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The Fact Book The Financial Services Fact Book THE FINANCIAL SERVICES F • Unique and comprehensive guide with more than 350 graphs and charts on insurance, banking, securities, finance companies, mortgage financing and on financial services as a whole. • Key to understanding how the financial services sectors both work together and compete with each other. The • Valuable tool for the media, corporate executives and researchers. Financial Published Jointly By: A CT BO Insurance Information Institute The Financial Services Roundtable 13 110 William Street 1001 Pennsylvania Avenue, NW Services New York, NY 10038 Suite 500 South www.iii.org Washington, DC 20004 O www.fsround.org K 2013 Fact Book The Financial Services Roundtable 0 ISBN 978-0-932387-66-0 The Financial Services www.financialservicesfacts.org Roundtable The online source for the new, comprehensive Financial Services Fact Book 2013 2 The Financial Services 13 Fact Book 0 The Financial Services Roundtable 2 TO THE READER: “Facts are stubborn things; and whatever may be our wishes, our inclinations, or the dictates of our passion, they cannot alter the state of facts and evidence.” —John Adams, second President of the United States Since its inception in 2002, the Financial Services Fact Book, a partnership between The Financial Services Roundtable and the Insurance Information Institute, has provided information to help reporters, businesses and researchers understand the trends and statistics shaping the financial services industry. This year we introduce a new “At a Glance” feature for each chapter, highlighting key facts and developments related to • the overall financial services industry • the banking, insurance and securities sectors • savings, investment and debt ownership • retirement assets • banks in insurance and other examples of convergence • mortgage industry • the impact of technology As always, this year’s book provides a wealth of tables and charts on the workings of the various financial sectors, including data on mergers, employment, financial results and leading companies, as well information on new regulatory developments that affect the financial services industry. Many organizations, consultants and others who collect industry data have generously given permission to use their data in this book. However, the bulk of the work involved in collecting, integrating and interpreting the material was done by the Insurance Information Institute, which accepts editorial responsibility for the book. We actively seek your advice, comments and suggestions for next year’s edition. Please contact either of us, [email protected] or [email protected]. Robert P. Hartwig Tim Pawlenty President President and Chief Executive Officer Insurance Information Institute The Financial Services Roundtable ©2013 Insurance Information Institute. ISBN 978-0-932387-66-0 Contents 2012 Year in Review ..................................................................................................................V Chapter 1: The Financial Services Industry ............................................................................1 At a Glance .................................................................................................................. 1 Assets ............................................................................................................................ 2 Mergers ........................................................................................................................ 3 Employment and Compensation ................................................................................ 5 Gross Domestic Product .............................................................................................. 8 Leading Companies ................................................................................................... 11 Financial Literacy…………………………………… ...................................................... 11 Corporate Social Responsibility ................................................................................. 12 Chapter 2: Savings, Investment and Debt Ownership ....................................................... 13 At a Glance………………………………………………………………………….. ............. 13 National Savings ........................................................................................................ 14 Investments ................................................................................................................ 15 Household Assets ....................................................................................................... 20 529 Educational Savings Plans and Student Loans ................................................... 24 Consumer and Business Loans and Debt .................................................................. 27 Bankruptcy ................................................................................................................. 39 Chapter 3: Retirement Assets............................................................................................... 41 At a Glance………………………………………………………………………….. ............. 41 Retirement Funds, IRAs and 401(k)s ......................................................................... 42 Annuities .................................................................................................................... 53 Mutual Funds ............................................................................................................. 56 Chapter 4: Convergence ......................................................................................................... 57 At a Glance………………………………………………………………………….. ............. 57 Financial Holding Companies ................................................................................... 58 Banking: Securities Activities ..................................................................................... 59 Banking: Insurance Activities .................................................................................... 64 Banking: Annuities Activities .................................................................................... 70 Insurance Industry: Banking Activities ..................................................................... 73 Industrial Banks ......................................................................................................... 75 Chapter 5: Insurance .............................................................................................................. 77 At a Glance………………………………………………………………………….. ............. 77 Overview/Regulation/Accounting ............................................................................. 78 All Sectors................................................................................................................... 79 Property/Casualty: Financial ..................................................................................... 85 Property/Casualty: Premiums by Line ....................................................................... 90 Property/Casualty: Specialty Lines ............................................................................ 93 Property/Casualty: Reinsurance................................................................................. 98 Property/Casualty: Capital Markets ......................................................................... 100 Life/Health: Financial .............................................................................................. 102 Life/Health: Premiums by Line ............................................................................... 106 Health Insurance...................................................................................................... 109 Chapter 6: Banking ................................................................................................................113 At a Glance………………………………………………………………………….. ........... 113 Overview/Regulation ............................................................................................... 114 All Sectors................................................................................................................. 117 Commercial Banks ................................................................................................... 122 Thrift Institutions .................................................................................................... 130 Remittances .............................................................................................................. 135 Credit Unions .......................................................................................................... 137 Chapter 7: Securities ............................................................................................................141 At a Glance………………………………………………………………………….. ........... 141 Overview .................................................................................................................. 142 Capital Markets ........................................................................................................ 150 Asset-Backed Securities ............................................................................................ 154 Derivatives ............................................................................................................... 155 Exchanges ................................................................................................................ 158 Mutual Funds ..........................................................................................................
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