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Execution Venues Equities and Fixed Income

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Execution Venues Equities and Fixed Income UBS AG London Branch 5 Broadgate London EC2M 2QS United Kingdom UBS Europe SE OpernTurm Bockenheimer Landstraße 2-4 60306 Frankfurt am Main Germany www.ubs.com/ibterms Execution venues Equities and fixed income Version: December 2020 For information about our investment bank entities, visit www.ubs.com/ibterms Execution venues This is a non-exhaustive list of the main execution venues that we use outside UBS and our own systematic internalisers. We will review and update it from time to time in accordance with our UK and EEA MiFID Order Handling & Execution Policy. We may use other execution venues where appropriate. Equities Cash Equities Direct access Aquis Exchange Europe Aquis Exchange PlcAthens Stock Exchange BATS Europe, a CBOE Company Borsa Italiana CBOE NL CBOE UK Citadel Securities (Europe) Limited SI Deutsche Börse Group - Xetra Euronext Amsterdam Stock Exchange Euronext Brussels Stock Exchange Euronext Lisbon Stock Exchange Euronext Paris Stock Exchange Instinet Blockmatch Euronext DublinITG Posit London Stock Exchange Madrid Stock Exchange Nasdaq Copenhagen Nasdaq Helsinki Nasdaq Stockholm Oslo Bors Sigma X Europe Sigma X MTFTower Research Capital Europe Limited SI Turquoise Europe TurquoiseUBS Investment Bank UBS MTF Vienna Stock Exchange Virtu Financial Ireland Limited Warsaw Stock Exchange Via intermediate broker Budapest Stock Exchange Cairo & Alexandria Stock Exchange Deutsche Börse - Frankfurt Stock Exchange Istanbul Stock Exchange Johannesburg Stock Exchange Moscow Exchange Prague Stock Exchange SIX Swiss Exchange Tel Aviv Stock Exchange Structured Products Direct access Börse Frankfurt (Zertifikate Premium) Börse Stuttgart (EUWAX) Xetra SIX Swiss Exchange SeDeX Milan Euronext Amsterdam London Stock Exchange Madrid Stock Exchange NASDAQ OMX Stockholm JSE Johannesburg Stock Exchange OTC matching CATS-OS Fixed Income Cash bonds Via Bond Port Bloomberg EuroTLX Euronext ICE (KCG) BondPoint Market Axess MOT MTS BondsPro 1 © UBS 2020. All rights reserved NYSE Bonds TradeWeb Direct UBS Investment Bank Exchange traded derivatives Direct Brazilian Mercantile & Futures Exchange ENDEX Euronext Amsterdam Euronext Brussels Euronext Lisbon Euronext Paris European Climate Exchange European Energy Exchange Hong Kong Exchanges & Clearing Ltd ICE Futures Canada ICE Futures IntercontinentalExchange Italian Derivatives Exchange Market Italian Derivatives Market London Metal Exchange LSE Derivatives Market MEFF Montreal Exchange Nasdaq OMX Commodities (Nordpool) Nasdaq OMX Exchange National Stock Exchange of India New Zealand Exchange OMX Nordic Exchange Russian Trading System Exchange Via intermediate broker American Stock Exchange Athens Derivatives Exchange Australian Securities Exchange Boston Option Exchange Bursa Malaysia Derivatives CBOE Futures Exchange Chicago Board of Trade Chicago Board Options Exchange Chicago Mercantile Exchange Eurex Deutschland/Eurex Zürich Hong Kong Exchanges & Clearing Ltd Hong Kong Futures Exchange International Securities Exchange Korea Exchange Nasdaq Liffe Markets, LLC National Stock Exchange of India NYSE ARCA OneChicago Osaka Securities Exchange Philadelphia Stock Exchange Singapore Exchange Derivatives Trading Sydney Futures Exchange Thailand Futures Exchange Chicago Board of Trade Chicago Mercantile Exchange Korea Exchange Philadelphia Board of Trade South African Futures Exchange Taiwan Futures Exchange Turkish Derivatives Exchange Warsaw Stock Exchange Sydney Futures Exchange Tel Aviv Stock Exchange Tokyo Financial Exchange (formerly TIFFE) Tokyo Stock Exchange Bolsa de Mercadorias & Futuros Kansas City Board of Trade Minneapolis Grain Exchange New York Board of Trade New York Mercantile Exchange (COMEX division) New York Mercantile Exchange 2 © UBS 2020. All rights reserved NYBOT Coffee, Sugar and Cocoa Exchange Tokyo Commodity Exchange Winnipeg Commodities Exchange 3 © UBS 2020. All rights reserved .
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