1 Review Paper: The function of secondary metabolites in carnivory

2 Christopher R. Hatcher*, Dr David B. Ryves, Dr Jonathan Millett

3 Geography and Environment, Loughborough University, Loughborough, LE11 3TU

4 * Corresponding author:

5 Email: [email protected]

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1

1 ABSTRACT

2 Background: Carnivorous are an ideal model system for evaluating the role of

3 secondary metabolites in plant ecology and evolution. Carnivory is a striking example of

4 convergent evolution to attract, capture and digest prey for nutrients to enhance growth and

5 reproduction and has evolved independently at least ten times. Though the role of many traits

6 in plant carnivory has been well studied, the role of secondary metabolites in the carnivorous

7 habit are considerably less understood.

8 Scope: This review provides the first synthesis of research in which secondary plant

9 metabolites have been demonstrated to have a functional role in plant carnivory. From these

10 studies we identify key metabolites for plant carnivory, their functional role, and highlight

11 biochemical similarities across taxa. From this synthesis we provide new research directions

12 for integrating secondary metabolites into understanding of the ecology and evolution of

13 plant carnivory.

14 Conclusions: Carnivorous plants use secondary metabolites to facilitate prey attraction,

15 capture, digestion and assimilation. We found ~170 metabolites for which a functional role in

16 carnivory has been demonstrated. Of these, 26 compounds are present across genera that

17 independently evolved a carnivorous habit, suggesting convergent evolution. Some secondary

18 metabolites have been co-opted from other processes such as defence or pollinator attraction.

19 Secondary metabolites in carnivorous plants provide a potentially powerful model system for

20 exploring the role of metabolites in plant evolution. They also show promise for elucidating

21 how generation of novel compounds, as well as co-option of pre-existing metabolites,

22 provides a strategy for plants to occupy different environments.

23 Key words: carnivorous plants, secondary metabolites, ecology, evolution, function, plant-

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25 2

1 INTRODUCTION

2 Secondary plant metabolites are increasingly being considered as important drivers of plant

3 diversification and evolution (Stevenson et al. 2017). This is in part due to their involvement

4 in a large number of fundamental processes associated with plant fitness: regulating growth

5 and interacting with the environment, conspecifics, competitors and symbionts and as a

6 defence against abiotic and biotic stress (Hartmann 2007; Kessler and Baldwin 2007;

7 Agrawal 2011). Plants retain a high metabolic diversity and have the genetic capacity to

8 quickly generate novel compounds due to gene duplication and divergence (Pichersky and

9 Gang 2000). Plants are therefore able to potentially adapt to new environments at higher rates

10 than explained by mutation (Moore et al. 2014). If secondary plant metabolites play an

11 important role in plant evolutionary adaptation, they should be inherently involved in

12 processes specific to the characteristics of the plant’s ecology. The role of metabolites in

13 adaptation may, therefore, be greater than previously considered, which would imply that we

14 are missing important information on plant evolutionary ecology (Nishida 2014; Moore et al.

15 2014). Consequently, similar patterns of metabolite production may emerge among close and

16 distantly related taxa that have evolved under similar environmental conditions.

17 Carnivorous plants are a diverse, polyphyletic group of flowering plants, generally restricted

18 to nutrient poor sites (Ellison and Adamec 2018). Plant carnivory has evolved independently

19 at least ten times in five orders (Fleischmann et al. 2018). Carnivorous plants represent an

20 example of convergent evolution of a single syndrome (Figure 1), to enhance growth and

21 reproduction by attaining nutrients from prey. The benefits of carnivory are numerous:

22 increased growth rate, earlier flowering, increased seed set, increased rate in photosynthetic

23 output, increased nutrient uptake via roots after prey capture and increased seedling growth

24 (Schulze et al. 2001; Adamec 2002; Pavlovič et al. 2009; Hatcher and Hart 2014). Within 3

1 carnivorous plants, there is striking evolutionary convergence (e.g. pitcher plants, Figure

2 1“c”), but also a wide diversity of morphological and physiological approaches to attract,

3 capture, digest and assimilate prey, even within single evolutionary lineages (e.g.

4 ). It is now clear that, to some extent, plant carnivory has a biochemical basis

5 (Table 1). As such, carnivorous plants are an ideal study system to understand the role of

6 secondary plant metabolites in evolutionary ecology (Thorogood et al. 2017).

7 Determining the function of secondary metabolites in the carnivorous habit is considerably

8 more challenging and less well understood than determining morphological function (Ellison

9 and Adamec 2018). This lack of knowledge is critical because growing understanding of the

10 importance of the role of metabolites in rapid plant diversification and adaptation means that

11 we may be missing important insight into the evolution of plant carnivory (Moore et al.

12 2014). Advanced analytical capabilities and reduced costs have resulted in an increase in the

13 number of studies identifying secondary metabolites in carnivorous plants. The result is a

14 growing body of literature describing secondary metabolites, mostly in relation to their

15 anthropogenic use (Banasiuk et al. 2012; Egan and Van Der Kooy 2013). We lack, however,

16 a synthesis of current knowledge of specific biochemical function in relation to the tissue in

17 which these compounds are produced; this is required to begin to link gene expression to

18 secondary metabolite synthesis, ecology and evolution.

19 In this review we synthesised current understanding of the secondary plant metabolites that

20 are involved in the carnivorous syndrome. The aim is to use this synthesis to explore the

21 extent to which secondary plant metabolites play a role in all aspects of plant carnivory

22 across independent lineages. It will also highlight comparisons of secondary plant metabolite

23 function across lineages, providing insight on the biochemical evolutionary convergence and

24 divergence of carnivorous plants. Secondary metabolites were identified through a systematic

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1 search of ‘Google Scholar’ and ‘Web of Science’ using search terms ‘metabolite’,

2 ‘carnivorous plant’ and their synonyms, carnivorous plant genera and prominent study

3 species. We also searched the reference list of relevant journal articles in case papers were

4 not identified from the previous search terms. We did not include studies where the focus was

5 on extracting secondary metabolites, rather than considering their role in carnivory. Because

6 we are interested in the role of metabolite function in plant carnivory, we have collated

7 metabolites under the four key stages of the carnivorous habit: prey attraction, capture,

8 digestion, and assimilation of nutrients.

9 SECONDARY METABOLITES INVOLVED IN THE ATTRACTION OF PREY

10 Darwin (1875) was the first to suggest that carnivorous plants might attract their prey through

11 the production of odour. It has been demonstrated that some (but by no means all)

12 carnivorous plant species actively attract prey by mimicking fruit and using olfactory

13 or visual cues, or through the production of extrafloral nectar (Bennett and Ellison 2009;

14 Kreuzwieser et al. 2014). Attraction mechanisms are still, however, relatively poorly

15 understood or inconsistent across species and the evidence is, in some cases, controversial.

16 Olfactory cues

17 Volatile organic compounds (VOCs), compounds volatile at ambient temperature, are

18 involved in the attraction of prey; such animal attraction is not uncommon elsewhere in

19 nature (Pichersky and Gershenzon 2002). VOCs can increase the frequency of prey

20 interaction but have also been demonstrated to enable carnivorous plants to select prey by

21 species and potentially by size (Di Giusto et al. 2010; Kreuzwieser et al. 2014; Hotti et al.

22 2017). VOCs are by far the most researched group of metabolites produced by carnivorous

23 plants (over half of the ~170 compounds listed in Supplementary Table 1). 5

1 rafflesiana, a vine species of , synthesises at least 54 different VOCs that, as a

2 blend of compounds, attracts their prey (Di Giusto et al. 2010). Kreuzwieser et al., (2014)

3 identified more than 60 different VOCs released by Dionaea muscipula ().

4 Their comparison of VOC concentrations before and after prey capture suggested that 20

5 compounds were directly related to prey attraction, through mimicry of fruit and flowering

6 scents. They also found differences in levels of 1-(1-cyclohexen-1-yl)-ethanone and

7 dodecanoic acid, propyl ester before and after prey capture. These compounds have not

8 previously been attributed as attractants to , suggesting that D. muscipula produce a

9 mix of VOCs, some of which are the same as those in flowers and fruit, whilst others are

10 novel. The synthesis of fruit and mimicking VOCs alongside novel VOCs may be a

11 strategy for avoiding pollinator-prey conflict (El-Sayed et al., 2016). Alternatively, it might

12 be the case that novel VOCs were part of the evolution of snap-traps in D. muscipula as an

13 adaptation for the capture of larger prey than co-occurring carnivorous plants (Hutchens and

14 Luken 2009).

15 Prey spectrum specialisation through the use of modified secondary plant metabolites is

16 evident in other carnivorous plant genera. Nonanal is a floral scent compound, the synthesis

17 of which is widespread in plants. This VOC is an attractant for Nematocera spp., which are

18 abundant in the natural habitats of carnivorous plant species (i.e. bogs) and a common prey

19 taxa (Ellison and Adamec 2018). This VOC is synthesised by the closely related carnivorous

20 plants; spp. and and confirmed to be a prey attractant

21 through Y-tube olfactory choice assays ex situ (Di Giusto et al. 2010; Hotti et al. 2017). In

22 the pitcher plant, , synthesis of VOCs differs between upper and lower

23 pitchers; this attracts a different spectra of prey—aerial insects to upper pitchers and to

24 lower pitchers (Di Giusto et al. 2010). In addition, juvenile or freshly opened N. rafflesiana

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1 pitchers that have captured few or no prey emit flower-like scents (Bauer et al. 2009);

2 putrefaction odours are produced by older pitchers that have accumulated prey. It is not clear

3 whether this is through compounds emitted by the tissue, or is a function of actual prey

4 (Jürgens et al. 2009). This demonstrates the potential for prey spectrum

5 specialisation within different tissues of a single individual, controlled by secondary

6 metabolite synthesis. These results also highlight how the main biochemical drivers of

7 attraction may change throughout the life of a plant or leaf.

8 There are several instances in which a VOC linked to the attraction of organisms may also

9 serve an additional function in plant carnivory. Coniine is a similar metabolite to floral scent

10 compounds found in non-carnivorous plants (Roberts and Wink 1998). This compound has

11 been found to be produced in the lids and pitchers of Sarracenia spp., suggesting a prey

12 attraction function (Hotti et al. 2017). In addition, coniine may play a role in retaining prey if

13 concentrations are sufficient as it can act as an insect stunning agent, though actual

14 concentrations required for this to be effective have not been found in situ. Pulegone, a floral

15 scent compound also found in Sarracenia spp., functions as an attractant but may also

16 function as an insecticide (Franzios et al. 1997), demonstrating the possibility that it plays a

17 role in the killing of prey as well as attraction. Tetradecanoic acid and hexadecanoic acid

18 methyl ester are both floral scent compounds and have also been found in the traps of D.

19 muscipula and Sarracenia spp. (Kreuzwieser et al. 2014). Hexadecanoic acid production is

20 increased by D. muscipula after feeding, suggesting some carnivorous function.

21 Hexadecanoic acid is a major component of oils in plants and may act as a surfactant or be

22 involved in enzymatic activity during prey digestion, though this has not been tested.

23 Production of insect reproductive pheromones for attraction of pollinators is well established

24 in nature (Nishida 2014). Some VOCs produced by carnivorous plant species are also thought

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1 to attract prey by mimicking insect reproductive pheromones. One individual of Sarracenia

2 flava was found to contain 14-β-Pregna, a VOC known to be a sex pheromone of the insect

3 Eurygaster maura, though whether the plant produced this cannot be confirmed (and hence

4 this is not included in Supplementary Table 1, see Hotti et al., 2017). In addition, Sarracenia

5 spp. also produce actinidine and trans-jasmone, pheromones used by species of

6 Hymenoptera. The direct role of these VOCs for prey attraction has not been tested under a

7 single compound regime, though a blend of VOCs is likely to enhance prey attraction

8 efficiency similar to floral blends (Kreuzwieser et al. 2014).

9 This co-option of existing VOCs—from fruit and floral compounds for use as a prey

10 attractant—demonstrates the versatility of secondary metabolites to provide multiple

11 functions, differentiated by the location or tissue from which the compound is emitted. The

12 potential independent evolution of VOCs similar to those used by insects to attract other

13 insects is an example of convergent evolution driven by evolutionary pressure to attract

14 insects, though for entirely different purposes. Plants’ deception of insects is well

15 documented, but carnivorous plants have adopted a multitude of strategies to lure and deceive

16 animals for the ultimate goal of nutrient acquisition, in addition to reproduction (Ellison and

17 Adamec 2018).

18 Further work is needed to identify the specific roles of these novel and pre-existing

19 compounds and to determine whether their effectiveness is dependent on the compounds

20 acting as a blend, or if each compound acts as an effective attractant to prey. To date, no

21 studies have investigated how VOC blends may change over time or growth stages i.e. longer

22 than immediately before and after prey capture. Dionaea muscipula, for example, captures an

23 entirely different spectrum of prey as seedlings compared to mature stages (Hatcher and Hart

24 2014); it seems possible that their volatile blend may change over the lifecycle of the plant to

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1 reflect this specialisation. A research gap exists in understanding how plastic the metabolic

2 profile of carnivorous plants is in response to growth stage, nutrient status and environmental

3 stimuli.

4 Visual cues

5 Secondary metabolites constitute the pigments that plants use to create the visual cues which

6 play a key role in plant-animal communication. Anthocyanins, for example, produce a red

7 colour that advertises fruit ripeness. Anthocyanins, flavonoids, carotenoids and betalains are

8 responsible for flower colour and pattern which attracts pollen vectors for reproduction and

9 dispersal (Tanaka et al. 2008). These pigments have been assumed to attract prey to

10 carnivorous plants, due to the distinctive red trap colouration of many carnivorous plants

11 (Figure 1). The anthocyanins and co-pigments which constitute this colouration in trap

12 include kaempferol, quercetin and cyanidin (Sheridan and Griesbach 2001). A variety of

13 carnivorous plant traps also display UV reflectance patterns. These patterns are also

14 suggested to have a prey-attraction function, and are attributed to the accumulation of

15 phenolics, quinones and sugars (Kurup et al. 2013) (Figure 2b). There is, however, as yet no

16 robust evidence that pigments in traps serve a prey attraction function ubiquitously (Bennett

17 and Ellison 2009). Red pigmentation is not likely to be an attractant to many invertebrate

18 species as they cannot perceive red wavelengths of light, and in some carnivorous plants red

19 pigmentation has been shown not to impact prey capture rate (Foot et al. 2014). The potential

20 for pigmentation as a prey attractant may be plant species-prey specific, or colouration may

21 indirectly attract prey due to a contrast to background colouration for insect species that do

22 not perceive light in the red frequencies (Figure 2c). Other functions for trap pigments have

23 been suggested, such as photoprotection or light stress as seen in rotundifolia

24 (Figure 2a) (Millett et al. 2018) and nutrient stress as observed in Dionaea muscipula and 9

1 Drosera spathulata (Ichiishi et al. 1999). Analysis of pigments in carnivorous plants has,

2 however, been useful in determining phylogeny. The Venus flytrap (Dionaea muscipula),

3 formerly grouped under , synthesise anthocyanins rather than betalains

4 (characteristic of the majority of Caryophyllales) and provided further support for grouping

5 these plants under ‘Nepenthales’ using molecular phylogenetic data (Ellison and Adamec

6 2018). Interestingly, pigment concentrations were shown to be significantly different in

7 petioles compared to traps of D. muscipula. In particular, cyanidin was present in the

8 digestive glands, but absent from the non-carnivorous leaf tissue (Henarejos-Escudero et al.

9 2018). Given the limitations of current approaches, further work is required to determine the

10 adaptive carnivorous function, if any, of the synthesis of these pigment metabolites.

11 Extra-floral nectaries

12 Nectar is a saccharide-rich liquid produced by plants in glands or nectaries and is composed

13 of primary metabolites including sucrose, fructose and glucose, but is also often a

14 combination of many secondary compounds (Stevenson et al. 2017). Flowering plants

15 possess nectaries that function as a reward or bribe to attract pollinating insects (Roy et al.

16 2017). Many plant species also possess extra-floral nectaries that perform functions other

17 than pollinator attraction, such as recruiting animals that deter herbivores, and the nectar

18 often contains additional metabolites (Marazzi et al. 2013). Extra-floral nectaries are present

19 on the peristome of carnivorous pitfall traps in the genera Darlingtonia, ,

20 Sarracenia, and Nepenthes, and on the trap lobes of the snap-trap of D.

21 muscipula (Płachno 2007) (Figure 3). Nepenthes are also known to have coprophagous

22 relationships with birds and small mammals that perch on the pitcher rim to feed on the

23 nectar (Clarke et al. 2009; Chin et al. 2010; Grafe et al. 2011). The chemical constituents of

24 the nectar produced by these extra-floral nectaries have not been closely studied in 10

1 carnivorous plants, though such nectaries have evolved independently at least three times in

2 carnivorous plants and are likely to be a combination of primary metabolites (sugars) and

3 secondary compounds such as VOCs (Figure 3) (Givnish 2015). The degree to which this

4 convergent evolution also applies to nectar chemistry would be valuable to study to explain

5 how carnivorous plants may alleviate the overlap between pollinators and prey. Currently, as

6 far as we are aware, there has been no study comparing the metabolite blend of a species’

7 floral, extrafloral and trap related extrafloral nectaries.

8 Presence of metabolites across independent lineages of plant carnivory for prey attraction

9 This review has identified 26 secondary plant metabolites involved in the attraction of prey

10 which are present across independent lineages of carnivory. These secondary metabolites are

11 the only known aspect of carnivory where function of the same compound has been

12 demonstrated across independent lineages of plant carnivory, with the exception of benzoic

13 acid, of which the function is not confirmed but is suggested to have a function in attraction

14 and digestion (Supplementary Table 1). There is also high overlap within different genera of

15 the same carnivorous lineage (boxed ticks of Table 1 and light grey bars in Supplementary

16 Table 1). These secondary metabolites are all volatile organic compounds (VOCs) and

17 provide evidence of convergent evolution of carnivory at a biochemical scale.

18 The majority of these VOCs are common across non-carnivorous plant taxa as fruit or floral

19 scents to attract pollinators. There are only a handful of carnivorous genera, however, that

20 have been studied for the presence of volatile organic compounds for prey attraction. The

21 majority of pre-attraction VOCs have been identified in a few studies on Nepenthes spp.,

22 Dionaea muscipula and the separate carnivorous lineage of Sarracenia spp. Clearly, VOCs as

23 prey attractants is the ideal focus for understanding convergent evolution of carnivory at a

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1 biochemical scale. Future work on the role of secondary metabolites in attraction should

2 focus on determining whether other lineages of carnivorous plant attract prey through the use

3 of VOCs, particularly VOCs already known in other species. Given that most of the

4 compounds found to be used in the attraction of prey are also widespread as fruit or floral

5 scents, determining whether these compounds were present before evolutionary divergence or

6 afterwards would show the frequency of exaptation of current plant metabolites or generation

7 of novel compounds for the carnivorous syndrome.

8 SECONDARY METABOLITES INVOLVED IN THE CAPTURE OF PREY

9 Prey capture mechanisms are the most studied aspect of carnivory in plants (Ellison and

10 Adamec 2018). The different approaches to prey capture result in novel and unusual

11 morphologies and plant movements. In carnivorous plants, five distinct trapping mechanisms

12 have been identified: (a) flypaper—leaves that secrete a sticky mucilage; (b) snap-traps—

13 some of the most rapid plant movements in the kingdom; (c) pitchers/pitfall traps; (d) lobster

14 pot traps— that force prey movement in one direction away from the trap entrance using

15 downward facing hairs; and (e) suction traps/ bladder traps (Figure 1). These trapping

16 mechanisms rely on distinct morphological adaptation, but in many cases, they also require

17 the use of secondary metabolites to enhance capture efficiency and prey retention. Secondary

18 metabolites can be split into two functional groups for prey capture: those which play a

19 physical role, and those which signal prey capture.

20 Physical trapping mechanisms

21 The physical role of metabolites for trapping prey includes adhesive properties as found, for

22 example, in mucilage of Drosera spp., glue of species and the fluids of pitcher

23 plants, some of which have viscoelastic properties, or wax crystals and metabolites in nectar 12

1 within the pitcher plants relying on slippery surfaces for capture (Riedel et al. 2003; Płachno

2 2007; Bauer et al. 2008). One example of how secondary metabolites are involved in these

3 functions is the use of extra-floral nectar to decrease friction on the peristome of Nepenthes

4 spp. pitchers (Figure 3; Bauer et al., 2008). This increases prey capture efficiency by

5 reducing the ability of prey (primarily ants, Formicidae) to adhere to the pitcher lip,

6 increasing the likelihood of falling into the pitcher trap. Secondary metabolites specifically

7 implicated in this process are as yet unknown, but given the novel, mechanical function of

8 this nectar, chemical composition may differ from nectar produced specifically for attraction.

9 A similar functional role is performed by erucamide in the pitcher plants of the unrelated

10 Heliamphora, where it acts as a lubricating agent in the nectar produced around the

11 peristome of the traps to increase trapping efficiency (Płachno 2007). Plumbagin may also

12 play a key role in prey capture for Nepenthes khasiana. Plumbagin is found on the rim of

13 species of Nepenthes pitcher plants and is suggested to work in tandem with the slippery

14 surface by inflicting an anaesthetic or toxic influence on prey inhibiting their escape

15 responses (Raj et al. 2011). Plumbagin is a secondary metabolite found in all genera of the

16 Nepenthales and rarely outside this group of plants, though its specific function in carnivory

17 in these species is yet to be fully determined (Schlauer et al. 2005).

18 Anti-adhesive wax production used in prey capture

19 Epicuticular wax crystals are widespread in the plant kingdom and fulfil multiple functions.

20 Within carnivorous plants, formation of wax is present in pitcher forming plants; Catopsis

21 berteroniana, reducta, Cephalotus, Sarracenia, Darlingtonia, Heliamphora and

22 Nepenthes spp. (Riedel et al. 2003; Gaume et al. 2004; Gorb et al. 2005; Poppinga et al.

23 2010). However, the specific structure and composition of the wax has only been documented

24 in Nepenthes spp. 13

1 In pitcher plants of Nepenthes spp., the inner surface of the trap is densely covered with

2 epicuticular wax crystals (Riedel et al. 2003). This wax impedes insect adhesion reducing

3 their ability to escape from the pitcher. The wax constituents are secondary metabolites from

4 primary alcohols, fatty acids, alkyl esters and n-alkanes, with the exact composition

5 determining the specific formation pattern of the crystals. Triacontanal is the crucial

6 compound in the formation of the wax crystals. This aldehyde homologue contributes 43% of

7 the entire wax crystal mass (Riedel et al. 2003). Triacontanal is common in a variety of non-

8 carnivorous flora cuticular waxes and epicuticular wax platelets (Naeem et al. 2012). The

9 other components of Nepenthes spp. pitcher wax are currently unknown. It is, however, likely

10 that novel wax-forming metabolites are distributed throughout the crystal network or

11 segregate into individual platelets and also form wax crystals to enhance prey capture (Gorb

12 et al. 2005).

13 Mucilage and glue production for prey capture

14 Two variants of the sticky substance used in flypaper traps are produced by carnivorous

15 plants. Within the Nepenthales (Drosera, , ), and within the

16 ( and ), they produce a polysaccharide-based mucilage. The

17 mucilage of Drosera is composed mostly of primary metabolites and hence not included in

18 Supplementary Table 1. Myo-Inositol represents a significant proportion of the non-

19 polysaccharide organic compounds, though is also a primary metabolite, derived from

20 glucose (Loewus and Murthy 2000; Kokubun 2017). Though no detailed analyses are

21 available, the other mucilage-producing carnivorous plants likely produce a similar product

22 to the polysaccharide-based mucilage described. The mucilage is similar in appearance and

23 characteristics, though confirmation of its chemical constituents would provide additional

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1 insight into the evolution of strategies to capture prey as the flypaper strategy spans at least

2 five separate lineages (Figure 1 "a" annotation, Pereira et al., 2012).

3 The second type of flypaper glue is not mucilage, nor an aqueous solution of acidic

4 polysaccharides as described above; it is a lipophilic resin with high viscosity and is

5 produced by species of Roridula. The resinous glue is composed of triterpenoids and

6 acylglycerides (Simoneit et al. 2008). No saccharides or proteins have been previously

7 detected within this glue, but traces of flavonoids have been identified in two species

8 (Wollenweber 2007). This glue is found to be considerably more viscous than the

9 mucilaginous secretions of other carnivorous plants. In addition, this resin-based glue is

10 much more resilient to water submergence and does not wash away as does Drosera spp.’s

11 mucilage. Here, two morphologically similar strategies to capture prey (flypaper) have

12 evolved with distinctly contrasting chemical composition to act as a glue. One of a

13 saccharide-based (primary metabolite) substance, one of a resin based (secondary metabolite)

14 glue to achieve effective prey capture.

15 Prey capture signalling

16 Carnivorous plants have evolved strategies to detect prey capture and respond by

17 synthesising specific metabolites to advance the process of nutrient uptake from prey

18 (Nakamura et al. 2013; Krausko et al. 2017). These signals may instigate trap movement, the

19 accumulation of digestive enzymes, prey digestion and prevention of microbial decay of prey

20 (Table 1).

21 Jasmonates are usually a component of plant defence systems. In , however, they

22 have been co-opted to control the signalling of prey capture to instigate trap movement

23 (Krausko et al. 2017). Jasmonates are lipid-based metabolites that typically act as

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1 phytohormones known to be involved in a wide range of regulatory processes. In particular,

2 plant responses to stress, including herbivory and other kinds of biotic and abiotic stress,

3 elicit jasmonate production, though they also serve as regulators of growth, photosynthesis

4 and reproductive development (Wasternack and Hause 2013). Accumulation of these

5 metabolites is usually a fast response, occurring within minutes or hours of wounding or

6 herbivory (Wasternack and Hause 2013).

7 The sundew Drosera capensis increases concentrations of jasmonic acid and its conjugates in

8 response to prey capture (Krausko et al. 2017). These increasing concentrations of jasmonic

9 acid instigate leaf bending, which is targeted, due to jasmonate accumulation being controlled

10 at an individual cell level, preventing a whole-plant response to jasmonates (Nakamura et al.

11 2013). This ensures that the traps curl and envelop around prey, increasing the trap surface

12 area important in prey retention, digestion and assimilation. Drosera capensis has also

13 retained the herbivory defence response instigated by levels of jasmonic acid. Drosera

14 capensis therefore differentiates between prey capture and herbivory through propagation of

15 electrical signals and consequent jasmonic acid accumulation (Krausko et al. 2017).

16 SECONDARY METABOLITES INVOLVED IN THE DIGESTION OF PREY

17 Once captured, the prey of carnivorous plants are digested. Enzymes are fundamental to the

18 digestion of prey and identification of these specialised proteins is a current and ongoing

19 endeavour (for a review see Ravee et al., 2018). Secondary metabolites can instigate enzyme

20 production, enhance the efficiency of digestion and protect the plant from infection by

21 preserving prey whilst it is being digested.

22 Three species that share the same carnivorous ancestor—Nepenthes alata and the two closely

23 related species, Drosera capensis and Dionaea muscipula—demonstrate how the same

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1 secondary metabolites (jasmonates) can act as a biochemical signal for indicating the same

2 stimuli but instigating a range of processes. Drosera spp. and D. muscipula share a common

3 Drosera-like ancestor (Gibson and Waller 2009; Givnish 2015), but they also have different

4 prey trapping mechanisms. Drosera spp. use sticky mucilage and slow leaf movement;

5 Dionaea muscipula uses fast snap-traps (Forterre et al. 2005; Erni et al. 2008). Prey capture

6 results in the accumulation of jasmonic acid, 12-oxo Phytodienoic acid and isoleucine

7 conjugate of jasmonic acid in all three species, Nepenthes alata, Drosera capensis and

8 Dionaea muscipula. While jasmonates instigate enzyme secretion in all three species, it also

9 initiates trap movement (to slowly envelop prey) in Drosera capensis (Mithöfer et al. 2014;

10 Krausko et al. 2017) and in Dionaea muscipula the accumulation of these secondary

11 metabolites also instigates sealing of the ‘outer-stomach’ (Libiaková et al. 2014; Pavlovič et

12 al. 2017). In Dionaea muscipula, jasmonates instigate production of endopeptidase dionain, a

13 compound involved in the chemical breakdown of prey (Libiaková et al. 2014). Trap

14 movement in D. muscipula is, similarly to Drosera spp., instigated by intercellular electrical

15 signals but relies on mechanical snap-buckling instability for the initial prey capture,

16 followed by slow trap closure to form an 'outer-stomach’ instigated by phytohormones.

17 Reliance on a physical snap-buckling mechanism over phytohormone controlled leaf

18 movement in D. muscipula is presumably because of the faster reaction times required for a

19 snap-trap compared to a sticky flypaper trap for prey capture and retention. It seems likely

20 that the prey-capture signalling function is common to the three species because of their

21 shared carnivorous ancestor, but the function of this signal has somewhat diverged because a

22 different trap strategy evolved in Dionaea muscipula and Nepenthes spp.

23 Two additional groups of secondary metabolites appear to be part of the process of prey

24 digestion: naphthoquinones and phenolics. In non-carnivorous plant species these secondary

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1 metabolites act as antibacterial protection against pathogenic attack on plant tissue (Krolicka

2 et al. 2008). In carnivorous plants they appear to have been co-opted to preserve and aid in

3 the digestion of prey by preventing decay from bacteria as well as functioning to protect the

4 plant tissue during the process of prey breakdown.

5 Naphthoquinones are a class of organic compounds derived from naphthalene. In non-

6 carnivorous plants, the naphthoquinone plumbagin is used as a deterrent against herbivorous

7 insects, and has fungicidal and microbicidal effects (Paiva et al. 2003). Similarly, juglone is

8 inhibitory to insects, and so prevents herbivory. Plumbagin and juglone accumulate in the

9 trap leaves of Drosera spp. in response to prey capture, suggesting that they play a role in the

10 process of carnivory (Egan and Kooy 2012). While their specific function has not yet been

11 tested in carnivorous plants in situ, it seems likely that they enhance prey digestion by

12 protecting the plant from pathogens that may otherwise infect the plant as a result of decaying

13 prey. Nepenthes khasiana utilises naphthoquinones as a chitin-induced antifungal agent found

14 in its specialised pitcher fluid (Eilenberg et al. 2010). It appears to be used to preserve caught

15 prey for digestion and assimilation of nutrients. Droserone and 5-O-methyldroserone have

16 also been identified specifically for antifungal abilities in Drosera spp., D. muscipula and

17 Nepenthes spp. (Table 1, Acton, 2012).

18 Presence of compounds involved in digestion within the same carnivorous lineage

19 Plumbagin is present in the trap tissue of every genus of the Nepenthales—,

20 Drosophyllum, Triphyophyllum, Dionaea, Drosera and Nepenthes—which share a common

21 carnivorous ancestor (Table 1). Plumbagin is considered to function as an antimicrobial agent

22 during digestion (Aung et al. 2002). Other possible roles, however, have been suggested.

23 Plumbagin may function as an allelopathic, insecticidal, molluscidal, antifeedant, while it

18

1 also potentially may be important in attraction as a method to differentiate prey with

2 pollinators (Krolicka et al. 2008; Raj et al. 2011).

3 It is suggested that, as the potential benefits of carnivory increase, the morphology of

4 carnivorous plant traps become more complex (Ellison and Adamec 2018). Secondary

5 metabolites involved in digestion seem, however, to be fairly consistent across several

6 different trap types. If plumbagin and its isomers are critical in protecting the plant during

7 digestion or enhancing prey digestion, it would explain why these compounds have persisted

8 regardless of trap morphology. Their presence across other taxa has, in this case, been

9 investigated—7-methyl-juglone and plumbagin are not present in five other lineages of

10 carnivory (Cephalotus, Byblis, Roridula, Sarracenia and Heliamphora (of lineage)

11 and ) (Zenk et al. 1969; Culham and Gornall 1994). These findings contribute

12 important extensions to confirmation of compounds found in the Nepenthales. If preservation

13 of prey or protection of trap tissue during prey digestion are such important adaptations, to

14 the extent that they have persisted in all Nepenthales, why are these compounds not present

15 across all carnivorous lineages? Other carnivorous lineages may have evolved novel

16 compounds for the same function as the 1,4-naphthoquinones such as plumbagin in

17 Nepenthales, but to date this has not been investigated.

18 SECONDARY METABOLITES INVOLVED IN NUTRIENT ASSIMILATION AND WHOLE PLANT

19 RESPONSES

20 Currently, the metabolic role of, and responses to, assimilation of nutrients from prey is

21 vastly unexplored. Carnivorous plants balance nutrient uptake and rate of photosynthesis

22 within the same tissue—leaves—though root nutrient uptake is maintained in some species

23 (Gao et al. 2015). This suggests, for some species, an interesting leaf–root signalling

19

1 mechanism for nutrient status, distinct from typical nutrient dynamics in plants. Uptake of

2 nutrients from prey via leaves has been shown either to maintain or increase root activity, the

3 reverse response of leaf nitrogen uptake via stomata in non-carnivorous flora (Adamec 2002;

4 Gao et al. 2015). This strongly suggests a novel role of plant signalling in this complex

5 nutrient regulation system.

6 Other aspects of the assimilation of nutrients from prey are known. For example, breakdown

7 of nonabsorbable compounds by secretion of enzymes in specialised glands and

8 transmembrane transport of nutrients can occur through use of membrane carriers and

9 endocytosis (Schulze et al. 1999; Plachno et al. 2006; Adlassnig et al. 2012). Pulse–chase

10 experiments and research into metabolites that are taken up by the plant via prey digestion

11 have confirmed the uptake of carbon and nitrogenous compounds; but identification of

12 subsequent plant response has varied (Adamec 2002; Rischer et al. 2002; Karagatzides et al.

13 2009). Carbon from prey-derived protein in Nepenthes insignia was found to be utilised for

14 production of plumbagin (Rischer et al. 2002). Conversely, Drosera capensis was found to

15 have similar levels of quercetin and kaempferol before and after prey capture (Kováčik et al.

16 2012). Plant response and signalling using plant-synthesised metabolites in response to the

17 assimilation of animal metabolites remains largely unexplored. Metabolic profiling of trap,

18 non-carnivorous leaf and root tissue before, during and after nutrient uptake from prey may

19 provide insight into any biochemical signalling within the plant to control assimilation or

20 regulate nutrient balance within the whole plant. Research in this area may provide insight

21 into exaptation of current plant regulation processes or a novel method for plants to control

22 nutrient uptake via leaves.

20

1 OCCURRENCE OF SECONDARY PLANT METABOLITES INVOLVED IN CARNIVORY ACROSS

2 PLANT TAXA

3 This review has identified ~170 secondary plant metabolites that have, or are highly likely to

4 have, a role in some aspect of the carnivorous habit, some of which are isomers or derivatives

5 or select groups of compounds. Of these, 48 secondary metabolites have been found to play a

6 role in carnivory in more than one genus (Table 1, or grey bars in Supplementary Table 1).

7 Twenty-six compounds are shared across independent evolutionary lineages of plant

8 carnivory (Nepenthales and , unboxed ticks in Table 1). However, only

9 Nepenthales and Ericales have been investigated for secondary plant metabolites from an

10 ecological function perspective (Figure 1), and of the 33 studies used for the generation of

11 Supplementary Table 1, only one examines the metabolic role in carnivory across multiple

12 evolutionary lineages (Jürgens et al. 2009). There are, however, many studies identifying

13 these and other compounds across other taxa for some kind of anthropogenic use

14 (pharmaceuticals or biotechnology), or as taxonomic markers, but their plant function is not

15 specified (e.g. Budzianowski 1996; Muhammad et al. 2013). We excluded these studies from

16 this review because these artificially derived compounds may have no function in the

17 carnivorous habit.

18 The origins of the evolution of carnivory is beginning to be determined, but there remain key

19 components of the evolution of the carnivorous syndrome that are yet to be identified.

20 Aspects of the evolution of carnivory have recently been linked to plant defence (Pavlovič

21 and Saganová 2015). This link is appropriate given the similarity in function of response to

22 and digestion of prey, compared to responses to herbivory using anti-microbial and

23 insecticidal compounds and phytohormones. Similarly, most metabolites used for attraction

24 are related to flower or fruiting scents (Jaffé et al. 1995; Kreuzwieser et al. 2014). Given 21

1 carnivorous plants, so far, are all angiosperms, it would be interesting to investigate the

2 genetic origins of these compounds, as it is currently unclear whether compounds for

3 attraction are similarly co-opted from pollinating and dispersal mechanisms, or whether novel

4 co-evolution has taken place to mimic olfactory cues.

5 The majority of metabolites, and metabolites identified so far across different taxa, are

6 involved in the attraction and or capture phases of plant carnivory, this may however, be

7 falsely disproportionate (Supplementary Table 1). Over representation of metabolites

8 involved in attraction for plant carnivory is understandable, given the relative simplicity in

9 inferring their functional role. Presence of volatiles found on traps are logically assumed to

10 have some olfactory attraction for animals and up- or down-regulation of these compounds

11 following prey capture reinforces this assumption. Similarly, composition of sticky mucilage

12 exuded on traps leads to a conclusion of a function in capture or retention (though potentially

13 also attraction). Only a handful of studies identifying compounds in attraction or capture

14 specifically test these compounds with prey capture assays (e.g. Jürgens et al., 2009).

15 Furthermore, classification of many VOCs is from a technical chemical standpoint and may

16 not have a significant impact on olfactory attraction in situ as their volatility is not realised

17 under biologically relevant temperatures. More stringent restrictions of inclusion of these

18 compounds would reduce the overall number of compounds significantly, though perhaps

19 unnecessarily. Further investigation of these compounds is required to determine their

20 function, rather than their outright exclusion as important compounds. This, coupled with the

21 challenge of identifying a carnivorous role of a compound in digestion and assimilation, may

22 have led to an overrepresentation of certain compounds in the literature and may erroneously

23 suggest that only these aspects are strongly reliant on secondary plant metabolites. There are

24 currently many secondary metabolites extracted from specifically carnivorous plants for

22

1 pharmaceutical, pseudo-medicinal or biotechnological use (see Ellison & Adamec, 2018 and

2 references therein). These could be compared with chemicals where a functional role is

3 known in order to establish metabolic similarities across taxa. Experiments testing the

4 function of these known compounds would be an effective way to rapidly grow the library

5 and taxonomic presence of compounds strictly related to plant carnivory that function in

6 processes other than attraction or capture.

7 CONCLUDING REMARKS AND FUTURE PERSPECTIVES

8 Secondary metabolites are known to be important to carnivorous plants in the attraction,

9 capture and digestion of prey for nutrient assimilation. There is a high degree of co-option as

10 well as generation of novel metabolites to aid the carnivorous syndrome. This is likely due to

11 inherently high chemical diversity and the utility of these compounds for multiple functions

12 (Moore et al. 2014). A key question is the importance of secondary metabolites in

13 carnivorous plant evolution. Have similar metabolic approaches to carnivory evolved

14 independently in different carnivorous plant lineages? There is evidence of metabolites

15 involved in carnivory present in more than one genus and, in some cases, these are found

16 across independently evolved lineages (Table 1 unboxed ticks, also highlighted dark grey in

17 Supplementary Table 1). There may be great potential in examining the role of novel

18 secondary metabolites for carnivory in different species, which differ in their morphological

19 approach to carnivory, but which share a common ancestor (e.g. Nepenthales purple block in

20 Figure 1 & dark grey block in Table 1).

21 There is growing interest in the role of secondary metabolites in the rapid diversification and

22 evolution of plants to new environments. This is due to high chemical diversity, with rapid

23 generation of novel compounds being attributed to adaptation rather than mutation (Moore et

24 al. 2014). Carnivorous plants have been found to have huge chemical diversity, of which we 23

1 know most about through their use in biotechnology (see Ellison & Adamec, 2018 and

2 references therein). We hypothesise that metabolite diversity provided a mechanism for the

3 evolution of carnivory in plants, and that this continued diversity facilitates rapid evolution

4 into new environments. Due to the multiple times carnivory has independently evolved, and

5 the general restriction of carnivorous plants to high-stress environments, these plants are an

6 ideal system to investigate whether metabolic diversity may have been or is a way for novel

7 traits to evolve and be maintained. Metabolites are clearly integral to the survival of

8 carnivorous plants in nutrient-deficient environments and further investigation of the

9 carnivorous habit will continue to provide new insights into novel pathways of plant

10 evolution.

11 FUNDING:

12 This work was supported by a Loughborough University PhD studentship to CH.

13 ACKNOWLEDGEMENTS:

14 We thank Richard Harland for his help with chemical groupings and Angus Davidson for

15 assistance with plant drawings. We also thank the reviewers for their useful comments.

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3

4 FIGURE LEGENDS:

5 Figure 3: Evolution and production zones of metabolites for attraction of prey via use of

6 extrafloral nectaries. Highlighted areas are highest density of extrafloral nectaries for

7 attraction of prey. Areas for secretion of secondary metabolites and nectar are important for

8 prey attraction and capture. Length of phylogenetic branches do not signify relatedness or

9 any other metric of evolution.

10 TABLE LEGENDS:

11 Table 1: Secondary plant metabolites involved in carnivory present in more than one genera.

12 Role indicates role in the carnivorous habit. Ticks represent presence across independent

13 lineages of carnivory. Ticks within boxes represent presence of compound found within

14 different genera of the same carnivorous ancestor. Dark grey are of Nepenthales, light grey

15 are of Ericales lineage of carnivory. Note that some compound isomers are identified, but in

16 some studies, this is not included. Full list and references are included in Supplementary

17 Table 1.

18 Supplementary Table 1: Secondary plant metabolites involved in plant carnivory. Light

19 grey bars signify the compound is found in more than one genus of the same carnivorous

20 lineage. Dark grey bars signify the compound is found in more than one independent lineage

21 of carnivory. No compound has been found in more than 2 separate lineages of carnivory.

22 Compounds reported from Hotti et al., 2017 and Kreuzweiser et al., 2014 have 70%

23 confidence minimum. Function of metabolite is known or highly likely. Note that some

34

1 compound isomers are identified, but in some studies, this detail is not included. Volatile

2 organic compounds (VOC) is ascribed in likely function if detail on the compound’s scent is

3 not available.

4

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TABLES

Table 1: Secondary plant metabolites involved in carnivory present in more than one genera. Ticks represent the 26 compounds present across independent lineages of carnivory. Ticks within boxes represent presence of compound found within different genera of the same carnivorous ancestor. Role indicates role in the carnivorous habit. Dark grey are of Nepenthales, light grey are of Ericales lineage of carnivory. Note that some compound isomers are identified, but in some studies, this is not included. Full list and references are included in Supplementary Table 1. Triphyophyllum Drosophyllum Heliamphora Darlingtonia Aldrovanda Sarracenia Nepenthes Dionaea Drosera

Role Metabolite Group

Attraction Heptadecane Alkane   Attraction Tridecane Alkane   Attraction Tetradecanoic acid Alkanoic acid   Attraction Hexadecanoic acid ethyl ester Alkanoic acid ester   Attraction Isoamyl acetate Alkanoic acid ester   Attraction Palmitic acid methyl ester Alkanoic acid ester   Attraction Nonanal Alkanoic aldehyde    Attraction or digestion Benzoic acid Aromatic acid     Attraction Benzyl acetate Aromatic acid ester   Attraction Benzyl benzoate Aromatic acid ester   Attraction Ethyl benzoate Aromatic acid ester   Attraction Methyl benzoate Aromatic acid ester   Attraction Methyl salicylate Aromatic acid ester    Attraction Phenylethyl acetate Aromatic acid ester   Attraction 2-Phenylethanol Aromatic alcohol    Attraction Benzyl alcohol Aromatic alcohol    36

Triphyophyllum Drosophyllum Heliamphora Darlingtonia Aldrovanda Sarracenia Nepenthes Dionaea Drosera

Role Metabolite Group

Attraction Benzaldehyde Aromatic aldehyde    Attraction 6-Methyl-5-hepten-2-one Monoterpenoid     Attraction Limonene Monoterpenoid     Attraction Linalool Monoterpenoid   Attraction Myrcene Monoterpenoid   Attraction α-Pinene Monoterpenoid    Attraction α-Terpinene Monoterpenoid   Attraction p-Cymene Monoterpenoid (aromatic)   Attraction (Z,E)-α-farnesene Sesquiterpenoid   Attraction α-Copaene Sesquiterpenoid   Attraction Hexadecane Alkane   Attraction Pentadecane Alkane   Attraction Tetradecane Alkane   Attraction Decanal Alkanoic aldehyde   Attraction Coniine Alkanoic secondary amine    Attraction & capture Erucamide Alkenoic amide    Attraction Acetophenone Aromatic ketone   Digestion Myricetin Flavanoid   Attraction Sarracenin Monoterpene (iridoid)   Digestion 7-methyl-juglone Naphthoquinone     Digestion Droserone (plumbagin derivative) Naphthoquinone   Digestion Isoshinanolone Naphthoquinone   Capture & digestion Plumbagin Naphthoquinone       Digestion PlumbasideA Naphthoquinone   37

Triphyophyllum Drosophyllum Heliamphora Darlingtonia Aldrovanda Sarracenia Nepenthes Dionaea Drosera

Role Metabolite Group

Capture/ digestion/ retention Jasmonates Oxylipin    Digestion Gallic acid Phenolic acid    Digestion Protocatechuic acid Phenolic acid    Attraction Caryophyllene oxide Sesquiterpene   Attraction Humulene Sesquiterpene  

38

1 2 Figure 1: Phylogenetic tree of carnivorous plants and research and metabolites identified

3 with known function in carnivory. Branches are to emphasise the location of carnivorous taxa

4 and do not signify time since divergence or a metric of relatedness. Trap morphology is

5 grouped into: (a) flypaper; (b) snap-trap; (c) pitfall; (d) lobster pot; and (e) suction bladder.

6 Colour bands signify a common carnivorous ancestor. Tree generated using NCBI

7 browser, iTOL and APG (APG, 2016; Letunic & Bork, 2016). Nepenthales sensu stricto

8 sister to Caryophyllales (Fleischmann et al. 2018). Twenty-six common compounds are

9 found in the Nepenthales lineage and Sarraceniaceae lineage. Note that Aldrovanda and

10 Utricularia are genera of aquatic carnivorous plants.

11

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1 2 Figure 2

3 Function of secondary metabolites in trap colouration requires further investigation; (a)

4 Drosera rotundifolia change in colour from accumulation of anthocyanin (red pigmentation)

5 in response to environmental stimuli but this is not confirmed to be related to carnivory; (b)

6 upper figure: Nepenthes species show redder locations, possibly to contrast trap peristome to

7 background for prey attraction. Lower figure: Nepenthes spp. also use UV florescence for

8 prey attraction ; (c) Sarracenia purpurea with high diversity of red and green pigmentation

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1 from secondary compounds with high background contrast in situ (Photos of Nepenthes

2 courtesy of Dr Baby in Kurup et al., 2013, Drosera rotundifolia and Sarracenia purpurea

3 photos by C. R. Hatcher).

4

5 Figure 3: Evolution and production zones of metabolites for attraction of prey via use of

6 extrafloral nectaries. Highlighted areas are highest density of extrafloral nectaries for

7 attraction of prey. Areas for secretion of secondary metabolites and nectar are important for

8 prey attraction and capture. Length of phylogenetic branches do not signify relatedness or any

9 other metric of evolution.

10

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