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Lessons from Second World War Anthropology Peripheral, Persuasive and Ignored Contributions

Lessons from Second World War Anthropology Peripheral, Persuasive and Ignored Contributions

Lessons from Second World War Peripheral, persuasive and ignored contributions

DAVID PRICE were largely called upon to contribute their World War II and other past wars must be viewed in the David Price is Associate specialized knowledge to the war effort. The nature of the con- historical context of their times. The international anthro- Professor of Anthropology, St. tacts they had established with native peoples the world over pological community needs to be aware of past anthropo- Martin's College, Lacey, and the methods they had developed for understanding varied , USA. A modes of life permitted them to give realistic aid to intelligence logical contributions to war, and we need to critically forthcoming essay examines units, or to those carrying on economic and psychological war- evaluate these past activities not in order to criticize past some of the ways in which fare and to advise concerning many types of postwar programs anthropologists, but to help provide a framework for anthropological interactions with military and intelligence of rehabilitation. coping with present and future pressures for anthropolo- agencies in the Cold War ‘Anthropology 1944’ gists to contribute to military and intelligence operations. became increasingly Britannica Book of the Year 1944 While past wartime anthropological decisions may be seen complicated and ignored. His as appropriate for their times, the context of contemporary email is [email protected]. The well established links between anthropologists and wars raises many more complex and problematic issues. colonialism documented in the work of scholars like Talal Asad, Kathleen Gough, , Adam Kuper and WWII: Anthropological warfare comes of age George Stocking stand in marked contrast with the sparse The First World War brought a significant anthropological I am grateful for comments from analysis of anthropological contributions to the wars of the showdown, with implications for the wars that followed. numerous anonymous AT referees. 20th century. The latter reflects certain professional con- This was the American Anthropological Association’s 1. For more on anthropology cerns of ethics, historically inevitable blind spots associ- (AAA) censure of after he criticized four and warfare see: Berreman ated with the analysis of recent events, and the problems anthropologists who had used their professional positions 1981, Goldschmidt 1979, arising from critical evaluation of the as covers for espionage in Central Leighton 1949, Mabee 1987, Nader 1997a and 1997b, Ross actions of living and recently America (Stocking 1968). To this day 1999, Stocking 1976, Wakin deceased anthropological elders. a general discomfort and ambivalence 1992. While some anthropologists and remains among AAA policy bodies 2. Boas was censured in 1919 not because the facts of his historians have discussed various concerning the merging of anthro- accusation were inaccurate – aspects of anthropological contribu- pology, espionage, covert research indeed contemporary research tions to warfare, these periodic and warfare.2 While a number of indicates the accuracy of his examinations tend to focus more on anthropologists and sociologists claim – but because the AAA disapproved of his position that the specifics of particular military or applied their skills in support of the there was something inherently intelligence campaigns, while the First World War,3 it was the Second wrong with anthropologists larger issues embedded in anthropo- World War that brought the wide- using their professional positions as a front for logical contributions to warfare are spread application of anthropology to 1 espionage (Price 2000, 2001). often downplayed. But downplayed the practice of warfare. 3. During World War I or not, these contributions raise As the Second World War engulfed Durkheim wrote propaganda serious questions concerning the eth- the world in a state of total war, moti- pamphlets, Weber served as an officer in the German Army ical implications of using cultural vations of nationalism, internation- Reserve Corps, Westermark knowledge and anthropological alism, racial supremacy and considered and then declined knowledge in the waging of war, and anti-totalitarianism led a variety of espionage work, Veblen was a government analyst until he was reveal fundamental symbiotic links anthropologists into battle both as cit- fired for his support of the IWW. between scholars and state. izens and citizen-as-- Others were affected in other Twentieth-century anthropologists soldiers. In this war social scientists ways, for example W.H.R. applied their knowledge and ethnographic skills to warfare were harnessed at new levels as analysts, propagandists, Rivers spent the war treating shell-shocked soldiers in British on many occasions, fighting with both books and guns. foot soldiers, officers and spies. They directed their efforts hospitals, Fritz Graebner was Such uses of anthropology in the past have been problem- at populations both within and outside the boundaries of interned in Australia, while the atic, and the possibility of similar actions today raises a their nations. war experiences of anthropologists such as Ralph number of complex ethical and practical issues – issues that The links between German anthropologists and the Linton and cannot be properly addressed until anthropologists con- Nazi regime remain contested. After the war, some influenced their theoretical front the nature and scope of past anthropological contribu- German anthropologists maintained that they had resisted views of and the field of tions to warfare. America’s sudden declaration of ‘war on contributing to Nazi goals. For example, in 1946 Franz anthropology. 4. In analysing German terror’ finds most anthropologists with little understanding Termer argued that during the war many German anthro- anthropology during the war, of the ways that anthropologists opposed or contributed to pologists had recognized that German anthropology Alfred Métraux referred to such the wars of the last century. This article briefly describes …was in danger of becoming a servant of colonial propa- strategies of passive resistance as ‘playing possum’ (Métraux the nature and scope of anthropological contributions to the ganda. The wisest among us saw the danger and protected 1948:717). Second World War in order to provide some critical histor- themselves against it. They did their best to have museums and 5. Proctor in fact establishes ical basis for evaluating the meaning and dangers of current research overlooked as otherwise might not have been the case. that ‘The number of faculty in and future military-intelligence uses of anthropology. The (Termer, quoted in Métraux 1948:717)4 the fields of anthropology and at German applications of anthropology in Asia, Europe and the Robert Proctor’s work on Nazi anthropology finds that universities increased from 150 Americas during World War II raised fundamental ethical ‘anthropology as a profession fared rather well under the in 1931 to 177 in 1940-41 – issues and led to a variety of intended and unintended out- Nazis’, and points out that there were few German anthro- which contrasts, for example with the case of physics, which comes. The discussion below describes some of the ways pologists who opposed the officially sanctioned views of 5 declined from 454 to 380, or that anthropological analysis was used and ignored by the racial science (Proctor 1988:166). With the exception of medicine, which dropped from military, and how some of the most effective anthropolog- isolated individuals such as Karl Saller, few wartime 3,303 to 2,362 over the same ical contributions to the war were directed not against for- German anthropologists opposed Nazi views of race and period’ (Proctor 1988:166). For a list of German anthropologist eign foes, but at the practices of military policy makers. anthropology, and Proctor found ‘disturbingly little evi- members of the Nazi Party see The decisions and actions of anthropologists during dence that anthropologists resisted the expulsion of Jews

14 ANTHROPOLOGY TODAY VOL 18 NO 3, JUNE 2002 from Germany’ (Proctor 1988:164). As Michael anthropology. For many anthropologists, any second Burleigh’s study of the German Ostforscher’s contribu- thoughts concerning the ethics of using anthropology as tions to the Nazi campaigns established, cover for espionage were fleeting. Some anthropologists No one asked these scholars to put their knowledge at the had experiences similar to those of Jack Harris, who went service of the government: they did so willingly and enthusias- to West Africa with William Bascom under the cover of tically… Deportations, resettlements, repatriations and mass conducting anthropological research while actually gath- murder were not sudden visitations from on high, requiring the ering intelligence for the CIA’s institutional predecessor, adoption of some commensurate inscrutable, quasi-religious the Office of Strategic Services (OSS). As Harris later meta-language, but the result of the exact, modern, ‘scientific’ noted, he did this with some reservations, encompassing of persons with card indexes, card-sorting Earnest.A. Hooton (1887-1945) machines, charts, graphs, maps and diagrams. (Burleigh because during my days at Columbia I was told by associates 1988:8) of Boas that he violently opposed using our scientific reputa- Proctor 1988:158. tion as a cover for intelligence activities in war. He based this 6. Hooton’s FBI file records In post-war Germany there was a rethinking of such sci- on an incident in which a student of his had been involved in an interesting internal FBI ence in the service of war. In 1950 W.E. Muhlmann ‘cau- World War One. memo in which FBI agent L.B. tioned against the use of anthropology by “the total state” However, our feelings were so strong, I felt that whatever Nichols ridiculed Hooton for capabilities I could lend to the war effort in this war against for political purposes’ – a concern that reaches beyond the stating in a Washington Daily infamy, I was pleased to do so. (Edelman 1997:10) News interview dated 21 July circumstances of WWII Germany to all states engaged in 1943 that the US government struggles of total war (Proctor 1988:169). This passage articulates the motivations of a heroic should establish a centralized human breeding bureau that There were also non-German anthropologists pro- individual during a wartime crisis. Harris realized that the would determine which moting racial hierarchies or eugenics that were aligned Nazis needed to be stopped. He also had some under- Americans should be allowed to with Nazi views. Some continental and American anthro- standing that Boas had opposed using science as a cover breed and which should be sterilized (FBI WFO 62- pologists’ support of eugenics and resistance to adapting a for espionage. But the specifics of Boas’ complaint, and 73410). Boasian view of race can be seen within this continuum. the penalties resulting from his objections, do not seem to 7. Anthropologists serving in E.A. Hooton went so far as to suggest that a national have been well understood or considered, especially in the the OSS included: E. Wyllys breeding bureau be established to determine who should face of the Nazis’ overbearing threat to humanity. Andrews IV, William Bascom, 6 Gregory Bateson, Lloyd Cabot reproduce with whom. George H.L.F. Pitt-Rivers ’s 1919 avoidance of confronting Briggs, Carleton Coon, Cora (grandson of General A.H.L.F. the inherent problems of espionage DuBois, Anne Fuller, Nelson Pitt-Rivers) espoused pro-Nazi in wartime eased the way for Glueck, Gordon Hewes, Frederick Hulse, Felix Keesing, racial views and was ‘held as a anthropologists to use fieldwork as , Edwin Loeb, political prisoner by the [British] cover for spying during this ‘good Alfred Métraux, George Home Office’ during the war war’ that enjoyed widespread Murdock, David Rodrick, (Barkan 1988:193). public support. American anthro- Morris Siegel, Richard Starr, David Stout and Morris Numerous European scholars pology later revisited these issues Swadesh. sought refuge from the war in the during the ‘bad wars’ of Southeast 8. Taylor was hand-picked and elsewhere. In Asia in the 1960s and 70s, but it has by Paul Linebarger to direct all operations in Asia: Paul , the New School in avoided more general considera- Linebarger was a Johns Exile (founded by Columbia tions of the advisability or propriety Hopkins-trained political University professors who of anthropological contributions to scientists who, at war’s end, resigned in WWI after being cen- warfare. In any case, such consider- drew upon his experiences at OWI to write the book on what sured by ’s ations were pushed aside as new he termed ‘psychological president for their pacifist opposi- wartime military and intelligence warfare’ and to work covertly tion to America’s entry into World agencies came into existence during with the CIA (see Linebarger’s1948 War I) provided a haven for the latter half of 1942. American Psychological warfare, scholars such as Claude Lévi- anthropologists joined these agen- Washington, DC: Infantry Strauss and Karl Wittfogel. Some cies in increasing numbers, though Press). Later Linebarger, anthropologists were identified by initially there was some discussion publishing under the pen-name of Cordwainer Smith, became name by the Nazis for apprehen- concerning the propriety of com- one of the most influential sion and execution. Because of his mitting the field and its organiza- writers of science fiction’s Communist links and his explicit denunciations of Nazi tions to the war effort (Patterson 2001). golden age. 9. David Price interview Aryan racial , V. Gordon Childe was listed on Nazi with George Taylor conducted apprehension manifests (Peace 1995). American wartime anthropology applications 17 July 1996, Seattle, Some European anthropologists applied their field skills Like other citizens, many American anthropologists Washington. in foreign lands to the needs of the war. In 1940 Evans- enlisted in military and intelligence work out of a sense of 10. The analysis of some contemporary scholars, Pritchard joined the British Army’s campaigns in Ethiopia, patriotic duty combined with a belief that military action however, suggests that the Sudan and Libya (Cyrenacia), where he combined military was the only way to stop the spread of Nazism, fascism impact of American service with among the Sanusi. S.F. Nadel and colonial militarism in Asia. That anthropology should anthropologists on wartime and post-war have been joined the Sudan Defence Force, then served in the British be used to fight such a total war was a natural response for somewhat overstated (see Army’s East African Command in Eritrea and ended the most anthropologists of this period. Janssens 1995 and 1999, war as a ‘senior staff officer to the military government of Some American anthropologists were reluctant to use Neiburg and Goldman 1998). Tripolitania’ (Feilich 1968:2). Though there are many anthropology, or their professional associations, as instru- examples of such wartime applications of anthropology by ments of war. reported that in late 1941 some Franz Boas (1858-1942) Europeans, the United States saw an even more extensive members of the AAA had unsuccessfully tried to use the application of anthropology as a weapon during the Association to organize support for the war effort. Second World War. During this meeting, however, the council declined to set up a national committee on the use of anthropologists in World War American anthropology enters the war II, which four members in Seattle had recommended, saying Because American anthropology’s most significant scien- that centralization and government backing might lead many tific and political contribution during the first half of the members to think the Association was an agent for propaganda 20th century was the development of the Boasian critique (US National Anthropological Archives, Eggan to Ray, 25 January 1942). of the concept of race, many American anthropologists found the Nazis to be an enemy of the core principles of But such reservations were easily overcome. Despite

ANTHROPOLOGY TODAY VOL 18 NO 3, JUNE 2002 15 In 1998 the United States Postal Service issued a stamp commemorating as part of the Celebrate the Century Collection for the 1920 series. Below: .

war some American anthropologists were extremely crit- ical of anthropology’s neo-colonialist role in the domina- tion of the underdeveloped world, and questioned the ethical propriety of employing anthropology as a weapon against other . Before the war Melville Herskovits recognized that when anthropologists used knowledge gained from fieldwork against peoples studied, unique ethical issues were raised. He wrote: Though as any other scientist, [the anthropologist] must repay his debt to his own , he can not forget what he owes to the primitive peoples who give him the information without which his discipline could not exist. And in this, his sit- uation is unique. The subject matter of the ethnologist is the human being; to obtain his data he must make friends of the primitives he studies, and only to the extent that he does gain their confidence will his research be of value. Yet often he belongs to a political entity which has taken away the right of self-direction from the very people he is studying. (Herskovits 1936:217)

A portion of Margaret Mead's some members’ reservations, the Association later passed While the Second World War found American anthro- WWII-era loyalty background a resolution placing ‘itself and its resources and the spe- pologists working to oppose these rights ‘of self-direction’ investigation conducted by the cialized skills and knowledge of its members at the dis- and working against the proclaimed interests of cultures FBI. Mead's FBI file spans the years from 1941 until her posal of the country for the successful prosecution of the that had hosted them and their research, these issues were death in 1978 and is 992 war’ (Patterson 2001:96). rarely framed in this way. Some anthropologists, like pages in length. The war led to the cancellation of the 1942 annual Laura Thompson, raised questions regarding the legiti- meeting of the AAA, but a cluster of some 50 anthropolo- macy of wartime anthropology for the ‘highest bidder’, gists conducting military and intelligence work near while John Embree and others questioned the methods and Washington, DC, met as a less-than-official representation reliability of military anthropology (see Embree 1945, Asad, T. (ed.) 1973. of the Association and discussed developments and Stocking 1976). But during the war, these objections were Anthropology and the colonial encounter. London: Ithaca anthropological contributions to the war. AAA Secretary mostly ignored. Press. Fred Eggan reported to the American Association for the Barkan, E. 1988. Mobilizing Advancement of Science that by 1943, American anthropology brings the war back home scientists against Nazi racism, In 1942 United States military social scientists determined 1933-1939. In G.W. Stocking Over one half of the professional anthropologists in this (ed.) , country are directly concerned in the war effort, and most of the that most American soldiers didn’t even seem to know Vol. 5, p. 193. University of rest are doing part-time war work. The comprehensive knowl- who they were fighting, much less why – though this Press. edge of the peoples and cultures of the world which anthropol- seemed to matter little as most American soldiers were Benedict, R. 1946. The ogists have gathered through field research has proved of great willing to fight without specific clarifications. New tech- chrysanthemum and the value to both the Army and the Navy, and to the various war sword. New York: C.E. Tuttle, niques of quantitative social sciences were devoted to agencies. The Association has cooperated in setting up the Co. studying the knowledge and attitudes of the American mil- Ethnogeographic Board, the Committees on the Anthropology Berreman, G.D. 1981. The itary and public. politics of truth. New Delhi: of Oceania and Africa and the Committee for Latin American South Asian Publishers. Studies. (Eggan 1943) When soldiers were surveyed with open-ended questions Burleigh, M. 1988. Germany about the war’s aim, an astonishing 36 percent chose not to turns eastwards. Cambridge Later that year the AAA created a ‘Committee on answer at all and only a handful ever mentioned fighting fas- Anthropology and the War Effort’, with anthropologists cism or defending democracy. According to the Research (chairman), Margaret Mead and David Branch studies, the number of men who viewed the war ‘from Mandelbaum leading the coordination of anthropological a consistent and favorable intellectual position’ was some- where between 10 and 20 percent. ‘Why we are fighting the warfare at home and abroad (Frantz 1973). war’ was typically on the bottom of the list of things that sol- As the majority of American anthropologists joined the diers wanted the Army to teach them. In dismay, [Samuel] war effort, a minority – some vocal, some silent – were Stouffer concluded that ‘the war was without a context… troubled by the implications of these applications of simply a vast detour made from the main course of life… It anthropological methods and the use of bogus research may be said that except for a very limited number of men, little fronts for warfare. The records of these dissenting views feeling of personal commitment to the war emerged.’ (Herman run counter to the common misconception that ‘it was only 1995:69-70). after World War II that a few anthropologists seemed to W. Lloyd Warner studied the impact of World War II on become conscious of their real [ethical] responsibilities a Midwestern conservative town, where he discovered that and this led gradually to a more general change of attitude’ small American communities were frightened by the war, (Condominas 1979:189). In fact, before and during the yet were invigorated by the intense social solidarity that

16 ANTHROPOLOGY TODAY VOL 18 NO 3, JUNE 2002 Left: Carleton Coon's OSS accompanied the prospect of war (Warner 1949). duty assignment card. American anthropologists contributed to domestic prop- Right: OSS Director William aganda programmes that kept the populace on a steady war ‘Wild Bill’ Donovan's letter requesting the assistance of the footing. The inability of Americans to state why they were State Department in at war led to the creation of a variety of propaganda agen- establishing a front for cies to indoctrinate solders and the public about the evils Carleton Coon's espionage work in North Africa. of totalitarian governments. In fact, Congress was rather touchy about making it widely known that the army was engaged in such explicit propaganda during University Press. a war directed against exactly such efforts, and only one of Condominas, G. 1979. Notes on Frank Capra’s [propaganda] films was ever shown to civilians, the present-day state of Ethnogeographic Board, a wartime think tank that pooled anthropology in the Third who also knew nothing of the military’s other experiments in anthropologists, linguists, and cultural geographers to gen- World. In G. Huizer and B. direct indoctrination. (Herman 1995:69-70) erate cultural information of relevance to anticipated the- Mannheim (eds) The politics Margaret Mead helped reshape American dietary habits atres of war. As director, William Duncan Strong helped of anthropology, p. 189. The Hague: Mouton. for the wartime national Research Council’s Committee on collect its braintrust of such diverse anthropologists as Coon, C. 1980. A North Africa Food Habits (Mabee 1987). In 1943 Ruth Benedict and Elizabeth Bacon, Homer Barnett, Ralph Beals, Wendell story: The anthropologist as combated prevailing racist attitudes among Bennett, Henry Collins, William Fenton, Robert Hall, OSS agent, 1941-1943. Ipswich, MA: Gambit. US troops by drafting a pamphlet on race originally Melville Herskovits, Ray Kennedy, , Edelman, M. 1997. intended to be distributed by the US Army to officers and Frank Roberts and Douglas Whitaker. Anthropologist, secret agent, enlisted men. However, because the pamphlet clearly There were dozens of other agencies that used anthro- witch-hunt victim, stated the scientific case against claims of racial superi- pology in the war. These included the Office of Naval entrepreneur: An interview with Jack Harris (‘40). ority it was seen as too controversial, and the Army and the Intelligence, where some anthropologists like Richard Anthropowatch 5:8-14. United Service Organization banned its distribution (see Francis Strong Starr used their experiences as a stepping- Eggan, F. 1943. ‘[Report on] Price forthcoming). stone for a post-war career transition to the newly created The American Anthropological Association’ While some American anthropologists aimed their war Central Intelligence Agency (Anthropology News, May American Association for the efforts at the American people, most applied their skills to 1994:45). At the Office of Economic Warfare anthropolo- Advancement of Science fighting the war abroad, working for agencies like the gists like Clellan Ford worked under the directorship of Bulletin 2(5):38. Office of Strategic Services, the Office of Naval future CIA Assistant DCI Max Millikan (see Price 1998b). Embree, J.F. 1945. and its Intelligence, the Ethnogeographic Board, the Office of Others applied anthropology at agencies such as the Army relationship to anthropology. War Information and the War Relocation Authority. Intelligence Division (Wesley Bliss), the Army Special 47: Training Program (Mortimer Graves), Air Force 635-637. Feilich, M. 1968. S.F. Nadel. In American anthropology fighting the war abroad Intelligence (Hallam Movius), or worked as presidential International Encyclopedia of Dozens of anthropologists worked for the Office of advisers on issues of racism and warfare (Philleo Nash). the Social Sciences, pp. 1-3. Strategic Services (OSS) during the War.7 These anthropol- New York: Crowell Collier. ogists undertook a variety of tasks ranging from policy The Office of War Information: Fighting foreign Fluehr-Lobban, C. 1994. Informed consent in analysis to covert missions in which they used their anthro- and domestic foes anthropological research. pological credentials as cover for clandestine operations. There are about two dozen World War II-era military and Human Organization 53(1):1- In the early 1940s OSS agent Carleton Coon ‘smuggled intelligence agencies that could be used to examine 10. Frantz, C. 1974. ‘Structuring and firearms and explosives to French resistance groups’ and American anthropological applications during the war. restructuring of the American ‘collected vital intelligence’ in Morocco (Coon 1980:137- This brief summary of some of the key dynamics and Anthropological Association’. 138). Coon brought his anthropological training to this undertakings by anthropologists at the Office of War Paper read at Annual Meeting task. When the OSS assigned him the task of compiling a Information (OWI) is but one of many examples that sheds of the AAA, 22 November 1974. 40-page text on Moroccan propaganda, he simply bor- light on the uses and conflicts of anthropological wartime Goldschmidt, W. (ed.) 1979. The rowed from his textbook ‘Principles of anthropology and service. uses of anthropology. padded it with enough technical terms to make it pon- My views on these issues have been textured by an Washington, DC: American Anthropological Association. derous and mysterious, since [he] had found out in the aca- ongoing examination of military and intelligence docu- Gough, K. 1968. Anthropology demic world that people will express much more awe and ments recording the actions of anthropologists working and imperialism. Monthly admiration for something complicated which they do not with various military agencies. Anthropological contribu- Review April: 12-27. quite understand than for something simple and clear’ tions to warfare have revealed repressed connections to Herman, E. 1995. The romance of American . (Coon 1980:12). our colonial and neocolonial roots, and these actions have Berkeley: University of Other anthropologists were recruited by the also betrayed the very cultures studied by anthropologists.

ANTHROPOLOGY TODAY VOL 18 NO 3, JUNE 2002 17 sonality studies were largely comprised of ‘The writings of the national character structure group [that had] been largely in the form of ‘confidential’ mimeographed pam- phlets and so not subject to scientific criticisms; nonethe- less their conclusions are presented to government agencies as the findings and methods of “anthropology”’ (Embree 1945:635). While I remain critical of the validity of these culture and personality studies, I have come to see the efforts of anthropologists at OWI in a much more com- plex and sympathetic light. Once America entered the war, the British historian of China George Taylor was appointed Deputy Director for the Far East at the OWI.8 Because Taylor believed that an understanding of culture was vital to the success of his OWI team he recruited over a dozen anthropologists to work on his Japanese analysis and propaganda campaigns. He hired some thirty top-notch social scientists, including anthropologists Clyde and Florence Kluckhohn, Alexander Leighton, Dorothea C. Leighton, Alexander Lesser, Geoffrey Gorer, Ruth Benedict, Morris Opler, John Embree, Royal Hassrick, Fred Hulse and Kathrine Spencer (Leighton 1949). Taylor directed his staff anthropologists to answer basic questions concerning the nature of Japanese national char- acter, and to analyse the likely impact of various military strategies against the Japanese. In a 1996 interview Taylor recounted how he had initially viewed his psychological warfare programmes as a means of ending the war and helping the Japanese to overcome all the obstacles pre- venting their surrender. However, with time he came to see his job as being to convince the US military that they did not have to engage in acts of genocidal annihilation to end the war.9 Early on, he was shocked by the crudeness of the military’s propaganda leaflets which were dropped on Japanese troops and villages. Taylor recognized that an understanding of cultural nuance could change the effec- A 1943 FBI memo detailing But anthropological applications during World War II also tiveness of such pamphlets, and using anthropologists and the FBI's investigation into found anthropologists fighting against their own govern- Nisei (second-generation Japanese American citizens) anthropologist Henry Field's ment’s policies, attitudes and strategies in support of prin- members of his staff he redesigned these pamphlets, personal correspondence during WWII. ciples of justice and peaceful stability that reached beyond leading to increased Japanese solider surrender rates. nationalism. One of the most striking instances of this can Taylor recognized that his OWI team had a drastically Press. be seen in the actions of anthropologists at OWI, where different comprehension of Japanese culture from that of Herskovits, M.J. 1936. Applied their most important work consisted of fighting attitudes military and White House decision-makers. He saw a anthropology and the American anthropologist. of racial reductionism within the US War danger in this knowledge Science 83:215-222. Department. gap. In an effort to educate Hymes, D. 1972. Reinventing When I began studying the work of Ruth the military in the complex- anthropology. New York: Pantheon. Benedict and other anthropologists at the ities of the situation, he Janssens, R.V.A. 1995. ‘What OWI, my own views reflected the strong moved his entire operation future for Japan?’ U.S. statements made by John Embree when he over to the Pentagon so that wartime planning for the observed in 1945 that these culture and per- his staff would be closer to postwar era, 1942-1945. University of Amsterdam the military decision- Monographs in American makers. Studies No. 5. Taylor said military Janssens, R.V.A. 1999. Toilet training, shame, and the leaders and President influence of alien cultures’. In Roosevelt and his advisers J. van Bremen and A. Shimizu were convinced that the (eds), Anthropology and Japanese were ‘culturally colonialism in Asia and Oceania, pp. 285-304. incapable of surrender’ and London: Curzon. that they would have to fight Kuper, A. 1973. Anthropology to the very last Japanese citizen. As the war progressed, and colonialism. In Anthropology and Taylor and his staff found themselves fighting this mindset anthropologists. London: more than they were fighting the Japanese. Allen Lane. When I interviewed Taylor he called General Joseph Leighton, A. 1949. Human Stilwell a ‘maniac’, and recounted a disturbing story of relations in a changing world. how he (Taylor) had flown to China to meet with Stilwell and discuss what he and his team of anthropologists at Left: Chiang Kai-Shek and OWI had learned about the Japanese and the uses of psy- General Joseph Stilwell. chological warfare. Stilwell would listen to none of this, scoffing at the claim that academicians were needed to tell Right: General Joseph Stilwell commemorative him how to fight his enemy or how to engage in effective postage stamp. psychological warfare. Stilwell then instructed one of his

18 ANTHROPOLOGY TODAY VOL 18 NO 3, JUNE 2002 Right: OSS, East Asian Division anthropologist Edwin M. Loeb's appointment record as intelligence analyst.

Below: OSS Intelligence Analyst resignation record for anthropologist Felix Keesing.

New York: E.P. Dutton. Mabee, C. 1987. Margaret Mead and behavioral scientists in World War II. Journal of the History of the Behavioral Sciences 23:3-12. Métraux, A. 1948. Anthropology in Germany. American Anthropologist 50:717. Nader, L. 1997a. The phantom factor: Impact of the Cold War on anthropology. In N. Chomsky (ed.) The Cold War and the university, pp. 107- 146. New York: New Press. – 1997b. Postscript on the phantom factor: More ethnography of anthropology. General Anthropology 4(1):1- 8. Neiburg, F. and Goldman, M. 1998. Anthropology and politics in studies of national character. 13(1):56-81. Patterson, T.C. 2001. A social history of anthropology in the United States. Oxford: Berg. Peace, W. 1995. Vere Gordon Childe and the Cold War. In P. Gathercole et al. (eds), Childe and Australia: , soldiers to take the next five captured Japanese soldiers; reportedly ended his display of disdain for Taylor by politics and ideas, pp. 135- right in front of Professor Taylor he was to take his exclaiming, ‘Now that is what I call psychological war- 151. Brisbane: University of Queensland Press. sidearm and make one of the soldiers shoot the other four fare!’ While Taylor left before any such act could be car- Petersen, G. 1999. Politics in in their heads. The fifth prisoner was then to be flown ried out, he had no doubt Stilwell was capable of such postwar Micronesia. In R. behind enemy lines and set loose so that he could tell his deeds. Taylor gave up on trying to change Stilwell’s lim- Kiste et al. (eds) American countrymen what his enemy had made him do. Stilwell ited way of thinking, and focused instead on changing the anthropology in Micronesia, mentality of others in the War Department and White House. As part of this effort, Taylor asked Ruth Benedict and other OWI anthropologists to study the importance of the Emperor in Japanese society, and the position papers that came from this work eventually allowed Taylor to convince President Roosevelt to leave the Emperor out of any conditions of surrender at the inevitable end of the war – a point that Taylor said he did not have to reargue with Harry Truman once he became President.10 At the end of the war Taylor and many of his staff viewed their efforts as having accomplished mixed results. They had brought about some desired changes in military decision-making, yet they found their advice to be fre- quently ignored. In the spring of 1945 Taylor sent a memo to President Truman stating that he and his staff were con- vinced that the Japanese were ready to surrender, and the pressures coming from Russian forces on the Asian front made it obvious to the Japanese that the war could not con- tinue. But even as these arguments were made, American military and political leaders were developing plans to employ not one, but two nuclear weapons against Japanese civilian targets, actions that were seen as politically and militarily unnecessary by anthropologists and other staff members at OWI.

Implications Wars raise the stakes for anthropologists, exposing the nature of our commitments and principles, and as past wars and colonial campaigns have shown, anthropologists as a group have served both the oppressed and the oppressors. Many aspects of our field’s relationship with power remain unresolved, but even if anthropologists were to somehow agree upon shared goals of serving the oppressed of the

ANTHROPOLOGY TODAY VOL 18 NO 3, JUNE 2002 19 Left: A 1944 Secret OSS memo declassified and released by the CIA. This memo reports on some of Carleton Coon’s actions for the OSS in North Africa.

Right: FBI Assistant Director Nichols, writing to Clyde Tolson (Hoover's right-hand man and reputed lover) derides Hooton's federal eugenics plan as that of ‘a first rate fool’.

pp.145-195. Honolulu: University of Hawai’i Press. Price, D.H. 1998a. Cold War anthropology: Collaborators and victims of the national security state. Identities 4(3- 4): 389-430. – 1998b. ‘CIA pillow talk: The uses of populations, undeclared agendas and .’ Paper presented at the Annual Meeting of the American Anthropological Association, Philadelphia, PA, December, 1998. – 2000. Anthropologists as spies. The Nation 271(16): 24-27, 20 November 2000 (http://www.thenation.com/ doc.mhtml?i=20001120&s=pri ce) – 2001. ‘The shameful business’: on the censure of Franz Boas. History of Anthropology Newsletter 28(2):9-12. (http:// homepages.stmartin.edu/fac_st aff/dprice/HAN-Spier.htm) – (forthcoming). Cold War witch hunts. Durham, NC: Duke University Press. Proctor, R. 1988. From Anthropologie to Rassenkunde. In G.W. world, the question of how such goals were to be achieved have our own Stilwells to educate, and if they prove uned- Stocking (ed.) History of would still be unresolved, and issues of anthropology as an ucable, to circumvent – though there is ample evidence to Anthropology, Vol. 5, p. 166. instrument of warfare would remain to be settled. However, suggest that efforts in this direction would be most effec- University of Wisconsin Press. Ross, E. 1999. ‘Axel Wenner- unsettled or not, the use of anthropology in World War II tive if we operate as citizen-scholars outside of govern- Gren and the Nazi connection: and other wars is a fertile field of study, raising many ques- mental agencies. An ethical dilemma for tions with implications for our current predicament. Some of the decisions to be made by anthropologists in anthropology.’ Paper The use of anthropology and anthropologists in Nazi times of war are personal, while others are professional. presented at the Annual Meeting of the AAA, Chicago. Germany was neither unusual nor exotic, though Decisions to join or not join a war in any capacity are in the 18 November 1999. Muhlmann’s warning concerning the political uses of end always personal decisions, but decisions concerning Stocking, G.W. 1968. The anthropology by ‘total states’ tends to be interpreted as the use of anthropology in the waging of war are funda- scientific reaction against cultural anthropology, 1917- applying primarily to such obviously depraved policies as mentally professional decisions. While it is not for me or 1920. In G.W. Stocking (ed.) those implemented by the Nazi administration. Yet less anyone else to demand that others join or resist a particular Race, culture, and evolution: totalitarian state-managed anthropological research pro- military campaign, national and international professional Essays in the history of grammes in other hot and cold wars have impacted indige- anthropological associations have a duty to monitor and anthropology, pp 270-307. Press. nous cultures in other devastating ways (see Petersen evaluate the uses to which anthropology is put in times of – 1976. Ideas and institutions in 1999, Price 1998a). As social scientists are now being war. This duty springs from the basic responsibility of American anthropology: recruited to assist in ethnic and racial ‘terrorist profiling’ anthropologists to serve, rather than fight or oppress, those Toward a history of the interwar period. In G.W. campaigns, the stakes of ignoring such warnings intensi- we study. If anthropologists will not take action to limit the Stocking (ed.) Selected papers fies. It is not enough to resist these developments; we have wartime applications of their discipline, then we do not from the American a professional duty to speak out against the futility and big- deserve the trust of those we study in the field. Anthropologist, pp. 1-54. otry of such abuses of the social sciences. Using cultural knowledge to fight other cultures raises Washington, DC: AAA. Wakin, E. 1992. Anthropology The unresolved problems faced by George Taylor and serious questions involving conflict of interest, protecting goes to war: Professional his staff at OWI in World War II still have a fundamental the welfare of research subjects and basic issues of consent ethics and counterinsurgency importance in our present situation vis-à-vis policy (Fluehr-Lobban 1994). While interpretation of past inter- in Thailand. Madison: University of Wisconsin makers’ (mis)understanding of ‘terrorism’. Today many actions during wartime is problematic, consideration of Center for Asian Studies, military and governmental officials have limited concep- the ethical implications can help prevent future misappli- Monograph Number 7. tual frameworks for approaching the relativistic concept of cations of anthropology in times of war. As the American Warner, W. L. 1949. Democracy terrorism, but the lessons of Taylor and others at OWI are President seems intent on committing his nation to a pro- in Jonesville. New York: Harper. less than clear. As with any applied anthropological ven- longed war against the ill-defined concept of terrorism – Wolf, E.R. and Jorgensen, J.G. ture, there is no guarantee that our recommendations will and many of his citizens seem suddenly frightened into 1970. Anthropology on the be heard, much less adopted, but in times of war we have supporting this quest – anthropologists have new reasons warpath in Thailand. New York Review of Books, 19 a fundamental duty as scholars and citizens to counter the to focus on the issues embedded in their discipline’s mili- November: 27. limited views of American and allied policy makers. We taristically mobilized past. z

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