SI table Brexit Law – Brexit Financial Services Statutory Instruments
This table sets out the Brexit statutory instruments (SIs) that amend onshored retained EU legislation and will come into force at the end of the implementation period (IP Completion Date) 18 December 2020 1. The EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018
2. The Capital Requirements (Amendment) (EU Exit) Regulations 2018
3. The Short Selling (Amendment) (EU Exit) Regulations 2018
4. The Consumer Protection (Amendment etc.) (EU Exit) Regulations 2018
5. The Consumer Credit (Amendment) (EU Exit) Regulations 2018
6. The Solvency 2 and Insurance (Amendment, etc.) (EU Exit) Regulations 2019
7. The Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018
8. The Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018
9. The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018
10. The Credit Transfers and Direct Debits in Euro (Amendment) (EU Exit) Regulations 2018
11. The Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019
12. The Financial Regulators’ Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018
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13. The Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018
14. The Deposit Guarantee Scheme and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018
15. The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018
16. The Securitisation (Amendment) (EU Exit) Regulations 2019
17. The Prospectus (Amendment etc.) (EU Exit) Regulations 2019
18. The Market Abuse (Amendment) (EU Exit) Regulations 2019
19. The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018
20. The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019
21. The Building Societies Legislation (Amendment) (EU Exit) Regulations 2018
22. The Friendly Societies (Amendment) (EU Exit) Regulations 2018
23. The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
24. The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019
25. The Bank of England (Amendment) (EU Exit) Regulations 2018
26. The Official Listing of Securities, Prospectus and Transparency (Amendment) (EU Exit) Regulations 2019
27. The Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019
28. The Financial Conglomerates and Other Financial Groups (Amendment etc.) (EU Exit) Regulations 2019
29. The Payment Accounts (Amendment) (EU Exit) Regulations 2019
30. The Credit Institutions and Insurance Undertakings Reorganisation and Winding Up (Amendment) (EU Exit) Regulations 2019
31. The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019
32. The Long-term Investment Funds (Amendment) (EU Exit) Regulations 2019
33. The Social Entrepreneurship Funds (Amendment) (EU Exit) Regulations 2019
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34. The Venture Capital Funds (Amendment) (EU Exit) Regulations 2019
35. The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019
36. The Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019
37. The Insurance Distribution (Amendment) (EU Exit) Regulations 2019
38. The Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019
39. The Money Market Funds (Amendment) (EU Exit) Regulations 2019
40. The Packaged Retail and Insurance-based Investment Products (Amendment) (EU Exit) Regulations 2019
41. The Interchange Fee (Amendment) (EU Exit) Regulations 2019
42. The Financial Services (Distance Marketing) (Amendment and Savings Provisions) (EU Exit) Regulations 2019
43. The Mortgage Credit (Amendment) (EU Exit) Regulations 2019
44. The Uncertificated Securities (Amendment and EU Exit) Regulations 2019
45. The Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2019
46. The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
47. The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019
48. The Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019
49. The Companies, Limited Liability Partnerships and Partnerships (Amendment etc.) (EU Exit) Regulations 2019
50. The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019
51. The Competition (Amendment etc.) (EU Exit) Regulations 2019
52. The Financial Regulators’ Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019
53. The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019
54. The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019
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55. The Electronic Commerce and Solvency 2 (Amendment etc.) (EU Exit) Regulations 2019
56. The Financial Guidance and Claims Act 2018 (Naming and Consequential Amendments) Regulations 2019
57. The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 2) Regulations 2019
58. The Capital Requirements (Amendment) (EU Exit) Regulations 2019
59. The Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019
60. The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019
61. The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019
62. The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019
63. The Cross-Border Distribution of Funds, Proxy Advisors, Prospectus and Gibraltar (Amendment) (EU Exit) Regulations 2019
64. The Financial Services (Consequential Amendments) Regulations 2020
65. The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020
66. The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020
67. The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
68. The Cyber (Sanctions) (EU Exit) Regulations 2020
69. The Money Laundering and Terrorist Financing (Amendment) (EU Exit) Regulations 2020
70. The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 4) Regulations 2020
71. The Consumer Protection (Enforcement) (Amendment etc.) (EU Exit) Regulations 2020
72. The Sanctions (EU Exit) (Consequential Provisions) (Amendment) Regulations 2020
73. The Bank Recovery and Resolution (Amendment) (EU Exit) Regulations 2020
74. The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020
75. The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020
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76. The European Union Withdrawal (Consequential Modifications) (EU Exit) Regulations 2020
77. The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
1. The EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018
Made on 6 November 2018: Made and partly in force – Access to Medical Explanatory Memorandum This SI is further amended Reports Act 1988 by: The EEA Passport Rights FCA on its approach to the (Amendment, etc., and – Administration of temporary permissions The Financial Services Transitional Provisions) (EU Justice Act 1985 regime Contracts (Transitional and Exit) Regulations 2018 – Agricultural Saving Provision) (EU Exit) BoE on its approach to Credits Act 1928 Regulations 2019 – made temporary permissions and – Anti-terrorism, on 28 February 2019 recognitions Crime and The Financial Services Security Act 2001 Explanatory Memorandum (Miscellaneous) – Bank of England Final Impact Assessment (Amendment) (EU Exit) Act 1998 (No. 2) Regulations 2019 – – Building Societies made on 10 June 2019 Act 1986 The Financial Services – Building Societies (Gibraltar) (Amendment) (Transfer of (EU Exit) Regulations 2019 Business) – made on 15 March 2019 Regulations 1998 – Charities Act 2011 The Financial Services (Electronic Money, – Companies Payment Services and (Authorised Miscellaneous Minimum) Amendments) (EU Exit) Regulations 2008 Regulations 2019 – made
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– Dormant Bank and and laid on 5 September Building Society 2019 Accounts Act 2008 Notification window for the – Financial Services temporary permissions and Markets Act regime for firms that will be 2000 (FSMA) solo-regulated by the FCA – Financial Services is now open (7 January and Markets Act 2019 – 30 October 2019): 2000 (Regulated FCA press release – Activities) Order updated 28 May 2019 2001 – Financial Services FCA direction on and Markets Act notifications 2000 (Stakeholder The Financial Services Products) (Consequential Regulations 2004 Amendments) Regulations – Health and Social 2020 – made on 27 Care Act 2012 January 2020 – Health and Social The Financial Services and Care (Community Economic and Monetary Health and Policy (Consequential Standards) Act Amendments) (EU Exit) 2003 Regulations 2020 – made – Housing Act 1985 on 17 November 2020 – Individual Savings Account Regulations 1998
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– Judicial Pensions and Retirement Act 1993 – Legal Services Act 2007 – Road Traffic Act 1988 – Social Security (Recovery of Benefits) Act 1997 – Solicitors Act 1974 – Solvency 2 Regulations 2015 – Terrorist Asset- Freezing etc. Act 2010 – Trustee Act 2000 – Welfare Reform and Work Act 2016
2. The Capital Requirements (Amendment) (EU Exit) Regulations 2018
Made on 19 December Made but not in force – Capital – Capital HMT Guidance This SI is amended by: 2018: Requirements Requirements Explanatory Memorandum The Capital Requirements (Capital Buffers Regulation (CRR) (Amendment) (EU Exit) and Macro- (EU) No 575/2013 Regulations 2019 – made
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The Capital Requirements prudential – Commission and laid on 5 September (Amendment) (EU Exit) Measures) Delegated 2019 Regulations 2018 Regulations 2014 Regulation (EU) The Financial Services and 1222/2014 – Capital Economic and Monetary Requirements – Commission Policy (Consequential (Country-by- Delegated Amendments) (EU Exit) Country Regulation (EU) Regulations 2020 – made Reporting) 2015/61 on 17 November 2020 Regulations 2013 The Securities Financing – Capital Transactions, Securitisation Requirements and Miscellaneous Regulations 2013 Amendments (EU Exit) – Regulated Regulations 2020 – made Covered Bonds on 26 November 2020 Regulations 2008 The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro- prudential Measures) (Amendment) (EU Exit) Regulations 2020 – made on 26 November 2020
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3. The Short Selling (Amendment) (EU Exit) Regulations 2018
Made on 6 December 2018: Made but not in force – Financial Services – Commission HMT Guidance This SI is amended by: and Markets Act Delegated The Short Selling Explanatory Memorandum The Financial Services and 2000 (FSMA) Regulation (EU) (Amendment) (EU Exit) Economic and Monetary No. 918/2012 Impact Assessment Regulations 2018 Policy (Consequential – Regulation (EU) Correction Slip Amendments) (EU Exit) No 236/2012 Regulations 2020 – made on 17 November 2020
4. The Consumer Protection (Amendment etc.) (EU Exit) Regulations 2018
Made on 6 December 2018: Made but not in force – Alternative Dispute Explanatory Memorandum This SI is subject to the Resolution for made negative procedure. The Consumer Protection Impact Assessment Consumer (Amendment etc.) (EU Exit) This SI is amended by: Disputes Regulations 2018 (Competent The Consumer Protection Authorities and (Enforcement) (Amendment Information) etc.) (EU Exit) Regulations Regulations 2015 2020 – made on 25 – Consumer November 2020 Contracts (Information, Cancellation and Additional Charges) Regulations 2013
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– Consumer Protection from Unfair Trading Regulations 2008 – Consumer Rights Act 2015 – Consumer Rights (Payment Surcharges) Regulations 2012 – Crystal Glass (Descriptions) Regulations 1973 – Footwear (Indication of Composition) Labelling Regulations 1995
5. The Consumer Credit (Amendment) (EU Exit) Regulations 2018
Made on 27 September Made but not in force – Consumer Credit Explanatory Memorandum 2018: Act 1974
The Consumer Credit – Consumer Credit (Amendment) (EU Exit) (Disclosure of Regulations 2018 Information) Regulations 2010
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– Consumer Credit (Green Deal) Regulations 2012 – Financial Services Act 2012 (Consumer Credit) Order 2013
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6. The Solvency 2 and Insurance (Amendment, etc.) (EU Exit) Regulations 2019
Made on 28 February 2019: Made but not in force – Financial Services – Commission HMT Guidance This SI is amended by: and Markets Act Delegated The Solvency 2 and Final Impact Assessment The Financial Services 2000 (FSMA) Regulation (EU) Insurance (Amendment, (Miscellaneous) No 2015/35 Explanatory Memorandum etc.) (EU Exit) Regulations – Solvency 2 (Amendment) (EU Exit) 2019 Regulations 2015 Regulations 2019 – made on 27 March 2019
The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 – made on 26 March 2019
The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 - made on 24 October 2019
The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 – made and laid on 5 September 2019
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
The Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019 – made on 5 September 2019
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
7. The Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018
Made on 20 December Made but not in force – Bank Recovery HMT Guidance This SI is amended by: 2018: and Resolution The Financial Services (No. 2) Order 2014 The Bank Recovery and (Miscellaneous) Resolution and (Amendment) (EU Exit) Miscellaneous Provisions
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(Amendment) (EU Exit) – Bank Recovery Regulations 2019 – made Regulations 2018 and Resolution on 27 March 2019 Order 2014 The Financial Services and – Bank Recovery Economic and Monetary and Resolution Policy (Consequential Order 2016 Amendments) (EU Exit) – Banking Act 2009 Regulations 2020 – made – Banking Act 2009 on 17 November 2020 (Banking Group The Bank Recovery and Companies) Order Resolution (Amendment) 2014 (EU Exit) Regulations 2020 – Banking Act 2009 – made on 2 December (Mandatory 2020 Compensation Arrangements Following Bail-in) Regulations 2014 – Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009 – Banking Act 2009 (Restriction of Partial Property Transfers) (Recognised
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Central Counterparties) Order 2014 – Banking Act 2009 (Restriction of Special Bail-in Provision, etc.) Order 2014 – Building Societies (Bail-in) Order 2014 – Financial Services (Banking Reform) Act 2013 – Insolvency Act 1986
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8. The Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018
Made on 19 November Made but not in force – Banking Act 2009 HMT Guidance This SI is amended by: 2018: – Electronic Money Correction Slip The Financial Services The Electronic Money, Regulations 2011 Contracts (Transitional and Explanatory Memorandum Payment Services and – Financial Services Saving Provision) (EU Exit) Payment Systems (Banking Reform) Impact Assessment Regulations 2019 – made (Amendment and Act 2013 on 28 February 2019 Transitional Provisions) (EU – Payment Services (the insertions from this SI Exit) Regulations 2018 Regulations 2017 has the effect modifying the TPR regimes planned by UK financial regulators to widen their scope, allowing non-authorised firms meeting the prescribed criteria to run-off their financial contracts).
The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 2) Regulations 2019– made on 10 June 2019
The Financial Services (Electronic Money, Payment Services and Miscellaneous
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Amendments) (EU Exit) Regulations 2019 – made and laid on 5 September 2019
The Financial Services (Consequential Amendments) Regulations 2020 – made on 27 January 2020
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
9. Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018
Made on 19 December Made but not in force – Data Reporting – Commission HMT Guidance This SI is amended by: 2018: Services Delegated Explanatory Memorandum The Financial Services Regulations 2017 Regulation (EU) The Markets in Financial (Miscellaneous) 2017/565 Impact Assessment Instruments (Amendment) – European (Amendment) (EU Exit) supplementing (EU Exit) Regulations 2018 Communities Act Regulations 2019 – made Directive 1972 on 27 March 2019 – Financial Services 2014/65/EU of the The Financial Regulators’ and Markets Act European Powers (Technical 2000 (Markets in Parliament and of
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Financial the Council as Standards etc.) and Instruments) regards Markets in Financial Regulations 2017 organisational Instruments (Amendment) – Financial Services requirements and (EU Exit) Regulations 2019 and Markets Act operating – made on 14 March 2019 conditions for 2000 (Regulated The Financial Services investment firms Activities) Order (Miscellaneous) and defined terms 2001 (Amendment) (EU Exit) – Commission (No. 3) Regulations 2019 – Delegated made on 24 October 2019 Regulation (EU) 2017/567; The Risk Transformation Supplementing and Solvency 2 Regulation (EU) (Amendment) (EU Exit) No 600/2014 of Regulations 2019 – made the European and laid on 5 September Parliament and of 2019 the Council with The Financial Services regard to (Electronic Money, definitions, Payment Services and transparency, Miscellaneous portfolio Amendments) (EU Exit) compression and Regulations 2019 – made supervisory and laid on 5 September measures on 2019 product intervention and The Equivalence positions Determinations for
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– Regulation (EU) Financial Services No 600/2014 of (Amendment etc.) (EU Exit) the European Regulations 2020 – made Parliament and of on 29 September 2020 the Council of 15 The Financial Services May 2014 on (Miscellaneous markets in Amendments) (EU Exit) financial Regulations 2020 – made instruments and on 29 June 2020 amending Regulation (EU) The Financial Services and No 648/2012 Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
10. The Credit Transfers and Direct Debits in Euro (Amendment) (EU Exit) Regulations 2018
Made on 19 November Made but not in force – Payments in Euro – Regulation (EU) HMT Guidance This SI is amended by: 2018: (Credit Transfers No 260/2012 Explanatory Memorandum (SEPA Regulation)
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The Credit Transfers and and Direct Debits) Impact Assessment The Gibraltar Direct Debits in Euro Regulations 2012 (Miscellaneous (Amendment) (EU Exit) Amendments) (EU Exit) Regulations 2018 Regulations 2019 – made on 26 March 2019
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
11. The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
Made on 13 February 2019: Made and partly in force – Credit Rating – Regulation (EC) HMT Guidance This SI is amended by: Agencies No 1060/2009 The Credit Rating Agencies Explanatory Memorandum The Financial Services Regulations 2010 (Amendment etc.) (EU Exit) (Miscellaneous) Final Impact Assessment Regulations 2019 (Amendment) (EU Exit) Regulations 2019 – made
on 27 March 2019
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
The Financial Services (Consequential Amendments) Regulations 2020 – made on 27th January 2020
The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 – made on 29 June 2020
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020 – made on 29 September 2020
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit)
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Regulations 2020 – made on 26 November 2020
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12. The Financial Regulators’ Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018
Made on 25 October 2018: Made and in force – Bank of England Explanatory Memorandum This SI is amended by: Act 1998 The Financial Regulators’ Payment Accounts Powers (Technical – Banking Act 2009 (Amendment) (EU Exit) Standards etc.) – Financial Services Regulations 2018 (draft) – (Amendment etc.) (EU Exit) Act 2012 laid on 6 November 2018 Regulations 2018 – Financial Services The Long-term Investment and Markets Act Funds (Amendment) (EU 2000 (FSMA) Exit) Regulations 2019 – – Financial Services made on 20 February 2019 (Banking Reform) Act 2013 The Financial Regulators’ Powers (Technical – Payment Card Standards etc.) and Interchange Fee Markets in Financial Regulations 2015 Instruments (Amendment) (EU Exit) Regulations 2019 – made on 14 March 2019
The Money Market Funds (Amendment) (EU Exit) Regulations 2019 – made on 26 February 2019
The Financial Services (Miscellaneous) (Amendment) (EU Exit)
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(No. 3) Regulations 2019 – made on 24 October 2019
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019 – laid on 25 July 2019
The Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019 – made and laid on 5 September 2019
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020 – made on 24 June 2020
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The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 – made on 29 June 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
13. The Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018
Made on 13 November Made and partly in force – Financial Services – Derivatives EMIR - Explanatory Memorandum This SI is amended by: 2018: and Markets Act Regulation (EU) Impact Assessment Financial Service Contracts 2000 (FSMA) No. 648/2012 The Central Counterparties (Transitional and Saving (Amendment, etc., and Provision) (EU Exit) Transitional Provision) (EU Regulations 2019 – made Exit) Regulations 2018 on 28 February 2019
Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2)
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Regulations 2019 – made on 29 October 2019
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020 – made on 24 June 2020
The Financial Services (Consequential Amendments) Regulations 2020 – made on 27th January 2020
The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 – made on 29 June 2020
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
14. The Deposit Guarantee Scheme and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018
Made on 3 December 2018: Made and partly in force – Deposit Guarantee HMT Guidance This SI is amended by: Scheme The Deposit Guarantee Explanatory Memorandum The Securities Financing Regulations 2015 Scheme and Miscellaneous Transactions, Securitisation Provisions (Amendment) – Financial Services and Miscellaneous (EU Exit) Regulations 2018 Act 2012 Amendments (EU Exit) – Financial Services Regulations 2020 – made and Markets Act on 26 November 2020 2000 (FSMA)
15. The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018
Made on 6 December 2018: Made and partly in force – Regulation (EU) HMT Guidance This SI is amended by: No. 648/2012 The Trade Repositories Explanatory Memorandum The Financial Services (EMIR) (Amendment and Contracts (Transitional and Impact Assessment Transitional Provision) (EU Saving Provision) (EU Exit) Exit) Regulations 2018 Regulations 2019 – made on 28 February 2019
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The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019 – made on 29 October 2019
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020 – made on 24 June 2020
The Financial Services (Consequential Amendments) Regulations 2020 – made on 27 January 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit)
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Regulations 2020 – made on 26 November 2020
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16. The Securitisation (Amendment) (EU Exit) Regulations 2019
Made on 25 March 2019: Made but not in force – Financial Services – Commission HMT Guidance This SI is amended by: and Markets Act Delegated The Securitisation Explanatory Memorandum The Financial Services 2000 (Regulated Regulation (EU) (Amendment) (EU Exit) (Miscellaneous) Activities) Order 2015/61 Regulations 2019 (Amendment) (EU Exit) 2001 – Regulation (EC) (No. 3) Regulations 2019 –
No 1060/2009 made on 24 October 2019 – Regulation (EU) The Over the Counter 2017/2401 Derivatives, Central – Regulation (EU) Counterparties and Trade 2017/2402 Repositories (Amendment, – Regulation (EU) etc., and Transitional No 575/2013 Provision) (EU Exit) (No. 2) – Regulation (EU) Regulations 2019 – made No 648/2012 on 29 October 2019
The Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019 – made and laid on 5 September 2019
The Over the Counter Derivatives, Central
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020 – made on 24 June 2020
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
17. The Prospectus (Amendment etc.) (EU Exit) Regulations 2019
Made and laid on 5 Made and partly in force – Financial Services – Commission Explanatory Memorandum This SI is amended by: September 2019: and Markets Act Delegated The Financial Services 2000 Regulation (EU) The Prospectus (Miscellaneous (Amendment) (EU 2019/980 (Amendment etc.) (EU Exit) Amendments) (EU Exit) Exit) Regulations Regulations 2019 2019
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– Financial Services – Commission Regulations 2020 – made and Markets Act Regulation (EC) on 29 June 2020 2000 (Financial 1569/2007 The Financial Services and Promotion) Order – EEA Agreement Economic and Monetary 2005 – Regulation (EU) Policy (Consequential – Gibraltar No 2017/1129 Amendments) (EU Exit) (Miscellaneous Regulations 2020 – made Amendments) (EU on 17 November 2020 Exit) Regulations 2019 The Securities Financing Transactions, Securitisation – Official Listing of and Miscellaneous Securities, Amendments (EU Exit) Prospectus and Regulations 2020 – made Transparency on 26 November 2020 (Amendment etc.) (EU Exit) Regulations 2019
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
18. The Market Abuse (Amendment) (EU Exit) Regulations 2019
Made on 18 February 2019: Made and partly in force – Criminal Justice – Commission HMT Guidance This SI is amended by: Act 1993 Delegated The Market Abuse Explanatory Memorandum The Gibraltar Regulation (EU) (Amendment) (EU Exit) – Financial Services (Miscellaneous 2016/522 Regulations 2019 and Markets Act Amendments) (EU Exit) 2000 (FSMA) – Regulation (EU) Regulations 2019 – made – Financial Services 596/2014 on 26 March and Markets Act The Financial Services 2000 (Market (Electronic Money, Abuse) Payment Services and Regulations 2016 Miscellaneous Amendments) (EU Exit) Regulations 2019 – made and laid on 5 September 2019
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020 The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit)
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Regulations 2020 – made on 26 November 2020
19. The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018
Made on 6 December 2018: Made and partly in force – Central Securities – Regulation (EU) HMT Guidance This SI is amended by: Depositories No 909/2014 The Central Securities Explanatory Memorandum The Financial Services Regulations 2014 – Regulation (EU) Depositories (Amendment) (Miscellaneous) – Central Securities No. 236/2012 Impact Assessment (EU Exit) Regulations 2018 (Amendment) (EU Exit) Depositories Regulations 2019 – made
Regulations 2017 on 27 March 2019 The Financial Services (Consequential Amendments) Regulations 2020 – made on 27th January 2020
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020 – made on 29 September 2020 The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit)
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Regulations 2020 – made on 17 November 2020
20. The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019
Made on 21 February 2019: Made and partly in force – Banking Act 2009 HMT Guidance This SI is amended by:
The Financial Markets and – Companies Act Impact Assessment The Financial Services Insolvency (Amendment 1989 (Miscellaneous) Explanatory Memorandum and Transitional Provision) – Financial (Amendment) (EU Exit) (EU Exit) Regulations 2019 Collateral Regulations 2019 – made Arrangements (No on 27 March 2019
2) Regulations The Financial Services 2003 (Consequential – Financial Markets Amendments) Regulations and Insolvency 2020 – made on 27th Regulations 1991 January 2020 – Financial Markets and Insolvency The Financial Services and (Settlement Economic and Monetary Finality) Policy (Consequential Regulations 1999 Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
21. The Building Societies Legislation (Amendment) (EU Exit) Regulations 2018
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Made on 14 November Made but not in force – Building Societies Explanatory Memorandum This SI is amended by: 2018: (Accounts and Impact Assessment The Financial Services and Related The Building Societies Economic and Monetary Provisions) Legislation (Amendment) Policy (Consequential Regulations 1998 (EU Exit) Regulations 2018 Amendments) (EU Exit) – Building Societies Regulations 2020 – made Act 1986 on 17 November 2020 – Building Societies Act 1986 (Substitution of Specified Amounts and Modification of the Funding Limit Calculation) Order 2007 – Building Societies (Transfer of Business) Regulations 1998 – Mutual Societies (Transfers) Order 2009
22. The Friendly Societies (Amendment) (EU Exit) Regulations 2018
Made on 27 September Made but not in force – Friendly Societies Explanatory Memorandum This SI is amended by: 2018: (Accounts and Related
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
The Friendly Societies Provisions) The Gibraltar (Amendment) (EU Exit) Regulations 1994 (Miscellaneous Regulations 2018 – Friendly Societies Amendments) (EU Exit) Act 1992 Regulations 2019 – made on 26 March 2019
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
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23. The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
Made on 19 February 2019: Made and partly in force – Alternative – Commission Explanatory Memorandum This SI is amended by: Investment Fund Delegated The Alternative Investment HMT Guidance The Financial Services Managers Regulation (EU) Fund Managers (Miscellaneous) (Amendment) No 2015/514 (Amendment etc.) (EU Exit) (Amendment) (EU Exit) Regulations 2013 Regulations 2019 – Commission Regulations 2019 – made Delegated on 27 March 2019 Regulation (EU) No 231/2013 The Collective Investment Schemes (Amendment etc.) – Commission (EU Exit) Regulations 2019 Implementing – made on 19 February Regulation (EU) 2019 No 447/2013 – Commission The Financial Services Implementing (Electronic Money, Regulation (EU) Payment Services and No 448/2013 Miscellaneous Amendments) (EU Exit) Regulations 2019 – made on 5 September 2019
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit)
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Regulations 2020 – made on 17 November 2020
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
24. The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019
Made on 25 March 2019: Made but not in force – Financial Services Explanatory Memorandum This SI is amended by: and Markets Act The Investment Exchanges, HMT Guidance The Over the Counter 2000 Clearing Houses and Derivatives, Central Central Securities – Financial Services Counterparties and Trade Depositories (Amendment) and Markets Act Repositories (Amendment, (EU Exit) Regulations 2019 2000 (Recognition etc., and Transitional Requirements for Provision) (EU Exit) Investment Regulations 2020 – made Exchanges, on 24 June 2020 Clearing Houses and Central The Financial Services and Securities Economic and Monetary Depositaries) Policy (Consequential Regulations 2001 Amendments) (EU Exit) Regulations 2020 – made – Finance Act 1986 on 17 November 2020 – Finance Act 1991 – Income Tax (Manufactured Overseas Dividends) Regulations 1993 – Investment Bank Special Administration Regulations 2011
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– Stamp Duty and Stamp Duty Reserve Tax (Eurex Clearing AG) Regulations 2011 – Stamp Duty and Stamp Duty Reserve Tax (LCH.Clearnet Limited) Regulations 2011 – Stamp Duty and Stamp Duty Reserve Tax (SIX X-CLEAR AG) Regulations 2011 – Stamp Duty and Stamp Duty Reserve Tax (Cassa Di Compensazione E Garanzia S.p.A) Regulations 2011 – Stamp Duty and Stamp Duty Reserve Tax
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(European Central Counterparty N.V.) Regulations 2014
25. The Bank of England (Amendment) (EU Exit) Regulations 2018
Made on 4 December 2018: Made but not in force – Bank of England Explanatory Memorandum This SI is amended by: Act 1998 The Bank of England The Financial Services (Amendment) (EU Exit) – Bank of England (Miscellaneous) Regulations 2018 Act 1998 (Macro- (Amendment) (EU Exit) prudential Regulations 2019 – made Measures) (No 2) on 27 March 2019 Order 2015 The Financial Services and – Bank of England Economic and Monetary Act 1998 (Macro- Policy (Consequential prudential Amendments) (EU Exit) Measures) Order Regulations 2020 – made 2013 on 17 November 2020 – Bank of England Act 1998 (Macro- prudential Measures) Order 2016 – Cash Ratio Deposits (Eligible Liabilities) Order 1998
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– Financial Services Act 2012 – Scottish and Northern Ireland Banknote Regulations 2009
26. The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019
Made on 27 March 2019: Made but not in force – Companies Act – Commission Explanatory Memorandum This SI is amended by: 2006 Decision (EC) The Official Listing of HMT Guidance The Prospectus 2008/961 Securities, Prospectus and – Financial Services (Amendment etc.) (EU Exit) Transparency and Markets Act – Commission Regulations 2019 – made (Amendment) (EU Exit) 2000 (FSMA) Regulation (EC) and laid on 5 September Regulations 2019 No 1569/2007 2019 – Commission The Cross-Border Regulation (EC) Distribution of Funds, Proxy No. 809/2004 Advisors, Prospectus and – Regulation (EU) Gibraltar (Amendment) (EU No 2017/1129 Exit) Regulations 2019 – made and laid on 22 October 2019
The Financial Services (Miscellaneous Amendments) (EU Exit)
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Regulations 2020 – made on 29 June 2020
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
27. The Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019
Made on 11 March 2019: Made but not in force – Financial Services – Regulation (EU) Explanatory Memorandum This SI is amended by: and Markets Act 2015/2365 The Transparency of The Over the Counter 2000 Securities Financing Derivatives, Central (Transparency of Transactions and of Reuse Counterparties and Trade Securities (Amendment) (EU Exit) Repositories (Amendment, Financing Regulations 2019 etc., and Transitional Transactions and Provision) (EU Exit) of Reuse) Regulations 2020 – made Regulations 2016 on 24 June 2020
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
28. The Financial Conglomerates and Other Financial Groups (Amendment etc.) (EU Exit) Regulations 2019
Made on 14 February 2019: Made but not in force – Capital – Regulation (EU) Explanatory Memorandum This SI is amended by: Requirements No 575/2013 The Financial HMT Guidance The Financial Services Regulations 2013 Conglomerates and Other (Miscellaneous) Correction Slip Financial Groups – Financial (Amendment) (EU Exit) (Amendment etc.) (EU Exit) Conglomerates (No. 2) Regulations 2019 – Regulations 2019 and Other made on 10 June 2019 Financial Groups Regulations 2004 The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit)
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Regulations 2020 – made on 17 November 2020
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Brexit Law | Brexit Financial Services Statutory Instruments | December 2020
Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
29. The Payment Accounts (Amendment) (EU Exit) Regulations 2019
Made on 25 March 2019: Made but not in force – Financial Explanatory Memorandum This SI is amended by: Regulators’ The Payment Accounts HMT Guidance The Financial Services and Powers (Technical (Amendment) (EU Exit) Economic and Monetary Standards etc.) Regulations 2019 Policy (Consequential (Amendment etc.) Amendments) (EU Exit) (EU Exit) Regulations 2020 – made Regulations 2018 on 17 November 2020 – Payment Accounts Regulations 2015
30. The Credit Institutions and Insurance Undertakings Reorganisation and Winding Up (Amendment) (EU Exit) Regulations 2019
Made on 14 January 2019: Made but not in force – Credit Institutions Explanatory Memorandum This SI is amended by: (Reorganisation The Credit Institutions and The Financial Services and Winding up) Insurance Undertakings (Miscellaneous) Regulations 2004 Reorganisation and (Amendment) (EU Exit) Winding Up (Amendment) – Insurers Regulations 2019 – made (EU Exit) Regulations 2019 (Reorganisation on 27 March 2019 and Winding Up) (Lloyd’s) The Financial Services and Regulations 2005 Economic and Monetary Policy (Consequential – Insurers Amendments) (EU Exit) (Reorganisation Regulations 2020 – made and Winding Up) on 17 November 2020 Regulations 2004
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31. The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019
Made on 19 February 2019: Made and partly in force – Alternative – Commission Explanatory Memorandum This SI is amended by: Investment Fund Delegated The Collective Investment The Financial Services Managers Regulation (EU) Schemes (Amendment etc.) (Consequential (Amendment etc.) 2016/438 (EU Exit) Regulations 2019 Amendments) Regulations (EU Exit) – Commission 2020 – made on 27 Regulations 2019 Regulation (EU) January 2020 – Financial Services 2010/583 and Markets Act The Financial Services and 2000 (Collective Economic and Monetary Investment Policy (Consequential Schemes) Order Amendments) (EU Exit) 2001 Regulations 2020 – made on 17 November 2020 – Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 – Financial Services and Markets Act 2000 (FSMA) – Financial Services and Markets Act 2000 (Transitional Provisions)
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
(Authorised Persons etc.) Order 2001 – Financial Services and Markets Act 2000 (Transitional Provisions) (Partly Completed Procedures) Order 2001 – Open-Ended Investment Companies Regulations 2001 – Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975 – Rehabilitation of Offenders Act 1974 (Exclusions and Exceptions) (Scotland) Order 2013 – Rehabilitation of Offenders (Exceptions) Order
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
(Northern Ireland) 1979 – Undertakings for Collective Investment in Transferable Securities Regulations 2011
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
32. The Long-term Investment Funds (Amendment) (EU Exit) Regulations 2019
Made on 20 February 2019: Made and partly in force – Financial – Regulation (EU) Explanatory Memorandum This SI is amended by: Regulators’ 2015/760 The Long-term Investment The Financial Services Powers (Technical Funds (Amendment) (EU (Miscellaneous) Standards etc.) Exit) Regulations 2019 (Amendment) (EU Exit) (Amendment etc.) (No. 2) Regulations 2019 – (EU Exit) made on 10 June 2019 Regulations 2018 The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
33. The Social Entrepreneurship Funds (Amendment) (EU Exit) Regulations 2019
Made on 20 February 2019: Made but not in force – Alternative – Regulation (EU) Explanatory Memorandum This SI is amended by: Investment Fund No 346/2013 of The Social The Financial Services and Managers the European Entrepreneurship Funds Economic and Monetary Regulations 2013 Parliament and the (Amendment) (EU Exit) Policy (Consequential Council on Regulations 2019 Amendments) (EU Exit) European social Regulations 2020 – made entrepreneurship on 17 November 2020 funds
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34. The Venture Capital Funds (Amendment) (EU Exit) Regulations 2019
Made on 20 February 2019: Made but not in force – Regulation (EU) Explanatory Memorandum This SI is amended by: No 345/2013 of The Venture Capital Funds HMT Guidance The Financial Services and the European (Amendment) (EU Exit) Economic and Monetary Parliament and the Regulations 2019 Policy (Consequential Council of 17 April Amendments) (EU Exit) 2013 on European Regulations 2020 – made venture capital on 17 November 2020 funds
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35. The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019
Made on 20 February 2019: Made but not in force – Financial Services – European Markets Explanatory Memorandum This SI is amended by: and Markets Act Infrastructure The Over the Counter Correction Slip The Financial Services 2000 (Over the Regulation (EMIR) Derivatives, Central (Miscellaneous) Counter HMT Guidance Counterparties and Trade (Amendment) (EU Exit) Derivatives, Repositories (Amendment, Regulations 2019 – made Central etc., and Transitional on 27 March 2019 Counterparties Provision) (EU Exit) and Trade The Over the Counter Regulations 2019 Repositories) Derivatives, Central Regulations 2013 Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019 – made on 29th October 2019
The Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019 – made and laid on 5 September 2019
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The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020 – made on 24 June 2020
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
36. The Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019
Made on 25 March 2019: Made but not in force – Commission HMT Guidance This SI is amended by: Delegated The Benchmarks Explanatory Memorandum The Over the Counter Regulation (EU) (Amendment and Derivatives, Central 2018/64 Counterparties and Trade
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Transitional Provision) (EU – Commission Repositories (Amendment, Exit) Regulations 2019 Delegated etc., and Transitional Regulation (EU) Provision) (EU Exit) (No. 2) 2018/65 Regulations 2019 – made – Commission on 29 October 2019 Delegated The Financial Services Regulation (EU) (Electronic Money, 2018/66 Payment Services and – Commission Miscellaneous Delegated Amendments) (EU Exit) Regulation (EU) Regulations 2019 – made 2018/67 and laid on 5 September – Commission 2019 Implementing The Over the Counter Regulation (EU) Derivatives, Central 2016/1368 Counterparties and Trade – Regulation (EU) Repositories (Amendment, 2016/1011 etc., and Transitional Provision) (EU Exit) Regulations 2020 – made on 24 June 2020
The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 – made on 29 June 2020
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The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
37. The Insurance Distribution (Amendment) (EU Exit) Regulations 2019
Made on 25 March 2019: Made but not in force – Commission Explanatory Memorandum This SI is amended by: Delegated The Insurance Distribution HMT Guidance The Financial Services and Regulation (EU) (Amendment) (EU Exit) Economic and Monetary 2017/2358 Regulations 2019 Policy (Consequential – Commission Amendments) (EU Exit) Delegated Regulations 2020 – made Regulation (EU) on 17 November 2020 2017/2359
38. The Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019
Made on 13 February 2019: Made but not in force – Money – Regulation (EU) Explanatory Memorandum This SI is amended by: Laundering, 2015/847
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
The Money Laundering and Terrorist Financing The Financial Services Transfer of Funds and Transfer of (Miscellaneous (Information) (Amendment) Funds (Information Amendments) (EU Exit) (EU Exit) Regulations 2019 on the Payer) Regulations 2020 – made Regulations 2017 on 29 June 2020
The Financial Services and – Oversight of Economic and Monetary Professional Body Policy (Consequential Anti-Money Amendments) (EU Exit) Laundering and Regulations 2020 – made Counter Terrorist on 17 November 2020 Financing Supervision Regulations 2017
39. The Money Market Funds (Amendment) (EU Exit) Regulations 2019
Made on 26 February 2019: Made and partly in force – The Money Market – Commission Explanatory Memorandum This SI is amended by: Funds Delegated The Money Market Funds HMT Guidance The Financial Services (Amendment) (EU Regulation (EU) (Amendment) (EU Exit) (Miscellaneous) Exit) Regulations 2018/990 Regulations 2019 (Amendment) (EU Exit) 2019 – Regulation (EU) (No. 3) Regulations 2019 – 2017/1131 made on 24 October 2019
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit)
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Regulations 2020 – made on 17 November 2020
40. The Packaged Retail and Insurance-based Investment Products (Amendment) (EU Exit) Regulations 2019
Made on 27 February 2019: Made but not in force – Packaged Retail – Commission Explanatory Memorandum This SI is amended by: and Insurance- Delegated The Packaged Retail and HMT Guidance The Cross-Border based Investment Regulation (EU) Insurance-based Distribution of Funds, Proxy Products 2016/1904 Investment Products Advisors, Prospectus and Regulations 2017 (Amendment) (EU Exit) – Regulation (EU) Gibraltar (Amendment) (EU Regulations 2019 No 1286/2014 Exit) Regulations 2019 – made on 22 October 2019
The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 – made on 29 June 2020
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
The Securities Financing Transactions, Securitisation and Miscellaneous
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
41. The Interchange Fee (Amendment) (EU Exit) Regulations 2019
Made on 13 February 2019: Made but not in force – Payment Card – Regulation (EU) Explanatory Memorandum Interchange Fee 2015/751 The Interchange Fee HMT Guidance Regulations 2015 (Amendment) (EU Exit) Regulations 2019
42. The Financial Services (Distance Marketing) (Amendment and Savings Provisions) (EU Exit) Regulations 2019
Made on 13 March 2019: Made and partly in force – Financial Services Explanatory Memorandum This SI is amended by: (Distance The Financial Services HMT Guidance The Financial Services and Marketing) (Distance Marketing) Economic and Monetary Regulations 2004 (Amendment and Savings Policy (Consequential Provisions) (EU Exit) Amendments) (EU Exit) Regulations 2019 Regulations 2020 – made on 17 November 2020
43. The Mortgage Credit (Amendment) (EU Exit) Regulations 2019
Made on 25 March 2019: Made but not in force – Mortgage Credit Explanatory Memorandum Directive Order The Mortgage Credit HMT Guidance 2015 (Amendment) (EU Exit) Regulations 2019
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
44. The Uncertificated Securities (Amendment and EU Exit) Regulations 2019
Made on 26 March 2019: Made but not in force – Central Securities – Regulation EU No. Explanatory Memorandum This SI is amended by: Depositories 236/2012 The Uncertificated Regulations 2014 The Financial Services and Securities (Amendment and – Companies Act Economic and Monetary EU Exit) Regulations 2019 2006 Policy (Consequential – Financial Services Amendments) (EU Exit) and Markets Act Regulations 2020 – made 2000 (Disclosure on 17 November 2020 of Confidential Information) Regulations 2001 – Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 – Financial Services and Markets Act 2000 (Exemption) Order 2001 – Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 – Financial Services (Banking Reform) Act 2013
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary – Stamp Duty Reserve Tax Regulations 1986 – Uncertificated Securities Regulations 2001
45. The Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2019
Made on 15 March 2019: Made and partly in force – Financial Services Explanatory Memorandum This SI is amended by: and Markets Act The Financial Services The Financial Services and 2000 (Gibraltar) (Amendment) Economic and Monetary (EU Exit) Regulations 2019 – Financial Services Policy (Consequential and Markets Act Amendments) (EU Exit)
2000 (Gibraltar) Regulations 2020 – made Order 2001 on 17 November 2020 – EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018
46. The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
Made on 26 March 2019: Made but not in force – Electronic Money – Regulation (EU) Explanatory Memorandum This SI is amended by: Regulations 2011 596/2014 The Public Record, The Financial Services Disclosure of Information (Miscellaneous)
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
and Co-operation (Financial – Financial Services – Regulation (EU) (Amendment) (EU Exit) Services) (Amendment) and Markets Act No 2015/2365 (No. 3) Regulations 2019 – (EU Exit) Regulations 2019 2000 (Confidential – Regulation (EU) made on 24 October 2019 Information) (Bank No 236/2012 The Over the Counter of England) Derivatives, Central (Consequential Counterparties and Trade Provisions) Order Repositories (Amendment, 2001 etc., and Transitional – Financial Services Provision) (EU Exit) (No. 2) and Markets Act Regulations 2019 – made 2000 (Disclosure on 29 October 2019 of Confidential Information) The Financial Services and Regulations 2001 Economic and Monetary Policy (Consequential – Financial Services Amendments) (EU Exit) and Markets Act Regulations 2020 – made 2000 (FSMA) on 17 November 2020 – Financial Services (Banking Reform) The Securities Financing Act 2013 Transactions, Securitisation – Financial Services and Miscellaneous (Banking Reform) Amendments (EU Exit) Act 2013 Regulations 2020 – made (Disclosure of on 26 November 2020 Confidential Information) Regulations 2014
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– Payment Services Regulations 2017 – Payments in Euro (Credit Transfers and Direct Debits) Regulations 2012
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
47. The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019
Made on 22 March 2019: Made but not in force – Financial Services Explanatory Memorandum This SI is amended by: and Markets Act The Financial Services and The Financial Services 2000 Markets Act 2000 (Miscellaneous) (Amendment) (EU Exit) – Financial Services (Amendment) (EU Exit) Regulations 2019 and Markets Act Regulations 2019 – made 2000 (Regulated on 27 March 2019 Activities) Order 2001 The Gibraltar (Miscellaneous – Financial Services Amendments) (EU Exit) and Markets Act Regulations 2019 – made 2000 (Financial on 26 March 2019 Promotion) Order The Risk Transformation 2005 and Solvency 2 – The Financial (Amendment) (EU Exit) Services and Regulations 2019 – made Markets Act 2000 and laid on 5 September (Exemption) Order 2019 2001 The Financial Services – The Financial (Electronic Money, Services and Payment Services and Markets Act 2000 Miscellaneous (Appointed Amendments) (EU Exit) Representatives) Regulations 2019 – made Regulations 2001
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– The Financial and laid on 5 September Services and 2019 Markets Act 2000 The Prospectus (Professions) (Amendment etc.) (EU Exit) (Non-Exempt Regulations 2019 – made Activities) Order and laid on 5 September 2001 2019 – The Financial Services and The Over the Counter Markets Act 2000 Derivatives, Central (Service of Counterparties and Trade Notices) Repositories (Amendment, Regulations 2001 etc., and Transitional Provision) (EU Exit) – The Financial Regulations 2020 – made Services and on 24 June 2020 Markets Act 2000 (Variation of The Financial Services and Threshold Economic and Monetary Conditions) Order Policy (Consequential 2001 Amendments) (EU Exit) – The Financial Regulations 2020 – made Services and on 17 November 2020 Markets Act 2000 The Securities Financing (Own-initiative Transactions, Securitisation Power) (Overseas and Miscellaneous Regulators) Amendments (EU Exit) Regulations 2001
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– The Financial Regulations 2020 – made Services and on 26 November 2020 Markets Act 2000 The Bank Recovery and (Control of Resolution (Amendment) Business (EU Exit) Regulations 2020 Transfers) – made on 2 December (Requirements on 2020 Applicants) Regulations 2001 – The Financial Services and Markets Act 2000 (Control of Business Done at Lloyd’s) Order 2001 – The Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009 – The Financial Services and Markets Act 2000 (Prescribed Financial
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Institutions) Order 2013 – The Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013 – The Financial Services and Markets Act 2000 (Exercise of Powers under Part 4A) (Consultation with Home State Regulators) Regulations 2013 – The Financial Services and Markets Act 2000 (PRA-regulated Activities) Order 2013 – The Financial Services and Markets Act 2000 (Qualifying EU
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Provisions) (No. 2) Order 2013 – The Financial Services and Markets Act 2000 (Ring-fenced Bodies and Core Activities) Order 2014 – The Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 – The Financial Services and Markets Act 2000 (Relevant Authorised Persons) Order 2015 – Consumer Credit Act 1974 – Electronic Money Regulations 2011
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– Payment Services Regulations 2017
48. The Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019
Made on 28 February 2019: Made and in force – Central Explanatory Memorandum Counterparties The Financial Services Correction Slip (Amendment, etc., Contracts (Transitional and and Transitional Saving Provision) (EU Exit) Provision) (EU Regulations 2019 Exit) Regulations 2018 – EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018 – Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018
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– Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018
49. The Companies, Limited Liability Partnerships and Partnerships (Amendment etc.) (EU Exit) Regulations 2019
Made on 19 February 2019: Made but not in force – The Companies Explanatory Memorandum Act 2006 The Companies, Limited Liability Partnerships and – The Companies Partnerships (Amendment (Political etc.) (EU Exit) Regulations Expenditure 2019 Exemption) Order 2007
– The Overseas Companies Regulations 2009 – The Companies (Disclosure of Address) Regulations 2009 – The Companies (Disclosure of Date of Birth
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Information) Regulations 2015 – The Register of People with Significant Control Regulations 2016 – The Scottish Partnerships (Register of People with Significant Control) Regulations 2017 – Insolvency Act 1986 – Employment Tribunals Act 1996 – Employment Rights Act 1996 – Employment Act 2002 – The Employment Appeal Tribunal Rules 1993 – The Limited Liability Partnerships
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
(Accounts and Audit) (Application of Companies Act 2006) Regulations 2008 – The Banking Act 2009 (Parts 2 and 3 Consequential Amendments) Order 2009 – The Limited Liability Partnerships (Application of Companies Act 2006) Regulations 2009 – The Companies (Companies Authorised to Register) Regulations 2009 – The Agency Workers Regulations 2010 – The Investment Bank Special
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Administration Regulations 2011 – The Employment Tribunals and the Employment Appeal Tribunal Fees Order 2013 – The Bank Recovery and Resolution (No 2) Order 2014
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50. The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019
Made on 11 March 2019: Made but not in force Explanatory Memorandum This SI is amended by:
The Equivalence The Financial Services Determinations for (Miscellaneous) Financial Services and (Amendment) (EU Exit) Miscellaneous Provisions Regulations 2019 – made (Amendment etc) (EU Exit) on 27 March 2019 Regulations 2019 The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 – made on 24 October 2019
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019 – made on 29 October 2019
The Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit)
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Regulations 2019 – made and laid on 5 September 2019
The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 – made and laid on 5 September 2019
The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020 – made on 24 June 2020
The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 – made on 29 June 2020
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit)
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Regulations 2020 – made on 29 September 2020
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 – made on 17 November 2020
The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
51. The Competition (Amendment etc.) (EU Exit) Regulations 2019
Made on 22 January 2019: – Competition Act – Council Regulation Explanatory Memorandum 1998 (EC) 169/2009 The Competition (Amendment etc.) (EU Exit) – Enterprise Act – Commission Regulations 2019 2002 Regulation (EC) – Company 906/2009
Directors – Commission Disqualification Regulation (EU) Act 1986 330/2010 – Gas Act 1986
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– Electricity Act – Commission 1989 Regulation (EU) – Water Industry Act 461/2010 1991 – Commission – Electricity Regulation (EU) (Northern Ireland) 1217/2010 Order 1992 – Commission – Railways Act 1993 Regulation (EU) – Gas (Northern 1218/2010 Ireland) Order – Commission 1996 Regulation (EU) – Financial Services 316/2014 and Markets Act – 2000 – Transport Act 2000 – Company Directors Disqualification (Northern Ireland) Order 2002 – Communications Act 2003 – Water and Sewerage Services (Northern
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Ireland) Order 2006 – Health and Social Care Act 2012 – Civil Aviation Act 2012 – Financial Services (Banking Reform) Act 2013 – Competition Act 1998 (Small Agreements and Conduct of Minor Significance) Regulations 2000 – Competition Act 1998 (Determination of Turnover for Penalties) Order 2000 – Competition Act 1998 (Appealable Decisions and Revocation of Notification of Excluded
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Agreements) Regulations 2004 – Competition Act 1998 (Competition and Markets Authority’s Rules) Order 2014 – Competition Act 1998 (Concurrency) Regulations 2014 – Enterprise Act 2002 (Anticipated Mergers) Order 2003 – Enterprise Act 2002 (Mergers) (Interim Measures: Financial Penalties) (Determination of Control and Turnover) Order 2014 – Competition Appeal Tribunal Rules 2015
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– EEC Merger Control (Distinct Market Investigations) Regulations 1990 – Restriction on Agreements and Conduct (Specified Domestic Electrical Goods) Order 1998 – Competition Act 1998 and other Enactments (Amendment) Regulations 2004 – Water Mergers (Modification of Enactments) Regulations 2004 – Designation of the Competition and Markets Authority as a National Competition
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Authority Regulations 2014
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
52. The Financial Regulators’ Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019
Made on 14 March 2019: Made but not in force – Financial Explanatory Memorandum Regulators’ The Financial Regulators’ Powers (Technical Powers (Technical Standards etc.) Standards etc.) and (Amendment etc.) Markets in Financial (EU Exit) Instruments (Amendment) Regulations 2018 (EU Exit) Regulations 2019 – Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018
53. The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019
Made on 26 March 2019: Made but not in force – Credit Institutions Explanatory Memorandum This SI is amended by: (Reorganisation The Gibraltar The Financial Services and Winding up) (Miscellaneous (Electronic Money, Regulations 2004 Amendments) (EU Exit) Payment Services and Regulations 2019 – Credit Transfers Miscellaneous and Direct Debits Amendments) (EU Exit)
in Euro Regulations 2019 – made (Amendment) (EU
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Exit) Regulations and laid on 5 September 2018 2019
– Financial Services The Prospectus and Markets Act (Amendment etc.) (EU Exit) 2000 Regulations 2019 – made (Amendment) (EU and laid on 5 September Exit) Regulations 2019 2019 The Cross-Border – Financial Services Distribution of Funds, Proxy and Markets Act Advisors, Prospectus and 2000 (Financial Gibraltar (Amendment) (EU Promotion) Order Exit) Regulations 2019 – 2005 made and laid on 22 – Friendly Societies October 2019 (Amendment) (EU Exit) Regulations The Over the Counter 2018 Derivatives, Central – Insurers Counterparties and Trade (Reorganisation Repositories (Amendment, and Winding Up) etc., and Transitional (Lloyd’s) Provision) (EU Exit) Regulations 2005 Regulations 2020 – made on 24 June 2020 – Insurers (Reorganisation The Financial Services and Winding Up) (Miscellaneous Regulations 2004 Amendments) (EU Exit)
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– Market Abuse Regulations 2020 – made (Amendment) (EU on 29 June 2020 Exit) Regulations The Financial Services and 2019 Economic and Monetary – Solvency 2 and Policy (Consequential Insurance Amendments) (EU Exit) (Amendment, etc.) Regulations 2020 – made (EU Exit) on 17 November 2020 Regulations 2019 The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 – made on 26 November 2020
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54. The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019
Made on 27 March 2019: Made but not in force – The Insolvency – Regulation (EU) Explanatory Memorandum The Financial Services Act 1986 No 648/2012 (Miscellaneous) The Financial Services (Amendment) (EU Exit) (Miscellaneous) – The Financial – Regulation (EU) (No.3) Regulations 2019 – (Amendment) (EU Exit) Services and No 575/2013 made on 24 October 2019 Regulations 2019 Markets Act 2000 – Commission – Income Tax Act Delegated The Over the Counter 2007 Regulation (EU) Derivatives, Central – Corporation Tax 2015/35 Counterparties and Trade Act 2009 – Regulation (EU) Repositories (Amendment, – Financial Services 2017/1131 etc., and Transitional and Markets Act – Commission Provision) (EU Exit) (No. 2) 2000 (Regulated Delegated Regulations 2019 – made Activities) Order Regulation (EU) on 29 October 2019 2001 2017/2358 The Over the Counter – The Financial – Commission Derivatives, Central Services and Delegated Counterparties and Trade Markets Act 2000 Regulation (EU) Repositories (Amendment, (Exemption) Order 2017/2359 etc., and Transitional 2001 – Regulation (EU) Provision) (EU Exit) – The Building 2017/2402 Regulations 2020 – made Societies Act 1986 on 24 June 2020 (Modification of The Equivalence the Lending Limit Determinations for and Funding Limit Financial Services
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Calculations) (Amendment etc.) (EU Exit) Order 2004 Regulations 2020 – made – The Financial on 29 September 2020 Services and The Financial Services and Markets Act 2000 Economic and Monetary (Prescribed Policy (Consequential Financial Amendments) (EU Exit) Institutions) Order Regulations 2020 – made 2013 on 17 November 2020 – The Payment to The Securities Financing Treasury of Transactions, Securitisation Penalties and Miscellaneous (Enforcement Amendments (EU Exit) Costs) Order 2013 Regulations 2020 – made – The Small and on 26 November 2020 Medium Sized Business (Credit Information) Regulations 2015 – The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018 – The Alternative Investment Fund Managers
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(Amendment etc.) (EU Exit) Regulations 2019 – The Bank of England (Amendment) (EU Exit) Regulations 2018 – The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 – The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 – The Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Exit) Regulations 2018 – The Credit Institutions and Insurance Undertakings Reorganisation and Winding Up (Amendment) (EU Exit) Regulations 2019 – The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 – The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 – The Over the Counter
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019 – The Solvency 2 and Insurance (Amendment etc.) (EU Exit) Regulations 2019 – The Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019 – The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc)
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(EU Exit) Regulations 2019
55. The Electronic Commerce and Solvency 2 (Amendment etc.) (EU Exit) Regulations 2019
Made on 24 October 2019: Made and in force – Financial Services – Commission Explanatory Memorandum This SI is amended by: and Markets Act Delegated The Electronic Commerce The Financial Services 2000 Regulation (EU) and Solvency 2 (Miscellaneous) No 2015/35 (Amendment etc.) (EU Exit) – Financial Services (Amendment) (EU Exit) Regulations 2019 and Markets Act (No. 3) Regulations 2019 - 2000 (Regulated made on 24 October 2019 Activities) Order 2001 – Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 – Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 – Financial Services and Markets Act
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
2000 (Rights of Action) Regulations 2001 – Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
56. The Financial Guidance and Claims Act 2018 (Naming and Consequential Amendments) Regulations 2019
Made on 26 February 2019: Made and in force Explanatory Memorandum
The Financial Guidance and Claims Act 2018 (Naming and Consequential Amendments) Regulations 2019
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
57. The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 2) Regulations 2019
Made on 10 June 2019: Made but not in force – EEA Passport – Commission Explanatory Memorandum This SI is amended by: Rights Delegated The Financial Services The Financial Services and (Amendment, etc., Regulation (EU) (Miscellaneous) Economic and Monetary and Transitional 2015/61 (Amendment) (EU Exit) Policy (Consequential Provisions) (EU (No. 2) Regulations 2019 Amendments) (EU Exit) Exit) Regulations Regulations 2020 – made 2018 on 17 November 2020 – Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018 – Financial Conglomerates and Other Financial Groups (Amendment etc.) (EU Exit) Regulations 2019 – Long-term Investment Funds
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(Amendment) (EU Exit) Regulations
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
58. The Capital Requirements (Amendment) (EU Exit) Regulations 2019
Made and laid on 5 Made and partly in force – Capital – Liquidity Explanatory Memorandum This SI is amended by: September 2019: Requirements Commission The Financial Services and (Amendment) (EU Delegated The Capital Requirements Economic and Monetary Exit) Regulations Regulation (EU) (Amendment) (EU Exit) Policy (Consequential 2018 No 575/2013 Regulations 2019 Amendments) (EU Exit) – Capital Regulations 2020 – made Requirements on 17 November 2020 (Capital Buffers and Macro- The Securities Financing prudential Transactions, Securitisation Measures) and Miscellaneous Regulations 2014 Amendments (EU Exit) Regulations 2020 – made – Capital on 26 November 2020 Requirements (Country-by- Country Reporting) Regulations 2013 – Capital Requirements Regulations 2013 – Regulated Covered Bonds Regulations 2008
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
59. The Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019
Made and laid on 5 Made and partly in force – The Financial Explanatory Memorandum This SI is amended by: September 2019: Services and The Financial Services Markets Act 2000 The Financial Services (Miscellaneous (Electronic Money, – The Banking Act Amendments) (EU Exit) Payment Services and 2009 Regulations 2020 – made Miscellaneous – The Electronic on 29 June 2020 Amendments) (EU Exit) Money The Financial Services and Regulations 2019 Regulations 2011 Economic and Monetary – The Payment Policy (Consequential Services Amendments) (EU Exit) Regulations 2017 Regulations 2020 – made – The EEA Passport on 17 November 2020 Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018 – The Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Exit) Regulations 2018 – The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 – The Credit Institutions (Reorganisation and Winding up) Regulations 2004 – The Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009 – The Banking Act 2009 (Banking Group Companies) Order 2014 – The Bank Recovery and Resolution (No. 2) Order 2014
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– The Financial Regulators’ Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 – The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 – The Market Abuse (Amendment) (EU Exit) Regulations 2019 – The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 – The Over the Counter Derivatives, Central
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019 – The Solvency 2 and Insurance (Amendment, etc.) (EU Exit) Regulations 2019 – The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019 – The Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– The Securitisation (Amendment) (EU Exit) Regulations 2019 – The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019
60. The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019
Made on 24 October 2019: Made but not in force – The Criminal – Commission Explanatory Memorandum This SI is amended by: Justice Act 1993 Implementing The Financial Services The Financial Services and Decision (EU) (Miscellaneous) – Insider Dealing Economic and Monetary 2019/541 (Amendment) (EU Exit) (Securities and Policy (Consequential (No. 3) Regulations 2019 Regulated Amendments) (EU Exit) Markets) Order Regulations 2020 – made 1994 on 17 November 2020 – The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 – The Data Reporting
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Services Regulations 2017 – The Electronic Commerce and Solvency 2 (Amendment etc.) (EU Exit) Regulations 2019 – The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019 – The Financial Regulators’ Powers (Technical Standards etc.) (Amendment) (EU Exit) Regulations 2018 – The Markets in Financial Instruments (Amendment) (EU
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Exit) Regulations 2018 – The Money Market Funds (Amendment) (EU Exit) Regulations 2019 – The Solvency 2 and Insurance (Amendment, etc.) (EU Exit) Regulations 2019 – The Securitisation (Amendment) (EU Exit) Regulations 2019 – The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019
61. The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019
Made and laid on 5 Made but not in force – Financial Services – Commission Explanatory Memorandum This SI is amended by: September 2019: and Markets Act Delegated The Financial Services and 2000 Regulation (EU) The Risk Transformation Economic and Monetary (Amendment) (EU No 2015/35 and Solvency 2 Policy (Consequential Exit) Regulations (Amendment) (EU Exit) Amendments) (EU Exit) 2019 Regulations 2019 Regulations 2020 – made – Markets in on 17 November 2020 Financial Instruments (Amendment) (EU Exit) Regulations 2018 – Risk Transformation Regulations 2017 – Solvency 2 and Insurance (Amendment, etc.)
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
(EU Exit) Regulations 2019
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
62. The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019
Made on 29 October 2019: Made and partly in force – Financial Services – Regulation (EU) Explanatory Memorandum This SI is amended by: and Markets Act No 648/2012 of The Over the Counter The Over the Counter 2000 the European Derivatives, Central Derivatives, Central Parliament and of Counterparties and Trade – Financial Services Counterparties and Trade the Council of 4 Repositories (Amendment, and Markets Act Repositories (Amendment, July 2012 on OTC etc., and Transitional 2000 (Regulated etc., and Transitional derivatives, central Provision) (EU Exit) (No. 2) Activities) Order Provision) (EU Exit) counterparties and Regulations 2019 2001 Regulations 2020 – made trade repositories – Financial Services on 24 June 2020 and Markets Act The Securities Financing 2000 (Qualifying Transactions, Securitisation EU Provisions) and Miscellaneous Order 2013 Amendments (EU Exit) – Financial Regulations 2020 – made Regulators’ on 26 November 2020 Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 – Central Counterparties (Amendment, etc., and Transitional
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Provision) (EU Exit) Regulations 2018 – Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018 – Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019 – Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc.)
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
(EU Exit) Regulations 2019 – Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019 – Securitisation (Amendment) (EU Exit) Regulations 2019 – Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 – International Accounting Standards and European Public Limited Liability Company
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
(Amendment etc.) (EU Exit) Regulations 2019 – Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019
63. The Cross-Border Distribution of Funds, Proxy Advisors, Prospectus and Gibraltar (Amendment) (EU Exit) Regulations 2019
Made and laid on 22 Made but not in force – Gibraltar – Regulation (EU) Explanatory Memorandum October 2019: (Miscellaneous No 2017/1129 Amendments) (EU The Cross-Border Exit) Regulations Distribution of Funds, Proxy 2019 Advisors, Prospectus and Gibraltar (Amendment) (EU – Official Listing of Exit) Regulations 2019 Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 – Packaged Retail and Insurance- based Investment Products (Amendment) (EU
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Exit) Regulations 2019 – Proxy Advisors (Shareholders’ Rights) Regulations 2019
64. The Financial Services (Consequential Amendments) Regulations 2020
Made on 27th January Made but not in force – The Electronic 2020 and laid on 28th Money January 2020: Regulations 2011
The Financial Services – The Alternative (Consequential Investment Fund Amendments) Regulations Managers 2020 Regulations 2013 – The Payment
Services Regulations 2017 – The Data Reporting Services Regulations 2017 – The EEA Passport Rights (Amendment, etc., and Transitional
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Provisions) (EU Exit) – Regulations 2018 – The Central Counterparties (Amendment, etc, and Transitional Provisions) (EU Exit) Regulations 2018 – The Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018 – The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– The Central Securities Depositories (Amendment) (EU Regulations) 2018 – The Credit Rating Agencies (Amendments etc.) (EU Exit) Regulations 2019 – The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 – The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019
65. The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Made on 24 June 2020: Made and partly in force. – The Financial – EMIR – Explanatory This SI is amended by: Services and Memorandum The Over the Counter The Securities Financing Markets Act 2000 Derivatives, Central Transactions, Securitisation Counterparties and Trade – The Financial and Miscellaneous Repositories (Amendment, Regulators’ Amendments (EU Exit) etc., and Transitional Powers (Technical Regulations 2020 – made Provision) (EU Exit) Standards etc.) on 26 November 2020 Regulations 2020 (Amendment etc.) (EU Exit) Regulations 2018 – The Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018 – The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018 – The Over the Counter Derivatives,
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019 – The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc.) (EU Exit) Regulations 2019 – The Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019 – The Benchmarks (Amendment and Transitional
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Provision) (EU Exit) Regulations 2019 – The Securitisation (Amendment) (EU Exit) Regulations 2019 – The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019 – The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 – The International Accounting Standards and European Public Limited-Liability Company
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
(Amendment etc.) (EU Exit) Regulations 2019 – The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019 – The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment etc., and Transitional Provision) (EU Exit) (No.2) Regulations 2019
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
66. The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020
Made on 29 June 2020: Made and partly in force. – The Financial – Regulation (EU) Explanatory memorandum This SI is amended by: Services and No 2017/1129 The Financial Services The Equivalence Markets Act 2000 (Miscellaneous – Commission Determinations for (Qualifying EU Amendments) (EU Exit) Delegated Financial Services Provisions) Order Regulations 2020 Regulation (EU) (Amendment etc.) (EU Exit) 2013 2019/819 Regulations 2020 – made
– Commission on 29 September 2020 – The Financial Delegated The Securities Financing Services and Regulation (EU) Transactions, Securitisation Markets Act 2000 2019/820 and Miscellaneous (Qualifying EU – Regulation (EU) Amendments (EU Exit) Provisions) (No. 2) 2019/1156 Order 2013 Regulations 2020 – made – Regulation (EU) on 26 November 2020 2019/2088 – The Money – Regulation (EU) Laundering, 2019/2175 Terrorist Financing – Regulation (EU) and Transfer of 2019/2176 Funds (Information on the Payer) Regulations 2017
– The Financial Regulators’ Powers (Technical
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 – The Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018 – The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 – The Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 – The Credit Rating Agencies (Amendment etc.)
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(EU Exit) Regulations 2019 – The Packaged Retail and Insurance-based Investment Products (Amendment) (EU Exit) Regulations 2019 – The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019 – The Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019 – The Gibraltar (Miscellaneous Amendments) (EU
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Exit) Regulations 2019 – The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 – The Proxy Advisors (Shareholders’ Rights) Regulations 2019 – The Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019 – The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 67. The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
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Made on 29 September Made and in force. – The Central Explanatory memorandum This SI is amended by: 2020: Securities The Securities Financing Depositories The Equivalence Transactions, Securitisation (Amendment) (EU Determinations for and Miscellaneous Exit) Regulations Financial Services Amendments (EU Exit) 2018 (Amendment etc.) (EU Exit) Regulations 2020 – made Regulations 2020 – The Markets in on 26 November 2020 Financial Instruments (Amendment) (EU Exit) Regulations 2018 – The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019 – The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019 – The Financial Services
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(Miscellaneous) (Amendment) (EU Exit) Regulations 2019 – The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 68. The Cyber (Sanctions) (EU Exit) Regulations 2020
Made on 15 June 2020, Made and laid. This SI is amended by: and laid on 17 June 2020: The regulations will come The Sanctions (EU Exit) The Cyber (Sanctions) (EU into force in accordance (Miscellaneous Exit) Regulations 2020 with regulations made by Amendments) (No. 4) the Secretary of State Regulations 2020 – made under Section 56 of the on 3 September 2020 Sanctions and Anti-Money Laundering Act 2018. 69. The Money Laundering and Terrorist Financing (Amendment) (EU Exit) Regulations 2020
Made on 14 September Made and laid. – The Money Explanatory memorandum 2020, and laid on 15 Laundering, Except as specified, Parts 1 September 2020: Terrorist Financing to 3 of the Regulations are and Transfer of The Money Laundering and in force. Funds (Information Terrorist Financing
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(Amendment) (EU Exit) Regulation 7(2)(a) comes on the Payer) Regulations 2020 into force on 6 April 2021 Regulations 2017 and regulations 5 and 7(4)) come into force on 10 March 2022. Part 4 of the Regulations come into force on IP completion day. 70. The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 4) Regulations 2020
Made on 3 September 2020 Made and laid. – The Iran Explanatory memorandum and laid on 8 September (Sanctions) These regulations come 2020: (Human Rights) into force in accordance (EU Exit) The Sanctions (EU Exit) with regulations made by Regulations 2019 (Miscellaneous the Secretary of State Amendments) (No. 4) under section 56 of the – The Venezuela Regulations 2020 Sanctions and Anti-Money (Sanctions) (EU Laundering Act 2018. Exit) Regulations 2019
– The Burma (Sanctions) (EU Exit) Regulations 2019 – The Republic of Guinea-Bissau (Sanctions) (EU Exit) Regulations 2019
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– The Republic of Belarus (Sanctions) (EU Exit) Regulations 2019 – The Zimbabwe (Sanctions) (EU Exit) Regulations 2019 – The Chemical Weapons (Sanctions) (EU Exit) Regulations 2019 – The Syria (Sanctions) (EU Exit) Regulations 2019 – The Russia (Sanctions) (EU Exit) Regulations 2019 – The Burundi (Sanctions) (EU Exit) Regulations 2019
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– The Guinea (Sanctions) (EU Exit) Regulations 2019 – The Cyber (Sanctions) (EU Exit) Regulations 2020 – The Bosnia and Herzegovina (Sanctions) (EU Exit) Regulations 2020 – The Nicaragua (Sanctions) (EU Exit) Regulations 2020 71. The Consumer Protection (Enforcement) (Amendment etc.) (EU Exit) Regulations 2020
Made on 25 November Made and partly in force. – The Enterprise Act Draft explanatory 2020: 2002 memorandum Regulations 1 and 2 come The Consumer Protection into force on the day after – The Consumer (Enforcement) (Amendment the day on which these Protection etc.) (EU Exit) Regulations Regulations are made. (Enforcement) 2020 (Amendment etc.) Regulations 3 to 7 come (EU Exit) into force immediately Regulations 2019 before IP completion day.
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– The Consumer Protection (Amendment etc.) (EU Exit) Regulations 2018
72. The Sanctions (EU Exit) (Consequential Provisions) (Amendment) Regulations 2020
Made on 12 November Made. – The ISIL (Da’esh) Draft Explanatory 2020: and Al-Qaida Memorandum These Regulations come (United Nations The Sanctions (EU Exit) into force in accordance Sanctions) (EU (Consequential Provisions) with regulations made by Exit) Regulations (Amendment) Regulations the Secretary of State 2019 2020 under section 56 of the Sanctions and Anti-Money – The Counter- Laundering Act 2018. Terrorism (International Sanctions) (EU Exit) Regulations 2019 – The Sanctions and Anti-Money Laundering Act 2018 – The Counter- Terrorism (Sanctions) (EU
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Exit) Regulations 2019 – The Sanctions and Anti-Money Laundering Act 2018 – The Electronic Money Regulations 2011 – The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 73. The Bank Recovery and Resolution (Amendment) (EU Exit) Regulations 2020
Made on 2 December 2020: Made and not yet in force. – Financial Services Draft Explanatory and Markets Act Memorandum The Bank Recovery and Parts 1 to 3 and Chapter 3 2000 Resolution (Amendment) of Part 4 come into force on (EU Exit) Regulations 2020 28th December 2020. – Banking Act 2009 – Financial Markets Part 4 (apart from Chapter and Insolvency 3) comes into force on IP (Settlement completion day. Finality) Part 5 comes into force on Regulations 1999 28 December 2020, but
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shall cease to have effect – Credit Institutions on IP completion day. (Reorganisation and Winding up) Regulations 2004 – Banking Act 2009 (Restriction of Special Bail-in Provisions, etc) Order 2014 – Insolvent Partnerships Order 1994 – Insolvent Partnerships Order (Northern Ireland) 1995 – Bank Recovery and Resolution (No.2) Order 2014 – Housing Act 1996 – Housing and Regeneration Act 2008 – Bankruptcy (Scotland) Act 2016
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– The Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018 – The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 74. The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020
Made on 26 November Made and partly in force. – Insolvency Act – Regulation (EC) Draft Explanatory 2020: 1986 No 924/2009 Memorandum Regulation 1, Parts 2 and 3, The Securities Financing and regulations 43, 47, – Financial Services – Regulation (EU) Transactions, Securitisation 50(1) and (4) to (6), 54(1), and Markets Act No 231/2013 and Miscellaneous (2) and (5), and 70 are in 2000 – Regulation (EU) Amendments (EU Exit) force. – Banking Act 2009 No 575/2013 Regulations 2020 – The Financial – Regulation (EU) Part 6 come into force on IP Services and 2015/2365 completion day. Markets Act 2000 – Regulation (EU) (Regulated 2019/877 Activities) Order 2001
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– The Financial – Regulation (EU) Services and 2019/2088 Markets Act 2000 – Regulation (EU) (Disclosure of 2020/852 Confidential Information) Regulations 2001 – The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018 – The Financial Regulators’ Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 – The Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– The Credit Transfers and Direct Debits in Euro (Amendment) (EU Exit) Regulations 2018 – The Deposit Guarantee Scheme and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018 – The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018 – The Capital Requirements (Amendment) (EU Exit) Regulations 2018
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– The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 – The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019 – The Market Abuse (Amendment) (EU Exit) Regulations 2019 – The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019
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– The Packaged Retail and Insurance-based Investment Products (Amendment) (EU Exit) Regulations 2019 – The Solvency 2 and Insurance (Amendment, etc.) (EU Exit) Regulations 2019 – The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019 – The Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU
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Exit) Regulations 2019 – The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 – The Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019 – The Securitisation (Amendment) (EU Exit) Regulations 2019 – The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 – The Public Record, Disclosure of Information and
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Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 – The International Accounting Standards and European Public Limited-Liability Company (Amendment etc.) (EU Exit) Regulations 2019 – The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 – The Financial Services (Miscellaneous) (Amendment) (EU
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
Exit) Regulations 2019 – The Capital Requirements (Amendment) (EU Exit) Regulations 2019 – The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 – The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019 – The Financial Services (Miscellaneous Amendments) (EU
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Exit) Regulations 2020 – The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020 – The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020 75. The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020
Made on 26 November Made and partly in force. – Financial Services Draft Explanatory 2020: and Markets Act Memorandum Regulation 1 and 2000 The Financial Holding regulations 4, 5(5) and 9 to Companies (Approval etc.) 20 of these Regulations – Financial Services and Capital Requirements come into force on the day and Markets Act
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(Capital Buffers and Macro- after the day on which they 2000 (Regulated prudential Measures) are made. Activities) Order (Amendment) (EU Exit) 2001 Regulation 2(7) comes into Regulations 2020 force: (i) to the extent – Capital necessary for making rules Requirements under new section 192V of Regulations 2013 the Financial Services and – Financial Services Markets Act 2000, on 28th and Markets Act December 2020; and (ii) for 2000 (Disclosure all other purposes, on 29th of Confidential December 2020. Information) Regulations 2001 The other provisions in – Capital these Regulations come Requirements into force on 29 December Regulations 2013 2020. – Bank of England Act 1998 (Macro- prudential Measures) (No 2) Order 2015 – Capital Requirements (Amendment) (EU Exit) Regulations 2018 76. European Union Withdrawal (Consequential Modifications) (EU Exit) Regulations 2020
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Made on 4 December 2020: Made. – Interpretation Act Explanatory Memorandum 1978 The European Union Regulations 1 and 10 come Withdrawal (Consequential into force immediately – European Union Modifications) (EU Exit) before IP completion day. (Withdrawal) Act Regulations 2020 The other Regulations 2018 come into force on IP – European Union completion day. (Withdrawal) Act 2018 (Consequential Modifications and Repeals and Revocations) (EU Exit) Regulations 2019 – Interpretation and Legislative Reform (Scotland) Act 2010 – Interpretation Act (Northern Ireland) 1954 77. The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
Made on 17 November Made and not yet in force. – The EEA Passport 2020: Rights The Regulations come into (Amendment, etc., The Financial Services and force on 30 December and Transitional Economic and Monetary 2020. Provisions) (EU
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Policy (Consequential Exit) Regulations Amendments) (EU Exit) 2018 Regulations 2020 – The Friendly Societies (Amendment) (EU Exit) Regulations 2018 – The EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018 – The Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018 – The Building Societies Legislation (Amendment) (EU Exit) Regulations 2018
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– The Credit Transfers and Direct Debits in Euro (Amendment) (EU Exit) Regulations 2018 – The Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018 – The Bank of England (Amendment) (EU Exit) Regulations 2018 – The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018
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– The Short Selling (Amendment) (EU Exit) Regulations 2018 – The Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018 – The Capital Requirements (Amendment) (EU Exit) Regulations 2018 – The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 – The Credit Institutions and Insurance Undertakings
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Reorganisation and Winding Up (Amendment) (EU Exit) Regulations 2019 – The Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 – The Financial Conglomerates and Other Financial Groups (Amendment etc.) (EU Exit) Regulations 2019 – The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019 – The Market Abuse (Amendment) (EU
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Exit) Regulations 2019 – The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 – The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 – The Venture Capital Funds (Amendment) (EU Exit) Regulations 2019 – The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc.,
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and Transitional Provision) (EU Exit) Regulations 2019 – The Long-term Investment Funds (Amendment) (EU Exit) Regulations 2019 – The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 – The Social Entrepreneurship Funds (Amendment) (EU Exit) Regulations 2019 – The Money Market Funds (Amendment) (EU
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Exit) Regulations 2019 – The Packaged Retail and Insurance-based Investment Products (Amendment) (EU Exit) Regulations 2019 – The Solvency 2 and Insurance (Amendment, etc.) (EU Exit) Regulations 2019 – The European Union Budget, and Economic and Monetary Policy (EU Exit) Regulations 2019 – The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc)
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(EU Exit) Regulations 2019 – The Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019 – The Financial Services (Distance Marketing) (Amendment and Savings Provisions) (EU Exit) Regulations 2019 – The Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2019 – The Financial Services and Markets Act 2000
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(Amendment) (EU Exit) Regulations 2019 – The Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019 – The Securitisation (Amendment) (EU Exit) Regulations 2019 – The Payment Accounts (Amendment) (EU Exit) Regulations 2019 – The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019
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Amended Retained EU Explanatory Information Statutory Instrument Status Amended UK legislation legislation and Guidance Commentary
– The Insurance Distribution (Amendment) (EU Exit) Regulations 2019 – The Uncertificated Securities (Amendment and EU Exit) Regulations 2019 – The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 – The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 – The Official Listing of Securities,
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Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 – The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019 – The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 2) Regulations 2019 – The Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019 – The Capital Requirements
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(Amendment) (EU Exit) Regulations 2019 – The Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 – The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 – The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019
Allen & Overy means Allen & Overy LLP and/or its affiliated undertakings. Allen & Overy LLP is a limited liability partnership registered in England and Wales with registered number OC306763. Allen & Overy (Holdings) Limited is a limited company registered in England and Wales with registered number 07462870. Allen & Overy LLP and Allen & Overy (Holdings) Limited are authorised and regulated by the Solicitors Regulation Authority of England and Wales. The term partner is used to refer to a member of Allen & Overy LLP or a director of Allen & Overy (Holdings) Limited or, in either case, an employee or consultant with equivalent standing and qualifications or an individual with equivalent status in one of Allen & Overy LLP’s affiliated undertakings. A list of the members of Allen & Overy LLP and of the non-members who are designated as partners, and a list of the directors of Allen & Overy (Holdings) Limited, is open to inspection at our registered office at One Bishops Square, London E1 6AD. © Allen & Overy LLP 2020. This document is for general guidance only and does not constitute definitive advice. | UKO1: 2000293867.8
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