In the Supreme Court of the United States
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No. 17-312 In the Supreme Court of the United States UNITED STATES OF AMERICA, PETITIONER v. RENE SANCHEZ-GOMEZ, ET AL. ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT JOINT APPENDIX NOEL J. FRANCISCO REUBEN CAMPER CAHN Solicitor General Federal Defenders of Department of Justice San Diego, Inc. Washington, D.C. 20530-0001 225 Broadway, Suite 900 [email protected] San Diego, CA 92101 (202) 514-2217 [email protected] (619) 234-8467 Counsel of Record Counsel of Record for Petitioner for Respondent PETITION FOR A WRIT OF CERTIORARI FILED: AUG. 29, 2017 CERTIORARI GRANTED: DEC. 8, 2017 TABLE OF CONTENTS Page Court of appeals docket entries (13-50561) (Sanchez-Gomez) .................................................................. 1 Court of appeals docket entries (13-50562) (Patricio-Guzman) ................................................................. 5 Court of appeals docket entries (13-50566) (Morales) .............................................................................. 10 Court of appeals docket entries (13-50571) (Ring) ................................................................................... 15 District court docket entries (13-cr-4209) (Sanchez-Gomez) ................................................................ 20 District court docket entries (13-mj-3882) (Patricio-Guzman) ............................................................... 33 District court docket entries (13-cr-4126) (Morales) .............................................................................. 44 District court docket entries (13-cr-3876) (Ring) ................................................................................... 63 Letter from Barry Ted Moskowitz to Steven C. Stafford (Oct. 11, 2013) ....................................................... 76 Arraignment and preliminary hearing (Oct. 24, 2013) ...... 80 Judgment and sentence (Nov. 23, 2015) ............................ 155 Transcript of official electronic sound recording of proceedings (Nov. 12, 2015) ............................................. 173 Reporter’s transcript recusal motion hearing (Nov. 12, 2013) ................................................................... 176 Reporter’s transcript motion hearing re: appeal of magistrate judge decision (Nov. 15, 2013) ..... 318 Transcript of digitally recorded proceedings (Oct. 31, 2013) .................................................................... 490 Transcript of criminal duty log (Oct. 21, 2013) ................. 502 Court’s comments re: shackling partial transcript (Oct. 22, 2013) .................................................................... 667 Reporter’s transcript of proceedings (Nov. 18, 2013) ...... 684 (I) UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT Docket No. 13-50561 UNITED STATES OF AMERICA, PLAINTIFF-APPELLEE v. RENE SANCHEZ-GOMEZ, DEFENDANT-APPELLANT DOCKET ENTRIES DATE PROCEEDINGS 11/21/13 DOCKETED CAUSE AND ENTERED AP- PEARANCES OF COUNSEL. Reporters Transcript required: Yes. Sentence im- posed: n/a. Transcript ordered by 12/11/ 2013. Transcript due 01/10/2014. Appel- lant briefs and excerpts due by 02/19/2014 for Rene Sanchez-Gomez. Appellee brief due 03/21/2014 for United States of America. Appellant’s optional reply brief is due 14 days after service of the answering brief. [8872176] (HC) 11/22/13 Received copy of amended notice of appeal from district court. [8878910] (Turcios, Margoth) 11/27/13 Filed clerk order (Deputy Clerk: KG): The court sua sponte consolidates interlocutory appeal Nos. 13-50561, 13- 50562, and 13-50566. The previously established briefing schedule (1) 2 DATE PROCEEDINGS shall govern these consolidated appeals. [8880541] [13-50561, 13-50562, 13-50566] (WL) * * * * * 4/30/14 Submitted (ECF) Answering brief and Sup- plemental Excerpts of Record for review and filed Motion to file oversized brief. Submitted by Appellee USA in 13-50561, 13-50562, 13-50566, 13-50571. Date of service: 04/30/ 2014. [9078581] [13-50561, 13-50562, 13-50566, 13-50571] (Hoffman, Kyle) * * * * * 8/25/15 FILED OPINION (MARY M. SCHROED- ER, JACQUELINE H. NGUYEN and JACK ZOUHARY) VACATED; REMAN- DED. Judge: MMS Authoring, FILED AND ENTERED JUDGMENT. [9659006] [13-50561, 13-50562, 13-50566, 13-50571] (RMM) * * * * * 11/23/15 Filed (ECF) Appellee USA in 13-50561, 13-50562, 13-50566, 13-50571 petition for rehearing en banc (from 08/25/2015 opinion). Date of service: 11/23/2015. [9767667] [13-50561, 13-50562, 13-50566, 13-50571] (Zipp, Daniel) * * * * * 8/5/16 Filed Order for PUBLICATION (SIDNEY R. THOMAS) Upon the vote of a majority of 3 DATE PROCEEDINGS non-recused active judges, it is ordered that this case be reheard en banc pursuant to Federal Rule of Appellate Procedure 35(a) and Circuit Rule 35-3. The three-judge panel opinion shall not be cited as precedent by or to any court of the Ninth Circuit. Judge Owens did not participate in the de- liberations or vote in this case. [10076928] [13-50561, 13-50562, 13-50566, 13-50571] (MM) * * * * * 8/16/16 Received 12 paper copies of excerpts of rec- ord in 4 volume(s) filed by Appellants. (sent to en banc court) [10089237] [13-50561, 13-50562, 13-50566, 13-50571] (SML) * * * * * 8/18/16 Filed clerk order (Deputy Clerk: WL): The parties are ordered to file, within 14 days of the filing date of this order, simulta- neous briefs not to exceed 10 pages on the following question: whether we lack appel- late jurisdiction over these appeals, contrary to our holding in United States v. Howard, 480 F.3d 1005, 1011 (9th Cir. 2007). See, e.g., Mohawk Indus., Inc. v. Carpenter, 558 U.S. 100, 106-14 (2009) (describing the types of collateral rulings that may be appealed as sufficiently “final”); Abney v. United States, 431 U.S. 651, 657 (1977) (describing the ap- plication of the collateral-order doctrine to 4 DATE PROCEEDINGS appeals in criminal cases). [10092207] [13-50561, 13-50562, 13-50566, 13-50571] (WL) * * * * * 9/1/16 Submitted (ECF) Supplemental Brief for re- view. Submitted by Appellee USA in 13-50561, 13-50562, 13-50566, 13-50571. Date of service: 09/01/2016. [10110772] [13-50561, 13-50562, 13-50566, 13-50571] (Zipp, Daniel) 9/1/16 Submitted (ECF) Supplemental Brief for re- view. Submitted by Appellee USA in 13-50561, 13-50562, 13-50566, 13-50571. Date of service: 09/01/2016. [10110864] [13-50561, 13-50562, 13-50566, 13-50571] (Zipp, Daniel) * * * * * 5/31/17 FILED OPINION (SIDNEY R. THOMAS, MARY M. SCHROEDER, STEPHEN REINHARDT, ALEX KOZINSKI, DIAR- MUID F. O’SCANNLAIN, BARRY G. SILVERMAN, SUSAN P. GRABER, RICHARD A. PAEZ, MARSHA S. BER- ZON, CONSUELO M. CALLAHAN and SANDRA S. IKUTA) DENIED. Opinion by Judge Kozinski; Concurrence by Judge Schroeder; Dissent by Judge Ikuta. FILED AND ENTERED JUDGMENT. [10453287] [13-50561, 13-50562, 13-50566, 13-50571] (RMM) 5 UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT Docket No. 13-50562 UNITED STATES OF AMERICA, PLAINTIFF-APPELLEE v. MOISES PATRICIO-GUZMAN, DEFENDANT-APPELLANT DOCKET ENTRIES DATE PROCEEDINGS 11/21/13 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. Repor- ters Transcript required: Yes. Sentence imposed: n/a. Transcript ordered by 12/11/ 2013. Transcript due 01/10/2014. Appellant briefs and excerpts due by 02/19/2014 for Moises Patricio-Guzman. Appellee brief due 03/21/2014 for United States of America. Appellant’s optional reply brief is due 14 days after service of the answering brief. [8872225] (HC) 11/22/13 Received copy of amended notice of appeal from district court. [8878901] (Turcios, Margoth) 11/27/13 Filed clerk order (Deputy Clerk: KG): The court sua sponte consolidates interlocu- tory appeal Nos. 13-50561, 13-50562, and 13-50566. The previously established brief- ing schedule shall govern these consolidated 6 DATE PROCEEDINGS appeals. [8880541] [13-50561, 13-50562, 13-50566] (WL) * * * * * 4/30/14 Submitted (ECF) Answering brief and Sup- plemental Excerpts of Record for review and filed Motion to file oversized brief. Sub- mitted by Appellee USA in 13-50561, 13-50562, 13-50566, 13-50571. Date of ser- vice: 04/30/2014. [9078581] [13-50561, 13-50562, 13-50566, 13-50571] (Hoffman, Kyle) * * * * * 8/25/15 FILED OPINION (MARY M. SCHROE- DER, JACQUELINE H. NGUYEN and JACK ZOUHARY) VACATED; REMAN- DED. Judge: MMS Authoring, FILED AND ENTERED JUDGMENT. [9659006] [13-50561, 13-50562, 13-50566, 13-50571] (RMM) * * * * * 11/23/15 Filed (ECF) Appellee USA in 13-50561, 13-50562, 13-50566, 13-50571 petition for rehearing en banc (from 08/25/2015 opinion). Date of service: 11/23/2015. [9767667] [13-50561, 13-50562, 13-50566, 13-50571] (Zipp, Daniel) * * * * * 7 DATE PROCEEDINGS 8/5/16 Filed Order for PUBLICATION (SIDNEY R. THOMAS) Upon the vote of a majority of non-recused active judges, it is ordered that this case be reheard en banc pursuant to Federal Rule of Appellate Procedure 35(a) and Circuit Rule 35-3. The three-judge panel opinion shall not be cited as precedent by or to any court of the Ninth Circuit. Judge Owens did not participate in the de- liberations or vote in this case. [10076928] [13-50561, 13-50562, 13-50566, 13-50571] (MM) * * * * * 8/16/16 Received 12 paper copies of excerpts of rec- ord in 4 volume(s) filed by Appellants. (sent to en banc court) [10089237] [13-50561, 13-50562, 13-50566, 13-50571] (SML) * * * * * 8/18/16 Filed clerk order (Deputy Clerk: WL): The parties are ordered to file, within 14 days of the filing date of this order, simulta- neous briefs not to exceed 10 pages on the following question: whether we lack appel- late jurisdiction over these appeals, contrary to our holding