Considerations for Fusion Center and Emergency Operations Center Coordination

Total Page:16

File Type:pdf, Size:1020Kb

Considerations for Fusion Center and Emergency Operations Center Coordination Considerations for Fusion Center and Emergency Operations Center Coordination Comprehensive Preparedness Guide (CPG) 502 May 2010 Preface Fusion centers and emergency operations centers (EOCs) should become familiar with each others’ roles and capabilities to facilitate successful interfacing and cooperation between them. In addition, it is imperative that the two develop a solid relationship in order to effectively work together to achieve their respective objectives. The relationships forged between these two entities will allow them to have continuous, meaningful contacts, which will enhance their ability to share information and intelligence regardless of the activation status of the EOC. Mutual trust and respect must guide interagency collaboration policies and protocols, allowing for effective and consistent collaboration during the steady state or during an emergency. In addition to addressing the relationship in a concept of operations (CONOPS) and standard operating procedures (SOPs), memorandums of understanding (MOUs) should be created, reviewed and updated to define roles during both periods of activation and non-activation. SOPs and MOUs also define how information will be shared between the two entities. Comprehensive Planning Guide (CPG) 502 focuses on this critical partnership and the exchange of information between these entities. Partnerships Effective prevention, protection, response and recovery efforts depend on the ability of all levels and sectors of government, as well as the private sector, to collect, analyze, disseminate and use homeland security- and crime-related information and intelligence. In support of this, the National Strategy for Information Sharing calls for a national information sharing capability through the establishment of a national integrated network of fusion centers. To facilitate the development of a national fusion center capability, the U.S. Department of Homeland Security’s (DHS) Federal Emergency Management Agency (FEMA) National Preparedness Directorate (NPD) and the U.S. Department of Justice’s (DOJ) Bureau of Justice Assistance (BJA) have partnered to develop the Fusion Process Technical Assistance Program. This program has been developed in support of the DHS Office of Intelligence and Analysis (I&A) and in coordination with the Office of the Director of National Intelligence (ODNI); the Office of the Program Manager, Information Sharing Environment (PM-ISE); the Federal Bureau of Investigation (FBI) and experts from the State and local community, including the Global Justice Information Sharing Initiative (Global), the Criminal Intelligence Coordinating Council (CICC) and the Global Intelligence Working Group (GIWG). The Fusion Process Technical Assistance Program has also been developed to directly support the implementation of the Fusion Center Guidelines and the Baseline Capabilities for State and Major Urban Area Fusion Centers. In constructing the Fusion Center Guidelines, Global engaged diverse representation from the public and private sectors, melding emergency management and law enforcement expertise. Executive branch partners, such as the ODNI and the PM-ISE, have clarified policies and procedures that guide information sharing. The process of creating guidance for the operation of fusion centers has evolved through the development of the Baseline Capabilities for State and Major Urban Area Fusion Centers. This document identifies the baseline capabilities for fusion centers and the operational standards necessary to achieve each of the capabilities. The sustained Federal partnership with State and major urban area fusion centers is critical to the safety of the nation. The baseline capabilities recommend developing processes that govern official outreach with leaders and policymakers, the public sector, the media and citizens. These capabilities also recommend development of a plan to promote awareness of the fusion center’s purpose, mission and i Comprehensive Preparedness Guide 502 functions (which, in turn, enhances partnership with the EOC), as well as ensure a common understanding of roles and responsibilities. Acknowledgements A working group of emergency managers, law enforcement agency representatives, fusion center representatives and emergency management and intelligence researchers developed CPG 502 in conjunction with DHS/FEMA and the joint DHS/DOJ Fusion Process Technical Assistance Program. The group and subsequent review sessions included representatives from: National and Federal Entities • CPG Working Group • DHS Office of Intelligence and Analysis • DHS FEMA National Preparedness Directorate • Fusion Center Management Group • Criminal Intelligence Coordinating Council • National Fusion Center Association Industry, Research Organizations and Universities • Argonne National Laboratory: Center for Integrated Emergency Preparedness • Booz Allen Hamilton • Community Research Associates, Inc. • IEM, Inc. • Lafayette Group ii Contents INTRODUCTION AND OVERVIEW ..................................................................................................... 1 Purpose ................................................................................................................................................... 2 Applicability and Scope ......................................................................................................................... 2 Authorities .............................................................................................................................................. 2 How to Use This Guide .......................................................................................................................... 5 NIMS Compliance and Integration ........................................................................................................ 5 Recommended Training ......................................................................................................................... 6 Revision Process ..................................................................................................................................... 6 FEDERAL DEPARTMENTS INITIATIVES, ROLES AND GUIDELINES ....................................... 7 Federal Initiatives and Roles .................................................................................................................. 7 Fusion Center Management Group .................................................................................................. 7 Department of Homeland Security .................................................................................................. 7 Department of Justice, Bureau of Justice Assistance ....................................................................... 8 Global Justice Information Sharing Initiative and the Criminal Intelligence Coordinating Council ......................................................................................................................................................... 8 THE ROLE OF FUSION CENTERS ....................................................................................................... 9 The Intelligence Process ......................................................................................................................... 9 The Fusion Process: Turning Information and Intelligence into Actionable Knowledge .................... 10 Fusion Center Guidelines ..................................................................................................................... 11 Baseline Capabilities for State and Major Urban Area Fusion Centers ......................................... 11 Fusion Center Functions ....................................................................................................................... 12 THE ROLE OF THE EMERGENCY OPERATIONS CENTER ....................................................... 15 EOC Organization and Structure .......................................................................................................... 15 EOC Function ....................................................................................................................................... 16 Operational Exchange of Information .................................................................................................. 18 EOC AND FUSION CENTER COORDINATION ............................................................................... 21 Step One: Familiarization with Capabilities, Needs and Requirements ............................................... 21 Standard Policies and Procedures .................................................................................................. 22 Communication Tools .................................................................................................................... 23 Databases ....................................................................................................................................... 23 Staffing ........................................................................................................................................... 24 Training Resources ........................................................................................................................ 24 Available and Accessible Information ........................................................................................... 25 Continuity of Operations ...............................................................................................................
Recommended publications
  • National Security and Local Police
    BRENNAN CENTER FOR JUSTICE NATIONAL SECURITY AND LOCAL POLICE Michael Price Brennan Center for Justice at New York University School of Law ABOUT THE BRENNAN CENTER FOR JUSTICE The Brennan Center for Justice at NYU School of Law is a nonpartisan law and policy institute that seeks to improve our systems of democracy and justice. We work to hold our political institutions and laws accountable to the twin American ideals of democracy and equal justice for all. The Center’s work ranges from voting rights to campaign finance reform, from racial justice in criminal law to Constitutional protection in the fight against terrorism. A singular institution — part think tank, part public interest law firm, part advocacy group, part communications hub — the Brennan Center seeks meaningful, measurable change in the systems by which our nation is governed. ABOUT THE BRENNAN CENTER’S LIBERTY AND NATIONAL SECURITY PROGRAM The Brennan Center’s Liberty and National Security Program works to advance effective national security policies that respect Constitutional values and the rule of law, using innovative policy recommendations, litigation, and public advocacy. The program focuses on government transparency and accountability; domestic counterterrorism policies and their effects on privacy and First Amendment freedoms; detainee policy, including the detention, interrogation, and trial of terrorist suspects; and the need to safeguard our system of checks and balances. ABOUT THE BRENNAN CENTER’S PUBLICATIONS Red cover | Research reports offer in-depth empirical findings. Blue cover | Policy proposals offer innovative, concrete reform solutions. White cover | White papers offer a compelling analysis of a pressing legal or policy issue.
    [Show full text]
  • Information Sharing: DHS Is Assessing Fusion Center
    United States Government Accountability Office Report to Congressional Requesters November 2014 INFORMATION SHARING DHS Is Assessing Fusion Center Capabilities and Results, but Needs to More Accurately Account for Federal Funding Provided to Centers GAO-15-155 November 2014 INFORMATION SHARING DHS Is Assessing Fusion Center Capabilities and Results, but Needs to More Accurately Account for Federal Funding Provided to Centers Highlights of GAO-15-155, a report to congressional requesters Why GAO Did This Study What GAO Found Fusion centers play a key role in The Department of Homeland Security (DHS) is helping state and major urban sharing threat information among all area fusion centers assess baseline capabilities—such as the ability to receive, levels of government and the private analyze, and disseminate threat information—and address capability gaps sector. Federal agencies support these through an annual assessment process, resources it provides to centers to centers by providing personnel, mitigate gaps, and an exercise program to evaluate capabilities in practice. funding, and other assistance. GAO Results of the 2013 annual assessment show that centers achieved an average was asked to assess how federal score of about 92 out of 100, which generally indicates that centers have policies agencies are accounting for ongoing and procedures in place to implement key information sharing activities. The support provided. scores do not reflect if these activities have resulted in specific homeland security This report addresses the extent to impacts. All 10 fusion center directors GAO contacted said that the annual which (1) DHS has helped centers assessment is a useful tool to identify capabilities and monitor progress.
    [Show full text]
  • Fusion Center Privacy Policy Development
    NT O E F M JU Global Justice T S R T A I P C Information E E Sharing D Initiative United States Department of Justice DHS/DOJ Fusion Process Technical Assistance Program and Services Fusion Center Privacy Policy Development Privacy, Civil Rights, and Civil Liberties Policy Template Revised With U.S. Department of Homeland Security Grant Program Guidance Requirements April 2010 DHS/DOJ Fusion Process Technical Assistance Program and Services Fusion Center Privacy Policy Development Privacy, Civil Rights, and Civil Liberties Policy Template April 2010 To request a Word version of this template, please submit your request to [email protected]. About Global The U.S. Department of Justice’s Global Justice Information Sharing Initiative (Global) serves as a Federal Advisory Committee to the U.S. Attorney General on critical justice information sharing initiatives. Global promotes standards-based electronic information exchange to provide justice and public safety communities with timely, accurate, complete, and accessible information in a secure and trusted environment. Global is administered by the U.S. Department of Justice, Office of Justice Programs, Bureau of Justice Assistance. This project was supported by Grant No. 2008-DD-BX-K520 awarded by the Bureau of Justice Assistance, Office of Justice Programs, in collaboration with the U.S. Department of Justice’s Global Justice Information Sharing Initiative and the U.S. Department of Homeland Security. The opinions, findings, and conclusions or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the views of the U.S. Department of Justice or the U.S.
    [Show full text]
  • Comments from the Electronic Privacy Information Center
    COMMENTS OF THE ELECTRONIC PRIVACY INFORMATION CENTER to the Department of Homeland Security Data Privacy and Integrity Advisory Committee October 27, 2020 Meeting and New Tasking November 10, 2020 _____________________________________________________________________________ The Electronic Privacy Information Center (“EPIC”) submits these comments in response to the October 27, 2020 meeting of the Department of Homeland Security (“DHS”) Data Privacy and Integrity Advisory Committee (“DPIAC”).1 EPIC writes now to expand on oral comments provided at the meeting. The Chief Privacy Officer tasked the DPIAC to provide “written guidance on best practices to ensure the effective implementation of privacy requirements for information sharing across the DHS enterprise.”2 EPIC calls on the DPIAC to perform a thorough investigation of fusion centers in response to that tasking. Specifically the DPICAC should 1) create a public report detailing the use of facial recognition technology by fusion centers, including the privacy and civil liberties risks created by this usage; 2) urge DHS to ban the use of facial recognition by fusion centers; 3) review data minimization and retention requirements at fusion centers and determine whether fusion centers are complying with those requirements; and 4) consider whether DHS’s continued support of fusion 1 85 F.R. 63568, https://www.federalregister.gov/documents/2020/10/08/2020-22240/dhs-data-privacy-and- integrity-advisory-committee. 2 Agenda for Data Privacy and Integrity Advisory Meeting (Oct. 27, 2020), https://www.dhs.gov/sites/default/files/publications/dpiac_october_27_public_meeting_agenda_for_web_202 01022.pdf. centers is justified in light of the minimal amount of actionable intelligence they produce and the magnitude of privacy and civil liberties harms they create.
    [Show full text]
  • Considerations for Fusion Center and Emergency Operations Center Coordination
    Considerations for Fusion Center and Emergency Operations Center Coordination Comprehensive Preparedness Guide (CPG) 502 May 2010 Preface Fusion centers and emergency operations centers (EOCs) should become familiar with each others’ roles and capabilities to facilitate successful interfacing and cooperation between them. In addition, it is imperative that the two develop a solid relationship in order to effectively work together to achieve their respective objectives. The relationships forged between these two entities will allow them to have continuous, meaningful contacts, which will enhance their ability to share information and intelligence regardless of the activation status of the EOC. Mutual trust and respect must guide interagency collaboration policies and protocols, allowing for effective and consistent collaboration during the steady state or during an emergency. In addition to addressing the relationship in a concept of operations (CONOPS) and standard operating procedures (SOPs), memorandums of understanding (MOUs) should be created, reviewed and updated to define roles during both periods of activation and non-activation. SOPs and MOUs also define how information will be shared between the two entities. Comprehensive Planning Guide (CPG) 502 focuses on this critical partnership and the exchange of information between these entities. Partnerships Effective prevention, protection, response and recovery efforts depend on the ability of all levels and sectors of government, as well as the private sector, to collect, analyze, disseminate and use homeland security- and crime-related information and intelligence. In support of this, the National Strategy for Information Sharing calls for a national information sharing capability through the establishment of a national integrated network of fusion centers. To facilitate the development of a national fusion center capability, the U.S.
    [Show full text]
  • FUSION CENTERS PRESERVING PRIVACY and CIVIL LIBERTIES While PROTECTING AGAINST CRIME and TERRORISM
    RECOMMENDATIONS FOR FUSION CENTERS PRESERVING PRIVACY AND CIVIL LIBERTIES while PROTECTING AGAINST CRIME AND TERRORISM The CONSTITUTION PROJECT Created out of the belief that we must cast aside the labels that divide us in order to keep our democracy strong, The Constitution Project (TCP) brings together policy experts and legal practitioners from across the political spectrum to foster consensus-based solutions to the most difficult constitutional challenges of our time. TCP seeks to reform the nation’s broken criminal justice system and to strengthen the rule of law through scholarship, advocacy, policy reform and public education initiatives. Established in 1997, TCP is based in Washington, D.C. The Constitution Project 1200 18th Street, NW Suite 1000 Washington, DC 20036 Tel 202.580.6920 Fax 202.580.6929 [email protected] www.constitutionproject.org For reprint permission please contact The Constitution Project. Copyright © 2012 by The Constitution Project. All rights reserved. No part may be reproduced, stored in a retrieval system, or transmitted, in any form, or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior permission of the copyright holders. TABLE OF CONTENTS Preface............................................................................................................................................1 Endorsers of The Constitution Project’s Fusion Centers Report ..............................................2 I. Introduction ..............................................................................................................................4
    [Show full text]
  • Fusion Center Guidelines Report
    A companion CD has been developed in conjunction with Fusion Center the Fusion Center Guidelines report. This CD contains Guidelines sample policies, checklists, resource documents, and links Developing and Sharing to Web sites that are referenced throughout the report. For copies Information and Intelligence of the resource CD, contact DOJ’s in a New Era Global at (850) 385-0600. Guidelines for Establishing and The fusion center resources are also available at DOJ’s Global Web Operating Fusion Centers at the site, www.it.ojp.gov/fusioncenter, Local, State, and Federal Levels DHS’s Web site, and the Homeland Security Information Network (HSIN). Law Enforcement Intelligence, Public Safety, and the Private Sector For more information about the Fusion Center Guidelines, contact DOJ’s Global at (850) 385-0600. For more information about DOJ’s initiatives, go to www.it.ojp.gov. Issued August 2006 United States Department of Justice Fusion Center Guidelines Developing and Sharing Information and Intelligence in a New Era Guidelines for Establishing and Operating Fusion Centers at the Local, State, and Federal Levels Law Enforcement Intelligence, Public Safety, and the Private Sector Fusion Center Guidelines—Developing and Sharing Information in a New Era This document was prepared under the leadership, guidance, and funding of the Bureau of Justice Assistance (BJA), Office of Justice Programs, U.S. Department of Justice, in collaboration with the U.S. Department of Justice’s Global Justice Information Sharing Initiative and the U.S. Department of Homeland Security. The opinions, findings, and conclusions or recommendations expressed in this document are those of the authors and do not necessarily represent the official position or policies of the U.S.
    [Show full text]
  • Berkeley City Council Ad-Hoc Subcommittee on NCRIC and Urban Shield
    Berkeley City Council Ad-Hoc Subcommittee on NCRIC and Urban Shield Thursday, December 14, 2017 1:00pm – 2:30pm BPD Multi-Purpose Room Committee Members Mayor: Jesse Arreguin District 2: Cheryl Davila District 4: Kate Harrison District 6: Susan Wengraf AGENDA 1. Call to Order 2. Approval of Minutes (Attachment A) 3. Review Feedback from Community (Attachment B) 4. Attending Urban Shield on September 8-9, 2017 a. Berkeley Fire Department b. Berkeley Police Department 5. Next Steps Attachments: A: Updated Ad-Hoc Subcommittee Minutes from September 22, 2017 B: Community Feedback from Tracey Rosenberg on Scope and Work to Date of Ad-Hoc Committee 2180 Milvia Street, Berkeley, CA 94704 ● Tel: (510) 981-7100 ● Fax: (510) 981-7199 ● TDD: (510) 981-6903 E-Mail: [email protected] ● Web: www.cityofberkeley.info/mayor Attachment A Office of the Mayor Jesse Arreguín, Mayor M E M O R A N D U M Date: 12/8/2017 To: Mayor Jesse Arreguín, Brandi Campbell From: Kevin Klyman/Tano Trachtenberg Regarding: Updated Draft Minutes from September 22nd Urban Shield Ad-Hoc Subcommittee Meeting Overview These minutes are a condensed summary including all relevant questions, answers and discussions. The meeting is broken down into the experiences of councilmembers and staff that observed Urban Shield 2017, and potential next steps that the subcommittee outlined. Urban Shield 2017 Discussion Councilmember Harrison said that her office’s main focus was on the vendor expo, where the companies providing technologies for scenarios sell their equipment. She expressed concern that a “politicized group”—the Oath Keepers—were in the Sheriff’s tent.
    [Show full text]
  • Fusion Center Privacy, Civil Rights, and Civil Liberties Policy Development Template, Version
    To request a Word version of this template, please submit your request to [email protected]. About Global The U.S. Department of Justice’s Global Justice Information Sharing Initiative (Global) serves as a Federal Advisory Committee to the U.S. Attorney General on critical justice information sharing initiatives. Global promotes standards-based electronic information exchange to provide justice and public safety communities with timely, accurate, complete, and accessible information in a secure and trusted environment. Global is administered by the U.S. Department of Justice, Office of Justice Programs, Bureau of Justice Assistance. This project was supported by Grant Number 2014-DB-BX-K004 awarded by the Bureau of Justice Assistance, in collaboration with the U.S. Department of Homeland Security. The Bureau of Justice Assistance is a component of the U.S. Department of Justice’s Office of Justice Programs, which also includes the Bureau of Justice Statistics, the National Institute of Justice, the Office of Juvenile Justice and Delinquency Prevention, the Office for Victims of Crime, and the Office of Sex Offender Sentencing, Monitoring, Apprehending, Registering, and Tracking (SMART). Points of view or opinions in this document are those of the author and do not necessarily represent the official position or policies of the U.S. Department of Justice or the U.S. Department of Homeland Security. Fusion Center Privacy, Civil Rights, and Civil Liberties Policy Development, Version 3.0 Table of Contents I. Introduction ............................................................................................................................................. 1 A. What Is a Privacy, Civil Rights, and Civil Liberties (P/CRCL) Policy? ............................................. 1 B. Benefits of a P/CRCL Policy ...........................................................................................................
    [Show full text]
  • An Examination of the Effectiveness of State and Local Fusion Centers Toward Federal Counterterrorism Efforts
    P a g e | 1 An Examination of the Effectiveness of State and Local Fusion Centers Toward Federal Counterterrorism Efforts Tricia Devine INSS Capstone Intelligence and National Security Studies University of Texas at El Paso December 8, 2014 State and Local Fusion Ce n t e r s ABSTRACT After the terrorist attacks on the United States in 2001, Congress deemed the sharing of intelligence information between tribal, local, state and federal authorities to be a vital aspect of the intelligence community. In the post 9/11 atmosphere, the legislative branch authorized the Department of Homeland Security to lead this initiative and determine the proper progression of the program. Since 2003, the program created or expanded over 70 state and local fusion centers nationwide to strengthen the United States' intelligence capabilities and federal counterterrorism efforts. The importance and effectiveness of information sharing regarding fusion centers has come under fire in recent years from scholars and government officials due to monumental spending and perceived lack of productivity. Opponents feel the massive allocation of federal funds from the Department of Homeland Security to fusion centers is not warranted due to the small number of terror related analytic products generated by the centers. The effectiveness of the facilities is in question by notable scholars and government officials. However, state and local fusion centers have played momentous roles in the cessation of terrorist plots at the national level in several notable examples. These foiled plans terminated by the Intelligence Community saved countless American lives and avoided significant physical damages and costs. Further, the absence of a large scale attack on U.S.
    [Show full text]
  • Critical Infrastructure Threat Information Sharing Framework a Reference Guide for the Critical Infrastructure Community
    Critical Infrastructure Threat Information Sharing Framework A Reference Guide for the Critical Infrastructure Community October 2016 CRITICAL INFRASTRUCTURE THREAT INFORMATION SHARING FRAMEWORK Page intentionally left blank. CRITICAL INFRASTRUCTURE THREAT INFORMATION SHARING FRAMEWORK Contents Quick Reference Guide for Critical Infrastructure Owners and Operators, .................................. iii Report Threats and Incidents ...................................................................................................... iii Report Suspicious Activity ...................................................................................................... iii Report Suspected or Known Cyber Incidents .......................................................................... iv Report Physical Infrastructure Incidents .................................................................................. iv Become a Partner in the “If You See Something, Say Something™” Campaign ................... iv Receive Threat Information Relevant to Your Sector ................................................................ iv Access Threat Prevention and Protection Related Training and Exercises .............................. v Executive Summary ........................................................................................................................ 1 1 Introduction ............................................................................................................................... 3 1.1 Background ........................................................................................................................
    [Show full text]
  • Texas Domestic Terrorism Threat Assessment
    UNCLASSIFIED Texas Domestic Terrorism Threat Assessment January 2020 Texas Department of Public Safety UNCLASSIFIED UNCLASSIFIED Texas Domestic Terrorism Threat Assessment A State Intelligence Estimate Produced by the: Texas Fusion Center Intelligence & Counterterrorism Division Texas Department of Public Safety In collaboration with federal, state, and local law enforcement and criminal justice agencies January 2020 This report is the UNCLASSIFIED version of an original report containing Law Enforcement Sensitive information. All information and citations from the original report that are confidential by law or excepted from public disclosure requirements have been redacted from this unclassified version. In some cases, the original Law Enforcement Sensitive citations have been replaced with citations to public sources that serve as alternative references. UNCLASSIFIED 1 UNCLASSIFIED THIS PAGE INTENTIONALLY LEFT BLANK 2 UNCLASSIFIED UNCLASSIFIED (U) Executive Summary (U) The key analytic judgments of this assessment include: (U) Domestic terrorism poses a persistent and varied threat to the State of Texas. There are three overall types of domestic terrorism: racially motivated, anti-government, and single issue. Each type contains further subsets, creating a fair amount of variance within this threat. Texas has previous or current activity associated with each of these types of domestic terrorism. This includes the recent loss of 22 lives when a suspected domestic terrorist opened fire in an El Paso, Texas Walmart. (U) Based on the prevalence of recently conducted attacks nationwide, White Racially Motivated (WRM) is currently the most violently active domestic terrorism type. Since 2018, WRM actors were responsible for at least three major attacks in the United States (including one in Texas), and several thwarted incidents.
    [Show full text]