DOCSLIB.ORG

In Re: Citigroup Inc. Bond Litigation 08-CV-09522-U.S. District Court Civil

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
In Re: Citigroup Inc. Bond Litigation 08-CV-09522-U.S. District Court Civil US District Court Civil Docket as of August 20, 2013 Retrieved from the court on August 20, 2013 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:08-cv-09522-SHS In Re: CitiGroup Inc. Bond Action Litigation Date Filed: 11/05/2008 Assigned to: Judge Sidney H. Stein Jury Demand: Plaintiff Lead case: 1:09-md-02070-SHS Nature of Suit: 850 Member case: (View Member Case) Securities/Commodities Related Cases: 1:07-cv-09901-SHS Jurisdiction: Federal Question 1:09-md-02070-SHS Case in other court: Supreme Court-County of New York, 602830-08 Cause: 28:1442 Notice of Removal Plaintiff Louisiana Sheriffs' Pension and Relief represented by Andrew L Zivitz Fund Kessler Topaz Meltzer & Check, LLP On behalf of itself and all others similarly 280 King of Prussia Road situated Radnor, PA 19087 (610)-667-7706 Fax: (610)-667-7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Benjamin J. Sweet Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 610.822.2220 Fax: 6106677056 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED David Kessler Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 (610)-667-7706 Fax: (610)-667-7056 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jennifer L. Keeney Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Fax: (610) 667-7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED John Christopher Browne Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 212-554-1398 Fax: 212-554-1444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED John Patrick Coffey Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212)-554-1409 Fax: (212)-554-1444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A Russo , Jr Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 610 667 7706 Fax: 610 667 7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Steven B. Singer Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1413 Fax: (212)554-1444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED David Lloyd Wales Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 212-554-1409 Fax: 212-554-1444 Email: [email protected] ATTORNEY TO BE NOTICED Elizabeth P. Lin Bernstein Litowitz Berger & Grossmann LLP (San Diego) 12481 High Bluff Drive Suite 300 San Diego, CA 92130 (858) 793-0070 Fax: (858) 793-0323 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Gerald H. Silk Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 212 554 1282 Fax: 212-554-1444 Email: [email protected] ATTORNEY TO BE NOTICED John James Rizio-Hamilton Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1505 Fax: (212)-554-1444 Email: [email protected] ATTORNEY TO BE NOTICED Kristin Ann Meister Alston & Bird, LLP(NYC) 90 Park Avenue New York, NY 10016 (212) 554-1400 Fax: (212) 554-14444 Email: [email protected] ATTORNEY TO BE NOTICED Kurt Michael Hunciker Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1400 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED Mark Lebovitch Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1400 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED Stefanie Jill Sundel Bernstein, Litowitz, Berger & Grossman 1285 Avenue of the Americas New York, NY 10019 (212) 554-1586 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED Plaintiff Louisiana Municipal Police Employees' represented by Andrew L Zivitz Retirement System (See above for address) On behalf of itself and all others similarly LEAD ATTORNEY situated PRO HAC VICE ATTORNEY TO BE NOTICED Benjamin J. Sweet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David Kessler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jennifer L. Keeney (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED John Christopher Browne (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John Patrick Coffey (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A Russo , Jr (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Steven B. Singer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Gerald H. Silk (See above for address) ATTORNEY TO BE NOTICED John James Rizio-Hamilton (See above for address) ATTORNEY TO BE NOTICED Kristin Ann Meister Alston & Bird, LLP(NYC) 90 Park Avenue New York, NY 10016 (212) 554-1400 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED Plaintiff Minneapolis Firefighters' Relief represented by Andrew L Zivitz Association (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Benjamin J. Sweet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David Kessler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jennifer L. Keeney (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED John Christopher Browne (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A Russo , Jr (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Steven B. Singer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John James Rizio-Hamilton (See above for address) ATTORNEY TO BE NOTICED Kristin Ann Meister (See above for address) ATTORNEY TO BE NOTICED Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED Stefanie Jill Sundel (See above for address) ATTORNEY TO BE NOTICED Plaintiff City of Tallahassee Retirement System represented by Richard A Russo , Jr (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Alessandra Cristina Phillips Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Fax: (610)-667-7056 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Andrew L Zivitz (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Benjamin J. Sweet (See above for address) ATTORNEY TO BE NOTICED David Kessler (See above for address) ATTORNEY TO BE NOTICED David Lloyd Wales (See above for address) ATTORNEY TO BE NOTICED Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jennifer L. Keeney (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED Matthew Leo Mustokoff Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Fax: (610) 667-7056 Email: [email protected] ATTORNEY TO BE NOTICED Sharan Nirmul Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 (610)-667-7706 Fax: (610)-667-7056 Email: [email protected] ATTORNEY TO BE NOTICED Steven B. Singer (See above for address) ATTORNEY TO BE NOTICED Plaintiff City of Philadelphia Board of Pensions represented by Richard A Russo , Jr and Retirement (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Alessandra Cristina Phillips (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Andrew L Zivitz (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Benjamin J. Sweet (See above for address) ATTORNEY TO BE NOTICED David Kessler (See above for address) ATTORNEY TO BE NOTICED David Lloyd Wales (See above for address) ATTORNEY TO BE NOTICED Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jennifer L. Keeney (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED Matthew Leo Mustokoff (See above for address) ATTORNEY TO BE NOTICED Sharan Nirmul (See above for address) ATTORNEY TO BE NOTICED Steven B. Singer (See above for address) ATTORNEY TO BE NOTICED Plaintiff Miami Beach Employees' Retirement represented by Richard A Russo , Jr Plan (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Alessandra Cristina Phillips (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Andrew L Zivitz (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Benjamin J. Sweet (See above for address) ATTORNEY TO BE NOTICED David Kessler (See above for address) ATTORNEY TO BE NOTICED David Lloyd Wales (See above for address) ATTORNEY TO BE NOTICED Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jennifer L. Keeney (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED Matthew Leo Mustokoff (See above for address) ATTORNEY TO BE NOTICED Sharan Nirmul (See above for address) ATTORNEY TO BE NOTICED Steven B.
Load more

Recommended publications
  • (A) Bond Plaintiffs' Motion
    Case 1:08-cv-09522-SHS Document 160 Filed 06/07/13 Page 1 of 89 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK IN RE CITIGROUP INC. BOND LITIGATION Master File No. 08 Civ. 9522 (SHS) ECF Case DECLARATION OF STEVEN B. SINGER IN SUPPORT OF: (I) BOND PLAINTIFFS’ MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION, AND (II) BOND COUNSEL’S MOTION FOR AN AWARD OF ATTORNEYS’ FEES AND REIMBURSEMENT OF LITIGATION EXPENSES Case 1:08-cv-09522-SHS Document 160 Filed 06/07/13 Page 2 of 89 TABLE OF CONTENTS I. INTRODUCTION .............................................................................................................. 1 II. PROSECUTION OF THE ACTION .................................................................................. 4 A. Bond Counsel’s Efforts to Identify and Preserve the Claims of Investors in Citigroup’s Bonds and Preferred Stock .................................................................. 4 B. Preparation of the Consolidated Amended Class Action Complaint, and Summary of the Claims Asserted ........................................................................... 6 C. The Citigroup Defendants’ and the Underwriter Defendants’ Extensive Motions to Dismiss ............................................................................................... 12 D. The Court’s Opinions Largely Denying Defendants’ Motions to Dismiss, and Denying Defendants’ Motion for Reconsideration ........................................ 15 E. Bond Plaintiffs Conduct Extensive Discovery and Motion Practice
    [Show full text]
  • Board of Directors
    Board of directors Sir David Clementi Mark Tucker Philip Broadley Tidjane Thiam Chairman Group Chief Executive Group Finance Director Chief Financial Officer Clark Manning Michael McLintock Nick Prettejohn Barry Stowe Executive director Executive director Executive director Executive director Sir Winfried Bischoff Keki Dadiseth Michael Garrett Ann Godbehere Non-executive director Non-executive director Non-executive director Non-executive director Bridget Macaskill Kathleen O’Donovan James Ross Lord Turnbull Non-executive director Non-executive director Non-executive director Non-executive director 86 Prudential plc Annual Report 2007 Chairman Clark Manning FSA MAAA Executive director Sir David Clementi FCA MBA Clark Manning has been an executive director of Prudential since January Chairman and Chairman of the Nomination Committee 2002. He is also President and Chief Executive Officer of Jackson National Sir David Clementi has been Chairman of Prudential since December Life. He was previously Chief Operating Officer, Senior Vice President and 2002. In 2005, Sir David was appointed as President of the Investment Chief Actuary of Jackson National Life, which he joined in 1995. Prior to Property Forum. In 2003, he joined the Financial Services Authority's that, he was Senior Vice President and Chief Actuary for SunAmerica Inc, Financial Capability Steering Group, and was appointed by the Secretary and prior to that Consulting Actuary at Milliman & Robertson Inc. Clark of State for Constitutional Affairs to carry out a review of the regulation of has more than 25 years' experience in the life insurance industry, and legal services in England and Wales, which was completed in 2004. Since holds both a bachelor's degree in actuarial science and an MBA from the 2003, he has been a non-executive director of Rio Tinto plc.
    [Show full text]
  • Lilly Eli & Co
    LILLY ELI & CO FORM 10-K (Annual Report) Filed 02/22/10 for the Period Ending 12/31/09 Address LILLY CORPORATE CTR DROP CODE 1112 For inspection purposes only. INDIANAPOLIS,Consent of copyright owner IN required 46285 for any other use. Telephone 3172762000 CIK 0000059478 Symbol LLY SIC Code 2834 - Pharmaceutical Preparations Industry Major Drugs Sector Healthcare Fiscal Year 12/31 http://www.edgar-online.com © Copyright 2010, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use. EPA Export 26-07-2013:18:49:24 United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2009 Commission file number 001-06351 Eli Lilly and Company An Indiana corporation I.R.S. employer identification no. 35-0470950 Lilly Corporate Center, Indianapolis, Indiana 46285 (317) 276-2000 Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange On Which Registered Common Stock (no par value) New York Stock Exchange 6.57% Notes Due January 1, 2016 New York Stock Exchange 7 1 / 8 % Notes Due June 1, 2025 New York Stock Exchange 6.77% Notes Due January 1, 2036 New York Stock Exchange Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark if the Registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
    [Show full text]
  • Robert Rubin on the Job He Never Wanted the Reluctant Chairman Tells
    Robert Rubin on the job he never wanted The reluctant chairman tells Fortune's Carol Loomis why Citi didn't see the subprime mess coming. By Carol Loomis, Fortune senior editor at large Fortune Magazine, November 2007 Rubin on his role: "I tried to help people as they thought their way through this." When the new chairman of Citigroup, Robert Rubin, is asked why he was so tenacious and outspoken in supporting the chairman who just left, Charles "Chuck" Prince, Rubin delivers a typically introspective answer: "People are what they are, and that's what I am." Besides, he asserts, Prince deserved to stay: "He was doing what was right and what needed to be done." Citi's write-downs: What did it know, and when did it know it? Rubin, 69, goes on to recall that he similarly supported Larry Summers in 2006 when the Harvard president was about to be forced out and that he also defended President Clinton in September 1998 during the bonfire days of the Monica Lewinsky affair. Just after prosecutor Kenneth Starr submitted his inflammatory report to Congress, Secretary of the Treasury Rubin declared on Tom Brokaw's NBC Nightly News that, regardless of the obvious problems, he believed Clinton to be doing "a very good job" as President. An extreme irony in all this is that it is Rubin who could right now use a Rubinesque defender. On Sunday, Nov. 4, the same day Rubin reluctantly moved from the job of chairman of the executive committee to chairman of the board, the company announced the startling news that it had $55 billion of collateralized debt obligations (CDOs) and other subprime-related securities on its balance sheet and that large write-offs of an estimated $8 billion to $11 billion were imminent.
    [Show full text]
  • Notice of AGM 2013
    THIS DOCUMENT C M IS IMPORTANT AND Y K REQUIRES YOUR PMS 356 IMMEDIATE PMS ??? JOB LOCATION: ATTENTION PRINERGY 3 DISCLAIMER Approver If you have any doubt about the action you should The accuracy and the content of this file is the responsibility of take, it is recommended that you consult your the Approver. Please authorise approval only if you stockbroker, solicitor, accountant or other professional wish to proceed to print. Communisis PMS cannot accept adviser authorised under the Financial Services and liability for errors once the file has been Markets Act 2000. printed. Printer This colour bar is produced manually all If you have sold or transferred all your ordinary shares end users must check final separations to in Lloyds Banking Group plc, please give this and verify colours before printing. the accompanying documents to the purchaser or transferee, or to the stockbroker, bank or other agent 28 March 2013 through whom the sale or transfer was made. Dear Shareholder Annual general meeting Shareholder communications I am pleased to invite you to the annual general I would like to thank our shareholders for the meeting (the “AGM”) of Lloyds Banking Group huge support you have shown for paperless plc (the “Company”) which will be held at the communications, allowing us significantly to reduce Edinburgh International Conference Centre, the amount of paper used in producing our end of The Exchange, Edinburgh EH3 8EE on Thursday year and AGM communications. 16 May 2013 at 11.00 am. In conjunction with Equiniti, you can manage The notice of AGM is set out on pages 3 to 12 of your shareholding securely online, including how this document.
    [Show full text]
  • Consolidated Amended Complaint
    TABLE OF CONTENTS Page I. INTRODUCTION .............................................................................................................. 2 II. JURISDICTION AND VENUE......................................................................................... 9 III. PARTIES ............................................................................................................................ 9 A. Plaintiffs.................................................................................................................. 9 B. Defendants ............................................................................................................ 12 1. Citigroup, Citigroup Funding, and the Citigroup Trusts........................... 12 2. Individual Defendants............................................................................... 14 3. Underwriter Defendants............................................................................ 20 IV. SUBSTANTIVE ALLEGATIONS.................................................................................. 34 A. The Public Offering Materials Misstated and Omitted Material Facts Regarding Citigroup’s Exposure to as Much as $66 Billion of CDOs Backed by Subprime Mortgages........................................................................................ 36 1. Overview of Citigroup’s CDO Business................................................... 36 2. Beginning in 2006, the Housing Market Plummets, Exposing the Holders of Citigroup’s CDO Securities to Large Losses.................
    [Show full text]
  • What Makes a Great Chief Executive? What Makes a Great Chief Executive? Material Consists of 80% Recycled Certification
    Material consists of 80% recycled post-consumer fibre; 10% TCF (totally chlorine free); 10% ECF (elemental chlorine free). FSC certification. NAPM recycled certification. Paper mill accredited with ISO 9001 and ISO 14001 status. All responsibilities to the local environment and manufacturing processes are strictly monitored. The Whitehead Mann Leadership Debate Leadership Mann Whitehead The What makes a great Chief Executive? Chief great a makes What THE WHITEHEAD MANN LEADERSHIP DEBATE LEADERSHIP MANN WHITEHEAD THE What makes a great Chief Executive? Chief agreat What makes Contact Carol Leonard All rights reserved. No part of this publication Whitehead Mann is one of the world’s best-known leadership consultancies may be reproduced, stored in a retrieval system, working with clients to create value through people. As an independent, Whitehead Mann or transmitted in any form or by any means, international partnership, we work as a single team to deliver deep sector Ryder Court electronic, mechanical, photocopying, recording and functional expertise. We are authorities in the areas of leadership; CEO 14 Ryder Street or otherwise, without the express permission concerns; CEO characteristics and career issues at Board and CEO level. London SW1Y 6QB of the copyright owner. Our long track record is built on our contacts, judgement, the quality of our t +44 (0) 207 024 9000 © The Whitehead Mann Partnership LLP board placements and our ability to identify the CEOs of tomorrow. Over 90 f +44 (0) 207 024 9001 of Europe’s top 200 companies and most of the FTSE 100 companies and e [email protected] Fortune 500 organisations have retained Whitehead Mann.
    [Show full text]
  • In Re: Citigroup Inc. Bond Litigation 08-CV-09522-Judgment Approving
    Case 1:08-cv-09522-SHS Document 181 Filed 09/17/13 Page 1 of 20 5 USDC SDNY DOCUMENT UNITED STATES DISTRICT COURT ELECrROMCALLY FILED SOUTHERN DISTRICT OF NEW YORK DOC#: DATE FUXD: qhi/,3 IN RE CITIGROUP INC. BOND LITIGATION Master File No. 08 Civ. 9522 (SHS) ECF Case JUDGMENT APPROVING CLASS ACTION SETTLEMENT AND ORDER OF DISMISSAL WITH PREJUDICE WHEREAS, a consolidated securities action is pending in this Court entitled In re Citigroup Inc. Bond Litigation, Master File No. 08 Civ. 9522 (SHS) (S.D.N.Y.) (the "Action" or "Bond Action"); WHEREAS, (i) Bond Plaintiffs, individually and on behalf of the proposed Bond Class (as hereinafter defined), and (ii) defendants Citigroup Inc. ("Citigroup"); Citigroup Funding, Inc. ("Citigroup Funding"); Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, and Citigroup Capital XXI (the "Citigroup Trusts"); C. Michael Armstrong; Alan J.P. Belda; Sir Winfried Bischoff; Michael Conway; Gary Crittenden; George David; Kenneth T. Den; John M. Deutch; Scott Freidenrich; James Garnett; John C. Gerspach; Ann Dibble Jordan; Klaus Kleinfeld; Sallie L. Krawcheck; Andrew N. Liveris; Dudley C. Mecum; Anne Mulcahy; Vikram Pandit; Richard D. Parsons; Charles Prince; Roberto Hemández Ramirez; Judith Rodin; Saul Rosen; Robert E. Rubin; Robert L. Ryan; Franklin A. Thomas; Eric L. Wentzel; and David Winkler (the "Individual Defendants"); and Banc of America Securities LLC; Barclays Capital Inc.; Citigroup Global Markets Inc.; Citigroup Global Markets Limited; Credit Suisse Securities (USA) LLC; Deutsche Bank Securities Inc.; Goldman, Sachs & Co.; Greenwich Capital Markets Case 1:08-cv-09522-SHS Document 181 Filed 09/17/13 Page 2 of 20 Inc.
    [Show full text]
  • Examining Chair-CEO Leadership Structure
    CHAIRMAN-CEOJANUARY STRUCTURE 2015 I REPORT A PUBLICATION OF VELL EXECUTIVE SEARCH INC. CHAIRMAN-CEO STRUCTURE Fortune 100 Leadership Trends and What You Can Learn from Them (REVENUE RANGE $100 MILLION TO $1 BILLION) Material in this report is for educational purposes only. For legal advice, please consult your lawyer. The views expressed by individuals (or companies) in this report do not necessarily reflect the views shared by the companies they refer to. For corrections, company/title updates, comments or any other inquiries, please email [email protected]. Published by Vell Executive Search Inc. © Vell Executive Search, Inc., 2015 ISBN-10: 0980249446 ISBN-13: 978-0-9802494-4-6 Printed in the United States of America No part of this publication may be reproduced or distributed in any form or by any means, or stored in a database or retrieval system, except as permitted under sections 107 or 108 of the United States Copyright Act, without prior written permission of the publisher. CHAIRMAN-CEO STRUCTURE Fortune 100 Leadership Trends and What You Can Learn from Them IV Contents Introduction 1 Executive Summary 2 Leadership Structure Trends 6 About the Vell Executive Search Study 10 Always Combined 12 Combined with Transitions 15 Single Combine 23 Always Split 25 Single Split 28 Complex Changes 36 Transitions from Long-Term CEOs 42 Comparing Combined versus Split 45 Advice for Boards 48 Appendix 50 Vell Executive Search 56 Endnotes 58 V Figures and Tables Figure 1: Chairman-CEO Structures and Changes 3 Figure 2: Lead and Presiding Director
    [Show full text]
  • Lilly Eli & Co
    LILLY ELI & CO FORM 10-K (Annual Report) Filed 3/1/2006 For Period Ending 12/31/2005 Address LILLY CORPORATE CTR DROP CODE 1112 INDIANAPOLIS, Indiana 46285 Telephone 317-276-2000 CIK 0000059478 Industry Major Drugs Sector Healthcare Fiscal Year 12/31 Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2005 Commission file number 001-6351 Eli Lilly and Company An Indiana corporation I.R.S. employer identification no. 35-0470950 Lilly Corporate Center, Indianapolis, Indiana 46285 (317) 276-2000 Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange On Which Registered Common Stock (no par value) New York Stock Exchange Preferred Stock Purchase Rights New York Stock Exchange 8-3/8% Notes Due December 1, 2006 New York Stock Exchange 6.57% Notes Due January 1, 2016 New York Stock Exchange 7-1/8% Notes Due June 1, 2025 New York Stock Exchange 6.77% Notes Due January 1, 2036 New York Stock Exchange Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark if the Registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes X No Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act. Yes No X Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days.
    [Show full text]
  • Top 50 Banking Employers
    “For those hoping to climb the ladder of success, 2011 EDITION 2011 EDITION [Vault’s] insights are priceless.” — Money TOP 50 BANKING EMPLOYERS TOP 50 BANKING EMPLOYERS “Excellent.” — Library Journal GET INSIDE INFO ON: IN THIS GUIDE: Barclays Capital • Company overviews and Credit Suisse recent firm news Deutsche Bank • Info on the hiring process for each firm Evercore Partners • Inside info on workplace culture Goldman Sachs and compensation Greenhill & Co. • And much more! J.P. Morgan Lazard AT VAULT.COM: Moelis & Company • Employee surveys for VAULT GUIDE TO THE Morgan Stanley thousands of top employers UBS Investment Bank • Tens of thousands of top job And many more! listings TOP 50 www.vault.com BANKING About Vault.com, Inc. Vault.com is the source of employer and university rankings, ratings and insight for highly credentialed, in-demand candidates. Vault.com is organized EMPLOYERS GET THE INSIDE SCOOP ON THE BEST FIRMS TO WORK FOR IN THE BANKING industry by profession, industry, company and schools. Vault’s profiles, rankings and assessment tools deliver the insider perspective and career research candidates need to successfully match themselves to the best available job, employer and career opportunity. The Vault.com website features profiles on Carrier/Reference more than 4,500 employers, 4,000 universities and hundreds of industries $34.95 and professions including the law, finance, accounting and consulting sectors. Founded in 1996, Vault.com is the only career resource of its kind and attracts more than 1000 employer and recruiter advertisers, more than ® 1200 school and institutional subscribers and millions of individual visitors and members.
    [Show full text]
  • Annual Report Captures Some of Our Legacy of Achievement, Innovation, and Success
    20 0Annual 4Report citigroup.com ©2005 Citigroup Inc. 159981 3/05 CIT2062 >> Our Shared Responsibilities Citigroup’s goal is to be the WE HAVE A RESPONSIBILITY most respected global finan- TO OUR CLIENTS cial services company. As a We must put our clients first, pro- vide superior advice, products great institution with a unique and services, and always act with and proud history, we play an the highest level of integrity. important role in the global in memoriam economy. Each member of Walter Wriston, - the Citigroup family has three Citicorp Chairman, 1970-1984 Shared Responsibilities: >> On June 29, 1946, Walter Wriston reported for work as a junior inspector in the Comptrollers WE HAVE A RESPONSIBILITY WE HAVE A RESPONSIBILITY division at 55 Wall Street. A man of acerbic wit, he later noted that he “came to Citibank by TO EACH OTHER TO OUR FRANCHISE accident and stayed through inertia.” We must put Citigroup’s long-term We must provide outstanding peo- Walt proved to be a champion of risk-taking and creativity. He oversaw the introduction of interests ahead of each unit’s short- ple the best opportunity to realize major financial innovations—shipping and airline loans, the negotiable certificate of deposit, the term gains and provide superior their potential. We must treat our floating rate note, currency swaps, and the one-bank holding company, to name just a few. He results for our shareholders. We teammates with respect, champion committed major resources, despite heavy initial losses, to developing consumer banking because must respect the local culture and our remarkable diversity, share the “that’s where the money is,” he noted astutely, installing ATMs ahead of the competition and take an active role in the commu- responsibility for our successes, establishing a strong credit card business in South Dakota.
    [Show full text]