Inflation and De Sitter Thermodynamics
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CITA-2002-46, hep-th/0212327 Inflation and de Sitter Thermodynamics Andrei Frolov and Lev Kofman Canadian Institute for Theoretical Astrophysics, University of Toronto Toronto, ON, M5S 3H8, Canada (October 22, 2018) Abstract We consider the quasi-de Sitter geometry of the inflationary universe. We cal- culate the energy flux of the slowly rolling background scalar field through the quasi-de Sitter apparent horizon and set it equal to the change of the entropy (1/4 of the area) multiplied by the temperature, dE = T dS. Remarkably, this thermodynamic law reproduces the Friedmann equation for the rolling scalar field. The flux of the slowly rolling field through the horizon of the quasi-de Sitter geometry is similar to the accretion of a rolling scalar field onto a black hole, which we also analyze. Next we add inflaton fluctuations which generate scalar metric perturbations. Metric perturbations result in a variation of the area entropy. Again, the equation dE = T dS with fluctua- tions reproduces the linearized Einstein equations. In this picture as long as the Einstein equations hold, holography does not put limits on the quantum field theory during inflation. Due to the accumulating metric perturbations, the horizon area during inflation randomly wiggles with dispersion increasing with time. We discuss this in connection with the stochastic decsription of inflation. We also address the issue of the instability of inflaton fluctuations in the “hot tin can” picture of de Sitter horizon. arXiv:hep-th/0212327v1 30 Dec 2002 Typeset using REVTEX 1 I. INTRODUCTION The inflationary paradigm established during the last 20 years assumes that the primor- dial equation of state is almost vacuum-like: p ǫ. To realize this equation of state, most models deal with a scalar field φ(t) (or other fields≈ − which in combination act as an effective scalar field) slowly rolling to the minimum of its potential V (φ). During the slow roll regime the homogeneous scalar field produces geometry which can be well approximated by the quasi-de Sitter metric. The full pure de Sitter spacetime, which corresponds to a 4d hyperboloid of constant curvature, can be compactly represented by its Penrose diagram, given by the full square in Fig. 1. It can be covered by different coordinates. Cosmologists most often use coordinates in which the metric is time-dependent and corresponds to an expanding flat universe ds2 = dt2 + e2Ht dr2 + r2dΩ2 , (1) − where dΩ2 = dθ2+sin2 θdφ2. This coordinate system covers the upper half of the hyperboloid, which corresponds to the expansion branch. The Penrose diagram of de Sitter spacetime in flat FRW coordinates is shown on the left panel of Fig. 1. Quasi-de Sitter geometry is dtH(t) described by the scale factor a(t) = a0 e , where the Hubble parameter H is a slowly varying function of time, H˙ H2. R ≪ The time-dependent form of the metric (1) is very convenient for investigating the dy- namics of a scalar field with the equation ✷φ = V,φ (2) and for quantizing this field in the de Sitter spacetime [1]. Among quantum scalar fields with mass m and conformal coupling ξ in de Sitter geometry, the case of minimal coupling ξ =0 and very small mass m H plays an especially important role. Indeed, the regularized vacuum expectation value≪ is δφ2 = 3H4 . Formally, as was noted before the discovery of h i 8π2m2 inflation, this is an odd case since its eigen-spectrum contains an infrared divergent term: δφ2 as m 0. On the other hand, this is the most interesting case for application h i→∞ → t=+ 8 r=const horizon S2 τ=+ 8 t=const R=1/H R=const r=0 R=0 t=- 8 τ=const τ=- 8 FIG. 1. Penrose diagram of de Sitter spacetime in the flat FRW coordinates (left) and the static coordinates (right). Each point represent a sphere S2. Its radius at the horizon (dashed line 1 on the left, edge of diamond on the right) is equal to H . 2 to inflation, since the theory of inflaton (as well as tensor) fluctuations is reduced exactly to this case. Following the time evolution of individual fluctuations, it was found that the infrared divergence can be interpreted as the instability of quantum fluctuations of a very light scalar field, which are accumulated with time δφ2 = H3 t [2,3,4]. Fluctuations of h i 4π δφ induce scalar metric perturbations [5,4,6,7,8]. This picture is a basis of the inflationary paradigm so successfully confirmed observationally. Notice that heavy or conformal fields are not produced by inflation. Further, backreaction of fluctuations δφ leads to the picture of stochastic evolution of quasi-de Sitter geometry [9,10], and at large values of H even to self-reproduction (eternal) of the inflationary universe [11]. Scalar field in the eternal inflationary universe is described naturally in terms of the probability distribution function P (φ, t) [10,12]. Recently, de Sitter spacetime and inflation have drawn significant attention in the theo- retical physics/superstring community. Some of the most interesting topics are holography and the thermodynamics associated with the de Sitter horizon. In this context, the static form of the metric of the de Sitter spacetime dR2 ds2 = (1 H2 R2)dτ 2 + + R2dΩ2 (3) − − (1 H2 R2) − is commonly used. The Penrose diagram of de Sitter spacetime in static coordinates is plotted on the right panel of Fig. 1. The classical result of [13] is that observer at the origin 1 detects a thermal radiation from the de Sitter horizon at R = H with the temperature H 4π T = 2π , and the horizon area A = H2 is associated with the huge (geometrical) entropy A S = 4G . Thermal vacuum in the causal patch (“hot tin can”) corresponds to the Bunch- Davies vacuum of the metric (1) [14,15] and gives a complementary picture of scalar field(s) fluctuations. It is not clear to us, however, how quantum fluctuations in the “hot tin can” picture correspond to the instability of quantum inflaton fluctuations δφ and generation of metric perturbations. We will return to this point at the end of the paper. One of the issues in the holographic approach is the bookkeeping of entropy of de Sitter spacetime. The holography bound declares that the geometrical entropy of the horizon exceeds the entropy of quantum states (of fields and particles) within the volume surrounded by the horizon. It was recently claimed that counting the entropy of quantum fluctuations generated during inflation in the “hot tin can” and comparing it to the change of the apparent horizon entropy violates the holography bound unless an ultra-violet cutoff of order of 1016 ∼ GeV in the momenta of fluctuations is imposed [16]. While it is expected that the approaches based on the time-dependent form of the de Sitter metric with unstable fluctuations and the static form of the de Sitter metric with thermal flux should give us complementary insights, their languages are apparently different. This is partly due to the difference between quasi-de Sitter and pure de Sitter geometries, and partly because different questions are addressed. However, we have to understand how these two different approaches to (quasi-)de Sitter geometry with a scalar field are compatible with each other with respect to such important issues as the generation of fluctuations, entropy and global geometry. In this paper we consider a particular question of how the apparent horizon area A, A or the entropy S = 4G , vary due to the slow roll of the background scalar field and the generation of scalar metric perturbations during inflation. A novel element here is that we 3 combine the concepts of a dynamical, slowly rolling background field and the instability of its fluctuations, with the concept of geometrical, holographic entropy. In Section II, we will calculate a variation of the geometrical entropy due to the energy flux through the apparent horizon area. We find that, remarkably, the thermodynamical relation δE = TdS is equivalent to the Einstein equation for the rolling inflaton field. In a sense, our derivation of a correspondence between thermodynamics and the Einstein equations for inflation is a realization of such a correspondence found in an inspiring paper [17] for local accelerating observers. However, we introduce a technique to treat the apparent horizon of R S2 topology which is different from the description [17] of a local Rindler horizon for an× accelerating observer. As we will see, a non-vanishing flux is generated by the kinetic term φ˙2 of the slowly rolling inflaton field. It turns out that this problem is very similar to the problem of the interaction of a homogeneous rolling scalar field with a runaway potential V (φ) and a black hole. In Section III, we switch our attention from inflation to black holes. A rolling scalar field interacting with a black hole is a transparent illustration of the energy flow of a light scalar field through a horizon. In Section IV, we return to inflation. On top of the rolling background inflaton, we con- sider inflaton fluctuations δφ, which generate scalar metric perturbations Φ. We study the energy flux through the horizon including inhomogeneous δφ fluctuations and corresponding variations in the area of the horizon, or entropy dS, which are sensitive to the scalar metric perturbations Φ. In this case, the calculations are more involved than the calculations for the homogeneous time dependent background field in Section II. This happens because there is no exact Killing vector generating the horizon. However, for metric perturbations which preserve spherical symmetry we still can define TdS and compare it with the energy flux through the horizon.