Top 100 Stockholders As of December 31, 2012
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January 8, 2013 THE PHILIPPINE STOCK EXCHANGE, INC. Philippine Stock Exchange Plaza Ayala Triangle, Ayala Avenue Makati City Attention: Ms. Janet A. Encarnacion Head – Disclosure Department Dear Ms. Encarnacion: In connection with PSE Disclosure Rules, please find attached list of Top 100 Stockholders of East West Banking Corporation (EW) as of December 31, 2012. Thank you. Very truly yours, Stock Transfer Service Inc. Page No. 1 EAST WEST BANKING CORPORATION List of Top 100 Stockholders As of 12/31/2012 Rank Sth. No. Name Citizenship Holdings Rank ------------------------------------------------------------------------------------------------------------------------ 1 0000000001 FILINVEST DEVELOPMENT CORPORATION Filipino 451,354,890 40.00% 2 0000000002 FILINVEST DEVELOPMENT CORPORATION FOREX Filipino 394,941,030 35.00% 3 0000000015 PCD NOMINEE CORPORATION (NON-FILIPINO) Foreign 210,803,300 18.68% 4 0000000014 PCD NOMINEE CORPORATION (FILIPINO Filipino 69,715,080 06.18% 5 0000000022 ALBERTO TIO ONG Filipino 405,000 00.04% 6 0000000049 PHILIPPINE AIR FORCE EDUCATIONAL FUND, INC. Filipino 390,000 00.03% 7 0000000042 WASHINGTON SYCIP American 322,000 00.03% 8 0000000038 GERARDO SUSMERANO Filipino 200,000 00.02% 9 0000000041 RENATO Z. SAMPANG Filipino 75,000 00.01% 10 0000000040 IVY B. UY Filipino 75,000 00.01% 11 0000000043 ANG,ANTHONY T. &/OR SUSAN S. Filipino 26,200 00.00% 12 0000000034 DENNIS GRANADA BAGUYO Filipino 26,200 00.00% 13 0000000032 PONCIANO V. CRUZ, JR. Filipino 20,000 00.00% 14 0000000046 QUIRINO CHEONG GOTAUCO Filipino 15,000 00.00% 15 0000000025 CHRISTIAN ESCUTERIO MENDEZ Filipino 11,400 00.00% 16 0000000023 PAUL A. AQUINO Filipino 10,000 00.00% 17 0000000019 ALFREDO O. BUNYE Filipino 5,500 00.00% 18 0000000048 WILLIAM CHUA N. CO KIONG Filipino 3,000 00.00% 19 0000000031 CESAR E. CRUZ Filipino 2,300 00.00% 20 0000000047 VICTOR R. PARDO Filipino 2,000 00.00% 21 0000000027 JOSELITO L. BARRERA,JR. Filipino 1,300 00.00% 22 0000000035 RYAN S. CAZENAS Filipino 1,200 00.00% 23 0000000045 SHEILA MAY Y. TAPISPISAN Filipino 1,000 00.00% 24 0000000044 MARVEN B. TAPISPISAN Filipino 1,000 00.00% 25 0000000017 NADEZHDA ISKRA F. HERRERA Filipino 500 00.00% 26 0000000026 STEPHEN G. SOLIVEN Filipino 500 00.00% Stock Transfer Service Inc. Page No. 2 EAST WEST BANKING CORPORATION List of Top 100 Stockholders As of 12/31/2012 Rank Sth. No. Name Citizenship Holdings Rank ------------------------------------------------------------------------------------------------------------------------ 27 0000000037 EDGARDO A. BAYANI &/OR WINKEL DEE B. BERNARDINO Filipino 500 00.00% 28 0000000036 CARLOS LEANDRO F. FELIPE Filipino 200 00.00% 29 0000000020 NADEZHDA ISKRA F. HERRERA Filipino 200 00.00% 30 0000000021 GUILLERMO F. GILI, JR. Filipino 100 00.00% 31 0000000029 CARMELITA G. DESPABILADERAS Filipino 100 00.00% 32 0000000028 JACQUELINE GRACE ASUNCION VILLAROSA Filipino 100 00.00% 33 0000000024 OWEN NATHANIEL S AU ITF LI MARCUS AU Filipino 10 00.00% --------------- ------- Total Top 100 Shareholders : 1,128,409,610 100.00% =============== ======= --------------- Total Outstanding Shares 1,128,409,610 =============== RBKPS006 PCDUSER1 Philippine Depository & Trust Corp. OUTSTANDING BALANCES FOR A SPECIFIC COMPANY Company Code - EW0000000000 & Company Name - EAST WEST BANKING CORP. Business Date 12/28/2012 BP ID BP NAME ACCOUNT TYPE ID TYPE INVESTOR TYPE HOLDINGS ACCOUNT NO. ADDRESS TELEPHONE NUMBER ID NUMBER COUNTRY TAXCODE 10000000000 UPCC SECURITIES CORP. Omnibus Without Client Tax Identification Number Domestic 100,700.00 5 UNIT 1202 TOWER ONE AND EXCHANGE PLAZ 8921174 1 PHILIPPINES PH10 AYALA AVENUE, MAKATI CITY Metropolitan Manila 0 10000000000 UPCC SECURITIES CORP. Settlement Tax Identification Number Domestic 2,289,900.00 6 UNIT 1202 TOWER ONE AND EXCHANGE PLAZ 8921174 1 PHILIPPINES NWT AYALA AVENUE, MAKATI CITY Metropolitan Manila 0 10100000000 A & A SECURITIES, INC. Omnibus Without Client Tax Identification Number Domestic 7,479,400.00 5 Rm. 1906 Ayala Ave. Condominium 6776 Ayala Ave. 810-54-01 2 PHILIPPINES PH10 Makati City Metropolitan Manila 1200 10200000000 ABACUS SECURITIES CORPORATION Omnibus Without Client Tax Identification Number Domestic 4,915,174.00 5 Unit 2904-A East Tower, PSE Centre Exchange Road, 634-2105 3 PHILIPPINES PH10 Ortigas Center Pasig City Metropolitan Manila 1600 10200000000 ABACUS SECURITIES CORPORATION Own Tax Identification Number Domestic 20,000.00 7 Unit 2904-A East Tower, PSE Centre Exchange Road, 634-2105 3 PHILIPPINES NWT Ortigas Center Pasig City Metropolitan Manila 1600 Page 2124 of 7340 BP ID BP NAME ACCOUNT TYPE ID TYPE INVESTOR TYPE HOLDINGS ACCOUNT NO. ADDRESS TELEPHONE NUMBER ID NUMBER COUNTRY TAXCODE 10300000000 ACCORD CAPITAL EQUITIES CORPORATION Omnibus Without Client Tax Identification Number Foreign 9,300.00 1 Unit 1101 Orient Square Building Emerald Avenue 687-5071 to 74 4 PHILIPPINES FMX1 Ortigas Center, Pasig City Metropolitan Manila 1600 10300000000 ACCORD CAPITAL EQUITIES CORPORATION Omnibus Without Client Tax Identification Number Domestic 646,633.00 5 Unit 1101 Orient Square Building Emerald Avenue 687-5071 to 74 4 PHILIPPINES PH10 Ortigas Center, Pasig City Metropolitan Manila 1600 10400000000 A. T. DE CASTRO SECURITIES CORP. Omnibus Without Client Tax Identification Number Domestic 76,700.00 5 Suite 701, 7/F Ayala Tower I, Exchange Plaza, Ayala 848-7160 to 65 5 PHILIPPINES PH10 Triangle, Ayala Ave., Makati City Metropolitan Manila 1226 10600000000 ALPHA SECURITIES CORP. Omnibus Without Client Tax Identification Number Domestic 35,900.00 5 UNIT 3003, ONE CORPORATE CENTRE, 30TH 6546806 7 PHILIPPINES PH10 FLOOR, JULIA VARGAS STREET, COR MERALC AVENUE STREET, ORTIGAS CENTER, PASIG CI Metropolitan Manila 1200 10900000000 BA SECURITIES, INC. Omnibus Without Client Tax Identification Number Domestic 1,000.00 5 Rm 401-403 CLMC Bldg, 256-259 EDSA Greenhills 727-5374 10 PHILIPPINES PH10 Mandaluyong City Metropolitan Manila 1550 10900000000 BA SECURITIES, INC. Settlement Tax Identification Number Domestic 15,000.00 6 Rm 401-403 CLMC Bldg, 256-259 EDSA Greenhills 727-5374 10 PHILIPPINES NWT Mandaluyong City Metropolitan Manila 1550 11000000000 ANGPING & ASSOCIATES SECURITIES, INC. Omnibus Without Client Tax Identification Number Domestic 523,400.00 5 Suites 2002/2004, The Peak, 107 Alfaro St., Salcedo 8482915 11 PHILIPPINES PH10 Village, Makati City Metropolitan Manila 1227 Page 2125 of 7340 BP ID BP NAME ACCOUNT TYPE ID TYPE INVESTOR TYPE HOLDINGS ACCOUNT NO. ADDRESS TELEPHONE NUMBER ID NUMBER COUNTRY TAXCODE 11100000000 ANSALDO, GODINEZ & CO., INC. Omnibus Without Client Tax Identification Number Domestic 569,100.00 5 340 Nueva St., Binondo Manila 242-5127 12 PHILIPPINES PH10 Metropolitan Manila 1006 11200000000 AB CAPITAL SECURITIES, INC. Settlement Tax Identification Number Domestic 14,118,100.00 6 8/F Phinma Plaza 39 Plaza Drive, Rockwell Center 814-5601 13 PHILIPPINES NWT Makati City Metropolitan Manila 1200 11200000000 AB CAPITAL SECURITIES, INC. Settlement Tax Identification Number Domestic 25,400.00 14 8/F Phinma Plaza 39 Plaza Drive, Rockwell Center 814-5601 13 PHILIPPINES PH10 Makati City Metropolitan Manila 1200 11300000000 SARANGANI SECURITIES, INC. Omnibus Without Client Tax Identification Number Domestic 115,100.00 5 UNIT 2 D1 VERNIDA I CONDOMINIUM 120 817-5806 14 PHILIPPINES PH10 AMORSOLO ST., LEGASPI VILLAGE, MAKATI CITY Metropolitan Manila 1229 11500000000 SB EQUITIES,INC. Omnibus Without Client Tax Identification Number Foreign 683,450.00 1 18/F, Security Bank Centre 6776 Ayala Avenue, 8911037 15 PHILIPPINES FMX1 Makati City Metropolitan Manila 1226 11500000000 SB EQUITIES,INC. Settlement Tax Identification Number Foreign 46,000.00 2 18/F, Security Bank Centre 6776 Ayala Avenue, 8911037 15 PHILIPPINES FMX1 Makati City Metropolitan Manila 1226 11500000000 SB EQUITIES,INC. Omnibus Without Client Tax Identification Number Domestic 208,450.00 5 18/F, Security Bank Centre 6776 Ayala Avenue, 8911037 15 PHILIPPINES PH10 Makati City Metropolitan Manila 1226 Page 2126 of 7340 BP ID BP NAME ACCOUNT TYPE ID TYPE INVESTOR TYPE HOLDINGS ACCOUNT NO. ADDRESS TELEPHONE NUMBER ID NUMBER COUNTRY TAXCODE 11500000000 SB EQUITIES,INC. Settlement Tax Identification Number Domestic 34,000.00 6 18/F, Security Bank Centre 6776 Ayala Avenue, 8911037 15 PHILIPPINES NWT Makati City Metropolitan Manila 1226 11500000000 SB EQUITIES,INC. Own Tax Identification Number Domestic 10,000.00 7 18/F, Security Bank Centre 6776 Ayala Avenue, 8911037 15 PHILIPPINES NWT Makati City Metropolitan Manila 1226 11600000000 ASIA PACIFIC CAPITAL EQUITIES & SECURITIEOmnibus Without Client Tax Identification Number Domestic 245,800.00 CORP. 5 24/F Galleria Corporate Center EDSA corner Ortigas 6345621 to 26 16 PHILIPPINES PH10 Avenue, Pasig City Metropolitan Manila 1605 11800000000 ASIASEC EQUITIES, INC. Omnibus Without Client Tax Identification Number Foreign 2,000.00 1 8/F Chatham House 8937981 18 PHILIPPINES FMX1 116 Valero cor. V.A. Rufino Sts Salcedo Village, Makati City 1227 Metropolitan Manila 1227 11800000000 ASIASEC EQUITIES, INC. Omnibus Without Client Tax Identification Number Domestic 288,400.00 5 8/F Chatham House 8937981 18 PHILIPPINES PH10 116 Valero cor. V.A. Rufino Sts Salcedo Village, Makati City 1227 Metropolitan Manila 1227 11900000000 ASTRA SECURITIES CORPORATION Omnibus Without Client Tax Identification Number Domestic 70,000.00 5 Units 1204-1205 Ayala Tower One Ayala Ave. cor. 848-6421/27 19 PHILIPPINES PH10 Paseo de Roxas Makati City Metropolitan Manila 1200 12000000000 ATC SECURITIES, INC.