The Warrior-King and the Shield-Maiden: The Reconstruction and Evolution of the Warrior Identity from Medieval Literature to Tolkien’s Lord of the Rings Eva Lambek Department of English University of Colorado at Boulder Defended March 12, 2015 Thesis Advisor: Tiffany Beechy, Department of English Defense Committee: Benjamin Robertson, Department of English David Paradis, Department of History Lambek 1 Abstract It is unquestionable that the modern fantasy genre builds heavily upon medieval literature. Many works in the genre are medieval quest adventures, where the central hero battles evil with the fate of their world at stake. This is largely due to the influence of medieval scholar and novelist JRR Tolkien, whose work is regarded as the beginning of the modern fantasy genre. In order to explore the fantasy genre, this study will look at the construction of the warrior identity in medieval literature and analyze how Tolkien has reconstructed and evolved the warrior identity. Through two medieval texts, the Old English epic Beowulf and the Icelandic Saga of the Volsungs, this study analyzes two medieval warrior identities, the warrior-king and the shield-maiden, to compare Tolkien’s medieval sources with his epic, The Lord of the Rings. The warrior-king Beowulf is compared with Tolkien’s character Aragorn in order to examine the prototypic male warrior. Beowulf is the ultimate warrior-king, yet his story ends with his death in battle and his entire dynasty crumbling. Aragorn is modeled on Beowulf, but is also evolved in a way that makes him more of a leader and thereby stabilizes the identity. The shield-maiden role is portrayed in medieval literature through Grendel’s mother in Beowulf and Brynhild in The Saga of the Volsungs; it is reconstructed and evolved in Tolkien through the noblewoman and shield-maiden Eowyn. The shield-maiden identity is one of malleability and often serves as an exception to the order of the fantasy world, therein creating a space for dual identities. Ultimately, this study aims to describe how the warrior is constructed in medieval literature and then evolved in Tolkien’s fiction, thereby showing how fantasy creates a malleable space for the reconstruction and exploration of identities. Lambek 2 Introduction In JRR Tolkien’s essay “On Fairy Stories,” he describes how fairy stories and fantasy are not so much about the marvelous and the magical, but are in fact about man in the perilous realm. He describes how this perilous realm is a space of unquestionable magic, where people go on adventures (Tolkien “On Fairy Stories” 16). It is not about simply creating a sense of marvel, but about exploring human nature through imagined settings. Although Tolkien is more or less describing the fantasy literature of fairies and man’s role in it before Tolkien’s fiction galvanized the genre, this idea applies generally to both the medieval texts he was studying and the fiction he was creating out of this knowledge. Much of Tolkien’s scholarship was on medieval texts that featured warriors navigating adventures and battling evil in the perilous realm. The warrior’s battles against evil allow him to rise to greatness, but many tales end with the fall of the warrior. Such a fall is an inevitable, yet pessimistic, quality of the traditional, untempered warrior due to hubris, mortality, and the ultimately untenable state of the warrior’s existence. In addition to his scholarship on medieval texts, Tolkien is the author of The Lord of the Rings and is regarded as the beginning of the modern fantasy genre. His epic creates a new universe and mythical space that explores the revitalization and renegotiation of the medieval warrior ethos. There has not been much scholarship directly applying the work on medieval warriors to Tolkien’s revision of the medieval warriors. In order to explore and understand the fantasy genre and the place of the warrior within it, a study of medieval literature as a direct literary antecedent to Tolkien’s fiction is necessary and useful. Books such as Stuart D. Lee and Elizabeth Solopova’s The Keys of Middle Earth and Jane Chance’s Tolkien’s Art provide briefer, shallower analyses about Tolkien’s warriors and their literary antecedents, but do not go into sufficient depth to analyze the way that Tolkien created specific characters to rework the medieval warriors’ identity. My Lambek 3 thesis aims to bridge the gap between the body of scholarship on medieval warrior texts with scholarship on Tolkien’s fictional creations in order to study the ways that Tolkien rewrites the medieval warrior identity. I focus on two specific medieval warrior identities, the warrior-king and the shield- maiden, as they are written in two medieval texts, Beowulf and The Saga of the Volsungs, and then evolved in Tolkien’s The Lord of the Rings. The two texts both provide specific and useful portraits of the issues surrounding the warrior-king and the shield-maiden’s identities, in addition to being two texts Tolkien studied and translated, thereby influencing his fiction. The warrior- king identity is the prototype for the medieval warrior. As modeled by Beowulf in his eponymous epic, the warrior-king in Beowulf is a stalwart protector of the world. Such a warrior- king is anointed both through his heroic deeds and his royal heroic lineage. Michael Drout’s research on the warrior-king in “Blood and Deeds: The Inheritance Systems in Beowulf” provides a frame of understanding for the dynamics of the warrior-king Beowulf’s role. The combination of the warrior-king’s essential traits precipitate the warrior’s rise to greatness and create a warrior-king who is supreme and unstoppable at his peak. Through his deeds as a warrior and a king, Beowulf is able to create an unstoppable empire in his lifetime, yet this collection of wealth that is characteristic of the warrior-king leads to his downfall and the downfall of the empire he creates. Beowulf’s fall is a result of the very system that allows him to rise to greatness. The other warrior identity presented in medieval literature analyzed in this study is the shield-maiden. The shield-maiden is a woman who supplants her stereotypical female role in order to be a warrior and support the warrior-king in battle. As portrayed in Beowulf through Grendel’s mother and in The Saga of the Volsungs through Brynhild, the shield-maiden identity Lambek 4 is an unadulterated warrior who carries all of the positive and negative aspects of the warrior identity. Such warriors are unique in that they hold a complex identity, as both woman and warrior, male and female, human and monster. These women are often described and act as men in order to perform deeds as a masculine warrior, yet also are internally and unquestionably female. Due to their hidden identity, they often struggle to hold multiple categories in the face of societies that present a gender and identity binary. As untempered warriors, the shield-maidens in these two medieval texts exhibit the faults of the warrior that bring about both their triumphs and their downfalls. The medieval shield-maiden is fearsome, spurred by a desire for revenge, fame, blood, and glory. These characteristics bring about her downfall through either the inevitably of death in battle or through the shield-maiden’s assigned gender role. Through the texts describing warrior-kings and the shield-maidens, we can see how the warrior code exemplified by the warrior-king and the shield-maiden in its unchanged, medieval form is ultimately untenable due to the warrior’s inherent lust for power, glory, and gold. All warriors rise but also fall due to their deeds and their lifestyles. These female warriors often provide a contradiction to their texts and trouble the definition of what makes a warrior; in many ways their societies’ gender categories excluded women from being warriors. They both affirm and question the hyper-masculine society where warriors are such central aspects of the culture and they trouble the very foundation of who can be a successful warrior. Tolkien picks up from this postlapsarian space resultant of the inevitable fall of the warrior with his creation of Middle-earth, a fantasy world, and uses the fantasy aesthetic to reconstruct the warrior identity and renegotiate it into multiple characters and symbols so that modern readers can understand and interact with medieval concepts. The Lord of the Rings begins in a state which Richard Mathews describes in Fantasy: The Liberation of the Lambek 5 Imagination where the heroes are already “fallen descendants of a golden age, locked in a cosmic battle on a mortal stage” (92). The fall that is resultant and inevitable in the warrior-code has already happened in Middle-earth’s universe. Therefore, the fall creates a landscape that is both a literary antecedent to Tolkien’s The Lord of the Rings and a literal antecedent to the Middle- earth’s history. Tolkien’s use of the fantasy aesthetic is a construction of this postlapsarian world. The fantasy aesthetic allows Tolkien a malleable space to renegotiate the simultaneous achievement and human failure of the medieval warrior through an imagined world. Within the postlapsarian fantasy space that Tolkien creates in The Lord of the Rings, Tolkien fashions Sauron’s Ring as a summation of the negative qualities of the warrior instead of creating more prototypic medieval warriors with all of their flaws. The Ring, instead of Tolkien’s heroic warriors, emanates the lust for blood, power, and glory that brought about the downfall of the warrior’s medieval literary antecedents. This creates a separation of characteristics for the warrior where the warrior can perform heroic deeds and also can avoid the lust for blood and power that precipitates the warrior’s downfall.