Annuity Fees and Revenue Disclosure
Pershing may receive servicing fees from certain insurance companies that participate in Pershing's annuity program. These fees may be considered revenue sharing and are a source of revenue for Pershing. Pershing also receives operational reimbursement fees from certain insurance companies. A flat fee per holding is paid to Pershing for the services it provides, which may include, but is not limited to, posting, accounting reconciliation and client statement preparation and mailing. These fees are a source of revenue for Pershing. The insurance companies are listed below in alphabetical order. 1. AIG ANNUITIES 24. JACKSON NATIONAL LIFE 43. OLD MUTUAL BERMUDA 2. ALLIANZ LIFE INS CO COMPANY BUS SERV INC 3. ALLSTATE LIFE 25. JEFFERSON NATIONAL 44. PACIFIC LIFE INSURANCE INSURANCE COMPANY LIFE COMPANY 4. AMERICAN GENERAL LIFE 26. JOHN HANCOCK LIFE INS 45. PENN MUTUAL INS CO CO USA 46. PRINCIPAL LIFE 5. AMERICAN NATIONAL 27. KNIGHTHEAD ANNUITY INSURANCE CO 6. AMERITAS VARIABLE LIFE AND LIFE 47. PRIVATE BANKERS LIFE INS CO 28. LIBERTY LIFE ASSR. CO OF 48. PROTECTIVE LIFE AND INS 7. ATHENE BOSTON CO 8. AXA EQUITABLE LIFE 29. LINCOLN BENEFIT LIFE CO 49. PRUDENTIAL/PRUCO LIFE INSURANCE CO (SE2) INS CO 9. BRIGHTHOUSE LIFE INS 30. LINCOLN NATIONAL LIFE 50. RELIANCE LIFE CO INS CO 51. RIVERSOURCE LIFE 10. CMFG LIFE INSURANCE 31. METLIFE INVESTORS INS INSURANCE CO. CO. CO 52. SANLAM (BERMUDA) 11. COMMONWEALTH 32. MIDLAND NAT. INS 53. SECURITY BENEFIT LIFE ANNUITY CO/SAMMONS INS CO 12. DELAWARE LIFE 33. MIDLAND NATIONAL LIFE 54. STANDARD INSURANCE INSURANCE CO INSURANCE COMPANY 13. EAGLE LIFE 34. MINNESOTA LIFE INS 55. SUN LIFE ASS. CO. OF 14. EAGLE LIFE/AMERICAN CO/SECURIAN CANADA EQUITY 35. MODERN WOODMEN OF 56. SYMETRA LIFE INS. CO. 15. FIDELITY INVESTMENTS AMERICA 57. TRANSAMERICA LIFE INS. LIFE INS CO 36. NATIONAL INTEGRITY LIFE CO. 16. FIRST SYMETRA NTNL LIFE INS. CO. 58. UNIVERSAL LIFE INS CO OF NY 37. NATIONAL SECURITY LIFE 59. US LIFE/WESTERN 17. FORETHOUGHT LIFE INS ANN CO NATIONAL CO 38. NATIONWIDE LIFE 60. VANTIS LIFE INSURANCE 18. GENWORTH LIFE INS. INSURANCE CO COMPANY 19. GREAT AMERICAN LIFE 39. NEW YORK LIFE INS & ANN 61. VOYA INSURANCE INS & INS CO CORP/FIX ANNUITY COM 20. GREAT WEST LIFE 40. NORTH AMERICAN LIFE 62. WESTERN SOUTHERN LIFE 21. GUARDIAN INSURANCE & COMPANY ANNUITY CO. 41. NORTHSTAR FINL SVCS 22. HARTFORD LIFE BERMUDA LTD INSURANCE CO. 42. OHIO NATIONAL LIFE INS. 23. INTEGRITY LIFE INS. CO. CO.
March 2019
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