STOXX Asia/Pacific 600 Last Updated: 02.01.2018
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Wilmington Funds Holdings Template DRAFT
Wilmington Global Alpha Equities Fund as of 5/31/2021 (Portfolio composition is subject to change) ISSUER NAME % OF ASSETS USD/CAD FWD 20210616 00050 3.16% DREYFUS GOVT CASH MGMT-I 2.91% MORGAN STANLEY FUTURE USD SECURED - TOTAL EQUITY 2.81% USD/EUR FWD 20210616 00050 1.69% MICROSOFT CORP 1.62% USD/GBP FWD 20210616 49 1.40% USD/JPY FWD 20210616 00050 1.34% APPLE INC 1.25% AMAZON.COM INC 1.20% ALPHABET INC 1.03% CANADIAN NATIONAL RAILWAY CO 0.99% AIA GROUP LTD 0.98% NOVARTIS AG 0.98% TENCENT HOLDINGS LTD 0.91% INTACT FINANCIAL CORP 0.91% CHARLES SCHWAB CORP/THE 0.91% FACEBOOK INC 0.84% FORTIVE CORP 0.81% BRENNTAG SE 0.77% COPART INC 0.75% CONSTELLATION SOFTWARE INC/CANADA 0.70% UNITEDHEALTH GROUP INC 0.70% AXA SA 0.63% FIDELITY NATIONAL INFORMATION SERVICES INC 0.63% BERKSHIRE HATHAWAY INC 0.62% PFIZER INC 0.62% TOTAL SE 0.61% MEDICAL PROPERTIES TRUST INC 0.61% VINCI SA 0.60% COMPASS GROUP PLC 0.60% KDDI CORP 0.60% BAE SYSTEMS PLC 0.57% MOTOROLA SOLUTIONS INC 0.57% NATIONAL GRID PLC 0.56% PUBLIC STORAGE 0.56% NVR INC 0.53% AMERICAN TOWER CORP 0.53% MEDTRONIC PLC 0.51% PROGRESSIVE CORP/THE 0.50% DANAHER CORP 0.50% MARKEL CORP 0.49% JOHNSON & JOHNSON 0.48% BUREAU VERITAS SA 0.48% NESTLE SA 0.47% MARSH & MCLENNAN COS INC 0.46% ALIBABA GROUP HOLDING LTD 0.45% LOCKHEED MARTIN CORP 0.45% ALPHABET INC 0.44% MERCK & CO INC 0.43% CINTAS CORP 0.42% EXPEDITORS INTERNATIONAL OF WASHINGTON INC 0.41% MCDONALD'S CORP 0.41% RIO TINTO PLC 0.41% IDEX CORP 0.40% DIAGEO PLC 0.40% LENNOX INTERNATIONAL INC 0.40% PNC FINANCIAL SERVICES GROUP INC/THE 0.40% ACCENTURE -
Annual Results for 3QFY2016
Matsui Securities Co., Ltd. (First Section of TSE: 8628) Annual Results for 3QFY2016 January 2017 Table of Contents Section 1 Financial Summary 6 Section 2 Results of Operation 16 Section 3 Recent Developments 23 1 Results of Operation ◆ Equity trading value / Market share ◆ Equity commission rate Excluding “Margin Trading Service for (JPY tn) Margin Trading Service for Day-trades (bp) Day-trades” 15 15% 12 13.5% 13.8% 12.4% 12.7% 12.2% 10.0 10.0 9.6 9.9 9.8 12 12% 10 8 9 9.6 9% 9.2 8.9 8.6 8.4 6 6% 6 4.8 4.7 4.4 4.3 5.4 5.3 5.3 3.9 3 4.6 4.5 3% 4 0 0% 2 3Q 4Q 1Q 2Q 3Q 3Q 4Q 1Q 2Q 3Q FY15 FY16 FY15 FY16 ◆ Margin balance / Market share ◆ Net financial income ratio (JPY bn) 5.0% 400 9.2% 9.1% 10% 9.0% 8.9% 4.2% 8.3% 3.8% 3.9% 8% 4.0% 3.6% 3.7% 300 308 6% 3.0% 200 258 241 224 231 4% 2.0% 100 2% 1.0% 0 0% 0.0% 3Q 4Q 1Q 2Q 3Q 3Q 4Q 1Q 2Q 3Q FY15 FY16 FY15 FY16 2 Financial Results ◆ Operating revenue ◆ Ordinary income (JPY mn) (JPY mn) 10,000 10,000 8,071 7,823 8,000 7,463 8,000 6,981 6,284 6,000 6,000 5,057 4,569 4,084 3,860 4,000 4,000 3,296 2,000 2,000 0 0 3Q 4Q 1Q 2Q 3Q 3Q 4Q 1Q 2Q 3Q FY15 FY16 FY15 FY16 1 ◆ Net income / ROE ◆ Ordinary income ratio (JPY mn) 10,000 20% 80% 63% 58% 8,000 14.3% 55% 15% 60% 55% 52% 12.5% 12.4% 11.6% 6,000 10.0% 10% 40% 4,000 3,273 2,865 2,828 2,673 2,277 5% 20% 2,000 0 0% 0% 3Q 4Q 1Q 2Q 3Q 3Q 4Q 1Q 2Q 3Q FY15 FY16 FY15 FY16 Note 1: Annualized on each quarter 3 Financial Highlights ◆ Operating revenues up JPY 700 million QoQ • Commissions were up JPY 590 million due to increase of equity trading value excluding -
FTSE Japan ESG Low Carbon Select
2 FTSE Russell Publications 19 August 2021 FTSE Japan ESG Low Carbon Select Indicative Index Weight Data as at Closing on 30 June 2021 Constituent Index weight (%) Country Constituent Index weight (%) Country Constituent Index weight (%) Country ABC-Mart 0.01 JAPAN Ebara 0.17 JAPAN JFE Holdings 0.04 JAPAN Acom 0.02 JAPAN Eisai 1.03 JAPAN JGC Corp 0.02 JAPAN Activia Properties 0.01 JAPAN Eneos Holdings 0.05 JAPAN JSR Corp 0.11 JAPAN Advance Residence Investment 0.01 JAPAN Ezaki Glico 0.01 JAPAN JTEKT 0.07 JAPAN Advantest Corp 0.53 JAPAN Fancl Corp 0.03 JAPAN Justsystems 0.01 JAPAN Aeon 0.61 JAPAN Fanuc 0.87 JAPAN Kagome 0.02 JAPAN AEON Financial Service 0.01 JAPAN Fast Retailing 3.13 JAPAN Kajima Corp 0.1 JAPAN Aeon Mall 0.01 JAPAN FP Corporation 0.04 JAPAN Kakaku.com Inc. 0.05 JAPAN AGC 0.06 JAPAN Fuji Electric 0.18 JAPAN Kaken Pharmaceutical 0.01 JAPAN Aica Kogyo 0.07 JAPAN Fuji Oil Holdings 0.01 JAPAN Kamigumi 0.01 JAPAN Ain Pharmaciez <0.005 JAPAN FUJIFILM Holdings 1.05 JAPAN Kaneka Corp 0.01 JAPAN Air Water 0.01 JAPAN Fujitsu 2.04 JAPAN Kansai Paint 0.05 JAPAN Aisin Seiki Co 0.31 JAPAN Fujitsu General 0.01 JAPAN Kao 1.38 JAPAN Ajinomoto Co 0.27 JAPAN Fukuoka Financial Group 0.01 JAPAN KDDI Corp 2.22 JAPAN Alfresa Holdings 0.01 JAPAN Fukuyama Transporting 0.01 JAPAN Keihan Holdings 0.02 JAPAN Alps Alpine 0.04 JAPAN Furukawa Electric 0.03 JAPAN Keikyu Corporation 0.02 JAPAN Amada 0.01 JAPAN Fuyo General Lease 0.08 JAPAN Keio Corp 0.04 JAPAN Amano Corp 0.01 JAPAN GLP J-REIT 0.02 JAPAN Keisei Electric Railway 0.03 JAPAN ANA Holdings 0.02 JAPAN GMO Internet 0.01 JAPAN Kenedix Office Investment Corporation 0.01 JAPAN Anritsu 0.15 JAPAN GMO Payment Gateway 0.01 JAPAN KEWPIE Corporation 0.03 JAPAN Aozora Bank 0.02 JAPAN Goldwin 0.01 JAPAN Keyence Corp 0.42 JAPAN As One 0.01 JAPAN GS Yuasa Corp 0.03 JAPAN Kikkoman 0.25 JAPAN Asahi Group Holdings 0.5 JAPAN GungHo Online Entertainment 0.01 JAPAN Kinden <0.005 JAPAN Asahi Intecc 0.01 JAPAN Gunma Bank 0.01 JAPAN Kintetsu 0.03 JAPAN Asahi Kasei Corporation 0.26 JAPAN H.U. -
The Mineral Industry of Japan in 1998
THE MINERAL INDUSTRY OF JAPAN By John C. Wu Japan’s reserves of limestone, pyrophyllite, and silica are important role in supplying the ferrous and nonferrous metals, quite large. Japan has considerable reserves of coal and iodine, fabricated metal products, and industrial mineral products to but its reserves of natural gas and crude petroleum are very the construction and manufacturing industries of China, small. As a result of exploration conducted in the past 5 years including Hong Kong, Indonesia, the Republic of Korea, by the Metal Mining Agency of Japan (MMAJ), a Malaysia, Singapore, Thailand, and Taiwan. semigovernment agency under the Ministry of International For the first time since the end of World War II, the Japanese Trade and Industry (MITI), reserves of gold, lead, and zinc had economy went into a severe recession in 1998 after 5 years of been extended (Metal Mining Agency of Japan, 1998a), but slow growth in the 1990’s. According to the Economic Japan’s reserves of ferrous and nonferrous minerals are small. Planning Agency and MITI, Japan’s economy, as measured by Japan relied on imports to meet more than 95% of its raw GDP in 1990 constant yen, contracted 2.8% in 1998. material requirements for energy, ferrous metals, and Restructuring in the financial, manufacturing, and other sectors nonferrous metals for its mineral-processing and mineral- had resulted in a substantial increase in unemployment, which related manufacturing sectors. Japan also relied on imports to reached a record rate of 4.1% in 1998. The depressed real meet between 10% and 25% of its requirements for refined estate and stock markets had caused the major banks to carry a nonferrous metal products, industrial mineral products, and heavy load of bad loans, with limited funds available for refined petroleum products. -
(Ex Controversies and CW) Index Equity Fund
Report and Financial Statements For the year ended 31st December 2020 State Street AUT Japan Screened (ex Controversies and CW) Index Equity Fund (formerly State Street Japan Equity Tracker Fund) State Street AUT Japan Screened (ex Controversies and CW) Index Equity Fund Contents Page Manager's Report* 1 Portfolio Statement* 5 Director's Report to Unitholders* 25 Manager's Statement of Responsibilities 26 Statement of the Depositary’s Responsibilities 27 Report of the Depositary to the Unitholders 27 Independent Auditors’ Report 28 Comparative Table* 31 Financial statements: 32 Statement of Total Return 32 Statement of Change in Net Assets Attributable to Unitholders 32 Balance Sheet 33 Notes to the Financial Statements 34 Distribution Tables 45 Directory* 46 Appendix I – Remuneration Policy (Unaudited) 47 Appendix II – Assessment of Value (Unaudited) 49 * These collectively comprise the Manager’s Report. State Street AUT Japan Screened (ex Controversies and CW) Index Equity Fund Manager’s Report For the year ended 31st December 2020 Authorised Status The State Street AUT Japan Screened (ex Controversies and CW) Index Equity Fund (the “Fund”) is an Authorised Unit Trust Scheme as defined in section 243 of the Financial Services and Markets Act 2000 and it is a UCITS Retail Scheme within the meaning of the FCA Collective Investment Schemes sourcebook. The unitholders are not liable for the debts of the Fund. The Fund's name was changed to State Street AUT Japan Screened (ex Controversies and CW) Index Equity Fund on 18th December 2020 (formerly State Street Japan Equity Tracker Fund). Investment Objective and Policy The objective of the Fund is to replicate, as closely as possible, and on a “gross of fees” basis, the return of the Japan equity market as represented by the FTSE Japan ex Controversies ex CW Index (the “Index”) net of unavoidable withholding taxes. -
Published on 7 October 2016 1. Constituents Change the Result Of
The result of periodic review and component stocks of TOPIX Composite 1500(effective 31 October 2016) Published on 7 October 2016 1. Constituents Change Addition( 70 ) Deletion( 60 ) Code Issue Code Issue 1810 MATSUI CONSTRUCTION CO.,LTD. 1868 Mitsui Home Co.,Ltd. 1972 SANKO METAL INDUSTRIAL CO.,LTD. 2196 ESCRIT INC. 2117 Nissin Sugar Co.,Ltd. 2198 IKK Inc. 2124 JAC Recruitment Co.,Ltd. 2418 TSUKADA GLOBAL HOLDINGS Inc. 2170 Link and Motivation Inc. 3079 DVx Inc. 2337 Ichigo Inc. 3093 Treasure Factory Co.,LTD. 2359 CORE CORPORATION 3194 KIRINDO HOLDINGS CO.,LTD. 2429 WORLD HOLDINGS CO.,LTD. 3205 DAIDOH LIMITED 2462 J-COM Holdings Co.,Ltd. 3667 enish,inc. 2485 TEAR Corporation 3834 ASAHI Net,Inc. 2492 Infomart Corporation 3946 TOMOKU CO.,LTD. 2915 KENKO Mayonnaise Co.,Ltd. 4221 Okura Industrial Co.,Ltd. 3179 Syuppin Co.,Ltd. 4238 Miraial Co.,Ltd. 3193 Torikizoku co.,ltd. 4331 TAKE AND GIVE. NEEDS Co.,Ltd. 3196 HOTLAND Co.,Ltd. 4406 New Japan Chemical Co.,Ltd. 3199 Watahan & Co.,Ltd. 4538 Fuso Pharmaceutical Industries,Ltd. 3244 Samty Co.,Ltd. 4550 Nissui Pharmaceutical Co.,Ltd. 3250 A.D.Works Co.,Ltd. 4636 T&K TOKA CO.,LTD. 3543 KOMEDA Holdings Co.,Ltd. 4651 SANIX INCORPORATED 3636 Mitsubishi Research Institute,Inc. 4809 Paraca Inc. 3654 HITO-Communications,Inc. 5204 ISHIZUKA GLASS CO.,LTD. 3666 TECNOS JAPAN INCORPORATED 5998 Advanex Inc. 3678 MEDIA DO Co.,Ltd. 6203 Howa Machinery,Ltd. 3688 VOYAGE GROUP,INC. 6319 SNT CORPORATION 3694 OPTiM CORPORATION 6362 Ishii Iron Works Co.,Ltd. 3724 VeriServe Corporation 6373 DAIDO KOGYO CO.,LTD. 3765 GungHo Online Entertainment,Inc. -
Msci Kokunai Japan Equity Indices November 2005 Semi-Annual Index Review
MSCI KOKUNAI JAPAN EQUITY INDICES NOVEMBER 2005 SEMI-ANNUAL INDEX REVIEW Geneva, November 16, 2005. MSCI Barra, a leading provider of benchmark indices and risk management analytics products, announced today changes to the MSCI KOKUNAI Japan Equity Indices that will be effective as of the close of November 30, 2005. These changes result from the November 2005 Semi-Annual Index Review. The full list of additions to and deletions from the MSCI KOKUNAI Japan Equity Indices as well as an updated methodology book have been posted on MSCI’s web site at http://www.msci.com/japan. The additions to the MSCI KOKUNAI Large Cap 200 Index are Ibiden Co and TBS Tokyo Broadcasting. There will be no deletions from the MSCI KOKUNAI Large Cap 200 Index. For the MSCI KOKUNAI Mid Cap 400 Index, there will be 11 additions and five deletions. The five largest additions are Daikyo, Sumitomo Warehouse Co, Okuma Holdings, Japan Steel Works and Amano Corp. There will be 29 additions to the MSCI KOKUNAI Small Cap 900 Index. The largest five additions are Fintech Global, Advanced Media, Link Theory Holdings Co, Mie Bank and Cima Co. 21 securities will be deleted from the MSCI KOKUNAI Small Cap 900 Index. There will be 121 additions to the MSCI KOKUNAI Micro Cap Index. The five largest additions are Aeon Kyushu Co, Yondenko Corp, Dynapac Co, Chuo Warehouse Co and Chuo Kagaku Co. There will be eight deletions from the MSCI KOKUNAI Micro Cap Index. For the MSCI KOKUNAI Investable Market Value Index, there will be 232 additions or upward changes in Value Inclusion Factors (VIFs) and 165 deletions or downward changes in VIFs. -
FTSE Publications
2 FTSE Russell Publications 20 May 2020 FTSE Japan Indicative Index Weight Data as at Closing on 31 March 2020 Constituent Index weight (%) Country Constituent Index weight (%) Country Constituent Index weight (%) Country 77 Bank 0.03 JAPAN Denso Corporation 0.45 JAPAN Isetan Mitsukoshi Holdings 0.06 JAPAN ABC-Mart 0.04 JAPAN Dentsu Inc 0.13 JAPAN Isuzu Motors 0.1 JAPAN Acom 0.05 JAPAN DIC 0.06 JAPAN Ito En 0.09 JAPAN Advantest Corp 0.24 JAPAN Disco 0.17 JAPAN Itochu Corp 0.87 JAPAN Aeon 0.48 JAPAN DMG Mori Seiki 0.03 JAPAN Itochu Techno Solutions 0.08 JAPAN AEON Financial Service 0.04 JAPAN Dowa Holdings 0.04 JAPAN Itoham Yonekyu Holdings 0.02 JAPAN Aeon Mall 0.05 JAPAN East Japan Railway 0.84 JAPAN Iyo Bank 0.04 JAPAN AGC 0.14 JAPAN Ebara 0.06 JAPAN Izumi Co Ltd 0.03 JAPAN Aica Kogyo 0.05 JAPAN Eisai 0.6 JAPAN J Front Retailing 0.06 JAPAN Ain Pharmaciez 0.05 JAPAN Electric Power Development 0.1 JAPAN Japan Airlines 0.06 JAPAN Air Water 0.08 JAPAN Ezaki Glico 0.07 JAPAN Japan Airport Terminal 0.06 JAPAN Aisin Seiki Co 0.13 JAPAN FamilyMart 0.13 JAPAN Japan Aviation Electronics 0.02 JAPAN Ajinomoto Co 0.28 JAPAN Fancl Corp 0.05 JAPAN Japan Exchange Group 0.29 JAPAN Alfresa Holdings 0.1 JAPAN Fanuc 0.8 JAPAN Japan Petroleum Exploration 0.02 JAPAN Alps Alpine 0.06 JAPAN Fast Retailing 0.65 JAPAN Japan Post Bank 0.12 JAPAN Amada 0.08 JAPAN FP Corporation 0.05 JAPAN Japan Post Holdings 0.32 JAPAN Amano Corp 0.05 JAPAN Fuji Electric 0.09 JAPAN Japan Post Insurance 0.07 JAPAN ANA Holdings 0.08 JAPAN Fuji Media Holdings 0.01 JAPAN Japan Steel -
DTC Important Notice
#: 6183-10 Date: February 4, 2010 To: All Participants Category: Dividends From: Tax Reporting Service Attention: Managing Partner/Officer, Cashier, Dividend Mgr., Tax Mgr. Subject: Citibank - ADRs that the bank, as ADR depositary for these issues, has determined if they met the criteria for the reduced U.S. tax rate as “qualified dividends” for tax year 2009. The Depository Trust Company received the attached correspondence containing Tax Information. If applicable, please consult your tax advisor to ensure proper treatment of this event. Important Legal Information: The Depository Trust Company (“DTC”) does not represent or warrant the accuracy, adequacy, timeliness, completeness or fitness for any particular purpose of the information contained in this communication, which is based in part on information obtained from third parties and not independently verified by DTC and which is provided as is. The information contained in this communication is not intended to be a substitute for obtaining tax advice from an appropriate professional advisor. In providing this communication, DTC shall not be liable for (1) any loss resulting directly or indirectly from mistakes, errors, omissions, interruptions, delays or defects in such communication, unless caused directly by gross negligence or willful misconduct on the part of DTC, and (2) any special, consequential, exemplary, incidental or punitive damages. To ensure compliance with Internal Revenue Service Circular 230, you are hereby notified that: (a) any discussion of federal tax issues contained or referred to herein is not intended or written to be used, and cannot be used, for the purpose of avoiding penalties that may be imposed under the Internal Revenue Code; and (b) as a matter of policy, DTC does not provide tax, legal or accounting advice and accordingly, you should consult your own tax, legal and accounting advisor before engaging in any transaction. -
SBI Holdings, Inc. 2012 Information Meeting
Strategic Business Innovator SBI Holdings, Inc. 2012 Information Meeting May 28 Tokyo June 1 Nagoya June 4 Osaka June 5 Fukuoka The items in this document are provided as information related to the business strategy of the SBI Group companies and not as an invitation to invest in the stock or securities issued by each company. None of the Group companies guarantees the completeness of this document in terms of information and future business strategy. The content of this document is subject to revision or cancellation without warning. Note: Fiscal Year (“FY”) ends March 31 of the following year 1 I. Summary of Business Results for FY2011 II. 13 Year History of the SBI Group Since Its Foundation III. The Business Strategy to Become the “World’s SBI” and the New Organizational Structure to Support the Strategy IV. Review of SBI's Share Price and Corporate Value 2 I. Summary of Business Results for FY2011 3 FY201FY20111 ConsolidatedConsolidated PerformancePerformance Achieved a year-on-year increase of 19.9% in net income, excluding the impact from the tax revisions (JPY million) FY2010 FY2011 YoY change Full year Full year (%) (Apr. 2010 – Mar. 2011) (Apr. 2011 – Mar. 2012) Operating 141,081 145,074 +2.8 Revenues Operating *1 8,932 7,575 -15.2 Income Ordinary 3,525 4,860 +37.8 Income *2, 3 Net Income 4,534 3,200 -29.4 *1 SBI Insurance recorded a JPY 3.5bn loss for operating income. *2 JPY 8.6bn was recorded as extraordinary income from the sale of SBI VeriTrans *3 In accordance with the tax revisions, a JPY 2.2bn loss was recorded as income taxes-deferred. -
AI Powered International Equity ETF Schedule of Investments August 31, 2020 (Unaudited)
AI Powered International Equity ETF Schedule of Investments August 31, 2020 (Unaudited) Shares Security Description Value COMMON STOCKS - 99.4% Argentina - 1.1% 360 Globant SA (a) $ 63,929 Australia - 3.3% 512 Atlassian Corporation plc - Class A (a) 98,182 700 Australia & New Zealand Banking Group, Ltd. - ADR 9,463 3,684 Mesoblast, Ltd. - ADR (a) 71,323 1,568 National Australia Bank, Ltd. - ADR 10,396 189,364 Belgium - 1.5% 233 Galapagos NV - ADR (a) 31,026 1,375 Materialise NV - ADR (a) 55,908 86,934 Canada - 38.0% 7,200 Alexco Resource Corporation (a) 22,248 1,089 Algonquin Power & Utilities Corporation 15,061 914 Aurinia Pharmaceuticals, Inc. (a) 13,555 12,605 Auryn Resources, Inc. (a) 24,580 1,140 B2Gold Corporation 7,684 2,052 Ballard Power Systems, Inc. (a) 34,063 1,650 Barrick Gold Corporation 48,923 132 BCE, Inc. 5,677 4,774 BlackBerry, Ltd. (a) 24,920 748 Brookfield Asset Management, Inc. - Class A 25,238 1,049 CAE, Inc. (a) 16,585 376 Canada Goose Holdings, Inc. (a) 9,208 462 Canadian National Railway Company 48,316 1,963 Canadian Natural Resources, Ltd. 38,612 146 Canadian Pacific Railway, Ltd. 43,169 1,491 Canadian Solar, Inc. (a) 48,443 1,635 Canopy Growth Corporation (a) 26,963 840 Canopy Growth Corporation (a) 13,877 2,220 Cascades, Inc. 23,607 2,744 Celestica, Inc. (a) 21,815 11 Constellation Software, Inc. 12,734 1,064 Descartes Systems Group, Inc. (a) 64,851 2,039 Dollarama, Inc. 79,600 1,597 Eldorado Gold Corporation (a) 18,238 13,136 EMX Royalty Corporation (a) 38,357 17,174 Enerplus Corporation 45,511 1,337 Fortis, Inc. -
Toshiba Corp. V. Automotive Industries Pension Trust Fund (U.S. Supreme
No. ___ IN THE Supreme Court of the United States ———— TOSHIBA CORPORATION, Petitioner, v. AUTOMOTIVE INDUSTRIES PENSION TRUST FUND; NEW ENGLAND TEAMSTERS & TRUCKING INDUSTRY PENSION FUND, Respondents. ———— On Petition for a Writ of Certiorari to the United States Court of Appeals for the Ninth Circuit ———— APPENDIX TO PETITION FOR A WRIT OF CERTIORARI ———— CHRISTOPHER M. CURRAN Counsel of Record NICOLE ERB ERIC GRANNON JAIME M. CROWE REUBEN J. SEQUEIRA WHITE & CASE LLP 701 Thirteenth Street, N.W. Washington, DC 20005 (202) 626-3600 [email protected] Counsel for Petitioner October 15, 2018 WILSON-EPES PRINTING CO., INC. – (202) 789-0096 – WASHINGTON, D. C. 20002 TABLE OF CONTENTS Page APPENDICES Appendix A: Court of Appeals Opinion Opinion, Stoyas v. Toshiba Corp., 896 F.3d 933 (9th Cir. 2018) (No. 16-56058) .............. 1a Appendix B: Order Staying Mandate Order, Stoyas v. Toshiba Corp., No. 16- 56058, 2018 U.S. App. LEXIS 22084 (9th Cir. Aug. 8, 2018) ........................................ 38a Appendix C: District Court Opinion Order re: Defendant’s Motion to Dismiss & Plaintiffs’ Motion to Strike Wada Declaration, Stoyas v. Toshiba Corp., 191 F. Supp. 3d 1080 (C.D. Cal. 2016) (No. 2:15-cv-04194-DDP-JC) ...................................... 40a Appendix D: Amended Complaint and Selected Exhibit Amended & Consolidated Class Action Complaint for Violation of the Securities Laws of the United States and Japan, Stoyas v. Toshiba Corp., 191 F. Supp. 3d 1080 (C.D. Cal. 2016) (No. 2:15-cv-04194- DDP-JC), ECF No. 34 ......................................... 78a ii TABLE OF CONTENTS - CONTINUED Page Exhibit 8 to Amended & Consolidated Class Action Complaint, Receipt of Investigation Report from Executive Liability Investigation Committee, Filing of Action for Compensatory Damages Against Former Company Executives, an Action Filed in the U.S., and Other Matters, Stoyas v.