F e d e r a l R e s e r v e B a n k OF DALLAS

WILLIAM H. WALLACE FIRST VICE PRESIDENT November 16, 1990 d a l l a s , t e x a s 7 5 2 2 2 AND CHIEF OPERATING OFFICER

Circular 90-84

TO: The Chief Executive Officer of each member bank and others concerned in the Eleventh Federal Reserve District

SUBJECT

Over-the-Counter (OTC) Margin Stocks

DETAILS The Board of Governors of the Federal Reserve System has revised the list of over-the-counter (OTC) stocks that are subject to its margin regula­ tions, effective November 13, 1990. The Board publishes a complete list four times a year, and the Federal Register announces additions to and deletions from the list. The complete list of OTC stocks as of November 13, 1990, is avail­ able from the Public Affairs Department of this Bank upon request. Included with the list is a revised listing of foreign margin stocks. The foreign margin stocks listed are foreign equity securities now eligible for margin treatment at broker-dealers.

ATTACHMENT Attached is a copy of the Federal Register announcement of revisions to the list of OTC stocks as shown on pages 46040-44, Vol. 55, No. 212, dated November 1, 1990. Also included are additions to the listing of foreign margin stocks.

MORE INFORMATION For more information regarding marginable OTC stock requirements, please contact Dean A. Pankonien at (214) 651-6228. For copies of the com­ plete list or additional copies of this circular, please contact the Public Affairs Department at (214) 651-6289. Sincerely yours,

For additional copies of any circular, please contact the Public Affairs Department at (214) 651-6289. Bankers and others are encouraged to use the following toll-free number in contacting the Federal Reserve Bank of Dallas: (800) 333-4460.

This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library ([email protected]) 46040 Federal Register / Vol. 55, No. 212 / Thursday, November 1, 1990 / Rules and Regulations

of the Federal Reserve System to be margin treatment at broker-dealers subject to the margin requirements pursuant to a recent amendment to under certain Federal Reserve Regulation T (12 CFR Part 220). (See regulations. The List of Foreign Margin Federal Register of March 27,1990, at Stocks (Foreign List) represents all page 11158 for Board action.) These foreign equity securities that have met additional foreign equity securities have the Board's eligibility criteria under met the Board's requirements pursuant to Regulation T. The OTC List and the Regulation T and are now eligible for Foreign List are published four times a margin at broker-dealers on the same year by the Board. This document sets basis as domestic margin securities. A forth additions to or deletions from the copy of the complete Foreign List OTC List and additions to the Foreign incorporating these additions is List previously published and effective available from the Reserve Banks. on August 13,1990. Public Comment and Deferred Effective EFFECTIVE d a te : November 13,1990. Date FOR FURTHER INFORMATION CONTACT: Peggy Wolffrum, Securities Regulation The requirements of 5 U.S.C. 553 with Analyst, Division of Banking respect to notice and public Supervision and Regulation, (202) 452- participation were not followed in 2781, Board of Governors of the Federal connection with the issuance of this Reserve System, Washington, DC 20551. amendment due to the objective For the hearing impaired only, character of the criteria for inclusion Earnestine Hill or Dorothea Thompson, and continued inclusion on the Lists Telecommunications Device for the Deaf specified in 12 CFR 207.6 (a) and (b), (TDD) (202) 452-3544. 220.17 (a), (b), (c) and (d), and 221.7 (a) SUPPLEMENTARY INFORMATION: Two and (b). No additional useful categories of stock information are information would be gained by public listed below. The first group represents participation. The full requirements of 5 additions to or deletions from the OTC U.S.C. 553 with respect to deferred List. This supersedes the last OTC List effective date have not been followed in which was effective August 13,1990. connection with the issuance of this Additions and deletions to the OTC List amendment because the Board finds were published on August 2,1990 (55 FR that it is in the public interest to 31367). A copy of the complete OTC List facilitate investment and credit incorporating these additions and decisions based in whole or in part upon deletions is available from the Federal the composition of these Lists as soon as Reserve Banks. possible. The Board has responded to a The OTC List includes those stocks request by the public and allowed a that meet the criteria in Regulations G, T two-week delay before the Lists are and U (12 CFR parts 207, 220 and 221, effective. respectively). This determination also List of Subjects affects the applicability of Regulation X (12 CFR part 224). These stocks have the 12 CFR Part 207 degree of national investor interest, the Banks, Banking, Credit, Federal depth and breadth of market, and the availability of information respecting Reserve System, Margin, Margin the stock and its issuer to warrant requirements, Investments, National regulation in the same fashion as Market System (NMS Security), exchange-traded securities. The OTC Reporting and recordkeeping List also includes any OTC stock requirements, Securities. FEDERAL RESERVE SYSTEM designated under a Securities and 12 CFR Part 220 Exchange Commission (SEC) rule as 12 CFR Parts 207,220, 221 and 224 qualified for trading in the national Banks, Banking, Brokers, Credit, market system (NMS security). Federal Reserve System, Margin, Margin Regulations G, T, U and X; Securities Additional OTC stocks may be requirements, National Market System Credit Transactions; List of Marginable designated as NMS securities in the (NMS Security), Reporting and OTC Stocks; List of Foreign Margin interim between the Board's quarterly recordkeeping requirements, Securities. Stocks publications. They will become 12 CFR Part 221 AGENCY: Board of Governors of the automatically marginable at broker- Federal Reserve System. dealers upon the effective date of their Banks, Banking, Credit, Federal Reserve System, Margin, Margin a c t i o n : Final rule; determination of NMS designation. The names of these requirements, National Market System applicability of regulations. stocks are available at the Board and the SEC and will be incorporated into (NMS Security), Reporting and SUMMARY: The List of Marginable OTC the Board's next quarterly publication of recordkeeping requirements, Securities. Stocks (OTC List) is comprised of stocks the OTC List. 12 CFR Part 224 traded over-the-counter (OTC) in the The second group of securities, United States that have been represents additions to the Board's Banks, Banking, Borrowers, Credit determined by the Board of Governors Foreign List that are now eligible for Federal Reserve System, Margin, Margin Federal Register / Vol. 55, No. 212 / Thursday, November 1, 1990 / Rules and Regulations 46041 requirements, Reporting and Fleet Aerospace, Inc. $.01 par common recordkeeping requirements, Securities. $.01 par common Bogert Oil Company Accordingly, pursuant to the authority Fulton Federal Savings Bank $.10 par common $1.00 par common of sections 7 and 23 of the Securities Cadence Design Systems, Inc. General Building Products Corporation $.01 par common Exchange Act of 1934, as amended (15 $.05 par common Carolina Bancorp, Inc. U.S.C. 78g and 78w), and in accordance HEI Corporation $1.00 par common with 12 CFR 207.2(k) and 207.6(c) $.10 par common Church & Swight Co., Inc. (Regulation G), 12 CFR 220.2(u) and Heritage Financial Corporation $1.00 par common 220.17(e) (Regulation T), and 12 CFR $.90 par cumulative convertible preferred CII Financial, Inc. 221.2(j) and 221.7(c) (Regulation U), Independence Federal Savings Bank No par common there is set forth below a listing of $.01 par common Diagnostek, Inc. deletions from and additions to the OTC Institute of Clinical Pharmacology, PLC $.01 par common American Depositary Receipts for non­ Dycom Industries, Inc. List; and the additions to the Foreign restricted B shares (nominal value FIN List. $.33 Vs par common 20) Epsilon Data Management, Inc. Deletions From the List of Marginable OTC Jesup Group Inc., The $.01 par common Stocks $.01 par common Fidelity Federal Savings Bank (Indiana) Microwave Laboratories, Inc. $.01 par common Stocks Removed For Failing Continued $.01 par common Listing Requirements Finnigan Corporation Novell, Inc. $.01 par common Action Auto Stores, Inc. 7Vi% convertible subordinated debentures First Home Federal Savings and Loan No par common Osicom Technologies, Inc. Association (Florida) Airship Industries Limited $.01 par common $100 par common American Depositary Receipts representing Pacesetter Homes, Inc. Florida Public Utilities Company 80 ordinary shares $.01 par common $1.50 par common A1 Copeland Enterprises, Inc. Questech, Inc. Greenery Rehabilitation Group, Inc. Series 1,17.5% exchangeable preferred $.05 par common $.01 par common Altus Bank, a Federal Savings Bank Retailing Corporation of America Henley International, Inc. (Alabama) $1.00 par common $.001 par common $.01 par common S.P.I.-Suspension and Parts Industries Integon Corporation American Film Technologies, Inc. Limited $1.00 par common Warrants (expire 06-30-93) Ordinary shares, IS 250 par value Intellicall, Inc. Anthony, Michael Jewelers, Inc. SFE Technologies $.01 par common $.001 par common $.1.00 par common International Lease Finance Corp. ASTEC Industries, Inc. Sructofab. Inc. $.01 par common Warrants (expire 12-29-91) $.02 par common Warrants (expire 1994) BANC One Corporation SUNF, Inc. JMB Realty Trust Series B, no par convertible preferred $.50 par common No par shares of beneficial Beauty Labs, Inc. Symbion, Inc. Mack Trucks, Inc. $.01 par common $.01 par common $1.00 par common Brookfield Bancshares Corporation Syntech International, Inc. $1.00 par common $.10 par common Martin Lawrence Limited Editions $.001 par common Brooklyn Savings Bank, The Tele-Optics, Inc. Mid-America Bancorp $1.00 par common $.01 par common No par common Capital Bancorporation United Savings Bank (Virginia) $.55% par common $5.00 par common Mountain West Savings Bank F.S.B. Care Plus, Inc. Vikonics, Inc. $1.00 par common Class A, Warrants (expire 08-13-90) $.02 par common Mutual Federal Savings And Loan CCAIR, Inc. Vinland Property Trust Association (North Carolina) $.01 par common No par shares of beneficial interest $1.00 par common Chemfix Technologies, Inc. Vista Organization Partnership, L.P., The Mutual Federal Savings Bank, A Stock Corp. Warrants (expire 12-15-90) Depositary units of limited partnership (Ohio) Codenoll Technology Corporation interest $1.00 par common Warrants (expire 09-10-90) Walker Telecommunications Corporation National Media Corporation Community Financial Corporation $.01 par common $.10 par common $.01 par common Wall to Wall Sound and Video, Inc. North-West Telecommunications, Inc. Coral Gold Corporation $.01 par common $5.00 par common No par common Washington Bancorporation (Washington, Old Republic International Corp. Cosmo Communications Corporation D.C.) $1.00 par common $.01 par common $2.50 par common Pennview Savings Association Country Wide Transport Services, Inc. Western Microwave, Inc. $1.00 par common $.01 par common $.10 par common Pharmacia AB CPT Corporation Williams, A.L., Corporation, American Depository Receipts for non- $.05 par common 7.25% convertible subordinated debentures restricted B shares (par value Skr 10) 10% convertible subordinated debentures World-Wide Technology, Inc. Primebank, Federal Savings Bank (Michigan) DST Systems, Inc. $.01 par common $1.00 par common $.01 par common Shelby Federal Saving Bank (Indiana) Eliot Savings Bank (Massachusetts) Stocks Removed for Listing on a National $1.00 par common $.10 par common Securities Exchange Or Being Involved in an Stockholder Systems, Inc. First Citizens Bancshares, Inc. Acquisition Class A, $.05 par common Class B, $1.00 par common Altos Computer System Subaru of America, Inc. First Executive Corporation No par common $.01 par common Warrants (expire 11-15-90) Bio-Medicus, Inc. Summa Medical Corporation First Savings Bank, F.S.B. (New Mexico) $.01 par common $.01 par common $1.00 par common Biotech Research Laboratories, Inc. Tecogen, Inc. 46042 Federal Registei / Vol. 55, No. 212 / Thursday, November 1, 1990 / Rules and Regulations

$.10 par common $.01 par common Ordinary shares, par value 5 p UTL Corporation Modtech, Inc. B.A.T. Industries Ltd. PLC $.25 par common $.01 par common Ordinary shares 25 p Webster Clothes. Inc. Molex Incorporated Barclays Bank PLC $.01 par common Class A, $.05 par common Common, par value 100 p NDE Environmental Corporation Bass PLC Additions to the List of Marginable OTC $.0001 par common Ordinary shares, par value 25 p Stocks Nord Pacific Limited Bet PLC $.01 par common Common, par value 25 p Advanced Logic Research, Inc. O'Charley’s Inc. Bicc PLC $.01 par common No par common Ordinary shares, par value 50 p Allied Clinical Laboratories, Inc. Orthopedic Services, Inc. Blue Circle Industries PLC $.01 par common $.01 par common American Business Computers Corporation Common, par value 50 p Park National Corporation $.01 par common BOC Group PLC $6.25 par common Common, par value 25 p Arcus, Inc. Pinnacle Banc Group, Inc. $.01 par common Boots Company PLC, The $6.25 par common Astrocom Corporation Common, par value 25 p Radius Inc. $.10 par common BPB Industries PLC No par common Bird Medical Technologies, Inc. Ordinary shares, par value 50 p Republic Health Corporation $.01 par common Corporation $.01 par common Canyon Resources Corporation Y 50 par common Republic Waste Industries, Inc. British Airways PLC Warrants (expire 12-31-94} $.01 par common Capitol Bancorp Ltd. Ordinary shares, par value 25 p Rocky Mountain Helicopters, Inc. British Petroleum Company PLC No par common $.02 par common Circuit Systems, Inc. Ordinary shares, par value 25 p Security Savings Bank, FSB British Sieel PLC No par common $1.00 par common CMS/Data Corporation Common, par value 50 p Southmark Corporation British Telecommunications PLC $.01 par common $.01 par common Coho Resources, Inc. Common, par value 25 p Class A, $.01 par convertible preferred BTR PLC $.01 par common Suburban Bankshares, Inc. (Florida) Deprenyl Research Limited Common, par value 25 p Class A, $.10 par common Burmah Oil PLC, The No par common Sylvan Foods Holdings, Inc. Dreco Energy Services Ltd. Common, par value 100 p $.001 par common C. Itoh Fuel Company Ltd. Class A, no par common Tinsley Laboratories, Inc. DVI Financial Corporation Y 50 par common No par common Cable & Wireless PLC $.005 par common Trimble Navigation Limited Easel Corporation Ordinary shares, par value 50 p No par common Cadbury Schweppes PLC $.01 par common Uranium Resources, Inc. ESB Bancorp, Inc. Ordinary shares, par value 25 p $.001 par common Carlton Communications PLC $1.00 par common Warrants (expire 02-26-94) Failure Group, Inc., The Common, par value 5 p Vanguard Real Estate Fund II Commercial Union Assurance Company PLC $.001 par common No par shares of beneficial interest Gerrity Oil & Gas Corporation Ordinary shares, par value 25 p VISX, Incorporated Courtaulds PLC $.01 par common No par common Grant-Norpac, Inc. Common, par value 25 p Vital Signs, Inc. $.002 par common No par common Helix Biocore, Inc. Y 50 par common Warrantech Corporation DAI-ICHI Kangyo Bank Ltd. $.01 par common $.0007 par common Y 50 par common High Plains Corporation Westwood One, Inc. Denki Kagaku Kogyo $.10 par common Warrants (expire 09-04-97) IKOS Systems, Inc. Y 50 par common $.01 par common DOWA Mining Illinois Central Corporation Additions to the List of Foreign Margin Y 50 par common $.001 par common Stocks In-Store Advertising, Inc. Abbey National PLC Y 50 par common $.01 par common Ordinary shares, par value 10 p Enterprise Oil PLC Keene Corporation Co., Ltd. Ordinary shares, par value 25 p $.0001 par common Y 50 par common Fisons PLC London International Group PLC Allied Lyons PLC Common, par value 25 p American Depositary Receipts Common, par value 25 p Fuji Bank Ltd. Lunar Corporation Argyl Group PLC Y 50 par common $.01 par common Ordinary shares, par value 25 p Company Ltd. Marcam Corporation Y 50 par common $.01 par common Y 50 par common Fujita Corporation Matrix Service Company Asahi Chemical Industry Y 50 par common $.01 par common Y 50 par common Ltd. Meca Software, Inc. Asahi Glass Co., Ltd. Y 50 par common $.01 par common Y 50 par common Furukawa Medical Management of America, Inc. ASDA Group PLC Y 50 par common $.01 par common Ordinary shares, par value 25 p Company Ltd. Micrografx, Inc. Associated British Foods PLC Y 50 par common Federal Register / Vol. 55, No. 212 / Thursday, November 1, 1990 / Rules and Regulations 4GG43

General Accident Fire & Life Assurance Corp. Land Securities PLC Common, par value 100 p PLC Common, par value 100 p Navix Line Common, par value 25 p Lasmo PLC Y 50 par common GKN PLC Common, par value 25 p NGK Insulators Common, par value 100 p Legal and General Group PLC Y 50 par common Glaxo Holdings PLC Common, par value 25 p Corporation Common, par value 50 p Lloyds Bank PLC Y 50 par common Great Universal Stores PLC Common, par value 100 p Nihon Cement “A" Ordinary shares (non-voting), par Lonrho Ltd. PLC Y 50 par common value 25 p Ordinary shares, par value 25 p Niigata Engineering Guardian Royal Exchange PLC Lucas Industries PLC Y 50 par common Ordinary shares, par value 5 p Ordinary shares, par value 100 p Nikko Securities Company Ltd. Hammerson Property Investment and Marks & Spencer PLC Y 50 par common Development Corp. PLC Ordinary shares, par value 25 p Corporation Common, par value 25 p Corporation Y 50 par common Hanson PLC Y 50 par common Nippon Beet Sugar Manufacturing Ordinary shares, par value 25 p Matsuzakaya Y 50 par common Harrisons and Crosfield PLC Y 50 par common Nippon Common, par value 25 p Maxwell Communication Corporation PLC Y 50 par common Hawker Siddeley Group PLC Ordinary shares, par value 25 p Company LTD. Common, par value 25 p Motor Corporation Y 50 par common Hillsdown Holdings PLC Y 50 par common Company Ltd. Ordinary shares, par value 10 p Electric Y 50 par common Ltd. Y 50 par common Nippon Mining Company Ltd. Y 50 par common Meiji Milk Products Y 50 par common Motor Company Ltd. Y 50 par common Nippon Oil & Fats Y 50 par common Meiji Seika Kaisha Ltd. Imperial Chemical Industries PLC Y 50 par common Y 50 par common Nippon Oil Company Ltd. Common, par value 100 p Mepc PLC Ishikawajima-Harima Heavy Industries Common, par value 25 p Y 50 par common Nippon Seiko. Company Ltd. Midland Bank PLC Y 50 par common Ordinary shares, par value 100 p Y 50 par common Motors Ltd. Corporation Nippon Sharyo Seizo Y 50 par common Y 50 par common Y 50 par common Steel Works Corporation Company Ltd. Y 50 par common Y 50 par common Y 50 par common Jujo Company Ltd. Company Ltd. Nippon Shinpan Company Ltd. Y 50 par common Y 50 par common Y 50 par common Corporation Mitsubishi Heavy Industry Ltd. Corporation Y 50 par common Y 50 par common Y 50 par common Kanebo Ltd. Mitsubishi Kaisei Corporation Nippon Suisan Y 50 par common Y 50 par common Y 50 par common Kansai Electric Power Company Inc. Mitsubishi Metal Corporation Y 500 par common Y 50 par common Y 50 par common Kawasaki Heavy Industries Ltd. Mitsubishi Oil Company Ltd. Motors Y 50 par common Y 50 par common Y 50 par common Kawasaki Kisen Nisshin Flour Milling Company Ltd. Y 50 par common Y 50 par common Y 50 par common Kawasaki Steel Corporation Company Ltd. Nisshin Oil Mills Y 50 par common Y 50 par common Y 50 par common Keihin Electric Express Railway Mitsubishi Steel Manufacturing NKK Corporation Y 50 par common Y 50 par common Y 50 par common Keio Teito Electric Railway Mitsubishi Trust &Banking Corporation Noritake Y 50 par common Y 50 par common Y 50 par common Mitsubishi Warehouse & Transportation NTN Toyo Bearing Company Ltd. Y 50 par common Y 50 par common Y 50 par common & Co. Ltd. Obayashi Y 50 par common Y 50 par common Y 50 par common Kingfishet PLC Mitsui Mining & Smelting Company Ltd. Ordinary shares, par value 25 p Y 50 par common Y 50 par common Kirin Brewery Company Ltd. Mitsui OSK Lines Ltd. Ltd. Y 50 par common Y 50 par common Y 50 par common Mitsui Real Estate Development Company Company Inc. Y 50 par common Ltd. Y 50 par common Konica Corporation Y 50 par common Okuma Machinery Works Ltd. Y 50 par common Mitsui Taiyo Kobe Bank Y 50 par common Koyo Seiko Y 50 par common Onoda Cement Company Ltd. Y 50 par common Mitsui Toatsu Chemicals Y 50 par common Corporation Ltd. Y 50 par common Company Ltd. Y 50 par common Mitsui Trust and Banking Company Ltd. Y 50 par common Company Ltd. Y 50 par common Pearson PLC Y 50 par common Morinaga and Company Ordinary shares, par value 25 p Kyowa Hakko Kogyo Company Ltd. Y 50 par common Peninsular and Oriental Steam Navigation Y 50 par common Nachi-Fujikoshi Company Ladbroke Group PLC Y 50 par common (Deferred Stock) Ordinary shares, par Ordinary shares, par value 10 p National Westminister Bank PLC value 100 p 46044 Federal Register / Vol. 55, No. 212 / Thursday, November 1, 1990 / Rules and Regulations

Pilkington PLC Y 50 par common Common, par value 50 p Y 50 par common Whitbread & Company PLC Prudential Corporation PLC Sumitomo Electric Industries Ltd. Common, par value 25 p Common, par value 5 p Y 50 par common Yasuda Fire & Marine Insurance Company Rank Organization PLC Sumitomo Metal Industries Ltd. Ordinary shares, par value 25 p Y 50 par common Y 50 par common Ranks Hovis McDougall PLC Sumitomo Metal Mining Company Ltd. Corporaiton Common, par value 25 p Y 50 par common Y 50 par common Rer-kitt and Colman PLC Sun Alliance Group PLC Ltd. Ordinary shares, par value 25 p Ordinary shares, par value 25 p Y 50 par common Redland PLC Motor Company Ltd. Yuasa Battery Common, par value 25 p Y 50 par common Y 50 par common Reed International PLC Taisho Marine & Fire Insurance Company By order of the Board of Governors of the Common, par value 25 p Ltd. Federal Reserve System, acting by its Staff Reuters Holdings PLC Y 50 par common Director of the Division of Banking Common, par value 10 p Takara Shuzo Supervision and Regulation pursuant to RMC Group PLC Y 50 par common delegated authority (12 CFR 265.2(c)(18)), Common, par value 25 p Company Ltd. October 26,1990. Rolls Royce PLC Y 50 par common William W. Wiles, Ordinary shares, par value 20 p Takeda Chemical Industries Ltd. Rothmans International PLC Y 50 par common Secretary of the Board. Common, par value lZ-Vz p Tarmac PLC [FR Doc. 90-25854 Filed 10-31-90; 8:45 am] Royal Bank of Scotland Group PLC Common, par value 50 p BILLING CODE 6210-01-M Ordinary shares, par value 25 p Taylor Woodrow PLC Royal Insurance PLC Common, par value 25 p Common, par value 25 p Ltd. RTZ Corporation, The Y 50 par common Common, par value 10 p Teikoku Oil Sainsbury, J. PLC Y 50 par common Ordinary shares, par value 25 p Tekken Construction Sankyo Company Ltd. Y 50 par common Y 50 par common Tesco PLC Sanyo Electric Company Ordinary shares, par value 5 p Y 50 par common Thames Water PLC Sanyo-Kokusaku Pulp Ordinary shares, par value 100 p Y 50 par common Thorn EMI PLC Breweries Common, par value 25 p Y 50 par common Company Ltd. Sato Kogyo Company Ltd. Y 50 par common Y 50 par common & Fire Insurance Company Ltd. Scottish Newcastle Breweries PLC Y 50 par common Ordinary shares, par value 20 p Department Store Sears Holdings PLC Y 50 par common Ordinary shares, par value 25 p Tokyo Electric Power Company Incorporated Y 500 par common Y 50 par common Company Ltd. Shell Transport & Trading Company PLC Y 50 par common Ordinary shares, par value 25 p Tonen Corporation Y 50 par common Y 50 par common , Inc. Shinetsu Chemical Company, Ltd. Y 50 par common Y 50 par common Corporation Shochiku Y 50 par common Y 50 par common Corporation K.K. Y 50 par common Y 50 par common Toto Ltd. Showa Electric Wire Y 50 par common Y 50 par common Showa Line Ltd. Y 50 par common Y 50 par common Company Ltd. Showa Shell Oil Y 50 par common Y 50 par common Trafalgar House PLC Smith & Nephew Associated Company PLC Common, par value 20 p Ordinary shares, par value 10 p Trusthouse Forte PLC Smithkline Beecham PLC Common, par value 25 p “A” Ordinary shares, par value 25 p TSB Group PLC Standard Chartered Group PLC Common, par value 25 p Ordinary shares, par value 100 p STC PLC Y 50 par common Common, par value 25 p Ultramar PLC Sumitomo Bank Ltd. Ordinary shares, par value 25 p Y 50 par common Unilever PLC Sumitomo Cement Company Ltd. Ordinary shares, par value 5 p Y 50 par common United Biscuits Holdings PLC Company Ltd. Ordinary shares, par value 25 p Y 50 par common