The Nuremberg Justice Trial 1947
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JAN SCHNITZER THE NUREMBERG JUSTICE TRIAL 1947 – VENGEANCE OF THE VICTORS ? LLM THESIS LAWS 591 FACULTY OF LAW 2010 2 3 In memory of the victims of the German judiciary between 1933 and 1945 4 5 TABLE OF CONTENTS ABSTRACT .................................................................................................. 9 ACKNOWLEDGEMENTS ....................................................................... 11 I INTRODUCTION ................................................................................ 13 II LEGAL BASIS OF THE TRIAL ........................................................ 19 A The Allies as the Controllers of the Legislative Power in Germany after World War II ....................................................... 19 1 The legitimisation of the trial by Allied documents ................... 19 (a) Declaration on German Atrocities (Moscow Declaration 1943) ..................................................................................... 20 (b) London Agreement of 8 August 1945 .................................. 22 (c) Charter of the International Military Tribunal ..................... 25 (d) Allied Control Council Law No. 10 ..................................... 29 (e) Ordinance No. 7 of the US Military Government for Germany ............................................................................... 31 (f) Judgment of the International Military Tribunal .................. 33 2 Compatibility with existing international law and customs....... 34 (a) Non-applicability of Hague Convention No. IV ...................... (Laws and Customs of War on Land) .................................. 34 (b) The issue of Germany‟s remaining sovereignty................... 37 (i) View of US Military Tribunal III ..................................... 38 (ii) Dissenting view of Judge Blair ........................................ 41 (iii) Evaluation .................................................................... 45 (c) The implementation of a purely US court ............................ 47 (i) Historical experience ........................................................ 48 (ii) The violation of the principle of separation of powers .... 51 B The Moral Necessity of the Trial ................................................. 55 C Conclusion .................................................................................... 59 6 III INVOLVED PARTIES .................................................................... 61 A The Tribunal ................................................................................. 62 1 The judges and their qualifications ........................................... 63 2 Independence of the judges from US post-war politics ............. 65 3 Conclusion ................................................................................. 67 B The Prosecution ............................................................................ 69 1 The prosecutors and their qualifications ................................... 70 (a) Taylor ................................................................................... 72 (b) LaFollette ............................................................................. 73 2 Conclusion ................................................................................. 74 C The Defendants ............................................................................. 76 1 Selection criteria ........................................................................ 78 (a) General aspects..................................................................... 79 (b) Individual aspects ................................................................. 80 (i) Officials of the Reich Ministry of Justice ........................ 81 (ii) Members of the National Socialist People‟s Court .......... 82 (iii) Members of National Socialist Special Courts ............ 84 2 Conclusion ................................................................................. 85 IV TRIAL-PROCEEDINGS ................................................................. 89 A The Creation of a New International Criminal Law .................. 90 1 The charges and their development ........................................... 91 (a) Conspiracy to commit war crimes and crimes against humanity ............................................................................... 92 (b) War crimes ........................................................................... 94 (c) Crimes against humanity ...................................................... 96 (d) Membership in criminal organisations ............................... 100 2 The ex post facto principle (nullum crimen sine lege, ................... nulla poena sine lege) .............................................................. 103 3 Individual liability.................................................................... 108 4 The tu quoque argument .......................................................... 111 7 5 Conclusion ............................................................................... 114 B Fairness of the Trial ................................................................... 115 V JUDGMENT OF THE TRIBUNAL ................................................. 121 A General Remarks ........................................................................ 121 1 The Tribunal’s analysis of the German law under the Nazis .. 122 (a) Ermaechtigungsgesetz (Enabling Act 1933) ...................... 123 (b) Arbitrariness in criminal law .............................................. 124 (c) Discrimination against minorities ...................................... 127 (d) Expansion of the German law on occupied territories ....... 128 (e) Courts and the law of procedure ........................................ 129 (f) The execution of the law in Nazi Germany ....................... 131 (i) Hitler as supreme judge .................................................. 131 (ii) Execution of Hitler‟s will ............................................... 133 (iii) Outcome ..................................................................... 135 2 The Tribunal’s evaluation of the legality of Nazi laws ............ 137 (a) Habitual criminals .............................................................. 138 (b) Plunder in German territory ............................................... 138 (c) Crimes against the wartime economy ................................ 139 (d) Undermining military efficiency ........................................ 139 (e) Treason and High Treason ................................................. 141 (f) The Nacht und Nebel Erlass (Night and Fog Decree)........ 142 (g) Racial persecution .............................................................. 144 3 Conclusion ............................................................................... 146 B Individual Verdicts and Sentences ............................................. 147 1 The Tribunal’s evaluation of the defendant’s role ........................ in Nazi Germany ...................................................................... 149 (a) Schlegelberger .................................................................... 149 (b) Klemm ................................................................................ 151 (c) Rothenberger ...................................................................... 153 (d) Lautz ................................................................................... 155 8 (e) Mettgenberg ....................................................................... 156 (f) von Ammon ........................................................................ 157 (g) Joel ..................................................................................... 158 (h) Rothaug .............................................................................. 160 (i) Barnickel, Petersen, Nebelung and Cuhorst ....................... 163 (j) Oeschey .............................................................................. 164 (k) Altstoetter ........................................................................... 167 (l) Engert and Westphal .......................................................... 168 2 The Tribunal’s relatively mild sentencing ............................... 169 3 Conclusion ............................................................................... 170 VI LEGACY OF THE TRIAL ............................................................ 175 A The Establishment of a New International Criminal Law ....... 175 1 Development ............................................................................ 175 2 Criticism................................................................................... 178 3 Conclusion ............................................................................... 180 B The Failure of the US War Crimes Trial Programme .............. 182 1 The upcoming Cold War .......................................................... 183 2 The resistance of Germany’s post-war judiciary ..................... 186 3 The amnesties of the 1950s ...................................................... 191 4 Conclusion ............................................................................... 194 VII CONCLUSION ............................................................................... 199 APPENDIX: PICTURES FROM THE TRIAL .................................... 207 BIBLIOGRAPHY .................................................................................... 213 9 ABSTRACT Nuremberg became famous for the