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Management Structure Data Section 35 Ility (CSR) 52 B Corporate Social Responsi D Review of Operations Management Structure Data Section 35 ility (CSR) 52 b Corporate Social Responsi d Executives 36 d Corporate GovernanceRisk ManagementHuman Resources an 39 43 Directors an Organization 38 Management Structure SHINSEI BANK, LIMITED Annual Report 2010 DIRECTORS AND EXECUTIVES As of July 1, 2010 BOARD OF DIRECTORS (6) Shigeki Toma Yukio Nakamura J. Christopher Flowers*1 Representative Director, Representative Director, Director, President Senior Managing Executive Chairman, J. C. Flowers & Co. LLC Officer Outline Jun. 2010 Representative Director, President, Jun. 2010 Representative Director, Sep. 2008 Chairman and Director, Flowers National Bank Shinsei Bank, Limited (Current) Senior Managing Executive Officer, (Current) May 2010 Advisor, Shinsei Bank, Limited Head of Risk Management Group, Aug. 2007 Director, The Kessler Group (Current) Jun. 2007 Director, Isuzu Motors Limited Chief Risk Officer, Shinsei Bank, Limited (Current) Nov. 2002 Chairman, J.C. Flowers & Co. LLC (Current) Nov. 2002 Executive Vice President and Director, Oct. 2009 Managing Executive Officer, Mar. 2000 Director, Shinsei Bank, Limited (Current) Isuzu Motors Limited Executive Head of Institutional Business Sub- Oct. 1996 Director, Enstar Group Limited (Current) Apr. 2002 Managing Executive Officer, Group, Shinsei Bank, Limited Dec. 1988 Partner, Goldman, Sachs & Co. Mizuho Corporate Bank, Ltd. Jun. 2008 Statutory Executive Officer, Mar. 1979 Joined Goldman, Sachs & Co. May 2001 Managing Executive Officer, Executive Head of Institutional Business Sub- The Dai-Ichi Kangyo Bank, Ltd. Group, Shinsei Bank, Limited Jun. 2000 Corporate Executive Officer, Apr. 2007 General Manager, Risk Management Planning The Dai-Ichi Kangyo Bank, Ltd. and Policy Division, Portfolio and Risk Apr. 1972 Joined The Dai-Ichi Kangyo Bank, Ltd. Management Division, Operational Risk (Predecessor of Mizuho Bank, Ltd. and Mizuho Management Division, Shinsei Bank, Limited Corporate Bank, Ltd.) Oct. 2000 General Manager, Risk Management Planning and Policy Division, Portfolio and Risk Management Division, Shinsei Bank, Limited Apr. 1978 Joined The Long-Term Credit Bank of Japan, Ltd. (Predecessor of Shinsei Bank, Limited) Message from the Management Shigeru Kani*1 Oki Matsumoto*1 Hiroyuki Takahashi*1 Director, Director, Director, Former Director, Administration CEO, Monex Group, Inc. Former Director, Japan Corporate Department, The Bank of Japan, Auditors Association Professor, Yokohama College of Commerce Apr. 2006 Professor, Yokohama College of Commerce Jun. 2008 Director, Shinsei Bank, Limited (Current) Jun. 2007 Auditor, Kyowa Hakko Kogyo Co., Ltd. (Current) Jun. 2008 Director, Tokyo Stock Exchange Group, Inc. (Current) (Predecessor of Kyowa Hakko Kirin Co., Ltd.) Jun. 2004 Director, Shinsei Bank, Limited (Current) May 2005 CEO, Monex Beans, Inc. (Current) Apr. 2002 Advisor, NEC Corporation (Predecessor of Monex, Inc.) (Current) Jun. 2006 Auditor, Matsushita Electric Industrial Co., Ltd. May 1999 Executive Managing Director, Tokyo Stock Aug. 2004 CEO, Monex Beans Holdings, Inc. (Predecessor of Panasonic Corporation) (Current) Exchange (Predecessor of Monex Group, Inc.) (Current) Jun. 2006 Director, Shinsei Bank, Limited (Current) Review of Operations May 1996 Director, Administration Department, Apr. 1999 CEO, Monex, Inc. Oct. 2005 Director, Japan Corporate Auditors Association The Bank of Japan Nov. 1994 General Partner, The Goldman Sachs Group, L.P. Jun. 2000 Counselor, Mitsui & Co., Ltd. May 1992 Executive Advisor and Senior Advisor to the Apr. 1987 Joined Salomon Brothers Asia Ltd., Tokyo Branch Jun. 1997 Corporate Auditor, Mitsui & Co., Ltd. Chairman, The Tokyo International Financial Jun. 1996 Executive Managing Director, General Manager, Futures Exchange (Predecessor of Tokyo Personnel Division, Mitsui & Co., Ltd. Financial Exchange Inc.) Apr. 1959 Joined Mitsui & Co., Ltd. Apr 1966 Joined The Bank of Japan STATUTORY AUDITORS (3) Akira Watanabe Kozue Shiga*2 Tatsuya Tamura*2 Standing Statutory Auditor Statutory Auditor Statutory Auditor Lawyer Former Executive Director, The Bank of Japan, and President, Global Management Institute, Inc. Directors and Executives Management Structure Jun. 2010 Standing Statutory Auditor, Jun. 2010 Statutory Auditor, Shinsei Bank, Limited (Current) Jun. 2010 Statutory Auditor, Shinsei Bank, Limited (Current) Shinsei Bank, Limited (Current) Sep. 2009 Director, Toyoko Inn Co., Ltd. (Current) Jun. 2009 Director, Nipponkoa Insurance Company, Limited Jan. 2009 General Manager, Finance Group, Apr. 2007 Auditor, Tokushu Tokai Holdings Co., Ltd. (Current) Shinsei Bank, Limited (Predecessor of Tokushu Tokai Paper Co., Ltd.) Jun. 2008 Director, Autobacs Seven Co., Ltd. (Current) Apr. 2006 General Manager, (Current) Mar. 2003 Chairman, Japan Independent Directors Office of Audit Committee, Shinsei Bank, Limited Mar. 2007 Auditor, FX Prime Corporation (Current) Network (Current) Sep. 2005 General Manager, IB Business Division and Oct. 2005 Partner, Shiraishi & Partners (Current) May 2002 President, Global Management Institute Inc. Capital Markets Division, Shinsei Bank, Limited Jun. 2004 Auditor, Nipponkoa Insurance Company, Limited (Current) Nov. 2003 General Manager, Treasury Division and Capital (Current) Apr. 1996 Chairman, A.T. Kearney Markets Division, Shinsei Bank, Limited Jun. 2002 Partner, Son Sogo Law Office Jan. 1992 Executive Director, The Bank of Japan Jul. 2003 General Manager, Markets Division, Shinsei Aug. 1999 Established Shiga Law Office Apr. 1961 Joined The Bank of Japan Bank, Limited Apr. 1998 Registered Daiichi Tokyo Bar Association Data Section Apr. 1983 Joined The Long-Term Credit Bank of Japan, Ltd. Apr. 1993 Prosecutor, Yokohama District Public (Predecessor of Shinsei Bank, Limited) Prosecutors’ Office Nov. 1967 Joined Japan Airlines Corporation *1 Outside Directors *2 Outside Statutory Auditors 36 SHINSEI BANK, LIMITED Annual Report 2010 EXECUTIVE OFFICERS (13) Shigeki Toma Yukio Nakamura Sanjeev Gupta Representative Director, President, Representative Director, Senior Managing Executive Officer, Chief Executive Officer, Senior Managing Executive Officer, Head of Individual Group Head of Institutional Group Head of Risk Management Group, Outline Chief Risk Officer Akira Kagiichi Izumi Ogura Michiyuki Okano Senior Managing Executive Officer, Senior Managing Executive Officer, Senior Managing Executive Officer, Chief of Staff Head of Institutional Group Group Chief Information Officer, Head of Banking Infrastructure Group Message from the Management Shigeru Tsukamoto Norio Funayama Kazuya Fujimoto Senior Managing Executive Officer, Managing Executive Officer, Executive Officer, Chief Financial Officer Executive Head of Institutional Head of Institutional Business Sub- Business Sub-Group Group Michimasa Honda Takao Matsuzaki Shigeru Oishi Executive Officer, Executive Officer, Executive Officer, Head of Institutional Business Sub- General Manager, Osaka Branch Head of Consumer Finance Sub-Group Group Review of Operations Takashi Tsuchiya Executive Officer, Head of Advisory Sub-Group Management Structure Directors and Executives Data Section SHINSEI BANK, LIMITED Annual Report 2010 37 ORGANIZATION As of July 1, 2010 Customers Corporate Planning Division Office of Corporate Development Human Resources Division Group Investor Relations & Corporate Communications Division 3 Outline * Compliance Division (Retail Compliance Department) (Financial Crime Information Department) Legal Division Credit Assessment Division General Services Division (Head Office Relocation Preparation Department) Institutional Group Management Division Corporate Banking Business Division I (Corporate Customer Service Department) Corporate Banking Business Division II Commercial Finance Division Corporate Banking Business Division III Alternative Investment Division Corporate Banking Business Division IV Internal Audit Division*2 Capital Markets Division Corporate Banking Business Division V Wealth Management Division Corporate Banking Business Division VI Board of Chief Executive Institutional Institutional Business Sub-Group Corporate Banking Business Division VII Directors Executive Committee Group Officer Real Estate Finance Sub-Group Corporate Banking Business Division VIII Advisory Sub-Group Corporate Banking Business Division IX Corporate Advisory Division Institutional Banking Business Division Office of Corporate Secretary*1 Solution Advisory Division Osaka Corporate Banking Business Division I Principal Transactions Sub-Group Osaka Corporate Banking Business Division II International Principal Finance Division Financial Institutions Business Division I Message from the Management Board of Office of Statutory Private Equity Division Financial Institutions Business Division II Auditors Statutory Statutory Auditors Auditors Credit Trading Division Public Sector Finance Division Real Estate Principal Investment Division Osaka Financial Institutions Business and Specialty Finance Division Public Sector Finance Division Consumer Finance Sub-Group (Sapporo, Sendai, Kanazawa, Nagoya, Retail Banking Sub-Group Hiroshima, Takamatsu and Fukuoka) Customer Service Division Real Estate Finance Division (Customer Service Department) Real Estate Business Division Marketing Division Retail Sales and Distribution Division Financial Centers*4 Individual Channel Planning Division Group Retail Products Division (Insurance Business Management Department) Loan Products Division Review of Operations Retail Business Division Retail Human Resources Development
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