US District Court Civil Docket as of August 20, 2013 Retrieved from the court on August 20, 2013
U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:08-cv-09522-SHS
In Re: CitiGroup Inc. Bond Action Litigation Date Filed: 11/05/2008 Assigned to: Judge Sidney H. Stein Jury Demand: Plaintiff Lead case: 1:09-md-02070-SHS Nature of Suit: 850 Member case: (View Member Case) Securities/Commodities
Related Cases: 1:07-cv-09901-SHS Jurisdiction: Federal Question
1:09-md-02070-SHS Case in other court: Supreme Court-County of New York, 602830-08 Cause: 28:1442 Notice of Removal Plaintiff Louisiana Sheriffs' Pension and Relief represented by Andrew L Zivitz Fund Kessler Topaz Meltzer & Check, LLP On behalf of itself and all others similarly 280 King of Prussia Road situated Radnor, PA 19087 (610)-667-7706 Fax: (610)-667-7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Benjamin J. Sweet Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 610.822.2220 Fax: 6106677056 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
David Kessler Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 (610)-667-7706 Fax: (610)-667-7056 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jennifer L. Keeney Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Fax: (610) 667-7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
John Christopher Browne Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 212-554-1398 Fax: 212-554-1444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
John Patrick Coffey Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212)-554-1409 Fax: (212)-554-1444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A Russo , Jr Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 610 667 7706 Fax: 610 667 7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Steven B. Singer Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1413 Fax: (212)554-1444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
David Lloyd Wales Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 212-554-1409 Fax: 212-554-1444 Email: [email protected] ATTORNEY TO BE NOTICED
Elizabeth P. Lin Bernstein Litowitz Berger & Grossmann LLP (San Diego) 12481 High Bluff Drive Suite 300 San Diego, CA 92130 (858) 793-0070 Fax: (858) 793-0323 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED
Gerald H. Silk Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 212 554 1282 Fax: 212-554-1444 Email: [email protected] ATTORNEY TO BE NOTICED
John James Rizio-Hamilton Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1505 Fax: (212)-554-1444 Email: [email protected] ATTORNEY TO BE NOTICED
Kristin Ann Meister Alston & Bird, LLP(NYC) 90 Park Avenue New York, NY 10016 (212) 554-1400 Fax: (212) 554-14444 Email: [email protected] ATTORNEY TO BE NOTICED
Kurt Michael Hunciker Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1400 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED
Mark Lebovitch Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 (212) 554-1400 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED
Stefanie Jill Sundel Bernstein, Litowitz, Berger & Grossman 1285 Avenue of the Americas New York, NY 10019 (212) 554-1586 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED
Plaintiff Louisiana Municipal Police Employees' represented by Andrew L Zivitz Retirement System (See above for address) On behalf of itself and all others similarly LEAD ATTORNEY situated PRO HAC VICE ATTORNEY TO BE NOTICED
Benjamin J. Sweet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
David Kessler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jennifer L. Keeney (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
John Christopher Browne (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
John Patrick Coffey (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A Russo , Jr (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Steven B. Singer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Gerald H. Silk (See above for address) ATTORNEY TO BE NOTICED
John James Rizio-Hamilton (See above for address) ATTORNEY TO BE NOTICED
Kristin Ann Meister Alston & Bird, LLP(NYC) 90 Park Avenue New York, NY 10016 (212) 554-1400 Fax: (212) 554-1444 Email: [email protected] ATTORNEY TO BE NOTICED
Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED
Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED Plaintiff
Minneapolis Firefighters' Relief represented by Andrew L Zivitz Association (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Benjamin J. Sweet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
David Kessler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jennifer L. Keeney (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
John Christopher Browne (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A Russo , Jr (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Steven B. Singer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
John James Rizio-Hamilton (See above for address) ATTORNEY TO BE NOTICED
Kristin Ann Meister (See above for address) ATTORNEY TO BE NOTICED
Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED
Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED
Stefanie Jill Sundel (See above for address) ATTORNEY TO BE NOTICED
Plaintiff City of Tallahassee Retirement System represented by Richard A Russo , Jr (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Alessandra Cristina Phillips Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Fax: (610)-667-7056 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED
Andrew L Zivitz (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Benjamin J. Sweet (See above for address) ATTORNEY TO BE NOTICED
David Kessler (See above for address) ATTORNEY TO BE NOTICED
David Lloyd Wales (See above for address) ATTORNEY TO BE NOTICED
Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Jennifer L. Keeney (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED
Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED
Matthew Leo Mustokoff Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Fax: (610) 667-7056 Email: [email protected] ATTORNEY TO BE NOTICED
Sharan Nirmul Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 (610)-667-7706 Fax: (610)-667-7056 Email: [email protected] ATTORNEY TO BE NOTICED
Steven B. Singer (See above for address) ATTORNEY TO BE NOTICED
Plaintiff City of Philadelphia Board of Pensions represented by Richard A Russo , Jr and Retirement (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Alessandra Cristina Phillips (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Andrew L Zivitz (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Benjamin J. Sweet (See above for address) ATTORNEY TO BE NOTICED
David Kessler (See above for address) ATTORNEY TO BE NOTICED
David Lloyd Wales (See above for address) ATTORNEY TO BE NOTICED
Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Jennifer L. Keeney (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED
Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED
Matthew Leo Mustokoff (See above for address) ATTORNEY TO BE NOTICED
Sharan Nirmul (See above for address) ATTORNEY TO BE NOTICED
Steven B. Singer (See above for address) ATTORNEY TO BE NOTICED
Plaintiff Miami Beach Employees' Retirement represented by Richard A Russo , Jr Plan (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Alessandra Cristina Phillips (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Andrew L Zivitz (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Benjamin J. Sweet (See above for address) ATTORNEY TO BE NOTICED
David Kessler (See above for address) ATTORNEY TO BE NOTICED
David Lloyd Wales (See above for address) ATTORNEY TO BE NOTICED Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Jennifer L. Keeney (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED
Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED
Matthew Leo Mustokoff (See above for address) ATTORNEY TO BE NOTICED
Sharan Nirmul (See above for address) ATTORNEY TO BE NOTICED
Steven B. Singer (See above for address) ATTORNEY TO BE NOTICED
Plaintiff Southeastern Pennsylvania Transit represented by Richard A Russo , Jr Authority (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Alessandra Cristina Phillips (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Andrew L Zivitz (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Benjamin J. Sweet (See above for address) ATTORNEY TO BE NOTICED David Kessler (See above for address) ATTORNEY TO BE NOTICED
David Lloyd Wales (See above for address) ATTORNEY TO BE NOTICED
Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Jennifer L. Keeney (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED
Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED
Matthew Leo Mustokoff (See above for address) ATTORNEY TO BE NOTICED
Sharan Nirmul (See above for address) ATTORNEY TO BE NOTICED
Steven B. Singer (See above for address) ATTORNEY TO BE NOTICED
Plaintiff
American European Insurance represented by Andrew L Zivitz Company (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Benjamin J. Sweet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David Kessler (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jennifer L. Keeney (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Richard A Russo , Jr (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
David Lloyd Wales (See above for address) ATTORNEY TO BE NOTICED
Elizabeth P. Lin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED
Kurt Michael Hunciker (See above for address) ATTORNEY TO BE NOTICED
Mark Lebovitch (See above for address) ATTORNEY TO BE NOTICED
Steven B. Singer (See above for address) ATTORNEY TO BE NOTICED
V. Consolidated Plaintiff Lionel Asher represented by Lionel Asher PRO SE
Consolidated Plaintiff Mary J. Asher represented by Mary J. Asher PRO SE V. Defendant CitiGroup, Inc. represented by Brad Scott Karp Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 (212) 373-2384 Fax: (212) 373-2384 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 (212) 373-3305 Fax: (212) 373-2359 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 (212)-373-3007 Fax: (212)-492-0007 Email: [email protected] ATTORNEY TO BE NOTICED
Kevan Daniel Choset Davis Wright Tremaine LLP (NYC) 1633 Broadway New York, NY 10019 (212)-603-6435 Fax: (212)-489-8340 Email: [email protected] ATTORNEY TO BE NOTICED
Sharon L. Schneier Davis Wright Tremaine LLP (NYC) 1633 Broadway New York, NY 10019 (212) 489-8230 Fax: (212) 489-8340 Email: [email protected] ATTORNEY TO BE NOTICED
Defendant Charles Prince represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Sallie L. Krawcheck represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant John C. Gerspach represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Sanford I. Weill represented by Brad Scott Karp Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 212-373-2384 Fax: 212-373-2384 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 212-373-3305 Fax: 212-373-2359 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
Defendant C. Michael Armstrong represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Alain J.P. Belda represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant George David represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Kenneth T. Derr represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant John M. Deutch represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Roberto Hernandez Ramirez represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Ann Dibble Jordan represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Klaus Kleinfeld represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Andrew N. Liveris represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED Defendant Dudley C. Mecum represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Ann M. Mulcahy represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Richard D. Parsons represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Judith Rodin represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Robert E. Rubin represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Franklin A. Thomas represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant
Citigroup Global Markets Inc. represented by George Abraham Zimmerman Skadden, Arps, Slate, Meagher & Flom LLP (NYC) Four Times Square 42nd floor New York, NY 10036 (212) 735-2000 x2047 Fax: (212)735-2000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jay B. Kasner Skadden, Arps, Slate, Meagher & Flom LLP (NYC) Four Times Square 42nd floor New York, NY 10036 212 735 3000 Fax: 212 735 2000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker Skadden, Arps, Slate, Meagher & Flom, LLP (IL) 155 North Wacker Drive Suite 2700 Chicago, IL 60606-1720 (212) 735-3605 Fax: (917)-777-3605 Email: [email protected] ATTORNEY TO BE NOTICED
Defendant JPMorgan Chase & Co. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED
Defendant Goldman Sachs & Co. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED
Defendant UBS Securities LLC represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED
Defendant Banc of America Securities LLC represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED
Defendant Barclays Capital Inc. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker (See above for address)
ATTORNEY TO BE NOTICED
Defendant Deutsche Bank Securities Inc. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED
Defendant SBK-Brooks Investment Corp.
Defendant Utendahl Capital Partners, L.P.
Defendant Loop Capital Markets LLC
Defendant Toussaint Capital Markets, LLC
Defendant
Credit Suisse Securities (USA) LLC represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED
Defendant
Greenwich Capital Markets Inc. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED
Defendant Jackson Securities LLC
Defendant The Williams Capital Group, L.P.
Defendant Castleoak Securities, L.P.
Defendant Guzman & Co. Defendant Cabrera Capital Markets, LLC
Defendant Samuel A. Ramirez & CO., Inc.
Defendant Muriel Siebert & Co. Defendant ING Belgium, SA
Defendant Danske Bank A/S Defendant Fortis Bank NV-SA
Defendant KPMG LLP Defendant Citigroup Funding, Inc. represented by Richard A. Rosen TERMINATED: 07/14/2011 (See above for address) LEAD ATTORNEY
Jane Baek O'Brien (See above for address)
Kevan Daniel Choset (See above for address)
Sharon L. Schneier (See above for address)
Defendant Citigroup Capital XIV represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Citigroup Capital XV represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Citigroup Capital XVI represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Citigroup Capital XVII represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Citigroup Capital XVIII represented by Brad Scott Karp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED Defendant Citigroup Capital XIX represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Citigroup Capital XX represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Citigroup Capital XXI represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Sir Winfried Bischoff represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Michael Conway represented by Richard A. Rosen TERMINATED: 07/14/2011 (See above for address) LEAD ATTORNEY
Jane Baek O'Brien (See above for address)
Kevan Daniel Choset (See above for address)
Sharon L. Schneier (See above for address)
Defendant Gary Crittenden represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Scott Freidenrich represented by Richard A. Rosen TERMINATED: 07/14/2011 (See above for address) LEAD ATTORNEY
Jane Baek O'Brien (See above for address)
Kevan Daniel Choset (See above for address)
Sharon L. Schneier (See above for address)
Defendant James Garnett represented by Richard A. Rosen TERMINATED: 07/14/2011 (See above for address) LEAD ATTORNEY
Jane Baek O'Brien (See above for address)
Kevan Daniel Choset (See above for address)
Sharon L. Schneier (See above for address)
Defendant Vikram Pandit represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED Defendant Saul Rosen represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Robert L. Ryan represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED
Kevan Daniel Choset (See above for address) ATTORNEY TO BE NOTICED
Sharon L. Schneier (See above for address) ATTORNEY TO BE NOTICED
Defendant Eric L. Wentzel represented by Richard A. Rosen TERMINATED: 07/14/2011 (See above for address) LEAD ATTORNEY
Jane Baek O'Brien (See above for address)
Kevan Daniel Choset (See above for address)
Sharon L. Schneier (See above for address) Defendant David Winkler represented by Richard A. Rosen TERMINATED: 07/14/2011 (See above for address) LEAD ATTORNEY
Jane Baek O'Brien (See above for address)
Kevan Daniel Choset (See above for address)
Sharon L. Schneier (See above for address)
Defendant A.G. Edwards & Sons, Inc.
Defendant ABN AMRO Inc.
Defendant Apex Pryor Securities
Defendant B.C. Ziegler and Company
Defendant Barclays Bank PLC
Defendant BB&T Capital Markets
Defendant Blaylock Robert Van, LLC
Defendant BNP Paribas Securities Corp.
Defendant C.L. King & Associates, Inc.
Defendant Charles Schwab & Co. Defendant
Citigroup Global Markets Limited represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED Defendant Comerica Securities Inc. Defendant Credit Suisse Securities (Europe) Limited
Defendant Crowell, Weedon & Co. Defendant D.A. Davidson & Co. Defendant Davenport & Company LLC
Defendant Doley Securities, LLC
Defendant Ferris, Baker, Watts, Inc.
Defendant Fidelity Capital Markets
Defendant Advisors Asset Management, Inc.
Defendant H&R Block Financial Advisers Inc.
Defendant HSBC Securities (USA) Inc.
Defendant ING Belgium, SA
Defendant J.J.B. Hilliard, W.L. Lyons, Inc.
Defendant J.P. Morgan Securities Inc.
Defendant Janney Montgomery Scott LLC
Defendant Jeffries & Company, Inc.
Defendant Keefe, Bruyette & Woods, Inc.
Defendant KeyBanc Capital Markets
Defendant Melvin Securities, L.L.C.
Defendant Merrill Lynch, Pierce, Fenner & Smith represented by George Abraham Zimmerman Inc. (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED
Defendant Mesirow Financial, Inc.
Defendant Morgan Keegan & Company, Inc.
Defendant
Morgan Stanley & Co. Inc. represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED
Defendant nabCapital Securities, LLC
Defendant Oppenheimer & CO. Inc.
Defendant Pershing LLC
Defendant Piper Jaffray & Co. Defendant Raymond James & Associates, Inc.
Defendant RBC Capital Markets Corporation
Defendant RBC Dain Rauscher Inc.
Defendant Robert W. Baird & Co. Inc.
Defendant Ryan Beck & Co., Inc. Defendant Sandler O'Neill & Partners, L.P.
Defendant Stifel, Nicolaus & Company, Inc. Defendant Stone & Youngberg LLC Defendant Suntrust Capital Markets, Inc.
Defendant TD Ameritrade, Inc. Defendant TD Securities (USA) LLC
Defendant The Royal Banc of Scotland plc Defendant UBS Limited Defendant
Wachovia Capital Securities, LLC represented by George Abraham Zimmerman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Jay B. Kasner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Gary John Hacker (See above for address) ATTORNEY TO BE NOTICED
Defendant Wedbush Morgan Securities Inc.
Defendant Wells Fargo Investments, LLC
Defendant William Blair & Company L.L.C.
ADR Provider Board of Governors of the Federal Reserve System
ADR Provider Board of Governors of the Federal Reserve System
ADR Provider Office of the Comptroller of the represented by Ernest Clifford Barrett Currency U.S. Office of The Comptroller of The Currency 250 E Street, S.W. Washington, DC 20219 (202)-874-4822 Fax: (202)-874-5279 Email: [email protected] ATTORNEY TO BE NOTICED
Objector Lexie L Hopson
Objector Michelle B Hopson
Amicus
The Clearing House Association L.L.C. represented by Sharon L. Nelles Sullivan & Cromwell, LLP(NYC) 125 Broad Street New York, NY 10004 (212)-558-4976 Fax: (212)-3338 Email: [email protected] ATTORNEY TO BE NOTICED
V. Intervenor Board of Governors of the Federal represented by Yvonne Facchina Mizusawa Reserve System Board of Governors of The Federal 20th and C Streets, N.W. Reserve System [ Washington, DC 20551 20th and C Sts., N.W. Washington, DC 20551 (202) 452-3436 Fax: (202) 736-5615 Email: [email protected] LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Intervenor Federal Deposit Insurance Corporation represented by Thomas M. Clark Federal Deposit Insurance Company (NYC) 350 Fifth Avenue Suite 1200 New York, NY 10118 (917)-320-2855 Fax: (917)-320-2917 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
Thomas L Holzman Federal Deposit Insurance Corporation- Legal Division 3501 Fairfax Drive Arlington, VA 22226 (703) 562-2369 Fax: (703) 562-2477 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED
Date Filed # Docket Text 11/05/2008 1 NOTICE OF REMOVAL from Supreme Court, County of New York. Case Number: 602830-08. (Filing Fee $ 350.00, Receipt Number 668068).Document filed by John C. Gerspach, Sanford I. Weill, C. Michael Armstrong, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck.(mbe) (Additional attachment(s) added on 11/12/2008: # 1 Exhibit) (rdz). (Entered: 11/10/2008) 11/05/2008 CASE REFERRED TO Judge Sidney H. Stein as possibly related to 1:07-cv-9901. (mbe) (Entered: 11/10/2008) 11/05/2008 Case Designated ECF. (mbe) (Entered: 11/10/2008) 11/05/2008 2 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by CitiGroup, Inc..(mbe) (rdz). (Entered: 11/10/2008) 11/10/2008 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney for noncompliance with Section (14.3) of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E- MAIL the PDF for Document 1 Notice of Removal,, 2 Rule 7.1 Corporate Disclosure Statement to: [email protected] . (mbe) (Entered: 11/10/2008) 11/14/2008 3 NOTICE OF APPEARANCE by John Patrick Coffey on behalf of Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Coffey, John) (Entered: 11/14/2008) 11/14/2008 4 NOTICE OF APPEARANCE by Gerald Harlan Silk on behalf of Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Silk, Gerald) (Entered: 11/14/2008) 11/14/2008 5 NOTICE OF APPEARANCE by Mark Lebovitch on behalf of Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Lebovitch, Mark) (Entered: 11/14/2008) 11/14/2008 6 NOTICE OF APPEARANCE by Kurt Michael Hunciker on behalf of Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Hunciker, Kurt) (Entered: 11/14/2008) 11/14/2008 7 CERTIFICATE OF SERVICE of Notices of Appearance served on All defendants on 11/14/2007. Service was made by ECF/Mail. Document filed by Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System. (Hunciker, Kurt) (Entered: 11/14/2008) 11/17/2008 8 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and among theundersigned counsel for the parties herein, that: (1) Defendants do not waive, and specifically reserve, all available defenses, Objections and arguments; 2. Defendants' time to answer, move against, or otherwise respond to the complaint shall be extended to at least 30 days after the date upon which the Court enters an order adjudicating any motion for remand. All other provisions as set forth in this order. So Ordered (Signed by Judge William H. Pauley, III on 11/17/08) (js) (Additional attachment(s) added on 11/19/2008: # 1 Stipulation and Order) (ae). (Entered: 11/18/2008)
11/18/2008 9 AFFIDAVIT OF SERVICE of NOTICE OF REMOVAL, CIVIL COVER SHEET and CORPORATE DISCLOSURE STATEMENT. served on GERALD H. SILK, ESQ. on November 5, 2008,. Document filed by John C. Gerspach, Sanford I. Weill, C. Michael Armstrong, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck. (Karp, Brad) (Entered: 11/18/2008) 12/10/2008 10 STIPULATION AND ORDER It is hereby stipulated and agreed subject to the approval of the court as follows: The Louisiana Firefighters' Action and the Minneapolis Firefighters' Action shall be identified as related to The Consolidated Action and, subject to the supervision and authority of Lead Plaintiff's and Lead Counsel, shall be coordinated with the Consolidated Action for all pre-trial purposes, pursuant to Case Management Order No. 1. The Bond Actions shall be consolidated and the docket number of the Louisiana Firefighters Action, Case No. 08 Civ. 9522, constitute the Master File number for the Bond Actions and any similar actions filed subsequently (the :Consolidated Bond Action) The Consolidated Bond Action shall be referred to as In Re: Citigroup Inc. Bond Litigation. All documents shall be failed in the Master File and noted on the Master Docket. No further docket need be made. The authority of Lead Plaintiffs and Lead Counsel in the Consolidated Action shall include the Consolidated Bond Action entries. Notwithstanding the provisions of Paragraph 6 in Case Management Order No. I, Bond Plaintiffs and their counsel, the law firm Bernstein Litowitz Berger & Grossmann LLP ("Bond Counsel"), shall, subject to the supervision and authority, of Lead Plaintiffs and Lead Counsel, be responsible for prosecuting all claims on behalf of investors in Citigroup Notes or other debt securities (collectively, "Citigroup Bonds") and preferred stock or, depository shares representing interests in preferred stock issued by Citigroup or its affiliates (collectively, "Citigroup Preferred Stock"). Notwithstanding the provisions of Paragraphs 6 and 9 in Case Management Order No. 1, Bond Counsel shall, subject to the supervision and authority of Lead Plaintiffs and Lead Counsel, file a consolidated complaint in the Bond Action (the "Consolidated Bond Action Complaint"), which shall be the operative complaint on behalf of Citigroup Bonds and CitiGroup Preferred Stock class members on or before December 15, 2008. Defendants in the Consolidated Bond Action shall file their response(s) to the Consolidated Bond Action Complaint on or before February 6, 2009. If Defendants in the Consolidated Bond Action move to dismiss the Consolidated Bond Action Complaint, Plaintiffs shall respond on or before March 23, 2009 and Defendants shall reply on or before April 13, 2009. No Defendants shall be required to answer, move or otherwise respond to, and all Defendants are hereby expressly relieved from answering, moving or otherwise responding to, the complaints in the Louisiana Sheriffs' Action and the Minneapolis Firefighters' Action. (Signed by Judge Sidney H. Stein on 12/10/08) Filed In Associated Cases: 1:08-cv-09522-UA, 1:08-cv-10353-UA(mme) Modified on 12/11/2008 (mme). Modified on 1/17/2009 (mme). (Entered: 12/10/2008) 12/10/2008 Set/Reset Deadlines: Replies due by 4/13/2009. Responses due by 3/23/2009 (mme) (Entered: 01/17/2009)
12/12/2008 CASE ACCEPTED AS RELATED. Create association to 1:07-cv-09901-SHS. Notice of Assignment to follow. (laq) (Entered: 12/23/2008)
12/12/2008 12 NOTICE OF CASE ASSIGNMENT to Judge Sidney H. Stein. Judge Unassigned is no longer assigned to the case. (laq) (Entered: 12/23/2008)
12/12/2008 Magistrate Judge Frank Maas is so designated. (laq) (Entered: 12/23/2008)
12/16/2008 11 ORDER: IT IS HEREBY ORDERED THAT plaintiffs' "Consolidated Bond Action Complaint" is due January 15, 2009. Defendants must answer, move, or otherwise respond to the Consolidated Bond Action Complaint on or before February 16, 2009. If defendants move to dismiss, plaintiffs' response is due March 16, 2009. Defendants' reply is due April 1, 2009. (Signed by Judge Sidney H. Stein on 12/15/2008) (jfe) (Entered: 12/16/2008) 01/15/2009 14 CONSOLIDATED AMENDED CLASS ACTION COMPLAINT against Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, A.G. Edwards & Sons, Inc., ABN AMRO Inc., Apex Pryor Securities, B.C. Ziegler and Company, Barclays Bank PLC, BB&T Capital Markets, Blaylock Robert Van, LLC, BNP Paribas Securities Corp., C.L. King & Associates, Inc., Charles Schwab & Co., Citigroup Global Markets Limited, Comerica Securities Inc., John C. Gerspach, C. Michael Armstrong, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., SBK-Brooks Investment Corp., Utendahl Capital Partners, L.P., Loop Capital Markets LLC, Toussaint Capital Markets, LLC, Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc., Jackson Securities LLC, The Williams Capital Group, L.P., Castleoak Securities, L.P., Guzman & Co., Charles Prince, Cabrera Capital Markets, LLC, Samuel A. Ramirez & CO., Inc., Muriel Siebert & Co., ING Belgium, SA, Danske Bank A/S, Fortis Bank NV-SA, Sallie L. Krawcheck.Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority, American European Insurance Company, Minneapolis Firefighters' Relief Association, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System.(dle) (Additional attachment(s) added on 3/5/2009: # 1 exhibits) (ama). (Entered: 01/21/2009) 01/16/2009 13 NOTICE OF APPEARANCE by Steven B. Singer on behalf of Minneapolis Firefighters' Relief Association, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Singer, Steven) (Entered: 01/16/2009) 02/06/2009 15 NOTICE OF APPEARANCE by John James Rizio-Hamilton on behalf of Minneapolis Firefighters' Relief Association, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System (Rizio-Hamilton, John) (Entered: 02/06/2009) 02/06/2009 16 STIPULATION PERMITTING FILING OF AMENDED CONSOLIDATED CLASS ACTION COMPLAINT AND EXTENDING DEADLINE: IT IS HEREBY STIPULATED AND AGREED as follows by and among the undersigned counsel for the parties: The Securities Plaintiff shall be permitted to file an Amended Consolidated Class Action Complaint in the Citigroup Securities Litigation to account for "recent events": Feb. 20, 2009. Defendant shall have until Mar. 13, 2009 to answer, move against, or otherwise respond to the Amended Securities Complaint; the Securities Plaintiffs shall have until Apr. 24, 2009 to oppose any such motion against the Amended Securities Complaint; and Defendants shall have until May 13, 2009 to submit a reply on any such motion. The Defendants' time to answer, move against or otherwise respond to theAmended Bond Complaint in the Citigroup Bond Litigation shall be extended from February 16, 2009 to Mar. 13, 2009. The Plaintiffs in the Citigroup Bond Litigation (the "Bond Plaintiffs") shall have until Apr. 24, 2009 to oppose any motion against the Amended Bond Complaint, and Defendants shall have until May 13, 2009 to reply on such motion. IT IS FURTHER STIPULATED AND AGREED that nothing herein shallbe deemed to constitute a waiver of any defenses in these actions. Defendants reserve allarguments and defenses in these actions. (Signed by Judge Sidney H. Stein on 2/6/2009) (jfe) Modified on 2/24/2009 (jfe). (Entered: 02/09/2009) 02/11/2009 17 NOTICE OF APPEARANCE by Sharan Nirmul on behalf of City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority (Nirmul, Sharan) (Entered: 02/11/2009) 02/12/2009 18 SUMMONS RETURNED EXECUTED. Goldman Sachs & Co. served on 2/10/2009, answer due 3/2/2009. Service was accepted by Joanna M. Lane. Document filed by Minneapolis Firefighters' Relief Association; Louisiana Sheriffs' Pension and Relief Fund; Louisiana Municipal Police Employees' Retirement System. (Rizio-Hamilton, John) (Entered: 02/12/2009) 02/12/2009 19 SUMMONS RETURNED EXECUTED. Samuel A. Ramirez & CO., Inc. served on 2/12/2009, answer due 3/4/2009. Service was accepted by John V. Kick, Executive VP/CFP. Document filed by Minneapolis Firefighters' Relief Association; Louisiana Sheriffs' Pension and Relief Fund; Louisiana Municipal Police Employees' Retirement System. (Rizio-Hamilton, John) (Entered: 02/12/2009) 02/12/2009 20 SUMMONS RETURNED EXECUTED. A.G. Edwards & Sons, Inc. served on 2/10/2009, answer due 3/2/2009. Service was accepted by N'Jelle Murphy of Skadden Arps Slate Meagher & Flom LLP. Document filed by Minneapolis Firefighters' Relief Association; Louisiana Sheriffs' Pension and Relief Fund; Louisiana Municipal Police Employees' Retirement System. (Rizio-Hamilton, John) (Entered: 02/12/2009)
02/12/2009 21 SUMMONS RETURNED EXECUTED. ABN AMRO Inc. served on 2/10/2009, answer due 3/2/2009; Apex Pryor Securities served on 2/10/2009, answer due 3/2/2009; B.C. Ziegler and Company served on 2/10/2009, answer due 3/2/2009; Barclays Bank PLC served on 2/10/2009, answer due 3/2/2009; BB&T Capital Markets served on 2/10/2009, answer due 3/2/2009; Blaylock Robert Van, LLC served on 2/10/2009, answer due 3/2/2009; BNP Paribas Securities Corp. served on 2/10/2009, answer due 3/2/2009; C.L. King & Associates, Inc. served on 2/10/2009, answer due 3/2/2009; Charles Schwab & Co. served on 2/10/2009, answer due 3/2/2009; Citigroup Global Markets Limited served on 2/10/2009, answer due 3/2/2009; Comerica Securities Inc. served on 2/10/2009, answer due 3/2/2009; Credit Suisse Securities (Europe) Limited served on 2/10/2009, answer due 3/2/2009; Crowell, Weedon & Co. served on 2/10/2009, answer due 3/2/2009; D.A. Davidson & Co. served on 2/10/2009, answer due 3/2/2009; Davenport & Company LLC served on 2/10/2009, answer due 3/2/2009; Doley Securities, LLC served on 2/10/2009, answer due 3/2/2009; Ferris, Baker, Watts, Inc. served on 2/10/2009, answer due 3/2/2009; Fidelity Capital Markets served on 2/10/2009, answer due 3/2/2009; Advisors Asset Management, Inc. served on 2/10/2009, answer due 3/2/2009; H&R Block Financial Advisers Inc. served on 2/10/2009, answer due 3/2/2009; HSBC Securities (USA) Inc. served on 2/10/2009, answer due 3/2/2009; ING Belgium, SA served on 2/10/2009, answer due 3/2/2009; J.J.B. Hilliard, W.L. Lyons, Inc. served on 2/10/2009, answer due 3/2/2009; J.P. Morgan Securities Inc. served on 2/10/2009, answer due 3/2/2009; Janney Montgomery Scott LLC served on 2/10/2009, answer due 3/2/2009; Jeffries & Company, Inc. served on 2/10/2009, answer due 3/2/2009; Keefe, Bruyette & Woods, Inc. served on 2/10/2009, answer due 3/2/2009; KeyBanc Capital Markets served on 2/10/2009, answer due 3/2/2009; Melvin Securities, L.L.C. served on 2/10/2009, answer due 3/2/2009; Merrill Lynch, Pierce, Fenner & Smith Inc. served on 2/10/2009, answer due 3/2/2009; Mesirow Financial, Inc. served on 2/10/2009, answer due 3/2/2009; Morgan Keegan & Company, Inc. served on 2/10/2009, answer due 3/2/2009; Morgan Stanley & Co. Inc. served on 2/10/2009, answer due 3/2/2009; nabCapital Securities, LLC served on 2/10/2009, answer due 3/2/2009; Oppenheimer & CO. Inc. served on 2/10/2009, answer due 3/2/2009; Pershing LLC served on 2/10/2009, answer due 3/2/2009; Piper Jaffray & Co. served on 2/10/2009, answer due 3/2/2009; Raymond James & Associates, Inc. served on 2/10/2009, answer due 3/2/2009; RBC Capital Markets Corporation served on 2/10/2009, answer due 3/2/2009; RBC Dain Rauscher Inc. served on 2/10/2009, answer due 3/2/2009; Robert W. Baird & Co. Inc. served on 2/10/2009, answer due 3/2/2009; Ryan Beck & Co., Inc. served on 2/10/2009, answer due 3/2/2009; Sandler O'Neill & Partners, L.P. served on 2/10/2009, answer due 3/2/2009; Stifel, Nicolaus & Company, Inc. served on 2/10/2009, answer due 3/2/2009; Stone & Youngberg LLC served on 2/10/2009, answer due 3/2/2009; Suntrust Capital Markets, Inc. served on 2/10/2009, answer due 3/2/2009; TD Ameritrade, Inc. served on 2/10/2009, answer due 3/2/2009; TD Securities (USA) LLC served on 2/10/2009, answer due 3/2/2009; The Royal Banc of Scotland plc served on 2/10/2009, answer due 3/2/2009; UBS Limited served on 2/10/2009, answer due 3/2/2009; Wachovia Capital Securities, LLC served on 2/10/2009, answer due 3/2/2009; Wedbush Morgan Securities Inc. served on 2/10/2009, answer due 3/2/2009; Wells Fargo Investments, LLC served on 2/10/2009, answer due 3/2/2009; William Blair & Company L.L.C. served on 2/10/2009, answer due 3/2/2009; Citigroup Global Markets Inc. served on 2/10/2009, answer due 3/2/2009; JPMorgan Chase & Co. served on 2/10/2009, answer due 3/2/2009; UBS Securities LLC served on 2/10/2009, answer due 3/2/2009; Banc of America Securities LLC served on 2/10/2009, answer due 3/2/2009; Barclays Capital Inc. served on 2/10/2009, answer due 3/2/2009; Deutsche Bank Securities Inc. served on 2/10/2009, answer due 3/2/2009; SBK-Brooks Investment Corp. served on 2/10/2009, answer due 3/2/2009; Utendahl Capital Partners, L.P. served on 2/10/2009, answer due 3/2/2009; Loop Capital Markets LLC served on 2/10/2009, answer due 3/2/2009; Toussaint Capital Markets, LLC served on 2/10/2009, answer due 3/2/2009; Credit Suisse Securities (USA) LLC served on 2/10/2009, answer due 3/2/2009; Greenwich Capital Markets Inc. served on 2/10/2009, answer due 3/2/2009; Jackson Securities LLC served on 2/10/2009, answer due 3/2/2009; The Williams Capital Group, L.P. served on 2/10/2009, answer due 3/2/2009; Castleoak Securities, L.P. served on 2/10/2009, answer due 3/2/2009; Guzman & Co. served on 2/10/2009, answer due 3/2/2009; Cabrera Capital Markets, LLC served on 2/10/2009, answer due 3/2/2009; Muriel Siebert & Co. served on 2/10/2009, answer due 3/2/2009; Danske Bank A/S served on 2/10/2009, answer due 3/2/2009; Fortis Bank NV-SA served on 2/10/2009, answer due 3/2/2009. Service was accepted by N'jelle Murphy of Skadden Arps Slate Meagher & Flom LLP. Document filed by Minneapolis Firefighters' Relief Association; Louisiana Sheriffs' Pension and Relief Fund; Louisiana Municipal Police Employees' Retirement System. (Rizio-Hamilton, John) (Entered: 02/12/2009)
02/17/2009 22 STIPULATION AND ORDER DISMISSING TOLLED UNDERWRITERS WITHOUT PREJUDICE It is hereby stipulated and agreed that the Tolled Underwriters are dismissed without prejudice pursuant to Fed. R. Civ. P. 41 (a) (2), solely for the purposes of allowing the Tolling Agreement between the Bond Plaintiffs and Additional Plaintiffs and the Tolled Underwriters to take effect; and The dismissal of the Tolled Underwriters shall under no circumstances be considered a first voluntary dismissal pursuant to Fed. R. Civ. P. 41 (a) (1). (Signed by Judge Sidney H. Stein on 2/17/09) (mme) (Entered: 02/17/2009)
03/09/2009 23 NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc. (Kasner, Jay) (Entered: 03/09/2009)
03/09/2009 24 NOTICE OF APPEARANCE by George Abraham Zimmerman on behalf of Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc. (Zimmerman, George) (Entered: 03/09/2009) 03/10/2009 25 MOTION for David Kessler to Appear Pro Hac Vice. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(dle) (Entered: 03/11/2009) 03/10/2009 26 MOTION for Benjamin J. Sweet to Appear Pro Hac Vice. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(dle) (Entered: 03/11/2009) 03/10/2009 27 MOTION for Jennifer L. Keeney to Appear Pro Hac Vice. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(dle) (Entered: 03/11/2009) 03/10/2009 29 MOTION for Richard R. Russo to Appear Pro Hac Vice. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(dle) (Entered: 03/11/2009) 03/11/2009 28 MOTION for Andrew L. Zivitz to Appear Pro Hac Vice. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority.(dle) (Entered: 03/11/2009) 03/12/2009 30 ENDORSED LETTER addressed to Judge Sidney H. Stein from Susanna M. Buergel dated 3/10/09 re: Counsel requests leave to file a brief not to exceed 75 pages In re Citigroup Inc. Securities Litigation. Plaintiffs consent to this page extension, subject to defendants consent to a similar page extension for plaintiffs opposition brief to defendants motion to dismiss. Counsel also requests leave of the Court to file a brief not to exceed 70 pages in In re Citigroup Inc Bond Litigation. ENDORSEMENT: So ordered. (Signed by Judge Sidney H. Stein on 3/11/09) (mme) (Entered: 03/12/2009) 03/12/2009 31 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting (29) Motion for Richard R. Russo to Appear Pro Hac Vice in case 1:08-cv-09522- SHS. (Signed by Judge Sidney H. Stein on 3/12/2009) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009) 03/12/2009 32 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting (28) Motion for Andrew L. Zivitz to Appear Pro Hac Vice in case 1:08-cv-09522- SHS. (Signed by Judge Sidney H. Stein on 3/12/2009) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009) 03/12/2009 33 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting (27) Motion for Jennifer L. Keeney to Appear Pro Hac Vice in case 1:08-cv-09522- SHS. (Signed by Judge Sidney H. Stein on 3/12/2009) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009) 03/12/2009 34 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting (26) Motion for Benjamin J. Sweet to Appear Pro Hac Vice in case 1:08-cv-09522- SHS. (Signed by Judge Sidney H. Stein on 3/12/2009) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009) 03/12/2009 35 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting (25) Motion for David Kessler to Appear Pro Hac Vice in case 1:08-cv-09522-SHS. (Signed by Judge Sidney H. Stein on 3/12/2009) Filed In Associated Cases: 1:08-cv- 09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009) 03/12/2009 Transmission to Attorney Admissions Clerk. Transmitted re: (32 in 1:08-cv-09522- SHS, 13 in 1:08-cv-10353-SHS) Order on Motion to Appear Pro Hac Vice, (15 in 1:08-cv-10353-SHS, 34 in 1:08-cv-09522-SHS) Order on Motion to Appear Pro Hac Vice, (33 in 1:08-cv-09522-SHS, 14 in 1:08-cv-10353-SHS) Order on Motion to Appear Pro Hac Vice, (16 in 1:08-cv-10353-SHS, 35 in 1:08-cv-09522-SHS) Order on Motion to Appear Pro Hac Vice, (12 in 1:08-cv-10353-SHS, 31 in 1:08-cv-09522- SHS) Order on Motion to Appear Pro Hac Vice,, to the Attorney Admissions Clerk for updating of Attorney Information. Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS(jfe) (Entered: 03/13/2009) 03/13/2009 36 NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Citigroup Capital XVIII (Karp, Brad) (Entered: 03/13/2009) 03/13/2009 37 NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Citigroup Capital XVIII (Rosen, Richard) (Entered: 03/13/2009) 03/13/2009 38 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Citigroup Inc. as Corporate Parent. Document filed by Citigroup Capital XVIII.(Rosen, Richard) (Entered: 03/13/2009) 03/13/2009 39 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Bank Of America Corporation, Barclays PLC, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., The Royal Bank Of Scotland Group plc, JPMorgan Chase & Co., Morgan Stanley, UBS AG, Wells Fargo & Company as Corporate Parent. Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc..(Kasner, Jay) (Entered: 03/13/2009)
03/13/2009 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint . Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc..(Kasner, Jay) (Entered: 03/13/2009)
03/13/2009 41 MEMORANDUM OF LAW in Support re: 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc.. (Kasner, Jay) (Entered: 03/13/2009)
03/13/2009 42 DECLARATION of Gary J. Hacker in Support re: 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Kasner, Jay) (Entered: 03/13/2009) 03/13/2009 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT . Document filed by John C. Gerspach, C. Michael Armstrong, Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck.(Rosen, Richard) (Entered: 03/13/2009)
03/13/2009 44 MEMORANDUM OF LAW in Support re: 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT .. Document filed by John C. Gerspach, C. Michael Armstrong, Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck. (Rosen, Richard) (Entered: 03/13/2009)
03/13/2009 45 DECLARATION of RICHARD A. ROSEN, ESQ. in Support re: 43 MOTION to I Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT .. Document filed by John C. Gerspach, C. Michael Armstrong, Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32)(Rosen, Richard) (Entered: 03/13/2009) 03/19/2009 CASHIERS OFFICE REMARK on 26 Motion to Appear Pro Hac Vice, 28 Motion to Appear Pro Hac Vice, 29 Motion to Appear Pro Hac Vice, 27 Motion to Appear Pro Hac Vice, 25 Motion to Appear Pro Hac Vice, in the amount of $125.00, paid on 03/10/2009, Receipt Number 680845. (jd) (Entered: 03/19/2009) 04/22/2009 46 ENDORSED LETTER addressed to Judge Sidney H. Stein from Steven B. Singer dated 4/17/2009 re: Counsel request leave of Court to file a single brief in opposition to both motions to dismiss, and that such brief be up to 80 pages in length. ENDORSEMENT: So Ordered. (Signed by Judge Sidney H. Stein on 4/20/2009) (jfe) (Entered: 04/23/2009)
04/24/2009 47 MEMORANDUM OF LAW in Opposition re: 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT ., 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Minneapolis Firefighters' Relief Association, City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority, American European Insurance Company, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System. (Singer, Steven) (Entered: 04/24/2009)
04/24/2009 48 DECLARATION of Steven B. Singer in Opposition re: 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT ., 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Minneapolis Firefighters' Relief Association, City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority, American European Insurance Company, Louisiana Sheriffs' Pension and Relief Fund, Louisiana Municipal Police Employees' Retirement System. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13)(Singer, Steven) (Entered: 04/24/2009)
05/07/2009 49 ORDER: THEREFORE, IT IS HEREBY ORDERED as follows: 1. The Buckingham and Chen Actions shall be consolidated with the Bond Action for all purposes, and shall be subject to the authority of Lead Plaintiffs and Lead Counsel in the Consolidated Action. All documents in these actions shall be filed in the Master File and noted on the Master Docket. No further docket entries need to be made. So Ordered. (Signed by Judge Sidney H. Stein on 5/7/09) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:09-cv-02355-SHS, 1:09-cv-02402-SHS(js) (Entered: 05/07/2009)
05/12/2009 50 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED by the undersigned counsel for each of the parties herein that the page limit for the Citigroup Defendants' and the Individual Defendants' Reply Memorandum of Law in Further Support of Their Motion To Dismiss the Consolidated Amended Class Action Complaint should be enlarged to 25 pages. (Signed by Judge Sidney H. Stein on 5/12/2009) Filed In Associated Cases: 1:08-cv-09522-SHS, 1:08-cv-10353-SHS, 1:09- cv-02355-SHS, 1:09-cv-02402-SHS(jfe) (Entered: 05/12/2009)
05/13/2009 51 REPLY MEMORANDUM OF LAW in Support re: 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT .. Document filed by John C. Gerspach, C. Michael Armstrong, Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck. (Rosen, Richard) (Entered: 05/13/2009) 05/13/2009 52 REPLY MEMORANDUM OF LAW in Support re: 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc.. (Kasner, Jay) (Entered: 05/13/2009) 05/13/2009 53 DECLARATION of Jay B. Kasner in Support re: 40 MOTION to Dismiss Counts III And V Of The Consolidated Amended Complaint .. Document filed by Citigroup Global Markets Limited, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Wachovia Capital Securities, LLC, Citigroup Global Markets Inc., JPMorgan Chase & Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Kasner, Jay) (Entered: 05/13/2009)
05/13/2009 54 DECLARATION of Richard A. Rosen in Support re: 43 MOTION to Dismiss THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT .. Document filed by John C. Gerspach, C. Michael Armstrong, Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XX, Citigroup Capital XXI, Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Roberto Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, CitiGroup, Inc., Ann M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Charles Prince, Sallie L. Krawcheck. (Attachments: # 1 Exhibit 33, # 2 Exhibit 34, # 3 Exhibit 35, # 4 Exhibit 36, # 5 Exhibit 37, # 6 Exhibit 38)(Rosen, Richard) (Entered: 05/13/2009) 06/17/2009 55 NOTICE of Attorney Name Change. Document filed by City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority. (Keeney, Jennifer) (Entered: 06/17/2009) 08/21/2009 56 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... that pursuant to 28 U.S.C. 1407, the action(s) listed... and pending... be, and the same hereby are, transferred to the Southern District of New York and, with consent of that court, assigned to the Honorable Sidney H. Stein, for coordinated or consolidated pretrial proceedings with the actions pending in that district. (Signed by MDL Panel on 8/7/09) (ldi) (Entered: 08/21/2009) 08/21/2009 CASE ACCEPTED AS RELATED. Create association to 1:09-md-02070-SHS. (ldi) (Entered: 08/21/2009) 08/21/2009 CONSOLIDATED MDL CASE: Create association to 1:09-md-02070-SHS. (ldi) (Entered: 08/21/2009) 08/31/2009 57 ORDER. For the reasons set forth above, IT IS HEREBY ORDERED THAT: (1). Pellegrini v. Citigroup Inc., 09 Civ. 3669, is consolidated with In re Citigroup Inc. Bond Litigation, 08 Civ. 9522, for all purposes and pursuant to the terms of this Court's previous orders of consolidation. (See Stip. & Order, Dec. 10, 2008 (08 Civ. 9522); Order of Consol., May 7, 2009 (08 Civ. 9522); see also Stip. & Order, June 16, 2009 (09 Civ. 3669) (2). Asher v. Citigroup Inc., 09 Civ. 4485, is consolidated with In re Citigroup Inc. Bond Litigation, 08 Civ. 9522, for all purposes and pursuant to the terms of this Court's previous orders of consolidation. (See Stip. & Order, Dec. 10, 2008 (08 Civ. 9522); Order of Consol. May 7, 2009 (08 Civ. 9522); see also Stip. & Order, June 26, 2009 (09 Civ. 4485). (3) The requests made in the May 18, 2009 letter of Joseph P. Guglielmo, plaintiffs' counsel in Asher, for the designation of a subclass, for the appointment of Mr. Guglielmo's firm as an additional lead counsel, and for leave to pursue separate claims against KPMG are denied. (Signed by Judge Sidney H. Stein on 8/28/09) (djc) (Entered: 08/31/2009) 12/30/2009 58 NOTICE OF CHANGE OF ADDRESS by Joseph Peter Guglielmo on behalf of Lionel Asher, Mary J. Asher. New Address: SCOTT+SCOTT LLP, 500 FIFTH AVENUE, 40TH FLOOR, NEW YORK, NY, 10110, 212-223-6444. (Guglielmo, Joseph) (Entered: 12/30/2009) 07/12/2010 59 OPINION AND ORDER, #99176 that because the Court finds that plaintiffs have standing to raise Section 11 and 15 claims and state plausible claims to relief pursuant to those sections insofar as they allege misstatements respecting (1) Citigroups CDO holdings, (2) the credit quality of Citigroup's SIV holding once those holdings were consolidated in December 2007-i.e., the "post-consolidation statements," (3) Citigroup's loan loss reserves, (4) Citigroup' s "well capitalized" status, and (5) Citigroup's compliance with GAAP as set forth more fully above, defendants' motions to dismiss are denied with respect to those claims as raised in counts I, II, III, VI, and VII of the complaint. Defendants' motions to dismiss are granted with respect to all of plaintiffs Section 12 claims as raised in counts IV and V well as plaintiffs' Section 11 claims insofar as they allege misstatements respecting (1 ) Citigroup's exposure to its SIV holdings before those holdings were consolidated in December 2007-i.e., the "pre- consolidation" statements, and (2) Citigroup's ARS exposure. (Signed by Judge Sidney H. Stein on 7/12/10) (pl) . Modified on 7/14/2010 (ajc). (Entered: 07/12/2010)
07/23/2010 60 STIPULATION AND ORDER EXTENDING DEFENDANTS' TIME TO ANSWER THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT, A.G. Edwards & Sons, Inc. answer due 9/10/2010; ABN AMRO Inc. answer due 9/10/2010; Advisors Asset Management, Inc. answer due 9/10/2010; Apex Pryor Securities answer due 9/10/2010; C. Michael Armstrong answer due 9/10/2010; B.C. Ziegler and Company answer due 9/10/2010; BB&T Capital Markets answer due 9/10/2010; BNP Paribas Securities Corp. answer due 9/10/2010; Banc of America Securities LLC answer due 9/10/2010; Barclays Bank PLC answer due 9/10/2010; Barclays Capital Inc. answer due 9/10/2010; Alain J.P. Belda answer due 9/10/2010; Winfried Bischoff answer due 9/10/2010; Blaylock Robert Van, LLC answer due 9/10/2010; C.L. King & Associates, Inc. answer due 9/10/2010; Cabrera Capital Markets, LLC answer due 9/10/2010; Castleoak Securities, L.P. answer due 9/10/2010; Charles Schwab & Co. answer due 9/10/2010; CitiGroup, Inc. answer due 9/10/2010; Citigroup Capital XIV answer due 9/10/2010; Citigroup Capital XIX answer due 9/10/2010; Citigroup Capital XV answer due 9/10/2010; Citigroup Capital XVI answer due 9/10/2010; Citigroup Capital XVII answer due 9/10/2010; Citigroup Capital XVIII answer due 9/10/2010; Citigroup Capital XX answer due 9/10/2010; Citigroup Capital XXI answer due 9/10/2010; Citigroup Funding, Inc. answer due 9/10/2010; Citigroup Global Markets Inc. answer due 9/10/2010; Citigroup Global Markets Limited answer due 9/10/2010; Comerica Securities Inc. answer due 9/10/2010; Michael Conway answer due 9/10/2010; Credit Suisse Securities (Europe) Limited answer due 9/10/2010; Credit Suisse Securities (USA) LLC answer due 9/10/2010; Gary Crittenden answer due 9/10/2010; Crowell, Weedon & Co. answer due 9/10/2010; D.A. Davidson & Co. answer due 9/10/2010; Danske Bank A/S answer due 9/10/2010; Davenport & Company LLC answer due 9/10/2010; George David answer due 9/10/2010; Kenneth T. Derr answer due 9/10/2010; John M. Deutch answer due 9/10/2010; Deutsche Bank Securities Inc. answer due 9/10/2010; Doley Securities, LLC answer due 9/10/2010; Ferris, Baker, Watts, Inc. answer due 9/10/2010; Fidelity Capital Markets answer due 9/10/2010; Fortis Bank NV-SA answer due 9/10/2010; Scott Freidenrich answer due 9/10/2010; James Garnett answer due 9/10/2010; John C. Gerspach answer due 9/10/2010; Goldman Sachs & Co. answer due 9/10/2010; Greenwich Capital Markets Inc. answer due 9/10/2010; Guzman & Co. answer due 9/10/2010; H&R Block Financial Advisers Inc. answer due 9/10/2010; HSBC Securities (USA) Inc. answer due 9/10/2010; ING Belgium, SA answer due 9/10/2010; J.J.B. Hilliard, W.L. Lyons, Inc. answer due 9/10/2010; J.P. Morgan Securities Inc. answer due 9/10/2010; JPMorgan Chase & Co. answer due 9/10/2010; Jackson Securities LLC answer due 9/10/2010; Janney Montgomery Scott LLC answer due 9/10/2010; Jeffries & Company, Inc. answer due 9/10/2010; Ann Dibble Jordan answer due 9/10/2010; Keefe, Bruyette & Woods, Inc. answer due 9/10/2010; KeyBanc Capital Markets answer due 9/10/2010; Klaus Kleinfeld answer due 9/10/2010; Sallie L. Krawcheck answer due 9/10/2010; Andrew N. Liveris answer due 9/10/2010; Loop Capital Markets LLC answer due 9/10/2010; Dudley C. Mecum answer due 9/10/2010; Melvin Securities, L.L.C. answer due 9/10/2010; Merrill Lynch, Pierce, Fenner & Smith Inc. answer due 9/10/2010; Mesirow Financial, Inc. answer due 9/10/2010; Morgan Keegan & Company, Inc. answer due 9/10/2010; Morgan Stanley & Co. Inc. answer due 9/10/2010; Ann M. Mulcahy answer due 9/10/2010; Muriel Siebert & Co. answer due 9/10/2010; Oppenheimer & CO. Inc. answer due 9/10/2010; Vikram Pandit answer due 9/10/2010; Richard D. Parsons answer due 9/10/2010; Pershing LLC answer due 9/10/2010; Piper Jaffray & Co. answer due 9/10/2010; Charles Prince answer due 9/10/2010; RBC Capital Markets Corporation answer due 9/10/2010; RBC Dain Rauscher Inc. answer due 9/10/2010; Roberto Hernandez Ramirez answer due 9/10/2010; Raymond James & Associates, Inc. answer due 9/10/2010; Robert W. Baird & Co. Inc. answer due 9/10/2010; Judith Rodin answer due 9/10/2010; Saul Rosen answer due 9/10/2010; Robert E. Rubin answer due 9/10/2010; Robert L. Ryan answer due 9/10/2010; Ryan Beck & Co., Inc. answer due 9/10/2010; SBK-Brooks Investment Corp. answer due 9/10/2010; Samuel A. Ramirez & CO., Inc. answer due 9/10/2010; Sandler O'Neill & Partners, L.P. answer due 9/10/2010; Stifel, Nicolaus & Company, Inc. answer due 9/10/2010; Stone & Youngberg LLC answer due 9/10/2010; Suntrust Capital Markets, Inc. answer due 9/10/2010; TD Ameritrade, Inc. answer due 9/10/2010; TD Securities (USA) LLC answer due 9/10/2010; The Royal Banc of Scotland plc answer due 9/10/2010; The Williams Capital Group, L.P. answer due 9/10/2010; Franklin A. Thomas answer due 9/10/2010; Toussaint Capital Markets, LLC answer due 9/10/2010; UBS Limited answer due 9/10/2010; UBS Securities LLC answer due 9/10/2010; Utendahl Capital Partners, L.P. answer due 9/10/2010; Wachovia Capital Securities, LLC answer due 9/10/2010; Wedbush Morgan Securities Inc. answer due 9/10/2010; Wells Fargo Investments, LLC answer due 9/10/2010; Eric L. Wentzel answer due 9/10/2010; William Blair & Company L.L.C. answer due 9/10/2010; David Winkler answer due 9/10/2010; nabCapital Securities, LLC answer due 9/10/2010. (Signed by Judge Sidney H. Stein on 7/22/10) (cd) (Entered: 07/23/2010)