High Processing INTRODUCTION 1

2 3 High pressure processing (HPP)

• HPP is a novel method for non thermal processing of • A relatively new concept compared to conventional thermal processing, is receiving wide attention. • HPP is also termed as Hyperbaric pressure Ultra high pressure High hydrostatic pressure Pascalization • In HPP, the food is subjected to elevated pressure (up to 900 MPa or 9000 atm) with or without the addition of heat to achieve microbial inactivation, enzymatic inactivation or to alter the food attributes in order to achieve desired qualities.

4 Process Principles

There are basically three principles involved in high pressure processing – (i) Iso-static principle It states that application of pressure is instantaneous and uniform throughout the sample

(ii) Le Chatelier’s principles It states that the reaction volume change is influenced by high pressure applications during high pressure processing and this change result into the volume decrease which is accelerated with the application of high pressure and vice versa.

(iii) Principle of microscopic reordering It states that at a constant temperature, increase in pressure increases the degree of ordering of molecules. Therefore, pressure and temperature exert antagonistic forces and molecular structure and chemical reactions.

5 HPP Technology Load packed food a in pressure Fill Fill the pressure chamber with Packaged Packaged food sterilized a in De Remove processedfood Pressurize the chamber - Hold under pressure pressurize the chamber container chamber water 6 Pressure generation system

7 Components of HPP system

• Pressure vessel • Closure(s) for sealing the vessel. • Yoke – a device for holding the closure(s) in place while the vessel is under pressure. • High pressure intensifier pumps to generate the high pressure • Pressure and temperature controlling and monitoring system • Product and material handling system.

8 Packaging requirements for HPP

• In the high pressure processing, the food product is generally treated in its final primary package form resulting a secure unit’ until the consumer opens it for the consumption. • decrease in volume as a function of pressure during compression and almost an equal expansion occurs upon decompression. • Airtight flexible packages that can withstand a change in the volume corresponding to the compressibility of the product are needed in HPP system. • The packaging material must be able to accommodate up to 15% reduction in volume and return to it is original volume without the loss of barrier properties after decompression. • The packaging material those are impermeable to oxygen and opaque to light should be used to retain the fresh colour and flavour of the high pressure treated foods. • Plastic films - ethylene vinyl alcohol (EVOH) or polyvinyl alcohol (PVOH) copolymer films are generally used. • The semi-rigid containers can also be used • Vacuum packaged products are ideally suited for high pressure treatment. • Metal cans and glass containers are generally not suitable for HPP. HPP products and process parameters

11 Pressure-temperature effects

 The temperature increase of food materials under pressure is dependent on factors such as, 1. Final pressure, 2. product composition 3. initial temperature  The temperature of water increases about 3°C for every 100 MPa increase in the pressure at room temperature  Both pure water and most of moist foods subjected to a 600 MPa treatment at ambient temperature will experience about 15 % reduction in volume.

12 (i) Compression phase (T1-T2): During this phase, the increase in pressure (P1-P2) increases the temperature of material (T1-T2) and decreases the volume. The compression rate and the compression time affect the change in the temperature and volume.

(ii) Holding phase (T2-T3) The time during holding phase (T2 - T3) is called as hold time or commonly known as dwell time. During this phase, the product is held at constant pressure and temperature. However, there is slight decrease in temperature depending upon the system and product constituents. Product temperature (T2-T3) at process pressure (P2-P3) is independent of compression rate. (iii) Decompression phase (T3-T4) The phase between T3 to T4 is called as decompression phase, where the pressure is released to its original value of P4. Simultaneously, the temperature also drops from T3 to T4, slightly lower than its initial temperature T1, because of the heat loss during the compression period. 13 Mechanism of microbial inactivation during HPP

Mechanism 1. Involve shear force generated membrane disruption 2. Interruption of cellular function 3. Localized thermal damage 4. deformation

Resistance Spores > Gram +ive > Gram –ive pH and water activity of food affect the lethal effect of pressure.

14 Effect of HPP on • The high pressure destroys both the pathogenic and spoilage . • large variation in the pressure resistance of the different bacterial strains. • Nature of the medium in which the pressure is applied also affects the response of microorganisms to . • The cell wall of Gram negative bacteria are significantly weaker than that of the Gram positive bacteria and therefore, Gram negative bacteria are more pressure sensitive than Gram positive bacteria. 15 Effect of HPP on bacterial spores

• Bacterial spores are more resistant to high pressure. • Very high pressure (may be more than 800 MPa) are needed to kill bacterial spores at ambient temperature. • Spores of certain bacterial species might need as high as 1400 or 1500 MPa for killing or inactivation particularly in low acid food at ambient temperature. • Pressure induced inactivation of bacterial spores is significantly enhanced at temperature of 50– 70°C and perhaps also at/ below 0 °C. • Bacterial spores can be stimulated to germinate by treatment at relatively lower pressure, e.g. 50-300 MPa. • The germinated spores can be inactivated by relatively mild heat treatments or even higher pressure treatments.

16 Effect of HPP on fungi

• Treatment at pressure less than 400 MPa for a few minute is sufficient to inactivate most of the . • At about 100 MPa, the nuclear membrane of is affected. • at more than 400- 600 MPa, alterations in the mitochondria and cytoplasm. • Pressures between 300 and 600 MPa can inactivate most .

17 Factors affecting sensitivity of microorganisms in HPP

• Various factors influence the response of including pathogens to high pressure treatments and obviously, these factors must be considered while optimizing high pressure process parameters or the microbiological safety. • major factors affecting the sensitivity of microorganisms to HP are, 1. pH 2. Water activity 3. Temperature 4. Pressure 5. Holding or Dwell time

18 19 inactivation during HPP

• Covalent bonds (Primary structure) are generally not affected. • Tertiary structure are modified followed by a large hydration change. • Disruption of hydrophobic and electrostatic interactions leads to changes in quaternary structure. • Dense hydrophobic hydration layer is formed leading to volume changes.

20 21 Effect of HPP on and constituents

HPP can cause Microbe • Inactivation of parasites, plant Functional Enzyme cells, vegetative microorganisms, ity some bacterial/fungal spores. HPP • are selectively

inactivated. Sensory Color • Conformation of macromolecules

may changes. Texture • Small molecules(e.g. color, flavors) are generally not affected.

22 Effects on Pigments and Color

23 24 Effect on texture

• The physical structure of most high-moisture products remains almost unchanged, as very nil or no shear forces are generated by pressure in such foods. • Texture of gas containing products may be changed during high- pressure processing mainly because of the gas displacement as well as liquid infiltration. • Physical shrinkage can occur due to mechanical collapse of air pockets; shape distortion may be related to the anisotropic behavior. • There are however minimal or no permanent change in textural characteristics in food not containing air-voids.

25 Effect on sensory attributes

• The high pressure treated sausages were considered more cohesive and less firm than heat-treated sausages. • High pressure treatment could preserve delicate sensory attributes of avocado, and assure a reasonable safe and stable shelf-life. • High pressure treatment of meat, fish, however resulted in the increased oxidation probably due to the release of the metal ion from the myoglobin. • The oxidation if not controlled, can negatively affect the colour and flavour of the products. 26 Effect on protein

Pressure denaturation of is a complex phenomenon, Depending on: 1. Protein structure 2. Pressure range 3. Temperature 4. pH • Oligomeric proteins are dissociated by relatively low pressure (200 MPa), whereas single-chain protein denaturation occurs at pressure greater than 300 MPa. • Pressure-induced denaturation is sometimes reversible, but renaturation after pressure release may take a long time. 27 Effect on protein functionality

28 Effect on gelation

• The process of gel formation is the macroscopic consequence of protein denaturation on a molecular level of proteins and other bio-macromolecules such as polysaccharides • Gelation by high-pressure treatment is attributed to the decrease in the volume of protein solution. Egg yolk subjected to a pressure of around 400 MPa for 30 min at 25 °C forms a gel. 500 Mpa renders egg white partially coagulated and opaque, 600 Mpa cause complete gelation. • pressure-induced gels of egg white possess a natural flavor, displaying no destruction of amino acids, and are more easily digested when compared with heat-induced gels. • The hardest gel formed by high pressure (500 MPa) treatment exhibits one–sixth the strength of heat-induced gels.

29 Effect on starch gelatinization

• Gelatinization is the transition of starch granules from the birefringent crystalline state to non-birefringent swollen state. • The pressure at which starch gelatinizes depends upon the source of starch. • Gelatinization may be stimulated by the increased temperatures of pressurization. • Pressures higher than 150 MPa do not further enhance the gelatinization temperature. • High pressure may also produce an upward shift in the gelatinization temperature of the starch by about 3-5 °C per 100 MPa. • Pressure treated starches keep the granular structure intact.

30 Effects on lipids

• Peroxide value of the oil in high-pressure treated cod muscle (200-600 MPa for 15 and 30 min) was increased with the increasing pressure and hold time. • The presence of fish muscle accelerates the lipid oxidation reactions after high- pressure treatment while the extracted oil was relatively stable against oxidation in pressure treatment up to 600 MPa. • Pork samples treated at 800 MPa for 20 min and stored at 50°C presented a shorter induction time for lipid oxidation and greater peroxide and TBA values than untreated pork samples. • After 4, 6, and 8 days of storage at 50°C, the lipid oxidation in terms of peroxide and TBA values of high-pressure-treated (800 MPa, 20 min) pork fat was inhibited to some extent at aw values higher or lower than 0.44.

31 Possible application areas of HPP

1. Tempering of chocolate 2. Gelatinization of starches 3. Blanching of vegetables 4. Tenderization of meats 5. Coagulation and texturization of fish and meat minces 6. Instant freezing and thawing (very rapid & without temperature gradient) 7. Increased water absorption rate and reduced cooking time for beans 8. Pre-cooked rice for microwave readiness

32 Pressure shift freezing (PSF) • The pressure shift freezing involves reducing the temperature of a food sample (cooled to around 20 °C at 200 MPa having water in liquid state), held in a high- pressure vessel which temperature is regulated at sub- zero temperature under pressure, and then depressurized to atmospheric pressure. • The sample undergoes temperature changes i.e. sudden change in the temperature of the sample to the phase change temperature (water to ) at the current pressure. • In PSF, ice formation is instantaneous and homogeneous throughout the whole volume of the product because of the high degree of super cooling reached on release of pressure. • PSF can be especially useful for freezing of foods with large dimensions in which uniform ice crystal distribution is required 33 High pressure thawing

• High pressure treatment of a frozen sample to induce thawing, the transition to the non-frozen state occurs at a high pressure and an introduction of a pressure-related latent heat seems necessary. • Thawing under high pressure preserves food quality and reduces thawing times. In pressure-assisted thawing, the phase transition (ice to water) occurs at constant pressure by increasing the temperature. In pressure-induced thawing, the phase change is initiated by a pressure change and proceeds at a constant pressure

34 High pressure non-frozen storage

• Significant energy savings can be done using storage rather than freezing under pressure and the product changes due to freezing and thawing effects can be avoided. • Raw pork can be stored under pressure avoiding drip losses occurring after thawing. • The count of most of the microorganisms in meat samples reduces by low temperature storage under pressure (200MPa, 20°C) in some cases more than by freezing.

35 Benefits of HPP

For industry

36 Issues & challenges in HPP of food

Heat transfer under HP and process inhomogeneity • The main difficulty in monitoring or modeling heat transfer in high pressure processes is the lack of data on thermo-physical properties under pressure.

Pressure non uniformity • More research is needed to evaluate pressure uniformity within pressure vessels of larger volumes. • The assumption that all foods follow the isostatic rule is also not well accepted. • The change in density at the geometric Centre of food may experience different pressure. 37 Compression heating of food materials

• All compressible substances change temperature during physical compression, and this is an unavoidable thermodynamic effect. • The temperature of pressure transmitting fluid will also change after the compression depending upon its own thermal properties and it will influence obviously the temperature of the sample. • change in the pressure transmitting fluid temperature as a result of the compression heating and subsequent heat transfer should be considered in the process modeling.

Properties of food materials under pressure

• The determination of properties of foods under high pressure is a complex task and practically no data exists in this regard. • Mathematical modeling of process uniformity

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