Symmetric Models, Singular Cardinal Patterns, and Indiscernibles
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Calibrating Determinacy Strength in Borel Hierarchies
University of California Los Angeles Calibrating Determinacy Strength in Borel Hierarchies A dissertation submitted in partial satisfaction of the requirements for the degree Doctor of Philosophy in Mathematics by Sherwood Julius Hachtman 2015 c Copyright by Sherwood Julius Hachtman 2015 Abstract of the Dissertation Calibrating Determinacy Strength in Borel Hierarchies by Sherwood Julius Hachtman Doctor of Philosophy in Mathematics University of California, Los Angeles, 2015 Professor Itay Neeman, Chair We study the strength of determinacy hypotheses in levels of two hierarchies of subsets of 0 0 1 Baire space: the standard Borel hierarchy hΣαiα<ω1 , and the hierarchy of sets hΣα(Π1)iα<ω1 in the Borel σ-algebra generated by coanalytic sets. 0 We begin with Σ3, the lowest level at which the strength of determinacy had not yet been characterized in terms of a natural theory. Building on work of Philip Welch [Wel11], 0 [Wel12], we show that Σ3 determinacy is equivalent to the existence of a β-model of the 1 axiom of Π2 monotone induction. 0 For the levels Σ4 and above, we prove best-possible refinements of old bounds due to Harvey Friedman [Fri71] and Donald A. Martin [Mar85, Mar] on the strength of determinacy in terms of iterations of the Power Set axiom. We introduce a novel family of reflection 0 principles, Π1-RAPα, and prove a level-by-level equivalence between determinacy for Σ1+α+3 and existence of a wellfounded model of Π1-RAPα. For α = 0, we have the following concise 0 result: Σ4 determinacy is equivalent to the existence of an ordinal θ so that Lθ satisfies \P(!) exists, and all wellfounded trees are ranked." 0 We connect our result on Σ4 determinacy to work of Noah Schweber [Sch13] on higher order reverse mathematics. -
Arxiv:1901.02074V1 [Math.LO] 4 Jan 2019 a Xoskona Lrecrias Ih Eal Ogv Entv a Definitive a Give T to of Able Basis Be the Might Cardinals” [17]
GENERIC LARGE CARDINALS AS AXIOMS MONROE ESKEW Abstract. We argue against Foreman’s proposal to settle the continuum hy- pothesis and other classical independent questions via the adoption of generic large cardinal axioms. Shortly after proving that the set of all real numbers has a strictly larger car- dinality than the set of integers, Cantor conjectured his Continuum Hypothesis (CH): that there is no set of a size strictly in between that of the integers and the real numbers [1]. A resolution of CH was the first problem on Hilbert’s famous list presented in 1900 [19]. G¨odel made a major advance by constructing a model of the Zermelo-Frankel (ZF) axioms for set theory in which the Axiom of Choice and CH both hold, starting from a model of ZF. This showed that the axiom system ZF, if consistent on its own, could not disprove Choice, and that ZF with Choice (ZFC), a system which suffices to formalize the methods of ordinary mathematics, could not disprove CH [16]. It remained unknown at the time whether models of ZFC could be found in which CH was false, but G¨odel began to suspect that this was possible, and hence that CH could not be settled on the basis of the normal methods of mathematics. G¨odel remained hopeful, however, that new mathemati- cal axioms known as “large cardinals” might be able to give a definitive answer on CH [17]. The independence of CH from ZFC was finally solved by Cohen’s invention of the method of forcing [2]. Cohen’s method showed that ZFC could not prove CH either, and in fact could not put any kind of bound on the possible number of cardinals between the sizes of the integers and the reals. -
Singular Cardinals: from Hausdorff's Gaps to Shelah's Pcf Theory
SINGULAR CARDINALS: FROM HAUSDORFF’S GAPS TO SHELAH’S PCF THEORY Menachem Kojman 1 PREFACE The mathematical subject of singular cardinals is young and many of the math- ematicians who made important contributions to it are still active. This makes writing a history of singular cardinals a somewhat riskier mission than writing the history of, say, Babylonian arithmetic. Yet exactly the discussions with some of the people who created the 20th century history of singular cardinals made the writing of this article fascinating. I am indebted to Moti Gitik, Ronald Jensen, Istv´an Juh´asz, Menachem Magidor and Saharon Shelah for the time and effort they spent on helping me understand the development of the subject and for many illuminations they provided. A lot of what I thought about the history of singular cardinals had to change as a result of these discussions. Special thanks are due to Istv´an Juh´asz, for his patient reading for me from the Russian text of Alexandrov and Urysohn’s Memoirs, to Salma Kuhlmann, who directed me to the definition of singular cardinals in Hausdorff’s writing, and to Stefan Geschke, who helped me with the German texts I needed to read and sometimes translate. I am also indebted to the Hausdorff project in Bonn, for publishing a beautiful annotated volume of Hausdorff’s monumental Grundz¨uge der Mengenlehre and for Springer Verlag, for rushing to me a free copy of this book; many important details about the early history of the subject were drawn from this volume. The wonderful library and archive of the Institute Mittag-Leffler are a treasure for anyone interested in mathematics at the turn of the 20th century; a particularly pleasant duty for me is to thank the institute for hosting me during my visit in September of 2009, which allowed me to verify various details in the early research literature, as well as providing me the company of many set theorists and model theorists who are interested in the subject. -
Martin's Maximum and Weak Square
PROCEEDINGS OF THE AMERICAN MATHEMATICAL SOCIETY Volume 00, Number 0, Pages 000{000 S 0002-9939(XX)0000-0 MARTIN'S MAXIMUM AND WEAK SQUARE JAMES CUMMINGS AND MENACHEM MAGIDOR (Communicated by Julia Knight) Abstract. We analyse the influence of the forcing axiom Martin's Maximum on the existence of square sequences, with a focus on the weak square principle λ,µ. 1. Introduction It is well known that strong forcing axioms (for example PFA, MM) and strong large cardinal axioms (strongly compact, supercompact) exert rather similar kinds of influence on the combinatorics of infinite cardinals. This is perhaps not so sur- prising when we consider the widely held belief that essentially the only way to obtain a model of PFA or MM is to collapse a supercompact cardinal to become !2. We quote a few results which bring out the similarities: 1a) (Solovay [14]) If κ is supercompact then λ fails for all λ ≥ κ. 1b) (Todorˇcevi´c[15]) If PFA holds then λ fails for all λ ≥ !2. ∗ 2a) (Shelah [11]) If κ is supercompact then λ fails for all λ such that cf(λ) < κ < λ. ∗ 2b) (Magidor, see Theorem 1.2) If MM holds then λ fails for all λ such that cf(λ) = !. 3a) (Solovay [13]) If κ is supercompact then SCH holds at all singular cardinals greater than κ. 3b) (Foreman, Magidor and Shelah [7]) If MM holds then SCH holds. 3c) (Viale [16]) If PFA holds then SCH holds. In fact both the p-ideal di- chotomy and the mapping reflection principle (which are well known con- sequences of PFA) suffice to prove SCH. -
Ineffability Within the Limits of Abstraction Alone
Ineffability within the Limits of Abstraction Alone Stewart Shapiro and Gabriel Uzquiano 1 Abstraction and iteration The purpose of this article is to assess the prospects for a Scottish neo-logicist foundation for a set theory. The gold standard would be a theory as rich and useful as the dominant one, ZFC, Zermelo-Fraenkel set theory with choice, perhaps aug- mented with large cardinal principles. Although the present paper is self-contained, we draw upon recent work in [32] in which we explore the power of a reasonably pure principle of reflection. To establish terminology, the Scottish neo-logicist program is to develop branches of mathematics using abstraction principles in the form: xα = xβ $ α ∼ β where the variables α and β range over items of a certain sort, x is an operator taking items of this sort to objects, and ∼ is an equivalence relation on this sort of item. The standard exemplar, of course, is Hume’s principle: #F = #G ≡ F ≈ G where, as usual, F ≈ G is an abbreviation of the second-order statement that there is a one-one correspondence from F onto G. Hume’s principle, is the main support for what is regarded as a success-story for the Scottish neo-logicist program, at least by its advocates. The search is on to develop more powerful mathematical theories on a similar basis. As witnessed by this volume and a significant portion of the contemporary liter- ature in the philosophy of mathematics, Scottish neo-logicism remains controver- sial, even for arithmetic. There are, for example, issues of Caesar and Bad Com- pany to deal with. -
Notes on Set Theory, Part 2
§11 Regular cardinals In what follows, κ , λ , µ , ν , ρ always denote cardinals. A cardinal κ is said to be regular if κ is infinite, and the union of fewer than κ sets, each of whose cardinality is less than κ , is of cardinality less than κ . In symbols: κ is regular if κ is infinite, and κ 〈 〉 ¡ κ for any set I with I ¡ < and any family Ai i∈I of sets such that Ai < ¤¦¥ £¢ κ for all i ∈ I , we have A ¡ < . i∈I i (Among finite cardinals, only 0 , 1 and 2 satisfy the displayed condition; it is not worth including these among the cardinals that we want to call "regular".) ℵ To see two examples, we know that 0 is regular: this is just to say that the union of finitely ℵ many finite sets is finite. We have also seen that 1 is regular: the meaning of this is that the union of countably many countable sets is countable. For future use, let us note the simple fact that the ordinal-least-upper-bound of any set of cardinals is a cardinal; for any set I , and cardinals λ for i∈I , lub λ is a cardinal. i i∈I i α Indeed, if α=lub λ , and β<α , then for some i∈I , β<λ . If we had β § , then by i∈I i i β λ ≤α β § λ λ < i , and Cantor-Bernstein, we would have i , contradicting the facts that i is β λ β α β ¨ α α a cardinal and < i . -
A Cardinal Preserving Extension Making the Set of Points of Countable V Cofinality Nonstationary
A CARDINAL PRESERVING EXTENSION MAKING THE SET OF POINTS OF COUNTABLE V COFINALITY NONSTATIONARY MOTI GITIK, ITAY NEEMAN, AND DIMA SINAPOVA Abstract. Assuming large cardinals we produce a forcing extension of V which preserves cardinals, does not add reals, and makes the set of points of countable V cofinality in κ+ nonstationary. Continuing to force further, we obtain an extension in which the set of points of countable V cofinality in ν is nonstationary for every regular ν ≥ κ+. Finally we show that our large cardinal assumption is optimal. The results in this paper were inspired by the following question, posed in a preprint (http://arxiv.org/abs/math/0509633v1, 27 September 2005) to the paper Viale [9]: Suppose V ⊂ W and V and W have the same cardinals and the same reals. Can it be shown, in ZFC alone, that for every cardinal κ, there is in V a <ω + partition {As | s ∈ κ } of the points of κ of countable V cofinality, into disjoint sets which are stationary in W ? In this paper we show that under some assumptions on κ there is a reals and cardinal preserving generic extension W which satisfies that the set of points of κ+ of countable V cofinality is nonstationary. In particular, a partition as above cannot be found for each κ. Continuing to force further, we produce a reals and cardinal preserving extension in which the set of points of λ of countable V cofinality is nonstationary for every regular λ ≥ κ+. All this is done under the large cardinal assumption that for each α<κ there exists θ<κ with Mitchell order at least α. -
Souslin Trees and Successors of Singular Cardinals
Sh:203 Annals of Pure and Applied Logic 30 (1986) 207-217 207 North-Holland SOUSLIN TREES AND SUCCESSORS OF SINGULAR CARDINALS Shai BEN-DAVID and Saharon SHELAH Institute of Mathematics, The Hebrew University of Jerusalem, Jerusalem, Israel Communicated by A. Nerode Received 1 December 1983 Introduction The questions concerning existence of Aronszajn and Souslin trees are of the oldest and most dealt-with in modern set theory. There are many results about existence of h+-Aronszajn trees for regular cardinals A. For these cases the answer is quite complete. (See Jech [6] and Kanamory & Magidor [8] for details.) The situation is quite different when A is a singular cardinal. There are very few results of which the most important (if not the only) are Jensen’s: V = L implies K-Aronszajn, K-Souslin and special K-Aronszajn trees exist iff K is not weakly- compact [7]. On the other hand, if GCH holds and there are no A+-Souslin trees for a singular h, then it follows (combining results of Dodd-Jensen, Mitchel and Shelah) that there is an inner model (of ZFC) with many measurable cardinals. In 1978 Shelah found a crack in this very stubborn problem by showing that if A is a singular cardinal and K is a super-compact one s.t. cof A < K < A, then a weak version of q,* fai1s.l The relevance of this result to our problem was found by Donder through a remark of Jensen in [7, pp. 2831 stating that if 2’ = A+, then q,* is equivalent to the existence of a special Aronszajn tree. -
Peter Koellner
Peter Koellner Department of Philosophy 50 Follen St. 320 Emerson Hall, Harvard University Cambridge, MA, 02138 Cambridge, MA 02138 (617) 821-4688 (617) 495-3970 [email protected] Employment Professor of Philosophy, Harvard University, (2010{) John L. Loeb Associate Professor of the Humanities, Harvard University, (2008{2010) Assistant Professor of Philosophy, Harvard University, (2003{2008) Education Ph.D. in Philosophy Massachusetts Institute of Technology, 2003 (Minor: Mathematical Logic) Research in Logic University of California, Berkeley Logic Group: 1998{2002 M.A. in Philosophy University of Western Ontario, 1996 B.A. in Philosophy University of Toronto, 1995 Research Interests Primary: Set Theory, Foundations of Mathematics, Philosophy of Mathematics Secondary: Foundations of Physics, Early Analytic Philosophy, History of Philosophy and the Exact Sciences Academic Awards and Honors • John Templeton Foundation Research Grant: Exploring the Frontiers of Incompleteness; 2011-2013 |$195,029 • Kurt G¨odelCentenary Research Fellowship Prize; 2008{2011 |$130,000 • John Templeton Foundation Research Grant: Exploring the Infinite (with W. Hugh Woodin); 2008{2009 |$50,000 • Clarke-Cooke Fellowships; 2005{2006, 2006{2007 • Social Sciences and Humanities Research Council of Canada Scholarship, 1996{2000 (tenure 1998{2000: Berkeley) Peter Koellner Curriculum Vitae 2 of 4 Teaching Experience Courses taught at Harvard: Set Theory (Phil 143, Fall 2003) Set Theory: Large Cardinals from Determinacy (Math 242, Fall 2004) Set Theory: Inner Model -
Set Theory in Computer Science a Gentle Introduction to Mathematical Modeling I
Set Theory in Computer Science A Gentle Introduction to Mathematical Modeling I Jose´ Meseguer University of Illinois at Urbana-Champaign Urbana, IL 61801, USA c Jose´ Meseguer, 2008–2010; all rights reserved. February 28, 2011 2 Contents 1 Motivation 7 2 Set Theory as an Axiomatic Theory 11 3 The Empty Set, Extensionality, and Separation 15 3.1 The Empty Set . 15 3.2 Extensionality . 15 3.3 The Failed Attempt of Comprehension . 16 3.4 Separation . 17 4 Pairing, Unions, Powersets, and Infinity 19 4.1 Pairing . 19 4.2 Unions . 21 4.3 Powersets . 24 4.4 Infinity . 26 5 Case Study: A Computable Model of Hereditarily Finite Sets 29 5.1 HF-Sets in Maude . 30 5.2 Terms, Equations, and Term Rewriting . 33 5.3 Confluence, Termination, and Sufficient Completeness . 36 5.4 A Computable Model of HF-Sets . 39 5.5 HF-Sets as a Universe for Finitary Mathematics . 43 5.6 HF-Sets with Atoms . 47 6 Relations, Functions, and Function Sets 51 6.1 Relations and Functions . 51 6.2 Formula, Assignment, and Lambda Notations . 52 6.3 Images . 54 6.4 Composing Relations and Functions . 56 6.5 Abstract Products and Disjoint Unions . 59 6.6 Relating Function Sets . 62 7 Simple and Primitive Recursion, and the Peano Axioms 65 7.1 Simple Recursion . 65 7.2 Primitive Recursion . 67 7.3 The Peano Axioms . 69 8 Case Study: The Peano Language 71 9 Binary Relations on a Set 73 9.1 Directed and Undirected Graphs . 73 9.2 Transition Systems and Automata . -
The Higher Infinite in Proof Theory
The Higher Infinite in Proof Theory∗y Michael Rathjen Department of Pure Mathematics, University of Leeds Leeds LS2 9JT, United Kingdom 1 Introduction The higher infinite usually refers to the lofty reaches of Cantor's paradise, notably to the realm of large cardinals whose existence cannot be proved in the established for- malisation of Cantorian set theory, i.e. Zermelo-Fraenkel set theory with the axiom of choice. Proof theory, on the other hand, is commonly associated with the manipula- tion of syntactic objects, that is finite objects par excellence. However, finitary proof theory became already infinitary in the 1950's when Sch¨uttere-obtained Gentzen's ordinal analysis for number theory in a particular transparent way through the use of an infinitary proof system with the so-called !-rule (cf. [54]). Nowadays one even finds vestiges of large cardinals in ordinal-theoretic proof theory. Large cardinals have worked their way down through generalized recursion (in the shape of recursively large ordinals) to proof theory wherein they appear in the definition procedures of so-called collapsing functions which give rise to ordinal representation systems. The surprising use of ordinal representation systems employing \names" for large cardinals in current proof-theoretic ordinal analyses is the main theme of this paper. The exposition here diverges from the presentation given at the conference in two regards. Firstly, the talk began with a broad introduction, explaining the current rationale and goals of ordinal-theoretic proof theory, which take the place of the original Hilbert Program. Since this part of the talk is now incorporated in the first two sections of the BSL-paper [48] there is no point in reproducing it here. -
A Framework for Forcing Constructions at Successors of Singular Cardinals
A FRAMEWORK FOR FORCING CONSTRUCTIONS AT SUCCESSORS OF SINGULAR CARDINALS JAMES CUMMINGS, MIRNA DAMONJA, MENACHEM MAGIDOR, CHARLES MORGAN, AND SAHARON SHELAH Abstract. We describe a framework for proving consistency re- sults about singular cardinals of arbitrary conality and their suc- cessors. This framework allows the construction of models in which the Singular Cardinals Hypothesis fails at a singular cardinal κ of uncountable conality, while κ+ enjoys various combinatorial prop- erties. As a sample application, we prove the consistency (relative to that of ZFC plus a supercompact cardinal) of there being a strong limit singular cardinal κ of uncountable conality where SCH fails + and such that there is a collection of size less than 2κ of graphs on κ+ such that any graph on κ+ embeds into one of the graphs in the collection. Introduction The class of uncountable regular cardinals is naturally divided into three disjoint classes: the successors of regular cardinals, the successors of singular cardinals and the weakly inaccessible cardinals. When we 2010 Mathematics Subject Classication. Primary: 03E35, 03E55, 03E75. Key words and phrases. successor of singular, Radin forcing, forcing axiom, uni- versal graph. Cummings thanks the National Science Foundation for their support through grant DMS-1101156. Cummings, Dºamonja and Morgan thank the Institut Henri Poincaré for their support through the Research in Paris program during the period 24-29 June 2013. Dºamonja, Magidor and Shelah thank the Mittag-Leer Institute for their sup- port during the month of September 2009. Mirna Dºamonja thanks EPSRC for their support through their grants EP/G068720 and EP/I00498. Morgan thanks EPSRC for their support through grant EP/I00498.