Market BNP Paribas Funds SWIFT Usage Guide Settlement Formatting Specialities

UBS Switzerland AG Postfach   8098 Zürich

Global Operations / Securities

Formats are compliant with SWIFT Standards Release 2013

Classification Generally accessible Date 05 June 2015 Version 1.4 Status Released Document ID BNP_Funds_Swift

Generally accessible Market BNP Paribas Funds   ISO 15022

Table of Contents

1. General ...... 4 1.1 Field 94/95 Format Options...... 4 1.2 Legend...... 4 1.3 Additional Information about the pattern ...... 5 1.4 Status ...... 5 1.5 Linkages ...... 5

2. Domestic Euroclear France ...... 6 2.1 MT540 Receive free (RFP) ...... 6 2.2 MT542 Deliver free (DFP) ...... 7

3. Domestic via Clearstream Lux ...... 8 3.1 MT540 Receive free (RFP) ...... 8 3.2 MT542 Deliver free (DFP) ...... 9

4. Carmignac Funds via Clearstram Lux ...... 10 4.1 MT540 Receive free (RFP) ...... 10 4.2 MT542 Deliver free (DFP) ...... 11

5. Domestic via Euroclear ...... 12 5.1 MT540 Receive free (RFP) ...... 12 5.2 MT542 Deliver free (DFP) ...... 13

6. BNP Paribas In-house ...... 14 6.1 MT540 Receive free (RFP) ...... 14 6.2 MT542 Deliver free (DFP) ...... 15

7. UBS In-house ...... 16 7.1 MT540 Receive free (RFP) ...... 16 7.2 MT542 Deliver free (DFP) ...... 17

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Generally accessible Market BNP Paribas Funds   ISO 15022

8. Disclaimer ...... 18

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Generally accessible Market BNP Paribas Funds   ISO 15022

1. General

1.1 Field 94/95 Format Options

Field 94/95 Format Options Option A (Qualifier)/(Account number) Option B (Qualifier)/(DSS, Data Source Scheme)/(Code) Option C (Qualifier)/(Country Code) Option E (Qualifier)/(Narrative) Option F (Qualifier)/(Place of Safekeeping)/(BIC) Option P (Qualifier)/(BIC, Bank Identifier Code) Option Q (Qualifier)/(Name and address) Option R (Qualifier)/(DSS, Data Source Scheme)/(Proprietary Code)

1.2 Legend

Abbreviations Explanation BIC ISO Bank Identifier Code BUYR Buyer DEAG Delivery agent ID Participant Identification PSET Place of Settlement REAG Receiving agent SAFE Place of Safekeeping or Safekeeping Account SELL Seller TEXT Free format text structure

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Generally accessible Market BNP Paribas Funds   ISO 15022

1.3 Additional Information about the pattern

Fields entry Explanation Black & Bold Content non-variable Blue & Bold variable

1.4 Status

Abbreviations Explanation C Conditional M Mandatory Field O Optional

1.5 Linkages

"Identification of participants to ESES", published by Euroclear Original publication of Euroclear France, Belgium and The Netherlands can be found under: www.euroclear.com • Euroclear Nederland, France or Belgium • Initiatives  Single Platform • ESES migration in production • 3.1 Identification of participants to ESES production phase

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Generally accessible Market BNP Paribas Funds   ISO 15022

2. Domestic Euroclear France

2.1 MT540 Receive free (RFP)

Sequence B: Trade details Field Name :TAG::Field//Option/ Status Notes Narrative :70E::SPRO//Text C • Field for additional information (i.e. quantity if more than 3 decimals…) Sequence C: Financial Instrument/Account Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/PARBFRPPXXX C • Identifying the local custodian (market) of UBS by use of the BIC or (please use only this BIC). :94B::SAFE//SHHE/1827 Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/EGSP/ID M • Identifying the delivering agent by use of the 12 digit participant ID (ESES code) Seller :95P::SELL//BIC M • Identifying the seller by use of the BIC (8 or 11 digits) or :95Q::SELL//Text • Identifying the seller by use of text format Safekeeping Account :97A::SAFE//Number C • Identifying the account number of the instructing party Place of Settlement :95P::PSET//SICVFRPPXXX M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

2.2 MT542 Deliver free (DFP)

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/EGSP/ID M • Identifying the receiving agent by use of the 12 digit participant ID (ESES code) Buyer :95P::BUYR//BIC M • Identifying the buyer by use of the BIC (8 or 11 digits) or :95Q::BUYR//Text • Identifying the buyer by use of text format Safekeeping Account :97A::SAFE//Number M • Identifying the account number of the beneficiary Place of Settlement :95P::PSET//SICVFRPPXXX M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

3. Domestic via Clearstream Lux

3.1 MT540 Receive free (RFP)

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/EGSP/000000000641 M • Identifying the delivering agent by use of the 12 digit participant ID (ESES or code) :95P::DEAG//CEDELULLXXX • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//BIC M • Identifying the seller by use of the BIC (8 or 11 digits) or :95P::SELL//CEDELULLXXX • BIC Code of CBL (participants without BIC) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit CBL account number Place of Settlement :95P::PSET//SICVFRPPXXX M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

3.2 MT542 Deliver free (DFP)

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/EGSP/000000000641 M • Identifying the receiving agent by use of the 12 digit participant ID (ESES or code) :95P::REAG//CEDELULLXXX • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//BIC M • Identifying the buyer by use of the BIC (8 or 11 digits) or :95P::BUYR//CEDELULLXXX • BIC Code of CBL (participants without BIC) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit CBL account number Place of Settlement :95P::PSET//SICVFRPPXXX M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

4. Carmignac Funds via Clearstram Lux

4.1 MT540 Receive free (RFP)

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/EGSP/000000000044 M • Identifying the delivering agent by use of the 12 digit participant ID (ESES code) Seller :95P::SELL//CEDELULLXXX M • BIC Code of CBL Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit CBL account number Place of Settlement :95P::PSET//SICVFRPPXXX M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

4.2 MT542 Deliver free (DFP)

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/EGSP/000000000044 M • Identifying the receiving agent by use of the 12 digit participant ID (ESES code) Buyer :95P::BUYR//CEDELULLXXX M • BIC Code of CBL Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit CBL account number Place of Settlement :95P::PSET//SICVFRPPXXX M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

5. Domestic via Euroclear

5.1 MT540 Receive free (RFP)

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/EGSP/000000000611 M • Identifying the delivering agent by use of the 12 digit participant ID (ESES or code) :95P::DEAG//MGTCBEBEXXX • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//BIC M • Identifying the seller by use of the BIC (8 or 11 digits) or :95P::SELL//MGTCBEBEXXX • BIC Code of ECL (participants without BIC) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit ECL account number Place of Settlement :95P::PSET//SICVFRPPXXX M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

5.2 MT542 Deliver free (DFP)

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/EGSP/000000000611 M • Identifying the receiving agent by use of the 12 digit participant ID (ESES or code) :95P::REAG//MGTCBEBEXXX • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//BIC M • Identifying the buyer by use of the BIC (8 or 11 digits) or :95P::BUYR//MGTCBEBEXXX • BIC Code of ECL (participants without BIC) Safekeeping Account :97A::SAFE//Number M • Identifying the 5 digit ECL account number Place of Settlement :95P::PSET//SICVFRPPXXX M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

6. BNP Paribas In-house

6.1 MT540 Receive free (RFP)

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/EGSP/000000000030 M • Identifying the delivering agent by use of the 12 digit participant ID (ESES or code) :95P::DEAG//PARBFRPPXXX • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//BIC M • Identifying the seller by use of the BIC (8 or 11 digits) or :95Q::SELL//Text • Identifying the seller by use of text format Safekeeping Account :97A::SAFE//Number M • Identifying the account number of the instructing party with BNP Place of Settlement :95P::PSET//SICVFRPPXXX M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

6.2 MT542 Deliver free (DFP)

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/EGSP/000000000030 M • Identifying the receiving agent by use of the 12 digit participant ID (ESES or code) :95P::REAG//PARBFRPPXXX • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//BIC M • Identifying the buyer by use of the BIC (8 or 11 digits) or :95Q::BUYR//Text • Identifying the buyer by use of text format Safekeeping Account :97A::SAFE//Number M • Identifying the account number of the beneficiary with BNP Place of Settlement :95P::PSET//SICVFRPPXXX M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

7. UBS In-house

7.1 MT540 Receive free (RFP)

Sequence C: Financial Instrument/Account Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/PARBFRPPXXX C • Identifying the local custodian (market) of UBS by use of the BIC or (please use only this BIC). :94B::SAFE//SHHE/1827 Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/CH100025 M • Identifying the delivering agent by use of the 8 digit participant ID or :95P::DEAG//UBSWCHZH80A • Identifying the delivering agent by use of the BIC (8 or 11 digits) Seller :95P::SELL//BIC O • Identifying the seller by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

7.2 MT542 Deliver free (DFP)

Sequence E1: Settlement parties  SETPRTY Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/CH100025 M • Identifying the receiving agent by use of the 8 digit participant ID or :95P::REAG//UBSWCHZH80A • Identifying the receiving agent by use of the BIC (8 or 11 digits) Buyer :95P::BUYR//BIC M • Identifying the buyer by use of the BIC (8 or 11 digits) or :95Q::BUYR//Text • Identifying the buyer by use of text format Safekeeping Account :97A::SAFE//Number M • Identifying the account number of the beneficiary with UBS Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement

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Generally accessible Market BNP Paribas Funds   ISO 15022

8. Disclaimer

The information contained in this document has been prepared based on publicly available information or information obtained from sources believed to be reliable. All information contained in this document is subject to change without notice. UBS offers no warranty and accepts no liability that the information provided is correct, complete and up to date. The information herein is not intended and shall not be interpreted as legal advice. Nothing in this document should be construed as a solicitation or offer or recommendation to acquire or dispose of any investment or to engage in any other transaction. Certain products and services are subject to legal restrictions and cannot be offered worldwide on an unrestricted basis.

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