MPEP Identifying and Evaluating Each Claim Limitation
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Patents and the Public Domain: Improving Patent Quality Upon Reexamination
Patents and the Public Domain: Improving Patent Quality Upon Reexamination Prepared by Policy Intern Raeanne Young [email protected] May 2008 ELECTRONIC FRONTIER FOUNDATION eff.org Table of Contents EXECUTIVE SUMMARY ........................................................................................................................3 PATENTS AND THE PUBLIC DOMAIN .....................................................................................................4 The Problem With Patent Quality ..................................................................................................4 Policy Rationale: Encouraging Innovation .......................................................................................4 PATENT REEXAMINATION ...................................................................................................................6 Ex parte and Inter partes .............................................................................................................6 OVERALL REEXAMINATION TRENDS ......................................................................................................8 Ex Parte Reexamination Filing Data: July , 98 - December 3, 2007 ...............................................8 Inter Partes Reexamination Filing Data: November 29, 999 - December 3, 2007 .............................0 Comparison of Ex Parte and Inter Partes ......................................................................................0 PROMOTING FAIRNESS IN THE PATENT SYSTEM THROUGH REEXAMINATION .............................................2 -
The “Article of Manufacture” Today
Harvard Journal of Law & Technology Volume 31, Number 2 Spring 2018 THE “ARTICLE OF MANUFACTURE” TODAY Sarah Burstein* TABLE OF CONTENTS I. INTRODUCTION .............................................................................. 782 II. BACKGROUND .............................................................................. 785 A. Design Patentable Subject Matter ............................................ 785 B. Design Patent Claiming & Infringement ................................. 786 C. Remedies for Design Patent Infringement ............................... 788 III. WHAT IS THE “ARTICLE OF MANUFACTURE” IN § 289?.............. 789 A. The Apple/Nordock Rule .......................................................... 791 B. The Supreme Court Weighs In ................................................. 791 IV. WHY COURTS SHOULD NOT ADOPT THE GOVERNMENT’S APPROACH .................................................................................... 793 A. The Test .................................................................................... 794 1. The Underlying Premise ........................................................ 795 2. The Factors ............................................................................ 797 B. The Nature of the Inquiry ......................................................... 802 1. A Case-by-Case Inquiry? ...................................................... 802 2. Is it a Question of Fact or Law? ............................................ 807 C. The Burden of Proof................................................................ -
Journal of Legal Technology Risk Management
THIRD CIRCUIT USES PROCEDURAL GROUNDS i JOURNAL OF LEGAL TECHNOLOGY RISK MANAGEMENT 1. THIRD CIRCUIT USES PROCEDURAL GROUNDS TO REJECT FCC’S WEAKENING OF MEDIA CROSS-OWNERSHIP RULES FOR A SECOND TIME IN PROMETHEUS RADIO PROJECT V. FCC 2. WHEN PARALLEL TRACKS CROSS: APPLICATION OF THE NEW INSIDER TRADING REGULATIONS UNDER DODD-FRANK DERAILS 3. ELECTRONIC DISCOVERY AND THE CONSTITUTION: INACCESSIBLE JUSTICE 4. RENEWING THE BAYH-DOLE ACT AS A DEFAULT RULE IN THE WAKE OF STANFORD V. ROCHE Volume 6 | Summer 2012 | Issue 1 (c) 2006-2012 Journal of Legal Technology Risk Management. All Rights Reserved. ISSN 1932-5584 (Print) | ISSN 1932-5592 (Online) | ISSN 1932-5606 (CD-ROM) www.ltrm.org II J. OF LEGAL TECH. AND RISK MGMT [Vol. 6 Editor-in-Chief Daniel B. Garrie, Esq. (USA) Guest Editor Kelly Merkel, Esq. (USA) Publications Editor Candice M. Lang, Esq. (USA) Executive Editors Matthew Armstrong, Esq. (USA) Dr. Sylvia Mercado Kierkegaard (Denmark) Scientific Council Stephanie A. “Tess” Blair, Esq. (USA) Hon. Amir Ali Majid (UK) Hon. Maureen Duffy-Lewis (USA) Micah Lemonik (USA) Andres Guadamuz (UK ) Carlos Rohrmann, Esq. (Brazil) Camille Andrews, Esq. (USA) Gary T. Marx (USA) William Burdett (USA) Eric A. Capriloi (France) Donald P. Harris (USA) Hon. Justice Ivor Archie (Trinidad & Tobago) ii Members Janet Coppins (USA) Eleni Kosta (Belgium) Dr. Paolo Balboni (Italy) Salvatore Scibetta, Esq. (USA) Ygal Saadoun (France/Egypt) Steve Williams, Esq. (USA) Rebecca Wong (United Kingdom) iii IV J. OF LEGAL TECH. AND RISK MGMT [Vol. 6 FOREWORD In this edition, we explore seemingly disparate realms of regulation and legislation and discover shared nuances in growing concern for current legal framework in all facets of legal practice and scholarship. -
Bayh-Dole of United States for Purposes of This Chapter by Execu- Act
§ 187 TITLE 35—PATENTS Page 88 tion is amended by striking ‘‘of this title’’ each CHAPTER 18—PATENT RIGHTS IN INVEN- place that term appears. See 2011 Amendment TIONS MADE WITH FEDERAL ASSISTANCE note below. Sec. HISTORICAL AND REVISION NOTES 200. Policy and objective. Based on Title 35, U.S.C., 1946 ed., § 156 (Feb. 1, 1952, 201. Definitions. ch. 4, § 6, 66 Stat. 5, 6). 202. Disposition of rights. Language is changed. 203. March-in rights. 204. Preference for United States industry. AMENDMENTS 205. Confidentiality. 2011—Pub. L. 112–29 struck out ‘‘of this title’’ after 206. Uniform clauses and regulations. ‘‘181’’ and after ‘‘184’’. 207. Domestic and foreign protection of federally 1988—Pub. L. 100–418, which directed the insertion of owned inventions. ‘‘willfully’’ after second reference to ‘‘whoever’’, was 208. Regulations governing Federal licensing. executed by making the insertion after ‘‘or whoever’’, 209. Licensing federally owned inventions. as the probable intent of Congress. 210. Precedence of chapter. 211. Relationship to antitrust laws. EFFECTIVE DATE OF 2011 AMENDMENT 212. Disposition of rights in educational awards. Amendment by Pub. L. 112–29 effective upon the expi- AMENDMENTS ration of the 1-year period beginning on Sept. 16, 2011, and applicable to proceedings commenced on or after 2000—Pub. L. 106–404, § 4(b), Nov. 1, 2000, 114 Stat. 1744, that effective date, see section 20(l) of Pub. L. 112–29, substituted ‘‘Licensing federally owned inventions’’ for set out as a note under section 2 of this title. ‘‘Restrictions on licensing of federally owned inven- tions’’ in item 209. -
Patent Cooperation Treaty and Regulations Under the PCT
Appendix T Patent Cooperation Treaty and Regulations Under the PCT Article 24 Possible Loss of Effect in Designated States Done at Washington on June 19, 1970, amended Article 25 Review by Designated Of®ces on September 28, 1979, modi®ed on February 3, Article 26 Opportunity to Correct Before 1984, and October 3, 2001 (as in force from April Designated Of®ces 1, 2002) Article 27 National Requirements Article 28 Amendment of the Claims, the TABLE OF CONTENTS 1 Description, and the Drawings, Before Designated Of®ces Article 29 Effects of the International Publication : Introductory Provisions Article 30 Con®dential Nature of the International Article 1 Establishment of a Union Application Article 2 De®nitions CHAPTER II: International Preliminary CHAPTER I: International Application and Examination International Search Article 31 Demand for International Preliminary Article 3 The International Application Examination Article 4 The Request Article 32 The International Preliminary Article 5 The Description Examining Authority Article 6 The Claims Article 33 The International Preliminary Article 7 The Drawings Examination Article 8 Claiming Priority Article 34 Procedure Before the International Article 9 The Applicant Preliminary Examining Authority Article 10 The Receiving Of®ce Article 35 The International Preliminary Article 11 Filing Date and Effects of the Examination Report International Application Article 36 Transmittal, Translation, and Article 12 Transmittal of the International Communication, of the International Application to the -
Patents Act 1953
Reprint as at 24 February 2017 Patents Act 1953 Public Act 1953 No 64 Date of assent 26 November 1953 Commencement see section 1(2) Patents Act 1953: repealed, on 24 February 2017, by section 7(1) of the Patents (Trans-Tasman Patent Attorneys and Other Matters) Amendment Act 2016 (2016 No 89). Contents Page Title 6 1 Short Title and commencement 6 2 Interpretation 6 2A Act preserved for patent attorney provisions 10 3 Commissioner of Patents [Repealed] 10 4 Assistant Commissioners of Patents and other officers [Repealed] 10 5 Patent Office [Repealed] 10 5A Closing of Patent Office at short notice [Repealed] 10 6 Officers and employees of Patent Office not to acquire interest in 10 any patent or prepare specifications [Repealed] Application, investigation, opposition, etc [Repealed] 7 Persons entitled to make application [Repealed] 10 8 Application [Repealed] 10 9 Complete and provisional specifications [Repealed] 11 10 Contents of specification [Repealed] 11 Note Changes authorised by subpart 2 of Part 2 of the Legislation Act 2012 have been made in this official reprint. Note 4 at the end of this reprint provides a list of the amendments incorporated. This Act is administered by the Ministry of Business, Innovation, and Employment. 1 Reprinted as at Patents Act 1953 24 February 2017 11 Priority date of claims of complete specification [Repealed] 11 12 Examination of application [Repealed] 11 13 Search for anticipation by previous publication [Repealed] 11 14 Search for anticipation by prior claim [Repealed] 11 15 Commissioner may require -
2200 Citation of Prior Art and Reexamination of Patents
Chapter 2200 Citation of Prior Art and Reexamination of Patents Citation of Prior Art and Reexamination of Patents 2247 Decision on Request for Reexamination, 2201 Introduction Request Denied 2202 Citation of Prior Art 2247.01 Examples of Decisions on Request for 2203 Persons Who May Cite Prior Art Reexamination 2204 Time for Filing Prior Art Citation 2248 Petition From Denial of Request 2205 Content of Prior Art Citation 2249 Patent Owner's Statement 2206 Handling of Prior Art Citation 2250 Amendment by Patent Owner 2207 Entry of Court Decision in Patent File 2250.01 Correction of Patent Drawings 2208 Service of Citation on Patent Owner 2251 Reply by Requester 2252 Consideration of Statement and Reply 2209 Reexamination 2253 Consideration by Examiner 2210 Request for Reexamination 2254 Conduct of Reexamination Proceedings 2211 Time for Requesting Examinations 2255 Who Reexamines 2212 Persons Who May File a Request 2256 Prior Art Patents and Printed Publications 2213 Representative of Requester Considered by Examiner in Reexamination 2214 Content of Request 2257 Listing of Prior Art 2215 Fee for Requesting Reexamination 2258 Scope of Reexamination 2216 Substantial New Question of Patentability 2259 Collateral Estoppel In Reexamination 2217 Statement in the Request Applying Prior Art Proceedings 2218 Copies of Prior Art 2260 Office Actions 2219 Copy of Printed Patent 2260.01 Dependent Claims 2220 Certificate of Service 2261 Special Status For Action 2221 Amendments Included in Request by 2262 Form and Content of Office Action Patent Owner -
Reforming Patent Reexamination Procedure for the Small Business and Small Inventor
COMMENT CREATING A VIABLE ALTERNATIVE: REFORMING PATENT REEXAMINATION PROCEDURE FOR THE SMALL BUSINESS AND SMALL INVENTOR WILLIAM BARROW* TABLE OF CONTENTS Introduction ...............................................................................................630 I. Background on Reexamination.......................................................632 A. Ex Parte Reexamination ..........................................................633 B. Inter Partes Reexamination......................................................634 C. Director-Ordered Reexamination............................................635 D. Reexamination’s Amendment Process ....................................636 II. The Shortfalls of Reexamination ....................................................636 A. Ineffectiveness of Ex Parte and Inter Partes Reexamination.....637 B. Restrained Use of Director-Ordered Reexamination...............638 C. Loopholes in the Amendment Process ....................................639 III. Reforming Reexamination..............................................................640 A. Administrative Estoppel via Post-Reexamination Procedure....642 B. Expanded Use of Director-Ordered Reexamination................643 Conclusion ................................................................................................645 * J.D. Candidate, May 2008, American University Washington College of Law; B.S. Electrical Engineering, University of Pennsylvania, 2004. I would like to thank Professor Joshua Sarnoff and Professor Robert Kasunic for their -
PATENT MISUSE THROUGH the CAPTURE of INDUSTRY STANDARDS by Janice M
PATENT MISUSE THROUGH THE CAPTURE OF INDUSTRY STANDARDS By Janice M. Muelle ABSTRACT The existence of a patent on a particular technology conveys the statu- tory right to exclude, but in no way guarantees economic power in the marketplace. When a patented technology is adopted as an industry stan- dard, however, that equation can change radically. Because of competitive necessity to practice the patented standard, particularly in industries char- acterized by network effects, the power potentially conveyed by the patent is greatly amplified. Industry standards are subject to "capture" when firms that participate in formulating a standard have also obtained (or are seeking) patent or other proprietary rights in some aspect of the technical subject matter of the standard, without disclosing the existence of those rights to the standard-setting organization. Conflicts arise when a license under these patents is essential to practicing a standard and the patent owner refuses to license certain competitors, or grants licenses only at terms perceived by users as commercially unreasonable. Absent a mecha- nism to compel licensing, a hold-up problem ensues. This Article contends that patents are not fundamentally incompatible with industry standards, but that the existence of patents on standards must be transparent and the licensing of such patents subject to appropriate con- trols so as to ensure widespread industry access. In order to make fully informed choices about technology under consideration for adoption as an industry standard, standards-setting organizations must be made aware of any relevant patent rights or pending patent applications owned by stan- dards-setting participants. In cases of "abusive" standards capture, defined as the intentional or willful nondisclosure of patent rights by a standards- setting participant who thereafter refuses to license all users at reasonable © 2002 Janice M. -
Patent Reexamination╎s Problem: the Power to Amend
PATENT REEXAMINATION'S PROBLEM: THE POWER TO AMEND MICHAEL J. MAURIEL INTRODUCTION The federal judiciary's exclusive reign over questions of patent validity ended in 1980 when Congress created the process of pat- ent reexamination.' Patent reexamination is conducted by the Patent and Trademark Office (PTO) after a "substantial new question of patentability" regarding an existing patent has been raised.' This "question" may be raised by any person outside the PTO, including the patent's owner, or by the PTO itself.' Reex- amination allows the PTO to determine the validity of existing patents; the PTO may, through this process, confirm the validity of or cancel individual patent claims.4 Reexamination also grants the PTO, at the patentee's request, the power to amend individual patent claims.' Congress intended reexamination to "permit efficient resolu- tion of questions about the validity of issued patents without re- course to expensive and lengthy [validity] litigation."6 Congress's 1. See Act of Dec. 12, 1980, 35 U.S.C. §§ 301-307 (1994). 2. 35 U.S.C. § 303(a). 3. Id.§§ 302-303. 4. A patent "claim" is a written statement that "point[s] out what the invention is in such a way as to distinguish it from what was previously known, i.e., the prior art ...." ROBERT L. HARMON, PATENTS AND THE FEDERAL CIRcurr 7 (3d ed. 1994). A patent is made up of one or more claims. 35 U.S.C. § 112 (1994). For ease of com- munication, one often speaks of a patent's validity, yet the question of a patent's validity is really a question of the validity of a patent's individual claims. -
Strategic Uses of Reexamination in Litigation
STRATEGIC USES OF REEXAMINATION IN LITIGATION Donna Meuth Contested Matters Committee September 23, 2009 Why reexamination? Reexamination should be part of your patent strategy when: You learn of an important patent You receive a threatening letter Litigation is filed You are in a larger business dispute You own the patent WilmerHale 1 What is reexamination? A reexamination is a procedure in which the Patent Office examines the patentability of an issued patent WilmerHale 2 Reexamination – Two Kinds Ex parte – Patent owner or third party can file a request for reexamination – Third party can remain anonymous – Generally, third party has no further participation after the request – Patent owner can interview Examiner – Can be appealed by patent owner to the BPAI – Less expensive WilmerHale 3 Reexamination – Two Kinds (cont.) Inter partes – Only applies to patents from patent applications filed on or after November 29 , 1999 – Filed only by third party and must be identified – Third party participates in reexamination process – No interviews with the Examiner – Can be appealed to the BPAI or Federal Circuit by patent owner or third party • Third party can participate in appeal filed by owner WilmerHale 4 Reexamination – Estoppel Inter partes is not widely used because of its broad estoppel – Requestor estopped from raising issues that were raised or “could have been raised” in subsequent proceedings, including litigation – Requestor not estopped from asserting invalidity “based upon newly discovered prior art unavailable to the third- party requestor . at the time of the . reexamination proceedings” WilmerHale 5 Reexamination – Two stage process Patent office determines whether there is a “substantial new question of patentability” (SNQP) Examination of claims – Challenges must be based upon patents and printed publications – No other bases accepted: public use, on sale, earlier invention, etc. -
Examination Handbook for Patent and Utility Model in Japan
Examination Handbook for Patent and Utility Model Japan Patent Office Table of Contents Part I Outline of Examination Part II Description and Claims Part III Patentability Part IV Amendments of Description, Claims or Drawings Part V Priority Part VI Special Applications Part VII Foreign Language Written Applications Part VIII International Patent Application Part IX Extension of Patent Term Part X Utility Model Part XI Affairs in General Annex Annex A Case Examples Annex B Application examples of the specific technical fields Annex C Handbook for Preparing Report of the Utility Model Technical Opinion Annex D Court precedents Note: When any ambiguity of interpretation is found in this provisional translation, the Japanese text shallPart prevail. I Chapter 1 Principles of the Examination and Flow of Examination Part I Oultine of Examination Contents Chapter 1 Principles of the Examination and Flow of Examination ......................... - 3 - 1101 Timing of Application of the Examination Guidelines and the Reasons for Refusal, etc. relating to the Examination Guidelines ............................................... - 3 - Chapter 2 Procedures of Examination ....................................................................... - 1 - 1201 Prior Art Searches by Registered Search Organizations .............................. - 1 - 1202 Submission of information to Patent Applications ....................................... - 3 - 1203 Examination When Utilizing the Search Result, etc. of Japan Patent Office as International Authority, Foreign