Fact Book 2012 2012 Fact Book III Contents
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Fact Book 2012 2012 Fact Book III Contents Shanghai Securities Market.......................................................1 Historical Review .........................................................................................................................................1 Securities Products ......................................................................................................................................1 2011 Market Review ....................................................................5 Overview ....................................................................................................................................................5 Securities Issuance and Listing ......................................................................................................................5 Introduction of New Products ........................................................................................................................6 Pledge-style Bond Repo ...............................................................................................................................6 Securities Repo ...........................................................................................................................................6 Major Events in the Securities Market 2011 ....................................................................................................7 Market Highlights ........................................................................................................................................10 Transactions ...............................................................................................................................................10 Stock Indices .............................................................................................................................................11 Ratios .......................................................................................................................................................11 Stock market: .............................................................................15 Trading system ...........................................................................................................................................15 Trading relations ........................................................................................................................................15 Table 1: Breakdown of Centralized Trading Business ........................................................................................16 Table 2: Breakdown of Trading-related Services ..............................................................................................18 Table of Fees Charged and Taxes Withheld by SSE ..........................................................................................21 2011 Monthly Trading Volume, Trading Value and P/E Ratio ..............................................................................27 Top 20 Most Traded Stocks by Turnover Volume .............................................................................................28 Top 20 Most Traded Stocks by Trading Value ..................................................................................................29 Top 20 Gainers ..........................................................................................................................................30 Top 20 Losers ...........................................................................................................................................31 2011 Top 10 in Margin Trading ....................................................................................................................32 2011 Top 10 in Short Selling ......................................................................................................................32 SSE Index Series uses “point” as the unit of calculation .....................................................................................33 Number of Constituents in SSE Indices ..........................................................................................................36 Market Cap and Weight of Constituent Stocks in SSE 50 Index..........................................................................37 Market Cap and Weight of Constituent Stocks in SSE 180 Index........................................................................39 Market Cap and Weight of Constituent Stocks in SSE 380 Index........................................................................45 Listed Companies .....................................................................67 Issuance Conditions for IPOs .......................................................................................................................67 2012 Fact Book III Listing Conditions for IPOs ...........................................................................................................................71 SSE Guide to Securities Listing Procedures ...................................................................................................71 Documents to Be Submitted When Applying for an IPO and Listing ...................................................................74 Conditions for listed companies to issue securities to the public ........................................................................74 Share Placements of Listed Company ...........................................................................................................77 Additional Issuance by Listed Companies ......................................................................................................77 Special Treatment .......................................................................................................................................77 Suspension and Termination of Listing ...........................................................................................................78 Listing Agreements ....................................................................................................................................80 Listing Conditions for Convertible Corporate Bonds .........................................................................................80 Listing Conditions for Warrants .....................................................................................................................80 Number and Sector Distribution of Listed Companies .......................................................................................81 Geographical Distribution of Listed Companies ................................................................................................82 Newly Listed Stocks in 2011........................................................................................................................83 Newly Listed Companies in 2011 .................................................................................................................85 Rights Issues by Listed Companies in 2011 ...................................................................................................88 Equity Structure of Listed Companies (2011 year-end) .....................................................................................89 Top 50 Listed Companies by Market Capitalization (2011 year-end) ..................................................................90 Top 50 Listed Companies by Tradable Market Capitalization (2011 year-end) ......................................................92 Dividend Distribution by Listed Companies in 2011 .........................................................................................94 Table of Changes in Stock Short Names in 2011 ...........................................................................................113 Table of Changes in the Names of Listed Companies in 2011 ..........................................................................115 Companies Subject to Delisting Risk Warnings in 2011 ...................................................................................116 Companies Subject to other special treatments in 2011 ..................................................................................117 Companies Subject to Listing Suspension in 2011 ........................................................................................118 Companies Subject to Listing Termination in 2011..........................................................................................118 Companies Subject to Listing Resumption in 2011 .........................................................................................118 Companies Subject to Cancellation of Special Treatment in 2011 .....................................................................119 (I)Cancellation of Special Treatment...............................................................................................................119 (II) Companies Subject to Withdrawal of Delisting Risk Warnings and Other Special Treatments ..............................120 Listed Warrants in 2011 ...........................................................123 Bond Market Overview of the Shanghai Stock Exchange in 2011 .....................................................................127 Conditions for Government Bond Listings ......................................................................................................129 Conditions for Enterprise Bond Listings .........................................................................................................129