SEC News Digest, 08-09-1985
Total Page:16
File Type:pdf, Size:1020Kb
INVESTMENTCOMPANY ACT -LEASES OMEGA VENTURE PARTNERS I LTD.; OMEGA GOVERNMENT FUND, INC. Orders have been issued declaring that Omega Venture Partners I Ltd. and Omega Govern- ment Fund, Inc. have ceased to be investment companies. (ReI. IC-14660; IC-14661 - Aug. 7) KEYSTONE TAX EXEMPT TRUST A notice has been issued giving interested persons until August 30 to request a hear- ing on an applicat ",on by Keystone Tax Exempt Trust for an order exempting it from Sections 2(a)(32), 2(a)(35) and 22(c) of the Investment Company Act and Rule 22c-1 to permit assessment of a contingent deferred sales charge. (Rel. IC-14662 - Aug. 7) SHEARSON LEHMAN BROTHERS CAPITAL PARTNERS - 85 A notice has been issued giving interested persons until August 27 to request a hear- ing on an application by Shearson Lehman Brothers Capital Partners - 85 (Partnership) and its general partner, SLB Investment Inc. The application requests an order exempting the partnership and subsequent, similar limited partnerships from all pro- visions of the Investment Company Act except Sections 9, 17(a) and (d) (with certain exceptions), 30 (with exceptions), 36 and 37 and all administrative and jurisdictional provisions of the Act. (ReI. IC-14663 - Aug. 7) LIQUIDITY FUND, INC. A notice has been issued glvlng interested persons until August 30 to request a hear- ing on a proposal by the Commission to declare by order on its own motion that Liqui- dity Fund, Inc. has ceased to be an investment company. (ReI. IC-14464 - Aug. 7) HOLDINGCOMPANY ACT RElllSES NEW ENGLAND ELECTRIC SYSTEM A notice has been issued glvlng interested persons until September 3 to request a hearing on a proposal by New England Electric System, a registered holding company, to issue and sell up to $100 million of short-term notes to banks through March 31, 1987, an increase of $60 million over the previously authorized amount. (ReI. 35-23787 - Aug. 8) CONNECTICUT LIGHT & POWER COMPANY A notice has been issued giving interested persons until September 3 to request a hearing on a proposal by The Connecticut Light and Power Company, subsidiary of Northeast Utilities, to issue and sell up to $15n million of first and refunding mortgage bonds, in one or more series, from time to time, through December 31, 1986. (ReI. 35-23788 - Aug. 8) CORRECTION RE NASD PROPOSED RULE CHANGE In the August 2 News Digest under "Self Regulatory Organizations", it was stated that a rule change filed by the National Association of Securities Dealers, Inc. under Rule 19b-4 had become effective in accordance with Section 19(b)(3)(A) of the Securities Exchange Act of 1934. The correct file number is SR-NASD-85-13 not SR-NASD-85-20. (ReI. 34-22279) SECURmES ACT REGISTRAnONS The following registration statements have been filed with the SEC under the Securi- ties Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and nate filed; Assigned Branch; and a designation if the statement is a New Issue. S-18 PRINCETON ACQUISITIONS INC, 5469 S WACO ST, AURORA. CO 80015 (303) 693-2730 - 5,000.000 ($100,000) COMMON STOCK. 5,000,000 WARRANTS, OPTIONS OR RIGHT~. 5,000,000 USOO,OOO} COMMON STOCK. IFILE 2-99174-0 - JUL. 23) (BR. 12 - NEW ISSUE) S-18 ENTERPRISE CAPITAL CORP IFL/, 2120 SW 28TH TERRACE, FORT LAUDERDAlE, FL 33312 (30S) 791-8940 - 100,000 1$600,000) COMMON STOCK. (FILE 2-99212-4 - JUL. 251 (8R. 11 - NEW ISSUE) S-18 FOUNG & FOONG CHINA CORP, 6 E 39TH ST, NEM YORK, NY 10016 (212) 213-8660 - 500.000 ($750.000) COMMON STOCK. 500,000 ($2,000,000) COMMON STOCK. (FILE 2-99219-NY - JUL. 2S) (BR. 5 - NEW ISSUEI S-18 BEACON DIVERSIFIED PROPERTIES I LP, CLARENDON BLDG STE E, VILLAGE AT wEXFORD PO BOX 5969, HILTON HEAD ISLAND, SC 29938 (803. 785-8632 - 7.500 ($7.500,000) LIMITED PARTNERSHIP CERTIFICATE. (fILE 2-99246-A - JUL. 26) (8R.6 - NEW ISSUE) F-6 PENTOS PLe - 10.000,000 ($500,OOO) DEPOSITARY RECEIPTS FOR COMMON STOCK. (fILE 2-99267 - JUL. 291 (BR. 99 - NEW ISSUEI S-18 NITTANY VENTURES INC. 30 COUNTRY WALK. CHEERY HILL, NJ 08003 (6091 751-1013 - 5.000,000 ($250,000) COMMON STOCK. 5,000,000 ($1,000,000) COMMON STOCK. 500.000 ($50) WARRANTS. OPTIONS OR RIGHTS. 500.000 ($27,500) COMMON STOCK. (fILE 2-99268-NY - JUL. 29) 18R. 12 - NEW ISSUE) F-6 8RIDGESTONE CORP, ONE WALL ST. C/O IRVING TRUST CO. NEW YORK. NY 10015 (212) ~87-5745 - 10.000,000 ($500,0)01 DEPOSITARY RECEIPTS fOR COMMON STOCK. (filE 2-99278 - JUL. 291 (BR. 99) F-6 VICTOR CO OF JAPAN LTD/ADR/, 30 WEST BROADWAY, NEW YORK, NY 10015 - 1J.OOO.000 U500,000) DEPOSITARY RECEIPTS FOR :OMMON STOCK. (fILE 2-99279 - JUL. 29) (BR. 99) F-6 FUJITSU LTD/ADR/, 97 - 10,000,000 ($500,0001 DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 2-99260 - JUL. 29) (BR. 99) f-b TOYOTA MOTOR CORP - 10,000.000 ($500,OOO) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 2-99281 - JUL. 29) 18R. 99 - NEW ISSUE) F-b AIDA ENGINEERING l TD/AORI - 10.000.000 ($500,000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 2-99262 - JUL. 29) (BR. 991 F-6 ALPS ELECTRIC CO LTO IAOR/. NY 10015 - 10.0OD.000 ($500,0001 DEPOSITARY RECEIPTS fOR COMMON STOCK. E fIlE 2-99283 - JUL. 29) (SR. 99) f-6 MATSUSHITA ELECTRIC WORKS LTD - 10.000,000 ($500,000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (fILE 2-99264 - JUL. 29) (SR. 99 - NEw ISSUE) F-6 DAI NIPPON PRINTING CO lTD - 10,000,000 ($500.000) DEPOSITARY RECEIPTS fOR COMMON STOCK. (FILE 2-992B5 - JUL. 29) (SR. 99 - NEW ISSUE) F-6 OMRON TATEISI ELECTRONICS CO IADR/, 97 - 10,000.000 ($500.000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 2-99286 - JUL. 29) (SR. 99) f-6 MARUBENI CORP, ONE ~ALL ST, C/O IRVING TRUST CO. NEW YORK. NY 10015 (212) 487-5745 - 10,000,000 ($500.000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (fILE 2-99281 - JUL. 29) (BR. 991 F-b EBARA CORP IADR/. 97 00000 - 10.000.000 ($500,000) DEPOSITARY RECEIPTS fOR COMMON STOCK. (FILE 2-99288 - JUL. 29) (BR. 99) f-6 CASIO COMPUTER CD LTD/AORI - 10,000,000 ($5OD.OOO) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 2-99289 - JUL. 29) (8R. 99) 2 NEWS DIGEST, August 9, 1985 F-6 NIPPONDENSO CO LTD IAOR/, 97 00000 - 10,000,000 ($500,000' DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 2-99290 - JUL. 29' (BR. 99) F-6 SANKO STEAMSHIP CO INC/AOR/, 97 - 10,000.000 ($500,000' DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 2-99291 - JUL. 291 (BR. 991 F-6 KAO SOAP CO LTD/AOR/, 97 (000) 000-0000 - 10,000,000 ($500,000) DEPOSITARY RECEIPTS fOR COMMON STOCK. (FILE 2-99296 - JUL. 29) (SR. 991 F-6 KASHIYAMA & CO LTD/ADR/, 97 - 10,000,000 ($500,0001 DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 2-99297 - JUL. 29) (BR. 99) F-6 NIPPON KOKAN K K IADR/, NY 10015 - 10,000,000 ($500,000) DEPOSITARY RECEIPTS fOR COMMON STOCK. (FILE 2-99298 - JUL. 29) (BR. 991 S-l ADAMS JOHN LIFE CORP, 11777 SAN VICENTE SLVD, STE 640, LOS ANGELES, CA 90049 (2131 826-3656 - 200,000 ($2,600,000) COMMON STOCK. 177,500 1$10,101,500) COMMON STOCK. (FILE 2-99302 - JUL. 30) (SR. 9 - NEW ISSUE) $-1 ISCO INC, 4700 SUPERIOR ST, LINCOLN, NE 6850t (402) 464-0231 - 574,200 ($1,464,6001 COMMON STOCK. 288,300 ($3,747,900) COMMON STOCK. (FILE 2-99303 - JJL. 30) (SR. 8 - NEW ISSUEI S-3 REFLECTONE INC. 5125 TAMPA W BLVO, TAMPA, fL 33614 (813) 885-7481 - 33.000 ($825,000' COMMON STOCK. (FILE 2-99308 - JUL. 311 (BR. 1) S-3 HOSPITAL CORP OF AMERICA/TN/, ONE PARK PLZ. NASHVILLE, TN 37203 (615) 327-9551 - 300,000,000 ($300.000,000) STRAIGHT BONDS. (FILE 2-99309 - JUL. 311 CBR. 61 S-l LSB BANCSHARES INC/NC, ONE LSB PLZ, LEXINGTON, Nt 27292 (704) 249-6831 - 345,000 ($6,900,0001 COMMON STOCK. (FILE 2-99312 - JUL. 311 (SR. 1) S-3 NORTHERN INDIANA PUBLIC SERVICE CO, 5265 HOHMAN AVE, HAMMOND, IN 46320 (2191853-5200 - 170.000,000 (S170,00a,Ooo) MORTGAGE BONDS. (FILE 2-99313 - JUL. 311 (BR. 81 S-2 VALLEY RESOURCES INC/RI/, 1595 MENDON RD, CUMBERLAND, RI 02864 (4)11 333-1595 - 5,000,000 ($5,000,0001 STRAIGHT BONOS. 3,000,000 ($3,000,000) MORTGAGE BONOS. (FILE 2-99315 - JUL. 311 (BR. 1) S-l NEW YORK L[FE OIL & GAS PRODUCING PROPERTIES PROGRAM-I, 4500 REPUBLIC8ANK CENTER, HOUSTON, TX 11002 (713) 231-0800 - 100,000 (525,000,000' LIMITED PARTNERSHIP CERTIFICATE. (FILE 2-99316 - JUL. 31) (BR. 12 - NEW ISSUE) 5-2 RLI CORP, 9025 N LINDBERGH OR, PEORIA, IL 61615 (309) 692-1000 - 948,150 (S15,298,594~ COMMON STOCK. (FILE 2-99322 - JUl. 31) (BR. 101 S-l TCBY ENTERPRISES INC, 11300 RODNEY PARHAM RD, LITTLE ROCK. AR 72212 (501) 225-0349 - 440,000 ($8,030,000' COMMON STOCK. (FILE 2-99324 - JUL. 31) (SR. III S-6 INSURED TAX FREE BOND TRUST SERIES 4, 1901 N NAPER BLVD, NAPERVILLE, IL 60566 - 1,OOJ ($1,010,0001 UNIT INVESTMENT TRUST. (fILE 2-99325 - JUL. 311 (BR. 18 - NEw ISSUEI F-6 ASAHI GLASS CO LTD/ADR/, 48 WALL ST, C/O BANK OF NEW YORK, NEW YORK, NY 10015 (212) 530-1784 - 10,000,000 (S5JO,OOO' DEPOSITARY RECEIPTS FOR COMMON STOCK.