284,671 -173,000 Canada Corp. Voting Shares Management, LLC Postmedia Network Class NC Variable Melchiorre, Anthony 3 2020-01-02 90 3.37 21,029,078 173,000 Canada Corp. Voting Shares Postmedia Network Class NC Variable Melchiorre, Anthony 3 2020-01-02 90 3.37 41,284,671 -173,000 Canada Corp. Voting Shares PowerOre Inc. Common Shares Stewart, Alexander 4, 5 2020-01-05 10 0.0233 251,240 84,601 PowerOre Inc. Common Shares Stewart, Alexander 4, 5 2020-01-05 10 0.0513 268,720 17,480 PowerOre Inc. Warrants Stewart, Alexander 4, 5 2020-01-05 54 111,399 -84,601 PowerOre Inc. Warrants Stewart, Alexander 4, 5 2020-01-05 54 93,919 -17,480 PowerOre Inc. Common Shares Stewart, Stephen 4, 5 2020-01-05 54 0.023 507,416 84,601 Alexander Nelson PowerOre Inc. Common Shares Stewart, Stephen 4, 5 2020-01-05 54 0.0513 524,896 17,480 Alexander Nelson PowerOre Inc. Common Shares Stewart, Stephen 4, 5 2020-01-05 72 0.023 609,497 84,601 Alexander Nelson derivative PowerOre Inc. Common Shares Stewart, Stephen 4, 5 2020-01-05 72 0.0513 626,977 17,480 Alexander Nelson derivative
January 16, 2020 (2020), 43 OSCB 785
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Precision Drilling Deferred Share Units Gibson, Brian James 4 2020-01-01 46 1.73 246,405 16,619 Corporation - effective January 1, 2012 Precision Drilling Common Shares Precision Drilling 1 2019-12-02 38 1.4477 298,500 6,900 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-02 38 1.0822 303,100 4,600 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-03 38 1.4072 309,400 6,300 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-03 38 1.059 313,900 4,500 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-04 38 1.4491 320,900 7,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-04 38 1.0941 325,600 4,700 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-05 38 1.4671 549,500 223,900 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-05 38 1.121 645,046 95,546 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-06 38 1.5738 979,846 334,800 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-06 38 1.2014 1,163,678 183,832 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-09 38 1.6975 1,500,816 337,138 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-09 38 1.2828 1,673,515 172,699 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-10 38 1.6995 1,792,415 118,900 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-10 38 1.2786 1,842,415 50,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-11 38 1.6388 1,934,815 92,400 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-11 38 1.2489 1,984,815 50,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-12 38 1.6873 2,103,215 118,400 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-12 38 1.2779 2,152,227 49,012 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-13 38 1.6935 2,272,227 120,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-13 38 1.2861 2,322,227 50,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-16 38 1.7215 2,442,227 120,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-16 38 1.3097 2,488,272 46,045 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-17 38 1.8247 2,608,272 120,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-17 38 1.3878 2,658,272 50,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-18 38 1.8574 2,778,272 120,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-18 38 1.4047 2,828,272 50,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-19 38 1.861 2,948,272 120,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-19 38 1.4163 2,998,272 50,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-20 38 1.8366 3,118,272 120,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-20 38 1.3904 3,168,272 50,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-23 38 1.92 3,188,272 20,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-23 38 1.4546 3,238,272 50,000 Corporation Corporation
January 16, 2020 (2020), 43 OSCB 786
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Precision Drilling Common Shares Precision Drilling 1 2019-12-24 38 1.94 3,278,272 40,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-24 38 1.4828 3,328,272 50,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-26 38 1.4845 3,374,610 46,338 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-27 38 1.9151 3,494,610 120,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-27 38 1.4629 3,543,804 49,194 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-30 38 1.8689 3,637,904 94,100 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-30 38 1.4261 3,687,904 50,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-31 38 1.796 3,787,904 100,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-31 38 1.3817 3,837,904 50,000 Corporation Corporation Precision Drilling Common Shares Precision Drilling 1 2019-12-31 38 294,100 -3,543,804 Corporation Corporation Premier Gold Mines Common Shares Downie, Ewan 4 2020-01-08 10 1.75 4,217,778 17,500 Limited Stewart Premier Gold Mines Common Shares Downie, Ewan 4 2020-01-08 10 1.68 4,247,778 30,000 Limited Stewart Profound Medical Common Shares Davidson, Aaron 5 2019-10-11 37 27,360 -246,240 Corp. (formerly Mira IV Acquisition Corp.) Profound Medical Options Davidson, Aaron 5 2019-10-11 37 200,000 -1,800,000 Corp. (formerly Mira IV Acquisition Corp.) Profound Medical Warrants Davidson, Aaron 5 2019-10-11 37 6,250 -56,250 Corp. (formerly Mira IV Acquisition Corp.) Profound Medical Common Shares Dewan, Rashed 5 2019-10-11 37 17,500 -157,500 Corp. (formerly Mira IV Osman Acquisition Corp.) Profound Medical Options Dewan, Rashed 5 2019-10-11 37 22,500 -202,500 Corp. (formerly Mira IV Osman Acquisition Corp.) Profound Medical Warrants Dewan, Rashed 5 2019-10-11 37 7,500 -67,500 Corp. (formerly Mira IV Osman Acquisition Corp.)
Profound Medical Options Ellacott, Brian 4 2019-10-11 37 3,300 -29,700 Corp. (formerly Mira IV Acquisition Corp.) Profound Medical Options Galbraith, Kenneth 4 2019-10-11 37 4,950 -44,550 Corp. (formerly Mira IV Harry Acquisition Corp.) Profound Medical Options Maxwell, Evelyn 4 2019-10-11 37 3,300 -29,700 Corp. (formerly Mira IV Linda Acquisition Corp.) Profound Medical Common Shares Menawat, Dr., Arun 4, 5 2019-10-11 37 96,800 -871,200 Corp. (formerly Mira IV Acquisition Corp.) Profound Medical Common Shares Menawat, Dr., Arun 4, 5 2020-01-07 51 11 231,188 134,388 Corp. (formerly Mira IV Acquisition Corp.) Profound Medical Options Menawat, Dr., Arun 4, 5 2019-10-11 37 476,528 -4,288,751 Corp. (formerly Mira IV Acquisition Corp.) Profound Medical Options Menawat, Dr., Arun 4, 5 2020-01-07 51 11 342,140 -134,388 Corp. (formerly Mira IV Acquisition Corp.) Profound Medical Warrants Menawat, Dr., Arun 4, 5 2019-10-11 37 15,000 -135,000 Corp. (formerly Mira IV Acquisition Corp.) Profound Medical Options Rosenthal, Arthur 4 2019-10-11 37 3,300 -29,700 Corp. (formerly Mira IV Lee Acquisition Corp.)
January 16, 2020 (2020), 43 OSCB 787
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Profound Medical Common Shares Singh, Guruprit Kour 5 2019-10-11 37 12,500 -112,500 Corp. (formerly Mira IV Acquisition Corp.)
Profound Medical Options Singh, Guruprit Kour 5 2019-10-11 37 57,500 -517,500 Corp. (formerly Mira IV Acquisition Corp.) Profound Medical Warrants Singh, Guruprit Kour 5 2019-10-11 37 5,000 -45,000 Corp. (formerly Mira IV Acquisition Corp.) Progressive Planet Options Cross, David Allen 5 2019-08-12 36 0.05 200,000 -40,000 Solutions Inc. Progressive Planet Options Cross, David Allen 5 2019-12-20 37 0.055 150,000 -50,000 Solutions Inc. Progressive Planet Options Cross, David Allen 5 2019-12-20 37 0.165 166,667 16,667 Solutions Inc.
Progressive Planet Options Cross, David Allen 5 2019-12-20 37 0.05 -40,000 Solutions Inc.
Progressive Planet Options Cross, David Allen 5 2019-12-20 37 0.15 13,333 Solutions Inc. Progressive Planet Options Cross, David Allen 5 2019-12-20 37 0.15 13,333 Solutions Inc. Progressive Planet Options Cross, David Allen 5 2019-12-20 37 0.08 16,667 -150,000 Solutions Inc. Progressive Planet Options Cross, David Allen 5 2019-12-20 37 0.24 66,667 50,000 Solutions Inc. Prophecy Common Shares Clayton, Ronald 4 2019-11-04 00 Development Corp. without par value Wayne Prophecy Common Shares Clayton, Ronald 4 2020-01-06 46 0.41 15,000 15,000 Development Corp. without par value Wayne Prophecy Options Clayton, Ronald 4 2020-01-06 50 215,000 15,000 Development Corp. Wayne Prophecy Options Clayton, Ronald 4 2020-01-06 51 200,000 -15,000 Development Corp. Wayne Prophecy Common Shares Doolin, Michael 4, 5 2020-01-06 46 0.41 1,525,000 375,000 Development Corp. without par value Benjamin Jr. Prophecy Options Doolin, Michael 4, 5 2020-01-06 50 1,175,000 375,000 Development Corp. Benjamin Jr. Prophecy Options Doolin, Michael 4, 5 2020-01-06 51 800,000 -375,000 Development Corp. Benjamin Jr. Prophecy Common Shares Espell, Ronald Allen 5 2018-11-14 00 Development Corp. without par value Prophecy Common Shares Espell, Ronald Allen 5 2020-01-06 46 0.41 150,000 150,000 Development Corp. without par value
Prophecy Options Espell, Ronald Allen 5 2020-01-06 50 450,000 150,000 Development Corp. Prophecy Options Espell, Ronald Allen 5 2020-01-06 51 300,000 -150,000 Development Corp. Prophecy Common Shares Hall, Greg 4 2020-01-06 46 0.41 238,092 15,000 Development Corp. without par value Prophecy Options Hall, Greg 4 2020-01-06 50 597,000 15,000 Development Corp. Prophecy Options Hall, Greg 4 2020-01-06 51 582,000 -15,000 Development Corp. Prophecy Common Shares IGATA, MASATERU 4 2020-01-06 46 0.41 1,138,928 15,000 Development Corp. without par value Prophecy Options IGATA, MASATERU 4 2020-01-06 50 575,000 15,000 Development Corp. Prophecy Options IGATA, MASATERU 4 2020-01-06 51 560,000 -15,000 Development Corp. Prophecy Common Shares LEDUC, MARC 4 2020-01-06 46 0.41 23,585 15,000 Development Corp. without par value PAUL FRANCOIS Prophecy Options LEDUC, MARC 4 2020-01-06 50 245,000 15,000 Development Corp. PAUL FRANCOIS Prophecy Options LEDUC, MARC 4 2020-01-06 51 230,000 -15,000 Development Corp. PAUL FRANCOIS Prophecy Common Shares Lee, John 4, 5 2020-01-06 46 0.41 14,523,901 800,000 Development Corp. without par value
January 16, 2020 (2020), 43 OSCB 788
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Prophecy Options Lee, John 4, 5 2020-01-06 50 4,579,980 800,000 Development Corp.
Prophecy Options Lee, John 4, 5 2020-01-06 51 3,779,980 -800,000 Development Corp. Prophecy Common Shares McArthur, Brigitte 5 2020-01-06 46 0.41 6,000 6,000 Development Corp. without par value Monique Prophecy Options McArthur, Brigitte 5 2020-01-06 50 106,000 6,000 Development Corp. Monique
Prophecy Options McArthur, Brigitte 5 2020-01-06 51 100,000 -6,000 Development Corp. Monique
Prophecy Common Shares Merino-Marquez, 5 2019-11-01 00 Development Corp. without par value Joaquin Prophecy Common Shares Merino-Marquez, 5 2020-01-06 46 0.41 10,000 10,000 Development Corp. without par value Joaquin
Prophecy Options Merino-Marquez, 5 2020-01-06 50 210,000 10,000 Development Corp. Joaquin
Prophecy Options Merino-Marquez, 5 2020-01-06 51 200,000 -10,000 Development Corp. Joaquin Prophecy Common Shares Oosterman, Danniel 5 2018-02-02 00 Development Corp. without par value Prophecy Common Shares Oosterman, Danniel 5 2020-01-06 46 0.41 100,000 100,000 Development Corp. without par value Prophecy Options Oosterman, Danniel 5 2020-01-06 50 570,000 100,000 Development Corp. Prophecy Options Oosterman, Danniel 5 2020-01-06 51 470,000 -100,000 Development Corp. Prophecy Common Shares Plavutska, Irina 5 2020-01-06 46 100,000 100,000 Development Corp. without par value Prophecy Options Plavutska, Irina 5 2020-01-06 50 572,500 100,000 Development Corp. Prophecy Options Plavutska, Irina 5 2020-01-06 51 472,500 -100,000 Development Corp. Puma Exploration Inc. Common Shares Fournier, Raphael 4 2019-10-25 37 52,350 -471,150 Puma Exploration Inc. Common Shares Fournier, Raphael 4 2019-10-25 37 23,200 -208,800 Puma Exploration Inc. Common Shares Fournier, Raphael 4 2019-10-25 37 3,500 -31,500 Puma Exploration Inc. Common Shares Fournier, Raphael 4 2019-10-25 37 90,950 -818,550 Puma Exploration Inc. Options Fournier, Raphael 4 2019-10-25 37 5,000 -45,000 Puma Exploration Inc. Warrants Fournier, Raphael 4 2019-10-25 37 51,700 -465,300 Puma Exploration Inc. Warrants Fournier, Raphael 4 2019-12-31 55 1 46,700 -5,000 Puma Exploration Inc. Warrants Fournier, Raphael 4 2019-12-31 55 1.5 31,450 -15,250 Puma Exploration Inc. Common Shares Robillard, Marcel 4, 5 2019-12-30 16 0.18 5,780,465 100,000 Puma Exploration Inc. Warrants Robillard, Marcel 4, 5 2019-12-30 16 0.35 2,875,715 50,000 Puma Exploration Inc. Common Shares THIBAULT, 4 2011-03-11 00 RICHARD Puma Exploration Inc. Common Shares THIBAULT, 4 2019-12-31 15 0.18 18,000 18,000 RICHARD Puma Exploration Inc. Common Shares THIBAULT, 4 2019-12-31 53 0.35 27,000 9,000 RICHARD PYROGENESIS Options Abdalla, Andrew 4 2020-01-02 50 650,000 100,000 CANADA INC. PYROGENESIS Common Shares Carabin, Pierre 5 2020-01-09 51 0.3 483,500 70,000 CANADA INC. PYROGENESIS Options Carabin, Pierre 5 2020-01-09 51 0.3 -70,000 CANADA INC. PYROGENESIS Options Carabin, Pierre 5 2020-01-09 51 0.3 100,000 -70,000 CANADA INC. Quebecor Inc. Unité d'action différée Bélanger, Chantal 4 2019-12-31 56 7,005 3,980 Quebecor Inc. Unité d'action différée BROSSEAU, ANDRE 4 2019-12-31 56 20,800 4,835 Quebecor Inc. Unité d'action différée Brouillette, Manon 4 2019-05-09 00 Quebecor Inc. Unité d'action différée Brouillette, Manon 4 2019-12-31 56 181 181 Quebecor Inc. Unité d'action différée Croteau, Lise 4 2019-06-16 00 Quebecor Inc. Unité d'action différée Croteau, Lise 4 2019-12-31 56 1,039 1,039 Quebecor Inc. Unité d'action différée LALANDE, Sylvie 4 2019-12-31 56 63,427 5,635 Quebecor Inc. Unité d'action différée Mulroney, Brian 4, 5 2019-12-31 56 189,409 8,385
January 16, 2020 (2020), 43 OSCB 789
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Quebecor Inc. Unité d'action différée Paré, Robert 4 2019-12-31 56 30,420 3,953
Quebecor Inc. Unité d'action différée Péladeau, ╔rik 4 2019-12-31 56 22,039 3,695
Quebecor Inc. Unité d'action différée Provost, Normand 4 2019-12-31 56 23,150 4,802 Quebecor Inc. Subordinate Voting Pruneau, Jean- 7 2020-01-06 10 33.102 447,500 -53,100 Shares Catégorie B Franτois Quebecor Inc. Subordinate Voting Pruneau, Jean- 7 2020-01-07 10 33 347,500 -100,000 Shares Catégorie B Franτois Quebecor Inc. Subordinate Voting Pruneau, Jean- 7 2020-01-07 10 33.258 297,500 -50,000 Shares Catégorie B Franτois Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-11 38 33.839 20,000 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-12 38 33.713 40,000 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-13 38 33.082 60,000 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-16 38 33.112 80,000 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-17 38 32.869 100,000 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-18 38 33.076 120,000 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-19 38 33.374 140,000 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-20 38 33.476 160,000 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-23 38 33.268 180,000 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-24 38 33.232 195,300 15,300 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-27 38 33.183 215,300 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-30 38 33.24 235,300 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-31 38 33.121 255,300 20,000 Shares Catégorie B Quebecor Inc. Subordinate Voting Quebecor inc. 1 2019-12-31 38 0 -255,300 Shares Catégorie B Quisitive Technology Convertible Notes Chang, William Hui- 3 2020-01-02 00 Solutions, Inc. Chung Chang (formerly Nebo Capital Corp.)
Quisitive Technology Convertible Notes Chang, William Hui- 3 2020-01-02 00 $2,164,812 Solutions, Inc. Chung Chang (formerly Nebo Capital Corp.) Quisitive Technology Options Murphy, Michael 5 2020-01-03 97 96,500 Solutions, Inc. James (formerly Nebo Capital Corp.) Quisitive Technology Options RSU Murphy, Michael 5 2019-08-29 00 Solutions, Inc. James (formerly Nebo Capital Corp.) Quisitive Technology Options RSU Murphy, Michael 5 2020-01-03 97 96,500 96,500 Solutions, Inc. James (formerly Nebo Capital Corp.) Quisitive Technology Convertible Prioste, Gary John 5 2020-01-02 00 Solutions, Inc. Debentures (formerly Nebo Capital Corp.) Quisitive Technology Convertible Prioste, Gary John 5 2020-01-02 00 $2,214,812 Solutions, Inc. Debentures (formerly Nebo Capital Corp.) Ravensource Fund Trust Units Patrick WE Hodgson 3 2019-09-20 00 443,937 (formerly The First Testamentary Asia Income Fund) Spousal Trust
January 16, 2020 (2020), 43 OSCB 790
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Ravensource Fund Trust Units Patrick WE Hodgson 3 2019-12-13 90 0 -443,937 (formerly The First Testamentary Asia Income Fund) Spousal Trust
Ravensource Fund Trust Units Patrick WE Hodgson 3 2019-09-20 00 61,656 (formerly The First Testamentary Asia Income Fund) Spousal Trust Ravensource Fund Trust Units Patrick WE Hodgson 3 2019-09-20 00 143,437 (formerly The First Testamentary Asia Income Fund) Spousal Trust
Ravensource Fund Trust Units Patrick WE Hodgson 3 2019-12-13 90 587,374 443,937 (formerly The First Testamentary Asia Income Fund) Spousal Trust Razor Energy Corp. Common Shares Bailey, Douglas 4, 5 2020-01-02 30 0.99 1,319,920 6,776 George Razor Energy Corp. Common Shares Braun, Kevin Edward 5 2020-01-02 30 0.99 192,613 5,892 Razor Energy Corp. Common Shares Mueller, Lisa Ann 5 2020-01-02 30 0.99 125,937 5,892 Razor Energy Corp. Common Shares Muller, Frank Peter 4, 5 2020-01-02 30 0.99 1,043,061 6,481 Razor Energy Corp. Common Shares Sundstrom, Devin 5 2020-01-02 30 0.99 203,382 2,356 Kent Razor Energy Corp. Common Shares Sych, Stephen 5 2020-01-02 30 0.99 195,652 2,946 George Red Pine Exploration Common Shares Alamos Gold Inc. 3 2019-12-31 00 52,995,253 Inc. Red Pine Exploration Warrants Alamos Gold Inc. 3 2019-12-31 00 52,995,253 Inc. Red Pine Exploration Common Shares Ellingham, Elaine 6 2019-12-31 00 450,000 Inc. Red Pine Exploration Common Shares Fleck, David 6 2019-12-31 00 Inc. Alexander Red Pine Exploration Common Shares Gower, David Patrick 6 2019-12-31 00 Inc. Red Pine Exploration Common Shares Kennedy, Claire 6 2019-12-31 00 Inc. Marie Catherine Red Pine Exploration Common Shares MacPhail, Peter 6 2019-12-31 00 Inc. Red Pine Exploration Common Shares McCluskey, John 6 2019-12-31 00 Inc. Red Pine Exploration Common Shares Mercier, Monique 6 2019-12-31 00 Inc. Red Pine Exploration Common Shares Murphy, Paul 6 2019-12-31 00 Inc.
Red Pine Exploration Common Shares Porter, James 6 2019-12-31 00 Inc. Red Pine Exploration Common Shares Prichard, John 6 2019-12-31 00 Inc. Robert Stobo Red Pine Exploration Common Shares Smith, Ronald 6 2019-12-31 00 Inc. Red Pine Exploration Common Shares Stowe, Kenneth 6 2019-12-31 00 Inc. George Redfund Capital Corp. Common Shares de Freitas, Amanda 4 2019-12-31 10 0.075 113,500 -10,000 Redfund Capital Corp. Common Shares de Freitas, Amanda 4 2020-01-03 10 0.075 103,500 -10,000 Redfund Capital Corp. Common Shares de Freitas, Amanda 4 2020-01-03 10 0.07 98,500 -5,000 Reko International Common Shares Reko International 1 2020-01-08 38 3.4 2,100 2,100 Group Inc. Group Inc. Reko International Common Shares Reko International 1 2020-01-08 38 3.4 0 -2,100 Group Inc. Group Inc. Restaurant Brands Units Restricted Athayde, Felipe 7 2020-01-03 35 117,901 904 International Inc. Shares Restaurant Brands Units Restricted Cil, José E. 5 2020-01-03 35 607,981 4,662 International Inc. Shares Restaurant Brands Units Restricted Domanko, Jonathan 7 2020-01-03 35 2,491 19 International Inc. Shares Restaurant Brands Units Restricted Dunnigan, Matthew 5 2020-01-03 35 185,752 1,424 International Inc. Shares Restaurant Brands Units Restricted Friesner, Jacqueline 5 2020-01-03 35 43,451 333 International Inc. Shares
January 16, 2020 (2020), 43 OSCB 791
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Restaurant Brands Exchangeable Units Giles-Klein, Lisa 7 2020-01-03 47 36,859 -1,548 International Inc. of Restaurant Brands International LP
Restaurant Brands Units Restricted Giles-Klein, Lisa 7 2020-01-03 35 18,527 142 International Inc. Shares Restaurant Brands Units Restricted Granat, Jill 5 2020-01-03 35 102,726 787 International Inc. Shares
Restaurant Brands Units Restricted Kobza, Joshua 5 2020-01-03 35 700,535 5,372 International Inc. Shares
Restaurant Brands Units Restricted Pagano, Antonio 7 2020-01-03 35 101,648 780 International Inc. Shares
Restaurant Brands Common Shares Schwan, Axel 5 2019-12-31 00 14,364 International Inc.
Restaurant Brands Exchangeable Units Schwan, Axel 5 2019-12-31 00 2,536 International Inc. of Restaurant Brands International LP
Restaurant Brands Options Schwan, Axel 5 2019-12-31 00 198,436 International Inc. Restaurant Brands Units Restricted Schwan, Axel 5 2019-12-31 00 39,741 International Inc. Shares Restaurant Brands Units Restricted Tome, Vicente 7 2020-01-03 35 7,057 54 International Inc. Shares Restaurant Brands Units Class B Giles-Klein, Lisa 7 2020-01-03 47 36,859 -1,548 International Limited Exchangeable Partnership Limited Partnership Restaurant Brands Units Class B Schwan, Axel 5 2019-12-31 00 2,536 International Limited Exchangeable Partnership Limited Partnership Revive Therapeutics Options Chianelli, Fabio 3 2020-01-07 38 0 -275,000 Ltd. Revive Therapeutics Common Shares Frank, Michael 4, 5 2020-01-06 10 0.055 1,706,500 40,000 Ltd. Revive Therapeutics Options Leon, Craig 4, 5 2020-01-07 38 0 -600,000 Ltd. Richards Packaging Trust Units Glynn, Gerard Walter 3, 4, 2020-01-02 99 45.73 575,436 -8,000 Income Fund 7 Richards Packaging Trust Units Glynn, Gerard Walter 3, 4, 2020-01-02 99 45.73 583,436 8,000 Income Fund 7 Richards Packaging Trust Units Glynn, Gerard Walter 3, 4, 2020-01-02 99 45.73 575,436 -8,000 Income Fund 7 Richards Packaging Trust Units Glynn, Gerard Walter 3, 4, 2020-01-02 99 45.73 169,433 8,000 Income Fund 7 Ridgewood Canadian Units Ridgewood Capital 3 2020-01-06 10 16.5 9,595,941 27,279 Investment Grade Asset Management Bond Fund Ridgewood Canadian Units Ridgewood Capital 3 2020-01-06 10 16.5 9,593,032 -2,909 Investment Grade Asset Management Bond Fund Ridgewood Canadian Units Ridgewood Capital 3 2020-01-07 10 16.69 9,598,791 5,759 Investment Grade Asset Management Bond Fund Ridgewood Canadian Units Ridgewood Capital 3 2020-01-07 10 16.69 9,593,032 -5,759 Investment Grade Asset Management Bond Fund Ridgewood Canadian Units Ridgewood Capital 3 2020-01-08 10 16.56 9,595,698 2,666 Investment Grade Asset Management Bond Fund Ridgewood Canadian Units Ridgewood Capital 3 2020-01-08 10 16.56 9,594,365 -1,333 Investment Grade Asset Management Bond Fund Ridgewood Canadian Units Ridgewood Capital 3 2020-01-09 10 16.56 9,595,452 1,087 Investment Grade Asset Management Bond Fund Ridgewood Canadian Units Ridgewood Capital 3 2020-01-09 10 16.56 9,594,365 -1,087 Investment Grade Asset Management Bond Fund
January 16, 2020 (2020), 43 OSCB 792
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
RIOCAN REAL Performance Equity Ballantyne, John 5 2020-01-09 30 38,945 1,979 ESTATE Units INVESTMENT TRUST
RIOCAN REAL REU for Senior Ballantyne, John 5 2020-01-09 30 12,596 620 ESTATE Executives INVESTMENT TRUST RIOCAN REAL Performance Equity Duncan, Andrew 5 2020-01-09 30 24,878 1,238 ESTATE Units William INVESTMENT TRUST
RIOCAN REAL REU for Senior Duncan, Andrew 5 2020-01-09 30 8,181 390 ESTATE Executives William INVESTMENT TRUST
RIOCAN REAL Performance Equity Gitlin, Jonathan 5 2020-01-09 30 45,187 2,257 ESTATE Units INVESTMENT TRUST
RIOCAN REAL REU for Senior Gitlin, Jonathan 5 2020-01-09 30 15,671 757 ESTATE Executives INVESTMENT TRUST RIOCAN REAL REUs for Employees Harrison, Oliver 7 2020-01-09 30 16,706 745 ESTATE INVESTMENT TRUST RIOCAN REAL REUs for Employees Jageshar, Bibi 8 2020-01-09 30 1,491 60 ESTATE INVESTMENT TRUST RIOCAN REAL REUs for Employees Kim, Rocky 7 2020-01-09 30 1,149 52 ESTATE INVESTMENT TRUST RIOCAN REAL REUs for Employees Levy, Sandra 5 2020-01-09 30 7,266 352 ESTATE Elizabeth INVESTMENT TRUST RIOCAN REAL Performance Equity Ross, Jeffrey 5 2020-01-09 30 38,945 1,979 ESTATE Units INVESTMENT TRUST RIOCAN REAL REU for Senior Ross, Jeffrey 5 2020-01-09 30 12,596 620 ESTATE Executives INVESTMENT TRUST RIOCAN REAL REUs for Employees Smith, Franca 5 2020-01-09 30 8,314 407 ESTATE INVESTMENT TRUST RIOCAN REAL Performance Equity Sonshine, Edward 4, 5 2020-01-09 30 227,874 11,608 ESTATE Units INVESTMENT TRUST
RIOCAN REAL REU for Senior Sonshine, Edward 4, 5 2020-01-09 30 113,597 5,790 ESTATE Executives INVESTMENT TRUST RIOCAN REAL REUs for Employees Sturm, Naftali 8 2020-01-09 30 15,581 794 ESTATE INVESTMENT TRUST RIOCAN REAL Performance Equity Suess, Jennifer 5 2020-01-09 30 10,257 502 ESTATE Units INVESTMENT TRUST RIOCAN REAL REU for Senior Suess, Jennifer 5 2020-01-09 30 4,654 225 ESTATE Executives INVESTMENT TRUST RIOCAN REAL Performance Equity Tang, Qi 5 2020-01-09 30 30,648 1,208 ESTATE Units INVESTMENT TRUST RIOCAN REAL REU for Senior Tang, Qi 5 2020-01-09 30 11,500 549 ESTATE Executives INVESTMENT TRUST RIOCAN REAL REUs for Employees Wong, Jason 7 2020-01-09 30 7,992 356 ESTATE INVESTMENT TRUST Riverside Resources Common Shares Staude, John-Mark 5 2020-01-03 10 0.145 1,898,460 10,000 Inc. Gardner RIWI Corp. Common Shares Beaty, Ross J. 6 2020-01-06 10 2.35 -4,900 RIWI Corp. Common Shares Beaty, Ross J. 6 2020-01-06 10 2.35 2,669,400 -5,800 RIWI Corp. Common Shares Beaty, Ross J. 6 2020-01-07 10 2.35 2,664,400 -5,000 RIWI Corp. Common Shares BP Capital Ltd. 3 2020-01-06 10 2.35 -4,900
January 16, 2020 (2020), 43 OSCB 793
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings RIWI Corp. Common Shares BP Capital Ltd. 3 2020-01-06 10 2.35 2,669,400 -5,800 RIWI Corp. Common Shares BP Capital Ltd. 3 2020-01-07 10 2.35 2,664,400 -5,000
RIWI Corp. Common Shares Pirooz, Robert Pirooz 4 2020-01-06 10 2.35 -4,900 RIWI Corp. Common Shares Pirooz, Robert Pirooz 4 2020-01-06 10 2.35 2,669,400 -5,800 RIWI Corp. Common Shares Pirooz, Robert Pirooz 4 2020-01-07 10 2.35 2,664,400 -5,000 Rockcliff Metals Options LAPIERRE, 4, 5 2015-09-29 52 0.2 1,081,500 -12,000 Corporation (formerly KENNETH J. Rockcliff Copper Corporation) Rockcliff Metals Options LAPIERRE, 4, 5 2017-01-18 52 0.1 1,721,500 -60,000 Corporation (formerly KENNETH J. Rockcliff Copper Corporation) Rockcliff Metals Options LAPIERRE, 4, 5 2019-01-22 52 0.1 1,133,333 -142,500 Corporation (formerly KENNETH J. Rockcliff Copper Corporation) Rockcliff Metals Options LAPIERRE, 4, 5 2020-01-01 50 0.15 680,851 Corporation (formerly KENNETH J. Rockcliff Copper Corporation) Rockcliff Metals Options LAPIERRE, 4, 5 2020-01-01 50 0.15 1,814,184 680,851 Corporation (formerly KENNETH J. Rockcliff Copper Corporation) Rockcliff Metals Options Ross, Alistair Gavin 4, 5 2019-05-23 00 Corporation (formerly Rockcliff Copper Corporation) Rockcliff Metals Options Ross, Alistair Gavin 4, 5 2020-01-01 50 0.15 1,418,440 1,418,440 Corporation (formerly Rockcliff Copper Corporation) Rogers Non-Voting Shares Rogers 1 2019-12-02 38 156,936 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-02 38 156,936 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-02 38 63.72 312,623 156,936 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-03 38 63.021 315,613 158,677 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-04 38 63.508 473,072 157,459 Communications Inc. Class B Communications Inc.
Rogers Non-Voting Shares Rogers 1 2019-12-04 38 316,136 -156,936 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-05 38 63.804 472,866 156,730 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-05 38 314,189 -158,677 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-06 38 64.501 469,224 155,035 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-06 38 311,765 -157,459 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-09 38 64.399 467,047 155,282 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-09 38 310,317 -156,730 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-10 38 63.232 468,466 158,149 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-10 38 313,431 -155,035 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-11 38 63.044 472,050 158,619 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-11 38 316,768 -155,282 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-12 38 63.559 474,102 157,334 Communications Inc. Class B Communications Inc.
January 16, 2020 (2020), 43 OSCB 794
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Rogers Non-Voting Shares Rogers 1 2019-12-12 38 315,953 -158,149 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-13 38 63.707 472,921 156,968 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-13 38 314,302 -158,619 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-16 38 64.017 470,510 156,208 Communications Inc. Class B Communications Inc.
Rogers Non-Voting Shares Rogers 1 2019-12-16 38 313,176 -157,334 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-17 38 63.764 470,005 156,829 Communications Inc. Class B Communications Inc.
Rogers Non-Voting Shares Rogers 1 2019-12-17 38 313,037 -156,968 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-18 38 62.931 471,940 158,903 Communications Inc. Class B Communications Inc.
Rogers Non-Voting Shares Rogers 1 2019-12-18 38 315,732 -156,208 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-19 38 64.55 470,650 154,918 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-19 38 313,821 -156,829 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-20 38 62.931 158,903 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-20 38 62.931 158,903 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-20 38 154,918 -158,903 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-20 38 65.254 308,166 153,248 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-23 38 64.888 462,276 154,110 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-23 38 307,358 -154,918 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-24 38 64.808 461,661 154,303 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-24 38 308,413 -153,248 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-27 38 64.705 350,141 41,728 Communications Inc. Class B Communications Inc.
Rogers Non-Voting Shares Rogers 1 2019-12-27 38 196,031 -154,110 Communications Inc. Class B Communications Inc.
Rogers Non-Voting Shares Rogers 1 2019-12-30 38 41,728 -154,303 Communications Inc. Class B Communications Inc. Rogers Non-Voting Shares Rogers 1 2019-12-31 38 0 -41,728 Communications Inc. Class B Communications Inc. Rogers Sugar Inc. Common Shares BERGMAME, Dean 4 2020-01-03 10 4.81 50,482 1,258 Rogers Sugar Inc. Common Shares Collins, Gary 4 2020-01-03 10 4.81 4,455 1,215 Rogers Sugar Inc. Common Shares Heskin, Michael 7 2020-01-03 10 4.8 49,167 2,060 Andrew Rogers Sugar Inc. Common Shares Jewell, Donald 7 2020-01-03 10 4.81 116,003 2,365 Rogers Sugar Inc. Common Shares Maslechko, William 4 2020-01-03 10 4.8 36,706 1,215 S. Rogers Sugar Inc. Common Shares Rogers Sugar Inc 1 2020-01-03 38 4.7912 109,506 28,403 Rogers Sugar Inc. Common Shares Rogers Sugar Inc 1 2020-01-06 38 4.7984 134,506 25,000 Rogers Sugar Inc. Common Shares Rogers Sugar Inc 1 2020-01-07 38 4.8407 162,606 28,100 Rogers Sugar Inc. Common Shares Rogers Sugar Inc 1 2020-01-08 38 4.8051 191,009 28,403 Rogers Sugar Inc. Common Shares Rogers Sugar Inc 1 2020-01-09 38 4.803 218,912 27,903 Rogers Sugar Inc. Common Shares Ross, M. Dallas H. 4 2020-01-03 10 4.8013 75,850 1,595 ROK Resources Inc Options Ryan, Murray 8 2019-11-27 00 250,000 Thomas ROK Resources Inc Common Shares Taylor, Cameron 3, 4, 2019-12-30 10 0.1 369,000 19,000 Class B Wesley 5 ROK Resources Inc Common Shares Taylor, Cameron 3, 4, 2020-01-02 10 0.1 449,000 80,000 Class B Wesley 5
January 16, 2020 (2020), 43 OSCB 795
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings ROK Resources Inc Common Shares Wright, Bryden 5 2020-01-03 10 0.1 2,825,296 100,000 Class B Rokmaster Resources Common Shares Mirko, John Martin 4, 5 2020-01-06 10 0.08 3,646,560 20,000 Corp. Rokmaster Resources Common Shares Mirko, John Martin 4, 5 2020-01-07 10 0.08 3,651,560 5,000 Corp. Rokmaster Resources Common Shares Mirko, John Martin 4, 5 2020-01-08 10 0.065 3,664,560 13,000 Corp.
Royal Bank of Canada Common Shares Royal Bank of 1 2019-11-10 38 103.98 350,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-05 38 104.03 403,600 403,600 Canada
Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-05 38 0 -403,600 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-06 38 105.04 200,000 200,000 Canada
Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-06 38 0 -200,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-09 38 104.39 200,000 200,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-09 38 0 -200,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-10 38 103.98 350,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-10 38 103.98 350,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-10 38 -350,000 -350,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-10 38 103.98 0 350,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-11 38 103.79 500,000 500,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-11 38 0 -500,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-12 38 103.96 300,000 300,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-12 38 0 -300,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-13 38 104.3 160,100 160,100 Canada
Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-13 38 0 -160,100 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-16 38 105.04 200,000 200,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-16 38 0 -200,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-17 38 104.21 127,300 127,300 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-17 38 0 -127,300 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-18 38 104 300,000 300,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-18 38 0 -300,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-19 38 103.81 400,000 400,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-19 38 0 -400,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-20 38 104.41 200,000 200,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-20 38 0 -200,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-23 38 103.73 400,000 400,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-23 38 0 -400,000 Canada
January 16, 2020 (2020), 43 OSCB 796
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-24 38 103.28 30,000 30,000 Canada
Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-24 38 0 -30,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-27 38 103.41 300,000 300,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-27 38 0 -300,000 Canada
Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-30 38 103.32 300,000 Canada
Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-30 38 103.26 300,000 Canada
Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-30 38 103.26 300,000 Canada
Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-30 38 -300,000 -300,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-30 38 103.26 0 300,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-31 38 102.65 100,000 100,000 Canada Royal Bank of Canada Common Shares Royal Bank of 1 2019-12-31 38 0 -100,000 Canada Royal Helium Ltd. Common Shares Sheppard, Jeff 5 2020-01-07 90 0.08 750,803 700,403 Royal Helium Ltd. Common Shares Sheppard, Jeff 5 2020-01-07 11 0.08 970,803 220,000 Royal Helium Ltd. Common Shares Sheppard, Jeff 5 2020-01-07 90 0.08 32,400 -700,403 Rubicon Organics Inc. Common Shares Disher, John Bryan 4 2020-01-07 10 1.74 28,500 10,000 Sagicor Financial Common Shares Beckles, Hilary 4 2019-12-05 00 Company Ltd. McDonald (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Beckles, Hilary 4 2019-12-05 00 2,208 Company Ltd. McDonald (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Blitstein, Ronald B. 5 2019-12-05 00 Company Ltd. (formerly Alignvest Acquisition II Corporation)
Sagicor Financial Common Shares Blitstein, Ronald B. 5 2019-12-05 00 1,524 Company Ltd. (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Catmull, Bart Ferrell 5 2019-12-05 00 Company Ltd. (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Catmull, Bart Ferrell 5 2019-12-05 00 64,922 Company Ltd. (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Chandler, Anthony 5 2019-12-05 00 Company Ltd. Oliver (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Chandler, Anthony 5 2019-12-05 00 49,687 Company Ltd. Oliver (formerly Alignvest Acquisition II Corporation)
January 16, 2020 (2020), 43 OSCB 797
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Sagicor Financial Common Shares Clarke, John Edward 5 2019-12-05 00 Company Ltd. (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Clarke, John Edward 5 2019-12-05 00 39,627 Company Ltd. (formerly Alignvest Acquisition II Corporation)
Sagicor Financial Common Shares Clarke, Peter Ellis 4 2019-12-05 00 Company Ltd. (formerly Alignvest Acquisition II Corporation)
Sagicor Financial Common Shares Clarke, Peter Ellis 4 2019-12-05 00 5,758 Company Ltd. (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Dutt, Monish Kant 4 2019-12-05 00 Company Ltd. (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Dutt, Monish Kant 4 2019-12-05 00 230 Company Ltd. (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Gallagher, James 5 2019-12-05 00 Company Ltd. Andrew (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Gallagher, James 5 2019-12-05 00 143,118 Company Ltd. Andrew (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Hazzard, Althea 5 2019-12-05 00 Company Ltd. Claudette (formerly Alignvest Acquisition II Corporation)
Sagicor Financial Common Shares Hazzard, Althea 5 2019-12-05 00 26,564 Company Ltd. Claudette (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Howell, Keston 5 2019-12-05 00 Company Ltd. Dayton (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Howell, Keston 5 2019-12-05 00 30,722 Company Ltd. Dayton (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares McNamara, Stephen 4 2019-12-05 00 Company Ltd. David Rupert (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares McNamara, Stephen 4 2019-12-05 00 5,531 Company Ltd. David Rupert (formerly Alignvest Acquisition II Corporation)
January 16, 2020 (2020), 43 OSCB 798
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Sagicor Financial Common Shares Miller, Dodridge 4, 5 2019-12-05 00 Company Ltd. Denton (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Miller, Dodridge 4, 5 2019-12-05 00 1,207,387 Company Ltd. Denton (formerly Alignvest Acquisition II Corporation)
Sagicor Financial Common Shares Rambarran, Ravi 5 2019-12-05 00 Company Ltd. Clifton (formerly Alignvest Acquisition II Corporation)
Sagicor Financial Common Shares Rambarran, Ravi 5 2019-12-05 00 598,564 Company Ltd. Clifton (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Shettle, John Francis, 4 2019-12-05 00 Company Ltd. Jr. (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Shettle, John Francis, 4 2019-12-05 00 230 Company Ltd. Jr. (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Trestrail, Robert 5 2019-12-05 00 Company Ltd. (formerly Alignvest Acquisition II Corporation) Sagicor Financial Common Shares Trestrail, Robert 5 2019-12-05 00 29,638 Company Ltd. (formerly Alignvest Acquisition II Corporation) Sanatana Resources Common Shares Miles, Peter Leighton 3, 4, 2020-01-08 10 0.015 13,288,886 100,000 Inc. 5 Sarama Resources Options Dinning, Andrew 4 2020-01-06 52 0.2 3,000,000 -1,200,000 Ltd. Robert Mune Sarama Resources Options Evangelista, Luigi 5 2020-01-06 52 0.2 1,830,000 -750,000 Ltd. Sarama Resources Options Groves, David Alan 4 2020-01-06 52 0.2 810,000 -360,000 Ltd. Sarama Resources Options Hamilton, Jack 5 2020-01-06 52 0.2 1,830,000 -750,000 Ltd. Sarama Resources Options Harvey, T. Sean 4 2020-01-06 52 0.2 500,000 -375,000 Ltd. Sarama Resources Options Jackson, Lawrence 4 2020-01-06 52 0.2 810,000 -360,000 Ltd. Simon Sarama Resources Options Schmiede, Paul 5 2020-01-06 52 0.2 1,830,000 -750,000 Ltd. Raymond Paul Secure Energy Common Shares Amirault, Rene 3, 4, 2020-01-03 47 1,449,140 -2,464 Services Inc. 5 Secure Energy Common Shares Amirault, Rene 3, 4, 2020-01-06 47 1,438,440 -10,700 Services Inc. 5 Secure Energy Rights Performance Amirault, Rene 3, 4, 2020-01-02 56 5.01 422,478 100,000 Services Inc. Unit Awards 5 Secure Energy Units Restricted Amirault, Rene 3, 4, 2020-01-02 56 5.01 102,606 50,000 Services Inc. Share Units 5 Secure Energy Common Shares Callihoo, Michael 5 2019-08-13 10 6.41 1,300 300 Services Inc. Wayne Secure Energy Units PSUs Callihoo, Michael 5 2020-01-02 56 5.01 27,192 4,280 Services Inc. Wayne Secure Energy Units RSUs Callihoo, Michael 5 2020-01-02 56 5.01 33,340 4,280 Services Inc. Wayne
January 16, 2020 (2020), 43 OSCB 799
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Secure Energy Rights Deferred Cobbe, Murray Lynn 4 2019-12-31 30 89,268 3,620 Services Inc. Share Units Secure Energy Units Performance Engel, David Glenn 5 2020-01-02 56 5.01 265,619 50,000 Services Inc. Share Unit Secure Energy Units Restricted Engel, David Glenn 5 2020-01-02 56 5.01 54,911 25,000 Services Inc. Share Units Secure Energy Units Performance Gransch, Allen Peter 5 2020-01-02 56 5.01 75,000 75,000 Services Inc. Share Unit Secure Energy Units Restricted Gransch, Allen Peter 5 2020-01-02 56 5.01 105,997 37,500 Services Inc. Share Units Secure Energy Rights PSU Higham, Corey Ray 5 2020-01-02 56 5.01 265,619 50,000 Services Inc. Secure Energy Units RSU Higham, Corey Ray 5 2020-01-02 56 5.01 54,911 25,000 Services Inc. Secure Energy Units Performance Magus, Chad William 5 2020-01-02 56 5.01 210,407 50,000 Services Inc. Share Units Secure Energy Units Restricted Magus, Chad William 5 2020-01-02 56 5.01 57,258 25,000 Services Inc. Share Units Secure Energy Restricted Share Mattinson, David 5 2020-01-02 56 5.01 51,290 25,000 Services Inc. Units (RSU) William Secure Energy Subscription Rights Mattinson, David 5 2020-01-02 56 5.01 211,238 50,000 Services Inc. Performance Unit William Awards Secure Energy Rights Performance McGurk, Brian 5 2020-01-02 56 5.01 211,238 50,000 Services Inc. Unit Awards Kenneth Stanley Secure Energy Units Restricted McGurk, Brian 5 2020-01-02 56 5.01 51,290 25,000 Services Inc. Share Units Kenneth Stanley Secure Energy Units Performance Mikuska, Michael 5 2020-01-02 56 5.01 211,238 50,000 Services Inc. Share Units Francis Guy Secure Energy Units RSUs Mikuska, Michael 5 2020-01-02 56 5.01 85,972 25,000 Services Inc. Francis Guy Secure Energy Common Shares Secure Energy 1 2019-12-02 38 4.22 244,292 44,300 Services Inc. Services Inc. Secure Energy Common Shares Secure Energy 1 2019-12-11 38 4.36 294,292 50,000 Services Inc. Services Inc. Secure Energy Common Shares Secure Energy 1 2019-12-20 38 5 344,292 50,000 Services Inc. Services Inc. Secure Energy Common Shares Secure Energy 1 2019-12-23 38 5.01 437,692 93,400 Services Inc. Services Inc. Secure Energy Common Shares Secure Energy 1 2019-12-24 38 5.1 516,392 78,700 Services Inc. Services Inc. Secure Energy Common Shares Secure Energy 1 2019-12-27 38 5 609,792 93,400 Services Inc. Services Inc. Secure Energy Common Shares Secure Energy 1 2019-12-30 38 5.02 703,192 93,400 Services Inc. Services Inc. Secure Energy Common Shares Secure Energy 1 2019-12-31 38 5.05 780,492 77,300 Services Inc. Services Inc. Secure Energy Rights Performance WADSWORTH, 7 2020-01-02 56 5.01 211,238 50,000 Services Inc. Unit Awards GEORGE Secure Energy Units Restricted WADSWORTH, 7 2020-01-02 56 5.01 51,290 25,000 Services Inc. Share Units GEORGE Senvest Capital Inc. Common Shares Malikotsis, George 5 2020-01-06 10 176.7 71,600 -300 Senvest Capital Inc. Common Shares Malikotsis, George 5 2020-01-06 10 181.51 71,500 -100 Senvest Capital Inc. Common Shares Malikotsis, George 5 2020-01-07 10 183 71,200 -300 Senvest Capital Inc. Common Shares Malikotsis, George 5 2020-01-10 10 181.51 71,100 -100 Seven Generations Common Shares Seven Generations 1 2019-12-05 38 7.16 95,000 95,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-06 38 7.39 190,000 95,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-09 38 7.46 285,000 95,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-10 38 7.61 380,000 95,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-11 38 7.62 475,000 95,000 Energy Ltd. Class A Energy Ltd.
January 16, 2020 (2020), 43 OSCB 800
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Seven Generations Common Shares Seven Generations 1 2019-12-12 38 7.87 570,000 95,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-13 38 7.75 640,000 70,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-16 38 8.14 710,000 70,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-17 38 8.38 780,000 70,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-18 38 8.28 850,000 70,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-19 38 8.19 920,000 70,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-20 38 8.11 990,000 70,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-23 38 8.3 1,060,000 70,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-24 38 8.56 1,130,000 70,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-27 38 8.62 1,200,000 70,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-30 38 8.55 1,270,000 70,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-31 38 8.45 1,340,000 70,000 Energy Ltd. Class A Energy Ltd. Seven Generations Common Shares Seven Generations 1 2019-12-31 38 140,000 -1,200,000 Energy Ltd. Class A Energy Ltd. SHAW Non-Voting Shares Shaw 1 2019-12-31 38 26.65 938,273 938,273 COMMUNICATIONS Class "B" Communications Inc. INC. SHAW Non-Voting Shares Shaw 1 2019-12-31 38 0 -938,273 COMMUNICATIONS Class "B" Communications Inc. INC. ShawCor Ltd. Employee Share Unit Smith, Geoffrey 5 2020-01-06 00 6,421 William Shopify Inc. Multiple Voting Finkelstein, Harley 5 2020-01-02 51 6.22 893 893 Shares Class B Michael Multiple Voting Shares Shopify Inc. Multiple Voting Finkelstein, Harley 5 2020-01-02 36 0 -893 Shares Class B Michael Multiple Voting Shares Shopify Inc. Multiple Voting Finkelstein, Harley 5 2020-01-09 51 6.22 893 893 Shares Class B Michael Multiple Voting Shares Shopify Inc. Multiple Voting Finkelstein, Harley 5 2020-01-09 36 0 -893 Shares Class B Michael Multiple Voting Shares Shopify Inc. Options Finkelstein, Harley 5 2020-01-02 51 6.22 6,253 -893 Michael Shopify Inc. Options Finkelstein, Harley 5 2020-01-09 51 6.22 5,360 -893 Michael Shopify Inc. Options Finkelstein, Harley 5 2020-01-02 51 22.44 141,263 -2,000 Michael Shopify Inc. Options Finkelstein, Harley 5 2020-01-07 51 22.44 139,263 -2,000 Michael Shopify Inc. Options Finkelstein, Harley 5 2020-01-09 51 22.44 137,263 -2,000 Michael Shopify Inc. Subordinate Voting Finkelstein, Harley 5 2020-01-02 36 893 893 Shares Class A Michael Subordinate Voting Shares Shopify Inc. Subordinate Voting Finkelstein, Harley 5 2020-01-02 30 402.42 0 -893 Shares Class A Michael Subordinate Voting Shares
January 16, 2020 (2020), 43 OSCB 801
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Shopify Inc. Subordinate Voting Finkelstein, Harley 5 2020-01-02 51 22.44 2,000 2,000 Shares Class A Michael Subordinate Voting Shares Shopify Inc. Subordinate Voting Finkelstein, Harley 5 2020-01-02 30 404.29 0 -2,000 Shares Class A Michael Subordinate Voting Shares Shopify Inc. Subordinate Voting Finkelstein, Harley 5 2020-01-07 51 22.44 2,000 2,000 Shares Class A Michael Subordinate Voting Shares Shopify Inc. Subordinate Voting Finkelstein, Harley 5 2020-01-07 30 415.02 0 -2,000 Shares Class A Michael Subordinate Voting Shares Shopify Inc. Subordinate Voting Finkelstein, Harley 5 2020-01-09 51 22.44 2,000 2,000 Shares Class A Michael Subordinate Voting Shares Shopify Inc. Subordinate Voting Finkelstein, Harley 5 2020-01-09 30 430.12 0 -2,000 Shares Class A Michael Subordinate Voting Shares Shopify Inc. Subordinate Voting Finkelstein, Harley 5 2020-01-09 36 893 893 Shares Class A Michael Subordinate Voting Shares Shopify Inc. Subordinate Voting Finkelstein, Harley 5 2020-01-09 30 423.51 0 -893 Shares Class A Michael Subordinate Voting Shares Shopify Inc. Multiple Voting Forsyth, Brittany 5 2020-01-02 51 4.22 2,076 2,076 Shares Class B Jean Multiple Voting Shares Shopify Inc. Multiple Voting Forsyth, Brittany 5 2020-01-02 36 0 -2,076 Shares Class B Jean Multiple Voting Shares Shopify Inc. Options Forsyth, Brittany 5 2020-01-02 51 4.22 17,640 -2,076 Jean Shopify Inc. Options Forsyth, Brittany 5 2020-01-02 51 22.44 59,141 -8,304 Jean Shopify Inc. Subordinate Voting Forsyth, Brittany 5 2020-01-02 51 22.44 8,304 8,304 Shares Class A Jean Subordinate Voting Shares Shopify Inc. Subordinate Voting Forsyth, Brittany 5 2020-01-02 30 404.29 0 -8,304 Shares Class A Jean Subordinate Voting Shares Shopify Inc. Subordinate Voting Forsyth, Brittany 5 2020-01-02 36 2,076 2,076 Shares Class A Jean Subordinate Voting Shares Shopify Inc. Subordinate Voting Forsyth, Brittany 5 2020-01-02 30 402.4 0 -2,076 Shares Class A Jean Subordinate Voting Shares Shopify Inc. Options Frasca, Joseph 5 2020-01-03 51 62.15 31,824 -3,625 Andrew Shopify Inc. Options Frasca, Joseph 5 2020-01-03 51 136.55 25,642 -6,182 Andrew Shopify Inc. Subordinate Voting Frasca, Joseph 5 2019-12-02 10 319 -253 Shares Class A Andrew Subordinate Voting Shares
January 16, 2020 (2020), 43 OSCB 802
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Shopify Inc. Subordinate Voting Frasca, Joseph 5 2019-12-02 10 319 -253 Shares Class A Andrew Subordinate Voting Shares Shopify Inc. Subordinate Voting Frasca, Joseph 5 2019-12-02 10 319 2,336 -252 Shares Class A Andrew Subordinate Voting Shares Shopify Inc. Subordinate Voting Frasca, Joseph 5 2020-01-03 51 62.15 5,961 3,625 Shares Class A Andrew Subordinate Voting Shares Shopify Inc. Subordinate Voting Frasca, Joseph 5 2020-01-03 30 404.26 2,336 -3,625 Shares Class A Andrew Subordinate Voting Shares Shopify Inc. Subordinate Voting Frasca, Joseph 5 2020-01-03 51 136.55 8,518 6,182 Shares Class A Andrew Subordinate Voting Shares Shopify Inc. Subordinate Voting Frasca, Joseph 5 2020-01-03 30 404.26 2,336 -6,182 Shares Class A Andrew Subordinate Voting Shares Shopify Inc. Subordinate Voting Frasca, Joseph 5 2020-01-03 30 400.18 0 -2,336 Shares Class A Andrew Subordinate Voting Shares Shopify Inc. Multiple Voting Lemieux, Jean- 5 2020-01-02 51 5.17 10,000 10,000 Shares Class B Michel Multiple Voting Shares Shopify Inc. Multiple Voting Lemieux, Jean- 5 2020-01-02 36 0 -10,000 Shares Class B Michel Multiple Voting Shares Shopify Inc. Multiple Voting Lemieux, Jean- 5 2020-01-06 51 5.17 1,000 1,000 Shares Class B Michel Multiple Voting Shares Shopify Inc. Multiple Voting Lemieux, Jean- 5 2020-01-06 36 0 -1,000 Shares Class B Michel Multiple Voting Shares Shopify Inc. Options Lemieux, Jean- 5 2020-01-02 51 5.17 44,574 -10,000 Michel Shopify Inc. Options Lemieux, Jean- 5 2020-01-06 51 5.17 43,574 -1,000 Michel Shopify Inc. Options Lemieux, Jean- 5 2020-01-02 51 22.44 56,949 -4,000 Michel Shopify Inc. Subordinate Voting Lemieux, Jean- 5 2020-01-02 51 22.44 17,453 4,000 Shares Class A Michel Subordinate Voting Shares Shopify Inc. Subordinate Voting Lemieux, Jean- 5 2020-01-02 30 404.4 13,453 -4,000 Shares Class A Michel Subordinate Voting Shares Shopify Inc. Subordinate Voting Lemieux, Jean- 5 2020-01-02 36 23,453 10,000 Shares Class A Michel Subordinate Voting Shares Shopify Inc. Subordinate Voting Lemieux, Jean- 5 2020-01-02 30 404.32 13,453 -10,000 Shares Class A Michel Subordinate Voting Shares Shopify Inc. Subordinate Voting Lemieux, Jean- 5 2020-01-06 36 14,453 1,000 Shares Class A Michel Subordinate Voting Shares
January 16, 2020 (2020), 43 OSCB 803
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Shopify Inc. Subordinate Voting Lemieux, Jean- 5 2020-01-06 30 397.92 13,453 -1,000 Shares Class A Michel Subordinate Voting Shares Shopify Inc. Subordinate Voting Lutke, Tobias Albin 4, 5 2020-01-06 30 409.51 207,890 -2,110 Shares Class A Subordinate Voting Shares
Shopify Inc. Subordinate Voting Lutke, Tobias Albin 4, 5 2020-01-06 90 206,000 -1,890 Shares Class A Subordinate Voting Shares
Shopify Inc. Subordinate Voting Lutke, Tobias Albin 4, 5 2020-01-06 90 1,890 1,890 Shares Class A Subordinate Voting Shares Shopify Inc. Subordinate Voting Lutke, Tobias Albin 4, 5 2020-01-06 30 409.51 0 -1,890 Shares Class A Subordinate Voting Shares Shopify Inc. Multiple Voting Miller, Craig Stuart 5 2020-01-09 51 6.22 2,916 2,916 Shares Class B Multiple Voting Shares Shopify Inc. Multiple Voting Miller, Craig Stuart 5 2020-01-09 36 0 -2,916 Shares Class B Multiple Voting Shares Shopify Inc. Options Miller, Craig Stuart 5 2020-01-09 51 6.22 133,193 -2,916 Shopify Inc. Subordinate Voting Miller, Craig Stuart 5 2020-01-09 36 2,916 2,916 Shares Class A Subordinate Voting Shares Shopify Inc. Subordinate Voting Miller, Craig Stuart 5 2020-01-09 30 423.51 0 -2,916 Shares Class A Subordinate Voting Shares Shopify Inc. Options Shapero, Amy 5 2020-01-02 51 137.72 55,767 -2,878 Elizabeth Shopify Inc. Options Shapero, Amy 5 2020-01-09 51 137.72 55,112 -655 Elizabeth Shopify Inc. Subordinate Voting Shapero, Amy 5 2020-01-02 51 137.72 9,254 2,878 Shares Class A Elizabeth Subordinate Voting Shares Shopify Inc. Subordinate Voting Shapero, Amy 5 2020-01-02 30 402.39 6,376 -2,878 Shares Class A Elizabeth Subordinate Voting Shares Shopify Inc. Subordinate Voting Shapero, Amy 5 2020-01-09 51 137.72 7,031 655 Shares Class A Elizabeth Subordinate Voting Shares Shopify Inc. Subordinate Voting Shapero, Amy 5 2020-01-09 30 429.94 6,376 -655 Shares Class A Elizabeth Subordinate Voting Shares SilverCrest Metals Inc. Common Shares Thody, Graham 4 2019-12-30 10 8.9 -5,000 Campbell SilverCrest Metals Inc. Common Shares Thody, Graham 4 2019-12-30 10 8.925 10,005 -10,000 Campbell SilverCrest Metals Inc. Common Shares Thody, Graham 4 2020-01-06 10 8.965 0 -10,005 Campbell Sintana Energy Inc. Common Shares Bose, Robert 4 2018-12-18 00 Sintana Energy Inc. Common Shares Bose, Robert 4 2019-12-31 36 0.07 8,428,807 8,428,807 Sintana Energy Inc. Debentures Bose, Robert 4 2019-12-31 36 $100,000 -$550,000 Sintana Energy Inc. Common Shares Charlestown Energy 3 2019-12-31 00 Partners, LLC Sintana Energy Inc. Common Shares Charlestown Energy 3 2019-12-31 36 0.07 8,428,807 8,428,807 Partners, LLC
January 16, 2020 (2020), 43 OSCB 804
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Sintana Energy Inc. Debentures CP Sintana LLC 3 2019-12-31 36 $100,000 -$550,000 SIR Royalty Income Units van Nieuwkoop, Kim 6 2020-01-06 10 8.53 5,120 200 Fund Slate Office REIT Deferred Units Baker, Robert 4 2019-12-31 50 5.89 18,636 3,350 Montgomery Slate Office REIT Deferred Units Duke, Nora 4 2019-12-31 50 5.89 18,652 1,484 Slate Office REIT Deferred Units Michetti, Meredith 4 2019-12-31 50 5.89 6,638 2,672 Slate Office REIT Deferred Trust Units O'Bryan, John 4 2019-12-31 50 5.89 7,864 4,199 Charles
Slate Office REIT Trust Units Sheehan, Michael 5 2019-12-16 00 814 Timothy Slate Office REIT Trust Units Sheehan, Michael 5 2020-01-07 10 5.81 1,100 286 Timothy
Slate Retail REIT Deferred Units Agatep, Andrew 5 2019-12-16 00 Slate Retail REIT Deferred Units Agatep, Andrew 5 2019-12-23 50 10.06 2,302 2,302
Slate Retail REIT Trust Units Class U Agatep, Andrew 5 2019-12-16 00 140 Units Slate Retail REIT Deferred Units Altman, Samuel 4 2019-12-31 50 10.06 34,844 1,494 Slate Retail REIT Deferred Units Bastable, Colum 4 2019-12-31 50 10.06 20,675 859 Patrick Slate Retail REIT Deferred Units Flatley, Patrick 4 2019-12-31 50 10.06 30,762 1,195 William Slate Retail REIT Deferred Units Rowe, Lisa 5 2019-12-31 50 10.06 4,431 Slate Retail REIT Deferred Units Rowe, Lisa 5 2019-12-31 50 10.06 4,431 Slate Retail REIT Deferred Units Stephen, Andrea 4 2019-12-31 50 10.06 15,377 1,619 Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.62 204 204 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.74 304 100 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.75 504 200 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.77 1,004 500 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.79 1,904 900 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.81 2,104 200 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.88 2,204 100 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.89 4,104 1,900 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.9 13,804 9,700 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.91 14,104 300 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.92 16,304 2,200 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.93 22,204 5,900 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.94 24,204 2,000 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.95 33,004 8,800 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.96 33,604 600 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.97 34,204 600 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.98 34,404 200 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 19.99 34,604 200 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 20 34,904 300 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-10 38 20.01 35,204 300 Holdings Inc. Canada Holdings Inc.
January 16, 2020 (2020), 43 OSCB 805
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.49 35,304 100 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.5 39,904 4,600 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.53 41,604 1,700 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.54 43,004 1,400 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.55 43,604 600 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.56 43,904 300 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.57 44,604 700 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.58 44,904 300 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.59 45,604 700 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.62 50,204 4,600 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.63 55,204 5,000 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.64 57,704 2,500 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.65 58,704 1,000 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.66 59,404 700 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.67 60,204 800 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.68 60,604 400 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.69 62,104 1,500 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.7 63,204 1,100 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.71 66,604 3,400 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.73 67,004 400 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.75 68,504 1,500 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.76 69,004 500 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.79 70,108 1,104 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-11 38 19.8 70,408 300 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.55 70,708 300 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.57 70,908 200 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.63 71,108 200 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.65 72,112 1,004 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.66 72,712 600 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.67 73,012 300 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.68 78,112 5,100 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.69 78,612 500 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.7 81,812 3,200 Holdings Inc. Canada Holdings Inc.
January 16, 2020 (2020), 43 OSCB 806
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.71 82,512 700 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.72 86,012 3,500 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.73 93,612 7,600 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.74 94,512 900 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-12 38 19.75 105,612 11,100 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.57 106,112 500 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.58 106,212 100 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.59 106,512 300 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.6 114,012 7,500 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.61 117,812 3,800 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.65 121,212 3,400 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.71 121,412 200 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.72 122,312 900 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.77 125,012 2,700 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.8 125,212 200 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.81 127,512 2,300 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.82 131,312 3,800 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-13 38 19.84 131,585 273 Holdings Inc. Canada Holdings Inc. Sleep Country Canada Common Shares Sleep Country 1 2019-12-20 38 0 -131,585 Holdings Inc. Canada Holdings Inc. SmartCentres Real Deferred Units Foster, Garry 4 2020-01-02 56 69,405 11,058 Estate Investment Trust (formerly, Smart Real Estate Investment Trust)
SmartCentres Real Deferred Units Goldhar, Mitchell 3 2020-01-02 56 85,871 4,027 Estate Investment Trust (formerly, Smart Real Estate Investment Trust) SmartCentres Real Deferred Units Howard, Gregory 4 2020-01-02 56 23,986 5,177 Estate Investment James Trust (formerly, Smart Real Estate Investment Trust) SmartCentres Real Deferred Units McVicar, Jamie 4 2020-01-02 56 82,693 9,811 Estate Investment Marshall Trust (formerly, Smart Real Estate Investment Trust) SmartCentres Real Deferred Units Powell, Sharmila L. 4 2019-05-31 00 Estate Investment Trust (formerly, Smart Real Estate Investment Trust) SmartCentres Real Deferred Units Powell, Sharmila L. 4 2020-01-02 56 2,828 2,828 Estate Investment Trust (formerly, Smart Real Estate Investment Trust)
January 16, 2020 (2020), 43 OSCB 807
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
SmartCentres Real Deferred Units Pshebniski, Kevin 4 2020-01-02 56 106,599 8,693 Estate Investment Brent Trust (formerly, Smart Real Estate Investment Trust) SmartCentres Real Deferred Units Young, Michael 4 2020-01-02 56 56,972 12,144 Estate Investment D'Arcy Trust (formerly, Smart Real Estate Investment Trust) SNC-Lavalin Group Unités d'actions Bougie, Jacques 4 2019-12-31 56 30.282 28,873 2,130 Inc. différées (administrateurs) SNC-Lavalin Group Unités d'actions Courville, Isabelle 4 2019-12-31 56 30.282 13,851 1,498 Inc. différées (administrateurs) SNC-Lavalin Group Unités d'actions Hughes, Catherine 4 2019-12-31 56 30.282 17,466 1,971 Inc. différées Jeanne (administrateurs) SNC-Lavalin Group Unités d'actions Lynch, Kevin Gordon 4 2019-12-31 56 30.282 29,038 3,098 Inc. différées (administrateurs) SNC-Lavalin Group Unités d'actions Newman, Steven 4 2019-12-31 56 30.282 24,703 2,671 Inc. différées Leon (administrateurs) SNC-Lavalin Group Unités d'actions Raby, Jean 4 2019-12-31 56 30.282 11,308 918 Inc. différées (administrateurs) SNC-Lavalin Group Unités d'actions Rheaume, Alain 4 2019-12-31 56 30.282 17,897 924 Inc. différées (administrateurs) SNC-Lavalin Group Unités d'actions SIEGEL, Eric 4 2019-12-31 56 30.282 28,899 1,510 Inc. différées (administrateurs) SNC-Lavalin Group Unités d'actions Smati, Zine Edine 4 2019-12-31 56 30.282 14,251 921 Inc. différées (administrateurs) SNC-Lavalin Group Common Shares Vaillancourt, 5 2020-01-01 00 3,665 Inc. Stéphanie SNC-Lavalin Group Restricted Share Vaillancourt, 5 2020-01-01 00 9,020 Inc. Units/Unités d'actions Stéphanie incessibles
SNC-Lavalin Group Unités de Vaillancourt, 5 2020-01-01 00 8,798 Inc. participation en Stéphanie actions/Performance Share Units SNC-Lavalin Group Unités d'actions Warmbold, Benita 4 2019-12-31 56 30.282 9,849 917 Inc. différées Marie (administrateurs) Solaris Resources Inc. Common Shares TAYLOR, DONALD 4 2020-01-02 00 263,094 RICHARD Solaris Resources Inc. Options TAYLOR, DONALD 4 2020-01-02 00 200,000 RICHARD Solaris Resources Inc. Warrants TAYLOR, DONALD 4 2020-01-02 00 125,000 RICHARD Solaris Resources Inc. Common Shares Warke, Richard 4 2020-01-02 00 52,670 William Solaris Resources Inc. Common Shares Warke, Richard 4 2020-01-02 00 5,008,780 William Solaris Resources Inc. Common Shares Warke, Richard 4 2020-01-02 00 842,374 William Solaris Resources Inc. Common Shares Warke, Richard 4 2020-01-02 00 404,074 William Solaris Resources Inc. Options Warke, Richard 4 2020-01-02 00 731,345 William Solaris Resources Inc. Warrants Warke, Richard 4 2020-01-02 00 1,250,000 William Southern Arc Minerals Common Shares Proust, John Graham 4, 5 2018-11-16 11 0.27 6,000 6,000 Inc.
January 16, 2020 (2020), 43 OSCB 808
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Southern Arc Minerals Common Shares Proust, John Graham 4, 5 2020-01-03 16 0.35 2,006,000 850,000 Inc.
Speakeasy Cannabis Options Taggar, Paul 5 2020-01-02 00 Club Ltd. Speakeasy Cannabis Options Taggar, Paul 5 2020-01-02 50 0.32 300,000 300,000 Club Ltd. SponsorsOne Inc. Options Kokkinis, Sandy 5 2019-12-09 50 0.05 700,000 500,000 Spot Coffee (Canada) Common Shares AYOUB, ANTON 4, 5 2020-01-06 10 0.08 2,347,958 2,000 Ltd. MICHEL Spot Coffee (Canada) Common Shares AYOUB, ANTON 4, 5 2020-01-08 10 0.08 2,348,958 1,000 Ltd. MICHEL Spot Coffee (Canada) Common Shares Lorenzo, John 4 2020-01-07 10 0.0755 10,647,050 20,000 Ltd. Michael Spot Coffee (Canada) Common Shares Lorenzo, John 4 2020-01-08 10 0.08 10,657,050 10,000 Ltd. Michael
Stantec Inc. Common Shares Davert, Marshall 7, 5 2016-11-10 00
Stantec Inc. Common Shares Davert, Marshall 7, 5 2016-11-10 00 Stantec Inc. Common Shares Davert, Marshall 7, 5 2020-01-01 00 Stantec Inc. Common Shares Davert, Marshall 7, 5 2016-11-10 00 Stantec Inc. Common Shares Davert, Marshall 7, 5 2016-11-10 00 Stantec Inc. Common Shares Davert, Marshall 7, 5 2020-01-01 00 Stantec Inc. Common Shares Davert, Marshall 7, 5 2016-11-10 00 Performance Share Units Stantec Inc. Common Shares Davert, Marshall 7, 5 2016-11-10 00 4,153 Performance Share Units Stantec Inc. Common Shares Davert, Marshall 7, 5 2020-01-01 00 Performance Share Units Stantec Inc. Common Shares Davert, Marshall 7, 5 2016-11-10 00 Restricted Share Units Stantec Inc. Common Shares Davert, Marshall 7, 5 2016-11-10 00 Restricted Share Units Stantec Inc. Common Shares Davert, Marshall 7, 5 2020-01-01 00 Restricted Share Units
Stantec Inc. Options Davert, Marshall 7, 5 2016-11-10 00
Stantec Inc. Options Davert, Marshall 7, 5 2016-11-10 00 12,959
Stantec Inc. Options Davert, Marshall 7, 5 2020-01-01 00
Stantec Inc. Common Shares Finis, Mario 7 2020-01-01 00 1,434 Stantec Inc. Common Shares Finis, Mario 7 2020-01-01 00 7,460 Performance Share Units Stantec Inc. Common Shares Finis, Mario 7 2020-01-01 00 735 Restricted Share Units Stantec Inc. Options Finis, Mario 7 2020-01-01 00 13,365 Stantec Inc. Common Shares Siaroff, Alexander 7, 5 2020-01-01 00 3,067 Emree Stantec Inc. Common Shares Siaroff, Alexander 7, 5 2020-01-01 00 8,912 Performance Share Emree Units Stantec Inc. Common Shares Siaroff, Alexander 7, 5 2020-01-01 00 862 Restricted Share Emree Units Stantec Inc. Options Siaroff, Alexander 7, 5 2020-01-01 00 25,295 Emree Stantec Inc. Common Shares Stantec Inc. 1 2019-12-05 38 35.255 81,836 81,836 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-05 38 35.255 0 -81,836 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-06 38 35.761 56,679 56,679 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-06 38 35.761 0 -56,679 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-09 38 35.904 9,779 9,779
January 16, 2020 (2020), 43 OSCB 809
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Stantec Inc. Common Shares Stantec Inc. 1 2019-12-09 38 35.904 0 -9,779 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-10 38 35.872 19,779 19,779 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-10 38 35.872 0 -19,779 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-23 38 37.003 43,279 43,279 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-23 38 37.003 0 -43,279 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-24 38 37.068 39,100 39,100 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-24 38 37.068 0 -39,100 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-27 38 36.851 30,900 30,900 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-27 38 36.851 0 -30,900 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-30 38 36.852 13,700 13,700 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-30 38 36.852 0 -13,700 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-31 38 36.753 10,021 10,021 Stantec Inc. Common Shares Stantec Inc. 1 2019-12-31 38 36.753 0 -10,021
Stantec Inc. Common Shares Take, John David 7 2020-01-01 00 7,832
Stantec Inc. Common Shares Take, John David 7 2020-01-01 00 6,381 Stantec Inc. Common Shares Take, John David 7 2020-01-01 00 8,456 Performance Share Units Stantec Inc. Common Shares Take, John David 7 2020-01-01 00 820 Restricted Share Units Stantec Inc. Options Take, John David 7 2020-01-01 00 25,566 Stantec Inc. Common Shares Walter, Susan 7 2020-01-01 00 Furman Stantec Inc. Common Shares Walter, Susan 7 2020-01-01 00 6,393 Performance Share Furman Units Stantec Inc. Common Shares Walter, Susan 7 2020-01-01 00 745 Restricted Share Furman Units Stantec Inc. Options Walter, Susan 7 2020-01-01 00 20,317 Furman Star Diamond Rights Deferred Ryer, C Michael 4 2019-12-31 56 0.35 149,404 12,000 Corporation Share Units Stelco Holdings Inc. Deferred Share Units MUELLER, 4 2020-01-02 56 10.91 10,957 4,582 MICHAEL J Stelco Holdings Inc. Deferred Share Units Ross, Heather 4 2020-01-02 56 10.91 6,574 2,749 Stelco Holdings Inc. Deferred Share Units Samarasekera, Indira 4 2020-01-02 56 10.91 21,017 4,124 Vasanti Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-02 38 6.6842 32,008 16,004 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-03 38 6.5831 48,012 16,004 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-04 38 6.5414 64,016 16,004 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-05 38 6.5 64,116 100 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-06 38 6.4855 68,320 4,204 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-09 38 6.2748 84,324 16,004 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-10 38 6.1426 304,724 220,400 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-11 38 6.1632 345,924 41,200 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-12 38 6.22 346,924 1,000 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-13 38 6.35 634,924 288,000 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-16 38 6.4989 636,824 1,900 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-20 38 6.4889 652,824 16,000 Shares
January 16, 2020 (2020), 43 OSCB 810
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-23 38 6.4668 653,128 304 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-24 38 6.5 655,028 1,900 Shares Stingray Group Inc. Subordinate Voting Stingray Group Inc. 1 2019-12-30 38 0 -655,028 Shares Storm Resources Ltd. Common Shares Wierzba, P. Grant 4 2020-01-07 10 1.625 9,249 -8,248
Strad Inc. (formerly Restricted Awards Matheson, Joseph 4 2019-05-08 00 39,481 Strad Energy Services Lee Grant Ltd.)
Strata-X Energy Ltd. Common Shares Cornish, Duncan 4 2019-12-30 00 19,999 Patrick
Strata-X Energy Ltd. Common Shares Cornish, Duncan 4 2019-12-30 00 1,021,558 Patrick
Strata-X Energy Ltd. Options Cornish, Duncan 4 2019-12-30 00 893,000 Patrick
Strata-X Energy Ltd. Warrants Cornish, Duncan 4 2019-12-30 00 408,334 Patrick Strata-X Energy Ltd. Warrants Prefontaine, Ronald 4 2020-01-02 11 6,297,945 1,700,000 Francis Stuart Olson Inc. Common Shares Stone, Richard 5 2019-12-31 30 2.412 14,430 12,656 Daniel Stuart Olson Inc. Common Shares Stone, Richard 5 2020-01-10 90 1.84 9,430 -5,000 Daniel Stuart Olson Inc. Common Shares Stone, Richard 5 2020-01-10 90 1.84 12,006 5,000 Daniel Subversive Real Class B Units CG Investments Inc. 3 2019-12-31 00 Estate Acquisition IV REIT LP Subversive Real Class B Units CG Investments Inc. 3 2019-12-31 00 Estate Acquisition IV REIT LP Subversive Real Class B Units CG Investments Inc. 3 2020-01-08 15 10 138,000 138,000 Estate Acquisition IV REIT LP Subversive Real Proportionate Voting CG Investments Inc. 3 2019-12-31 00 Estate Acquisition Units IV REIT LP Subversive Real Proportionate Voting CG Investments Inc. 3 2019-12-31 00 15,180 Estate Acquisition Units IV REIT LP
Subversive Real Class B Units Subversive Real 3 2019-12-31 00 Estate Acquisition Estate Sponsor LLC REIT LP Subversive Real Class B Units Subversive Real 3 2020-01-08 15 10 322,000 322,000 Estate Acquisition Estate Sponsor LLC REIT LP SugarBud Craft Options Dietrich, Joseph 4 2019-12-27 38 0 -2,250,000 Growers Corp. Russill (formerly Relentless Resources Ltd.) SugarBud Craft Options MacDonald, William 4 2019-12-27 38 2,250,000 -2,250,000 Growers Corp. Colin (formerly Relentless Resources Ltd.) Sun Life Financial Inc. Common Shares Connor, Dean 4, 5 2020-01-02 51 21.53 114,150 28,103 Sun Life Financial Inc. Common Shares Connor, Dean 4, 5 2020-01-02 10 59.475 86,047 -28,103 Sun Life Financial Inc. Deferred Share Units Connor, Dean 4, 5 2020-01-02 51 21.53 -28,103 Sun Life Financial Inc. Deferred Share Units Connor, Dean 4, 5 2020-01-02 51 21.53 -28,103 Sun Life Financial Inc. Options Connor, Dean 4, 5 2020-01-02 51 21.53 1,344,729 -28,103 Sun Life Financial Inc. Deferred Share Units Grepin, Leo 5 2020-01-01 00 113,180 Sun Life Financial Inc. Units Sun Shares Grepin, Leo 5 2020-01-01 00 86,918 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-02 30 31.086 116,181 116,181 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-02 30 0 -116,181 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-03 30 30.821 117,103 117,103 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-03 30 0 -117,103
January 16, 2020 (2020), 43 OSCB 811
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-04 30 31.317 115,256 115,256
Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-04 30 0 -115,256 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-05 30 31.158 116,605 116,605
Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-05 30 0 -116,605 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-06 30 31.671 115,013 115,013 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-06 30 0 -115,013 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-09 30 31.934 85,039 85,039
Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-09 30 0 -85,039 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-10 30 31.771 85,661 85,661
Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-10 30 0 -85,661 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-11 30 31.706 114,411 114,411
Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-11 30 0 -114,411 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-12 30 32.062 85,039 85,039
Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-12 30 0 -85,039 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-13 30 31.928 85,507 85,507 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-13 30 0 -85,507 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-16 30 32.064 85,078 85,078 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-16 30 0 -85,078 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-17 30 32.323 84,654 84,654 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-17 30 0 -84,654 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-18 30 32.282 84,773 84,773 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-18 30 0 -84,773 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-19 30 32.469 84,525 84,525 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-19 30 0 -84,525 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-20 30 32.421 84,616 84,616 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-20 30 0 -84,616 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-23 30 32.316 84,582 84,582 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-23 30 0 -84,582 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-24 30 32.452 84,248 84,248 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-24 30 0 -84,248 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-26 30 32.806 83,373 83,373 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-26 30 0 -83,373 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-27 30 32.751 83,742 83,742 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-27 30 0 -83,742 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-30 30 32.792 83,970 83,970
Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-30 30 0 -83,970 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-31 30 32.778 146,016 146,016 Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 2019-12-31 30 0 -146,016 Superior Plus Corp. Common Shares Desjardins, Luc 4, 5 2019-05-23 90 383,456 12,000 Superior Plus Corp. Common Shares Desjardins, Luc 4, 5 2019-05-23 90 83,283 -12,000 Superior Plus Corp. Common Shares Desjardins, Luc 4, 5 2019-12-31 30 12.155 99,787 16,504 Superior Plus Corp. Common Shares Smith, David Paul 4 2019-12-31 30 23,604 724 Superior Plus Corp. Common Shares Smith, David Paul 4 2019-12-31 30 29,601 2,493 Superior Plus Corp. Common Shares Smith, David Paul 4 2019-12-31 30 14,459 1,702 Surge Energy Inc. Common Shares Bye, Murray 5 2019-11-18 30 0.98 128,772 1,753 Surge Energy Inc. Common Shares Bye, Murray 5 2019-12-02 30 1.01 129,939 1,167 Surge Energy Inc. Common Shares Bye, Murray 5 2019-12-17 30 1.12 131,495 1,556 Surge Energy Inc. Common Shares Bye, Murray 5 2019-12-31 30 1.14 132,518 1,023 Surge Energy Inc. Common Shares Christie, Derek 5 2019-12-17 30 1.12 312,023 959 Wayne Surge Energy Inc. Common Shares Christie, Derek 5 2019-12-31 30 1.14 312,965 942 Wayne SustainCo Inc. Options Van Duynhoven, 5 2020-01-01 52 0 -50,000 Robert Anthony Symphony Floating Units Class A Kikuchi, Craig 4, 7, 2019-12-31 30 8.23 8,588 597 Rate Senior Loan 5 Fund
January 16, 2020 (2020), 43 OSCB 812
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Symphony Floating Units Class A Kikuchi, Craig 4, 7, 2019-12-31 30 8.23 11,336 790 Rate Senior Loan 5 Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-02 38 7.97 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-02 38 7.97 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-03 38 7.99 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-03 38 7.99 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-04 38 7.95 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-04 38 7.95 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-05 38 7.95 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-05 38 7.95 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-06 38 7.93 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-06 38 7.93 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-09 38 7.99 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-09 38 7.99 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-10 38 7.96 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-10 38 7.96 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-11 38 7.97 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-11 38 7.97 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-12 38 7.97 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-12 38 7.97 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-13 38 7.95 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-13 38 7.95 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-16 38 7.98 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-16 38 7.98 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund
January 16, 2020 (2020), 43 OSCB 813
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Symphony Floating Units Class A Symphony Floating 1 2019-12-17 38 7.97 900 900 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-17 38 7.97 0 -900 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-17 38 8 600 600 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-17 38 8 0 -600 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-18 38 7.99 100 100 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-18 38 7.99 0 -100 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-18 38 8 1,400 1,400 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-18 38 8 0 -1,400 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-19 38 8.05 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-19 38 8.05 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-20 38 8.1 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-20 38 8.1 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-24 38 8.06 200 200 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-24 38 8.06 0 -200 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-27 38 8.1 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-27 38 8.1 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-30 38 8.16 1,500 1,500 Rate Senior Loan Rate Senior Loan Fund Fund Symphony Floating Units Class A Symphony Floating 1 2019-12-30 38 8.16 0 -1,500 Rate Senior Loan Rate Senior Loan Fund Fund TAG Oil Ltd Common Shares MacNeil, Barry 5 2019-12-24 10 0.37 69,100 20,000 TAG Oil Ltd Common Shares MacNeil, Barry 5 2019-12-27 10 0.37 77,600 8,500 TAG Oil Ltd Common Shares MacNeil, Barry 5 2019-12-30 10 0.36 107,600 30,000 TAG Oil Ltd Common Shares MacNeil, Barry 5 2020-01-08 10 0.38 122,100 14,500 Talisker Resources Common Shares Harbort, Terence 4, 5 2019-12-31 10 0.3327 2,893,458 60,000 Ltd. Tamarack Valley Common Shares Leach, John Glenn 4 2019-12-17 57 1.91 30,036 7,036 Energy Ltd. Tamarack Valley Rights Restricted Leach, John Glenn 4 2019-12-12 57 87,918 -7,036 Energy Ltd. Stock Units Tamarack Valley Common Shares Tamarack Valley 1 2019-12-02 38 1.798 150,000 150,000 Energy Ltd. Energy Ltd. Tamarack Valley Common Shares Tamarack Valley 1 2019-12-11 38 1.926 200,000 50,000 Energy Ltd. Energy Ltd.
January 16, 2020 (2020), 43 OSCB 814
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Tamarack Valley Common Shares Tamarack Valley 1 2019-12-18 38 2.03 220,000 20,000 Energy Ltd. Energy Ltd. Tamarack Valley Common Shares Tamarack Valley 1 2019-12-19 38 2.04 250,000 30,000 Energy Ltd. Energy Ltd. Tamarack Valley Common Shares Tamarack Valley 1 2019-12-23 38 1.995 270,100 20,100 Energy Ltd. Energy Ltd. Tamarack Valley Common Shares Tamarack Valley 1 2019-12-24 38 2 305,100 35,000 Energy Ltd. Energy Ltd. Tamarack Valley Common Shares Tamarack Valley 1 2019-12-27 38 1.9897 471,700 166,600 Energy Ltd. Energy Ltd.
Tamarack Valley Common Shares Tamarack Valley 1 2019-12-27 38 -471,700 Energy Ltd. Energy Ltd.
Tamarack Valley Common Shares Tamarack Valley 1 2019-12-27 38 -471,700 Energy Ltd. Energy Ltd.
Tamarack Valley Common Shares Tamarack Valley 1 2019-12-27 38 0 -471,700 Energy Ltd. Energy Ltd.
TC Energy Common Shares Tarvydas, Robert 7 2020-01-01 00 34 Corporation TELUS Corporation Common Shares Arora, Navin 5 2020-01-01 00 27,279 TELUS Corporation Restricted Share Arora, Navin 5 2020-01-01 00 42,439 Units Terra Firma Capital Common Shares Kaplan, John David 3, 4 2020-01-07 10 5.53 466,837 -100 Corporation Terra Firma Capital Common Shares Kaplan, John David 3, 4 2020-01-07 10 5.52 462,537 -4,300 Corporation Terra Firma Capital Common Shares Kaplan, John David 3, 4 2020-01-07 10 5.51 460,537 -2,000 Corporation Terra Firma Capital Common Shares Kaplan, John David 3, 4 2020-01-07 10 5.5 411,937 -48,600 Corporation Terra Firma Capital Common Shares Kaplan, John David 3, 4 2020-01-07 10 5.55 391,937 -20,000 Corporation Terra Firma Capital Common Shares Kaplan, John David 3, 4 2020-01-07 10 5.501 316,937 -75,000 Corporation Terra Firma Capital Common Shares Scheetz, Jeremy 5 2020-01-06 00 25,900 Corporation Terra Firma Capital Common Shares Scheetz, Jeremy 5 2020-01-07 10 5.5 100,900 75,000 Corporation TerraVest Industries Common Shares Clarke Inc. 3 2012-10-31 00 Inc. (formerly TerraVest Capital Inc.) TerraVest Industries Common Shares Clarke Inc. 3 2019-12-12 36 8.25 494,302 494,302 Inc. (formerly TerraVest Capital Inc.) TerraVest Industries Convertible Clarke Inc. 3 2019-12-12 36 $0 -$4,078,000 Inc. (formerly Debentures TerraVest Capital Inc.) TerraVest Industries Common Shares Cook, Blair 4 2020-01-07 10 12.9 2,900 100 Inc. (formerly TerraVest Capital Inc.) TerraVest Industries Common Shares Cook, Blair 4 2020-01-10 10 12.95 3,900 1,000 Inc. (formerly TerraVest Capital Inc.) TerraVest Industries Convertible Gilbert, Mitchell 5 2013-09-03 00 Inc. (formerly Debentures Jordan TerraVest Capital Inc.) TerraVest Industries Convertible Gilbert, Mitchell 5 2020-01-03 36 8.25 $606 $606 Inc. (formerly Debentures Jordan TerraVest Capital Inc.) TerraVest Industries Common Shares MacBean, Michael 6 2018-03-08 10 12.26 2,000 Inc. (formerly TerraVest Capital Inc.) TerraVest Industries Common Shares MacBean, Michael 6 2019-03-05 10 12.28 112,654 -9,100 Inc. (formerly TerraVest Capital Inc.) TerraVest Industries Common Shares MacBean, Michael 6 2019-03-05 10 12.26 110,654 -2,000 Inc. (formerly TerraVest Capital Inc.)
January 16, 2020 (2020), 43 OSCB 815
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings TerraVest Industries Common Shares MacBean, Michael 6 2019-03-05 10 12.26 110,554 -100 Inc. (formerly TerraVest Capital Inc.) TerraVest Industries Common Shares MacBean, Michael 6 2019-03-05 10 12.24 110,004 -550 Inc. (formerly TerraVest Capital Inc.) TerraVest Industries Common Shares MacBean, Michael 6 2019-03-08 10 12.28 9,100 Inc. (formerly TerraVest Capital Inc.)
TerraVest Industries Common Shares MacBean, Michael 6 2019-03-08 10 12.26 2,000 Inc. (formerly TerraVest Capital Inc.)
TerraVest Industries Common Shares MacBean, Michael 6 2019-03-08 10 12.26 100 Inc. (formerly TerraVest Capital Inc.)
TerraVest Industries Common Shares MacBean, Michael 6 2019-03-08 10 12.24 550 Inc. (formerly TerraVest Capital Inc.) TerraVest Industries Common Shares MacBean, Michael 6 2020-01-07 10 13.044 80,004 -10,000 Inc. (formerly TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-13 38 12.47 1,400 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-13 38 12.47 1,400 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-13 38 12.47 1,400 1,400 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-16 38 12.53 3,300 1,900 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-17 38 12.6 1,200 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-17 38 12.6 1,200 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-17 38 12.6 4,500 1,200 Inc. (formerly Inc. TerraVest Capital Inc.)
TerraVest Industries Common Shares TerraVest Industries 1 2019-12-18 38 12.53 1,900 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-18 38 12.53 1,900 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-18 38 12.54 6,700 2,200 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-19 38 12.6 8,900 2,200 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-20 38 12.6 11,100 2,200 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-23 38 12.4 13,300 2,200 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-24 38 12.5 15,500 2,200 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-27 38 12.6 17,700 2,200 Inc. (formerly Inc. TerraVest Capital Inc.) TerraVest Industries Common Shares TerraVest Industries 1 2019-12-30 38 12.53 19,900 2,200 Inc. (formerly Inc. TerraVest Capital Inc.)
January 16, 2020 (2020), 43 OSCB 816
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings TerraVest Industries Common Shares TerraVest Industries 1 2019-12-31 38 12.6 22,100 2,200 Inc. (formerly Inc. TerraVest Capital Inc.)
TerraVest Industries Common Shares TerraVest Industries 1 2019-12-31 38 4,400 -17,700 Inc. (formerly Inc. TerraVest Capital Inc.) TerraX Minerals Inc. Common Shares Gaborit, Laurence 4 2019-12-17 00 TerraX Minerals Inc. Common Shares Gaborit, Laurence 4 2019-12-27 15 0.25 100,000 100,000
TerraX Minerals Inc. Options Gaborit, Laurence 4 2019-12-17 00
TerraX Minerals Inc. Options Gaborit, Laurence 4 2019-12-30 50 200,000 200,000 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-02 38 7.5 2,300 500 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-03 38 7.4928 32,398 30,098 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-04 38 7.4973 56,598 24,200 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-05 38 7.4967 88,096 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-06 38 7.4998 116,896 28,800 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-09 38 7.4967 148,394 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-10 38 7.4969 179,892 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-11 38 7.5 211,390 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-12 38 7.4528 242,888 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-13 38 7.4861 268,386 25,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-16 38 7.5 299,884 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-17 38 7.5 326,182 26,298 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-18 38 7.4997 357,680 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-19 38 7.4396 389,178 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-20 38 7.4567 420,676 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-23 38 7.4195 452,174 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-24 38 7.4949 483,672 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-27 38 7.499 509,670 25,998 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-30 38 7.4506 541,168 31,498 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-30 38 31,498 -509,670 Tervita Corporation Common Shares Tervita Corporation 1 2019-12-31 38 7.4869 62,996 31,498 TFI International Inc. Common Shares TFI International Inc. 1 2019-09-06 10 -419 TFI International Inc. Common Shares TFI International Inc. 1 2019-09-06 97 195,000 -419 The Green Organic Options Gora, Robert John 5 2020-01-09 00 150,000 Dutchman Holdings Ltd. The Intertain Group Exchangeable Pathak, Sumesh Paul 4 2020-01-08 10 11.63 20,875 -2,000 Limited Shares
The Mint Corporation Common Shares Global Business 3 2020-01-06 00 111,326,161 Services For Multimedia The Mint Corporation Subscription Rights Global Business 3 2020-01-06 00 16,000,000 Subscription Services For Receipts Multimedia The Mint Corporation Warrants Global Business 3 2020-01-06 00 11,700,000 Services For Multimedia The Mint Corporation Common Shares Gravitas Financial 3 2020-01-06 11 0 -103,630,554 Inc. The Mint Corporation Common Shares Gravitas Financial 3 2020-01-06 11 0 -327,273 Inc. The Mint Corporation Convertible Gravitas Financial 3 2013-12-30 11 $550,000 Debentures Loan Inc. Agreement - November 2013 The Mint Corporation Convertible Gravitas Financial 3 2013-12-30 11 $1,286,155 $336,155 Debentures Loan Inc. Agreement - November 2013 The Mint Corporation Convertible Gravitas Financial 3 2020-01-06 11 $0 -$1,286,155 Debentures Loan Inc. Agreement - November 2013
January 16, 2020 (2020), 43 OSCB 817
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
The Mint Corporation Debentures Series A Mobile 3 2020-01-06 00 $20,000,000 Telecommunication Group LLC
The Stars Group Inc. Rights Deferred Gadhia, Dave 4, 5 2020-01-02 56 172,096 15,203 Share Units The Stars Group Inc. Rights Deferred Goodson, Harlan 4 2020-01-02 56 30,754 7,038 Share Units
The Stars Group Inc. Rights Deferred Hurley, Jr., Alfred F. 4 2020-01-02 56 56,750 9,853 Share Units The Stars Group Inc. Common Shares Kyle, Brian Scott 5 2019-12-31 30 16.664 25,180 2,250
The Stars Group Inc. Rights Deferred Lazzarato, David 4 2020-01-02 56 31,055 7,038 Share Units
The Stars Group Inc. Rights Deferred Roman, Eugene 4 2020-01-02 56 15,895 7,038 Share Units Orest
The Stars Group Inc. Rights Deferred Schappert, John 4 2020-01-02 56 13,352 5,747 Share Units Conrad
The Stars Group Inc. Rights Deferred Turner, Mary Louise 4 2020-01-02 56 30,754 7,038 Share Units The Western Convertible Tannas, Scott 4, 7, 2016-02-01 00 Investment Company Debentures 5 of Canada Limited The Western Convertible Tannas, Scott 4, 7, 2019-05-09 36 $10 $10 Investment Company Debentures 5 of Canada Limited The Western Convertible Tannas, Scott 4, 7, 2020-01-09 11 $0 -$10 Investment Company Debentures 5 of Canada Limited The Western Convertible Tannas, Scott 4, 7, 2020-01-09 11 $25 $10 Investment Company Debentures 5 of Canada Limited The Western Subscription Rights Tannas, Scott 4, 7, 2019-05-09 36 1000 0 -10 Investment Company Subscription 5 of Canada Limited Receipts Thomson Reuters Deferred Share Units Bello, Stephane 5 2019-12-16 30 72.54 69,239 336 Corporation Thomson Reuters Deferred Share Units Cannizzaro, Sean 7 2019-12-16 30 72.54 1,296 13 Corporation Thomson Reuters Deferred Share Units King, Richard 5 2019-12-16 30 72.54 8,750 54 Corporation Harrison Thomson Reuters Deferred Share Units Masterson, Neil 7, 5 2019-12-16 30 72.54 25,319 125 Corporation Thomas Thomson Reuters Deferred Share Units Peccarelli, Brian S. 7, 5 2019-12-16 30 72.54 47,256 233 Corporation Thomson Reuters Deferred Share Units Rushton, Charlotte 7, 5 2019-12-16 30 72.54 661 3 Corporation Thomson Reuters Deferred Share Units Smith, James Clifton 5 2019-12-16 30 72.54 207,365 1,005 Corporation Thomson Reuters Deferred Share Units Sunderji, Salim G. 7 2019-12-16 30 72.54 3,648 18 Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-02 38 93.13 303,588 101,400 Corporation Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-02 38 70.137 384,510 80,922 Corporation Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-03 38 92.824 56,200 Corporation Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-03 38 92.824 56,200 Corporation Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-03 38 69.752 432,958 48,448 Corporation Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-03 38 92.824 489,158 56,200 Corporation Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-05 38 92.664 77,400 Corporation Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-05 38 92.664 77,400 Corporation Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-05 38 70.288 523,074 33,916 Corporation Corporation
January 16, 2020 (2020), 43 OSCB 818
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Thomson Reuters Common Shares Thomson Reuters 1 2019-12-05 38 92.664 600,474 77,400 Corporation Corporation
Thomson Reuters Common Shares Thomson Reuters 1 2019-12-06 38 93.24 4,762 Corporation Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-06 38 93.24 4,762 Corporation Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-06 38 111,316 -286,970 Corporation Corporation Thomson Reuters Common Shares Thomson Reuters 1 2019-12-06 38 93.24 116,078 4,762 Corporation Corporation
Thomson Reuters Common Shares Thomson Reuters 1 2019-12-13 38 0 -116,078 Corporation Corporation Thomson Reuters Deferred Share Units Walker, Linda 7, 5 2019-12-16 30 72.54 6,820 33 Corporation ThreeD Capital Common Shares Inwentash, Raquel 3 2020-01-06 10 0.025 6,250,000 -1,500,000 Inc.(formerly Aspen Brownstone Energy Inc.) TILT Holdings Inc. Compressed Shares Leidy Jr., Robert 6, 5 2018-11-27 00 Peale TILT Holdings Inc. Compressed Shares Leidy Jr., Robert 6, 5 2019-07-12 11 28,236 28,236 Peale TILT Holdings Inc. Options Leidy Jr., Robert 6, 5 2019-09-25 38 0 -87,699 Peale TILT Holdings Inc. Compressed Shares McCluskey, Kevin 6 2018-11-27 00 Michael TILT Holdings Inc. Compressed Shares McCluskey, Kevin 6 2019-07-12 11 28,236 28,236 Michael TILT Holdings Inc. Options McCluskey, Kevin 6 2019-09-25 38 0 -89,037 Michael TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2018-11-27 00 TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2019-01-04 36 299,950 299,950 TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2019-03-31 36 599,900 299,950 TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2019-06-30 36 1,199,800 599,900 TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2019-09-30 36 1,799,700 599,900 TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2019-12-31 36 2,399,600 599,900 TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2018-11-27 00 TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2019-01-04 36 310,288 310,288 TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2019-03-31 36 620,576 310,288
TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2019-06-30 36 1,241,151 620,575
TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2019-09-30 36 1,861,726 620,575
TILT Holdings Inc. Common Shares Milton, Joel Bernstein 4, 5 2019-12-31 36 2,482,300 620,574 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2018-11-27 00 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2018-11-27 00 23,996 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2019-01-04 36 20,996 -3,000 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2019-03-31 36 17,996 -3,000 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2019-06-30 36 11,997 -5,999 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2019-09-30 36 5,998 -5,999 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2019-12-31 36 0 -5,998 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2018-11-27 00 24,823 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2019-01-04 36 21,720 -3,103 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2019-03-31 36 18,617 -3,103 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2019-06-30 36 12,411 -6,206 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2019-09-30 36 6,205 -6,206 TILT Holdings Inc. Compressed Shares Milton, Joel Bernstein 4, 5 2019-12-31 36 0 -6,205 TILT Holdings Inc. Options Milton, Joel Bernstein 4, 5 2019-09-25 38 0 -128,456 TILT Holdings Inc. Common Shares Sea Hunter Holdings, 3 2018-11-27 00 LLC TILT Holdings Inc. Common Shares Sea Hunter Holdings, 3 2019-01-04 36 15,545,700 15,545,700 LLC TILT Holdings Inc. Common Shares Sea Hunter Holdings, 3 2019-02-07 11 0 -15,545,700 LLC
January 16, 2020 (2020), 43 OSCB 819
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
TILT Holdings Inc. Common Shares Sea Hunter Holdings, 3 2019-03-31 36 15,445,700 15,445,700 LLC
TILT Holdings Inc. Common Shares Sea Hunter Holdings, 3 2019-05-07 11 0 -15,445,700 LLC TILT Holdings Inc. Common Shares Sea Hunter Holdings, 3 2019-06-30 36 30,891,500 30,891,500 LLC TILT Holdings Inc. Common Shares Sea Hunter Holdings, 3 2019-07-12 11 0 -30,891,500 LLC
TILT Holdings Inc. Compressed Shares Sea Hunter Holdings, 3 2019-01-04 36 1,081,201 -154,457 LLC
TILT Holdings Inc. Compressed Shares Sea Hunter Holdings, 3 2019-03-31 36 926,744 -154,457 LLC
TILT Holdings Inc. Compressed Shares Sea Hunter Holdings, 3 2019-06-30 36 617,829 -308,915 LLC
TILT Holdings Inc. Compressed Shares Sea Hunter Holdings, 3 2019-07-12 11 70,692 -547,137 LLC
TILT Holdings Inc. Compressed Shares Sea Hunter Holdings, 3 2020-01-04 36 -154,457 LLC Tocvan Ventures Common Shares Wood, Derek 4, 5 2019-12-27 10 0.15 615,000 10,000 Corp. TORC Oil & Gas Ltd. Common Shares Gordon, John 4 2018-11-05 00 20,024 TORC Oil & Gas Ltd. Common Shares Gordon, John 4 2020-01-07 10 4.55 30,024 10,000 Toromont Industries Rights Deferred Blake, Peter James 4 2019-12-31 56 1,643 358 Ltd. Share Units (cash settled) Toromont Industries Rights Deferred Blake, Peter James 4 2020-01-03 56 1,648 5 Ltd. Share Units (cash settled) Toromont Industries Rights Deferred Chisholm, Jeffrey 4 2019-12-31 56 20,760 200 Ltd. Share Units (cash Scott settled) Toromont Industries Rights Deferred Chisholm, Jeffrey 4 2020-01-03 56 20,839 79 Ltd. Share Units (cash Scott settled) Toromont Industries Rights Deferred Cochrane, Jennifer 5 2020-01-03 56 7,576 29 Ltd. Share Units (cash settled) Toromont Industries Rights Deferred Cranston, Cathryn 4 2019-12-31 56 24,662 358 Ltd. Share Units (cash Elizabeth settled)
Toromont Industries Rights Deferred Cranston, Cathryn 4 2020-01-03 56 24,755 93 Ltd. Share Units (cash Elizabeth settled)
Toromont Industries Rights Deferred Cuddy, Mike 5 2020-01-03 56 11,553 44 Ltd. Share Units (cash settled) Toromont Industries Rights Deferred Franklin, Robert 4 2019-12-31 56 45,459 191 Ltd. Share Units (cash settled) Toromont Industries Rights Deferred Franklin, Robert 4 2020-01-03 56 45,632 173 Ltd. Share Units (cash settled) Toromont Industries Rights Deferred Gill, James Wendell 4 2019-12-31 56 13,585 358 Ltd. Share Units (cash settled) Toromont Industries Rights Deferred Gill, James Wendell 4 2020-01-03 56 13,636 51 Ltd. Share Units (cash settled) Toromont Industries Rights Deferred Hill, Wayne S. 4 2020-01-03 56 13,359 51 Ltd. Share Units (cash settled) Toromont Industries Rights Deferred Hodgson, Sharon 4 2019-12-31 56 1,427 263 Ltd. Share Units (cash settled) Toromont Industries Rights Deferred Hodgson, Sharon 4 2020-01-03 56 1,431 4 Ltd. Share Units (cash settled)
January 16, 2020 (2020), 43 OSCB 820
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Toromont Industries Rights Deferred Jewer, Paul 5 2020-01-03 56 42,023 160 Ltd. Share Units (cash Randolph settled)
Toromont Industries Rights Deferred Korbak, Lynn 5 2020-01-03 56 716 3 Ltd. Share Units (cash Margaret settled) Toromont Industries Rights Deferred Malinauskas, David 7 2020-01-03 56 8,860 34 Ltd. Share Units (cash Allan settled)
Toromont Industries Rights Deferred Medhurst, Scott 4, 5 2020-01-03 56 15,359 59 Ltd. Share Units (cash settled)
Toromont Industries Rights Deferred Ogilvie, Robert M. 4 2020-01-03 56 54,579 208 Ltd. Share Units (cash settled)
Toromont Industries Rights Deferred Rethy, Katherine 4 2019-12-31 56 22,034 404 Ltd. Share Units (cash Anne settled) Toromont Industries Rights Deferred Rethy, Katherine 4 2020-01-03 56 22,117 83 Ltd. Share Units (cash Anne settled) Toromont Industries Rights Deferred Roy, Richard G 4 2019-12-31 56 2,823 358 Ltd. Share Units (cash settled) Toromont Industries Rights Deferred Roy, Richard G 4 2020-01-03 56 2,832 9 Ltd. Share Units (cash settled) Torq Resources Inc. Common Shares Bebek, Ivan 4 2020-01-06 10 0.53 5,390,000 10,000 Torrent Capital Ltd. Common Shares Armoyan, George 3 2020-01-06 00 738,500 Torrent Capital Ltd. Common Shares Armoyan, Sime 3 2020-01-06 00 812,500 Torrent Capital Ltd. Common Shares Armoyan, Sime 3 2020-01-06 10 0.42 1,984,000 1,171,500 Torrent Capital Ltd. Common Shares Dawe, Wade K. 5 2020-01-09 10 0.47 1,530,000 7,000 Total Energy Services Common Shares Dagenais, Glenn 4 2020-01-10 10 6.2253 15,890 1,415 Inc. Orval James Total Energy Services Common Shares Halyk, Daniel Kim 4, 5 2020-01-08 10 6 1,218,800 5,000 Inc. Total Energy Services Common Shares Pachkowski, Bruce 4 2020-01-07 10 6.28 217,300 3,000 Inc. Lawrence Total Energy Services Common Shares Total Energy 1 2019-12-23 38 0 -91,900 Inc. Services Inc Total Energy Services Common Shares Wiswell, Andrew B. 4 2020-01-10 10 6.22 47,528 1,415 Inc. Touchstone Common Shares Baay, Paul Raymond 4, 5 2020-01-07 30 0.375 1,391,740 10,333 Exploration Inc. Touchstone Common Shares Budau, Christopher 5 2020-01-07 30 0.375 296,763 5,333 Exploration Inc. Scott Touchstone Common Shares Shipka, James 5 2020-01-07 30 0.375 456,167 8,000 Exploration Inc. Tourmaline Oil Corp. Common Shares McKinnon, Earl 5 2020-01-10 10 15.616 52,362 386 Henry Tourmaline Oil Corp. Common Shares Rose, Mike 5 2020-01-09 10 15.359 10,596,830 2,500 Tourmaline Oil Corp. Common Shares Rose, Mike 5 2020-01-09 10 15.272 10,599,330 2,500 TransAlta Corporation Common Shares de Lima, Dawn 5 2020-01-09 30 8.99 22,984 69 Elizabeth TransAlta Corporation Common Shares Kousinioris, John 5 2020-01-09 30 8.99 59,935 110 Harry TransAlta Corporation RSU (Restricted van Melle, Blain 5 2020-01-01 59 132,648 -18,894 Share Units) Mitchell TransAlta Corporation RSU (Restricted van Melle, Blain 5 2020-01-01 59 -14,372 Share Units) Mitchell TransAlta Corporation RSU (Restricted van Melle, Blain 5 2020-01-01 59 -14,372 Share Units) Mitchell TransAlta Corporation RSU (Restricted van Melle, Blain 5 2020-01-01 59 -2 Share Units) Mitchell TransAlta Corporation RSU (Restricted van Melle, Blain 5 2020-01-01 59 -2 Share Units) Mitchell
January 16, 2020 (2020), 43 OSCB 821
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
TransAlta Corporation RSU (Restricted van Melle, Blain 5 2020-01-01 59 118,276 -14,372 Share Units) Mitchell
TransAlta Corporation RSU (Restricted van Melle, Blain 5 2020-01-01 59 118,274 -2 Share Units) Mitchell TransAlta Corporation Common Shares Willis, Aron John 5 2020-01-02 10 9.1976 7,359 21 Transcontinental Inc. Options d'achat Desaulniers, 7, 5 2020-01-03 51 11.33 0 -17,788 d'actions Christine Transcontinental Inc. Subordinate Voting Desaulniers, 7, 5 2020-01-03 51 11.33 27,788 17,788 Shares Catégorie A Christine Transcontinental Inc. Subordinate Voting Desaulniers, 7, 5 2020-01-06 10 15.728 18,000 -9,788 Shares Catégorie A Christine Transcontinental Inc. Subordinate Voting LeCavalier, Donald 7, 5 2020-01-07 10 15.797 6,600 2,750 Shares Catégorie A
Transcontinental Inc. Subordinate Voting Transcontinental inc. 1 2019-12-24 38 89,500 -49,000 Shares Catégorie A
Transcontinental Inc. Subordinate Voting Transcontinental inc. 1 2019-12-27 38 103,400 -50,000 Shares Catégorie A Transcontinental Inc. Subordinate Voting Transcontinental inc. 1 2019-12-30 38 116,400 -39,500 Shares Catégorie A Transcontinental Inc. Subordinate Voting Transcontinental inc. 1 2019-12-31 38 102,500 -63,900 Shares Catégorie A Transcontinental Inc. Subordinate Voting Transcontinental inc. 1 2020-01-02 38 16.029 156,800 54,300 Shares Catégorie A Transcontinental Inc. Subordinate Voting Transcontinental inc. 1 2020-01-03 38 15.729 203,800 47,000 Shares Catégorie A Transcontinental Inc. Subordinate Voting Transcontinental inc. 1 2020-01-06 38 15.802 247,500 43,700 Shares Catégorie A Treasury Metals Inc. Common Shares Ferron, Greg 5 2020-01-02 10 0.31 600,400 5,000 Treasury Metals Inc. Common Shares Ferron, Greg 5 2020-01-03 10 0.315 610,400 10,000 TREE OF Common Shares Caridi, Michael 4 2020-01-02 10 0.0297 13,074,591 60,000 KNOWLEDGE INTERNATIONAL CORP. TREE OF Common Shares ROD, Kevin 3 2020-01-09 10 0.04 25,576,695 1,000 KNOWLEDGE INTERNATIONAL CORP. Trenchant Capital Common Shares Boehnke, Eric 4 2020-01-07 11 4,981,928 -24,243 Corp. Trenchant Capital Convertible Boehnke, Eric 4 2020-01-07 11 $9,500 -$9,500 Corp. Debentures Trez Capital Senior Class A Shares Stratton, Neil 3 2019-05-17 10 2.23 1,039,633 7,500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-05-23 10 2.2 1,050,133 10,500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-05-28 10 2.28 1,051,633 1,500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-05-28 10 2.31 1,056,133 4,500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-05-30 10 2.26 1,056,833 700 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-05-30 10 2.34 1,059,133 2,300 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-03 10 2.31 1,061,133 2,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-04 10 2.22 1,061,233 100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-04 10 2.27 1,062,133 900 Mortgage Investment Corporation
January 16, 2020 (2020), 43 OSCB 822
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-04 10 2.28 1,065,133 3,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-10 10 2.22 1,065,333 200 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-10 10 2.28 1,069,333 4,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-10 10 2.29 1,069,533 200 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-10 10 2.3 1,071,133 1,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-11 10 2.22 1,071,733 600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-11 10 2.25 1,079,533 7,800 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-11 10 2.26 1,081,133 1,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-17 10 2.23 1,082,433 1,300 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-17 10 2.3 1,087,433 5,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-18 10 2.25 1,088,533 1,100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-18 10 2.26 1,089,733 1,200 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-18 10 2.27 1,092,433 2,700 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-24 10 2.28 1,092,533 100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-24 10 2.29 1,092,833 300 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-24 10 2.3 1,102,433 9,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-06-27 10 2.31 1,106,433 4,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-02 10 2.31 1,121,433 15,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-04 10 2.26 1,123,233 1,800 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-04 10 2.27 1,127,833 4,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-04 10 2.29 1,130,133 2,300 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-04 10 2.31 1,131,433 1,300 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-05 10 2.3 1,133,433 2,000 Mortgage Investment Corporation
January 16, 2020 (2020), 43 OSCB 823
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-10 10 2.28 1,135,433 2,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-15 10 2.27 1,135,733 300 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-15 10 2.29 1,137,733 2,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-15 10 2.3 1,140,433 2,700 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-16 10 2.28 1,140,633 200 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-16 10 2.31 1,148,433 7,800 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-07-30 10 2.29 1,151,433 3,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-08-15 10 2.33 1,151,633 200 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-08-15 10 2.38 1,153,733 2,100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-08-15 10 2.39 1,157,433 3,700 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-08-26 10 2.3 1,159,233 1,800 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-08-26 10 2.31 1,159,433 200 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-04 10 2.41 1,159,633 200 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-04 10 2.43 1,169,433 9,800 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-09 10 2.44 1,172,233 2,800 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-10 10 2.45 1,172,633 400 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-10 10 2.46 1,173,633 1,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-10 10 2.47 1,175,233 1,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-16 10 2.45 1,175,333 100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-16 10 2.47 1,178,233 2,900 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-20 10 2.48 1,178,633 400 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-20 10 2.49 1,180,233 1,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-23 10 2.49 1,184,133 3,900 Mortgage Investment Corporation
January 16, 2020 (2020), 43 OSCB 824
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-24 10 2.47 1,185,733 1,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-24 10 2.48 1,190,133 4,400 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-26 10 2.45 1,194,733 4,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-26 10 2.49 1,195,133 400 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-27 10 2.5 1,196,233 1,100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-27 10 2.51 1,196,333 100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-27 10 2.52 1,197,133 800 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-30 10 2.46 1,197,233 100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-30 10 2.48 1,199,733 2,500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-30 10 2.49 1,202,633 2,900 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-30 10 2.51 1,203,233 600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-09-30 10 2.52 1,204,133 900 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-03 10 2.45 1,218,433 14,300 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-03 10 2.46 1,221,333 2,900 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-03 10 2.47 1,225,833 4,500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-03 10 2.48 1,232,533 6,700 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-03 10 2.49 1,233,133 600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-03 10 2.5 1,240,633 7,500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-04 10 2.44 1,246,233 5,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-04 10 2.47 1,246,633 400 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-04 10 2.5 1,248,633 2,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-07 10 2.45 1,254,433 5,800 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-07 10 2.47 1,255,133 700 Mortgage Investment Corporation
January 16, 2020 (2020), 43 OSCB 825
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-07 10 2.54 1,255,633 500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-21 10 2.48 1,255,833 200 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-21 10 2.49 1,257,433 1,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-21 10 2.5 1,258,433 1,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-21 10 2.51 1,258,633 200 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-25 10 2.42 1,260,233 1,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-25 10 2.45 1,261,733 1,500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-25 10 2.48 1,263,633 1,900 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-25 10 2.49 1,265,333 1,700 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-29 10 2.47 1,266,933 1,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-10-29 10 2.5 1,269,433 2,500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-06 10 2.48 1,272,033 2,600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-06 10 2.49 1,275,433 3,400 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-07 10 2.46 1,282,933 7,500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-07 10 2.48 1,284,233 1,300 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-07 10 2.51 1,284,433 200 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-07 10 2.53 1,284,533 100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-12 10 2.57 1,284,933 400 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-12 10 2.59 1,285,133 200 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-13 10 2.54 1,286,133 1,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-14 10 2.51 1,288,533 2,400 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-14 10 2.52 1,291,333 2,800 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-14 10 2.57 1,292,633 1,300 Mortgage Investment Corporation
January 16, 2020 (2020), 43 OSCB 826
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-21 10 2.58 1,292,933 300 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-21 10 2.59 1,296,633 3,700 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-22 10 2.49 1,296,733 100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-22 10 2.52 1,297,233 500 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-22 10 2.58 1,299,233 2,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-22 10 2.63 1,300,233 1,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-22 10 2.64 1,300,633 400 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-11-27 10 2.4 1,320,633 20,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-03 10 2.4 1,320,733 100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-05 10 2.42 1,320,833 100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-05 10 2.47 1,321,933 1,100 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-05 10 2.49 1,325,833 3,900 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-11 10 2.4 1,326,533 700 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-11 10 2.46 1,326,833 300 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-11 10 2.5 1,327,533 700 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-12 10 2.4 1,328,933 1,400 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-12 10 2.48 1,329,533 600 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-12 10 2.49 1,331,933 2,400 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-16 10 2.4 1,332,933 1,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-16 10 2.49 1,335,933 3,000 Mortgage Investment Corporation Trez Capital Senior Class A Shares Stratton, Neil 3 2019-12-16 10 2.5 1,336,933 1,000 Mortgage Investment Corporation Trican Well Service Common Shares Trican Well Service 1 2019-12-02 38 0.9638 415,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-03 38 0.9371 590,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-04 38 0.9714 765,000 175,000 Ltd. Ltd.
January 16, 2020 (2020), 43 OSCB 827
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Trican Well Service Common Shares Trican Well Service 1 2019-12-05 38 0.9945 940,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-06 38 1.0285 1,115,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-06 38 350,000 -765,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-09 38 1.0294 525,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-10 38 1.0264 700,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-11 38 1.0115 875,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-12 38 1.0035 1,050,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-13 38 1.0308 1,225,000 175,000 Ltd. Ltd.
Trican Well Service Common Shares Trican Well Service 1 2019-12-13 38 350,000 -875,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-16 38 1.0575 525,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-17 38 1.114 700,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-18 38 1.1468 875,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-19 38 1.1611 1,000,000 125,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-20 38 1.086 1,175,000 175,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-20 38 300,000 -875,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-23 38 1.1096 445,500 145,500 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-24 38 1.148 570,500 125,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-27 38 1.1808 695,500 125,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-27 38 250,000 -445,500 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-30 38 1.1519 375,000 125,000 Ltd. Ltd. Trican Well Service Common Shares Trican Well Service 1 2019-12-31 38 1.1379 500,000 125,000 Ltd. Ltd.
Trican Well Service Common Shares Trican Well Service 1 2019-12-31 38 250,000 -250,000 Ltd. Ltd. Trilogy International Common Shares Calvo, Juan Pablo 7 2020-01-06 57 207,754 10,127 Partners Inc. Trilogy International Rights (Restricted Calvo, Juan Pablo 7 2020-01-06 57 106,404 -10,127 Partners Inc. Share Units) Trilogy International Rights (Restricted Davies, Andrew 7 2019-07-04 57 -7,965 Partners Inc. Share Units) Michael Trilogy International Rights (Restricted Davies, Andrew 7 2019-07-04 57 8,446 -8,446 Partners Inc. Share Units) Michael Trilogy International Common Shares Horwitz, Brad 7 2020-01-06 57 859,189 57,292 Partners Inc. Trilogy International Rights (Restricted Horwitz, Brad 7 2019-04-24 56 250,000 Partners Inc. Share Units) Trilogy International Rights (Restricted Horwitz, Brad 7 2019-04-24 56 250,000 Partners Inc. Share Units) Trilogy International Rights (Restricted Horwitz, Brad 7 2019-04-24 56 250,000 Partners Inc. Share Units) Trilogy International Rights (Restricted Horwitz, Brad 7 2020-01-06 57 351,913 -57,292 Partners Inc. Share Units) Trilogy International Common Shares Mickels, Erik 5 2020-01-06 57 82,657 46,319 Partners Inc. Trilogy International Rights (Restricted Mickels, Erik 5 2019-04-24 56 250,000 Partners Inc. Share Units)
January 16, 2020 (2020), 43 OSCB 828
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Trilogy International Rights (Restricted Mickels, Erik 5 2019-04-24 56 250,000 Partners Inc. Share Units)
Trilogy International Rights (Restricted Mickels, Erik 5 2019-04-24 56 250,000 Partners Inc. Share Units) Trilogy International Rights (Restricted Mickels, Erik 5 2020-01-06 57 271,942 -69,783 Partners Inc. Share Units) Trilogy International Common Shares Morris, Scott 5 2020-01-06 57 172,758 39,748 Partners Inc.
Trilogy International Rights (Restricted Morris, Scott 5 2019-04-24 56 200,000 Partners Inc. Share Units)
Trilogy International Rights (Restricted Morris, Scott 5 2019-04-24 56 200,000 Partners Inc. Share Units)
Trilogy International Rights (Restricted Morris, Scott 5 2019-04-24 56 200,000 Partners Inc. Share Units)
Trilogy International Rights (Restricted Morris, Scott 5 2020-01-06 57 265,100 -68,636 Partners Inc. Share Units)
Trilogy International Common Shares Perez, Tomas 5 2019-04-01 00 Partners Inc. Hernan Trilogy International Common Shares Perez, Tomas 5 2020-01-06 57 18,906 18,906 Partners Inc. Hernan Trilogy International Rights (Restricted Perez, Tomas 5 2020-01-06 57 188,125 -26,875 Partners Inc. Share Units) Hernan Troilus Gold Corp. Common Shares Arsenault, Denis 5 2020-01-03 10 0.67 220,338 40,000 (formerly Pitchblack Resources Ltd.) Troilus Gold Corp. Common Shares Arsenault, Denis 5 2020-01-03 10 0.69 230,338 10,000 (formerly Pitchblack Resources Ltd.) Troilus Gold Corp. Common Shares Arsenault, Denis 5 2020-01-03 10 0.7 242,838 12,500 (formerly Pitchblack Resources Ltd.) True Leaf Brands Inc. Common Shares Fujimoto, Allen 7 2019-06-19 00 (formerly True Leaf Makoto Medicine International Ltd.) True Leaf Brands Inc. Common Shares Fujimoto, Allen 7 2019-12-19 46 0.12 250,000 250,000 (formerly True Leaf Makoto Medicine International Ltd.) Tucows Inc. Common Shares Noss, Elliot Lawrence 4, 5 2020-01-08 10 80.25 564,596 -1,500 Turmalina Metals Common Shares Slusarchuk, Bryan 4 2020-01-06 10 0.75 2,098,500 5,000 Corp. James Rees Turmalina Metals Common Shares Slusarchuk, Bryan 4 2020-01-06 10 0.76 2,101,000 2,500 Corp. James Rees Turmalina Metals Common Shares Slusarchuk, Bryan 4 2020-01-06 10 0.77 2,104,000 3,000 Corp. James Rees Turmalina Metals Common Shares Slusarchuk, Bryan 4 2020-01-06 10 0.78 2,105,500 1,500 Corp. James Rees Turmalina Metals Common Shares Slusarchuk, Bryan 4 2020-01-06 10 0.82 2,106,000 500 Corp. James Rees Turmalina Metals Common Shares Slusarchuk, Bryan 4 2020-01-09 10 0.75 2,111,000 5,000 Corp. James Rees TVA Group Inc. Unité d'action différée Courtois, Marc Alain 4 2019-12-31 56 25,718 8,681 TVA Group Inc. Unité d'action différée Croteau, Lise 6 2019-12-31 56 10,042 4,292 TVA Group Inc. Unité d'action différée Dorion, Jacques 4 2019-12-31 56 47,442 30,405 TVA Group Inc. Unité d'action différée Elgrably-Lévy, 4 2019-12-31 56 51,065 34,028 Nathalie TVA Group Inc. Unité d'action différée LALANDE, Sylvie 4 2018-12-31 56 6,153 TVA Group Inc. Unité d'action différée LALANDE, Sylvie 4 2018-12-31 56 6,153 TVA Group Inc. Unité d'action différée LALANDE, Sylvie 4 2018-12-31 56 17,037 6,296 TVA Group Inc. Unité d'action différée LALANDE, Sylvie 4 2019-12-31 56 25,718 8,681 TVA Group Inc. Unité d'action différée Lavigne, A. Michel 4 2019-12-31 56 25,718 8,681 TVA Group Inc. Unité d'action différée Léger, Jean-Marc 4 2019-12-31 56 46,363 29,326 TVA Group Inc. Unité d'action différée Mongeau, Annick 4 2019-12-31 56 50,220 33,183 TVA Group Inc. Unité d'action différée Paillé, Daniel 4 2019-12-31 56 17,802 8,681
January 16, 2020 (2020), 43 OSCB 829
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings TWC Enterprises Common Shares TWC Enterprises 1 2020-01-06 38 13 45,000 45,000 Limited Limited
TWC Enterprises Common Shares TWC Enterprises 1 2020-01-06 38 0 -45,000 Limited Limited TWC Enterprises Common Shares TWC Enterprises 1 2020-01-09 38 13 1,000 1,000 Limited Limited TWC Enterprises Common Shares TWC Enterprises 1 2020-01-09 38 0 -1,000 Limited Limited UGE International Ltd. Common Shares Van Duynhoven, 7 2019-12-27 46 0.16 185,416 106,250 Robert Anthony
Uni-Select Inc. Common Shares Birch Hill Equity 3 2019-12-18 00 170,914 Partners Management Inc.
Uni-Select Inc. Common Shares Birch Hill Equity 3 2019-12-18 00 2,249,685 Partners Management Inc.
Uni-Select Inc. Common Shares Birch Hill Equity 3 2019-12-31 90 2,561,373 311,688 Partners Management Inc. Uni-Select Inc. Common Shares Birch Hill Equity 3 2019-12-18 00 1,609,401 Partners Management Inc. Uni-Select Inc. Common Shares Birch Hill Equity 3 2019-12-31 90 1,297,713 -311,688 Partners Management Inc. Uni-Select Inc. Convertible Birch Hill Equity 3 2019-12-31 90 $5,966,426 Debentures 6% Partners Convertible Management Inc. Debentures Uni-Select Inc. Convertible Birch Hill Equity 3 2019-12-31 90 $47,668,238 $5,800,643 Debentures 6% Partners Convertible Management Inc. Debentures Uni-Select Inc. Convertible Birch Hill Equity 3 2019-12-31 90 -$5,966,426 Debentures 6% Partners Convertible Management Inc. Debentures Uni-Select Inc. Convertible Birch Hill Equity 3 2019-12-31 90 $24,150,980 -$5,800,643 Debentures 6% Partners Convertible Management Inc. Debentures Unigold Inc. Options Hanson, Wesley Clay 5 2015-06-24 37 100,000 -900,000 Unigold Inc. Options Hanson, Wesley Clay 5 2015-09-30 50 0.1 300,000 200,000
Unigold Inc. Options Hanson, Wesley Clay 5 2016-06-29 37 -700,000
Unigold Inc. Options Hanson, Wesley Clay 5 2018-08-29 52 -250,000 Unigold Inc. Options Hanson, Wesley Clay 5 2018-08-29 52 500,000 -25,000 Uniserve Common Shares Morley, Owen 3 2020-01-02 10 0.1 8,177,500 17,500 Communications Stewart Corporation Urbana Corporation Common Shares Urbana Corporation 1 2019-12-02 38 2.8524 3,700 Urbana Corporation Common Shares Urbana Corporation 1 2019-12-03 38 2.8384 3,700 Urbana Corporation Common Shares Urbana Corporation 1 2019-12-04 38 2.8362 3,700 Urbana Corporation Common Shares Urbana Corporation 1 2019-12-05 38 2.83 3,700 Urbana Corporation Common Shares Urbana Corporation 1 2019-12-06 38 2.85 3,700 Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-02 38 2.8524 3,700 3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-02 38 0 -3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-03 38 2.8384 3,700 3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-03 38 0 -3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-04 38 2.8362 3,700 3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-04 38 0 -3,700 Class A
January 16, 2020 (2020), 43 OSCB 830
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-05 38 2.83 3,700 3,700 Class A
Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-05 38 0 -3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-06 38 2.85 3,700 3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-06 38 0 -3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-10 38 2.82 2,200 2,200 Class A
Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-10 38 0 -2,200 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-12 38 2.81 1,000 1,000 Class A
Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-12 38 0 -1,000 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-13 38 2.81 3,700 3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-13 38 0 -3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-16 38 2.79 3,700 3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-16 38 0 -3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-17 38 2.8419 3,700 3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-17 38 0 -3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-18 38 2.77 3,700 3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-18 38 0 -3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-20 38 2.8195 3,700 3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-20 40 0 -3,700 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-23 38 2.83 23,900 23,900 Class A Urbana Corporation Non-Voting Shares Urbana Corporation 1 2019-12-23 38 0 -23,900 Class A Urbanimmersive Inc. Common Shares Pinstein, Alan 3 2020-01-08 46 0.06 1,844,018 812,498
Valeura Energy Inc. Options Campbell, Heather 5 2020-01-07 00 285,000 Duan Milburn Valeura Energy Inc. Options Campbell, Heather 5 2020-01-07 50 435,000 150,000 Duan Milburn Valterra Resource Common Shares Bunting, Gerald Nigel 4 2019-12-11 37 262,400 -2,361,600 Corporation Valterra Resource Options Stock Bunting, Gerald Nigel 4 2019-12-11 37 30,000 -270,000 Corporation Valterra Resource Warrants Bunting, Gerald Nigel 4 2019-12-11 37 100,000 -900,000 Corporation Velocity Minerals Ltd. Common Shares Kopple, Robert 3 2020-01-10 10 0.3151 723,000 9,500 Charles Vermilion Energy Inc. Common Shares Glemser, Lars 5 2019-12-31 30 19.483 13,760 241 William Vermilion Energy Inc. Common Shares Hatcher, Dion 5 2019-12-31 30 19.483 49,167 218 Vermilion Energy Inc. Common Shares Hergott, Terrance 5 2019-12-31 30 19.483 3,446 247 Gerald Vermilion Energy Inc. Common Shares Jasinski, Mona Jean 5 2019-12-31 30 19.483 43,550 250 Vermilion Energy Inc. Common Shares Kaluza, Michael Sam 5 2019-12-31 30 19.483 110,163 1,250 Vermilion Energy Inc. Common Shares Marino, Anthony 5 2019-12-31 30 19.483 376,529 775 William Vermilion Energy Inc. Common Shares Marino, Anthony 5 2019-12-31 30 19.483 4,882 58 William Vermilion Energy Inc. Common Shares Preston, Kyle 5 2019-12-31 30 19.483 24,390 216
January 16, 2020 (2020), 43 OSCB 831
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Vermilion Energy Inc. Common Shares Schut, Gerard 5 2019-12-31 30 19.234 55,419 516 Vermilion Energy Inc. Common Shares Tan, Jenson Jit- 5 2019-12-31 30 19.483 45,578 224 Chang VersaBank Common Shares Lalani, Gulamali 5 2020-01-08 10 7.76 8,200 1,200 VersaBank Common Shares Lalani, Gulamali 5 2020-01-08 10 7.85 9,200 1,000 Victoria Gold Corp. Common Shares Ayranto, Mark 5 2020-01-02 10 8.99 120,137 -23,633 Victoria Gold Corp. Common Shares Ayranto, Mark 5 2020-01-03 10 9.1 108,437 -11,700 Victoria Gold Corp. Common Shares Ayranto, Mark 5 2020-01-08 51 8.25 143,770 35,333 Victoria Gold Corp. Options Ayranto, Mark 5 2020-01-08 51 8.25 189,667 -35,333 Victoria Gold Corp. Common Shares McInnis, Michael D. 4 2020-01-03 10 9.11 94,466 -24,367 Victoria Gold Corp. Common Shares McInnis, Michael D. 4 2020-01-08 51 8.25 118,466 24,000 Victoria Gold Corp. Options McInnis, Michael D. 4 2020-01-08 51 8.25 117,000 -24,000 Viemed Healthcare, Common Shares Cambre, Jerome 5 2020-01-04 57 8.06 51,296 28,303 Inc. Richard II
Viemed Healthcare, Common Shares Cambre, Jerome 5 2020-01-06 10 8.06 -9,712 Inc. Richard II Viemed Healthcare, Common Shares Cambre, Jerome 5 2020-01-06 10 8.06 41,584 -9,712 Inc. Richard II Viemed Healthcare, Rights Restricted Cambre, Jerome 5 2020-01-04 57 -28,303 Inc. Share Units Richard II Viemed Healthcare, Rights Restricted Cambre, Jerome 5 2020-01-04 57 28,302 -28,303 Inc. Share Units Richard II Viemed Healthcare, Common Shares Fitzgerald, Trae Paul 5 2020-01-04 57 8.06 44,131 28,303 Inc. Viemed Healthcare, Common Shares Fitzgerald, Trae Paul 5 2020-01-06 10 8.06 34,431 -9,700 Inc. Viemed Healthcare, Rights Restricted Fitzgerald, Trae Paul 5 2020-01-04 57 28,302 -28,303 Inc. Share Units Viemed Healthcare, Common Shares Hoyt, Casey 4, 5 2020-01-04 57 8.06 2,105,293 102,000 Inc. Viemed Healthcare, Common Shares Hoyt, Casey 4, 5 2020-01-06 10 8.06 2,073,185 -32,108 Inc. Viemed Healthcare, Rights Restricted Hoyt, Casey 4, 5 2020-01-04 57 101,999 -102,000 Inc. Share Units Viemed Healthcare, Common Shares Moore, Michael 5 2020-01-04 57 8.06 2,023,085 99,243 Inc. Viemed Healthcare, Common Shares Moore, Michael 5 2020-01-06 10 8.06 1,991,801 -31,284 Inc.
Viemed Healthcare, Rights Restricted Moore, Michael 5 2020-01-04 57 99,243 -99,243 Inc. Share Units Viemed Healthcare, Common Shares Zehnder, William 4, 5 2020-01-04 57 8.06 158,372 96,486 Inc. Todd Viemed Healthcare, Common Shares Zehnder, William 4, 5 2020-01-06 10 8.06 114,334 -44,038 Inc. Todd Viemed Healthcare, Rights Restricted Zehnder, William 4, 5 2020-01-04 57 96,486 -96,486 Inc. Share Units Todd Vigil Health Solutions Common Shares Vigil Health Solutions 1 2019-12-04 38 0.37 5,000 5,000 Inc. Inc. Vigil Health Solutions Common Shares Vigil Health Solutions 1 2019-12-20 38 0 -5,000 Inc. Inc. Vitalhub Corp. Common Shares Catford, Peter 3 2020-01-03 37 907,888 -8,170,988 Vitalhub Corp. Common Shares Dent, Roger 4 2020-01-06 37 13,300 -119,700 Vitalhub Corp. Common Shares Dent, Roger 4 2020-01-06 37 6,650 -59,850 Vitalhub Corp. Common Shares Dent, Roger 4 2020-01-06 37 190,000 -1,710,000 Vitalhub Corp. Options Dent, Roger 4 2020-01-06 37 75,000 -675,000 Vitalhub Corp. Common Shares Garrington, Steve 4 2020-01-06 37 25,000 -225,000 Vitalhub Corp. Options Garrington, Steve 4 2020-01-06 37 35,000 -315,000 Vitalhub Corp. Common Shares Goffenberg, Brian 6 2020-01-06 37 61,400 -552,600 Vitalhub Corp. Common Shares Goffenberg, Brian 6 2020-01-06 37 670,001 -6,030,007 Vitalhub Corp. Common Shares Goffenberg, Brian 6 2020-01-06 37 50,600 -455,400 Vitalhub Corp. Options Goffenberg, Brian 6 2020-01-06 37 162,613 -1,463,516 Vitalhub Corp. Common Shares Matlow, Danny 6 2020-01-06 37 62,000 -558,000 Vitalhub Corp. Common Shares Matlow, Danny 6 2020-01-06 37 670,001 -6,030,007
January 16, 2020 (2020), 43 OSCB 832
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
Vitalhub Corp. Common Shares Matlow, Danny 6 2020-01-06 37 50,000 -450,000
Vitalhub Corp. Options Matlow, Danny 6 2020-01-06 37 259,661 -2,336,951
Vitalhub Corp. Common Shares Quinsam Capital 3 2020-01-06 37 84,000 -756,000 Corporation Vitalhub Corp. Options Schnarr, Christopher 4 2020-01-03 37 35,000 -315,000 James Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2020-01-03 37 9,000 -81,000
Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2020-01-03 37 1,392,250 -12,530,250
Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2020-01-03 37 193,500 -1,741,500
Vitalhub Corp. Warrants Shen, Francis Nelson 4 2020-01-03 37 1,281,250 -11,531,250
Vitalhub Corp. Common Shares TISSENBAUM, 4 2020-01-06 37 18,000 -162,000 BARRY
Vitalhub Corp. Options TISSENBAUM, 4 2020-01-06 37 35,000 -315,000 BARRY
VIVO Cannabis Inc. Common Shares Laflamme, Daniel 3, 4, 2020-01-06 10 0.205 -20,000 5 VIVO Cannabis Inc. Common Shares Laflamme, Daniel 3, 4, 2020-01-06 10 0.205 36,018,539 -20,000 5 VIVO Cannabis Inc. Common Shares Laflamme, Daniel 3, 4, 2020-01-07 10 0.205 -20,000 5 VIVO Cannabis Inc. Common Shares Laflamme, Daniel 3, 4, 2020-01-07 10 0.205 35,998,539 -20,000 5 VIVO Cannabis Inc. Common Shares Laflamme, Daniel 3, 4, 2020-01-08 10 0.22 -20,000 5 VIVO Cannabis Inc. Common Shares Laflamme, Daniel 3, 4, 2020-01-08 10 0.22 35,978,539 -20,000 5 VIVO Cannabis Inc. Common Shares Laflamme, Daniel 3, 4, 2020-01-09 10 0.215 -20,000 5 VIVO Cannabis Inc. Common Shares Laflamme, Daniel 3, 4, 2020-01-09 10 0.215 35,958,539 -20,000 5 VIVO Cannabis Inc. Common Shares Laflamme, Daniel 3, 4, 2020-01-10 10 0.22 35,938,539 -20,000 5 Wallbridge Mining Rights DSU Day, Shawn 4 2020-01-02 56 242,466 2,709 Company Limited Wallbridge Mining Rights DSU Farsangi, Parviz 4 2020-01-02 56 1,629,065 6,094 Company Limited Wallbridge Mining Rights DSU HOLMES, WILLIAM 4 2020-01-02 56 2,521,778 8,803 Company Limited WARREN Wallbridge Mining Rights DSU Pesner, Michael 4 2020-01-02 56 48,104 6,094 Company Limited
Wallbridge Mining Rights DSU Wilkinson, Janet 4 2020-01-02 56 87,657 6,094 Company Limited Waterloo Brewing Ltd. Common Shares Brick Brewing Co. 1 2019-12-02 38 3.21 3,300 3,300 (formerly Brick Limited Brewing Co. Limited) Waterloo Brewing Ltd. Common Shares Brick Brewing Co. 1 2019-12-03 38 3.2575 7,300 4,000 (formerly Brick Limited Brewing Co. Limited) Waterloo Brewing Ltd. Common Shares Brick Brewing Co. 1 2019-12-04 38 3.4 7,500 200 (formerly Brick Limited Brewing Co. Limited) Waterloo Brewing Ltd. Common Shares Brick Brewing Co. 1 2019-12-05 38 3.4968 9,400 1,900 (formerly Brick Limited Brewing Co. Limited) Waterloo Brewing Ltd. Common Shares Brick Brewing Co. 1 2019-12-06 38 3.4097 12,500 3,100 (formerly Brick Limited Brewing Co. Limited) Waterloo Brewing Ltd. Common Shares Brick Brewing Co. 1 2019-12-12 38 3.4 17,500 5,000 (formerly Brick Limited Brewing Co. Limited) Waterloo Brewing Ltd. Common Shares Brick Brewing Co. 1 2019-12-13 38 3.3983 18,700 1,200 (formerly Brick Limited Brewing Co. Limited) Waterloo Brewing Ltd. Common Shares Brick Brewing Co. 1 2019-12-16 38 3.4978 22,700 4,000 (formerly Brick Limited Brewing Co. Limited)
January 16, 2020 (2020), 43 OSCB 833
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Waterloo Brewing Ltd. Common Shares Brick Brewing Co. 1 2019-12-19 38 3.495 22,900 200 (formerly Brick Limited Brewing Co. Limited)
Waterloo Brewing Ltd. Common Shares Brick Brewing Co. 1 2019-12-31 38 0 -22,900 (formerly Brick Limited Brewing Co. Limited) Wayland Group Corp. Options Miller, David 5 2020-01-06 00 280,000 (formerly, Maricann Group Inc.) Wescan Goldfields Inc. Common Shares MacNeill, Tom 6 2019-12-23 10 0.04 1,075,587 22,000
West Fraser Timber Common Shares Balkwill, Brian Allen 5 2019-12-31 30 2,192 564 Co. Ltd.
West Fraser Timber Common Shares Gardner, Larry Earl 5 2019-12-31 30 1,138 442 Co. Ltd.
West Fraser Timber Common Shares Gorman, James 5 2019-12-31 30 158 109 Co. Ltd. William
West Fraser Timber Common Shares Henderson, D'Arcy 5 2019-12-31 30 118 8 Co. Ltd. Robert West Fraser Timber Common Shares Virostek, Christopher 5 2019-12-31 30 645 436 Co. Ltd. Western Energy Common Shares Mathison, Ronald 4 2020-01-07 90 0.305 5,874,000 Services Corp. Western Energy Common Shares Mathison, Ronald 4 2020-01-07 90 0.305 8,213,730 5,847,000 Services Corp. Western Energy Common Shares Mathison, Ronald 4 2020-01-07 90 0.305 0 -5,847,000 Services Corp. Western Forest Deferred Share Units Arthurs, James 4 2020-01-06 56 1.2 88,857 11,458 Products Inc. (Cash Settled) Douglas Western Forest Deferred Share Units Bird, Jane Marie 4 2020-01-06 56 1.2 170,988 17,969 Products Inc. (Cash Settled) Western Forest Deferred Share Units Waites, Michael T. 4 2020-01-06 56 1.2 329,783 39,583 Products Inc. (Cash Settled) Western Uranium & Options Employee Glasier, George 3, 4, 2020-01-06 50 1.03 391,666 41,666 Vanadium Corp. Edwin Lee 5 (formerly Western Uranium Corporation) Western Uranium & Options Employee Glasier, George 3, 4, 2020-01-06 50 1.03 433,332 41,666 Vanadium Corp. Edwin Lee 5 (formerly Western Uranium Corporation) Western Uranium & Options Employee Glasier, George 3, 4, 2020-01-06 50 1.03 475,000 41,668 Vanadium Corp. Edwin Lee 5 (formerly Western Uranium Corporation) Western Uranium & Options Employee Klein, Robert 5 2020-01-06 50 1.03 591,666 41,666 Vanadium Corp. (formerly Western Uranium Corporation) Western Uranium & Options Employee Klein, Robert 5 2020-01-06 50 1.03 633,332 41,666 Vanadium Corp. (formerly Western Uranium Corporation) Western Uranium & Options Employee Klein, Robert 5 2020-01-06 50 1.03 675,000 41,668 Vanadium Corp. (formerly Western Uranium Corporation) Western Uranium & Options Employee Murphy, Bryan 4 2020-01-06 50 1.03 391,666 41,666 Vanadium Corp. James (formerly Western Uranium Corporation) Western Uranium & Options Employee Murphy, Bryan 4 2020-01-06 50 1.03 433,332 41,666 Vanadium Corp. James (formerly Western Uranium Corporation) Western Uranium & Options Employee Murphy, Bryan 4 2020-01-06 50 1.03 475,000 41,668 Vanadium Corp. James (formerly Western Uranium Corporation)
January 16, 2020 (2020), 43 OSCB 834
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Western Uranium & Options Employee Wilder, Andrew 4, 5 2020-01-06 50 1.03 641,666 41,666 Vanadium Corp. (formerly Western Uranium Corporation) Western Uranium & Options Employee Wilder, Andrew 4, 5 2020-01-06 50 1.03 683,332 41,666 Vanadium Corp. (formerly Western Uranium Corporation) Western Uranium & Options Employee Wilder, Andrew 4, 5 2020-01-06 50 1.03 725,000 41,668 Vanadium Corp. (formerly Western Uranium Corporation)
Westleaf Inc. Common Shares sider, derek 2 2019-12-20 00 479,700
Westleaf Inc. Options sider, derek 2 2019-12-20 00 1,279,200
Westleaf Inc. Units Rights Williams, Shon 5 2018-12-28 22 1,650,000 Restricted Share Units
Westleaf Inc. Units Rights Williams, Shon 5 2018-12-28 22 1,650,000 Restricted Share Units Westleaf Inc. Units Rights Williams, Shon 5 2020-01-02 56 19.05 550,000 550,000 Restricted Share Units Westport Fuel Common Shares Eprile, Brenda 4 2020-01-03 16 199,102 7,225 Systems Inc. Westport Fuel Common Shares Eprile, Brenda 4 2020-01-03 10 191,877 -7,225 Systems Inc. Westport Fuel Common Shares Eprile, Brenda 4 2020-01-06 10 181,877 -10,000 Systems Inc. Westport Fuel Common Shares Eprile, Brenda 4 2020-01-07 10 166,877 -15,000 Systems Inc. Westport Fuel Common Shares Eprile, Brenda 4 2020-01-08 10 151,877 -15,000 Systems Inc. Westport Fuel Restricted Share Eprile, Brenda 4 2020-01-03 57 7,225 Systems Inc. Units Westport Fuel Restricted Share Eprile, Brenda 4 2020-01-03 57 27,456 -7,225 Systems Inc. Units Westport Fuel Common Shares FOLLETT, LANCE 5 2020-01-03 10 140,236 -2,800 Systems Inc. GARNER Westshore Terminals Common Shares Westshore Terminals 1 2019-12-19 38 18.638 44,554 44,554 Investment Investment Corporation Corporation
Westshore Terminals Common Shares Westshore Terminals 1 2019-12-19 38 0 -44,554 Investment Investment Corporation Corporation Westshore Terminals Common Shares Westshore Terminals 1 2019-12-20 38 18.678 44,554 44,554 Investment Investment Corporation Corporation Westshore Terminals Common Shares Westshore Terminals 1 2019-12-20 38 0 -44,554 Investment Investment Corporation Corporation Westshore Terminals Common Shares Westshore Terminals 1 2019-12-23 38 18.651 44,554 44,554 Investment Investment Corporation Corporation Westshore Terminals Common Shares Westshore Terminals 1 2019-12-23 38 0 -44,554 Investment Investment Corporation Corporation Westshore Terminals Common Shares Westshore Terminals 1 2019-12-24 38 18.582 44,554 44,554 Investment Investment Corporation Corporation Westshore Terminals Common Shares Westshore Terminals 1 2019-12-24 38 0 -44,554 Investment Investment Corporation Corporation Westshore Terminals Common Shares Westshore Terminals 1 2019-12-27 38 19.018 44,554 44,554 Investment Investment Corporation Corporation Westshore Terminals Common Shares Westshore Terminals 1 2019-12-27 38 0 -44,554 Investment Investment Corporation Corporation
January 16, 2020 (2020), 43 OSCB 835
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Westshore Terminals Common Shares Westshore Terminals 1 2019-12-30 38 18.811 44,554 44,554 Investment Investment Corporation Corporation
Westshore Terminals Common Shares Westshore Terminals 1 2019-12-30 38 0 -44,554 Investment Investment Corporation Corporation Westshore Terminals Common Shares Westshore Terminals 1 2019-12-31 38 19.046 44,554 44,554 Investment Investment Corporation Corporation
Westshore Terminals Common Shares Westshore Terminals 1 2019-12-31 38 0 -44,554 Investment Investment Corporation Corporation Whitecap Resources Common Shares Fagerheim, Grant 4, 5 2020-01-07 10 5.5795 2,175,024 5,000 Inc. Bradley
Whitecap Resources Common Shares Lebsack, Peter Gary 5 2020-01-03 90 109,364 21,940 Inc.
Whitecap Resources Common Shares Lebsack, Peter Gary 5 2020-01-03 90 283,217 -21,940 Inc. WildBrain Ltd. Rights Performance Ames, Aaron 5 2018-04-18 00 (formerly, DHX Media Share Units Ltd.) (Common Voting) WildBrain Ltd. Rights Performance Ames, Aaron 5 2019-12-17 56 250,000 (formerly, DHX Media Share Units Ltd.) (Common Voting) WildBrain Ltd. Rights Performance Ames, Aaron 5 2019-12-17 56 250,000 (formerly, DHX Media Share Units Ltd.) (Common Voting) WildBrain Ltd. Rights Performance Ames, Aaron 5 2019-12-17 56 250,000 250,000 (formerly, DHX Media Share Units Ltd.) (Common Voting) WildBrain Ltd. Rights Performance Ames, Aaron 5 2019-12-17 56 500,000 250,000 (formerly, DHX Media Share Units Ltd.) (Common Voting) WildBrain Ltd. Rights Performance Bishop, James 5 2019-09-23 00 (formerly, DHX Media Share Units William Ltd.) (Common Voting) WildBrain Ltd. Rights Performance Bishop, James 5 2019-12-17 56 50,000 (formerly, DHX Media Share Units William Ltd.) (Common Voting) WildBrain Ltd. Rights Performance Bishop, James 5 2019-12-17 56 50,000 50,000 (formerly, DHX Media Share Units William Ltd.) (Common Voting)
WildBrain Ltd. Rights Performance Bishop, James 5 2019-12-17 56 100,000 50,000 (formerly, DHX Media Share Units William Ltd.) (Common Voting) WildBrain Ltd. Equity Swap - Long EastBay Asset 3 2020-01-09 70 0 -1 (formerly, DHX Media Position (300,000 Management, LLC Ltd.) common shares - expires November 6, 2020)(11/30/18) WildBrain Ltd. Equity Swap - Long EastBay Asset 3 2020-01-09 70 1 1 (formerly, DHX Media Position (300,000 Management, LLC Ltd.) common shares - expires November 6, 2020)(11/30/18) WildBrain Ltd. Equity Swap - Long EastBay Asset 3 2020-01-09 73 0 -1 (formerly, DHX Media Position (360,000 Management, LLC Ltd.) common shares - expires November 6, 2020)(11/29/18) WildBrain Ltd. Rights Performance Loi, Anne H. 5 2019-12-17 56 50,000 (formerly, DHX Media Share Units Ltd.) (Common Voting) WildBrain Ltd. Rights Performance Loi, Anne H. 5 2019-12-17 56 50,000 50,000 (formerly, DHX Media Share Units Ltd.) (Common Voting) WildBrain Ltd. Rights Performance Loi, Anne H. 5 2019-12-17 56 100,000 50,000 (formerly, DHX Media Share Units Ltd.) (Common Voting)
January 16, 2020 (2020), 43 OSCB 836
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings
WildBrain Ltd. Rights Performance Scherba, Joshua 5 2019-12-17 56 250,000 (formerly, DHX Media Share Units Charles Ltd.) (Common Voting)
WildBrain Ltd. Rights Performance Scherba, Joshua 5 2019-12-17 56 250,000 250,000 (formerly, DHX Media Share Units Charles Ltd.) (Common Voting) WildBrain Ltd. Rights Performance Scherba, Joshua 5 2019-12-17 56 500,000 250,000 (formerly, DHX Media Share Units Charles Ltd.) (Common Voting) WildBrain Ltd. Common Voting Tedesco, Joseph 5 2019-12-20 10 1.5 7,689 -100 (formerly, DHX Media Shares Ltd.) WildBrain Ltd. Common Voting Tedesco, Joseph 5 2019-12-23 10 1.52 7,489 -200 (formerly, DHX Media Shares Ltd.) WildBrain Ltd. Common Voting Tedesco, Joseph 5 2019-12-23 10 1.53 6,589 -900 (formerly, DHX Media Shares Ltd.) WildBrain Ltd. Common Voting Tedesco, Joseph 5 2019-12-23 10 1.5 5,289 -1,300 (formerly, DHX Media Shares Ltd.) WildBrain Ltd. Common Voting Tedesco, Joseph 5 2019-12-23 10 1.51 89 -5,200 (formerly, DHX Media Shares Ltd.) WildBrain Ltd. Common Voting Tedesco, Joseph 5 2019-12-23 10 1.53 0 -89 (formerly, DHX Media Shares Ltd.) Wilmington Capital Common Shares Casgrain, Tim 3, 4 2019-12-17 35 464,670 Management Inc. Class A Wilmington Capital Common Shares Casgrain, Tim 3, 4 2019-12-17 35 2,261,198 472,519 Management Inc. Class A Wilmington Capital Common Shares Casgrain, Tim 3, 4 2019-11-25 90 0 -12,422 Management Inc. Class A Wilmington Capital Common Shares Casgrain, Tim 3, 4 2019-12-17 35 10,956 Management Inc. Class A Wilmington Capital Common Shares Casgrain, Tim 3, 4 2019-12-17 35 10,956 Management Inc. Class A Wilmington Capital Common Shares Casgrain, Tim 3, 4 2019-11-25 11 5.05 12,422 Management Inc. Class A Wilmington Capital Common Shares Casgrain, Tim 3, 4 2019-11-25 90 1,788,679 12,422 Management Inc. Class A
Wilmington Capital Common Shares Casgrain, Tim 3, 4 2019-05-29 10 5 31,400 Management Inc. Class B Wilmington Capital Common Shares Casgrain, Tim 3, 4 2019-05-29 10 5 31,400 31,400 Management Inc. Class B Worldwide Resources Common Shares Naughty, Blair 3 2020-01-09 00 573,000 Corp. Lawrence Worldwide Resources Common Shares Naughty, Blair 3 2020-01-09 10 0.03 1,140,000 567,000 Corp. Lawrence X-Terra Resources Common Shares Ferreira, Michael 4, 5 2020-01-09 10 0.125 576,000 25,000 Inc. X-Terra Resources Common Shares Ferreira, Michael 4, 5 2020-01-06 90 0.115 0 -110,000 Inc. X-Terra Resources Common Shares Ferreira, Michael 4, 5 2014-06-04 00 Inc. X-Terra Resources Common Shares Ferreira, Michael 4, 5 2020-01-06 90 0.115 110,000 110,000 Inc. Xebec Adsorption Inc. Common Shares RAO, PRABHU 4, 5 2017-12-07 10 0.4411 49,545 -455 KRUTHYVEMTI Xtra-Gold Resources Common Shares Van der Merwe, Leon 3 2020-01-02 10 0.54 5,381,351 5,000 Corp. Yangaroo Inc. Common Shares Yangaroo Inc. 1 2019-12-31 00 Yangaroo Inc. Common Shares Yangaroo Inc. 1 2019-12-31 38 0.1293 615,000 615,000 Yangaroo Inc. Common Shares Yangaroo Inc. 1 2019-12-31 38 0 -615,000 YDX Innovation Corp. Options Nelson, James 4, 5 2019-12-27 37 156,250 -218,750 Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph 5 2019-12-31 30 0.22 8,340 8,254 John
January 16, 2020 (2020), 43 OSCB 837
Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph 5 2020-01-09 10 0.215 340 -8,000 John
Zenabis Global Inc. Common Shares Rasmussen, Eric 5 2020-01-01 00 (formerly Bevo Agro Inc.) Zenabis Global Inc. Options Rasmussen, Eric 5 2020-01-01 00 (formerly Bevo Agro Inc.) ZeU Crypto Networks Common Shares Dumas, Francois 4, 5 2020-01-07 10 1.05 1,048,325 2,700 Inc. Zymeworks Inc. Common Shares Hausman, Diana 5 2020-01-08 30 19.54 3,351 332 Zymeworks Inc. Common Shares Klompas, Neil 5 2020-01-08 30 19.54 8,835 394 Zymeworks Inc. Common Shares Polverino, Anthony 5 2020-01-08 30 19.54 28,991 371 John
January 16, 2020 (2020), 43 OSCB 838
Chapter 11
IPOs, New Issues and Secondary Financings
INVESTMENT FUNDS
Issuer Name: Issuer Name: Fidelity Dividend Plus Class First Trust Cboe Vest U.S. Equity Buffer ETF - November Fidelity U.S. Focused Stock Class First Trust Cboe Vest U.S. Equity Deep Buffer ETF - Fidelity U.S. All Cap Class November Fidelity Global Large Cap Class Principal Regulator – Ontario Fidelity Global Small Cap Class Type and Date: Fidelity Global Real Estate Class Preliminary Long Form Prospectus dated Jan 7, 2020 Fidelity Income Class Portfolio NP 11-202 Final Receipt dated Jan 2, 2020 Fidelity Global Growth Class Portfolio Offering Price and Description: Principal Regulator - Ontario Hedged Units and units Type and Date: Underwriter(s) or Distributor(s): Amendment #2 to Final Simplified Prospectus dated N/A January 7, 2020 Promoter(s): NP 11-202 Receipt dated January 13, 2020 N/A Offering Price and Description: Project #2974074 Series P2T5, E2T5, E2T5, P1T5, P2T5, P3T5, P4, P5 and E3T5 shares ______Underwriter(s) or Distributor(s): Issuer Name: Fidelity Investments Canada ULC Fidelity Canadian Monthly High Income ETF Promoter(s): Fidelity Global Monthly High Income ETF Fidelity Investments Canada ULC Principal Regulator – Ontario Project #2875188 Type and Date: Preliminary Long Form Prospectus dated Jan 7, 2020 ______NP 11-202 Final Receipt dated Jan 8, 2020 Issuer Name: Offering Price and Description: Vertex Bond Alpha Fund Series L units Principal Regulator - British Columbia Underwriter(s) or Distributor(s): Type and Date: N/A Amendment #3 to Final Simplified Prospectus dated Promoter(s): December 18, 2019 N/A NP 11-202 Receipt dated January 8, 2020 Project #2985914 Offering Price and Description: - ______Underwriter(s) or Distributor(s): Issuer Name: N/A Blockchain Technologies ETF Promoter(s): Harvest Equal Weight Global Utilities Income ETF Vertex One Asset Management Inc. Harvest Global Gold Giants Index ETF Project #2831383 Harvest Global Resource Leaders ETF Harvest US Bank Leaders Income ETF ______Harvest US Investment Grade Bond Plus ETF Issuer Name: Principal Regulator – Ontario Fidelity Canadian Monthly High Income ETF Fund Type and Date: Fidelity Global Monthly High Income ETF Fund Combined Preliminary and Pro Forma Long Form Principal Regulator – Ontario Prospectus dated Jan 7, 2020 Type and Date: NP 11-202 Final Receipt dated Jan 8, 2020 Preliminary Simplified Prospectus dated Jan 7, 2020 Offering Price and Description: NP 11-202 Final Receipt dated Jan 8, 2020 Class U Units and Class A Units Offering Price and Description: Underwriter(s) or Distributor(s): Series B units, Series O units and Series F units N/A Underwriter(s) or Distributor(s): Promoter(s): N/A N/A Promoter(s): Project #2998318 N/A Project #2985908 ______
January 16, 2020 (2020), 43 OSCB 839
IPOs, New Issues and Secondary Financings
Issuer Name: Issuer Name: Fidelity Canadian Monthly High Income ETF CI Vantage Managed Payout Portfolio 1946 - 1948 Fidelity Global Monthly High Income ETF CI Vantage Managed Payout Portfolio 1949 - 1951 Principal Regulator – Ontario CI Vantage Managed Payout Portfolio 1952 - 1954 Type and Date: CI Vantage Managed Payout Portfolio 1955 - 1957 Preliminary Long Form Prospectus dated Jan 7, 2020 CI Vantage Managed Payout Portfolio 1958 - 1960 NP 11-202 Final Receipt dated Jan 8, 2020 CI Vantage Managed RRSP/RRIF Payout Portfolio 1946 - Offering Price and Description: 1948 Series L units CI Vantage Managed RRSP/RRIF Payout Portfolio 1949 - Underwriter(s) or Distributor(s): 1951 N/A CI Vantage Managed RRSP/RRIF Payout Portfolio 1952 - Promoter(s): 1954 N/A CI Vantage Managed RRSP/RRIF Payout Portfolio 1955 - Project #2985914 1957 CI Vantage Managed RRSP/RRIF Payout Portfolio 1958 - ______1960 Issuer Name: Principal Regulator – Ontario Dynamic Liquid Alternatives Private Pool Type and Date: Principal Regulator – Ontario Preliminary Simplified Prospectus dated Jan 7, 2020 Type and Date: NP 11-202 Final Receipt dated Jan 7, 2020 Preliminary Simplified Prospectus dated Jan 6, 2020 Offering Price and Description: NP 11-202 Final Receipt dated Jan 7, 2020 Series A units and Series F units Offering Price and Description: Underwriter(s) or Distributor(s): Series H Units, Series T Units, Series A Units, Series FT N/A Units, Series FH Units and Series F Units Promoter(s): Underwriter(s) or Distributor(s): N/A N/A Project #2975489 Promoter(s): N/A ______Project #2998329 Issuer Name: Galileo High Income Plus Fund ______Principal Regulator – Ontario Issuer Name: Type and Date: Vanguard Global Aggregate Bond Index ETF (CAD- Amendment #1 to Final Simplified Prospectus dated hedged) January 6, 2020 Principal Regulator – Ontario NP 11-202 Final Receipt dated Jan 10, 2020 Type and Date: Offering Price and Description: Preliminary Long Form Prospectus dated Jan 9, 2020 Class A units and Class F units NP 11-202 Final Receipt dated Jan 10, 2020 Underwriter(s) or Distributor(s): Offering Price and Description: N/A Units Promoter(s): Underwriter(s) or Distributor(s): N/A N/A Project #2923416 Promoter(s): N/A ______Project #2989325
______
January 16, 2020 (2020), 43 OSCB 840
IPOs, New Issues and Secondary Financings
Issuer Name: Issuer Name: Templeton EAFE Developed Markets Fund Purpose Special Opportunities Fund Templeton Global Balanced Fund Principal Regulator – Ontario Templeton Global Smaller Companies Fund Type and Date: Templeton Growth Fund, Ltd. Amendment #3 to Final Simplified Prospectus dated Templeton International Stock Fund December 16, 2019 Franklin U.S. Monthly Income Fund NP 11-202 Final Receipt dated Jan 9, 2020 Franklin U.S. Monthly Income Corporate Class Offering Price and Description: Franklin U.S. Monthly Income Hedged Corporate Class Series A shares, Series B shares, Series F shares, Series Franklin Bissett Money Market Fund X shares Franklin Bissett Money Market Corporate Class Underwriter(s) or Distributor(s): Franklin Quotential Balanced Growth Portfolio N/A Principal Regulator – Ontario Promoter(s): Type and Date: N/A Amendment #4 to Final Simplified Prospectus dated Project #2908288 December 18, 2019 NP 11-202 Final Receipt dated Jan 7, 2020 ______Offering Price and Description: Series A, Series A (Hedged), Series F, Series FT, Series I, Series O, Series OT, Series PA, Series PA (Hedged), Series PF, Series PFT, Series PT, Series PT-USD, Series T, Series T-USD and Series V Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2904875
______Issuer Name: Russell Investments Diversified Monthly Income Russell Investments Balanced Growth Russell Investments Long-Term Growth Multi-Asset Income Strategy Multi-Asset Growth Strategy Russell Investments Fixed Income Pool Russell Investments Global Unconstrained Bond Pool Russell Investments Global Infrastructure Pool Russell Investments Real Assets Principal Regulator – Ontario Type and Date: Amendment # 1 to Final Simplified Prospectus dated December 9, 2019 NP 11-202 Final Receipt dated Jan 13, 2020 Offering Price and Description: US Dollar Hedged Series B, Series B, Series B-3, Series B- 5, Series B-7, Series E, Series E-5, Series E-7, US Dollar Hedged Series F, Series F, Series F-2, Series F-3, Series F-5, Series F-7, Series O, Series O-7 and Series P Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2920285
______
January 16, 2020 (2020), 43 OSCB 841
IPOs, New Issues and Secondary Financings
NON-INVESTMENT FUNDS
Issuer Name: Issuer Name: Calian Group Ltd. The Very Good Food Company Inc. (formerly The Very Principal Regulator - Ontario Good Butchers Inc.) Type and Date: Principal Regulator - British Columbia Preliminary Base Shelf Prospectus dated January 13, 2020 Type and Date: Receipt dated January 14, 2020 Preliminary Long Form Prospectus dated January 10, 2020 Offering Price and Description: Preliminary Receipt dated January 13, 2020 - Offering Price and Description: Underwriter(s) or Distributor(s): 14,000,000 Common Shares ($3,500,000.00) - Price: $0.25 Per Common Share Promoter(s): Underwriter(s) or Distributor(s): - - Project #3007163 Promoter(s): ______- Issuer Name: Project #3006838 Osino Resources Corp. (formerly Romulus Resources Ltd.) ______Principal Regulator - British Columbia Issuer Name: Type and Date: True North Commercial Real Estate Investment Trust Preliminary Short Form Prospectus dated January 13, 2020 Principal Regulator - Ontario Preliminary Receipt dated January 13, 2020 Type and Date: Offering Price and Description: Preliminary Shelf Prospectus dated January 10, 2020 Offering: $* NP 11-202 Preliminary Receipt dated January 10, 2020 * Units Offering Price and Description: $*per Unit $500,000,000.00 - Trust Units, Preferred Trust Units, Debt Underwriter(s) or Distributor(s): Securities, Subscription Receipts, Warrants, Units Cormark Securites Inc. Underwriter(s) or Distributor(s): Promoter(s): - - Promoter(s): Project #3007020 - ______Project #3006653 Issuer Name: ______Talon Metals Corp. Issuer Name: Principal Regulator - Ontario InterRent Real Estate Investment Trust Type and Date: Principal Regulator - Ontario Preliminary Base Shelf Prospectus dated January 7, 2020 Type and Date: Preliminary Receipt dated January 7, 2020 Final Shelf Prospectus dated January 8, 2020 Offering Price and Description: NP 11-202 Receipt dated January 9, 2020 $40,000,000.00 - Common Shares, Debt Securities, Offering Price and Description: Subscription Receipts, Warrants, Units, $800,000,000.00 - UNITS Underwriter(s) or Distributor(s): Underwriter(s) or Distributor(s): - - Promoter(s): Promoter(s): - - Project #3005789 Project #3004386 ______Issuer Name: The Flowr Corporation (formerly The Needle Capital Corp.) Principal Regulator - Ontario Type and Date: Preliminary Base Shelf Prospectus dated January 8, 2020 Preliminary Receipt dated January 9, 2020 Offering Price and Description: $175,000,000.00 - Common Shares, Preferred Shares, Debt Securities, Subscription Receipts, Warrants Underwriter(s) or Distributor(s): - Promoter(s): - Project #3006175 ______
January 16, 2020 (2020), 43 OSCB 842
Chapter 12
Registrations
12.1.1 Registrants
Type Company Category of Registration Effective Date
Gentai Asset Management New Registration Exempt Market Dealer January 7, 2020 Corp.
From: GMP Securities L.P./GMP Valeurs mobilières S.E.C. Name Change Investment Dealer December 9, 2019 To: RF Securities Clearing LP/ Compensation de titres RF S.E.C.
January 16, 2020 (2020), 43 OSCB 843
Registrations
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January 16, 2020 (2020), 43 OSCB 844
Index
AGF Investments Inc. Metaverse Capital Corp. Decision ...... 635 Cease Trading Order ...... 649
Alliance Growers Corp. Miller, David Randall Cease Trading Order ...... 649 Notice from the Office of the Secretary ...... 625 Order – ss. 127, 127.1 ...... 648 Azema Sciences Inc. Cease Trading Order ...... 649 Money Gate Corp. Notice of Correction ...... 617 Barkerville Gold Mines Ltd. Notice from the Office of the Secretary ...... 625 Order ...... 640 Order ...... 648
BDO Canada LLP Money Gate Mortgage Investment Corporation Notice from the Office of the Secretary ...... 624 Notice of Correction ...... 617 Notice from the Office of the Secretary ...... 625 Canadian Manu Immigration & Financial Services Inc. Order ...... 648 Notice of Hearing with Related Statements of Allegations – ss. 127(1), 127(10) ...... 619 Oei, Paul Se Hui Notice from the Office of the Secretary ...... 624 Notice of Hearing with Related Statements of Allegations – ss. 127(1), 127(10) ...... 619 CannTrust Holdings Inc. Notice from the Office of the Secretary ...... 624 Cease Trading Order ...... 649 OSC Staff Notice 11-742 (Revised) – Securities Advisory First Capital Realty Inc. Committee Order ...... 642 Notice ...... 618 Order – s. 1(6) of the OBCA ...... 646 Partners Real Estate Investment Trust Gentai Asset Management Corp. Order ...... 647 New Registration ...... 843 Performance Sports Group Ltd. Global Gaming Technologies Corp. Cease Trading Order ...... 649 Cease Trading Order ...... 649 Picton Mahoney Asset Management Globevest Capital Ltd. Decision ...... 629 Decision ...... 638 RF Securities Clearing LP/Compensation de titres RF Globevest Capital Secured Put Writing Fund S.E.C. Decision ...... 638 Name Change ...... 843
GMP Securities L.P./GMP Valeurs mobilières S.E.C. Vertex Bond Alpha Fund Name Change ...... 843 Decision ...... 629
Katebian, Morteza Vertex Liquid Alternative Fund Notice of Correction ...... 617 Decision ...... 629 Notice from the Office of the Secretary ...... 625 Order ...... 648 Vertex Liquid Alternative Fund Plus Decision ...... 629 Katebian, Payam Notice of Correction ...... 617 Vertex One Asset Management Inc. Notice from the Office of the Secretary ...... 625 Decision ...... 629 Order ...... 648 Voyager Digital (Canada) Ltd. Melcor Real Estate Investment Trust Cease Trading Order ...... 649 Decision ...... 627
January 16, 2020 (2020), 43 OSCB 845
Index
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January 16, 2020 (2020), 43 OSCB 846