DOCSLIB.ORG

2012 Corporate and Securities Deal Diary

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
2012 Corporate and Securities Deal Diary 2012 Corporate and Securities Deal Diary www.BlankRome.com (Note: the economic terms of certain deals are not disclosed due to confi dentiality obligations) Mergers and Acquisitions Capital agreed to invest in Alencon Acquisition subject to Alencon Acquisition meeting certain milestones. Accutome, Inc., a supplier of ophthalmic medications, sup- plies, surgical instruments and diagnostic equipment, in its Derivix Corp., a financial services software company that acquisition by a U.S. subsidiary of Halma p.l.c. provides options analytics, risk visualization, and multi- broker electronic execution solutions to the industry’s lead- American Standard Energy Corp., an oil and natural gas ing options traders, sales traders, and hedge funds, in its production company, in the purchase of leasehold working sale to Flex Trade Systems, Inc. interests in approximately 72,300 net acres across Texas, North Dakota, Wyoming and Nebraska. General Cable Corporation (NYSE: BGC), a global leader in the development, design, manufacture, marketing Apotex, Inc., the largest Canadian-owned pharmaceuti- and distribution of copper, aluminum and fiber optic wire cal company, in its acquisition of all of the stock of Aveva and cable products, in connection with its acquisition of the Drug Delivery Systems, a global developer and manu- North American portion of Alcan Cable, the wire and cable facturer of transdermal patches for branded and generic business of Rio Tinto plc (Rio Tinto) (LSE: RIO), a 100-year- pharmaceuticals. old leader in the production of aluminum cable for the util- ity and building industries. The transaction was valued at Article 9 Agents LLC, a legal document provider, in its sale approximately $151 million. to CT Corporation, a corporate business services provider. Healthcorp, Inc., in the acquisition of the assets of Brightpoint, Inc. (NADSAQ: CELL), a leading provider of Strategem Healthcare Communications LLC by Dudnyk mobility lifecycle products and services, in its $849 million Acquisition LLC. acquisition by Ingram Micro Inc. (NYSE:IM), the world’s larg- est technology distributor and supply-chain services provider. Hill H/T/B Bigston, Inc. and its sole shareholder in con- nection with the sale of 100% of the stock of the company Certain former managers and employees of Alencon as well as with the seller financing. Systems, Inc., a wholly-owned subsidiary of Rowan Technologies, in a management buyout in which all the Iconix Brand Group, Inc. (NASDAQ: ICON), a world- assets of Alencon Systems were purchased by Alencon wide licensor and marketer of fashion and home brands, Acquisition Co., LLC, a company owned by the acquiring in its $225 million acquisition of The Umbro Brand, a sport managers and employees and by an affiliate of Stephens apparel and footwear brand, and related intellectual prop- Capital Partners LLC. As part of the transaction, Stephens erty assets from Nike. © 2012, BLANK ROME LLP. Notice: The purpose of this newsletter is to review the latest developments which are of interest to clients of Blank Rome LLP. The information contained herein is abridged from legislation, court decisions and administrative rulings and should not be construed as legal advice or opinion, and is not a substitute for the advice of counsel. One Logan Square • 130 North 18th Street • Philadelphia, PA 19103-6998 2012 Corporate and Securities Deal Diary Kreisler Manufacturing Corporation, a manufacturer of Rand Diversified Companies, a full-service contract pack- precision metal components for commercial and military aging and at-retail marketing company, and its owners in aircraft engine and industrial gas turbines, in connection the sale of the company’s assets to Menasha Packaging with the sale of its wholly-owned Polish subsidiary, Kreisler Company, a subsidiary of privately-held Menasha Polska, to United Technologies/Pratt & Whitney, a leading Corporation, a packaging, logistics and marketing services supplier of commercial and military engines. company based in Neenah, Wisconsin. The management of AmerCable Incorporated, a cable Sabre Industries, Inc., a leading manufacturer of util- manufacturer and provider of cable assembly solutions for ity structures, communication towers, shelters and build- mission critical equipment operating in harsh environments, ing systems and tower accessories, in a joint venture with in connection with the company’s acquisition by Nexans Brametel, S.A., a Brazilian company with extensive experi- USA Inc., a global leader in the cable industry. ence in engineering, design and testing of lattice transmis- sion towers, and a subsidiary of Hollmore Participacoes E MavenWire LLC, a provider of transportation manage- Investimentos S.A. The joint venture includes the develop- ment solutions and services, in the acquisition of Enterprise ment of a testing facility located on Sabre’s 147-acre indus- Integration Pte Ltd., based in Singapore, and Enterprise trial complex in Alvarado, Texas. Integration Pty Ltd, based in Australia. Sabre Tubular Structures PA LLC, a subsidiary of Sabre Michael Short and David Masterson in their sale of a Industries, in a strategic transaction in which it purchased majority equity interest in Hunterdon Brewing Company, certain assets from two different entities and entered into a LLC, the premier distributor of craft beers in New Jersey, to lease for approximately 145,000 square feet of production an affiliate of L. Knife & Son, Inc. space in Ellwood City, Pennsylvania. The transaction will allow Sabre Industries to significantly expand its capacity MinSec Holdings Inc., an operator of community cor- and reduce freight costs for its Northeast customers. rections facilities, behavioral health treatment centers and outpatient programs for the treatment of chemical A senior executive and minority shareholder of Paskal dependency and mental health disorders, and a portfolio Lighting, a provider of lighting and grip rental equipment company of NewSpring Healthcare and Camden Partners, to the entertainment industry, in connection with the compa- in its acquisition by Community Education Centers, a pro- ny’s acquisition by Production Resource Group, a supplier vider of offender reentry, in-prison and jail management of entertainment and event technology. services. The acquisition will merge MinSec into Community Education Centers’ existing Pennsylvania operations. Service Champ, Inc., a specialty distributor of fast-turning, consumable maintenance parts and accessories to oil NetMotion Wireless, Inc., the leading provider of mobile change shops and general automotive repair facilities virtual private network (VPN) and network performance and a portfolio company of Snow Phipps Group, a private management software solutions, in its acquisition by equity group focused on small to mid-market control invest- Clearlake Capital Group, L.P., a leading investment firm ments, in its acquisition of all of the capital stock of Prend’s focused on private equity and special situation transactions. Automotive Supply, Inc. PMC Group N.A., Inc., a diversified global producer of Shareholders of Techni-Tool, Inc. and PSS West, Inc. innovative performance chemical and plastics products, in (d/b/a Wassco), supply manufacturers in the electron- its acquisition of Arkema’s global organotin and organo- ics, telecommunications and medical services industries, phosphine-based polymer stabilizers, catalysts and fine in connection with the sale of their shares of stock in the chemicals business in the Americas and Europe. companies to W.W. Granger, Inc., which sells power tools, maintenance supplies and other industrial equipment. PRIZIM, an environmental and energy management con- sulting firm with a special focus on the government sector, in the sale of its equity to Hitachi Consulting Corporation. Blank Rome • 2 2012 Corporate and Securities Deal Diary StoneMor Partners L.P. (NYSE: STON), the second larg- Private Equity est publicly-traded cemetery company in the United States, in several transactions, including: Cortec Group, a New York-based private equity firm that • The acquisition of two funeral homes in California invests in middle-market healthcare, manufacturing, dis- from Lodi All Faith Cremation. tribution, and proprietary service businesses, in connec- • The acquisition of three funeral homes and two cre- tion with the sale of its portfolio company, 180 Medical matory businesses in Oregon. Holdings, Inc., a leading distributor of disposable, single- • The acquisition of assets of Meyer Industries, a vault use urologic catheters, to ConvaTec, Inc., a leading devel- manufacturing company based in Indiana. oper and marketer of innovative medical technologies for • The acquisition of eight funeral homes, four cemeter- community and hospital care. ies, and two cremation related facilities in Florida from Lohman Funeral Homes, Cemeteries and Cremation The Halifax Group, a private equity firm that invests along- for an aggregate purchase price of $25 million. side owners and managers of well established, growing and • The acquisition of a funeral home in Florida from profitable companies that are leaders in their market niche, Allen J. Harden Funeral Homes. in connection with the sale of its portfolio company, Service • A stock purchase of Bronswood Cemetery, Inc. which Champ, Inc., a specialty distributor of fast-turning, con- operates Bronswood Cemetery in Oak Brook, Illinois. sumable maintenance parts and accessories to oil change shops and general automotive repair facilities, to Snow Stockholders
Load more

Recommended publications
  • Billing Code: 6750-01S
    This document is scheduled to be published in the Federal Register on 11/28/2016 and available online at https://federalregister.gov/d/2016-28472, and on FDsys.gov BILLING CODE: 6750-01S FEDERAL TRADE COMMISSION Granting of Request for Early Termination of the Waiting Period Under the Premerger Notification Rules Section 7A of the Clayton Act, 15 U.S.C. 18a, as added by Title II of the Hart-Scott- Rodino Antitrust Improvements Act of 1976, requires persons contemplating certain mergers or acquisitions to give the Federal Trade Commission and the Assistant Attorney General advance notice and to wait designated periods before consummation of such plans. Section 7A(b)(2) of the Act permits the agencies, in individual cases, to terminate this waiting period prior to its expiration and requires that notice of this action be published in the Federal Register. The following transactions were granted early termination -- on the dates indicated -- of the waiting period provided by law and the premerger notification rules. The listing for each transaction includes the transaction number and the parties to the transaction. The grants were made by the Federal Trade Commission and the Assistant Attorney General for the Antitrust Division of the Department of Justice. Neither agency intends to take any action with respect to these proposed acquisitions during the applicable waiting period. Early Terminations Granted October 1, 2016 thru October 31, 2016 10/03/2016 20161722 G Hainan Cihang Charitable Foundation ; Blackstone Capital Partners (Cayman II) VI L.P. ; Hainan Cihang Charitable Foundation 20161727 G Wellforce Inc. ; Hallmark Health Corporation ; Wellforce Inc.
    [Show full text]
  • Investor Profile Report GEORGE R
    Investor Profile Report PRESENTED BY GEORGE R. BROWN CONVENTION CENTER March 9-10, 2016 Glossary Business Description: All investments by industry: A description of the firm’s primary type, Graph of transactions by industry, represented in preferences and location. PitchBook is an the PitchBook Platform. This breakdown is based impartial information provider on primary industries of the portfolio/serviced and will remove promotional language. companies. Assets under management (AUM): Specific to Lender Profiles The amount of money that the investor manages Total debt financings: for clients based on number of currently-managed The number of entities identified by PitchBook that funds. received debt financing from the firm in the last five years. Active private equity investments: The number of active companies in the investor’s Target debt financing amount: current portfolio identified by PitchBook in the Preferred amount of debt typically provided by last five years. This includes add-on transactions. the firm in a transaction. Total private equity investments: Specific to Service Provider Profiles The total number of companies in the investor’s Total transactions: portfolio, identified by PitchBook in the last five The number of transactions identified by years. This includes add-on transactions. PitchBook that the firm has provided service on in the last five years. Target EBITDA: Preferred EDITDA range targeted for investment. Total companies serviced: The number of unique companies the firm has Target revenue: provided service to in the last five years, identified Preferred revenue range targeted for investment. by PitchBook. Preferred investment amount: Total investors serviced: Preferred investment amount range that the firm The number of unique investors identified by typically invests in PitchBook that the firm has provided service to in a transaction.
    [Show full text]
  • Laser Scanners Vs Imagers How to Improve
    LASER SCANNERS VS IMAGERS Pg 2 - RASPBERRY PI pg 4 IS BARCODE FRIENDLY! HOW TO IMPROVE BARCODE READING SPEED pg 6 Pg 3 - RFID INDUSTRY A NEW ERA FOR LABELING CONVERGES IN PHOENIX pg 8 FOR TOP EVENT MORE INDUSTRY NEWS pg 10-40 2019 Q2 | https://barcode.com Raspberry Pi is Barcode Friendly; and Over 25 Million Units Sold RFID Industry Converges In By Craig Aberle, owner and publisher If you haven’t purchased and played with a Raspberry Pi com- Connecting bar code scanners to Phoenix For Top Event puter, you owe it to yourself to invest $75 or so and see what Raspberry Pi it can do. RFID Live was held in Phoenix Arizona this year, April Best Manufacturing RFID Implementation BAE Systems— The circuit board has 4 USB connections and I had no trou- 2nd-4th, and it was a great place to see the latest in RFID for its use of RFID to track tools, saving 1,248 hours that ble connecting some scanners I had laying around. One, a The tiny (about the size of a deck of playing cards) all-in-one technology. The event was kicked off with a keynote by workers previously spent annually searching for missing items Honeywell Voyager (mfg 10/2010) and the second, a Symbol computer is a powerhouse of performance. I have been RFID Journal Founder/Editor Mark Roberti, and followed and performing work-in-process, resulting in a reduction of LS2208 (mfg 10/2009), worked fine. No software updates or working with the latest version, Raspberry Pi 3 Model B+ and by a panel discussion on the implementation experiences of approximately 2,400 hours per year of time tracking WIP.
    [Show full text]
  • Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278E)
    Nominee Report | U.S. Office of Government Ethics; 5 C.F.R. part 2634 | Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information DeVos, Elisabeth P ("Betsy") Secretary, Department of Education Other Federal Government Positions Held During the Preceding 12 Months: Names of Congressional Committees Considering Nomination: ● Committee on Health, Education, Labor, and Pensions Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ DeVos, Elisabeth P ("Betsy") [electronically signed on 01/19/2017 by DeVos, Elisabeth P ("Betsy") in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Goodridge-Keiller, Marcella, Certifying Official [electronically signed on 01/19/2017 by Goodridge-Keiller, Marcella in Integrity.gov] Other review conducted by /s/ Sprague, Marcia, Ethics Official [electronically signed on 01/19/2017 by Sprague, Marcia in Integrity.gov] U.S. Office of Government Ethics Certification /s/ Shaub, Walter M, Certifying Official [electronically signed on 01/19/2017 by Shaub, Walter M in Integrity.gov] 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION POSITION HELD FROM TO TYPE 1 The Stow Company - Holland, Inc. See Endnote Holland, Corporation Chief Creative 5/2016 11/2016 Michigan Officer 2 The Stow Company - Holland, Inc. See Endnote Holland, Corporation Director 6/1994 11/2016 Michigan 3 RCB Main Floor, LLC (d/b/a "Reserve GR, See Endnote Grand Rapids, Corporation Director 3/2010 11/2016 LLC") Michigan 4 The Stow Company See Endnote Holland, Corporation Director 5/2010 11/2016 Michigan 5 Neurocore, LLC See Endnote Grand Rapids, Corporation Member/Manag 2/2009 11/2016 Michigan er 6 Windquest Group, Inc.
    [Show full text]
  • Private Equity Benchmark Report
    Preqin Private Equity Benchmarks: All Private Equity Benchmark Report As of 31st March 2014 alternative assets. intelligent data. Preqin Private Equity Benchmarks: All Private Equity Benchmark Report As of 31st March 2014 Report Produced on 9th October 2014 This publication is not included in the CLA Licence so you must not copy any portion of it without the permission of the publisher. All rights reserved. The entire contents of the report are the Copyright of Preqin Ltd. No part of this publication or any information contained in it may be copied, transmitted by any electronic means, or stored in any electronic or other data storage medium, or printed or published in any document, report or publication, without the express prior written approval of Preqin Ltd. The information presented in the report is for information purposes only and does not constitute and should not be construed as a solicitation or other offer, or recommendation to acquire or dispose of any investment or to engage in any other transaction, or as advice of any nature whatsoever. If the reader seeks advice rather than information then he should seek an independent fi nancial advisor and hereby agrees that he will not hold Preqin Ltd. responsible in law or equity for any decisions of whatever nature the reader makes or refrains from making following its use of the report. While reasonable efforts have been used to obtain information from sources that are believed to be accurate, and to confi rm the accuracy of such information wherever possible, Preqin Ltd. Does not make any representation or warranty that the information or opinions contained in the report are accurate, reliable, up-to-date or complete.
    [Show full text]
  • YETI Holdings, Inc. (Exact Name of Registrant As Specified in Its Charter)
    Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on February 18, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 YETI Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 45-5297111 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) 7601 Southwest Parkway Austin, Texas 78735 (512) 394-9384 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Matthew J. Reintjes President and Chief Executive Officer, Director YETI Holdings, Inc. 7601 Southwest Parkway Austin, Texas 78735 (512) 394-9384 (Name, address, including zip code, and telephone number, including area code, of agent for service) Copies to: Bryan C. Barksdale John-Paul Motley, Esq. Senior Vice President, General Counsel and Secretary Robert Plesnarski, Esq. YETI Holdings, Inc. O'Melveny & Myers LLP 7601 Southwest Parkway 400 South Hope Street Austin, Texas 78735 Los Angeles, CA 90071 Approximate date of commencement of proposed sale to public: From time to time after the effective date of this registration statement. If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. o If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box.
    [Show full text]
  • Final Rule: Exemptions for Advisers to Venture Capital Funds, Private
    39646 Federal Register / Vol. 76, No. 129 / Wednesday, July 6, 2011 / Rules and Regulations SECURITIES AND EXCHANGE 6. No Redemption Rights The primary purpose of Congress in COMMISSION 7. Represents Itself as Pursuing a Venture repealing section 203(b)(3) was to Capital Strategy require advisers to ‘‘private funds’’ to 17 CFR Part 275 8. Is a Private Fund register under the Advisers Act.6 Private 9. Application to Non-U.S. Advisers [Release No. IA–3222; File No. S7–37–10] 10. Grandfathering Provision funds include hedge funds, private B. Exemption for Investment Advisers equity funds and other types of pooled RIN 3235–AK81 Solely to Private Funds With Less Than investment vehicles that are excluded $150 Million in Assets Under from the definition of ‘‘investment Exemptions for Advisers to Venture Management company’’ under the Investment Capital Funds, Private Fund Advisers 1. Advises Solely Private Funds Company Act of 1940 7 (‘‘Investment With Less Than $150 Million in Assets 2. Private Fund Assets Company Act’’) by reason of section Under Management, and Foreign 3. Assets Managed in the United States 3(c)(1) or 3(c)(7) of such Act.8 Section Private Advisers 4. United States Person 3(c)(1) is available to a fund that does C. Foreign Private Advisers AGENCY: Securities and Exchange 1. Clients not publicly offer the securities it 9 Commission. 2. Private Fund Investor issues and has 100 or fewer beneficial 10 ACTION: Final rule. 3. In the United States owners of its outstanding securities. A 4. Place of Business fund relying on section 3(c)(7) cannot SUMMARY: The Securities and Exchange 5.
    [Show full text]
  • Mezzanine & Private Equity Investment Quarterly News
    3Q 2008 HIMCO Mezzanine and Private Equity Investment Quarterly News Page 1 of 1 Please add [email protected] to your safe senders list to ensure that our messages reach you. View this email as a web page. 3rd Quarter 2008 Mezzanine & Private Equity Investment Quarterly News Hartford Investment Management Company's Mezzanine & Private Equity Group announces the recent completion of a mezzanine and private equity transaction and the realization of one investment: The Mezzanine and Private Equity Group announces that it has realized on its investment of $10.0 million in senior subordinated debt in The Cortland Companies, Inc. (Cortland) when the company was sold. Cortland is a global designer, manufacturer and distributor of custom-engineered electro-mechanical cables and umbilicals, high performance synthetic ropes and value-added steel cable and Realization on $10.0 assemblies. Cortland's products are utilized in critical applications in diverse end million in senior markets including offshore oil and gas, marine geophysical survey, commercial diving, subordinated debt marine transport, medical, security, defense and aerospace. This investment was made in 2007 to support the acquisition of Cortland by Cortec Group Fund III, L.P. The Mezzanine and Private Equity Group announces that it has invested $5.0 million in senior subordinated debt to support the growth of Papa Gino's Holding Corp. (PGH) by Bunker Hill Capital, L.P. PGH owns two dominant New England quick-service restaurant concepts: Papa Gino's, operating in the pizza/Italian segment, and D'Angelo Sandwich Shops, operating in the sandwich segment. Both concepts, each with over 35 years of operating history, hold significant market positions in their respective segments with a total of 373 company-owned, franchised and licensed restaurants located throughout New England.
    [Show full text]
  • Private Equity and Venture Capital
    Private Equity and Venture Capital At Williams Mullen, we define our private equity and venture capital practice broadly to address all the different types of transactions in which equity is sold in transactions by an issuer not involving any public offering. While Williams Mullen has a flourishing securities and corporate practice serving our clients who report publicly, we also know that the vast majority of capital raised in the United States is raised through exempt offerings and have focused for decades on serving this space. We are proud of our status as an acknowledged national leader in representing clients seeking and providing the types of funding that accompany transactions by an issuer not involving any public offering. By definition, our practice covers those transactions normally defined as being in the “private equity” and “venture capital” space. Our lawyers routinely help private equity and venture capital sponsors form their funds, conduct their own private placements, and then invest that capital in portfolio company acquisitions and minority investments. We help our investor clients and clients seeking investments to formulate innovative strategies for structuring financings, acquisitions of private and public companies (including unsolicited acquisitions), going private transactions, stock for stock acquisitions, spin-offs, split-offs, split-ups, acquisitions of minority interests as well as traditional private placements of equity, debt, and convertible securities. Once financed, our firm provides ongoing counsel to our private equity clients including general legal counseling, corporate governance matters, add-on acquisitions, and divestitures. We also help early-stage, mid-stage and later-stage companies as they prepare to find capital to finance their needs and, when they are ready to do so, assist them in capital financing transactions.
    [Show full text]
  • Calstrs Private Equity Portfolio Performance
    California State Teachers' Retirement System Private Equity Portfolio Performance As of September 30, 2020 CalSTRS Since Capital Capital Capital Inception Description VY Committed Contributed Distributed IRR* ACON Equity Partners 3.5, L.P. 2012 70,000,000 66,554,508 22,297,157 3.95 ACON Equity Partners IV, LP 2016 50,000,000 34,796,408 2,903,730 2.05 Acon-Bastion Partners II, L.P. 2006 40,000,000 37,183,693 63,682,857 12.20 Advent Central & Eastern Europe IV LP 2008 99,378,679 78,087,390 48,559,263 (9.64) Advent Global Technology L.P. 2020 100,000,000 36,999,998 - (5.89) Advent International GPE IX, L.P. 2019 300,000,000 105,750,002 - 37.34 Advent International GPE VI LP 2008 271,014,851 271,014,851 509,613,730 15.61 Advent International GPE VIII-D L.P. 2016 150,000,000 142,349,999 - 19.01 Advent LatAm PE Fund VII SCSP 2020 150,000,000 - - 0.00 Affinity Asia Pacific Fund III, L.P. 2007 150,000,000 143,609,847 199,879,655 9.14 Affinity Asia Pacific Fund V (NO.2) L.P. 2018 200,000,000 41,463,270 357,594 (3.25) AG Capital Recovery Partners VI, L.P. 2008 100,000,000 100,000,000 142,315,064 7.42 AG Capital Recovery Partners VII, L.P. 2010 164,208,774 164,208,982 201,626,611 5.11 Alchemy Plan (Estrellita) L.P. 2002 259,509,125 259,515,793 303,967,690 3.56 Alchemy Special Opportunities Fund III 2014 54,833,427 48,134,080 5,715,068 2.45 Alchemy Special Opportunities Fund IV L.P.
    [Show full text]
  • Publishing, LLC See Endnote N/A $1,001 - $15,000 None (Or Less Than $201)
    Annual Report 2018 | U.S. Office of Government Ethics; 5 C.F.R. part 2634 | Form Approved: OMB No. (3209-0001) (January 2018) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information DEVOS, ELISABETH P SECRETARY, Department of Education Report Year: 2018 Other Federal Government Positions Held During the Preceding 12 Months: None Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ DEVOS, ELISABETH P [electronically signed on 05/14/2018 by DEVOS, ELISABETH P in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Goodridge-Keiller, Marcella, Certifying Official [electronically signed on 09/19/2018 by Goodridge-Keiller, Marcella in Integrity.gov] Other review conducted by /s/ Sprague, Marcia, Ethics Official [electronically signed on 09/18/2018 by Sprague, Marcia in Integrity.gov] U.S. Office of Government Ethics Certification DEVOS, ELISABETH P - Page 1 /s/ Christopher, Dale, Certifying Official [electronically signed on 12/03/2018 by Christopher, Dale in Integrity.gov] Data Revised 09/04/2018 Data Revised 08/29/2018 Data Revised 08/27/2018 Data Revised 08/23/2018 Data Revised 08/13/2018 Data Revised 08/07/2018 Data Revised 08/06/2018 Data Revised 08/02/2018 Data Revised 07/31/2018 Data Revised 07/30/2018 Data Revised 07/10/2018 Data Revised 07/02/2018 DEVOS, ELISABETH P - Page 2 1.
    [Show full text]
  • Leading Private Equity Firms That Invest In
    www.com The Healthcare Investor www.mcguirewoods.com December 20, 2017 Leading Private Equity Firms That Invest in Healthcare (Part V) In 2016, we published a four-part series (access part one, part two, part three and part four) highlighting some of the more active private equity investors in the healthcare and life science space. Throughout 2017, we continued to see even more PE investors turn toward healthcare investments, new healthcare-focused funds form, and healthcare PE deal activity continue at an aggressive pace. Thus, we’ve decided that publishing an unexpected Part V to the series was necessary, and we anticipate an additional Part VI to be published in early 2018. These investors are primarily funds that focus largely on growth-stage, buyout and platform funding transactions, and the sheer number of investors is a real testament to investors’ views of healthcare as a solid investment play. Note: The investors discussed in this Part V and in prior and subsequent parts of this series are listed in no particular order. To recommend a firm to be profiled in a future column or request a change to a profile, please email [email protected] or fill out the form here. Amerigo Capital — Founded in 2015, Amerigo seeks to make control investments in lower middle-market companies. The firm, based in Irvine, Calif., targets companies with EBITDA from $2 million to $20 million across a variety of industries, including biotech, pharmaceutical and healthcare IT. More information about Amerigo is available at www.amerigocap.com. Industrial Innovation Partners — Industrial Innovation Partners focuses on acquiring and growing small- to middle-market companies.
    [Show full text]