------Estimated ------Quantity Min State CUSIP Description Insur Coupon Freq. Maturity Term Next Call YTW YTM Price Settle Available Trade Restr. 143 1 02006LH55 ALLY CD FDIC 1.050 Semi-Ann 08/06/18 2 Years 1.050 1.050 100.000 NONE 08/04 750 1 29976DQ60 EverBank FDIC 1.000 Semi-Ann 08/10/18 2 Years 1.000 1.000 100.000 TX 08/12 985 1 254672E79 Discover Bank FDIC 1.000 Semi-Ann 08/10/18 2 Years 1.000 1.000 100.000 NONE 08/10 1,000 1 30867PCZ4 FARMERS AND MERCHANTS STATE FDIC 0.850 Monthly 08/10/18 2 Years 0.850 0.850 100.000 MN 08/10 BANK OF PIERZ 1,000 1 78658QYD9 Safra National Bank of New York - FDIC 0.850 Semi-Ann 08/15/18 2 Years 0.850 0.850 100.000 NONE 08/15 26876 1,885 1 48126XAM7 JPMorgan Chase Bank, NA CD FDIC 1.100 Quartrly 08/16/18 2 Years C 17@ 100 1.100 1.100 100.000 NONE 08/16 1,000 1 330459BL1 FNB BANK INC. FDIC 0.900 Monthly 08/17/18 2 Years 0.900 0.900 100.000 08/17 1,741 1 31941XBC7 First Capital Bank of Kentucky FDIC 0.850 Monthly 08/17/18 2 Years 0.850 0.850 100.000 08/17 1,751 1 33625CBD0 1st Security Bank of Washington FDIC 0.850 Monthly 08/20/18 2 Years 0.850 0.850 100.000 08/19 1,000 1 45906ABG1 INTERNATIONAL BANK OF CHICAGO FDIC 0.900 Monthly 08/20/18 2 Years 0.900 0.900 100.000 08/19 1,000 1 307660KM1 FARM BUREAU BANK FSB FDIC 0.900 Monthly 08/22/18 2 Years 0.900 0.900 100.000 TX 08/22 500 1 549103XG9 Luana Savings Bank FDIC 0.800 Semi-Ann 11/05/18 2 Years 0.800 0.800 100.000 08/05 465 1 02006LH63 ALLY BANK CD FDIC 1.100 Semi-Ann 02/04/19 2.5 Years 1.100 1.100 100.000 NONE 08/04 500 1 549103XB0 LUANA SAVINGS BANK FDIC 0.850 Monthly 02/05/19 2.5 Years 0.850 0.850 100.000 NONE 08/05 1,000 1 33640VBQ0 FIRST SERVICE BANK FDIC 1.000 Monthly 02/19/19 2.5 Years 1.000 1.000 100.000 08/17 2,000 1 33625CBC2 1st Security Bank of Washington FDIC 0.900 Monthly 02/19/19 2.5 Years 0.900 0.900 100.000 08/19 1,000 1 45906ABF3 INTERNATIONAL BANK OF CHICAGO FDIC 1.000 Monthly 05/06/19 2.5 Years 1.000 1.000 100.000 08/05 269 1 02006LH89 ALLY BANK CD FDIC 1.200 Semi-Ann 08/05/19 3 Years 1.200 1.200 100.000 NONE 08/04 1,050 1 38148PGR2 Bank USA FDIC 1.100 Semi-Ann 08/12/19 3 Years 1.100 1.100 100.000 NONE 08/10 1,000 1 254672E87 Discover Bank FDIC 1.150 Semi-Ann 08/12/19 3 Years 1.150 1.150 100.000 NONE 08/10 750 1 29976DQ78 EverBank FDIC 1.150 Semi-Ann 08/12/19 3 Years 1.150 1.150 100.000 TX 08/12 1,545 1 48126XAN5 JPMorgan Chase Bank, NA CD FDIC 1.300 Quartrly 08/16/19 3 Years C 17@ 100 1.300 1.300 100.000 NONE 08/16 500 1 066851UV6 Bar Harbor Bank and Trust FDIC 1.000 Monthly 08/16/19 3 Years 1.000 1.000 100.000 NONE 08/16 83 1 949095AY9 Welch State Bank of Welch, Okla. - FDIC 1.050 Monthly 08/19/19 3 Years 1.050 1.050 100.000 NONE 08/17 9472 1,000 1 128829AD0 CALDWELL BANK AND TRUST COMPANY FDIC 1.000 Semi-Ann 08/19/19 3 Years 1.000 1.000 100.000 NONE 08/19 1,000 1 32022MAR9 FIRST FIN NORTHWEST FDIC 1.100 Monthly 08/19/19 3 Years C 17@ 100 1.100 1.100 100.000 OH, TX, 08/19 WA 2,000 1 33625CBF5 1st Security Bank of Washington FDIC 1.000 Monthly 08/19/19 3 Years 1.000 1.000 100.000 08/19 1,000 1 538036CJ1 LIVE OAK BANKING COMPANY FDIC 1.100 Monthly 08/19/19 3 Years 1.100 1.100 100.000 08/19 1,000 1 307660KL3 FARM BUREAU BANK FSB FDIC 1.100 Monthly 08/22/19 3 Years 1.100 1.100 100.000 TX 08/22 1,000 1 06652CGB1 BANKWEST INC. FDIC 1.150 Monthly 10/23/19 3 Years C 17@ 100 1.150 1.150 100.000 08/23 500 1 06246PBK0 BK OF GROVE FDIC 1.100 Monthly 02/12/20 3.5 Years C 17@ 100 1.100 1.100 100.000 NONE 08/12 1,000 1 82669LGH0 SIGNATURE BANK OF ARKANSAS FDIC 1.150 Monthly 02/18/20 3.5 Years 1.150 1.150 100.000 08/18 2,500 1 598315BK4 Midwest Community Bank FDIC 1.100 Monthly 02/18/20 3.5 Years C 17@ 100 1.100 1.100 100.000 08/18 1,000 1 33640VBR8 FIRST SERVICE BANK FDIC 1.150 Monthly 02/18/20 3.5 Years 1.150 1.150 100.000 08/17 1,000 1 32022MAS7 FIRST FIN NORTHWEST FDIC 1.150 Monthly 02/19/20 3.5 Years C 17@ 100 1.150 1.150 100.000 OH, TX, 08/19 WA

Page 1 of 4 1,000 1 307660KK5 FARM BUREAU BANK FSB FDIC 1.200 Monthly 04/22/20 3.5 Years 1.200 1.200 100.000 TX 08/22 500 1 254672E95 Discover Bank FDIC 1.250 Semi-Ann 08/10/20 4 Years 1.250 1.250 100.000 NONE 08/10 1,945 1 48126XAP0 JPMorgan Chase Bank, NA CD FDIC 1.450 Quartrly 08/16/20 4 Years C 17@ 100 1.450 1.450 100.000 NONE 08/16 1,000 1 330459BM9 FNB BANK INC. FDIC 1.200 Monthly 08/17/20 4 Years 1.200 1.200 100.000 08/17 2,000 1 48126XAK1 JPM Chase Bank, NA CD FDIC 1.000 Quartrly 08/18/20 4 Years C 17@ 100 1.000 1.670 100.000 NONE 08/18 751 1 82669LGJ6 SIGNATURE BANK OF ARKANSAS FDIC 1.200 Monthly 08/18/20 4 Years 1.200 1.200 100.000 08/18 1,000 1 538036CG7 LIVE OAK BANKING COMPANY FDIC 1.250 Monthly 08/19/20 4 Years 1.250 1.250 100.000 08/19 1,000 1 32022MAT5 FIRST FIN NORTHWEST FDIC 1.200 Monthly 08/19/20 4 Years C 17@ 100 1.200 1.200 100.000 OH, TX, 08/19 WA 500 1 33625CBG3 1ST SECURITY BANK OF WASHINGTON FDIC 1.150 Monthly 08/19/20 4 Years 1.150 1.150 100.000 NONE 08/19 494 1 549103XC8 LUANA SAVINGS BANK FDIC 1.200 Monthly 02/05/21 4.5 Years 1.200 1.200 100.000 NONE 08/05 1,000 1 144153AX1 CAROLINA PREMIER BANK FDIC 1.200 Monthly 02/10/21 4.5 Years 1.200 1.200 100.000 08/10 500 1 06246PBL8 BK OF GROVE FDIC 1.300 Monthly 02/12/21 4.5 Years C 17@ 100 1.300 1.300 100.000 NONE 08/12 750 1 82669LGK3 SIGNATURE BANK OF ARKANSAS FDIC 1.250 Monthly 02/18/21 4.5 Years 1.250 1.250 100.000 08/18 500 1 33625CBH1 1ST SECURITY BANK OF WASHINGTON FDIC 1.250 Monthly 02/19/21 4.5 Years 1.250 1.250 100.000 NONE 08/19 1,000 1 06652CFZ9 BANKWEST INC. FDIC 1.400 Monthly 05/24/21 4.5 Years C 17@ 100 1.400 1.400 100.000 08/23 402 1 38148PGT8 Goldman Sachs Bank USA FDIC 1.500 Semi-Ann 08/10/21 5 Years 1.500 1.500 100.000 NONE 08/10 950 1 254672F29 Discover Bank FDIC 1.500 Semi-Ann 08/10/21 5 Years 1.500 1.500 100.000 NONE 08/10 500 1 549103XH7 Luana Savings Bank FDIC 1.150 Semi-Ann 08/12/21 5 Years 1.150 1.150 100.000 NONE 08/12 750 1 29976DQ86 EverBank FDIC 1.500 Semi-Ann 08/12/21 5 Years 1.500 1.500 100.000 TX 08/12 1,965 1 48126XAH8 JPMorgan Chase Bank, NA CD FDIC 1.650 Quartrly 08/16/21 5 Years C 17@ 100 1.650 1.650 100.000 NONE 08/16 850 1 33640VBN7 FIRST SERVICE BANK FDIC 1.350 Monthly 08/17/21 5 Years 1.350 1.350 100.000 08/17 1,000 1 57116AMM7 MARLIN BUSINESS BANK FDIC 1.400 Monthly 08/17/21 5 Years 1.400 1.400 100.000 08/17 4,013 1 31941XBD5 First Capital Bank of Kentucky FDIC 1.350 Monthly 08/17/21 5 Years 1.350 1.350 100.000 08/17 1,000 1 45906ABH9 INTERNATIONAL BANK OF CHICAGO FDIC 1.350 Monthly 08/19/21 5 Years C 17@ 100 1.350 1.350 100.000 NONE 08/19 500 1 33625CBJ7 1ST SECURITY BANK OF WASHINGTON FDIC 1.300 Monthly 08/19/21 5 Years 1.300 1.300 100.000 NONE 08/19 1,000 1 538036CH5 LIVE OAK BANKING COMPANY FDIC 1.400 Monthly 08/19/21 5 Years 1.400 1.400 100.000 08/19 4,002 1 38349CBT9 Gothenburg State Bank - 10639 FDIC 1.350 Monthly 08/23/21 5 Years C 16@ 100 1.350 1.350 100.000 NONE 08/23 500 1 74267GVM6 The PrivateBank and Trust Company FDIC 1.500 Semi-Ann 08/30/21 5 Years 1.500 1.500 100.000 Il, WI, GA 08/29 500 1 74267GVL8 The PrivateBank and Trust Company FDIC 1.400 Semi-Ann 08/30/21 5 Years 1.400 1.400 100.000 Il, WI, GA 08/29 1,000 1 06652CGA3 BANKWEST INC. FDIC 1.500 Monthly 02/23/22 5.5 Years C 17@ 100 1.500 1.500 100.000 08/23 1,989 1 32110YHS7 First National Bank of America - 17438 FDIC 1.400 Monthly 08/10/22 6 Years 1.400 1.400 100.000 NONE 08/10 1,000 1 330459BK3 FNB BANK INC. FDIC 1.500 Monthly 08/17/22 6 Years 1.500 1.500 100.000 08/17 1,000 1 16514QAY3 CHESAPEAKE BANK FDIC 1.750 Monthly 08/04/23 7 Years C 17@ 100 1.750 1.750 100.000 MD, VA 08/05 1,200 1 38148PGQ4 Goldman Sachs Bank USA FDIC 1.850 Semi-Ann 08/10/23 7 Years 1.850 1.850 100.000 NONE 08/10 500 1 254672F37 Discover Bank FDIC 1.800 Semi-Ann 08/10/23 7 Years 1.800 1.800 100.000 NONE 08/10 50 1 16514QAX5 CHESAPEAKE BANK FDIC 2.000 Monthly 08/05/25 9 Years C 17@ 100 2.000 2.000 100.000 MD, VA 08/05 500 1 254672F45 Discover Bank FDIC 2.050 Semi-Ann 08/10/26 10 Years 2.050 2.050 100.000 NONE 08/10 425 1 38148PGS0 Goldman Sachs Bank USA FDIC 2.100 Semi-Ann 08/10/26 10 Years 2.100 2.100 100.000 NONE 08/10 2,000 1 48126XAL9 JPM Chase Bank, NA CD FDIC 1.500 Semi-Ann 08/18/26 10 Years C 17@ 100 1.500 2.430 100.000 NONE 08/18 288 1 40434YAQ0 HSBC BANK USA, NA CD FDIC 2.000 Monthly 08/15/29 13 Years C 19@ 100 2.000 2.710 100.000 NONE 08/15 800 1 48126XAE5 JPMorgan Chase Bank, National FDIC 2.000 Semi-Ann 08/18/31 15 Years C 17@ 100 2.000 2.000 100.000 08/18 Association 634 1 05581WJM8 BMO Harris Bank NA CD FDIC 2.500 Quartrly 08/25/31 15 Years C 17@ 100 2.500 2.500 100.000 NONE 08/25

Page 2 of 4 79,175 Total Par & No. Line Items 77

Page 3 of 4 Legend: AMT: Alternative Minimum Tax, BQ: Bank Qualified, C: Callable, CB: Corporate Bond, CV: Convertible, EC: Extraordinary Call, ETM: Escrowed to Maturity, NC: Non-Callable, Pt: Putable, R: PreRefunded, SF: Sinking Fund, STEP: Stepped Coupon, TBCO: Tobacco

All offerings are meant for consideration and are not recommendations on the part of LPL Financial. This information shall not be construed as an offer to buy, sell or hold securities, nor shall it be construed to be investment advice. The purchase and liquidation of investments must be based on an individual's risk tolerance, investment horizon, and investment objective. The content is for informational purposes only. All information is from sources believed to be reliable, but cannot be guaranteed. LPL Financial makes no warranties expressed or implied as to the accuracy of the information. All offerings are subject to availability with prices and yields subject to change. Offerings are subject but not limited to the following risks: Quality/Default Risk- Potential deterioration of financial health and subsequent downgrade in rating resulting in a potential decline in market value and/or default; Interest Rate Risk- Market value decline as interest rates rise; Reinvestment Risk- Reinvestment of interest income or principal at lower rates in a declining rate environment; Liquidity- Inability to liquidate prior to maturity. Premiums Paid (price above par/100) - May be worth less than originally invested when sold prior to maturity or upon maturity redemption. Inflation Risks - The yield to call or maturity may not outperform the rate of inflation for the term of the investment

The offerings that appear on this worksheet may not provide a fair or balanced comparison. Therefore, carefully evaluate the offerings' individual characteristics in order to make an informed decision. Factors such as rating agencies' outlook, issuers' financials, call features and principal/interest income source can widely vary between issues. When considering "bond swaps" considerations should include but not limited to: rating/quality, coupon rates/returns, call features, and tax benefits.

Interest income from municipal bonds may be subject to the alternative minimum tax. Municipal bonds are federally tax-free but other state and local taxes may apply.

CD's are FDIC Insured and offer a fixed rate of return if held to maturity.

Agencies securities are subject to additional risk including prepayment and extension risk.

Duration is a measure of the sensitivity of the price (the value of principal) of a fixed-income investment to a change in interest rates. It is expressed as a number of years. Rising interest rates mean falling bond prices, while declining interest rates mean rising bond prices. The bigger the duration number, the greater the interest-rate risk or reward for bond prices.

Ratings are subject to change. Below are the definitions of only one rating agency as there are others which may define their ratings differently

Investors should consult their financial advisor for more information prior to investing.

S&P Rating Scale Definitions:

AAA An obligation rated 'AAA' has the highest rating assigned by Standard & Poor's. The obligor's capacity to meet its financial commitment on the obligation is extremely strong.

AA An obligation rated 'AA' differs from the highest-rated obligations only to a small degree. The obligor's capacity to meet its financial commitment on the obligation is very strong.

A An obligation rated 'A' is somewhat more susceptible to the adverse effects of changes in circumstances and economic conditions than obligations in higher-rated categories. However, the obligor's capacity to meet its financial commitment on the obligation is still strong.

BBB An obligation rated 'BBB' exhibits adequate protection parameters. However, adverse economic conditions or changing circumstances are more likely to lead to a weakened capacity of the obligor to meet its financial commitment on the obligation.

BB, B, CCC, CC, and C Obligations rated 'BB', 'B', 'CCC', 'CC', and 'C' are regarded as having significant speculative characteristics. 'BB' indicates the least degree of speculation and 'C' the highest. While such obligations will likely have some quality and protective characteristics, these may be outweighed by large uncertainties or major exposures to adverse conditions.

D An obligation in payment default.

*The ratings from 'AA' to 'CCC' may be modified by the addition of a plus (+) or minus (-) sign to show relative standing within the major rating categories.

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