NBT BANK N a /NY Form 13F-HR Filed 2021-07-28

SECURITIES AND EXCHANGE COMMISSION

FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers

Filing Date: 2021-07-28 | Period of Report: 2021-06-30 SEC Accession No. 0001567619-21-014105

(HTML Version on secdatabase.com)

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE OMB Number: 3235-0006 COMMISSION Expires: July 31, 2015 Washington, D.C. 20549 Estimated average burden hours per response: 23.8 FORM 13F

FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06-30-2021 Check here if Amendment: ☐ Amendment Number: This Amendment (Check only one.): ☐ is a restatement. ☐ adds new holdings entries.

Institutional Investment Manager Filing this Report: Name: NBT BANK N A /NY Address: 52 SOUTH BROAD STREET NORWICH, NY 13815 Form 13F File Number: 028-03594

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager: Name: Brian Page Title: Vice President and Trust Officer Phone: (607) 337-6258

Signature, Place, and Date of Signing: /s/ Brian Page Norwich, NEW YORK 07-28-2021 [Signature] [City, State] [Date]

Report Type (Check only one.): ☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information table Entry Total: 444 Form 13F Information table Value Total: 727422 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

NONE

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0006 Washington, D.C. 20549 Expires: July 31, 2015 Estimated average burden FORM 13F hours per response: 23.8

FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE AT&T Inc Com 00206R102 1,718 59,684 SH SOLE 0 57,348 175 2,161 AT&T Inc Com 00206R102 1,343 46,675 SH OTR 0 41,163 400 5,112 Abbott Labs Com 002824100 6,058 52,258 SH SOLE 0 51,658 0 600 Abbott Labs Com 002824100 2,372 20,462 SH OTR 0 18,826 616 1,020 Abbvie Inc Com 00287Y109 2,578 22,889 SH SOLE 0 22,589 0 300 Abbvie Inc Com 00287Y109 1,974 17,527 SH OTR 0 14,207 290 3,030 Activision Blizzard, Inc Com 00507V109 934 9,783 SH SOLE 0 9,783 0 0 Activision Blizzard, Inc Com 00507V109 638 6,685 SH OTR 0 6,685 0 0 Air Products & Chemicals Inc Com 009158106 1,668 5,797 SH SOLE 0 5,797 0 0 Air Products & Chemicals Inc Com 009158106 518 1,800 SH OTR 0 1,800 0 0 Allstate Corp Com 020002101 37 285 SH SOLE 0 285 0 0 Allstate Corp Com 020002101 313 2,400 SH OTR 0 2,400 0 0 Alphabet Inc Cl C Com 02079K107 5,579 2,226 SH SOLE 0 2,117 0 109 Alphabet Inc Cl C Com 02079K107 5,416 2,161 SH OTR 0 2,031 0 130 Alphabet Inc Cl A Com 02079K305 4,300 1,761 SH SOLE 0 1,722 0 39 Alphabet Inc Cl A Com 02079K305 696 285 SH OTR 0 170 0 115 Altria Group Inc Com 02209S103 635 13,326 SH SOLE 0 12,551 0 775 Altria Group Inc Com 02209S103 1,541 32,317 SH OTR 0 31,617 0 700 Amazon.Com Inc Com 023135106 2,154 626 SH SOLE 0 626 0 0 Amazon.Com Inc Com 023135106 1,104 321 SH OTR 0 251 0 70 American Express CO Com 025816109 719 4,350 SH SOLE 0 4,350 0 0 American Express CO Com 025816109 249 1,506 SH OTR 0 1,220 0 286 American Tower Corp REIT Com 03027X100 142 525 SH SOLE 0 525 0 0 American Tower Corp REIT Com 03027X100 193 715 SH OTR 0 715 0 0 American Water Works CO Inc Com 030420103 1,558 10,110 SH SOLE 0 10,110 0 0 American Water Works CO Inc Com 030420103 1,185 7,690 SH OTR 0 6,160 100 1,430 Amgen Inc Com 031162100 654 2,685 SH SOLE 0 2,685 0 0 Amgen Inc Com 031162100 405 1,660 SH OTR 0 1,660 0 0 Amplify CWP Enhanced Dividend Com 032108409 212 5,920 SH SOLE 0 5,920 0 0 Amplify CWP Enhanced Dividend Com 032108409 118 3,300 SH OTR 0 3,300 0 0 APA Corporation Com 03743Q108 238 11,015 SH SOLE 0 11,015 0 0 APA Corporation Com 03743Q108 44 2,035 SH OTR 0 1,935 100 0 Apple Inc Com 037833100 21,116 154,177 SH SOLE 0 139,491 360 14,326 Apple Inc Com 037833100 12,078 88,187 SH OTR 0 75,947 2,610 9,630 Arrow Finl Corp Com 042744102 281 7,818 SH SOLE 0 1,794 0 6,024 Arrow Finl Corp Com 042744102 180 5,000 SH OTR 0 5,000 0 0 Autoliv Inc Com 052800109 956 9,780 SH SOLE 0 8,736 0 1,044 Autoliv Inc Com 052800109 1,051 10,746 SH OTR 0 10,746 0 0 Automatic Data Processing Inc Com 053015103 4,178 21,033 SH SOLE 0 20,753 0 280 Automatic Data Processing Inc Com 053015103 1,209 6,089 SH OTR 0 5,469 140 480 BP PLC Spons ADR Com 055622104 76 2,895 SH SOLE 0 2,895 0 0 BP PLC Spons ADR Com 055622104 173 6,530 SH OTR 0 6,530 0 0 Bank of America Corp Com 060505104 902 21,888 SH SOLE 0 21,240 0 648

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Bank of America Corp Com 060505104 248 6,025 SH OTR 0 6,025 0 0 Bank of New York Mellon Corp Com 064058100 550 10,737 SH SOLE 0 10,737 0 0 Bank of New York Mellon Corp Com 064058100 43 838 SH OTR 0 338 0 500 Baxter Intl Inc Com 071813109 590 7,325 SH SOLE 0 7,325 0 0 Baxter Intl Inc Com 071813109 218 2,705 SH OTR 0 1,145 100 1,460 Becton Dickinson Com 075887109 305 1,256 SH SOLE 0 1,256 0 0 Becton Dickinson Com 075887109 257 1,057 SH OTR 0 1,057 0 0 Berkshire Hathaway Inc-Cl B Com 084670702 2,792 10,047 SH SOLE 0 9,817 30 200 Berkshire Hathaway Inc-Cl B Com 084670702 2,552 9,181 SH OTR 0 9,163 18 0 Best Buy Company Inc Com 086516101 483 4,197 SH SOLE 0 4,197 0 0 Best Buy Company Inc Com 086516101 45 395 SH OTR 0 395 0 0 BHP Group Ltd Spons ADR Com 088606108 249 3,414 SH SOLE 0 3,214 0 200 BHP Group Ltd Spons ADR Com 088606108 71 975 SH OTR 0 925 0 50 Biogen Inc Com 09062X103 87 250 SH SOLE 0 250 0 0 Biogen Inc Com 09062X103 235 680 SH OTR 0 680 0 0 Blackrock Inc Cl A Com 09247X101 36 41 SH SOLE 0 41 0 0 Blackrock Inc Cl A Com 09247X101 420 480 SH OTR 0 80 0 400 Boeing CO Com 097023105 1,578 6,585 SH SOLE 0 6,350 0 235 Boeing CO Com 097023105 2,229 9,305 SH OTR 0 9,005 150 150 Bristol Myers Squibb CO Com 110122108 4,104 61,421 SH SOLE 0 58,606 695 2,120 Bristol Myers Squibb CO Com 110122108 2,526 37,810 SH OTR 0 31,770 250 5,790 Cigna Corp Com 125523100 213 900 SH SOLE 0 863 0 37 Cigna Corp Com 125523100 17 73 SH OTR 0 73 0 0 Csx Corp Com 126408103 292 9,093 SH SOLE 0 9,093 0 0 Csx Corp Com 126408103 208 6,480 SH OTR 0 6,480 0 0 CVS Health Corp Com 126650100 3,099 37,137 SH SOLE 0 35,952 0 1,185 CVS Health Corp Com 126650100 1,793 21,484 SH OTR 0 17,969 340 3,175 Capital One Financial Corp Com 14040H105 210 1,355 SH SOLE 0 1,355 0 0 Carrier Global Corporation Com 14448C104 1,191 24,512 SH SOLE 0 23,542 100 870 Carrier Global Corporation Com 14448C104 834 17,167 SH OTR 0 14,261 1,106 1,800 Caterpillar Inc Com 149123101 2,857 13,130 SH SOLE 0 12,242 0 888 Caterpillar Inc Com 149123101 2,233 10,262 SH OTR 0 9,925 37 300 Chevron Corporation Com 166764100 4,451 42,491 SH SOLE 0 40,148 350 1,993 Chevron Corporation Com 166764100 3,084 29,446 SH OTR 0 27,791 375 1,280 Cisco Systems Inc Com 17275R102 3,878 73,179 SH SOLE 0 68,218 0 4,961 Cisco Systems Inc Com 17275R102 2,558 48,259 SH OTR 0 47,059 595 605 Citigroup Inc Com 172967424 784 11,079 SH SOLE 0 11,079 0 0 Citigroup Inc Com 172967424 393 5,550 SH OTR 0 5,400 150 0 Clorox Company Com 189054109 959 5,333 SH SOLE 0 5,333 0 0 Clorox Company Com 189054109 501 2,785 SH OTR 0 2,300 0 485 Coca Cola CO Com 191216100 2,450 45,273 SH SOLE 0 39,089 910 5,274 Coca Cola CO Com 191216100 1,066 19,700 SH OTR 0 14,570 150 4,980 Colgate Palmolive CO Com 194162103 1,191 14,642 SH SOLE 0 12,532 410 1,700 Colgate Palmolive CO Com 194162103 627 7,710 SH OTR 0 4,260 0 3,450 ComCast Corp-Cl A Com 20030N101 1,259 22,082 SH SOLE 0 19,808 0 2,274 ComCast Corp-Cl A Com 20030N101 623 10,919 SH OTR 0 8,746 650 1,523 Community Bank System Inc Com 203607106 144 1,902 SH SOLE 0 1,700 0 202 Community Bank System Inc Com 203607106 76 1,000 SH OTR 0 0 1,000 0 Conocophillips Com 20825C104 520 8,546 SH SOLE 0 8,446 100 0 Conocophillips Com 20825C104 96 1,572 SH OTR 0 1,322 100 150 Corning Inc Com 219350105 600 14,676 SH SOLE 0 14,676 0 0 Corning Inc Com 219350105 460 11,250 SH OTR 0 8,500 900 1,850

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Corteva Inc Com Com 22052L104 106 2,381 SH SOLE 0 2,290 0 91 Corteva Inc Com Com 22052L104 355 7,995 SH OTR 0 7,767 0 228 Costco Wholesale Corp Com 22160K105 689 1,742 SH SOLE 0 1,742 0 0 Costco Wholesale Corp Com 22160K105 472 1,194 SH OTR 0 704 0 490 DTE Energy Co Com 233331107 461 3,554 SH SOLE 0 3,554 0 0 Danaher Corp Com 235851102 5,470 20,383 SH SOLE 0 18,283 0 2,100 Danaher Corp Com 235851102 2,955 11,010 SH OTR 0 9,818 135 1,057 Deere & CO Com 244199105 3,132 8,880 SH SOLE 0 8,192 25 663 Deere & CO Com 244199105 3,864 10,954 SH OTR 0 10,884 70 0 Dicks Sporting Goods Inc Com 253393102 474 4,735 SH SOLE 0 3,731 0 1,004 Dicks Sporting Goods Inc Com 253393102 25 253 SH OTR 0 253 0 0 Digital Realty Trust Inc REIT Com 253868103 323 2,147 SH SOLE 0 2,147 0 0 Disney Walt CO New Com 254687106 5,984 34,042 SH SOLE 0 32,709 0 1,333 Disney Walt CO New Com 254687106 3,697 21,036 SH OTR 0 19,701 565 770 Dominion Resources Inc Com 25746U109 1,114 15,148 SH SOLE 0 14,838 0 310 Dominion Resources Inc Com 25746U109 725 9,860 SH OTR 0 7,340 80 2,440 Dow Inc Com Com 260557103 950 15,020 SH SOLE 0 14,929 0 91 Dow Inc Com Com 260557103 890 14,057 SH OTR 0 12,283 16 1,758 Duke Energy Corp Com 26441C204 349 3,535 SH SOLE 0 3,250 285 0 Duke Energy Corp Com 26441C204 143 1,450 SH OTR 0 1,350 100 0 Dupont De Nemours Inc Com 26614N102 1,174 15,163 SH SOLE 0 15,072 0 91 Dupont De Nemours Inc Com 26614N102 1,122 14,497 SH OTR 0 13,211 316 970 Ecolab Inc Com 278865100 1,471 7,140 SH SOLE 0 7,140 0 0 Ecolab Inc Com 278865100 640 3,105 SH OTR 0 2,615 40 450 Emerson Elec CO Com 291011104 1,110 11,534 SH SOLE 0 11,534 0 0 Emerson Elec CO Com 291011104 331 3,440 SH OTR 0 3,340 100 0 Exelon Corp Com 30161N101 181 4,095 SH SOLE 0 4,095 0 0 Exelon Corp Com 30161N101 117 2,640 SH OTR 0 2,290 0 350 Exxonmobil Corp Com 30231G102 5,391 85,462 SH SOLE 0 81,526 790 3,146 Exxonmobil Corp Com 30231G102 4,392 69,626 SH OTR 0 66,046 635 2,945 Facebook Inc-A Com 30303M102 1,806 5,195 SH SOLE 0 5,195 0 0 Facebook Inc-A Com 30303M102 1,443 4,149 SH OTR 0 4,149 0 0 Fedex Corporation Com 31428X106 243 816 SH SOLE 0 816 0 0 Fedex Corporation Com 31428X106 97 325 SH OTR 0 325 0 0 Fiserv Inc Com 337738108 498 4,659 SH SOLE 0 4,659 0 0 Fiserv Inc Com 337738108 93 874 SH OTR 0 874 0 0 FlexShares Mstar Glbl Upstrm N Com 33939L407 35,650 931,054 SH SOLE 0 927,283 0 3,771 FlexShares Mstar Glbl Upstrm N Com 33939L407 3,088 80,653 SH OTR 0 77,701 340 2,612 FlexShares Global Quality Real Com 33939L787 765 11,490 SH SOLE 0 11,490 0 0 FlexShares Global Quality Real Com 33939L787 1 20 SH OTR 0 20 0 0 FlexShares STOXX Glbl Brd Infr Com 33939L795 8,013 139,437 SH SOLE 0 139,437 0 0 FlexShares STOXX Glbl Brd Infr Com 33939L795 562 9,780 SH OTR 0 9,530 0 250 FlexShares International Quali Com 33939L837 818 30,815 SH SOLE 0 30,815 0 0 FlexShares International Quali Com 33939L837 76 2,850 SH OTR 0 2,850 0 0 Fortive Corp Com 34959J108 325 4,655 SH SOLE 0 4,355 0 300 Fortive Corp Com 34959J108 144 2,069 SH OTR 0 1,225 50 794 General Dynamics Corp Com 369550108 1,031 5,479 SH SOLE 0 5,329 0 150 General Dynamics Corp Com 369550108 157 835 SH OTR 0 735 0 100 General Electric Corp Com 369604103 513 38,136 SH SOLE 0 35,303 0 2,833 General Electric Corp Com 369604103 307 22,795 SH OTR 0 22,720 0 75 General Mls Inc Com 370334104 686 11,258 SH SOLE 0 10,760 0 498 General Mls Inc Com 370334104 442 7,255 SH OTR 0 6,460 100 695

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Genuine Parts CO Com 372460105 245 1,935 SH SOLE 0 1,935 0 0 Gilead Sciences Inc Com 375558103 397 5,770 SH SOLE 0 5,770 0 0 Gilead Sciences Inc Com 375558103 308 4,480 SH OTR 0 1,980 0 2,500 Glaxo Smithkline Spons ADR Com 37733W105 319 8,013 SH SOLE 0 7,788 0 225 Glaxo Smithkline Spons ADR Com 37733W105 95 2,387 SH OTR 0 1,582 55 750 Goldman Sachs Group Inc Com 38141G104 1,479 3,896 SH SOLE 0 3,876 20 0 Goldman Sachs Group Inc Com 38141G104 1,492 3,930 SH OTR 0 3,930 0 0 Grainger W W Inc Com 384802104 1,505 3,435 SH SOLE 0 3,435 0 0 Grainger W W Inc Com 384802104 878 2,005 SH OTR 0 1,125 100 780 Home Depot Inc Com 437076102 1,308 4,102 SH SOLE 0 3,684 0 418 Home Depot Inc Com 437076102 1,650 5,173 SH OTR 0 4,073 150 950 Honeywell International Inc Com 438516106 3,937 17,947 SH SOLE 0 17,032 0 915 Honeywell International Inc Com 438516106 1,713 7,809 SH OTR 0 5,685 300 1,824 Illinois Tool Wks Inc Com 452308109 388 1,735 SH SOLE 0 1,735 0 0 Illinois Tool Wks Inc Com 452308109 101 450 SH OTR 0 450 0 0 Intel Corp Com 458140100 5,496 97,902 SH SOLE 0 95,377 1,025 1,500 Intel Corp Com 458140100 1,874 33,376 SH OTR 0 29,701 1,425 2,250 Intercontinental Exchange Inc Com 45866F104 808 6,805 SH SOLE 0 6,805 0 0 Intercontinental Exchange Inc Com 45866F104 144 1,215 SH OTR 0 1,015 0 200 Intl. Business Machines Corp Com 459200101 2,731 18,629 SH SOLE 0 16,096 425 2,108 Intl. Business Machines Corp Com 459200101 2,434 16,601 SH OTR 0 15,018 0 1,583 Invesco SP 500 Low Volatility Com 46138E354 213 3,493 SH SOLE 0 3,493 0 0 Invesco Tr II Senior Loan ETF Com 46138G508 96 4,350 SH SOLE 0 4,350 0 0 Invesco Tr II Senior Loan ETF Com 46138G508 252 11,375 SH OTR 0 11,375 0 0 Ishares DJ Select Dividend ETF Com 464287168 210 1,800 SH SOLE 0 1,800 0 0 Ishares Barclays TIPS Bond ETF Com 464287176 376 2,936 SH SOLE 0 2,936 0 0 Ishares Core S&P 500 ETF Com 464287200 242 562 SH SOLE 0 562 0 0 Ishares Core Total U.S. Aggreg Com 464287226 347 3,005 SH SOLE 0 3,005 0 0 Ishares Msci Emerging Mkt ETF Com 464287234 4,569 82,846 SH SOLE 0 80,515 525 1,806 Ishares Msci Emerging Mkt ETF Com 464287234 1,213 21,999 SH OTR 0 20,949 200 850 Ishares Msci Eafe ETF Com 464287465 4,047 51,310 SH SOLE 0 47,876 0 3,434 Ishares Msci Eafe ETF Com 464287465 1,185 15,029 SH OTR 0 14,414 200 415 Ishares Core S&P Mid-Cap ETF Com 464287507 1,913 7,120 SH SOLE 0 7,120 0 0 Ishares Core S&P Mid-Cap ETF Com 464287507 528 1,966 SH OTR 0 1,766 0 200 Ishares Nasdaq Biotech ETF Com 464287556 3,821 23,350 SH SOLE 0 22,458 96 796 Ishares Nasdaq Biotech ETF Com 464287556 2,360 14,420 SH OTR 0 12,265 540 1,615 Ishares Tr Rus 1000 Val ETF Com 464287598 218 1,375 SH SOLE 0 1,375 0 0 Ishares S&P Midcap 400/Grwth E Com 464287606 297 3,668 SH SOLE 0 3,668 0 0 Ishares S&P Midcap 400/Grwth E Com 464287606 176 2,180 SH OTR 0 2,180 0 0 Ishares Russell 1000 Growth ET Com 464287614 307 1,132 SH SOLE 0 1,132 0 0 IShares Russell 1000 ETF Com 464287622 226 935 SH SOLE 0 935 0 0 Ishares Russell 2000 Value ETF Com 464287630 324 1,952 SH SOLE 0 1,952 0 0 Ishares Russell 2000 ETF Com 464287655 6,652 29,001 SH SOLE 0 27,347 0 1,654 Ishares Russell 2000 ETF Com 464287655 842 3,673 SH OTR 0 3,538 100 35 Ishares DJ US Telcom Sector ET Com 464287713 1,005 30,252 SH SOLE 0 30,252 0 0 Ishares DJ US Telcom Sector ET Com 464287713 656 19,740 SH OTR 0 19,540 200 0 Ishares Core S&P Small-Cap ETF Com 464287804 555 4,909 SH SOLE 0 4,909 0 0 Ishares Msci Eafe Small Cap ET Com 464288273 4,522 60,970 SH SOLE 0 60,960 0 10 Ishares Msci Eafe Small Cap ET Com 464288273 451 6,085 SH OTR 0 6,085 0 0 Ishares New York Muni Bond ETF Com 464288323 992 16,967 SH SOLE 0 16,967 0 0 Ishares IBoxx High Yield Corpo Com 464288513 1,883 21,385 SH SOLE 0 21,385 0 0 Ishares IBoxx High Yield Corpo Com 464288513 4 50 SH OTR 0 50 0 0

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ISHARES TR SHORT-TERM CORP BD Com 464288646 371 6,763 SH SOLE 0 6,763 0 0 Ishares S&P Pref Stk ETF Com 464288687 2,494 63,412 SH SOLE 0 63,412 0 0 Ishares S&P Pref Stk ETF Com 464288687 446 11,329 SH OTR 0 7,349 0 3,980 Ishares MSCI EAFE Growth ETF Com 464288885 20,997 195,724 SH SOLE 0 194,021 0 1,703 Ishares MSCI EAFE Growth ETF Com 464288885 1,381 12,875 SH OTR 0 12,795 0 80 IShares Russell Top 200 Growth Com 464289438 270 1,790 SH SOLE 0 1,790 0 0 Ishares Aaa-A Rated Corp Bond Com 46429B291 264 4,636 SH SOLE 0 4,636 0 0 iShares Core High Dividend ETF Com 46429B663 716 7,416 SH SOLE 0 7,416 0 0 Ishares Core Msci Eafe ETF Com 46432F842 10,200 136,253 SH SOLE 0 136,198 0 55 Ishares Core Msci Eafe ETF Com 46432F842 847 11,320 SH OTR 0 11,320 0 0 Ishares Core Emerging Markets Com 46434G103 6,308 94,158 SH SOLE 0 94,158 0 0 Ishares Core Emerging Markets Com 46434G103 1,110 16,567 SH OTR 0 14,967 0 1,600 IShares Core Intnl Agg Bond ET Com 46435G672 340 6,175 SH SOLE 0 6,175 0 0 JP Morgan Chase & CO Com 46625H100 9,863 63,414 SH SOLE 0 61,511 112 1,791 JP Morgan Chase & CO Com 46625H100 7,159 46,025 SH OTR 0 39,086 515 6,424 JPMorgan Ultra-Short Income ET Com 46641Q837 100 1,970 SH SOLE 0 1,970 0 0 JPMorgan Ultra-Short Income ET Com 46641Q837 152 3,000 SH OTR 0 0 0 3,000 Jacobs Engineering Group Inc Com 469814107 120 898 SH SOLE 0 898 0 0 Jacobs Engineering Group Inc Com 469814107 397 2,975 SH OTR 0 1,075 0 1,900 Johnson & Johnson Com 478160104 9,985 60,612 SH SOLE 0 54,812 150 5,650 Johnson & Johnson Com 478160104 5,003 30,369 SH OTR 0 26,571 310 3,488 Kimberly Clark Corp Com 494368103 517 3,865 SH SOLE 0 3,865 0 0 Kimberly Clark Corp Com 494368103 100 750 SH OTR 0 750 0 0 Kraft Heinz CO Com 500754106 209 5,116 SH SOLE 0 5,116 0 0 Kraft Heinz CO Com 500754106 289 7,081 SH OTR 0 7,081 0 0 Lilly Eli & CO Com 532457108 419 1,825 SH SOLE 0 1,297 0 528 Lilly Eli & CO Com 532457108 1,448 6,310 SH OTR 0 5,285 0 1,025 Lockheed Martin Corp Com 539830109 3,114 8,231 SH SOLE 0 7,665 0 566 Lockheed Martin Corp Com 539830109 873 2,308 SH OTR 0 2,308 0 0 Lowes Cos Inc Com 548661107 8,492 43,779 SH SOLE 0 43,249 25 505 Lowes Cos Inc Com 548661107 4,844 24,972 SH OTR 0 23,847 325 800 Marsh & McLennan Companies Inc Com 571748102 172 1,224 SH SOLE 0 1,224 0 0 Marsh & McLennan Companies Inc Com 571748102 60 425 SH OTR 0 425 0 0 Marriott International Inc Com 571903202 279 2,047 SH SOLE 0 2,047 0 0 MasTec Inc. Com 576323109 212 2,000 SH OTR 0 0 0 2,000 Mastercard Inc Cl A Com 57636Q104 239 655 SH SOLE 0 655 0 0 Mastercard Inc Cl A Com 57636Q104 175 480 SH OTR 0 480 0 0 McDonalds Corp Com 580135101 7,162 31,004 SH SOLE 0 30,774 75 155 McDonalds Corp Com 580135101 4,174 18,072 SH OTR 0 17,229 238 605 Merck & CO Inc Com 58933Y105 3,229 41,515 SH SOLE 0 40,065 650 800 Merck & CO Inc Com 58933Y105 1,602 20,593 SH OTR 0 19,628 140 825 Metlife Inc Com 59156R108 370 6,177 SH SOLE 0 6,177 0 0 Metlife Inc Com 59156R108 98 1,637 SH OTR 0 1,226 111 300 Microsoft Corp Com 594918104 18,807 69,423 SH SOLE 0 66,120 215 3,088 Microsoft Corp Com 594918104 10,063 37,145 SH OTR 0 34,699 580 1,866 Microchip Technology Inc Com 595017104 2,623 17,520 SH SOLE 0 17,520 0 0 Microchip Technology Inc Com 595017104 814 5,433 SH OTR 0 4,508 150 775 Mondelez International Inc Com 609207105 538 8,624 SH SOLE 0 8,210 0 414 Mondelez International Inc Com 609207105 1,162 18,617 SH OTR 0 18,617 0 0 Morgan Stanley Com 617446448 285 3,103 SH SOLE 0 3,103 0 0 Morgan Stanley Com 617446448 9 100 SH OTR 0 100 0 0 NBT Bancorp Inc Com 628778102 5,779 160,669 SH SOLE 0 64,007 0 96,662

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NBT Bancorp Inc Com 628778102 689 19,167 SH OTR 0 15,901 0 3,266 Netflix Inc Com 64110L106 389 737 SH SOLE 0 737 0 0 Nextera Energy Inc Com 65339F101 2,315 31,596 SH SOLE 0 29,796 0 1,800 Nextera Energy Inc Com 65339F101 1,964 26,808 SH OTR 0 15,618 120 11,070 Nike Inc-Class B Com 654106103 3,034 19,640 SH SOLE 0 19,640 0 0 Nike Inc-Class B Com 654106103 1,051 6,800 SH OTR 0 6,800 0 0 Norfolk Southern Corp Com 655844108 1,294 4,874 SH SOLE 0 4,874 0 0 Norfolk Southern Corp Com 655844108 1,711 6,446 SH OTR 0 4,331 70 2,045 Novartis Ag Spons ADR Com 66987V109 1,265 13,864 SH SOLE 0 13,714 0 150 Novartis Ag Spons ADR Com 66987V109 827 9,063 SH OTR 0 8,963 100 0 Nucor Corp Com 670346105 1,039 10,832 SH SOLE 0 10,832 0 0 Nucor Corp Com 670346105 511 5,325 SH OTR 0 4,575 0 750 Nvidia Corp Com 67066G104 973 1,216 SH SOLE 0 1,075 0 141 Nvidia Corp Com 67066G104 88 110 SH OTR 0 110 0 0 O'Reilly Automotive Inc Com 67103H107 340 600 SH SOLE 0 600 0 0 Oracle Corporation Com 68389X105 3,055 39,245 SH SOLE 0 37,745 0 1,500 Oracle Corporation Com 68389X105 840 10,785 SH OTR 0 8,085 0 2,700 Otis Worldwide Corp Com 68902V107 982 12,014 SH SOLE 0 11,529 50 435 Otis Worldwide Corp Com 68902V107 606 7,405 SH OTR 0 6,752 553 100 Paypal Holdings Inc Com 70450Y103 477 1,637 SH SOLE 0 1,397 0 240 Paypal Holdings Inc Com 70450Y103 828 2,840 SH OTR 0 990 0 1,850 Pepsico Inc Com 713448108 6,541 44,144 SH SOLE 0 43,471 100 573 Pepsico Inc Com 713448108 2,904 19,597 SH OTR 0 18,442 345 810 Pfizer Inc Com 717081103 4,366 111,500 SH SOLE 0 106,979 0 4,521 Pfizer Inc Com 717081103 2,476 63,220 SH OTR 0 58,971 1,385 2,864 Philip Morris International Com 718172109 863 8,711 SH SOLE 0 8,036 0 675 Philip Morris International Com 718172109 2,580 26,027 SH OTR 0 26,027 0 0 T Rowe Price Group Inc Com 74144T108 4,837 24,435 SH SOLE 0 24,385 50 0 T Rowe Price Group Inc Com 74144T108 2,853 14,410 SH OTR 0 13,930 295 185 Procter & Gamble CO Com 742718109 8,590 63,660 SH SOLE 0 58,712 425 4,523 Procter & Gamble CO Com 742718109 4,757 35,256 SH OTR 0 30,861 380 4,015 Prudential Finl Inc Com 744320102 1,406 13,722 SH SOLE 0 13,672 50 0 Prudential Finl Inc Com 744320102 1,298 12,667 SH OTR 0 12,317 150 200 Public Service Enterprise Grou Com 744573106 118 1,972 SH SOLE 0 1,972 0 0 Public Service Enterprise Grou Com 744573106 152 2,550 SH OTR 0 2,550 0 0 Qualcomm Inc Com 747525103 3,570 24,978 SH SOLE 0 24,553 0 425 Qualcomm Inc Com 747525103 1,911 13,369 SH OTR 0 12,644 225 500 Quanta Services Incorporated Com 74762E102 611 6,750 SH OTR 0 2,100 0 4,650 Raytheon Technologies Corp Com 75513E101 3,370 39,507 SH SOLE 0 38,537 100 870 Raytheon Technologies Corp Com 75513E101 2,447 28,685 SH OTR 0 24,694 1,186 2,805 Rockwell Automation Inc Com 773903109 152 530 SH SOLE 0 530 0 0 Rockwell Automation Inc Com 773903109 72 250 SH OTR 0 250 0 0 Royal Dutch Shell PLC Spons AD Com 780259107 217 5,600 SH OTR 0 2,000 0 3,600 S&P Global Inc Com 78409V104 698 1,700 SH OTR 0 0 0 1,700 SPDR S&P 500 ETF Trust Com 78462F103 5,345 12,486 SH SOLE 0 11,836 0 650 SPDR S&P 500 ETF Trust Com 78462F103 785 1,835 SH OTR 0 1,475 160 200 SPDR Gold Trust Com 78463V107 345 2,083 SH SOLE 0 1,983 0 100 SPDR Gold Trust Com 78463V107 8 50 SH OTR 0 50 0 0 SPDR Portfolio Emerging Market Com 78463X509 373 8,204 SH SOLE 0 8,204 0 0 SPDR Portfolio Developed Wld e Com 78463X889 3,838 104,313 SH SOLE 0 104,313 0 0 SPDR Portfolio Developed Wld e Com 78463X889 1,098 29,852 SH OTR 0 29,852 0 0 SPDR Preferred Stock ETF Com 78464A292 279 6,310 SH SOLE 0 6,310 0 0

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SPDR Portfolio Intermediate Te Com 78464A375 720 19,609 SH SOLE 0 19,609 0 0 SPDR S&P Regional Banking ETF Com 78464A698 2,178 33,243 SH SOLE 0 32,743 0 500 SPDR S&P Regional Banking ETF Com 78464A698 1,413 21,562 SH OTR 0 21,362 100 100 SPDR S&P Dividend ETF Com 78464A763 10,344 84,589 SH SOLE 0 84,589 0 0 SPDR S&P Dividend ETF Com 78464A763 960 7,850 SH OTR 0 7,450 0 400 SPDR S&P Bank ETF Com 78464A797 158 3,077 SH SOLE 0 3,077 0 0 SPDR S&P Bank ETF Com 78464A797 43 830 SH OTR 0 730 0 100 SPDR Dow Jones Industrial Aver Com 78467X109 1,291 3,744 SH SOLE 0 3,744 0 0 SPDR Dow Jones Industrial Aver Com 78467X109 241 700 SH OTR 0 600 0 100 Midcap SPDR Trust Series 1 Com 78467Y107 8,322 16,949 SH SOLE 0 15,823 0 1,126 Midcap SPDR Trust Series 1 Com 78467Y107 934 1,903 SH OTR 0 1,801 50 52 Salesforce.Com Com 79466L302 2,219 9,083 SH SOLE 0 8,923 20 140 Salesforce.Com Com 79466L302 1,478 6,050 SH OTR 0 6,050 0 0 Schlumberger Ltd Com 806857108 827 25,841 SH SOLE 0 25,026 0 815 Schlumberger Ltd Com 806857108 459 14,326 SH OTR 0 14,166 160 0 Charles Schwab Corp Com 808513105 207 2,847 SH SOLE 0 2,847 0 0 Charles Schwab Corp Com 808513105 260 3,575 SH OTR 0 3,575 0 0 Schwab US Small Cap ETF Com 808524607 1,617 15,525 SH SOLE 0 15,525 0 0 Schwab US Small Cap ETF Com 808524607 102 975 SH OTR 0 975 0 0 Schwab Fundamental Intl Lg Co Com 808524755 267 8,015 SH SOLE 0 8,015 0 0 Schwab US Dividend Equity ETF Com 808524797 7,027 92,926 SH SOLE 0 91,027 0 1,899 Schwab US Dividend Equity ETF Com 808524797 1,194 15,790 SH OTR 0 15,790 0 0 Schwab International Equity ET Com 808524805 3,039 77,040 SH SOLE 0 77,040 0 0 Schwab International Equity ET Com 808524805 515 13,044 SH OTR 0 12,379 0 665 Schwab US Aggregate Bd ETF Com 808524839 1,073 19,651 SH SOLE 0 19,651 0 0 Schwab US Aggregate Bd ETF Com 808524839 1,558 28,539 SH OTR 0 28,074 0 465 Materials Select SPDR Fund Com 81369Y100 1,673 20,322 SH SOLE 0 18,276 0 2,046 Materials Select SPDR Fund Com 81369Y100 793 9,636 SH OTR 0 8,816 375 445 Health Care Select Sector SPDR Com 81369Y209 1,228 9,752 SH SOLE 0 8,993 0 759 Health Care Select Sector SPDR Com 81369Y209 19 150 SH OTR 0 150 0 0 Consumer Staples Select Sector Com 81369Y308 722 10,314 SH SOLE 0 8,579 0 1,735 Consumer Staples Select Sector Com 81369Y308 29 410 SH OTR 0 130 100 180 Consumer Discretionary Selt Com 81369Y407 1,735 9,719 SH SOLE 0 7,889 0 1,830 Consumer Discretionary Selt Com 81369Y407 204 1,145 SH OTR 0 770 250 125 Energy Select Sector SPDR Com 81369Y506 474 8,807 SH SOLE 0 8,232 0 575 Energy Select Sector SPDR Com 81369Y506 97 1,794 SH OTR 0 1,574 80 140 Financial Select Sector SPDR Com 81369Y605 1,097 29,886 SH SOLE 0 27,197 0 2,689 Financial Select Sector SPDR Com 81369Y605 88 2,410 SH OTR 0 2,210 200 0 Industrial Select Sector SPDR Com 81369Y704 1,272 12,422 SH SOLE 0 12,049 0 373 Industrial Select Sector SPDR Com 81369Y704 69 670 SH OTR 0 580 0 90 Technology Select Sect SPDR Com 81369Y803 2,723 18,443 SH SOLE 0 18,182 162 99 Technology Select Sect SPDR Com 81369Y803 238 1,615 SH OTR 0 1,465 150 0 Real Estate Select Sect SPDR Com 81369Y860 1,011 22,806 SH SOLE 0 20,688 105 2,013 Real Estate Select Sect SPDR Com 81369Y860 1,555 35,083 SH OTR 0 34,912 46 125 Utilities Select Sector SPDR Com 81369Y886 2,022 31,980 SH SOLE 0 27,277 0 4,703 Utilities Select Sector SPDR Com 81369Y886 994 15,726 SH OTR 0 14,749 475 502 Simon Ppty Group Inc Com 828806109 13 100 SH SOLE 0 100 0 0 Simon Ppty Group Inc Com 828806109 235 1,800 SH OTR 0 1,800 0 0 Skyworks Solutions Inc Com 83088M102 345 1,800 SH OTR 0 0 0 1,800 Southern Company Com 842587107 1,071 17,698 SH SOLE 0 17,698 0 0 Southern Company Com 842587107 658 10,875 SH OTR 0 10,750 0 125 Starbucks Corp Com 855244109 158 1,416 SH SOLE 0 1,416 0 0

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Starbucks Corp Com 855244109 555 4,960 SH OTR 0 4,960 0 0 State Street Corp Com 857477103 231 2,812 SH SOLE 0 2,812 0 0 State Street Corp Com 857477103 47 575 SH OTR 0 575 0 0 Stericycle Inc Com 858912108 217 3,030 SH SOLE 0 3,030 0 0 Stericycle Inc Com 858912108 118 1,650 SH OTR 0 800 0 850 Stryker Corporation Com 863667101 269 1,037 SH SOLE 0 1,037 0 0 Sysco Corp Com 871829107 412 5,297 SH SOLE 0 5,297 0 0 Sysco Corp Com 871829107 498 6,399 SH OTR 0 5,974 0 425 TJX Cos Inc Com 872540109 2,491 36,949 SH SOLE 0 35,349 300 1,300 TJX Cos Inc Com 872540109 2,504 37,145 SH OTR 0 32,601 340 4,204 Target Corp Com 87612E106 4,325 17,890 SH SOLE 0 17,615 0 275 Target Corp Com 87612E106 3,315 13,712 SH OTR 0 11,022 125 2,565 Texas Instruments Inc Com 882508104 157 817 SH SOLE 0 817 0 0 Texas Instruments Inc Com 882508104 56 292 SH OTR 0 160 0 132 Thermo Fisher Scientific Inc Com 883556102 8 16 SH SOLE 0 16 0 0 Thermo Fisher Scientific Inc Com 883556102 580 1,150 SH OTR 0 0 0 1,150 3m CO Com 88579Y101 2,261 11,385 SH SOLE 0 10,308 330 747 3m CO Com 88579Y101 507 2,555 SH OTR 0 1,950 235 370 Truist Financial Corporation Com 89832Q109 383 6,901 SH SOLE 0 6,495 0 406 Truist Financial Corporation Com 89832Q109 154 2,775 SH OTR 0 2,775 0 0 US Bancorp New Com 902973304 1,007 17,671 SH SOLE 0 17,671 0 0 US Bancorp New Com 902973304 462 8,115 SH OTR 0 4,929 470 2,716 Union Pac Corp Com 907818108 4,348 19,771 SH SOLE 0 18,863 0 908 Union Pac Corp Com 907818108 3,745 17,028 SH OTR 0 15,448 0 1,580 United Parcel Service Cl B Com 911312106 829 3,986 SH SOLE 0 3,986 0 0 United Parcel Service Cl B Com 911312106 408 1,964 SH OTR 0 1,964 0 0 Unitedhealth Group Inc Com 91324P102 3,181 7,945 SH SOLE 0 7,745 0 200 Unitedhealth Group Inc Com 91324P102 2,053 5,127 SH OTR 0 4,142 90 895 Univest Corp of Pennsylvania Com 915271100 311 11,812 SH OTR 0 11,812 0 0 V.F. Corp Com 918204108 159 1,941 SH SOLE 0 1,941 0 0 V.F. Corp Com 918204108 42 513 SH OTR 0 513 0 0 Vaneck Vectors Agribusiness ET Com 92189F700 1,155 12,678 SH SOLE 0 11,833 50 795 Vaneck Vectors Agribusiness ET Com 92189F700 1,027 11,273 SH OTR 0 11,048 125 100 Vanguard Dividend Appreciation Com 921908844 128 825 SH SOLE 0 825 0 0 Vanguard Dividend Appreciation Com 921908844 155 1,000 SH OTR 0 1,000 0 0 Vanguard Bd Index Long Term Bo Com 921937793 288 2,800 SH OTR 0 2,800 0 0 Vanguard Intermediate-Term Bon Com 921937819 497 5,520 SH SOLE 0 5,520 0 0 Vanguard Intermediate-Term Bon Com 921937819 34 375 SH OTR 0 375 0 0 Vanguard Total Bond Market ETF Com 921937835 496 5,771 SH SOLE 0 5,771 0 0 Vanguard FTSE Developed Market Com 921943858 142 2,750 SH SOLE 0 2,750 0 0 Vanguard FTSE Developed Market Com 921943858 179 3,475 SH OTR 0 3,475 0 0 Vanguard High Dividend Yield E Com 921946406 130 1,240 SH SOLE 0 1,240 0 0 Vanguard High Dividend Yield E Com 921946406 80 760 SH OTR 0 760 0 0 Vanguard Ftse Emerging Markets Com 922042858 1,790 32,951 SH SOLE 0 32,951 0 0 Vanguard Ftse Emerging Markets Com 922042858 539 9,923 SH OTR 0 9,423 0 500 Vanguard Inter Term Corp Bond Com 92206C870 1,104 11,611 SH SOLE 0 11,611 0 0 Vanguard Inter Term Corp Bond Com 92206C870 1,571 16,523 SH OTR 0 16,523 0 0 Vanguard S&P 500 ETF Com 922908363 10,058 25,560 SH SOLE 0 25,373 0 187 Vanguard Mid-Cap Value Index F Com 922908512 433 3,079 SH SOLE 0 3,079 0 0 Vanguard Real Estate ETF Com 922908553 1,179 11,583 SH SOLE 0 11,583 0 0 Vanguard Real Estate ETF Com 922908553 542 5,329 SH OTR 0 4,990 239 100 Vanguard Index Fund Mid-Cap Com 922908629 150 634 SH SOLE 0 634 0 0

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Vanguard Index Fund Mid-Cap Com 922908629 97 410 SH OTR 0 410 0 0 Vanguard Large-Cap ETF Com 922908637 202 1,005 SH OTR 0 1,005 0 0 Vanguard Small-Cap ETF Com 922908751 105 468 SH SOLE 0 468 0 0 Vanguard Small-Cap ETF Com 922908751 96 425 SH OTR 0 425 0 0 Veoneer Incorporated Com Com 92336X109 219 9,521 SH SOLE 0 9,521 0 0 Veoneer Incorporated Com Com 92336X109 286 12,394 SH OTR 0 12,394 0 0 Verizon Communications Com 92343V104 3,345 59,701 SH SOLE 0 55,466 830 3,405 Verizon Communications Com 92343V104 2,165 38,638 SH OTR 0 32,767 225 5,646 Visa Inc Cl A Com 92826C839 2,036 8,706 SH SOLE 0 8,706 0 0 Visa Inc Cl A Com 92826C839 1,910 8,170 SH OTR 0 6,970 100 1,100 Wal Mart Inc Com 931142103 2,081 14,760 SH SOLE 0 14,360 0 400 Wal Mart Inc Com 931142103 1,756 12,449 SH OTR 0 10,833 350 1,266 Walgreens Boots Alliance Inc Com 931427108 296 5,628 SH SOLE 0 5,628 0 0 Walgreens Boots Alliance Inc Com 931427108 75 1,420 SH OTR 0 820 0 600 Waste Management Inc Com 94106L109 81 575 SH SOLE 0 575 0 0 Waste Management Inc Com 94106L109 207 1,480 SH OTR 0 1,250 0 230 Wells Fargo & CO Com 949746101 1,406 31,042 SH SOLE 0 30,095 0 947 Wells Fargo & CO Com 949746101 611 13,500 SH OTR 0 10,560 755 2,185 WisdomTree MidCap Dividend ETF Com 97717W505 1,977 47,118 SH SOLE 0 46,355 0 763 WisdomTree MidCap Dividend ETF Com 97717W505 236 5,633 SH OTR 0 2,623 0 3,010 WisdomTree SmallCap Dividend E Com 97717W604 566 17,735 SH SOLE 0 17,607 0 128 WisdomTree SmallCap Dividend E Com 97717W604 15 482 SH OTR 0 482 0 0 Xylem Inc Com 98419M100 441 3,679 SH SOLE 0 3,679 0 0 Xylem Inc Com 98419M100 246 2,050 SH OTR 0 2,050 0 0 Yum! Brands Inc Com 988498101 409 3,559 SH SOLE 0 3,559 0 0 Yum! Brands Inc Com 988498101 94 814 SH OTR 0 814 0 0 Zimmer Biomet Holdings Inc Com 98956P102 494 3,072 SH SOLE 0 2,742 60 270 Zimmer Biomet Holdings Inc Com 98956P102 365 2,272 SH OTR 0 2,192 0 80 Deutsche Bank Ag ADR Com D18190898 131 10,000 SH SOLE 0 10,000 0 0 Accenture PLC Cl A Com G1151C101 78 263 SH SOLE 0 263 0 0 Accenture PLC Cl A Com G1151C101 383 1,300 SH OTR 0 0 0 1,300 Eaton Corp PLC Com G29183103 596 4,021 SH SOLE 0 4,021 0 0 Eaton Corp PLC Com G29183103 769 5,189 SH OTR 0 4,114 0 1,075 Linde PLC Com G5494J103 1,841 6,368 SH SOLE 0 6,368 0 0 Linde PLC Com G5494J103 997 3,449 SH OTR 0 2,524 0 925 Medtronic PLC Com G5960L103 1,236 9,958 SH SOLE 0 9,958 0 0 Medtronic PLC Com G5960L103 1,050 8,462 SH OTR 0 8,391 71 0