crystals
Review Recent Advances in Photoalignment Liquid Crystal Polarization Gratings and Their Applications
Tiegang Lin, Jin Xie, Yingjie Zhou, Yaqin Zhou, Yide Yuan, Fan Fan * and Shuangchun Wen
Key Laboratory for Micro/Nano Optoelectronic Devices of Ministry of Education & Hunan Provincial Key Laboratory of Low-Dimensional Structural Physics and Devices, School of Physics and Electronics, Hunan University, Changsha 410082, China; [email protected] (T.L.); [email protected] (J.X.); [email protected] (Y.Z.); [email protected] (Y.Z.); [email protected] (Y.Y.); [email protected] (S.W.) * Correspondence: [email protected]
Abstract: Liquid crystal (LC) circular polarization gratings (PGs), also known as Pancharatnam– Berry (PB) phase deflectors, are diffractive waveplates with linearly changed optical anisotropy axes. Due to the high diffraction efficiency, polarization selectivity character, and simple fabrication process, photoalignment LC PGs have been widely studied and developed especially in polarization management and beam split. In this review paper, we analyze the physical principles, show the exposure methods and fabrication process, and present relevant promising applications in photonics and imaging optics.
Keywords: liquid crystals; polarization gratings; photonics; displays
1. Introduction Citation: Lin, T.; Xie, J.; Zhou, Y.; Zhou, Y.; Yuan, Y.; Fan, F.; Wen, S. Unlike the conventional diffraction gratings that periodically operate the amplitude or Recent Advances in Photoalignment dynamical phase of light, polarization gratings (PGs) periodically modulate the polarization Liquid Crystal Polarization Gratings states or PB phases of light by spatially changing the anisotropy parameters across the plane and Their Applications. Crystals 2021, of the elements in a periodic way [1]. Various anisotropic materials have been proposed and 11, 900. https://doi.org/10.3390/ demonstrated to fabricate PG, such as liquid crystals (LCs) [2], plasmonics [3], dielectric cryst11080900 metasurfaces [4,5], or space-variant polarizers [6], etc. Among them, LC PGs, as diffractive optical elements with an anisotropic periodic index profile using liquid crystal materials, Academic Editor: Shin-Tson Wu play a prominent part due to their easy fabrication process, unique optical properties, and potential applications [7]. Many types of LC PGs have been reported [8,9]. As one of Received: 3 June 2021 the most popular types of LC PGs, LC circular PGs have an anisotropic profile consisting Accepted: 29 July 2021 of a spiraling, constant magnitude, and linear birefringence but are constant along the Published: 31 July 2021 thickness [10,11]. In this review paper, we only discuss and review the most studied LC PGs: LC circular PGs, because LC circular PGs have received great attention owing to its Publisher’s Note: MDPI stays neutral 100% first-order diffraction efficiency and the polarization-selectivity characteristic [11]. with regard to jurisdictional claims in In order to fabricate PGs with high quality and good performance, the LC anisotropic published maps and institutional affil- axes should be precisely aligned through exposing the photoalignment materials under iations. a desired polarized field. Hence, polarization holographic recording has been regarded as a crucial step for LC PG fabrication. To date, various approaches have been applied for polarization hologram generation. Generally, they can be divided into three groups: interference [12,13], imprint [14–17], and digital approaches [18–20]. Based on the pho- Copyright: © 2021 by the authors. toalignment technology, the most widely used PGs are fabricated into reactive mesogen Licensee MDPI, Basel, Switzerland. polymer films [11] or electrically responsive LC cell [21]. In recent years, various PG- This article is an open access article based applications have emerged due to the obvious advantages of PG, such as beam distributed under the terms and steering [22], integrated photonics devices [23], image processing [24], near eye display conditions of the Creative Commons systems [13,25], etc. Attribution (CC BY) license (https:// In this paper, some recent advances in LC PG and their applications in optical systems creativecommons.org/licenses/by/ 4.0/). have been reviewed. In Section2, we analyze the basic operation principle of LC PG. In
Crystals 2021, 11, 900. https://doi.org/10.3390/cryst11080900 https://www.mdpi.com/journal/crystals Crystals 2021, 11, 900 2 of 22
Section3, the photoalignment technology and some polarization holography setup for alignment is introduced. The exposure methods for multi-domain PG are also reviewed in this part. The basic fabrication process of LC PG-based devices is described. In Section4, we review some PG-based integrated photonic devices for structured light generation and manipulation, beam steering and edge detection systems for information processing, and some applications in imaging optics and displays.
2. Operation Principles A large period LC PG in Raman–Nath regime is based on the PB phase of patterned LC wave plate [13]. The theoretical properties of PB phase optical elements can be explored by using the Jones Calculus. Based on the Jones Calculus method, when a wave plate with phase retardation δ and local direction of slow axis ϕ is illuminated by a left/right circular T polarization light formulated as Ein = [1 ± j] , the Jones vector of the output beam can be expressed as:
1 1 E = cos(δ/2) − jsin(δ/2)exp(±j2ϕ) . (1) out ±j ∓j
Here, the phase retardation δ = 2π∆nd/λ, where ∆n is the birefringence of LC, d is the thickness of LC layer, and λ is the wavelength of incident light. As for a half wave plate T (HWP) with δ = π, the corresponding output beam is Eout = −jexp(±j2ϕ) 1 ∓j , manifesting that the handedness of circular polarization is reversed, and at the same time, an additional PB phase shift with exp(±j2ϕ) is generated [26,27]. Its response to left-handed circular polarization (LCP) light and right-handed circular polarization (RCP) light is symmetric [7]. Here, Jones Calculus is the adequate way to describe the completely polarized light or the coherent superposition of polarized light because it operates the amplitudes or phases of light. The most appropriate analysis method is to use Mueller Calculus in terms of unpolarized or partially polarized light, because Stokes vectors and Mueller matrices operate on intensities [28]. The molecular orientation of LC PG is depicted in Figure1. The slow axis rotates along x-axis with an angle ϕ = πx/P and the period P is the length where the slow axis rotates by π. To investigate the diffraction behavior of such a grating in the paraxial domain, the far-field electric field of the m diffraction order after the Fourier transformation can be calculated as: 1 Z P Dm = T(x)Einexp(−j2πmx/P)dx, (2) P 0 where P is the period of PG and the local Jones matrix can be given by:
πx exp(−jδ/2) 0 πx T(x) = R − R , (3) P 0 exp(jδ/2) P
where R is the rotation matrix. We can simplify Equation (2) as: Dm = ΓmEin, where the 1 R P grating transfer matrix is: Γm = P 0 T(x)exp(−j2πmx/P)dx. The transfer matrix of a PG has the non-zero solutions for 0 and ±1 orders, which are expressed as:
Γ0 = cos(δ/2) I, (4)
1 −j ∓1 Γ± = sin(δ/2) , (5) 1 2 ∓1 j 2 2 The diffraction efficiency of each order can be formulated as: ηm = |Dm| /|Ein| , 2 1 0 2 0 which is η0 = cos (δ/2), η±1 = 2 (1 ∓ S3)sin (δ/2), respectively, where S3 = S3/S0 is the normalized Stokes parameter related to the ellipticity of input light. Here, the optical properties of the PG are summarized, as seen in Figure1a. Firstly, only 0 and ±1 orders exist and the total efficiency is 100%. The +1 and −1 orders are left- and right-handed circular Crystals 2021, 11, 900 3 of 22
Crystals 2021, 11, 900 3 of 22 the normalized Stokes parameter related to the ellipticity of input light. Here, the optical properties of the PG are summarized, as seen in Figure 1a. Firstly, only 0 and ±1 orders exist and the total efficiency is 100%. The +1 and −1 orders are left- and right-handed circularpolarization, polarization, respectively. respectively. The The diffraction diffraction angle angle of of± 1±1orders orders is isθ 𝜃=±𝑎𝑟𝑐𝑠𝑖𝑛(𝜆/= ±arcsin(λ/P) at 𝑃)normal at normal incidence, incidence, where whereλ is the𝜆 is wavelength the wavelength of incident of incident light. light. Secondly, Secondly,0 order 0 order preserves preservesthe polarization the polarization state and state the efficiencyand the effici is determinedency is determined by the phaseby the retardation.phase retardation. In order to Indepict order theto depict LC PG the structure LC PG structure in detail, in the detail, front the view front and view top and view top of view PG of structure PG struc- can be tureseen can in be Figure seen1 inb,c. Figure 1b,c.
Figure 1. Illustration of (a) LC PG structure and the diffraction property. (b) Front-view and (c) side- Figure 1. Illustration of (a) LC PG structure and the diffraction property. (b) Front-view and (c) side-viewview of the of the PG. PG.
InIn addition, addition, one one important important issue issue in LC in LCPG PGis that is that 100% 100% first-order first-order diffraction diffraction effi- effi- ciencyciency can can only only be be achieved achieved at ata single a single wavelength wavelength at normal at normal incidence incidence under under half wave half wave retardationretardation condition. condition. To solve To solve this thisissue, issue, the twisted the twisted structures structures in polymer in polymer films are films de- are signeddesigned for realizing for realizing high highefficiency efficiency in a broa inder a broader spectral spectral and angular and bandwidth, angular bandwidth, extend- ex- ingtending LC PGs LC into PGs more into practical more practical applications applications [29,30]. Here, [29,30 the]. Here, diffraction the diffraction properties properties ana- lyzedanalyzed above above were done were using done the using paraxial the paraxial approximation approximation of waves ofpropagation waves propagation at small at diffractionsmall diffraction angles relative angles to relative the propagation to the propagation axis [31]. If axis the [period31]. If of the PGs period gets smaller of PGs gets (Psmaller 2 µm ()P corresponding< 2 µm) corresponding to a larger diffraction to a larger angle, diffraction the grating angle, performs the grating in the performs Bragg in regime.the Bragg A highly regime. twisted A highly structures twisted [32,33] structures or slanted [32 ,structures33] or slanted [34] is structures usually introduced [34] is usually inintroduced transmissive in transmissiveBragg PG to keep Bragg high PG effici to keepency high at normal efficiency incidence at normal while incidence its response while its toresponse LCP and to RCP LCP is andasymmetric RCP is asymmetric[35]. Recently [35, reflective-type]. Recently, reflective-type Bragg PG is also Bragg proposed PG is also usingproposed cholesteric using LC cholesteric [36–39]. LCThese [36 –PGs39]. with These different PGs with structures different are structures analyzed areand analyzed re- viewedand reviewed by Zhang by et Zhang al. [40] et and al. [the40] coupled-wa and the coupled-waveve approach of approach Kogelnik of [41,42] Kogelnik or rigor- [41,42] or ousrigorous coupled-wave coupled-wave analysis analysis method method[35,43–45] [35 can,43 be–45 used] can to be analyze used tothe analyze LC PG thein Bragg LC PG in regimeBragg [46]. regime [46].
3.3. Device Device Fabrication Fabrication 3.1.3.1. LC LC Alignment Alignment LCLC alignment alignment technology technology is isessential essential for for planar planar patterned patterned LC LCoptical optical elements. elements. Now- Nowa- adays,days, severalseveral techniquestechniques areare proposedproposed for for LC LC alignment alignment such such as as micro-nano micro-nano rubbing rubbing [47 ,48], [47,48],direct-laser direct-laser writing writing [49,50], [49,50], and photoalignment and photoalignment [51–54 ].[51–54]. Rubbing Rubbing technique technique is considered is consideredto be a mature to be techniquea mature technique for most offor LC most displays, of LC displays, but micro-nano but micro-nano rubbing rubbing for LC for PGs are LClow-resolution PGs are low-resolution and the generation and the generation of electrostatic of electrostatic charges will charges bring will damages bring damages to alignment tolayer. alignment Direct-laser layer. Direct-laser writing can writing also produce can also LC produce PG surface LC PG alignment, surface alignment, but the multi-step but thealignment multi-step procedure alignment is procedure time-consuming is time-consuming and complicated. and complicated. LC photoalignment LC photoalign- has been mentstudied has sincebeen studied 1988 [55 since] providing 1988 [55] an providing easy way an to easy control way theto control direction the ofdirection LC molecules. of LCThe molecules. photoalignment The photoalignment method is divided method into is divided two techniques: into two techniques: surface photoalignment surface pho- and toalignmentbulk alignment. and bulk The surfacealignment. photoalignment The surface photoalignment are most widely are used most to widely create LCused PGs to with periods larger than 2 µm. Bulk photoalignment of an LC polymer exhibits the obvious advantages especially in generating the symmetric and slanted PGs with periods smaller than 1um with large diffraction angle [34]. Crystals 2021, 11, 900 4 of 22
create LC PGs with periods larger than 2 µm. Bulk photoalignment of an LC polymer Crystals 2021, 11, 900 exhibits the obvious advantages especially in generating the symmetric and slanted 4PGs of 22 with periods smaller than 1um with large diffraction angle [34].
3.1.1.3.1.1. Surface Surface Photoalignment Photoalignment PhotoalignmentPhotoalignment materials materials are are sensitive sensitive to to the the polarization polarization of of exposed exposed light light and and the the effecteffect of of LC LC photoalignment isis aa directdirect consequence consequence of of the the photo-induced photo-induced optical optical anisotropy anisot- ropyand dichroicand dichroic absorption absorption in the in thin the amorphousthin amorphous films, films, which which is induced is induced after exposureafter expo- to sureultraviolet to ultraviolet (UV) or (UV) blue or polarized blue polarized light. Currently,light. Currently, the sulfuric the sulfur azo dyeic azo SD1 dye [56 SD1] is widely[56] is widelyused as used photoalignment as photoalignment materials ma ofterials LCPGs of LC because PGs because of their of extraordinary their extraordinary strong anchor-strong anchoringing force andforce high and photo- high photo- and thermal- and thermal- stability. stability. The mechanism The mechanism of SD1 of is photochemicalSD1 is photo- chemicalreversible reversiblecis-trans isomerizationcis-trans isomerization under the under action the of action UV-visible of UV-visible light [51 ].light The [51]. chemical The chemicalstructure structure of SD1 is of shown SD1 is in shown Figure in2a. Figure 2a.
FigureFigure 2. 2. (a(a) )Chemical Chemical structure structure of of SD1 SD1 and and (b (b) )the the illustration illustration of of photoalignment photoalignment exposure. exposure.
InIn the the experiment, experiment, SD1 SD1 is dissolved is dissolved in the in solvent the solvent dimethylformamide dimethylformamide (DMF) (DMF) in 0.5% in 0.5–1% by weight. The solution was spin coated on the substrate at speed of 800 rpm for −1% by weight. The solution was spin coated on the substrate at speed of 800rpm for 10s 10 s and then 1500 rpm for 30 s. Next, the substrate is baked for 5 min at 100 ◦C to form a and then 1500rpm for 30s. Next, the substrate is baked for 5 minutes at 100°C to form a thin photoalignment layer. As shown in Figure2b, the prepared homogeneous alignment thin photoalignment layer. As shown in Figure 2b, the prepared homogeneous alignment layer on the substrate is exposed to the polarized light, the azobenzene molecules will align layer on the substrate is exposed to the polarized light, the azobenzene molecules will perpendicularly to the long axis of the polarization ellipse [51]. align perpendicularly to the long axis of the polarization ellipse [51]. Based on the surface photoalignment technology, the most widely used PGs are Based on the surface photoalignment technology, the most widely used PGs are fab- fabricated into reactive mesogen polymer films [11] or electrically responsive LC cell [21], ricated into reactive mesogen polymer films [11] or electrically responsive LC cell [21], whose structures can be seen in Figure3. To fabricate a polymeric (passive type) PG whose structures can be seen in Figure 3. To fabricate a polymeric (passive type) PG thin thin film, first a photoalignment layer is spin coated on the clean substrate and then film, first a photoalignment layer is spin coated on the clean substrate and then exposed exposed under a polarized field. Next, the prepared reactive mesogen mixture is coated under a polarized field. Next, the prepared reactive mesogen mixture is coated on the on the surface and the UV light is applied for polymerization to form a stable thin film. surfaceThe thickness and the ofUV the light film is applied layer can for be polymeri preciselyzation controlled to form by a stable the coating thin film. speed The and thick- the nessconcentration of the film oflayer solution. can be To precisely fabricate cont an electricallyrolled by the switchable coating speed (active and type) the LCconcentra- PG, two tionprepared of solution. ITO substrates To fabricate coated an electrically with photoalignment switchable layer (active are type) assembled LC PG, together two prepared to form ITOan emptysubstrates cell. Bycoated doing with so, the photoalignment cell gap can be layer determined are assembled by the dielectric together spacers to form and an the emptyphase retardationcell. By doing can so, be the tuned cell by gap the can applied be determined voltage and by the the electro-optical dielectric spacers properties and the can phasebe seen retardation in [57]. Next, can webe tuned photo by align the the applie celld with voltage PG patternand the and electro-optical after that, we properties fill LC to canthe be cell seen at a in temperature [57]. Next, we above photo the align clear the point cell of with the LCPG and pattern then and the after LC cools that, to we the fill room LC Crystals 2021, 11, 900 5 of 22 totemperature. the cell at a Intemperature addition, the above transmissive the clear casepoint can of bethe extended LC and then to the the reflective LC cools mode to the by roomreplacing temperature. the bottom In glassaddition, substrate the transmissive with a reflective case substrate, can be extended as mentioned to the in reflective [58,59]. mode by replacing the bottom glass substrate with a reflective substrate, as mentioned in [58,59].
Figure 3. The structures of (a) polymer-film-based and (b) electrically responsive LC-cell-based polarization gratings. (PAL, Figure 3. The structures of (a) polymer-film-based and (b) electrically responsive LC-cell-based polarization gratings. Photoalignment layer; RM, reactive mesogen; LC, liquid crystal). (PAL, Photoalignment layer; RM, reactive mesogen; LC, liquid crystal).
3.1.2. Bulk Photoalignment In contrast to surface photoalignment technology, bulk photoalignment can be also used as an alternative method to fabricate LC PG. This approach uses a photo-crosslinka- ble LC polymer material for the creation of LC PG. Photo-crosslinkable LC polymethac- rylate consists of mesogenic biphenyl side groups and photoreactive cinnamic ester groups [60]. This polymer material is dissolved in solvent 1,1,1-trichloroethane and then spin coated on a substrate to form a homogeneous thin film. After that, the polymer film is exposed under a space-variant polarized light field at room temperature resulted in the photocycloaddition of cinnamate moieties. Next, film anneal is processed at the glass tran- sition temperature above to enhance the birefringence and eventually cause the bulk alignment [61]. A transmissive-type LC PG based on bulk alignment can be seen in Figure 4. It uses all-in-one material that ensures an independence of the molecular orientation from any patterned surface of the alignment layer to simplify the fabrication procedure. This method creates symmetric and slanted LC PG with higher spatial resolution and higher efficiency [34].
Figure 4. The illustration of an LC PG based on bulk alignment. (PLCP, Photo-crosslinkable liquid crystal polymer).
3.2. Polarization Holography 3.2.1. Interference Methods Polarization interference method can be used to generate the polarization holograms for LC alignment with high-resolution. As seen in Figure 5a, spatial-varying linear polar- ization are formed by the interference pattern of two plane waves 𝑬 and 𝑬 with equal intensity and orthogonal circular polarization. When 𝑬 and 𝑬 are left-handed circular polarization (LCP) and right-handed circular polarization (RCP), the electric vectors can be written as: